Synthetic
ELSEVIER
Metals
69 (1995)
Photogeneration
613-619
in Conducting Polymers
E.M. Conwell and H.A. Mizes Wilson Center for Research &Technology, Webster, NY 14580, USA and Center for Photoinduced
Charge Transfer
University of Rochester, Rochester. NY 14627. USA Abstract A number of diverse phenomena, such as the small carrier yield per photon seen in picosecond photoconductivity, the different behavior of picosecond photoinduced absorption, PA, in dilute solutions and thin films, and the spectral distribution of PA in thin films, show that photogenerated positive and negative polarons in conducting polymers are for the most part bound in pairs on adjacent chains by their Coulomb attraction. The PA also gives additional evidencethatthe binding energy of the singlet exciton in poly (phenylene vinylene) is 0.4 eV, leading to a gap of 2.8 eV. 1. INTRODUCTION Much effort
After reviewing some of the experimental
has been devoted
to determining
the
nature of the excitations that are photogenerated in conducting polymers [l]. The most successful techniques have been picosecond photoinduced photoconductivity
absorption
PC. It was predicted
electric vector perpendicular
PA and
that light with
to the chains could create
electrons and holes on separate chains [2,3], which would then evolve into independent
or free polarons.
be shown in the next section, there PA and
PC that
As will
is a great deal of
evidence
from
generated
by only a small fraction of the photons.
free
polarons
are It has
for polaron
pairs, we summarize
evidence
our calculations
for
polaron pairs in poly (phenylene vinylene), PPV. Then we will show that polaron pairs can account for the ps PA data on PPV, transpolyacetylene, KH),, and polythiophene, PT. Because these materials are typical conducting polymers, we believe that photogeneration results principally in polaron pairs rather than free polarons in all of this group of conducting polymers. Finally we will suggest what the role of polaron pairs is in other phenomena poiymen.
that
have
been
studied
in these
been suggested that most of the polarons form pairs [4], or charge transfer complexes (51, bound by their
2. EVIDENCE AGAINST GENERATION OF FREE POLARONS
Coulomb attraction.
2.1 Photoconductivity
Photoinduced
charge transfer between
a pair of like
or unlike organic molecules to form a complex that is stable in the excited state, although not in the ground state, has been studied extensively by chemists. Such charge transfer complexes have been found between a
It has been established, by means of PA, that for electric vector of the light parallel to the chains, El, the excitations generated in (CH), are soliton pairs with a lifetime -1 ps (61. For E vector perpendicular to the chains,
El,
it was found
that
the
majority
of the
pair of molecules, e.g. phenyls, that happen to be parallel and at the right distance even though they are parts of different, not totally aligned, polymer chains. It
excitations are still soliton pairs with -1
should be noted that, even for photons with energy well
spectrum of these excitations was found to differ
beyond the absorption edg’e, a photogenerated electron and hole are much less likely to completely separate in a conducting polymer than in a three-dimensional semiconductor like Si or Ga As, for example. This is so because the conducting polymer is essentially an assembly of separate oligomers, the dielectric constant transverse to the chains is smaller by - a factor S and the carriers can more easily lose excess energy because they
that
are strongly modes.
carriers and the measured PC was a few cm*/Vs, in agreement with the ps mobility deduced from the decay
coupled
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-40%
ps lifetime,
but
of the excitations give rise to a sizable tail on the
PA which
persists for more than
of the
absorption
solitons in the
in having
red
[6].
a ns [6].
