Journal Pre-proof Gastrointestinal bleeding in patients with atrial fibrillation treated with Apixaban or warfarin: Insights from the ARISTOTLE trial
David A. Garcia, Deborah A. Fisher, Hillary Mulder, Lisa Wruck, Raffele De Caterina, Sigrun Halvorsen, Christopher B. Granger, Claes Held, Lars Wallentin, John H. Alexander, Renato D. Lopes PII:
S0002-8703(19)30295-9
DOI:
https://doi.org/10.1016/j.ahj.2019.10.013
Reference:
YMHJ 6004
To appear in:
American Heart Journal
Received date:
9 April 2019
Accepted date:
26 October 2019
Please cite this article as: D.A. Garcia, D.A. Fisher, H. Mulder, et al., Gastrointestinal bleeding in patients with atrial fibrillation treated with Apixaban or warfarin: Insights from the ARISTOTLE trial, American Heart Journal(2019), https://doi.org/10.1016/ j.ahj.2019.10.013
This is a PDF file of an article that has undergone enhancements after acceptance, such as the addition of a cover page and metadata, and formatting for readability, but it is not yet the definitive version of record. This version will undergo additional copyediting, typesetting and review before it is published in its final form, but we are providing this version to give early visibility of the article. Please note that, during the production process, errors may be discovered which could affect the content, and all legal disclaimers that apply to the journal pertain.
© 2019 Published by Elsevier.
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Gastrointestinal Bleeding in Patients with Atrial Fibrillation Treated with Apixaban or Warfarin: Insights from the ARISTOTLE Trial
David A. Garcia, MD,* Deborah A. Fisher, MD,†,‡ Hillary Mulder, MS,‡ Lisa Wruck, PhD,‡ Raffele De Caterina, MD, PhD,§ Sigrun Halvorsen, MD, PhD,|| Christopher B. Granger, MD,‡,¶ Claes Held, MD, PhD,** Lars Wallentin, MD, PhD,** John H. Alexander, MD, MHS, ‡,¶
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Renato D. Lopes, MD, PhD, MHS‡
Division of Hematology, University of Washington School of Medicine, Seattle, WA; †Division of
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*
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Gastroenterology, Department of Medicine, Duke University School of Medicine, Durham, NC; ‡Duke
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Clinical Research Institute, Durham, NC; §Cardiology Division, G d’Annunzio University, Cheiti, Italy; ||
Department of Cardiology, Oslo University Hospital, Oslo, Norway; ¶Division of Cardiology,
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Department of Medicine, Duke University School of Medicine, Durham, NC; **Uppsala Clinical Research
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Center, Uppsala University, Uppsala, Sweden.
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Trial registration: ClinicalTrials.gov: NCT00412984
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Funding: The ARISTOTLE trial was funded by Bristol-Myers Squibb and Pfizer, Inc.
Address for correspondence: Renato D. Lopes, MD, PhD, MHS, Duke Clinical Research Institute, 2400 Pratt Street, Durham, NC 27710. Phone: 919-668-8241; Fax: 919-668-7085. Email:
[email protected].
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Objectives: A history of gastrointestinal bleeding (GIB) in patients with atrial fibrillation (AF) may impact decisions about anticoagulation treatment. To sought to determine whether prior GIB in patients with AF taking anticoagulants was associated with an increased risk of stroke or major hemorrhage. Methods: We analyzed key efficacy and safety outcomes in patients with prior GIB in ARISTOTLE. Centrally adjudicated outcomes according to GIB history were analyzed using Cox proportional hazards models adjusted for randomized treatment and established risk factors.
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Results: A total of 784 (4.3%) patients had prior GIB (321 [41%] lower, 463 [59%] upper); 215 (27%) occurred <1 year before study enrollment. Patients with prior GIB were older, had more comorbidities,
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and higher CHADS2 and HAS-BLED scores than those with no GIB. Major GIB occurred more
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frequently in those with prior GIB (lower: aHR 1.72, 95% CI 0.86–3.42; upper: aHR 3.13, 95% CI 1.97–
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4.96). This association with major GIB was more pronounced in patients with GIB <1 year before randomization versus no recent GIB (recent lower: aHR 2.58, 95% CI 0.95–7.01; recent upper: aHR 5.16,
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95% CI 2.66–10.0). There was no association between prior GIB and risk of stroke/systemic embolism or
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all-cause death. In those with prior GIB, the apixaban versus warfarin relative risks for stroke/systemic embolism, hemorrhagic stroke, death, or major bleeding were consistent with the results of the overall
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trial.
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Conclusions: In patients with AF on oral anticoagulants, prior GIB was associated with an increased risk of subsequent major GIB but not stroke, intracranial bleeding, or all-cause mortality. For the key outcomes of stroke, hemorrhagic stroke, death, and major bleeding, we found no evidence that the treatment effect (apixaban vs. warfarin) was modified by a history of GIB.
