Combined inter- and intra-fracture free convection in fracture networks embedded in a low-permeability matrix

Combined inter- and intra-fracture free convection in fracture networks embedded in a low-permeability matrix

Accepted Manuscript Combined inter- and intra-fracture free convection in fracture networks embedded in a low-permeability matrix Katharina Vujevi´c,...

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Accepted Manuscript

Combined inter- and intra-fracture free convection in fracture networks embedded in a low-permeability matrix Katharina Vujevi´c, Thomas Graf PII: DOI: Reference:

S0309-1708(15)00161-X 10.1016/j.advwatres.2015.07.014 ADWR 2426

To appear in:

Advances in Water Resources

Received date: Revised date: Accepted date:

28 October 2014 22 June 2015 23 July 2015

Please cite this article as: Katharina Vujevi´c, Thomas Graf, Combined inter- and intra-fracture free convection in fracture networks embedded in a low-permeability matrix, Advances in Water Resources (2015), doi: 10.1016/j.advwatres.2015.07.014

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Highlights • Inter- and intrafracture convection are simulated separately and in com-

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bination • A critical Rayleigh number for interfracture convection is proposed • Interfracture convection dominates in continuous fracture circuits

• Combined inter- and intrafracture convection develops in complex frac-

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ture networks

• Complex fracture networks require 3D simulation to capture free con-

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vection

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Graphical Abstract

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Combined inter- and intra-fracture free convection in fracture networks embedded in a low-permeability matrix Katharina Vujevi´ca,∗, Thomas Grafa

Institute of Fluid Mechanics and Environmental Physics in Civil Engineering, Leibniz Universit¨ at Hannover. Appelstrasse 9A, 30167 Hannover, Germany

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Abstract

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Density-driven, haline free convection in fractured porous rock is studied in a 3-dimensional numerical model to evaluate the onset and interdependence of

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intra- and interfracture convection. When the rock matrix allows for solute diffusion, the most likely mode of convection in a regular fracture circuit is interfracture convection along the circuit such that regular fracture circuits can

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be modeled in a reduced dimensionality (2D) model. The critical Rayleigh number for the onset of interfracture convection in a regular fracture circuit

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is determined to be half of the critical Rayleigh number for convection in a single vertical fracture. In more complex fracture networks, vertical “dead-

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end fractures” and additional fracture intersections complicate convective patterns. Combined inter- and intrafracture convection is possible, such that ∗

Corresponding author Email addresses: [email protected] (Katharina Vujevi´c), [email protected] (Thomas Graf)

Preprint submitted to Advances in Water Resources

July 28, 2015

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convection is hard to predict.

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Keywords: Groundwater; fractures; Rayleigh number; density-driven flow; 3-dimensional, HydroGeoSphere; numerical modelling 1. Introduction

In many deep groundwater aquifers, density-driven free convection is an

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important process for solute transport [11, 36]. Free convection has to be con-

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sidered when solute or heat influence groundwater density [31, 54]. When

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dense brine is overlying less dense fresh water, this potentially unstable fluid

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stratification may be dissipated by diffusion, or may lead to free convection in

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case of dominating buoyancy forces [11, 24, 31, 54]. A number of authors em-

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phasize the widespread importance of density-driven flow, as density-driven

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flow transports solutes faster and farther into the aquifer then diffusion alone

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[33, 37, 47]. Therefore, neglecting free convection will lead to a considerable

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underestimation of solute and/or heat transport.

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In low-permeability geological formations, such as shales or granites, frac-

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tures may enable free convective flow even if the matrix is virtually imperme-

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able to flow. Therefore, fracture networks are conjointly considered to play

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an important role in solute and heat transport in low-permeability strata

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and in determining the onset and patterns of free convection in such sys-

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tems [19, 20, 26, 33, 34, 37, 43, 44]. Understanding the onset conditions of

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free convection in fractured rock is increasingly important because fractured

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rocks are widespread and gain importance as potential hosts for hazardous

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waste disposal, heat and CO2 storage, natural gas extraction by fracking,

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and are used for thermal energy exploitation. Furthermore, density-driven

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flow in fractures and fault systems is known to play an important role in the 4

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formation of ore deposits [1, 8, 16, 49, 53, 55]. Convection in fractured low-permeability strata is possible along a circuit

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of connected fractures (interfracture convection, “mode 1” as shown in Fig.

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1a) or within a single fracture (intrafracture convection, “mode 2” as shown

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in Fig. 1b) [37, 43]. Both types of convection have been examined separately

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in a couple of theoretical studies with different considerations of fracture-

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matrix interactions as discussed below.

b) isolated vertical fractures Intrafracture convection (mode 2B) (mode 2A)

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a) 2-dimensional regular fracture circuit Interfracture convection (mode 1)

L =6 m

m

H=10 m

h=6 m

H=10 m

2B=6 m

h=6 m

L=0.2

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W=10 m

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Figure 1: Conceptual models to study (a) interfracture convection and (b) intrafracture convection. Mode 2A was not considered in this study and is just shown for completeness.

Early studies on (thermal) convection within a single fracture approxi-

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mated the fracture by a 3-dimensional fluid-filled vertical slab or by a sat-

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urated porous box heated from below. Fracture walls were assumed to be

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impermeable to flow and non-conducting, such that any fracture-matrix in-

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teraction was neglected [7, 56]. In these cases, the onset of convection can be

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predicted using the classical Rayleigh number Ra which compares buoyancy

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to diffusivity. If the critical Rayleigh number of Rac = 4π 2 is exceeded, con-

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vection with streamlines parallel to the fracture plane (mode 2B) is expected

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to establish [3, 9, 15, 30, 56].

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Some studies accounted for heat-conducting fracture walls and applied a 5

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constant vertical temperature gradient to the lateral fracture walls [23, 25, 50,

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52]. This boundary condition corresponds to assuming perfectly conducting

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fracture wall and has a stabilizing effect on thermal convection [27]. Thus,

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higher vertical temperature differences are required to initiate free convection

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and the critical Rayleigh number greatly exceeds 4π 2 [8, 23]. However, heat

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transport within the matrix was not considered [23, 25, 50, 52]. In reality,

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this would correspond to a case where the fracture gains or looses heat along

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its vertical walls, but the adjacent matrix does not change temperature.

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More advanced models for convection within a fracture embedded in a

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conducting matrix were not restricted to simulating processes within the

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fracture, but also accounted for heat transport in the adjacent matrix [1, 21,

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26, 27, 28, 44, 53]. The stabilizing effect of the matrix is less distinct in

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this case, such that resulting critical Rayleigh numbers exceed 4π 2 , but are

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below those determined with vertical fracture walls at constant temperature

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gradient [27].

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Interfracture convection within a fracture network was usually studied in

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2-dimensional domains with fractures represented as 1-dimensional line ele-

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ments such that convection within a fracture was neglected. Even without

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considering intrafracture convection (mode 2), it was shown that fracture net-

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works considerably affect the onset, strength and patterns of free convection

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in fractured porous media [20, 34, 38, 43, 48]. Depending on the geometry

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of individual fracture networks, convection was enhanced or inhibited, such

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that making predictions is a complex task.