The
substantially
These
excitations
PA
from
greater were
assumed to be free polarons. However this identification can be shown to be inconsistent with the observed ps PC. For El the rapid decay of the photogenerated pairs led to the conclusion that only -1 Ohof the photons create free carriers [7]. This conclusion was reinforced by the fact that the mobility p calculated from this number of free
614
E.M. ConweU, HA. Mizes f Synthetic Metals 69 (1995) 613419
of the light-induced dichroism (8) and with the calculated mobility of drifting polarons and solitons [9]. For El, if 40°h of the excitations were free, long-lived polarons, the PC should be very much greater than that resulting from El. However, the PC for El was found to be only 1.7 times as large as that for El [lO,ll]. It is clear that the excitations associated with the long PA tail are not free polarons. For PPV, PT and other nondegenerate polymers the carriers of ps photocurrent are expected to be free polarons. Formation of bipolarons, which requires the meeting of two polarons of like sign, should take longer than picoseconds. Note also that in more recent, and presumably more ordered, PPV samples bipolarons, which were seen in earlier samples on a millisecond time frame, are no longer seen (121. For oriented
samples of PPV it was also found that
the ps photocurrent was almost independent of the direction of polarization of the light source relative to the chain direction [13], even though PA was larger by a factor 3 for light polarized perpendicular to the chains (41. With the peak photocurrent
comparable
to that in
2.2 Photoinduced
in
Absorption
Only 10 to ZOoAof the ps photogenerated PPV and its derivatives are excitons
excitations [21]. PA
experiments performed to identify the remaining 80 to 90% of the excitations showed, as in (CH),, a long-lived tail, lasting nanoseconds 14,211. In poly (2-methoxy-I,4 phenylene vinylene), M-PPV, over the range investigated the PA consists of two broad absorptions, peaked at -0.5 eV and -1.5 eV, the latter containing a weak secondary peak at 2.15 eV [41. For PPV the two main peaks are at about the same locations but the secondary peak is shifted to 2.3 eV [22]. The dynamics of the peaks are the same. As discussed at length in Refs. 4 and 23, the data eliminate the possibilities that the excitations giving rise to the long-lived PA are triplet excitons, singlet excitons, independent polarons, bipolarons or biexcitons. Hsu et al suggested that the excitations are polaron pairs on adjacent chains bound bytheir Coulomb attraction [4]. A similar long lived PA is seen in PT [24] and its derivative poly (octylthiophene), P30T. For P30T the PA peaks at 1.2 eV, with a secondary peak at 1.9 eV, just below the absorption edge at -2.0 eV 1251. No PA data were obtained in the infrared for PTor P3OT.
(CH), and the carrier drift mobility also expected to be comparable, -1%
it was concluded for this case also that only
of the photons absorbed create free carriers [ 131. A
similar
conclusion
can be reached
from
PC data
for
derivatives of PT [14].
More direct evidence that the excitations giving rise to the PA involve more than one chain is provided by the cases where soluble forms of the polymers are available. A soluble form hexyloxy)-p
Comparison that
of photoluminescence
of PPV oligomers
of PPV films to
led to the conclusion that
the
of PPV is poly (2-methoxy-5-(2’-ethyl-
phenylene
soluble form is P30T. long-lived
vinylene),
MEH-PPV.
For PT a
For both MEH-PPV and P3OT the
PA was found in thin films but not in dilute
singlet exciton in the films is confined to a single chain
solutions [25,261.
and -6 or 7 monomers, or -4OA. in length [15]. The observation that the threshold for ps PC in PPV coincides with the absorption edge led one group to conclude that photons with energy above the absorption edge produce
the PA dynamics match those of the photoluminescence,
free electrons and holes, i.e. the binding energy of the exciton is skT at 300 K [16]. This hardly seems a necessary conclusion in light of the fact that only -lo/b of the photons create free carriers.
It is not unreasonable
that a few % of excitons could be dissociated
by the
surface or by defects, in the same way that C60 doping causes exciton dissociation in PPV (171. Calculation of the exciton binding energy in PPV gives 0.4 eV iI81 and this value has also been obtained from measurement of the From optical photovoltaic response of PPV 1191. measurements Leng et al have deduced an exciton binding energy of 1.1 eV [20]. We will show later that the observed PA gives additional energy of 0.4 eV.
evidence for a binding
In the case of the MEH-PPV solution
indicating that the PA is due to singlet excitons (261. In MEH-PPV thin films, however, the photoluminescence shows different, over all more rapid, dynamics than the PA, which displays the long plateau-like tail seen in the other
PPV’s 1261.