Keywords: gastrointestinal hemorrhage; atrial fibrillation; anticoagulants
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In patients with atrial fibrillation (AF), a history of gastrointestinal (GI) bleeding may impact decisions about anticoagulation treatment. More than one study of warfarin-treated patients has found that a history of GI bleeding is independently associated with an increased risk of major hemorrhage.1,2 Clinicians must weigh the risks associated with a history of GI bleeding against the benefits of anticoagulation to prevent ischemic stroke. Apixaban is an oral, direct factor Xa inhibitor previously compared with warfarin in a large,
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randomized trial of patients with AF. Although apixaban was superior to warfarin for 3 of the key study endpoints (stroke or systemic embolism, major bleeding, and all-cause death), the rates of major GI
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bleeding in the apixaban- and warfarin-treated patients were not statistically different.3
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We analyzed data from the Apixaban for Reduction in Stroke and Other Thromboembolic Events
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in Atrial Fibrillation (ARISTOTLE) trial to determine whether and how a history of GI bleeding might impact the rate of several key study endpoints, including stroke or systemic embolism, major bleeding,
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and all-cause death. For these same endpoints, we also sought to determine whether a history of GI
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bleeding would modify the relative treatment effects (apixaban vs. warfarin) that were seen in the overall trial. We further assessed whether the location (lower vs. upper) or the timing (recent vs. remote) of prior
METHODS
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GI bleeding might be associated with different GI bleeding risks.
ARISTOTLE (NCT00412984) was a double-blind, randomized controlled trial that enrolled 18,201 patients with AF and at least 1 additional risk factor for stroke; the trial design and primary results have been previously reported.3,4 Using data from ARISTOTLE, we analyzed rates of key efficacy and safety outcomes to determine whether a history of GI bleeding (prior to study entry) was associated with an increased risk of subsequent stroke/systemic embolism, major bleeding, myocardial infarction (MI), or death.
Journal Pre-proof Definitions and outcomes For the present analysis, we used information that was recorded at study entry (demographics, geographical region, clinical characteristics, medical history, bleeding risk scores, and medications). History of GI bleeding and location of the GI bleeding event (upper or lower) were extracted from the case report form. We explored whether recent (vs. more remote) GI bleeding was associated with key study outcomes (stroke or systemic embolism, major bleeding, and all-cause death). Key study outcomes
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were centrally adjudicated and outcome definitions have been detailed elsewhere.4 For this analysis, we considered GI bleeding to be recent if it had occurred less than 1 year prior to randomization. Creatinine
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clearance was estimated using the Cockroft-Gault formula and stratified as normal, mildly impaired
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(>50–80 mL/min), moderately impaired (>30–50 mL/min), and severely impaired (≤30 mL/min).
Statistical analysis
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Baseline characteristics are presented for the randomized population with information on prior GI
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bleeding recorded in the case report form (n=18,197). We excluded from this analysis 4 patients for whom information on prior GI bleeding was missing. Continuous baseline variables are summarized as
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medians and 25th and 75th percentiles; comparisons between GI bleeding groups were made using the
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Kruskal-Wallis test. Categorical variables are presented as frequencies and percentages and compared using chi-square tests.
Efficacy outcomes were analyzed using the intention-to-treat population with available data on prior GI bleeding (n=18,197) through the efficacy censoring date. For safety outcomes, we used the ontreatment population (18,140 patients receiving ≥1 dose of study drug) and included all events from the time of the first dose until 2 days after the last dose of study drug was received. Centrally adjudicated outcomes according to GI bleeding history were analyzed using a Cox proportional hazards model adjusted for randomized treatment assignment and pre-specified established risk factors, including age, geographic region, and aspirin and nonsteroidal anti-inflammatory drug (NSAID) use at baseline. Additional covariates varied by outcome and were pre-specified. For stroke outcomes, adjustment
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variables included weight, diabetes, hypertension, moderate valvular disease, prior stroke/transient ischemic attack (TIA)/systemic embolism, type of AF, and prior vitamin K antagonist (VKA) use. For death outcomes, adjustment variables included sex, weight, systolic blood pressure, diastolic blood pressure, hypertension, moderate valvular disease, left bundle branch block, prior MI, prior stroke/TIA/systemic embolism, anemia, smoking, prior VKA use, New York Heart Association (NYHA) class, CHADS2 score, and renal function. Adjustment variables for bleeding outcomes included sex,
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coronary artery disease (CAD), prior MI, prior non-GI bleeding, anemia, CHADS2 score, and renal function. Adjustment variables for MI included diabetes, CAD, prior MI, NYHA class, and renal
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function. To determine whether prior GI bleeding modified the effect of randomized treatment assignment
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(apixaban vs. warfarin) on key study endpoints, interaction terms were tested in the Cox models. Analyses
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were repeated for recent GI bleeding. In the primary analysis, the small number (n=32) of patients who had a history of both upper and lower GI bleeding recorded at study entry were categorized as having a
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history of upper GI bleeding; however, we also performed sensitivity analyses in which we categorized
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these patients as having a history of lower GI bleeding. To compare the rates of death within 30 days after a GI bleeding event in the apixaban and
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warfarin treatment groups, we fit Cox models with time-dependent indicators for GI bleeding, taking a
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value of 1 within 30 days after a GI bleed occurring prior to censoring for efficacy (and the value of 0 otherwise), and adjusting for the same set of covariates described earlier. To improve model fit and create an appropriate comparator, we also included time-dependent indicators for intracranial bleeds and all other bleeds (non-GI and non-intracranial). We tested the interaction between the GI bleeding indicator and randomized treatment to assess whether the short-term risk of death associated with GI bleeding differed between the treatment arms. In patients with multiple bleeding events, only the first event of each type was assessed. We also describe international normalized ratio (INR) values before and after discontinuation of study drug after GI bleeding.