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Very few studies link inter- and intrafracture convection. A theoretical

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comparison of the likelihood of each mode of free (haline) convection is pro-

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vide by Simmons et al. [37], who considered a fracture circuit embedded 6

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in an impermeable rock matrix. A comparison of critical concentration dif-

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ferences (derived from critical Rayleigh numbers) led to the conclusion that

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intrafracture convection parallel to the fracture plane (mode 2B) is the most

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likely mode of convection and occurs for even very small density differences.

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According to Simmons et al. [37], interfracture convection around an im-

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permeable rock matrix block (mode 1) is likely as well, while intrafracture

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convection normal to the fracture plane (mode 2A) requires large density dif-

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ferences in combination with large fracture apertures and is hence unlikely.

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Ramazanov [32] analytically determined the onset of interfracture ther-

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mal convection (called transverse convection) along a fracture circuit and

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intrafracture convection (called longitudinal convection) within the vertical

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fractures of a fracture circuit embedded in an impermeable, conductive rock

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matrix. Ramazanov’s [32] results suggest that the onset of convection in a

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fracture circuit depends on fracture aperture and aspect ratio of the fracture

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circuit. Interfracture convection sets in at lower Rayleigh numbers than in-

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trafracture convection for small fracture apertures and fracture circuits where

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the aspect ratio (height to width) is between 0.25 and 8.67.

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Contribution of this study

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The onset of possible free convection in fractures has been theoretically

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studied and numerically simulated separately, either within a single fracture

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(e.g. [26, 44]) or along a fracture network (e.g. [43, 48]). One of the reasons

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for the lack of studies on combined intra- and interfracture convection is that

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a combined consideration requires a fully 3-dimensional approach, which is

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demanding especially for problems with complex geometries. Studies that

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theoretically considered both inter- and intrafracture convection simplified

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the fracture-matrix interaction by either averaging over fracture and

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matrix properties (Simmons et al. [37]) or assuming diffusion in the

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fracture and the matrix to be identical (Ramazanov [32]). Thus, the

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resulting probabilities for each mode of convection may not be applicable to a

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discrete fracture circuit embedded in a porous matrix that allows for diffusive

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transport and that has different diffusivity parameters than the fracture.

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The purpose of this study is to examine intra- and interfracture haline

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convection separately (Fig. 1) and in combination for simple fracture network

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geometries shown in Fig. 2 and to determine under which conditions which

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mode dominates. The effect of the adjacent matrix will be accounted for by

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allowing for diffusion within the rock matrix, within the fractures, and across

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the fracture-matrix interface. Thus, we want to contribute to a profound un-

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derstanding of the interdependence of intra- and interfracture convection,

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the onset of combined convection as well as the convective patterns which

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can be expected in fractured low-permeability media. We further aim at

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encompassing in which type of fracture networks a fully 3-dimensional repre-

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sentation is required or when a reduced dimensionality representation for the

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simulation of free convection yields reasonable results. We focus our study

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on haline free convection on the basis of findings from Graf and Therrien

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[21], Sharp et al. [33] and Alt-Epping and Zhao [1], who stated

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that in low-permeability shale layers and geological fault zones,

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salinity gradients are the dominating driving force for free convec-

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tion (in contrast to temperature gradients), because geothermal

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convection requires much higher fracture and matrix permeabili-

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ties to establish than haline convection due to the large stabilizing

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thermal diffusivity. This is the first numerical study of free convection in

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fractured-porous rock that considers a combination of intra- and interfracture 8

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convection and allows for matrix diffusion. a) 3-dimensional regular fracture circuit Intra-, interfracture or combined convection (mode 1 or mode 2B or mode 12B)

H=10 m

h=6 m

H=10 m

2B=6 m

h=4 m

L=4 m

L=6 m

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b) 3-dimensional complex fracture circuit Intra-, interfracture or combined convection (mode 1 or mode 2B or mode 12B)

circuit height

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W=10 m

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W=10 m

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Figure 2: Conceptual models to study combined inter- and intrafracture convection. a) regular fracture circuit consisting of 4 fractures. Arrows show convection patterns of combined inter- and intrafracture convection (mode 12B) b) more complex fracture circuit consisting of 6 fractures.

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2. Methodology

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2.1. Mathematical model In density-driven flow and transport problems, flow and trans-

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port are coupled by fluid density which varies with concentration

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and affects flow by adding a buoyancy component to the flow equa-

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tion. In fully saturated porous media, the coupled governing equa-

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tions are the Darcy equation and mass conservation equations for

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fluid and solute mass. The non-linear system of equations is com-

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pleted by the constitutive equations that define porous medium

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and fracture freshwater hydraulic conductivity and relationships

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between fluid density and salinity. The governing and constitutive

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equations can be found in the Appendix.

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Free convection in fractured porous rock is investigated numerically using

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the variable-density groundwater flow and transport model HydroGeoSphere

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[39] which applies the control volume finite element method to the flow equa-

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tion and the Galerkin finite element method to the transport equation. The

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primary unknown for flow is equivalent fresh water head h0 [L]

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defined as [14]:

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h0 =

p +z ρ0 g

(1)

where p [ML−1 T−2 ] is fluid pressure, ρ0 [ML−3 ] is reference fluid density,

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g [LT−2 ] is gravitational acceleration and z [L] is elevation. The primary

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unknown for transport is relative concentration c [-].

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Fractures are represented as discrete 2-dimensional planes that

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share common nodes with 3-dimensional elements of the rock ma10

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trix. The common node approach ensures continuity of the un-

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knowns at the fracture-matrix interface. By superimposing the

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contributions from fracture and matrix at common nodes, fluid and

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solute mass exchange do not have to be explicitly calculated in the

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locally mass conservative discretized flow and transport equations.

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A linear relationship between fluid density and relative concentra-

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tion is assumed as described in the Appendix. Further details on

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the HydroGeoSphere model can be found in the Appendix, in Graf

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and Therrien [20], and in Therrien et al. [39].

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2.2. Dimensionless numbers

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The Rayleigh number is used to predict the onset of convection [35, 42].

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The Sherwood number is used to characterize the strength of free convection

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[4, 43].

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Rayleigh Number

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The Rayleigh number Ra [-] relates buoyancy that promotes free con-

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vection to diffusion that dissipates free convection [11, 35, 42, 43, 45]. The

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classical Rayleigh number Ra for salinity-driven free convection in homoge-

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neous porous media reads:

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H 2 kgρ0 β ∆c H Ra = Dm µ

(2)

where H [L] is the height of the domain, k [L2 ] is the permeability of

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the porous medium, g [L T−2 ] is gravitational acceleration, µ [M L−1 T−1 ] is

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fluid dynamic viscosity, and Dm [L2 T−1 ] is the effective diffusion coefficient

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in the porous matrix. If Ra is smaller than the critical Rayleigh number

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Rac , any small initial perturbation (trigger) decays with time, such that the 11

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system becomes purely diffusive and stable [15, 31, 54]. If Ra is larger than

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Rac , the system is dominated by buoyancy-induced free convection, and it is

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called unstable [15, 31, 54]. The value of the critical Rayleigh number Rac

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depends on the applied flow and transport boundary conditions [30]. The

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critical Rayleigh number is Rac = 4π 2 for a closed box filled with saturated

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homogeneous porous media, with fixed concentrations cmax , cmin at the top

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and bottom of the domain, respectively.

