An approach for non-linear stochastic analysis of U-shaped OWC wave energy converters

An approach for non-linear stochastic analysis of U-shaped OWC wave energy converters

Accepted Manuscript An approach for non-linear stochastic analysis of U-shaped OWC wave energy converters Pol D. Spanos, Federica Maria Strati, Giovan...

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Accepted Manuscript An approach for non-linear stochastic analysis of U-shaped OWC wave energy converters Pol D. Spanos, Federica Maria Strati, Giovanni Malara, Felice Arena

PII: DOI: Reference:

S0266-8920(17)30113-3 http://dx.doi.org/10.1016/j.probengmech.2017.07.001 PREM 2931

To appear in:

Probabilistic Engineering Mechanics

Received date : 4 June 2017 Accepted date : 12 July 2017 Please cite this article as: P.D. Spanos, F.M. Strati, G. Malara, F. Arena, An approach for non-linear stochastic analysis of U-shaped OWC wave energy converters, Probabilistic Engineering Mechanics (2017), http://dx.doi.org/10.1016/j.probengmech.2017.07.001 This is a PDF file of an unedited manuscript that has been accepted for publication. As a service to our customers we are providing this early version of the manuscript. The manuscript will undergo copyediting, typesetting, and review of the resulting proof before it is published in its final form. Please note that during the production process errors may be discovered which could affect the content, and all legal disclaimers that apply to the journal pertain.



AN APPROACH FOR NON-LINEAR STOCHASTIC ANALYSIS OF U-SHAPED OWC WAVE



ENERGY CONVERTERS

3  4 

Pol D. Spanos(1), Federica Maria Strati(2), Giovanni Malara(3), Felice Arena(4)*

5  6 

(1) L. B. Ryon Chair in Engrg., G. R. Brown School of Engrg., Rice University, Houston, TX



77005. Email: [email protected].



(2) Ph. D. student, Natural Ocean Engineering Laboratory (NOEL), “Mediterranea” University of



Reggio Calabria, Loc. Feo di Vito, 89122 Reggio Calabria, Italy. Email: [email protected]

10 

(3) Post-Doctoral research fellow, Natural Ocean Engineering Laboratory (NOEL), “Mediterranea”

11 

University of Reggio Calabria, Loc. Feo di Vito, 89122 Reggio Calabria, Italy. Email:

12 

[email protected]

13 

(4) Professor, Natural Ocean Engineering Laboratory (NOEL), “Mediterranea” University of

14 

Reggio Calabria, Loc. Feo di Vito, 89122 Reggio Calabria, Italy. Email: [email protected]

15 

* Corresponding author: [email protected]

16 

1  

17 

Abstract

18 

This paper analyzes the dynamics of a U-Oscillating Water Column (U-OWC) wave energy

19 

harvester. The geometrical configuration of this device comprises: an air mass enclosed into a

20 

pneumatic chamber and connected to the atmosphere through a duct containing the Power-Take-Off

21 

device; and a U-shaped water column connecting the air mass to the open wave field. The dynamics

22 

of the U-OWC is described by a set of two coupled nonlinear integro-differential equations which

23 

have no obvious exact analytical solution. In this context, the paper addresses the problem of

24 

estimating efficiently and reliably, albeit approximately, the dynamic response of the U-OWC

25 

system given a certain power spectrum-compatible wave excitation. For this purpose, an equivalent

26 

linear model describing the dynamic response of the system is derived by the technique of statistical

27 

linearization, and used to determine iteratively the statistics of the harvester response. Further, two

28 

specific U-OWC configurations are considered: the full-scale U-OWC prototype equipped with a

29 

linear Wells turbine in the port of Civitavecchia (Rome, Italy); and a U-OWC small scale model

30 

which comprises a non-linear orifice, only, and is installed in the benign basin of the NOEL

31 

laboratory (Reggio Calabria, Italy). Relevant Monte Carlo data are used to demonstrate the

32 

efficiency and reliability of the proposed approach.

33  34 

Keywords: Wave energy converter; U-OWC; statistical linearization; Monte Carlo data.

2  

35 

1. Introduction

36 

In the recent decades the increasing demand of energy and the progressive depletion of traditional

37 

sources has generated a significant challenge to the scientific community. That is, to develop novel

38 

energy harvesting technologies exploiting renewable resources. In this context, the energy

39 

associated with ocean waves is a promising source whose potential global power is estimated to

40 

have a magnitude of the order of 1013 W [1]. Within this field, a large number of wave energy

41 

converters (WECs) have been investigated, and some of them have reached the stage of a full-scale

42 

prototype [2]. Their structures can be either floating or fixed, with their configurations properly

43 

designed to harvest the kinetic or potential energy of ocean waves. Typically, nonlinear differential

44 

or integral equations in conjunction with a statistically described wave excitation are required to

45 

capture the dynamic behavior of WECs. Thus, the application of computationally costly numerical

46 

algorithms is often necessary. Alternatively, the possibility to generate fast and reliable approximate

47 

solutions of the dynamic response of a non-linear system can be desirable. In this regard, various

48 

approaches have been developed in the open literature; for nonlinear stochastic dynamics problems

49 

an extensive description can be found in references such as Roberts and Spanos [3].

50 

One of the most versatile tools is the statistical linearization technique which is applied herein for

51 

the determination of the dynamic response of a specific wave-energy harvester, named U-shaped

52 

Oscillating Water Column (U-OWC).