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Corrections for multiple testing were not performed due to the hypothesis-generating nature of the secondary analysis. All analyses were performed by the Duke Clinical Research Institute using SAS software, version 9.4 (SAS Institute, Inc., Cary, NC).
RESULTS Baseline Characteristics
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The 784 (4.3%) enrolled patients with a history of GI bleeding (321 lower, 463 upper) were older, disproportionately male, and more likely to have impaired renal function. Compared with the 17,413
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patients without a history of GI bleeding, patients with a history of GI bleeding were more likely to have a
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history of 1 or more comorbidities at study entry, including anemia, dyspepsia, gastroesophageal reflux,
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GI surgery, peptic ulcer disease, chronic liver disease, and either peripheral or coronary artery disease
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(Table 1).
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Clinical Outcomes According to GI Bleeding History, Location, and Timing After adjustment for covariates, prior lower (but not upper) GI bleeding was associated with an increased
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risk of MI (adjusted hazard ratio [HR] 1.96; 95% confidence interval [CI] 1.02–3.77). We did not find
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statistically significant associations between prior GI bleeding (upper or lower) and other key efficacy endpoints (stroke or systemic embolism, ischemic/uncertain-cause stroke, all-cause death, cardiovascular death) (Table 2).
Patients with a history of lower GI bleeding at study entry were more likely to experience major lower GI bleeding during the study (adjusted HR 5.47; 95% CI 2.53–11.80). Several other safety endpoints were associated with a history of lower GI bleeding, but the associations were less strong. Among patients with a history of lower GI bleeding, we did not observe a statistically significant association with overall major bleeding, major upper GI bleeding, or intracranial bleeding (Table 2). For patients with a history of upper GI bleeding at study entry, we did not find a statistically significant association with any efficacy endpoint. However, a history of upper GI bleeding at study entry
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was associated with overall major GI bleeding (adjusted HR 3.13; 95% CI 1.97–4.96), major upper GI bleeding (adjusted HR 3.42; 95% CI 2.02–5.81), and overall major bleeding (HR 2.06; 95% CI 1.52– 2.79). Weaker associations with non-major bleeding outcomes are shown in Table 2. A history of upper GI bleeding was not associated with an increased risk for intracranial hemorrhage. Of patients with prior GI bleeding, 60% stopped study drug at some time during the trial (vs. 50% among those with no history of GI bleeding). Of patients in the safety population with a prior history of
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GI bleeding, 58% in the apixaban arm stopped anticoagulation at some point during the trial and 62% in the warfarin arm stopped anticoagulation at some point during the trial (p=0.23).
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At study entry, 215 patients had experienced recent GI bleeding (<1 year prior to randomization).
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Of these, 97 were lower GI bleeding events and 118 upper GI bleeding events. No major differences from
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the associations with upper or lower prior GI bleeding were observed, although some of the associations
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lost statistical significance (Table 3).
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Treatment Effect of Apixaban versus Warfarin According to Gastrointestinal Bleeding A history of GI bleeding did not change the treatment effect (apixaban vs. warfarin) that was reported
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from the overall trial for stroke/systemic embolism, hemorrhagic stroke, death, or major bleeding (Table
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4). Of the randomized population, 218 patients experienced major GI bleeding during the trial, prior to the efficacy censoring date. Among them, 20 (8.8%) died within 30 days of the hemorrhage, including 11/102 (10.8%) in the apixaban arm and 9/116 (7.8%) in the warfarin arm. There was an increased risk of death during the 30 days after a GI bleeding event in both the apixaban and warfarin arms (adjusted HR 29.15; 95% CI 15.96–53.25 and HR 12.25; 95% CI 6.13–24.89, respectively). After multivariable adjustment, the difference between the randomized treatment arms in the increased risk of death within 30 days was not statistically significant (p=0.07). Kaplan-Meier curves for the 30-day incidence of death among patients with GI bleeding, separated by treatment arm, are presented in Figure 1. The apixaban and warfarin groups were similar with respect to not only the proportion of patients not on study medication at the time of GI bleeding (approximately 13%), but also the proportion of
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patients who interrupted study medication for at least 1 day either on the day of or within the 3 days following the GI bleeding event (approximately 75%). Of those who interrupted study medication, approximately 50% eventually resumed. The median value for the most recent INR prior to the GI bleeding event was 1.2 (25th, 75th: 1.1, 1.4) in the apixaban arm and 2.5 (2.1, 3.0) in the warfarin arm (Table 5).