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When a single 2-dimensional open vertical fracture is considered instead

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of a box of porous medium, the permeability k has to be replaced by kfr , the

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diffusion coefficient in the fracture corresponds to D0 in Eq. (22), and the

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height of the fracture h [L] is introduced, such that Rafr reads [44]:

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(3)

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h2 kfr gρ0 β ∆c H Rafr = D0 µ

Using linear stability analysis, Malkovsky and Pek [26] and Wang et al.

[44] determined a critical Rayleigh number Rac-fr

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for convection in a single vertical fracture embedded in a fully

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3-dimensional fracture-matrix system. The matrix was assumed to

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be impermeable, but heat-conducting, and upper and lower bound-

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aries of the setup were impermeable and of constant temperature.

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Malkovsky and Pek [26] and Wang et al. [44] pointed out that

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a conducting matrix has a stabilizing effect, due to heat transfer

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along the fracture-matrix interface. The magnitude of heat ex-

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change depends on the ratio of fracture aperture (2b) to fracture

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height h, and on the thermal conductivity ratio  between matrix

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and fracture [44]. Consequentially, the critical Rayleigh number

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Rac-fr can be formulate as a function of those two ratios, where

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Malkovsky and Pek [26] determined Rac-fr = 16.38·h/(2b) and Wang

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et al. [44] derived Rac-fr = 16.32 · h/(2b). The formulation of the critical

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Rayleigh number determined by Wang et al. [44] is adapted here for haline

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convection by replacing the thermal conductivity ratio  between matrix and

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fracture by the solutal diffusivity ratio rD = Dm /D0 : Rac-fr = 16.32rD

h (2b)

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(4)

We combine Eq. (3) with Eq. (4) and replace kfr by (2b)2 /12 [5, 20] to

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obtain a critical fracture aperture (2b)c in Eq. (5), which is the parameter

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that is usually unknown. With parameters given in Table 1 that are typical

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for limestone, claystone or shale [6, 29], (2b)c becomes:

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rD µ ∆c β H hρg

· 12 · 16.32 = 1.74 · 10−5 m

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(2b)c =

r

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(5)

A critical Rayleigh number Rac-circ for convection along a fracture circuit

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has been formulated by Ramazanov [32]. As that formulation is quite com-

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plex and does not account for diffusivity differences between fracture and

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matrix, it is not shown here. A new formulation is proposed in this paper in

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section 3.1.

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Sherwood Number

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The dimensionless Sherwood number Sh is used as an indicator for the

strength of convection [4, 43]:

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Sh =

j Dm ρ0 ∆c H

(6)

where j [M T−1 L−2 ] is the total mass flux through the top layer of the 13

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Table 1: Simulation parameters that are typical for a claystone or shale

9.81 m s−2 0.1 m−1 0.07 1000 kg m−3 1.1×10−3 kg m−1 s−1 1.0×10−18 m2 0.1 0.1 10−9 m2 s−1 10−11 m2 s−1 0.01 0.1 m 0.005 m

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g ∆c/H β ρ0 µ km θ τ D0 Dm rD αL αT

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Gravitational acceleration Concentration gradient Expansion coefficient Reference fluid density (fresh water) Fluid dynamic viscosity Rock matrix permeability Rock matrix porosity Rock matrix tortuosity Free solution diffusion coefficient Diffusion coefficient in the matrix (D0 θτ ) Diffusivity ratio matrix to fracture Longitudinal dispersivity Transverse dispersivity

simulation domain, and the denominator describes the expected mass flux

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through this layer for a purely diffusive regime. Therefore, Sh is 1 in the

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steady state of stable and purely diffusive scenarios, and Sh is greater than

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1 once free convection begins [17].

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2.3. Conceptual models of simulation scenarios

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Figs. 1 and 2 depict the basic conceptual models we examined, where Fig.

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2 shows the scenarios that are novel. We assume a 10 m×6 m×10 m (width×

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length× height) matrix block, in which fractures of height h = 6 m (vertical

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fractures) and width w = 6 m (horizontal fractures) are embedded. Thus,

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the fractures do not traverse the entire height nor width of the block, but

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they traverse the entire length L of the block in y-direction. The matrix has

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a very low hydraulic permeability (10−18 m2 ), but allows for diffusive mass

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transport. As a reference, we separately consider each mode of convection:

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interfracture convection mode 1 (Fig. 1a) and intrafracture convection mode

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2B (Fig. 1b) as described below. Fig. 1a represents a 2-dimensional cross

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section of the fracture network, which is a common approach used to simulate

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free convection in fractured rock: The continuous fracture circuit represents

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the most fundamental building block (as of [37]) of an orthogonal fracture

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network. Fig. 1b refers to free convection in an isolated vertical fracture,

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e.g. in fractured rock where almost uniform fracture orientations avoid

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inter-connection of fractures. As a novelty, we then consider a 3-dimensional

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fracture circuit (Fig. 2a), where both modes of convection are theoretically

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possible. Finally, we show how our results can be applied to other fracture

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network geometries and discuss the predictability of convection in a more

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complex 3-dimensional fracture network (Fig. 2b). Thus, we approach the

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reality of fractured rocks with a variety of geometries of connected fracture

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clusters.

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For each geometry (Fig. 1a, Fig. 1b, Fig. 2a, Fig. 2b), we modify

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the fracture aperture (2b) to numerically determine the critical (2b) for the

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onset of convection. The concentration gradient along the vertical axis and

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all other parameters will be kept constant as listed in Table 1 unless other-

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wise stated. The onset of convection is determined calculating Sh for each

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scenario, were Sh = 1 indicates the absence of convection, and Sh > 1 indi-

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cates the existence of free convection. We determine the convective patterns

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visually by evaluating the shape of the streamlines and isochlors.

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It should be made clear that we distinguish between the geometry of a

fracture network as shown in Figs. 1 and 2 and the modes of convection

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defined by the occurring flow patterns. The 2-dimensional fracture circuit

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(Fig. 1a) only allows for interfracture convection (named mode 1). Isolated

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vertical fractures (Fig. 1b) only allow for intrafracture convection (named

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mode 2B). Only the 3-dimensional fracture circuits (Figs. 2a, b) allow for 15

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either interfracture convection (mode 1) or intrafracture convection (mode

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2B) or for combined convection (named mode 12B). It should be acknowledged that we do not study intrafracture convection

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perpendicular to the fracture plane (mode 2A as of Simmons et al. [37] or

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2-D slender circle flow as of Zhao et al. [50]). According to Simmons

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et al. [37] and several earlier studies [3, 9, 15, 56], convection parallel to the

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fracture plane is the preferred mode within a finite vertical fracture, such

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that neglecting intrafracture convection perpendicular to the fracture plane

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is acceptable without loss of generality of this study. In some studies where

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conduction/diffusion across the fracture walls was allowed [1, 26, 27, 44, 50],

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intrafracture convection cells parallel to the fracture plane are described as

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(weakly) 3-dimensional: Assuming a linear vertical temperature dis-

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tribution along the impermeable vertical fracture walls, Kassoy and

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Cotte [23] and Zhao et al. [50, 54] theoretically showed that con-

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vection cells with rotation axes parallel to the fault width (fracture

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aperture) dominate thermal convective patterns. The convective

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pattern was described as 3-dimensional (called “standard convec-

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tive mode” or “finger-like convective mode”) because the fracture

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walls have a dampening effect on the flow field, such that flow ve-

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locities are highest in the central vertical plane of the fault. In

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contrast to the studies of Kassoy and Cotte [23] and Zhao et al.