53 

Succinctly, the implementation of the statistical linearization technique can generate an approximate

54 

solution for the response of a multi-degree of freedom dynamic system subjected to a random

55 

stationary excitation. The technique involves the replacement of the nonlinear terms in the

56 

equations governing the system dynamics by equivalent (in a specified sense) linear terms, so that

57 

the exact solution for the equivalent linear model can be determined by the classical input-output

58 

relationship. Applications to marine and ocean engineering can be found in references such as

59 

Spanos and Agarwal [4], Low [5], and Spanos, et al. [6].

3  

60 

Within the field of wave energy converters, oscillating water columns (OWC) devices have reached

61 

the most advanced development stage. Their dynamics and energy conversion mechanism have

62 

been extensively investigated [7-10]. The basic geometrical configuration of an OWC comprises a

63 

pneumatic chamber which contains an air mass in its upper part and water in the lower part

64 

connected to the open sea. The fluctuations of the water alternately compress and expand the air,

65 

which is forced to flow through an air duct connected to the atmosphere. Thus, the rotor of a self-

66 

rectifying turbine located in the air duct is activated, and the mechanical torque inducing the

67 

production of electrical energy is generated. Starting from the 80s, a number of OWCs were build

68 

and tested. Example of operative OWCs are [11]: the five chambered plant in the port of Sakata

69 

(1989), Japan, with an original rating of 60kW provided by a single Wells turbine; the PICO plant

70 

in the Azores Island (1999) with an installed capacity of 400kW; the LIMPET plant (2000) in Islay

71 

island, Portugal, originally rated at 500kW, presently used as test site for various turbine designs;

72 

and the Mutriku plant (2011), Spain, representing the first multiple chamber OWC plant with a total

73 

power of 296 kW.

74 

In this framework, the U-OWC represents a modification of the basic OWC geometrical

75 

configuration [12]. Its basic structure is quite similar to the one characterizing the conventional

76 

OWC. However, it includes an additional vertical element on the wave-beaten side of the plant

77 

forming a typical U-shaped duct. This small element allows introducing an additional mass that can

78 

be used for tuning the water column natural period to a desired value. This device has recently

79 

reached the stage of full-scale prototype; such a configuration is presently under construction in the

80 

port of Civitavecchia (Rome) [13] and has a (potential) estimated installed power of 2.7 MW.

81 

The first theoretical model for the U-OWC dynamics was proposed by Boccotti [14]. Next, Malara

82 

and Arena [15] developed a consistent representation of the diffracted/radiated wave field in front

83 

of the plant. Small-scale field experiments validated the theoretical model and the absorption

84 

capacity of such device [12, 16-18]. The mathematical description of the U-OWC dynamics

4  

85 

involves two coupled non-linear integro-differential equations. This feature points out a significant

86 

difference with respect to conventional OWCs, for which a linear analysis is reliable as long as the

87 

linear water wave theory, and the assumption of an isentropic thermodynamic process for the air

88 

pocket hold [1, 8, 19-21]. Further, the complexity of the U-OWC theoretical model introduces

89 

significant difficulties when dealing with the optimal-design of the system and with control related

90 

aspects.

91 

In this framework, an optimal approximate linear model of the U-OWC system is pursued by

92 

implementing the technique of statistical linearization. Analyses are conducted by considering two

93 

U-OWC configurations. The first comprises a linear Wells turbine located in the air duct. In this

94 

context, a case study pertains to the full-scale prototype located in the port of Civitavecchia (Rome,

95 

Italy) [22]. The second configuration is a U-OWC comprising an orifice without a turbine. For such

96 

a case, an additional non-linear term in the dynamic modelling of the pressure fluctuations inside

97 

the pneumatic chamber must be included. In view of a full-size realization, the modelling of a U-

98 

OWC equipped with an orifice is of particular interest. Indeed, such a configuration either can

99 

simulate the presence of valves in the chamber, or can be interpreted as the approximation of a

100 

nonlinear PTO mechanism, such as the case of an Impulse turbine [11]. A small-scale U-OWC

101 

model with such configuration is currently tested in the benign basin of the NOEL laboratory

102 

(http://noel.unirc.it/) (Reggio Calabria, Italy).

103 

Solutions for realistic sea states compatible with typical power spectral density functions of sea

104 

waves are derived. To assess the efficiency and reliability of the proposed approach, responses

105 

computed from the equivalent linear system are compared with relevant Monte Carlo data derived

106 

by numerical integration of the original nonlinear system dynamics equations.

107 

108 

2. Physical U-OWC system description

109 

Next the two different U-OWC plants considered in this study are discussed. The first configuration 5  

110 

refers to a U-OWC equipped with w a lineaar Wells tu urbine locaated in the air duct. The T secondd

111 

configuratiion is a U-O OWC which h comprise a non-linearr orifice, without the prresence of th he turbine.

112 

2.1 U-OWC C equippedd with a linea ar turbine

113 

The schem matic view of o a U-OWC C is shownn in Fig. 1. Here, dimensions of thhe pneumattic chamberr

114 

are definedd by the heeight hc, and d the width b2 and b3 (not ( shown in the figuure) in the longitudinal l l

115 

and transveerse directioon, respectiively. The ssymbols li and a b1 defin ne the length th and the width w of thee

116 

external vertical ductt with the opening hhaving subm mergence dh. The tim me-dependen nt variabless

117 

describing the U-OW WC dynamics are x annd pc, deno oting the water w level inside the pneumaticc

118 

chamber m measured froom the meaan water levvel (positivee downward ds), and the air pressuree inside thee

119 

pneumatic chamber, respectively.