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DISCUSSION In this analysis of patients with AF and prior GI bleeding who were randomly assigned to receive either
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apixaban or warfarin in the ARISTOLE trial, we found that a previous history of lower GI bleeding was
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strongly associated with an increased risk of major lower GI bleeding, and a history of prior upper GI
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bleeding was associated with an increased risk of major upper GI bleeding. These anatomy-specific associations build upon a prior analysis that looked at the relationship between a history of bleeding and
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the risk of major hemorrhage while on anticoagulation.5 For example, prior upper GI bleeding, but not
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prior lower GI bleeding, was associated with a greater than 3-fold risk of any major GI bleeding during the study period. This means that if a patient with AF and a history of upper GI bleeding decides to begin
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anticoagulation, they can expect that their annual risk for major GI bleeding will be approximately 3 to 6 percentage points higher than it would be in a similar patient without prior GI bleeding, for whom the
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annual risks of upper and lower GI bleeding are 1% and 1.5%, respectively.6 Our finding that neither a history of upper GI bleeding nor a history of lower GI bleeding was associated with intracranial hemorrhage, the most feared complication of anticoagulant therapy, may be relevant to clinicians who are weighing the risks and benefits of anticoagulation in a patient with AF. While this observation might lead clinicians to pause before prescribing an anticoagulant to a patient with both AF and a history of GI bleeding, the risk-benefit tradeoffs will favor anticoagulation treatment for most such patients. Our finding that the treatment effect (apixaban vs. warfarin) is not modified by prior GI bleeding means that, for a patient with AF who chooses to take anticoagulant therapy, previous GI bleeding itself would not favor warfarin over apixaban or vice versa. Our results
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support guideline recommendations that apixaban would—along with warfarin, dabigatran 110 mg twice daily, and edoxaban 30 mg once daily—be a preferred anticoagulant strategy for patients with AF and a history of GI bleeding.7 Among the warfarin-treated patients who experienced GI bleeding, our observations that the last INR, performed a median of 11 days prior to the GI bleeding event, was between 2.1 and 3.0 in 50% are consistent with similar findings from an analysis of 174 patients with intracranial hemorrhage in
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ARISTOTLE. Nearly 80% of these patients’ pre-intracranial hemorrhage INR values were in the target range.8 Other previously published cohort studies further highlight the imperfect nature of the INR
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measurement as a tool to predict major warfarin-associated bleeding.9,10
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The small number (11 vs. 9) of deaths within 30 days of major GI bleeding, along with the
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numerous covariates that could have affected the rates we observed, prevent us from determining whether there is a difference in the case-fatality rates following major GI bleeding for either apixaban or warfarin.
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A previous meta-analysis suggested that, overall, direct oral anticoagulant-associated major bleeding is
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not more likely to cause death within 30 days than warfarin-associated major bleeding.11 The main limitation of our analysis is that many of the comparisons (e.g., history of prior GI
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bleeding vs. none) were not randomized. Thus, although we attempted to adjust for potentially
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confounding variables, our findings should be interpreted with caution. It is possible that the low number of patients with prior GI bleeding prevented us from detecting a difference in the risk of one or more of the outcomes listed in Table 2.
In conclusion, a history of GI bleeding—especially recent GI bleeding—was associated with an increased risk of subsequent anticoagulant-associated major GI bleeding among anticoagulant-treated patients with AF. Although this risk increase may change calculations regarding the net benefit of anticoagulation therapy in general, we found no evidence that a history of GI bleeding would substantially modify what is already known about the superiority of apixaban as compared with warfarin in the relative risks for important clinical outcomes such as stroke or systemic embolism, major bleeding, and all-cause death.
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Disclosures Garcia: Research grants from BMS/Pfizer and Daiichi Sankyo; consulting fees from BMS/Pfizer and Janssen. Fisher, Mulder, Wruck: None. De Caterina: Research grants from Pfizer; Bayer HealthCare Pharmaceuticals, and Boehringer Ingelheim; consulting fees from Pfizer, BMS, Bayer HealthCare Pharmaceuticals, Boehringer Ingelheim, Daiichi Sankyo, Eli Lilly, Novartis, Roche. Halvorsen: Consulting fees from BMS, Pfizer, AstraZeneca, Bayer, Boehringer Ingelheim, Merck, and Sanofi.
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Granger: Research grants from Bristol-Myers Squibb, Pfizer, Inc., Apple s, AstraZeneca, Bayer, Boehringer Ingelheim, US FDA, GlaxoSmithKline, Janssen, Medtronic Foundation, Novartis; consulting
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fees from Bristol-Myers Squibb, Pfizer, Inc., Abbvie, AstraZeneca, Bayer, Boehringer Ingelheim, Boston
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Scientific, GlaxoSmithKline, Janssen, Medscape, Medtronic, Inc., Merck, NIH, Novo Nordisk, Novartis,
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Roche Diagnostics, Rho Pharmaceuticals, Sirtex, Verseon. Held: Institutional research grants from AstraZeneca, Bristol-Myers Squibb/Pfizer, Merck & Co, GlaxoSmithKline, and Roche Diagnostics;
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advisory board member for AstraZeneca, Bayer, and Boehringer Ingelheim. Wallentin: Institutional
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research grants from AstraZeneca, Boehringer Ingelheim, Bristol-Myers Squibb/Pfizer, GlaxoSmithKline, Roche Diagnostics, and Merck & Co; Consulting fees from Abbott; Holds 2 patents involving GDF-15
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licensed to Roche Diagnostics. Alexander: Research grants from Bristol-Myers Squibb, Boehringer
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Ingelheim, CryoLife, CSL Behring, US FDA, NIH, Tenax Therapeutics, VoluMetrix; consulting fees from Bristol-Myers Squibb, Pfizer, Inc., AbbVie Pharmaceuticals, CSL Behring, Janssen, Novo Nordisk, Portola Pharmaceuticals, Teikoku Pharmaceuticals, VA Cooperative Studies, Zafgen. Lopes: Research grants from Bristol-Myers Squibb, Pfizer, Inc., Amgen, GlaxoSmithKline, Medtronic PLC, Sanofi Aventis; consulting fees from Pfizer, Inc., Boehringer Ingelheim.