Similar
behavior
was found
for
P3OT[25]. 3. CALCULATIONS FOR POLARON PAIRS TO calculate the properties of polaron pairs in KH), we used the SSH Hamiltonain (271, which has been used extensively to describe polarons in that material. For studying polaron pairs in PPV we first need a Hamiltonian suitable for describing single pOlarOnS in that material. We set up a tight-binding Hamiltonian in the spirit of the SSH Hamiltonian,
specifically (281
EM
E
Hz
m-1
+
Cl-( t
0
Conwell,
HA.
polyacetylene, -au
)c+
615
A&es / Synthetic Metals 69 (1995) 613619
cj I
portion,
z
the
lo%,
interchain
coupling
of the polaron
resulted
in a
being shifted to the
coupled chain 1321.
+au -c I2+ H.C.I.
(1)
To treat the case of a polaron pair on adjacent chains we added to Equation (1) the term giving the potential at
Here M is the number of monomers in the chain and indicates one of the pairs of nearest neighbors in the monomer. The sum is taken over all 9 pairs. te is the
v =i
c
eej lel
[(d,
)i
1: I:,)
+k, /cl )(dl
j
electronic coupling or transfer integral between neighboring n orbitals and cij> is the change in length of the bond, referred to an imagined initial state with all bonds equal in length. a is the ratio between electronic coupling change and bond length change and K is the effective spring constant, due to the o bonds. C is a stiffness constant adjusted to give the correct chain The length in a self-consistent calculation [ZSJ.
where the summation
parameters to, a and K were chosen so that calculations with Equation (1) gave values within 1% for 3 quantities:
i and j determined
(1) the difference between single bond length, 1.474 A, and double bond length, 1.355A, of the vinyl group as determined by MNDO; (2) the valence band width, 5.47
The resulting n and n* energy levels for the situation that the polarons are stationary and exactly opposite each other are shown schematically in Fig. 1. It is seen that the levels one the chain with P-are pulled down due
eV, obtained by Local Density Functional theory (301, (3) the energy gap, 2.8 eV 1181. The values that satisfy the criterion just given are to = 2.66 eV, a = 10.29 eVtA and K = 99.0 eV/Az. polyacetylene
Larger values than those familiar from
(271, were expected because the band gap
is twice as large, and the vinyl dimerization
40°h larger.
is over all the sites on the other
chain, ej is the charge on the jth site (determined
self-
consistently), (d$+l and (dl)‘ij the parallel and perpendicular components, respectively, of the distance between sites i and j, ~1 and EL the dielectric constants parallel and perpendicular to the chain direction, taken as 8 [321 and 3, respectively. Interchain coupling was also included, with the coupling (tl& between the atoms as described earlier.
to the attraction of P+. The polaron levels are pulled down more than the conduction or valence band levels because their wave functions are localized. distance
of the top
P- level from
the
The resulting band
edge
is
denoted by 0. The lower P level has moved into the valence band. On the chain with P+ levels are moved up
with the calculation From a self-consistent Hamiltonian (1) and the parameters just specified, the
due to the repulsion of P . The upper P+ level has moved into the conduction band, and the lower P+ level is
energy interval between
energy @ above the valence band.
the polaron level and the next
The introduction
of
to be 0.19 eV. It is larger, of course, for short chains [ZSJ.
interchain coupling was found to have little effect on the energy levels because tl is small [33]. The spacing
The half-width
between
level on a long chain of PPV (2 20 monomers) was found of the polaron is - 4 monomers or - 26A.
Significantly, a calculation of the polaron geometry using the unrestricted in good additional
Hartreee-Fock
agreement
with
PM3 method gave results This agreement is
ours.
the P- and
P+ levels in the gap is denoted
by
0.0 and 0, as well as E,, are dependent on chain length, the dependence of the latter two, shown in Ref. 33, being much larger,
evidence for the validity of our Hamiltonian.