120  121 

Fig gure 1. Schem matic view of th he U-OWC plant.

122 

In this worrk, the plannt configuraation of the full-scale U-OWC U pro ototype undder construcction in thee

123 

port of Civvitavecchiaa (Rome, Italy) [22] iss considereed (Fig. 2). Tab. 1 sum mmarizes the relevantt

124 

geometricaal parameterrs of the deevice. Furtheer, a Wells turbine witth an outer ddiameter D = 0.738 m,,

125 

a hub diam meter Dhub = 0.5 m, an nd a dampinng ratio K = 2.9 is considered. FFor the purp pose of thee 6  

126 

presented aanalysis, a constant c rotational speeed equal to 4000 rpm iss assumed.

127  128 

Figure 2. Civitavecchia U-OWC U caissoons. Photo takeen on May 2015 (Source: w wavenergy.it).

129 

d [m]

hc [m]

b2 [m]

b3 [m]

dh [m]

b1 [m]

D [m]

14.20

9.40

3.20

3.87

2.00

1.60

0.738

130  131 

Table 1. Geoometrical charracteristics off the Civitaveccchia U-OWC C plant. The syymbols refer too the scheme shown in Fig..

132 

1, while b3 iss the width of the t pneumaticc chamber in tthe transversee direction; an nd D is the diaameter of the air a duct.

133 

2.2 U-OWC C with a noon-linear oriifice (only)

134 

A U-OWC C small scalle model is presently ttested in thee natural beenign basinn of the Nattural Oceann

135 

Engineerinng Laborattory (NOEL, www.nnoel.unirc.it,, Reggio Calabria, IItaly), wheere a new w

136 

experimenttal activityy started in 2014 [18]] (Fig. 3). The peculiarity of thhis site relates to thee

137 

possibility to conduct field experriments direectly in a beenign sea by y the implem mentations of commonn

138 

methodoloogies used in i large arttificial wavve tanks [23 3]. The mo odel compriises three in ndependentt

139 

chambers w whose totall width is 3..79 m in thee transversee direction. The width oof a single cell is 1 m..

140 

The cross-sectional viiew of the small-scale s U-OWC model m is shown in Fig. 44. The three chamberss

141 

t orifice, which is eq qual to 0.32 m for the ccentral cell, and 0.15 m differ withh regards to the size of the

142 

for the lateeral cells. Further, F pro oper instrum ments for th he measurem ment of botth pressuress and waterr

143 

levels are located insside the pn neumatic chhamber and d in the U-shaped ducct. Their po ositions aree

144 

shown in F Fig. 4. In thee present ap pplication, tthe geometrry of the lateeral cell is uused. For th his, relevantt

145 

geometricaal parameterrs are shown in Tab. 2..

7  

146  Figure 3. Exp perimental sett-up at NOEL laboratory (R Reggio Calabrria, Italy).

147 

148 

 

149 

Figure 4. Schhematic view of the centrall (left) and latteral (right) chamber of thee NOEL U-OW WC small-scale model. Thee

150 

numbers in bbrackets indicaate the positio on of pressuree transducers.

d [m]

hc [m]

b 2 [m]

b3 [m]

dh [m m]

b1 [m m]

1.67

1.90

1.00

1.20

0.50

0.555

151 

Table 2. Geoometrical paraameters descriibing the U-O OWC configura ation. The sym mbols refer to Fig. 4. Further, b3 is

152 

the width of the chamber in the longitu udinal directioon. Furthermo ore, the diameeter of the circcular orifice is i equal

153 

to 0.15 m forr the central cell, and 0.33 m for the laterral cells.

154 

 

155 

3. Equatioons of motioon of the U-OWC U

156 

The set of two coupleed integro-d differential eequations required to capture c the hydrodynaamics of thee 8  

157 

water column oscillations jointly with the aerodynamics of the pneumatic chamber are next

158 

presented. The theoretical model of a U-OWC equipped with a linear turbine is firstly presented.

159 

Next, the model is revised for the case of the U-OWC comprising a non-linear orifice (only).

160 

3.1 Equations of motion of the U-OWC equipped with a linear turbine

161 

The equation of motion of the water displacement along the U-duct is derived [24] from the

162 

unsteady Bernoulli equation by balancing the total heads at the U-OWC opening (point (1) of Fig.

163 

1), and at the inner free surface (point (2) of Fig. 1). In this context, the wave pressure applied at the

164 

external opening is determined according to the linear water wave theory [25]. Hence, the equation

165 

governing the dynamics of the water column oscillations is

166 

M ( x )  x  C ( x ) x 

167 

where dot denotes differentiation with respect to time; ρ is the water density; g is the acceleration

168 

due to gravity; patm is the atmospheric pressure; K0 is the retardation function accounting for the

169 

memory effects; and  p ( s ) is the wave pressure excitation calculated in a scattered wave field at the

170 

center of the outer opening of the external vertical duct (point (1) of Fig. 1). Such a process is

171 

mathematically described as a zero-mean ergodic stochastic process, characterized by a Gaussian

172 

probability density function, consistently with common sea state representation approaches [26].

173 

Further, the non-linear mass and damping terms are defined as

174 

M ( x) 

175 

and

176 

C ( x ) 

177 

where H∞ denotes a length representing the infinite frequency added mass, and Kw is the head loss

178 

coefficient.