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Shireman TI, Mahnken JD, Howard PA, Kresowik TF, Hou Q, Ellerbeck EF. Development of a contemporary bleeding risk model for elderly warfarin recipients. Chest. 2006;130: 1390-6.
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Jansky P, Lewis BS, Lopez-Sendon JL, Pais P, Parkhomenko A, Verheugt FW, Zhu J, Wallentin
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Apixaban for reduction in stroke and other ThromboemboLic events in atrial fibrillation (ARISTOTLE) trial: design and rationale. Am Heart J. 2010;159: 331-9.
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Miller CS, Dorreen A, Martel M, Huynh T, Barkun AN. Risk of Gastrointestinal Bleeding in Patients Taking Non-Vitamin K Antagonist Oral Anticoagulants: A Systematic Review and Meta-analysis. Clin Gastroenterol Hepatol. 2017;15: 1674-83.
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Gelder IC, Voors AA, Windecker S, Zamorano JL, Zeppenfeld K. 2016 ESC Guidelines for the management of atrial fibrillation developed in collaboration with EACTS. Eur Heart J. 2016;37:
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Ciavarella N, Devoto G, Berrettini M, Musolesi S. Bleeding complications of oral anticoagulant treatment: an inception-cohort, prospective collaborative study (ISCOAT). Italian Study on Complications of Oral Anticoagulant Therapy. Lancet. 1996;348: 423-8. 11
Chai-Adisaksopha C, Hillis C, Isayama T, Lim W, Iorio A, Crowther M. Mortality outcomes in patients receiving direct oral anticoagulants: a systematic review and meta-analysis of randomized controlled trials. J Thromb Haemost. 2015;13: 2012-20.
Journal Pre-proof Figure Legends Figure 1. 30-day rate of death for apixaban and warfarin groups following major GI bleed (dashed lines
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define 95% confidence bands)
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Table 1. Patient characteristics at study entry Prior GI Bleed Any (n=784)
Lower GI (n=321)
Upper GI (n=463)
73.5 (67.0, 78.0)
74.0 (67.0, 79.0)
73.0 (67.0, 78.0)
70.0 (62.0, 76.0)
<.0001
205 (26.1%)
91(28.3%)
114(24.6%)
6211(35.7%)
<.0001
Characteristic Age, yrs Female sex, no. (%)
313 (39.9%)
151 (47.0%)
Latin America
134 (17.1%)
41 (12.8%)
Europe
240 (30.6%)
86 (26.8%)
Asia Pacific
97 (12.4%)
Systolic BP, mm Hg
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43 (13.4%)
162 (35.0%)
4160 (23.9%)
93 (20.1%)
3332 (19.1%)
154 (33.3%)
7102 (40.8%)
54 (11.7%)
2819 (16.2%)
e
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f o
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Region, no. (%) North America
No Prior GI Bleed (n=17,413) P-Value*
130 (120.0, 140.0) 130 (118.0, 140.0) 130 (120.0, 140.0) 130 (120.0, 140.0)
rn
<.0001
0.102
Diastolic BP, mm HG
80.0 (70.0, 85.0)
78.0 (70.0, 84.0)
80.0 (70.0, 86.0)
80.0 (70.0, 87.0)
<.0001
Weight, kg
83.0 (70.5, 97.0)
84.0 (72.0, 97.3)
82.0 (70.0, 95.5)
82.0 (70.0, 95.3)
0.126
68.8 (51.7, 88.2)
68.2 (52.3, 88.8)
74.2 (56.8, 95.4)
<.0001
Calculated CrCL, mL/min Renal function, no. (%)
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68.4 (51.9, 88.8)
<.0001
Normal
268 (34.2%)
109 (34.0%)
159 (34.3%)
7250 (41.6%)
Mild impairment (>50–80 mL/min)
334 (42.6%)
137 (42.7%)
197 (42.5%)
7251 (41.6%)
Moderate impairment (>30–50 mL/min)
166 (21.2%)
68 (21.2%)
98 (21.2%)
2581 (14.8%)
15 (1.9%)
7 (2.2%)
8 (1.7%)
255 (1.5%)
Severe impairment (≤30 mL/min)
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Prior GI Bleed Any (n=784)
Lower GI (n=321)
Upper GI (n=463)
History of dyspepsia, no. (%)
130 (16.6%)
48 (15.0%)
82 (17.7%)
1244 (7.1%)
<.0001
History of gastroesophageal reflux, no. (%)
183 (23.3%)
75 (23.4%)
108 (23.3%)
1733 (10.0%)
<.0001
History of peptic ulcer disease, no. (%)
326 (41.6%)
40 (12.5%)