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[50, 54], concentration at vertical fracture walls in our study is not

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fixed, but transport in the rock matrix surrounding the vertical

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fracture is fully considered, similar to the theoretical analyses by

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Wang et al. [44] and Malkovsky and Pek [26, 27]. Wang et al.

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[44] and Malkovsky and Pek [26, 27] showed that convection ap16

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proaches a 2-dimensional pattern for low ratios of matrix diffusiv-

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ity to fracture diffusivity, and for low ratios of fracture aperture to

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fracture height, which are both given in our study. Thus, averaging

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over the fracture width seems a valid approach here, even if that

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2-dimensional approach does not resolve the flow field within the

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fracture in the third dimension. The main advantage of the present

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2-dimensional fracture approximation is that computational efforts

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are significantly reduced. As the first step of dealing with compli-

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cated geoscience problems, such an approximation is commonly

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acceptable for numerical models [55]. Thus, in the present study,

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the term “intrafracture convection” corresponds to convective flow

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with streamlines parallel to the fracture plane (mode 2B).

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Boundary and initial conditions

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All domain boundaries are impermeable to flow. The initial state is in hy-

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drostatic equilibrium. We assign constant concentration boundary conditions

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to the bottom and top of the domain, while lateral boundaries are assigned

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a zero-mass flux boundary condition. Concentration at the top is cmax = 1,

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and bottom concentration is cmin = 0. Initially, solute is distributed linearly

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between upper and lower boundary. A physical trigger was applied, where

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the central node of the vertical fracture was assigned a 10% higher concentra-

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tion relative to the ambient fluid. In linear stability analyses, a system

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is defined as stable, when a small initial perturbation (trigger) de-

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cays with time [15, 31]. Using numerical simulations to determine

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the onset and mode of convection limits the number of possible

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initial perturbations that may be tested. We varied the magnitude

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of the applied trigger as well as the location of the trigger with-

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out observing any change in the critical Rayleigh number and the

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patterns of free convection. The fact that results for the onset of

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convection in a single vertical fracture are in good agreement with

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the results of linear stability analyses obtained by Wang et al. [44]

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and Malkovsky and Pek [26] further substantiates the reliability of

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our numerical simulations. The advantage of using numerical sim-

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ulations to determine onset and patterns of free convection is that

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this approach allows to test more complex scenarios than linear

308

stability analysis.

309

Spatial and temporal discretization

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300

The domain is discretized using regular blocks with an edge length of 0.2

311

m. Finer uniform grids (minimum edge length 0.05 m) as well as refined grids

312

close to fractures as proposed by Weatherill [46] were tested, too (results not

313

shown). The resulting convective pattern using all 3 different grids is visually

314

identical and the steady-state Sh deviate by less than 0.1%. Thus, the grid

315

consisting of 0.2 m blocks is sufficient.

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An adaptive time stepping scheme is used, where the time step size is

317

calculated based on the maximum concentration change during a time step

318

[12, 13, 39]. A maximum concentration change of 0.1 at any node is allowed.

319

Reducing the tolerance criteria to a maximum concentration change of 0.01

320

did not affect the results. Simulations were run until a steady state was

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reached.

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322

3. Results and discussion

323

3.1. Interfracture convection (mode 1) in a 2-dimensional regular fracture circuit

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Interfracture convection is examined in a regular fracture circuit as shown

326

in Fig. 1a. We define a “regular fracture circuit” to consist of 4 fractures

327

that form an isolated continuous rectangle without any dead-end fractures.

328

A 2-dimensional representation is sufficient here, and the domain thickness

329

in y-direction can be reduced to one element (0.2 m). Thereby, intrafracture

330

convection (mode 2B) is deliberately precluded. Critical fracture aperture

331

for the onset of interfracture free convection (mode 1) in a 2-dimensional,

332

square regular fracture circuit as well as the strength of convection (Sh)

333

for various fracture apertures are evaluated numerically. The results are

334

later compared to those obtained from a 3-dimensional representation in

335

section 3.3. Table 2 shows the required fracture aperture (2b) for the onset

336

of interfracture convection (mode 1). Convection was detected at the critical

337

fracture aperture (2b)c = 1.4 · 10−5 m.

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Table 2: Onset and patterns of inter- and intrafracture convection

3d fracture circuit (Fig. 2a) −         

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3d isolated fracture (Fig. 1b) − − − − −  (1)  (2)  (2)  (2)  (4)

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(2b) 2d fracture circuit [10−5 m] (Fig. 1a) 1.0...1.3 − 1.4  1.5  1.6  1.7  1.8  1.9  2.0  2.5  3.0...5.0 

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- : no convection : interfracture convection (mode 1) along the fracture circuit as shown in e.g. Figs. 3 and 6,  (1): intrafracture convection mode 2B and number of convection cells per vertical fracture in brackets, as e.g. Fig. 5.

No convection occurs for (2b) < 1.4 · 10−5 m (Fig. 3a). For (2b) ≥

338

1.4 · 10−5 m however, circular flow along the fracture circuit occurs, shown

340

in Figs. 3b and 3c. With increasing fracture aperture, fracture velocity and

341

strength of convection increase. Therefore, solute is transported farther along

342

the fracture circuit, thereby increasing the concentration difference between

343

fracture and matrix at a transient stage of the simulation (transient results

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344

not shown). Thus, diffusion along the fracture-matrix interface increases. As

345

a result, the steady-state concentration along the fracture circuit is almost

346

uniform for high fracture apertures of (2b) = 5.0 · 10−5 m as shown in Fig.

347

3c. 20

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b)

c)

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a)

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Figure 3: Interfracture convection (mode 1): Solute distribution in the matrix is indicated by transparent colors (red high concentration, blue zero concentration) and grey isochlors. a) - no convection for (2b) < 1.4 · 10−5 m b)  Clockwise interfracture convection for (2b) = 1.4 · 10−5 m c)  Clockwise interfracture convection for (2b) = 5.0 · 10−5 m 348

Critical Rayleigh number for convection in a regular fracture circuit (mode

349

1)

The critical Rayleigh number for the onset of interfracture convection

351

(mode 1) in a 2-dimensional fracture circuit of variable size and aspect ra-

352

tio was determined numerically. A variety of regular fracture circuits with

353

variable circuit height h (distance between top and bottom fracture of the

354

circuit) and circuit width w (lateral distance between vertical fractures of

355

the circuit) were tested such that circuit area (h × w) and circuit aspect ratio

356

(w/h) varied. Fig. 4 shows the strength of convection (Sh) depending on the

357

number Rafr × (2b)/(hDr), where Rafr is calculated with Eq. (3) and where

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fracture aperture is varied from (2b) = 5 · 10−6 m to 6 · 10−5 m. Varying

359

the fracture aperture of a 2-dimensional regular fracture circuit, all scenarios

360

below the critical number of 8.16 are stable, while convection was found in

361

all scenarios with a critical number larger than 8.16.