179 

The equation governing the time variations of the pressure into the air mass is derived by the

1 2g

1 b2  g b1



t

0

x ( t   )K 0 (0,  d h ,  ) d   x 

p c  p atm p (s) ,  g g

(1)

 b2 1  b2  li  li  d h  H   x  , g  b1 b1 

(2)

2     x  b2 K w x  , 2   b1  

(3)

9  

180 

approach of Falcão and Rodrigues [21] and Falcão [27]. In this context, the influence of the Wells

181 

turbine is accounted for by a linear relationship between the air flow rate across the turbine and the

182 

pressure drop (pc-patm) between the chamber and the atmospheric conditions. Thus, the equation

183 

governing the aerodynamic process is

184 

p c 

185 

where c is the speed of sound in air; γ is the ratio of specific heat at constant pressure over specific

186 

heat at constant volume; A is the net flow area of the air duct accounting for the diameter of the duct

187 

and of the rotor; R is the external radius of the air duct; V is the volume of the air mass inside the

188 

chamber, and K is the turbine damping coefficient.

189 

In a matrix notation, eq. (1) and (4) are concisely written as

190 

  CL q  K L q  Τ  Ψ (q, q , q )  Q , ML q

191 

where ML, CL, and KL denote the linear contribution of mass, damping, and stiffness matrices,

192 

respectively. Further, q is the generalized coordinate vector; Q is the time-dependent vector

193 

representing the wave excitation; Ψ (q, q , q) is a non-linear function of q and its derivatives; and the

194 

constant vector T is introduced to take into account terms which are linear, but independent from

195 

the generalized coordinate q. Specifically,

196 

 1  b2   b2   li  li  dh  H   x  0 ΜL   g  b1 b1   ,  0 0 

(6)

197 

0 0  CL    , 0 hc 

(7)

198 

1   1   g  , KL   2 0 A c 1   KNR b2b3 

(8)

A c2 1 V ( pc  patm )   pc , KNR V V

(4)

(5)

10  

199 

 p ( s )   Q   g  ,    0 

200 

x q   ,  pc 

201 

 1 b2  g  b 1 T   

202 

and

(9)

(10)



t

0

x (t   )K 0 (0,  d h , )d  A c2 1  patm KNR b2b3

 xx 1 b2 x 2 K w x x        Ψ (q, q, q)  2g  g 2 g b1 xp c  xp c 

203 

   

patm  g  ,   

.

(11)

(12)

204 

3.2 Equations of motion of the U-OWC with a non-linear orifice (only)

205 

The theoretical model described in the previous section is revised herein for the case of the small-

206 

scale U-OWC model tested in the natural basin of NOEL laboratory. For such a system, the

207 

equation of motion is

208 

M ( x ) x  C ( x , x ) x  x 

209 

where p m 1 is the time-dependent wave pressure excitation at the outer opening of the vertical

210 

duct,

211 

M ( x) 

212 

C( x, x) 

p c  p atm  p m 1  ,  g g

 1  b2  li  li  dh  x  Cin x   Cin 2 , g  b1 

 1   x    C x x      dg  1 , 2 g   Rh,2  

(13)

(14)

(15)

11  

213 

with Rh,1 and Rh,2 being the hydraulic radii of the small vertical duct and of the inner water column,

214 

respectively; and

215 

l  b  l  dh , 1  i  2   i Rh ,1  b1  Rh ,2

216 

and

217 

2 

218 

In this case it is noted that that this model assumes that the process p m 1 is directly derived from

219 

data measured from the pressure transducer (1) of Fig. 4. Hence, eq. (13) implicitly includes the

220 

convolution integral and the infinite frequency added mass H  appearing in eq. (1), that are

221 

commonly derived by the decomposition of the diffracted and radiated wave field in front of the

222 

plant (see Malara, et al. [24]). Further, note that the mass and damping terms are represented

223 

according to the results of Malara, et al. [18] concerning the small scale model investigated. The

224 

mass flow rate across the orifice depends on the square root of the air pressure drop p between the

225 

chamber and atmosphere [28]. Under this assumption the resulting governing equation is

2

li b2 li  d h ,  g b1 g

p c  

226 

c2Cd A0 pc x sign(p) 2air p   , b2b3  hc  x   hc  x

(16)

(17)

(18)

227 

where A0 is the orifice area; and Cd is the coefficient of discharge, that is experimentally estimated

228 

to be equal to 0.652.

229 

The mechanical analogy for a non-linear oscillator of eq. (5) is employed to recast eq. (13) and (18).

230 

In this sense, the vector of the generalized coordinates

12  

231 

x q  p

232 

is introduced. Note that the utilization of the pressure drop in place of the dynamic air pressure to

233 

define vector

234 

constant vector

235 

the wave excitation is

236 

 pm1   Q   g  ,    0 

237 

Finally, the terms of eq. (5) are defined as

238 

 1  b2     li  li  d h   Cin2 0 ΜL   g  b1   ,  0 0 

(21)

239 

0  0 CL    ,  patm hc 

(22)

240 

 1 KL    0

(23)

241 

and

242 

Cdg   x x  Cdg 1 x x  x x x   x  Cin x  2g Rh,2 , q , q   g Ψq ,  hc p  x p  K 2 air p   x p   

243 

where the constant K is defined as

(19)



q , as well as the absence of the convolution integral, leads to a null value of the Τ of eq. (5). Further, the time-dependent vector representing the random process of

1  g  ,  0 

(20)

(24)

13  

c 2 C d A0 . R 2

244 

K

245 

4. Equivalent linear system of U-OWC devices

246 

The mathematical background underlying the application of the statistical linearization technique is

247 

outlined herein. Next, the technique is employed to derive approximate linear models for the two U-

248 

OWC configurations considered in the study.