Determining whether the polaron is stable in the presence of interchain interactions is more complicated than for (CH), because the interchain distance is different
Using Equations (1) and (2) we have also calculated the formation
energy for
a polaron pair in PPV. The total
energy of a chain is the sum of the lattice energy and the electronic energy. The formation energy was taken as
for every C atom in the monomer. To obtain an order of magnitude approximation, we took the total interchain
the difference
coupling for a monomer
consistent minimum energy of two coupled PPV chains in
from the interchain-coupling-
induced splitting of the bands at the band edge (301, and divided this up among the pairs of atoms according to their distance apart (281. The overall coupling is smaller than in polyacetylene and the polaron in PPV was found However, as in to be stable under this coupling.
between
two total
energies:
the self-
their ground state and the self-consistent minimum energy of two coupled PPV chains with a polaron pair. The resulting formation energy as a function of chain length is shown in Fig. 2. Shown for comparison are the S&O-O
transition energies measured for PPV oligomers,
616
which
E.M.
should
exciton.
represent
the
Even with allowance
Conwell, HA.
formation
energy
Mizes I Synthetic Metals 69 (1995) 613619
of an
for the possibility that the
calculations are uncertain by a few tenths of an eV it is clear that polaron pair formation formation,
4. COMPARISON WITH EXPERIMENTAL PA 4.1 PPV and PT
is favored over exciton
at least for chains less than 7 monomers long. a,@
The three possible photoinduced absorptions are and @ of Fig. 1. For PPV with chains 7 monomers
long, generally considered an average chain length for that case, we calculate @ = 0.45 eV, @ = 1.41 eV and @I = 2.35 eV. It is seen that these three values are within 0.1 eV of the three PA peaks found in PPV, as enumerated in section 2.2, thus in excellent agreement, perhaps better than could be expected for peak 0. Experimentally the PA is found to be strongly polarized along the polymer chain direction [4]. It is apparent that this condition will be satisfied for peaks @ and 0. The condition is also satisfied for peak @I because, by symmetry, the wavefunction must be a superposition of the situation shown in Fig. I, with P on the left chain,
Eg
P+ on the right, and the situation with P+ on the left chain, P- on the right. The net current corresponding to a transition must then vanish perpendicular to the chains.
ne ative ca ain
We emphasize that, as is apparent in Fig. 1, the sum of transitions @ and @ must equal E,. The fact that the experimental values for these transitions are 0.5 and 2.3
p;oszii;e
eV. resoectivelv. addina evidence Fig. 1 Energy levels and optical transitions for a polaron
UP to 2.8 eV, is independent
for a aao of 2.8 eV and an exciton bindinq
enerov of 0.4 eV.
pair (schematic)
For M-PPV the absorption
edge is at 2.2 eV rather
than 2.4 eV. If we take the shift in the absorption edge as the shift in the gap (i.e., assume the exciton binding energy is the same in M-PPV as in PPV) E, for M-PPV is 2.6 eV.
It is also reasonable
binding
to assume that the polaron
energy in the presence of the polaron of the
opposite sign, i.e., the energy 0,
is the same for M-PPV
as for PPV. We then find that transition
@ for M-PPV is
shifted down by 0.2 eV to 2.15 eV, where in fact it is seen experimentally
141. Note that there is not necessarily a
corresponding
shift downward
likely that the absorption edge
for transition
0.
is determined’by
than average chain lengths while the peak at 2
3
5
Number
10
20
30
60
of monomers
oligomers, measured by R. Mahrt, J.- P. Yang, A. Greiner, H. BIssler and D.D.D. C. Bradley., Makromol. Chem. Rapid formation
Note that the larger polaron
energy for the 60 monomer
not be real because the self-consistent case had not completely converged.
1.5 eV
should be determined by the most likely length of the charge transfer complex, which is probably shorter. In P30T the observed long-lived PA extends from 1 .l to 2.0 eV with a maximum at - 1.2 eV and a smaller
Fig. 2 Formation energy vs chain length for: 0 polaron pairs in PPV, calculated as described; A excitons on PPV
Commun. 11 (1990) 415.