286 (61.8%)
881 (5.1%)
<.0001
History of gastrointestinal surgery, no. (%)
203 (25.9%)
82 (25.5%)
121 (26.1%)
1495 (8.6%)
<.0001
30 (3.8%)
8 (2.5%)
22 (4.8%)
481 (2.8%)
0.036
Prior stroke, TIA, or SE, no. (%)
163 (20.8%)
56 (17.4%)
107 (23.1%)
3374 (19.4%)
0.089
Diabetes, no. (%)
218 (27.8%)
92 (28.7%)
126 (27.2%)
4328 (24.9%)
0.157
HF or reduced LVEF, no. (%)
277 (35.3%)
111 (34.6%)
166 (35.9%)
6173 (35.5%)
0.933
CAD, no. (%)
310 (39.5%)
133 (41.4%)
177 (38.2%)
5731 (32.9%)
0.000
PAD, no. (%)
66 (8.4%)
26 (8.1%)
40 (8.6%)
818 (4.7%)
<.0001
71 (22.1%)
137 (29.6%)
1037 (6.0%)
<.0001
93 (29.0%)
128 (27.6%)
5410 (31.1%)
0.216
Characteristic
History of chronic liver disease, no (%)
History of anemia, no. (%) Aspirin use, no. (%) Randomized Treatment
l a
rn
u o
208 (26.5%)
J
221 (28.2%)
f o
o r p
e
r P
No Prior GI Bleed (n=17,413) P-Value*
0.803
Warfarin
394 (50.3%)
157 (48.9%)
237 (51.2%)
8684 (49.9%)
Apixaban
390 (49.7%)
164 (51.1%)
226 (48.8%)
8729 (50.1%)
Values are median (25th, 75th percentile), unless otherwise indicated. *P-value compares history of GI bleed and location groups (lower GI vs. upper GI vs. no GI bleed). BP indicates blood pressure; CAD, coronary artery disease; CrCl, creatinine clearance; GI, gastrointestinal; HF, heart failure; LVEF, left ventricular ejection fraction; PAD, peripheral artery disease; SE, systemic embolism; TIA, transient ischemic attack.
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Table 2. Association between history of upper or lower GI bleeding and efficacy or safety endpoints Prior Lower GI Bleed
Prior Upper GI Bleed
No Prior GI Bleed
Event Rate*
Event Rate*
Event Rate*
(Count)
(Count)
(Count)
(n=321)
HR (95% CI)†
(n=463)
HR (95% CI)†
Stroke or SE
0.50 (3)
0.34 (0.11–1.06)‡
1.60 (13)
1.01 (0.58–1.76)‡
Ischemic/uncertain type stroke
0.33 (2)
0.31 (0.08–1.26)‡
0.98 (8)
0.87 (0.43–1.76)‡
Hemorrhagic stroke
0.17 (1)
0.54 (0.08–3.91)‡
Death from any cause
5.23 (32)
1.07 (0.75–1.53)§
Cardiovascular death
3.10 (19)
1.37 (0.86–2.20)§
Myocardial infarction
1.67 (10)
Efficacy Endpoints
Jo
-p
e r P
1.45 (461) 1.02 (327)
0.49 (4)
1.50 (0.55–4.10)‡
0.35 (113)
5.64 (47)
1.11 (0.82–1.51)§
3.65 (1193)
2.76 (23)
1.06 (0.68–1.67)§
1.87 (610)
1.96 (1.02–3.77)||
0.61 (5)
0.85 (0.35–2.07)||
0.55 (177)
1.72 (0.86–3.42)¶
3.23 (24)
3.13 (1.97–4.96)¶
0.65 (190)
l a
n r u
Safety Endpoints
ro
f o
(n=17,413)
Major GI bleeding
1.66 (9)
Upper
0.00 (0)
---
2.41 (18)
3.42 (2.02–5.81)¶
0.45 (132)
Lower
1.66 (9)
5.47 (2.53–11.80)¶
0.80 (6)
2.42 (0.93–6.33)¶
0.20 (60)
Major bleeding
4.17 (22)
1.21 (0.78–1.88)¶
6.55 (48)
2.06 (1.52–2.79)¶
2.47 (718)
Major or CRNM bleeding
8.92 (45)
1.49 (1.10–2.02)¶
10.16 (72)
1.77 (1.38–2.26)¶
4.82 (1372)
GUSTO severe bleeding
0.73 (4)
0.79 (0.29–2.14)¶
1.59 (12)
1.66 (0.92–3.01)¶
0.80 (236)
GUSTO moderate/severe bleeding
2.41 (13)
1.01 (0.57–1.76)¶
4.44 (33)
1.924 (1.33–2.76)¶
1.64 (480)
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17
Prior Upper GI Bleed
No Prior GI Bleed
Event Rate*
Event Rate*
Event Rate*
(Count)
(Count)
(Count)
(n=321)
HR (95% CI)†
(n=463)
HR (95% CI)†
GUSTO mild bleeding
14.26 (68)
1.55 (1.21–1.98)¶
12.70 (86)
1.408 (1.13–1.76)¶
ISTH minor bleeding
9.28 (47)
1.51 (1.12–2.04)¶
7.62 (54)
1.276 (0.97–1.68)¶
Intracranial bleeding
0.18 (1)
0.31 (0.04–2.25)¶
0.93 (7)
1.555 (0.72–3.36)¶
(n=17,413)
p e
ro
f o
8.53 (2315) 5.71 (1588) 0.56 (166)