249 

4.1 The statistical linearization formalism

250 

The exact analytical solution of the non-linear eq. (5) is currently unavailable. Thus, commonly

251 

computationally demanding numerical algorithms are employed for determining the system

252 

response in the time domain. In this context, an approximate solution is sought by the technique of

253 

statistical linearization [3]. Such technique relies on the replacement of the original non-linear

254 

system by an equivalent (in a specified sense) linear system for which the exact solution is known.

255 

Thus, the generic model given by the eq. (5) is replaced by the linear system

256 

M

257 

E E ) . Further, where M , CE , and K denote the linear substitutes of the non-linear vector Ψ (q, q , q

258 

) to be symmetric is defined as [29] a condition for the function Ψ (q, q , q

259 

)  Ψ (q, q , q ) . Ψ (q, q , q

260 

The decomposition

261 

q  q0  w ,

262 

of the general solution of eq. (5) is implemented since the condition given by eq. (27) is not

263 

satisfied [29]. In eq. (28) q 0 is a constant real vector, and w a time-dependent vector. With the

264 

employment of eq. (28), the original system must still be satisfied in a specified sense. In this

265 

context, eq. (5) can be written in terms of the vector w as

L

 

(25)

 



  C L  C E q  K L  K E q  Q  ME q

,

(26)

(27)

(28)

14  

  C L w  K w

 )  Q , w  β ( w  q 0 , w , w

(29)

266 

M

267 

where

268 

 )  K L q 0  Ψ ( w  q 0 , w , w  ) . β ( w  q 0 , w , w

269 

E E The coefficients M , CE , and K of eq. (26) are determined by a minimization procedure on the

270 

vector difference ε between the original (eq. 5) and the equivalent-linear system (eq. 26). The

271 

minimization procedure is performed according to the criterion

272 

g ( ε T ε )  min ,

273 

for every w solution of eq. (26). In eq. (31), the function g () is an averaging operator which

274 

ensures defined characteristics of the equivalent linear system. Specifically, the criterion

275 

E ε T ε  min ,

276 

is adopted, where E[·] denotes the operator of mathematical expectation. From eq. (32), the

277 

approximation of a Gaussian distribution for the response and for its derivative, leads to the

278 

equations

279 

 i  m e i, j  E      q j 

280 

where k e i , j , c e i , j , and m e i , j are the coefficients of the matrices KE, CE and ME; see [3, 29].

281 

4.2 Statistical linearization solution: U-OWC equipped with a linear turbine

282 

In this section the statistical linearization method is applied to derive an approximate linear model

283 

for eq. (5), with matrices defined by eq. (6) – (12). Further, the excitation is described by a

284 

Gaussian random process in agreement with the common sea states approximation for ocean waves

285 

[26].

286 

Due to the non-symmetric form of the non-linear terms of eq. (5) the decomposition given by eq.

287 

(28) must be employed. In this context, the components of the vector w are the zero-mean

L

L

(30) 

(31)

 

(32)

  i  c ei, j  E     q j 

 i  k e i, j  E     q j 

i , j  1, 2

,

(33)

15  

288 

stationary stochastic processes z(t) and p(t). Further, the components of the vector q 0 are the means

289 

of the processes z and p, named x0 and p0 respectively. Under this assumption, the two average

290 

restoring force conditions

291 

p  p0  z2 1    E z z    x 0  atm  0, g g 2g

292 

and

293 

E z p    E z p  

294 

are derived, where  z is the standard deviation of the derivative of the water column displacement.

295 

Finally, the equivalent matrices

E

 x0   g   0

(34)

Ac 2 1 ( p0  p atm )  0 , KNR b2 b3

 0 ;  0

CL

E

 1 b2 3 K    g 2 b 3 w z  1 p0 

(35)

 0 ;  x0 

E

  . 1  z  2  0

(36)

296 

ML

297 

are derived as the solution of eq. (33), where  z ,  z ,  p are the standard deviation of the responses

298 

z and p, and of their derivatives, respectively.

299 

Clearly, the computations involved in eq. (36) depend on the unknown statistics of the response.

300 

Thus, an iterative procedure based on the stationary solution of the U-OWC governing equations is

301 

adopted. Such a step is pursued consistently with the common practice used in the frequency-

302 

domain analysis, based on input-output relationships. Specifically, the spectral density matrix of the

303 

response S q is computed as

304 

Sq ()  α() SQ () αT* () ,

305 

where

306 

 S zz S q ( )    S pz

307 

z and p indicate the hydrodynamic and aerodynamic response, respectively; and the frequency

308 

response function α(ω) is expressed as

S zp  ; S pp 

KL

1   g 2  z   p   2 

(37)

(38)

16  

 

 

 



1

,

309 

α(ω)    2 M L  M L E  i C L  C L E  K L  K L E

310 

with T * denoting conjugate transposition of a matrix.

311 

Then, the variances of the response are computed as

312 



(39)

 2 z



 S d ,

(40)

z



313 

 2 z 

314 

and

315 



2  z





 Sz d 



  S () d , 2

z









 S d    S () d 4

 z

z



(41)

(42)



316 

Clearly, equations similar to eq. (37) - (39) can be derived for the process p. Further, the mean

317 

values of the response are computed using eq. (34) and eq. (35), where 

318 

Ez z  2 Szzd ,

(43)





319 

E  z p   i   S pz d ,

(44)



320 

and

321 

E  z p   i   S zp d ,



(45)



322 

with i 

 1 . The iterative scheme is implemented by first neglecting the non-linearities and then

323 

proceeding to calculate iteratively the U-OWC response statistics and account for the nonlinearities.