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1.3

1.05

1.25

1.04

1.2 1.15 1.1 1.05

1.03 1.02 1.01 1

1 10

20

30

40

50

Rafr x (2b)/(hθτ)

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5

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Sherwood number

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8.16

10

Rafr x (2b)/(hθτ)

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Figure 4: Onset of interfracture convection mode 1: Strength of convection depending on Rayleigh number constant (Rafr × (2b)/(hrD )). Data points show circuits of different aspect ratio (width/height) and area (width×height). Black points represent circuits with large aspect ratio, white points represent circuits with small aspect ratio. Area is indicated by datapoint size.

Interestingly, the numerically determined critical number Rafr ×(2b)/(hDr) for the onset of interfracture convection (mode 1) is equal to half of the critical

364

number of 16.32 for the onset of intrafracture convection (mode 2B) as of Eq.

365

(4) determined by Wang et al. [44]. The critical Rayleigh number Rac-circ for

366

the onset of interfracture free convection (mode 1) in a 2-dimensional regular

367

fracture circuit can therefore be formulated as:

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370

h (2b)

(7)

The corresponding formulation of the critical fracture aperture found here

is therefore:

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Rac-circ = 8.16rD

(2b)c-circ =

s 3

rD D0 µ · 12 · 8.16 = 1.38 · 10−5 m β ∆c hρg H

(8)

That number is in excellent agreement with the numerically determined 22

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value of 1.4 · 10−5 m given in Tab. 2. Eqs. (7) and (8) are valid for a

372

regular fracture circuit embedded in a low permeable matrix, which inhibits

373

fluid flow but allows for diffusive solute transport, where upper and lower

374

boundaries of the matrix block are of fixed concentration.

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Compared to previous studies which examined the onset of con-

376

vection in fracture circuits, our results are similar to those obtained

377

by Ramazanov [32] who gave a ratio between the critical Rayleigh

378

numbers for intra- and interfracture convection (mode 1) in a

379

square fracture circuit of approximately 2. While Ramazanov [32]

380

assumed that the thermal conductivity of fracture-filling material

381

and surrounding rock matrix are of the same order of magnitude,

382

his formulation of the critical Rayleigh number does not include

383

the thermal equivalent of the diffusivity ratio rD . For the special

384

case of a square fracture circuit with thin fractures, Ramazanov’s

385

[32] formulation can be approximated by Rac-circ = 8h/(2b).

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Simmons et al.

[37] applied the classical formulation of the

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375

Rayleigh number for convection in a homogeneous porous medium

388

using the average permeability of the fractured medium and com-

389

pared it to the critical Rayleigh number of 4π 2 to determine the

390

onset of interfracture convection (mode 1).

391

that the Rayleigh number formulation corresponds to Eq. (3), the

392

critical Rayleigh number proposed by Simmons et al. [37] would

Reformulated such

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393

be almost 5 times higher than what was determined here, and

394

would thus underestimate the occurrence of interfracture convec-

395

tion. However, using the average permeability is appropriate to

396

determine the onset of free convection under the assumption of 23

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large fracture density and uniformly distributed fractures. For less

398

dense fracture networks, it was numerically shown by Vujevi´ c et

399

al. [43] and Yang et al. [48] that convection may occur in a frac-

400

tured medium containing interconnected fractures such as contin-

401

uous fracture circuits even if the Rayleigh number (Ra) averaged

402

over the entire medium is below the critical value [43, 48].

403

3.2. Intrafracture convection (mode 2B) in isolated vertical fractures

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Intrafracture convection (mode 2B) is studied in two isolated parallel

405

vertical fractures embedded in a 3-dimensional matrix (Fig. 1b). The vertical

406

fractures are 6 m high, 6 m long in the y-direction and 6 m apart from each

407

other such that they are hydraulically disconnected by the low permeable

408

matrix. Fracture aperture is identical in both fractures and was varied in

409

order to determine the critical fracture aperture.

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404

Onset of convection was detected at (2b) = 1.8·10−5 m (Table 2), which is

411

in very good agreement with the critical fracture aperture of (2b) = 1.74·10−5

412

m predicted by Eq. (5) based on the results by Wang et al. [44]. The

413

critical Rayleigh number Rac-fr as of Eq. (4) and the corresponding critical

414

fracture aperture for intrafracture convection (mode 2B) in Eq. (5), were

415

originally formulated for impermeable upper and lower fracture boundaries

416

of constant temperature (equivalent to constant concentration for haline con-

417

vection). This is to say, the vertical fracture is in contact with both, upper

418

and lower boundary. A new result obtained here is that Eqs. (4) and (5)

419

are also applicable if the upper and lower end of the fracture is separated

420

from the constant concentration boundary condition by an impermeable rock

421

matrix block that allows for solute diffusion. As a further result, it can be

422

expected that Eqs. (4) and (5) are also applicable to thermal convection

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423

in vertical fractures separated from the boundary conditions, because the

424

equations were originally formulated for a heat convection problem. The critical fracture aperture determined here for a single verti-

426

cal fracture can be compared to results obtained theoretically with

427

different considerations of the fracture-matrix solute exchange us-

428

ing (critical) Rayleigh numbers determined in previous studies.

429

Applying the classical Rayleigh criterion (Rac = 4π 2 ) using only

430

the fracture properties neglects the stabilizing effect of the ma-

431

trix and would considerably underestimate the required fracture

432

aperture for the onset of convection as demonstrated by Graf and

433

Therrien [21]. Thus, applying the closed box model by Beck [3]

434

leads to a decrease of the critical fracture aperture by almost two

435

orders of magnitude.

436

no-transport boundary conditions at fracture walls in combination

437

with the lower diffusion coefficient of the matrix (Dm ) in the formu-

438

lation of the Rayleigh number. Thus, the critical fracture aperture

439

further decreases, such that intrafracture convection seems even

440

more likely. When, on the other hand, solute loss along the vertical

441

fracture walls is considered by applying a Dirichlet fixed concen-

442

tration at the vertical fracture walls which decreases with depth

443

as e.g. by Kassoy and Cotte [23], the critical fracture aperture for

444

intrafracture convection increases by the factor of 4.

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[37] used these no-flow,

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b)

c)

d)

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Figure 5: Intrafracture convection mode 2B: solute distribution and flow path within the fracture. a) − no convection (2b) < 1.8 · 10−5 m b)  (1) single convection cell per vertical fracture (2b) = 1.8 · 10−5 m c)  (2) two convection cells per vertical fracture (2b) = 2.0 · 10−5 m d)  (4) four convection cells per vertical fracture (2b) = 5.0 · 10−5 m

The simulated convective patterns of intrafracture convection (mode 2B)

446

are displayed in Fig. 5 and listed in Table 2. The convective pattern just

447

above the critical Rayleigh number is a single convection cell in

448

each vertical fracture (Fig. 5b). This is in agreement with findings

449

by Wang et al. [44], who predicted that a single cell is the most

450

likely mode of convection in a square fracture when the length ratio

451

between fracture aperture and adjacent matrix block width as well

452

as the conductivity ratio between fracture and matrix are small,

453

both of which is the case in the scenario displayed in Fig. 5b. Sim-

454

ilarly, Tournier et al. [41] numerically showed that a single cell is

455

the most likely steady-state convective pattern in a 2-dimensional

456

vertical fracture embedded in a heat-conducting matrix. This is

457

because conduction into and within the matrix dampens higher or-

458

der convective modes (many vertically elongated side-by-side cells)

459

such that higher Rayleigh numbers are required to increase the

460

number of convection cells. This is also demonstrated in Figs. 5c

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26

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461

and 5d where the convective patterns for larger fracture apertures

462

and thus increasing Rayleigh numbers are shown, producing up to

463

four vertically elongated side-by-side convection cells (Fig. 5d). For brevity, the effect of fracture inclination is neglected in this

465

study. Theoretical investigations by Zhao et al. [51, 54] of con-

466

vection in an inclined fracture with constant temperature gradient

467

along the inclined fracture walls suggest that the critical Rayleigh

468

number of a vertical fracture is remarkably different from that of

469

an inclined fracture [54]. On the other hand, Tournier et al. [41],

470

who considered a conducting matrix adjacent to the fracture, as-

471

sumed that the effect of fracture inclination is smooth for moderate

472

inclinations. However, the effect of the fracture inclination on the

473

intrafracture convection mode should be considered in future nu-

474

merical models.