It is longer
chain length may calculation for this
peak at 1.9 eV, just below the absorption edge at - 2 eV 1241. Somewhat similar data have been obtained for PT 1251. In principle, a Hamiltonian of the type (1) could be set up for PT, but unfortunately
calculations of the band
structure and the exciton binding energy available to guide the choice of parameters.
are not We can,
however, make reasonable estimates of where the peaks should fall from the following considerations. First, it is reasonable that the energy @ changes little when E,
E.M. Conwell. HA
617
Mizes I Synthetic Metals 69 (1995) 613-619
changes, provided the chain length is kept the same. In
relative
support of this we note that the distance of the polaron
independent
level from the nearest band edge calculated for long chains of PPV with the Hamiltonian (1) is 0.19 eV [28],
interchain distance and dielectric constants.
agreeing closely with 0.2 eV obtained for a long chain of (CH), [34], which has E, = 1.4 eV. For poly (3 hexyl thiophene), P3HT, the polaron-to-band energy has been measured as 0.4 eV by observing the optical absorption due to electrons and holes injected at the contacts j351. But it must be remembered that 0.4 eV does not apply to the polaron level in the long chain limit, but rather to
to
those of
on the P+ chain are essentially being determined primarily by
E,,
Measurements
of ps PA in (CH), are available only in
the range 0.3 to 0.5 eV [6].
At 0.3 eV PA is low and
decreasing with decreasing energy; it shows no evidence for a peak in the neighborhood of 0.1 eV. The PA is continuous
in the range 0.3 to 0.5 eV but, unlike PPV,
shows two local maxima in this range, at 0.35 eV and 0.45 eV (61, the latter being somewhat higher. Around these
that for the average conjugation length in the sample used, For PPV the polaron level is 0.4 eV from the band
maxima the PA is roughly symmetric over a few hundredths of an eV. Calculation of @ as a function of
edge
for a conjugation length between 6 and 7 monomers, thus - 40A (281. This should be in the neighborhood of the conjugation length for the PT sample used for the measurements. The quantity @ includes a small additional shift of the polaron level from
chain length in (CH), gives the result that it ranges from 0.36 to 0.38 eV for chains from 200 sites down to - 100, and then increases with decreasing chain length to 0.6 eV
the band edge due to the Coulomb effect of the oppositely charged polaron. We expect this shift in PT to be similar to that for PPV because it depends essentially
bimodal Gaussian distribution of conjugation lengths, centered at chains of 30 CH’s and 200 CH’s with standard deviations 50% of the peak value 1361. According to our
on the interchain distance and dielectric constants, which are quite similar for the different polymers in this group.
calculations, we can assign the local maximum at 0.35 eV to conjugation lengths from 200 down to - 100 sites. The maximum at 0.45 eV could be obtained with a Gaussian centered about 45 sites, larger than the 30 sites
if, on the strength of these arguments, we take the energy @ the same for P30T as for PPV, and the difference
in energy gaps as the difference
in absorption
at 30 sites. It is noteworthy that absorption and resonant Raman spectra in (CH), have been well fitted using a
edges of PPV and P3OT, 0.4 eV, the upper peak in P3OT
perhaps because the quality of (CH), samples had improved in the 6 years between the two experiments.
would be shifted down relative to that in PPV 0.4 eV, to
We can predict on the basis of our model that additional
1.95 eV. This is in excellent agreement with 1.9 eV at which the peak is found [24]. The agreement suggests
ps absorption
that the exciton binding
energy in PT is also -
should be found
corresponding to the transition
in (CH), around
1 eV,
0.
0.4 eV.