324 

4.3 Statistical linearization solution: U-OWC with a non-linear orifice (only)

325 

The statistical linearization technique is applied in this section to derive an approximate linear

326 

model of eq. (5), with the matrices defined by eq. (19)-(24). For this, the decompositions of eq. (28)

327 

is employed to account for the non-symmetric form of the non-linear terms of eq. (5). In this

328 

context, the symbols z and h indicate the zero-mean processes for the water column oscillations, 17  

329 

and air pressure drop inside the chamber, respectively; the corresponding offsets are denoted by the

330 

symbols x0 and p0. Thus, the two averaging restoring force conditions

331 



332 

and

333 

b2 b3 E z h   b2 b3 E z h  K E sign ( p )

334 

must be satisfied. Using again eq. (33) the terms of the equivalent-linear model are found to be

335 

2 1 1  Cin Ez z   z  x0  p0  0 , g 2g g



 

ML

E

E

(46)



p  0 ,

 x0   (1  Cin ) 0  ,  g   0 0  

(47)

(48)

   x  2 Cdg  1  0  z 0     g 2 Rh,2  ,   b3b3 x0   b3b3p0

336 

CL

337 

and

338 

0 0 E KL   0 K sign(p0  h)

339 

As previously mentioned, an iterative procedure must be implemented to compute the parameters of

340 

matrices ME, CE, and KE, and to derive the stationary solution of the response. For this purpose, the

341 

input-output relationships given in eq. (40)-(42) are employed. In this task, the term

342 

E sign(p) p of eq. (50) is computed numerically.



 p0  h  .

(49)

(50)



18  

343 

6. Reliability of the statistical linearization solution: approximate solution vis-à-vis Monte

344 

Carlo data

345 

The efficiency and reliability of the proposed approximate solutions is next assessed. System

346 

responses computed by the equivalent linear model are compared vis-à-vis the solution obtained via

347 

the numerical integration of the original non-linear model (Monte Carlo study).

348 

6.1 Solution for the U-OWC equipped with a linear turbine

349 

The dynamic response of the U-OWC plant described in Tab. 1 equipped with a linear turbine is

350 

analyzed. Specifically, the stationary response computed in the frequency-domain by the

351 

equivalent-linear system is compared to relevant Monte Carlo data. Typical waves representative of

352 

realistic conditions occurring in the Civitavecchia site are employed [13]. Specifically, sea states

353 

compatible with mean JONSWAP spectra [30] and having significant wave heights Hs between 2 m

354 

and 3.5 m are assumed.

355 

Time histories of the excitation are synthesized by the spectral method in conjunction with the Fast

356 

Fourier Transform algorithm [31]. The resulting time history involves about 106 samples. Next, the

357 

system response is computed in the time domain using the constant acceleration method. The

358 

response statistics are determined by considering the response computed after 10Tp (Tp being the

359 

peak spectral period) to exclude the transient part of the response. Quiescent initial conditions for

360 

the water column are considered in conjunction with atmospheric pressure into the air chamber.

361 

The response statistics of the water-column displacement and of the air pressure fluctuations

362 

compared with the Monte Carlo data are shown in Fig. 5. It is seen that the response statistical

363 

moments are captured with reasonable reliability by the approximate linear solution derived from

364 

the equivalent-linear model. Nevertheless, a discrepancy in the computed means of the response is

365 

observed. However, such a result does not affect the overall reliability of the adopted approach,

366 

since the magnitude of the differences is small compared to the absolute values of the response, and

367 

to the size of the full-scale prototype plant. 19  

368  369 

Figure 5. Staatistics of the response for a U-OWC equuipped with a linear turbin ne. Left panelss illustrate thee mean valuess

370 

(x0) and stanndard deviatioon (σz) of the water colum n displacements. Right pan nels illustratee the mean va alues (p0) andd

371 

standard devviation (σp) off the air-pressu ure fluctuationns

372 

Next, the eenergy convversion perfformances dderived from m the solutio on of the eqquivalent lin near system m

373 

are comparred versus the t solution ns obtained from the original o non-linear systtem. In this regard, thee

374 

power outpput estimated from thee non-lineaar system reelies on thee numericall integration n of the U--

375 

OWC govverning equations. On the other hhand, the identificatio on of the appproximate equivalentt

376 

linear soluution allows the direct computation c n of the aveeraged turbine power ooutput as a function off

377 

the root-m mean-squaree value off the air ppressure osscillations inside the pneumaticc chamber..

378 

Specificallly, under thhe approxim mation of a Gaussian distribution d p thee for the airr pressure process,

379 

averaged cconverted poower is estim mated as

380 

a N 3 D5   p2   p  Pt   exp  2 f p  2 2  dp, 2 p   2 p   a N D 

381 

where ρa iss the air dennsity of the atmospherre, and fp(·) is a functio on of the airr pressure p and of thee

382 

instantaneoous power output o of th he turbine P t depending g on the turrbine characcteristics. For F the casee

(51)

20 0  

383 

of the Wellls turbine, the description of the function fp can be found in Falcãão and Rodrrigues [21]..

384 

Fig. 6 show ws that thee power outtput is reasoonably well estimated in all casee studies, allbeit with a

385 

systematic under estim mations of th he values.

386  387 

Figure 6. Averaged turbbine power ou utput computted from the equivalent-linear system vis-à-vis resu ults from thee

388 

numerical integration of thhe U-OWC go overning equaations.