475

3.3. Convection in a 3-dimensional regular fracture circuit

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We combine geometries shown in Figs. 1a and 1b in a 3-dimensional

477

regular fracture circuit (Fig. 2a). This is the first numerical 3-dimensional

478

combined convection scenario that allows for interfracture convection mode

479

1, intrafracture convection mode 2B, and for a combination of both modes

480

(named “mode 12B”).

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The onset of convection in this 3-dimensional regular fracture circuit was

determined numerically. Table 2 shows that, similar to interfracture convec-

483

tion (mode 1) in a 2-dimensional regular fracture circuit, the critical fracture

484

aperture for the onset of convection in a 3-dimensional regular fracture circuit

485

is 1.4 · 10−5 m. As the critical fracture aperture for intrafracture convection

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486

(mode 2B) is much higher (1.8 · 10−5 m) than that for interfracture convec-

tion (1.4 · 10−5 m), it can be concluded that interfracture convection (mode

488

1) will dominate over intrafracture convection (mode 2B). It can further be

489

concluded that the formulation of the new critical Rayleigh number as of Eq.

490

(7) found for convection in a 2-dimensional fracture circuit is also valid for a

491

regular 3-dimensional fracture circuit. b)

c)

d)

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Figure 6: Convection in combined fracture scenario: solute distribution and flow path in the fracture circuit. a) - no convection for (2b) < 1.4 · 10−5 m. b) to d)  interfracture convection only for (2b) = 1.4 · 10−5 m, 2.0 · 10−5 m, 5.0 · 10−5 m, respectively.

Fig. 6 shows convective patterns in 3-dimensional regular fracture cir-

493

cuits. Streamlines within each fracture are straight with no component in

494

the y-direction. This indicates that the regarded convection problems are

495

purely 2-dimensional and convective patterns correspond to those of purely

496

interfracture convection (mode 1).

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492

Convective patterns remained to be 2-dimensional interfracture convec-

tion (mode 1) if the aspect ratio of the fracture circuit is modified by mul-

499

tiplying and dividing (one at a time) the extent of the fracture circuit in

500

each dimension by up to 1.5. Different scenarios and geometries of the re-

501

sulting fracture circuit dimensions with the highest and lowest aspect ratios

502

in each dimension are listed in Table 3. The range of aspect ratios given

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503

in Table 3 covers the critical wave lengths for the lowest critical

506

number given in Eq. (4), which corresponds to a single intrafrac-

507

ture (mode 2B) convection cell in a vertical fracture with a fracture

508

length to fracture height ratio (L/h) of 0.7. However, the critical

509

Rayleigh numbers for larger aspect ratios (including aspect ratio

510

1 for a square fracture as used before) hardly deviate and do not

511

change the critical fracture apertures determined in section 3.2.

512

Ramazanov [32] determined the lowest critical Rayleigh number

513

for interfracture convection (mode 1) around a fracture circuit of

514

aspect ratio (2B/h) of 1.2. Thus, allowing both modes of convection

515

(mode 1 and mode 2B) in the potentially most favourable fracture

516

circuit geometries for convection ensures that no mode is favoured

517

by the geometry.

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505

Rayleigh numbers in previous studies. Wang et al. [44] give a mini√ mum critical wave length of 2π for the minimum critical Rayleigh

504

Table 3 confirms that the strength of convection (Sh) increases with in-

519

creasing height, increasing area, decreasing width and decreasing aspect ratio

520

of the fracture circuit as previously shown by Vujevi´c et al. [43]. A new find-

521

ing is that the strength of convection is invariant to changes of the length of

522

a fracture circuit, such that Sh is identical for the 2-dimensional represen-

523

tation and for the 3-dimensional fracture circuit. Therefore, a 2-dimensional

524

representation captures all relevant processes for a regular fracture circuit,

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525

because intrafracture convection appears to be absent in all cases.

29

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Table 3: Convection in a fracture circuit with varying geometry

strength of convection Sh 1.28 1.28 1.28 1.28 1.16 1.00 1.93 1.39 1.35

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fracture circuit convective aspect ratio area pattern 2 (2B/h) m 1 36  1 36  1 36  1 36  0.67 24  0.67 24 0.75 48  1.33 48  1.2 48 

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Fracture circuit fracture width×height×length aspect ratio in [m] (L/h) 6 × 6 × 0.2 (2D) 0.03 6 × 6 × 6 (3D) 1 6 × 6 × 4 (3D) 0.67 6 × 6 × 8 (3D) 1.5 4 × 6 × 6 (3D) 1 6 × 4 × 6 (3D) 1.5 6 × 8 × 6 (3D) 0.75 8 × 6 × 6 (3D) 1 7.2 × 6 × 4.2(3D) 0.7

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Strength of convection Sh depending on fracture circuit geometry for a 3-dimensional regular fracture circuit. Fracture aperture is 1.5 · 10−5 m. The 2-dimensional fracture circuit like in Fig. 1a is listed as reference.

Fig. 7 compares the strength of interfracture convection (mode 1) in a

527

2-dimensional regular fracture circuit, intrafracture convection (mode 2B) in

528

isolated vertical fractures, and convection in a 3-dimensional regular fracture

529

circuit using the Sherwood number Sh (Eq. (6)). Fig. 7 shows that the

530

Sh curve of the 3-dimensional regular fracture circuit is identical to that of

531

the 2-dimensional circuit. This indicates that all features of interfracture

532

convection in a regular fracture circuit can be captured with a 2-dimensional

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526

533

representation. Intrafracture convection (mode 2B) in two isolated vertical

534

fractures is weaker (smaller Sh) and therefore of subordinate importance.

30

1.3

1.05

1.25

1.04

1.2 1.15 1.1 1.05

1.03 1.02 1.01 1

1 10

20

30

40

Rafr x (2b)/(h rD)

50

60

0.99

8.16

5

10

Rafr x (2b)/(h rD)

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Sherwood number

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15

535

536

3.4. Effect of matrix permeability

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Figure 7: Strength of convection (Sherwood number Sh) for inter- and intrafracture convection separately and for the combined convection scenario. Colored symbols indicate convective patterns in each case as in Tab. 2.

In all cases described above, the rock matrix permeability is km = 1 ·

10−18 m2 such that the matrix is essentially impermeable. We increase the

538

permeability of the matrix around the 3-dimensional regular fracture circuit

539

(Fig. 2a) and its 2-dimensional representation (Fig. 1a) to km = 1 · 10−17

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537

m2 , km = 5 · 10−17 m2 and km = 1 · 10−16 m2 , respectively, to demonstrate

541

the effect of matrix permeability.