*Rates are per 100 patient-years. † Hazard ratios are versus no GI bleed. ‡ Adjusted for randomized treatment assignment, age, geographic region, aspirin and NSAID use at baseline, weight, diabetes, hypertension, moderate valvular disease, prior stroke/TIA/SE, type of AF, prior VKA. § Adjusted for randomized treatment assignment, age, geographic region, aspirin and NSAID use at baseline, sex, weight, systolic blood pressure, diastolic blood pressure, weight, hypertension, moderate valvular disease, left bundle branch block, prior MI, prior stroke/TIA/SE, anemia, smoking, prior VKA, NYHA class, CHADS2 score, renal function. || Adjusted for randomized treatment assignment, age, geographic region, aspirin and NSAID use at baseline, diabetes, CAD, prior MI, NYHA class, renal function. ¶ Adjusted for randomized treatment assignment, age, geographic region, aspirin and NSAID use at baseline, sex, CAD, prior MI, prior non-GI bleeding, anemia, CHADS2 score, renal function. CI indicates confidence interval; CRNM, clinically relevant non-major; GI, gastrointestinal; GUSTO, Global Use of Strategies to Open Occluded Arteries; HR, hazard ratio; ISTH, International Society on Thrombosis and Haemostasis; SE, systemic embolism.
l a
Jo
n r u
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Table 3. Association between history of recent* upper or lower GI bleeding and efficacy or safety endpoints No Recent Prior GI Prior Recent Lower GI Bleed
Prior Recent Upper GI Bleed
Event Rate†
Event Rate† HR (95% CI)‡
(Count)
(n=118)
0.56 (1)
0.35 (0.05–2.47)§
Ischemic/uncertain type stroke
0.56 (1)
0.48 (0.07–3.41)§
Hemorrhagic stroke
0.00 (0)
---
Death from any cause
5.02 (9)
0.99 (0.51–1.92)||
Cardiovascular death
2.79 (5)
Myocardial infarction
0.00 (0)
Safety Endpoints
e
HR (95% CI)‡
(Count) (n=17,982)
1.48 (3)
0.92 (0.30–2.86)§
1.44 (473)
0.98 (2)
0.87 (0.22–3.49)§
1.01 (334)
0.49 (1)
1.68 (0.23–12.17)§
0.35 (117)
6.80 (14)
1.51 (0.87–2.63)||
3.70 (1249)
1.11 (0.46–2.70)||
2.43 (5)
0.95 (0.35–2.56)||
1.90 (642)
---
0.98 (2)
1.39 (0.34–5.61)¶
0.57 (190)
l a
rn
u o
f o
o r p
Efficacy Endpoints Stroke or SE
Event Rate†
(Count)
(n=97)
Bleed
r P
Major GI bleeding
2.58 (4)
6.25 (11)
5.16 (2.66–10.00)#
0.69 (208)
Upper GI bleeding
J
2.58 (0.95–7.01)#
0.00 (0)
---
5.10 (9)
6.65 (3.26–13.57)#
0.47 (141)
Lower GI bleeding
2.58 (4)
7.73 (2.73–21.87)#
1.09 (2)
1.68 (0.23–12.47)#
0.23 (69)
Major bleeding
4.60 (7)
1.42 (0.68–3.02)#
8.56 (15)
2.51 (1.47–4.30)#
2.56 (766)
Major or CRNM bleeding
11.96 (17)
2.04 (1.26–3.30)#
11.76 (20)
1.87 (1.18–2.97)#
4.95 (1452)
GUSTO severe bleeding
1.27 (2)
1.44 (0.36–5.81)#
2.75 (5)
2.90 (1.18–7.17)#
0.81 (245)
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No Recent Prior GI Prior Recent Lower GI Bleed
Prior Recent Upper GI Bleed
Event Rate†
Event Rate† HR (95% CI)‡
(Count)
GUSTO moderate/severe bleeding
Event Rate† HR (95% CI)‡
(Count)
(n=97)
f o
(n=118) 1.13 (0.42–3.03)#
2.57 (4)
6.81 (12)
Bleed
o r p
(Count) (n=17,982)
2.80 (1.56–5.03)#
1.69 (510)
*Recent is defined as less than 1 year prior to randomization. † Rates are per 100 patient-years. ‡Hazard ratios are versus no GI bleed. § Adjusted for randomized treatment assignment, age, geographic region, aspirin and NSAID use at baseline, weight, diabetes, hypertension, moderate valvular disease, prior stroke/TIA/SE, type of AF, prior VKA. || Adjusted for randomized treatment assignment, age, geographic region, aspirin and NSAID use at baseline, sex, weight, systolic blood pressure, diastolic blood pressure, weight, hypertension, moderate valvular disease, left bundle branch block, prior MI, prior stroke/TIA/SE, anemia, smoking, prior VKA, NYHA class, CHADS2 score, renal function. ¶ Adjusted for randomized treatment assignment, age, geographic region, aspirin and NSAID use at baseline, diabetes, CAD, prior MI, NYHA class, renal function. # Adjusted for randomized treatment assignment, age, geographic region, aspirin and NSAID use at baseline, sex, CAD, prior MI, prior non-GI bleeding, anemia, CHADS2 score, renal function. CI indicates confidence interval; CRNM, clinically relevant non-major; GI, gastrointestinal; GUSTO, Global Use of Strategies to Open Occluded Arteries; HR, hazard ratio; SE, systemic embolism.