389 

Next, the spectral diistributions of the ressponse deriived from the equivallent-linear system aree

390 

c with w the speectra compu uted by the time-domain t n y computed. These are compared n solution numerically

391 

computed for the origginal non-lin near system m (Fig. 7). In I this conteext, spectraal characteriistics of thee

392 

design seaa state are assumed a (H Hs = 2.5 m aand Tp = 6.74 s). For the t case off the equivaalent linearr

393 

model, thee spectral distribution d of the wateer column displacemen d nt and of aair pressure fluctuationn

394 

inside the ppneumatic chamber c aree computedd by the inpu ut-output reelationshipss (eq. 37). On O the otherr

395 

hand, specctral distribuutions for th he original non-linear system are computed from the time-domainn

396 

numerical determinatiion of the U-OWC U dyynamics. Fo or this, the Welch W Meth thod [32] baased on thee

397 

time averaaging of a number off periodogrrams in Fig g. 7 compu uted over sshort segmeents of thee

398 

processes iis employedd.

399 

The resultts show thaat the specctrum derivved from th he equivaleent linear ssystem yiellds a goodd

400 

estimate, oover the entiire frequenccy spectrum m, of the num merically co omputed speectrum.

21 1  

401  402 

Figure 7. P Power spectraal density fun nction of thee water colum mn displacem ments (left paanel) and of air pressuree

403 

fluctuations ((right panel) inside i the pneumatic chambber, for a sea state with Hs equal to 2.5 m and Tp equal to 6 s.

404 

6.2 Solutioon for a U-O OWC with a non-linearr orifice (only)

405 

The reliabiility of the linearization l n technique for a U-OW WC plant with a non-linnear orifice is assessedd

406 

next. Thuss, the dynam mic responsse computeed from thee equivalentt-linear systtem is com mpared withh

407 

relevant nuumerical daata. For this, the signaal captured d from the pressure p traansducer (1) of Fig. 4

408 

provides thhe time histtories of thee excitation to the systeem ( pm1 ).. For the puurpose of the presentedd

409 

analyses, sspectral charracteristics of record li sted in Tab. 3 are considered.

410 

Starting frrom measurred time hiistories of tthe excitatiion of the system, s thee dynamic response r iss

411 

computed numericallyy in the tim me domain. In this con ntext, a con nstant time step of 0.1 1 s is used..

412 

Quiescent initial condditions are consideredd in conjuncction with atmospheric a c pressure into i the airr

413 

chamber. A Also, ergodiic features are a assumedd for the U-OWC respo onse.

414 

Fig. 8 show ws the respoonse statistiics obtainedd from the equivalent e liinear system m compared d versus thee

415 

results of tthe numericcal solutionss of the origginal non-lin near system m. Specificallly, the statiistics of thee

416 

water-coluumn displaccement and of the preessure drop fluctuation ns inside thhe U-OWC pneumaticc

417 

chamber arre shown. With W referen nce to the zzero-mean processes p z (water coluumn oscillattions) and h

418 

(pressure ddrop inside the chamb ber), the re sults pertaiin to the mean m values (x0 and p 0), and thee

419 

standard deeviations (σσz and σh).

420  22 2  

421 

Recorrd

Hs [m]

Tp [s]

1

0.5012

3.33032

2

0.5737

3.44133

3

0.5382

3.33032

4

0.5448

3.55310

5

0.5237

3.44133

6

0.5017

3.33332

422 

Table 3. Speectral characteristics of th he recorded w wave data ela aborated for the purpose oof the presen nted analyses..

423 

Symbols Hs aand Tp indicatee the significa ant wave heighht and the pea ak period of the sea state, reespectively.

424 

It is furthher seen thaat the response statisttical momeents are relliably captuured by the proposedd

425 

approach. In this regaard, note thaat the best aagreement is i observed d for the seccond order statistics off

426 

the responsse. This is a desirable feature f of thhe approach h, because itt yields a relliable prediction of thee

427 

power production in case the U-OWC U is iimplementeed in conjun nction withh a Power – Take Offf

428 

system.

429  430 

Figure 8. Staatistical charaacterization of o the dynamiic response off the system for f records lis isted in Tab. 3. Due to thee

431 

closer valuess of peak periiods of record ds listed in Taab. 3, the resu ults are shown with respecct to the numb ber of record.

432 

Top panels rrepresent the mean m for the processes p of tthe water colu umn oscillatio on (x0) and off the pressure drop (Δp0)

23 3  

433 

inside the pneumatic chamber. Bottom panels represent the standard deviation for the zero-mean processes the water

434 

column oscillation (z) and of the pressure drop (h) inside the pneumatic chamber.

435 

7. Concluding remarks

436 

In the paper an approach for an approximate linear solution of the equation of motion of a non-

437 

linear U-Oscillating Water Column wave energy converter has been developed. The dynamic

438 

behavior of such a system is captured by a set of non-linear integro-differential equations

439 

characterized by non-symmetric nonlinearities. The approximate solution has been sought using the

440 

technique of statistical linearization. That is, a surrogate linear system approximating the original

441 

one in a specified sense has been determined via an iterative procedure involving the computation

442 

of the U-OWC response statistics.

443 

The reliability of the technique has been demonstrated for the case of two specific U-OWC plant.

444 

First, the configuration of a U-OWC equipped with a linear Wells turbine has been investigated.