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540

Fig. 8 shows the strength of convection (Sh) depending on km and (2b).

543

Higher matrix permeability enhances convection because convective flow is

544

no longer restricted to fractures and to the fracture circuit, but can also

545

develop in the matrix. Fig. 8 shows that critical fracture aperture remains

546

at 1.4 · 10−5 m for km = 1 · 10−17 m2 and decreases to 0.9 · 10−5 m for

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542

km = 5 · 10−17 m2 . For km = 1 · 10−16 m2 , the Rayleigh number for the

548

matrix is above the critical Rayleigh number, such that a critical fracture

549

aperture can not be determined as the occurrence of free convection does

550

not depend on the presence of fractures. In the last case of high matrix

551

permeability, the classical Rayleigh criterion may be applied to

552

determine the onset of convection in fractured rock using the bulk

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547

31

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permeability as proposed by Simmons et al. [37]. This is only

554

possible in a system where fracture permeability is small relative

555

to matrix permeability such that flow is predominately controlled

556

by matrix permeability as stated by Graf and Therrien [21].

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553

2.5

2

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Sherwood number (Sh)

3

-16

km=1·10 m² -17

km=5·10 m²

1.5

-17

km=1·10 m² -18

km=1·10 m²

onset of convection 1

1.5

2

2.5

3

3.5

4

fracture aperture (2b)

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4.5

5 5.5 -5 · 10 m

558

3.5. More complex scenarios In addition to studying a regular fracture circuit, we also give an example

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Figure 8: Strength of convection (Sh) in the combined convection scenario depending on km and (2b).

of a more complex geometry. We thereto reduce the extent of the fractures

560

to 4 m and add two more fractures, such that the fracture network consists

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559

561

of 6 instead of 4 fractures (Fig. 2b). The 6 fractures are all connected and

562

form a fracture circuit with some “dead-end fractures” at the corners of the

563

fracture network. All fractures traverse the entire domain in y-direction. The

564

location of the center of each fracture is given in Table 4. 32

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Table 4: Fracture location in the complex fracture circuit consisting of 6 fractures

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Fracture x-coordinate z-coordinate orientation of fracture center [m] vertical 2.2 6.6 vertical 4.6 4.6 vertical 5.8 7.2 horizontal 3.0 5.0 horizontal 6.0 6.0 horizontal* 4.0 8.0/9.0

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* the vertical position of this fracture is variable and is 8.0 m in the 3 m high fracture circuit and 9.0 m in the 4 m high fracture circuit.

Based on the observations from interfracture convection (mode 1) and in-

566

trafracture convection (mode 2B), we hypothesize that the critical Rayleigh

567

number depends on either the fracture height or the height of the fracture

568

circuit. Studying a case of constant fracture height and varying circuit height

569

allows us to evaluate whether (i) the fracture circuit is the dominating struc-

570

ture in the fracture network such that predicting the onset of convection is

571

possible using a 2-dimensional representation, or (ii) the vertical fractures

572

in the network promote interfracture convection such that a 3-dimensional

573

representation is required. To answer this question, the location of the up-

574

permost horizontal fracture is variable (red arrow in Fig. 2b), such that the

575

fracture circuit is either 3 m high (Fig. 9a), or 4 m high (Fig. 9b).

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565

576

If the circuit height is only 3 m and thus smaller than the height of each

577

vertical fracture, intrafracture convection (mode 2B) develops (Fig. 9a). The

578

resulting convection pattern is combined inter- and intrafracture convection

579

(mode 12B) where intrafracture convection cells in the vertical fractures are 33

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hydraulically connected along the horizontal fractures as shown in Fig. 9a.

581

However, if the fracture circuit height equals 4 m like the individual fracture

582

height, interfracture convection (mode 1) dominates (Fig. 9b). Intrafrac-

583

ture convection (mode 2B) is only observed in the dead-end fractures when

584

the fracture aperture exceeds the critical value for intrafracture convection

585

(2b)c = 2.0 · 10−5 m as of Eq. (5). b)

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a)

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580

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Figure 9: More complex fracture network with 6 fractures: solute distribution and flow paths in the fracture circuit. Fracture length is 4 m, fracture aperture (2b) = 2.0 · 10−5 m. a),  (1) Fracture circuit height is 3 m, and lower than the height of individual vertical fractures, combined intra- and interfracture convection (mode 12B) develops. b) Fracture circuit height is 4 m, identical to the height of individual vertical fractures, interfracture convection mode 1 dominates.

For both heights (3 and 4 m) of the fracture circuit, a 2-dimensional cross-

587

section of the 3-dimensional network is simulated in order to compare the

588

results with respect to convective pattern and strength of convection (Sh).

589

The results are summarized in Table 5. If fracture and circuit height are not

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586

590

identical (4 m vs. 3 m), predictions based on a 2-dimensional representation

591

are critical because the 2-dimensional model neglects intrafracture convec-

592

tion (mode 2B) in dead-end fractures and combined convection (mode 12B)

593

such that the occurrence and the strength of convection are underestimated. 34

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This is because in the 3 m high fracture circuit with combined convection

595

(mode 12B), the dead-end fractures vertically elongate the fracture circuit

596

and promote convection by increasing the vertical density contrast. If, how-

597

ever, fracture and circuit height are identical (both 4 m), the 2-dimensional

598

cross-section is an appropriate simplification showing the same convective

599

pattern and the same Sherwood number for (2b) ≤ 2 · 10−5 m because there

600

is no convection in the dead-end fractures.

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594

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Table 5: Observed convective patterns in a fracture circuit consisting of 6 fractures

3-dimensional network deviance in Sh fracture circuit height between 2d and 3d 3m 4m 3m 4m  0% ,  (1)  4% 0% ,  (1)  5% 0% ,  (1) * 6% 1%

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Fracture 2-dimensional network aperture fracture circuit height ·10−5 [m] 3 m 4m 1.5 a 1.6 1.7  b 1.8  1.9   c 2.0   a

onset of mode 1 convection in a 4 m high circuit predicted by Eq. (7). onset of mode 1 convection in a 3 m high circuit predicted by Eq. (7). c onset of mode 2B convection in a 4 m high fracture predicted by Eq. (4). : interfracture convection along the fracture circuit (mode 1). *: only interfracture convection in the circuit, but intrafracture convection in the dead-end fractures. ,  (1): combination of interfracture and intrafracture convection (mode 12B).

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b

601

Results in Table 5 show that predicting the onset of convection in com-

602

plex fracture networks using theoretical considerations (Rayleigh criterion)

603

are difficult. Beside the effect of long vertical fractures promoting convection,

604

additional fracture intersections along the fracture circuit disturb interfrac35

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ture flow and thus inhibit convection, such that complex fracture net-

606

works impede the prediction of free convective patterns and vigor

607

of convection as already stated by Shikaze et al. [34].