l a
Jo
n r u
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e
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Table 4. Association between treatment effect and efficacy and safety endpoints by history of GI bleed/location Prior Lower GI Bleed
Prior Upper GI Bleed
No Prior GI Bleed
P-Value†
Apixaban
Warfarin
Apixaban
Warfarin
Apixaban
Warfarin
Rate*
Rate*
Rate*
Rate*
Rate*
Rate*
(n=164)
(n=157)
HR (95% CI)
(n=226)
(n=237)
(n=8729)
(n=8684)
Stroke or SE
0.66 (2)
0.33 (1)
2.01 (0.18 - 22.24)
1.02 (4)
2.15 (9)
0.47 (0.15 - 1.54)
1.28 (206)
1.61 (255)
0.80 (0.67 - 0.96) 0.5150
Death from any
4.22 (13)
6.25 (19)
0.66 (0.33 - 1.34)
5.43 (22)
5.84 (25)
o r p
0.93 (0.53 - 1.66)
3.46 (568)
3.84 (625)
0.90 (0.80 - 1.01) 0.7298
CV death
2.27 (7)
3.95 (12)
0.57 (0.22 - 1.44)
0.68 (0.29 - 1.57)
1.78 (292)
1.96 (318)
0.91 (0.78 - 1.07) 0.5165
MI
1.32 (4)
2.02 (6)
0.70 (0.20 - 2.51)
l a
3.27 (14) 0.71 (3)
0.71 (0.12 - 4.27)
0.52 (84)
0.58 (93)
0.89 (0.67 - 1.20) 0.8758
Major GI bleeding
1.79 (5)
1.51 (4)
1.17 (0.31 - 4.36)
3.04 (11)
3.41 (13)
0.88 (0.39 - 1.97)
0.59 (88)
0.70 (102)
0.84 (0.63 - 1.12) 0.8829
Major bleeding
4.45 (12)
3.87 (10)
1.13 (0.49 - 2.63)
6.13 (22)
6.96 (26)
0.88 (0.50 - 1.54)
1.99 (292)
2.97 (426)
0.67 (0.58 - 0.78) 0.3268
Major or CRNM
8.16 (21)
9.71 (24)
0.83 (0.46 - 1.49)
8.85 (31)
11.45 (41)
0.77 (0.48 - 1.22)
3.87 (560)
5.81 (812)
0.67 (0.60 - 0.75) 0.6683
0.36 (1)
0.00 (0)
---
1.08 (4)
0.77 (3)
1.39 (0.31 - 6.21)
0.32 (47)
0.82 (119)
0.39 (0.28 - 0.54) 0.2657
HR (95% CI)
f o
Efficacy Endpoints
cause
n r u
Safety Endpoints
Jo
2.22 (9) 0.51 (2)
e
r P
HR (95% CI)
bleeding Intracranial bleeding *Rates are per 100 patient-years. † P-value for the randomized treatment by history of GI bleed and location interaction. CI indicates confidence interval; CRNM, clinically relevant non-major; CV, cardiovascular; GI, gastrointestinal; HR, hazard ratio; MI, myocardial infarction; SE, systemic embolism.
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Table 5. INR before and study drug discontinuation after first major GI bleed Apixaban
Warfarin
Overall
91 (86.7%)
104 (87.4%)
195 (87.0%)
105
119
224
104
119
223
1.3 (0.6)
2.8 (1.5)
2.1 (1.4)
1.2 (1.1, 1.4)
2.5 (2.1, 3.0)
1.7 (1.2, 2.7)
13 (5, 24)
11 (4, 22)
12 (4, 22)
68 (74.7%)
76 (73.1%)
144 (73.8%)
34 (50%)
35 (46.0%)
69 (47.9%)
Time from bleed to resuming study drug, median (25th, 75th), days
16 (6, 41)
17 (7, 51)
17 (7, 43)
Time at follow-up when bleed occurred, median (25th, 75th), days
352 (123, 582)
240 (101, 534)
280 (121, 562)
On study drug day before bleed Events (GI bleeds), no. INR, most recent before bleed N Mean (SD)
of
Median (25th, 75th) Time from INR to bleed, median (25th, 75th), days
ro
Interruption of randomized study drug*
re
-p
Study drug resumed
Jo
ur
na
lP
*Interruption was defined as discontinuation of the study drug for at least 1 day, either on the day of the bleed or within the 3 days following the bleed. For this analysis, all GI bleeds were counted, including the 6 that occurred after efficacy censoring. GI indicates gastrointestinal; INR, international normalized ratio; SD, standard deviation.
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ur
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Figure 1.
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Figure 1