445 

This application has relied on the full-scale U-OWC prototype in the port of Civitavecchia (Rome,

446 

Italy). Next, the dynamics of a U-OWC comprising a non-linear orifice without the inclusion of a

447 

turbine has been examined. A practical case study has been discussed, that is the small-scale U-

448 

OWC model tested in the benign basin of the NOEL laboratory (Reggio Calabria, Italy).

449 

Comparisons between the results obtained by the statistical linearization versus Monte Carlo data

450 

have been used to validate the proposed approach. In this regard it is notes that the results have

451 

shown that the approximate solution can be used for estimating reliably the response statistics, for

452 

both of the investigated U-OWC configurations. It is further noted that the proposed approach

453 

compared to Monte Carlo simulations has been found to be of the order 10-2 more computationally

454 

efficient in predicting the statistics of the U-shaped OWC response.

455 

Future developments of this technique may be envisaged in the context of control theory, where it

456 

could be used for maximizing the performance of the PTO, or in the context of optimal U-OWC

457 

design where it can be adopted for determining efficiently the optimal value of the frequency-

24  

458 

dependent coefficients of the system.

459  460 

Acknowledgements

461 

This paper has been developed during the Marie Curie IRSES project “Large Multi- Purpose

462 

Platforms for Exploiting Renewable Energy in Open Seas (PLENOSE)” funded by the European

463 

Union (Grant Agreement Number: PIRSES-GA-2013-612581).

464 

G. Malara is grateful to ENEA (Agenzia nazionale per le nuove tecnologie, l'energia e lo sviluppo

465 

economico sostenibile) for supporting his postdoctoral fellowship “Experimental and full scale

466 

analysis of wave energy devices” funded by the Italian Ministry of Economic Development for

467 

‘Ricerca di Sistema Elettrico’.

468 

Both G. Malara and F.M. Strati acknowledge with pleasure their research sojourns at Rice

469 

University, USA.

470  471 

References

472 

[1] J. Falnes, Ocean Waves and Oscillating Systems: Linear Interactions Including Wave-Energy

473 

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474 

[2] A.F. de O. Falcão, Wave energy utilization: A review of the technologies, Renewable and

475 

Sustainable Energy Reviews, 14 (2010) 899-918.

476 

[3] J.B. Roberts, P.D. Spanos, Random Vibration and Statistical Linearization, Dover Publications,

477 

Mineola, New York, USA, 2003.

478 

[4] P.D. Spanos, V.K. Agarwal, Response of a simple tension leg platform model to wave forces

479 

calculated at displaced position, Journal of Energy Resources Technology, Transactions of the

480 

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481 

[5] Y.M. Low, Frequency domain analysis of a tension leg platform with statistical linearization of

482 

the tendon restoring forces, Marine Structures, 22 (2009) 480-503.

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483 

[6] P.D. Spanos, F. Arena, A. Richichi, G. Malara, Efficient Dynamic Analysis of a Nonlinear

484 

Wave Energy Harvester Model, Journal of Offshore Mechanics and Arctic Engineering, 138 (2016)

485 

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486 

[7] J. Falnes, A review of wave-energy extraction, Marine Structures, 20 (2007) 185-201.

487 

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488 

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489 

[9] Y. Torre-Enciso, I. Ortubia, L.I. Lopez de Aguileta, J. Marquéz, Mutriku wave power plant:

490 

from the thinking out to the reality, in: 8th European Wave and Tidal Enegy Conference, Uppsala,

491 

Sweden, 2009.

492 

[10] T.V. Heath, A review of oscillating water columns, Philosophical Transactions of the Royal

493 

Society of London A: Mathematical, Physical and Engineering Sciences, 370 (2011) 235-245.

494 

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495 

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496 

[12] P. Boccotti, On a new wave energy absorber, Ocean Engineering, 30 (2003) 1191-1200.

497 

[13] F. Arena, A. Romolo, G. Malara, A. Ascanelli, On design and building of a U-OWC wave

498 

energy converter in the Mediterranean Sea: a case study, in: 32nd International Conference on

499 

Ocean, Offshore and Arctic Engineering, OMAE2013, Nantes, France, 2013.

500 

[14] P. Boccotti, Caisson breakwaters embodying an OWC with a small opening—Part I: Theory,

501 

Ocean Engineering, 34 (2007) 806-819.

502 

[15] G. Malara, F. Arena, Analytical modelling of an U-Oscillating Water Column and performance

503 

in random waves, Renewable Energy, 60 (2013) 116-126.

504 

[16] P. Boccotti, P. Filianoti, V. Fiamma, F. Arena, Caisson breakwaters embodying an OWC with

505 

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506 

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507 

Absorbing Wave Energy, Journal of Waterway, Port, Coastal, and Ocean Engineering, 133 (2007)

26  

508 

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509 

[18] G. Malara, A. Romolo, V. Fiamma, F. Arena, On the modelling of water column oscillations in

510 

U-OWC energy harvesters, Renewable Energy, 101 (2017) 964-972.

511 

[19] D.V. Evans, R. Porter, Hydrodynamic characteristics of an oscillating water column device,

512 

Applied Ocean Research, 17 (1995) 155-164.

513 

[20] T. Heath, T.J.T. Whittaker, C.B. Boake, The design, construction and operation of the LIMPET

514 

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28  

Highlights •

The random vibration analysis of a non-linear mechanical oscillator is presented.



Case study are a small-scale and a full-scale U-OWC wave energy converter.



An equivalent linear model is derived by the technique of statistical linearization.



An exact solution can be determined by the classical input-output relationship.



Solutions derived from the novel approach are validated against Monte Carlo data.