Making a similar shift downward for the - 1.5 eV peak in PPV we find the other peak in the visible for P3OT at 1.1
The above discussion has dealt mainly with the peaks in the PA, which arise from the polarons being exactly
eV, quite close to the observed value of .1.2 eV. A third peak should be found at - 0.5 eV when PA in this
opposite each other.
spectral region is explored.
polaron in its potential absorption
4.2 PA in (CH),
In an earlier paper, treating
PA in
PPV 1331, we showed that the zero point motion of each well causes a broadening
frequencies
comparable
spread in PA. Additional contributions of different
to the
of the
observed
broadening comes from the conjugation lengths, whose
Calculations of the energy levels due to a polaron pair in (CH), were carried out using the SSH Hamiltonian
also another
and the parameters ~1 = 11.0, Ed = 3.0, C = 1.266 o/K, with other parameters as in Ref. 27. For a chain length of
same chain but separated by a conjugation defect, e.g., an sp3. Due to the polaron width being - 4 monomers
100 CH’s we found the energy @ equal to 0.36 eV and @ equal to 0.1 eV. The small spacing between the P and P+ levels compared to PPV or PT is due to the smaller gap
the
of (Cl-i),. In fact @ is very close to the value that would be obtained by a rigid shift downward of 0 for PPV, 1.4 eV, by the difference in band gaps of PPV and PA, 2.8 1.4 eV. Thus the calculations for (CH), provide additional justification for our assumption that the energy 0 and
short parallel sections of the polymer chains for formation of the polaron pairs. For PPV we have found that even with a chain length of only 2 monomers the energy @I is within 0.3 eV of its value for 7 monomer chains and longer. Nevertheless single polarons can be
the downward
,generated,
shift of the energy levels on the P- chain
peaks are at different
energies.
It is necessary to consider
type of pair, where
Coulomb
effects
P+ and P- are on the
in this case are much
smaller,
allowing transitions much closer to those due to a single polaron. We note also that the theory requires only
for example
in situations where disorder or
618
EM.
defects result in there suitable to accommodate
Conwell, HA.
Mizes / Synthetic Metal
not being an adjacent chain the poiaron of opposite sign.
5. OTHER EFFECTSOF POLARON PAIRS Additional
consequences of the high quantum
of long-lived P+ P pairs can be expected. the
long tail
on the
yield
One of these is
photolimunescence,
which
lasts
69 (1995) 613419
absorption,
and the
small carrier
yield and
lack of
anisotropy in the photoconductivity, found in PPV, PT and (CH), can be ascribed to a photogenerated charge transfer state or polaron pairs. More generally, the state may be an excimer due to the admixture of a small amount of the exciton wavefunction which is quite close in energy 1391; it is not possible to determine this until
to the chain with the other polaron they may recombine non-radiatively. However there is also a chance for an
more accurate single polarons account for ps polaron pairs
exciton to be formed, with the subsequent probability of radiating within ps as is found for excitons directly photogenerated. That this process is not negligible is
predominant process in this group of conducting polymers. The creation of polaron pairs can account alS0 for other phenomena, such as the dc electric field and
demonstrated
magnetic field dependence of the steady state PC. Finally, we have shown that the experimental finding of
nanoseconds (261. When one polaron makes a transition
by the fact that PPV light emitting diodes
work, based as they are on a pair of polarons formed by injected carries coming together as an exciton and recombining radiatively.
calculations are done. Although some are undoubtedly directly generated to PC, we believe that photogeneration of rather than single polarons is the
PA peaks at 0.5 and 2.3 eV is independent evidence for a PPV gap of 2.8 eV and an exciton binding energy of 0.4 eV.
Another
effect is field-enhanced
PC. The large ps
transient PC observed in PPV [ 161 is field independent
up
to fields of 2x104 V/cm and is undoubtedly due to photocarriers directly generated by photons. This does not, however,
as suggested
in Ref. 16, eliminate
the
possibility of PC at longer times, or steady state PC, being greatly enhanced by a large electric field. This effect,
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on the same chain with
separating them.
a conjugation
defect
It is possible that such pairs account for energy of - 0.1 eV seen in the ps
the activation [ 161 and the steady state photocurrent photocurrent
[37]. A polaron that is one of a pair opposite each other on adjacent long chains is, according to the calculations described earlier, in a potential well 0.3 eV deep. Polaron
pairs may also account for the
magnetic
for
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6. CONCLUSIONS We conclude that the long-lived
ps photoinduced
for
EM.
Conwell, HA
Mizes I Synthetic Metals 69 (1995) 613-619
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