608

4. Summary and conclusions

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Continuing prior work on convective flow modes in fractured rock by

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Wang et al. [44], Malkovsky and Pek [26], Ramazanov [32], or Simmons et

611

al. [37], this study examines inter- and intrafracture haline free convection

612

and their combination. The onset of convection, convective patterns and the

613

dominating mode of convection are determined. The key new findings of this

614

study are:

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1. The critical Rayleigh number for the onset of convection in a 2- and

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3-dimensional regular fracture circuit is determined numerically to be

617

half of the critical Rayleigh number for the onset of convection in a

618

single vertical fracture determined by Wang et al. [44].

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2. The most likely mode of convection in a regular fracture circuit is inter-

620

fracture convection along the circuit (mode 1). When both inter- and

621

intrafracture convection are theoretically possible, the onset of con-

622

vection is marked by the onset of interfracture convection (mode 1). Convective patterns correspond to streamlines along the circuit.

3. Interfracture convection (mode 1) is stronger in terms of mass transport

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than intrafracture convection (mode 2B). Sherwood numbers for in-

626

trafracture convection in two vertical fractures are considerably smaller

627

than for interfracture convection in a regular fracture circuit of the same

628

height. 36

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4. In more complex fracture networks, convection is hard to be theoret-

630

ically predicted using Rayleigh criteria. Vertical “dead-end fractures”

631

exceeding the fracture circuit promote convection, whereas additional

632

fracture intersections along the fracture circuit constrain convection.

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5. A 2-dimensional representation of a 3-dimensional fracture network

634

only yields good results in predicting the onset and strength of con-

635

vection if the network is composed of regular fracture circuits, where

636

the circuit height equals the individual fracture height. Otherwise, 2-

637

dimensional representations tend to underestimate the occurrence and

638

strength of convection, as intrafracture convection (mode 2B) and com-

639

bined convection (mode 12B) are neglected.

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Considering the easier onset and the higher mass transport rates of in-

641

terfracture convection (mode 1) compared to intrafracture convection (mode

642

2B), interfracture convection along a fracture circuit (mode 1) is the most

643

likely mode of convection in a fracture network consisting of regular frac-

644

ture circuits. However, more complex fracture networks, which not exclu-

645

sively consist of regular fracture circuits, challenge this rule and require 3-

646

dimensional representations. A fully 3-dimensional modelling approach of

647

free convection in fractured rock remains challenging in terms of computa-

648

tional power. It took up to 10 times more CPU time to run a 3-dimensional

649

complex scenario relative to its 2-dimensional representation. A series of

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2-dimensional cross-sections perpendicular to the fracture planes of a frac-

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ture network (covers mode 1) combined with a theoretical evaluation of the

652

existence of intrafracture free convection in isolated vertical fractures using

653

Eq. (4) might be a practical solution to at least approximate the probability 37

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of inter- and intrafracture convection in fractured rock. Nevertheless, this

655

approach will not be able to examine combined convection (mode 12). This study focusses on simple deterministic fracture networks,

657

consisting of few fractures and therefore represents an academic

658

configuration rather than a real-world field setting. However, the

659

new findings presented may help to better assess the probability

660

of free convection in various fracture networks. Furthermore, the

661

conclusions drawn in this study lay the foundation for further re-

662

search on more complex fracture networks.

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On the basin scale, interfracture convection enables convective

664

flow and transport over larger distances than intrafracture convec-

665

tion, especially if fracture length is small compared to the consid-

666

ered scale. Cui et al. [8] stated that isolated vertical faults do not

667

affect basin-scale free convection, and Yang et al. [49] showed that

668

open vertical faults may determine convective patterns in a sedi-

669

mentary basin only if they are hydraulically connected via highly

670

permeable horizontal sediment layers. Thus, further investigation

671

of free convection in complex fracture networks is required.

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In field studies, the exact geometry of fracture networks is often unknown.

673

Parameters like average and maximum vertical extent and permeability of

674

fractures should be estimated to be able to calculate a (critical) fracture

675

Rayleigh number (Eqs. (3) and (4)), such that the existence of intrafracture

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convection (mode 2) can be assessed. Assessment of interfracture convection

677

(mode 1) is more difficult, because the existence and geometry of fracture

678

circuits is harder to detect than the existence of fractures. An elementary

679

relationship between the strength of interfracture convection and average 38

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fracture length and fracture density is given in Vujevi´c et al. [43]. How-

681

ever, more statistically oriented research is required to better quantify these

682

relationships.

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Acknowledgement This research was supported by the Deutsche Forschungsgemeinschaft

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(DFG) under grant number GR 3463/2-1. We thank the editorial board of

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AWR (D. Andrew Barry) for handling our manuscript. We also thank four

687

anonymous reviewers whose constructive comments have helped to improve

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the manuscript.

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APPENDIX Nomenclature

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fracture aperture critical fracture aperture in a single vertical fracture critical fracture aperture in the fracture circuit fracture spacing relative solute concentration hydrodynamic dispersion tensor in the matrix hydrodynamic dispersion tensor in the fracture effective diffusion coefficient in the matrix free solution diffusion coefficient unit vector in vertical direction gravitational acceleration height of fracture domain height equivalent fresh water head identity matrix permeability of (isotropic) porous medium fracture permeability matrix permeability freshwater hydraulic conductivity tensor of porous medium freshwater hydraulic conductivity tensor of porous medium length of the domain (y-direction) fluid pressure Darcy flux vector in the porous matrix Darcy flux vector in the fracture diffusivity ratio between matrix and fracture Rayleigh number (homogeneous porous medium) Rayleigh number in the fracture critical Rayleigh number critical Rayleigh number in a regular fracture circuit critical Rayleigh number in a single vertical fracture

PT

ED

[L] [L] [L] [L] [-] [L2 T−1 ] [L2 T−1 ] [L2 T−1 ] [L2 T−1 ] [-] [LT−2 ] [L] [L] [L] [-] [L2 ] [L2 ] [L2 ] [LT−1 ] [LT−1 ] [L] [ML−1 T−2 ] [LT−1 ] [LT−1 ] [-] [-] [-] [-] [-] [-]

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(2b) (2b)c (2b)c,circ (2B) c D Dfr Dm D0 ez g h H h0 I k kfr km K0 K0,fr L p q qfr rD Ra Rafr Rac Rac,circ Rac,fr

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Governing equations

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specific storage of porous medium specific storage of the fracture Sherwood number time total solute mass flux through top of the domain width of the domain in x-direction horizontal coordinates vertical coordinate longitudinal dispersion coefficient longitudinal dispersion coefficient in the fracture transverse dispersion coefficient transverse dispersion coefficient in the fracture solutal expansion coefficient fluid compressibility matrix compressibility matrix porosity dynamic viscosity of the fluid fluid density reference fluid density tortuosity incline of fracture (ϕ for a vertical fracture is 0) exchange term for fluid in the porous matrix exchange term for fluid in the fracture exchange term for solute in the porous matrix exchange term for solute in the fracture

ED

[L−1 ] [L−1 ] [-] [T] [ML−2 T−1 ] [L] [L] [L] [L] [L] [L] [L] [-] [LT2 M−1 ] [LT2 M−1 ] [-] [ML−1 T−1 ] [ML−3 ] [ML−3 ] [-] [-] [T−1 ] [LT−1 ] [T−1 ] [LT−1 ]

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692

SS SS,fr Sh t j W x, y z αL αL,fr αT αT,fr β γ fl γm θ µ ρ ρ0 τ ϕ Ωfluid Ωfluid,fr Ωsolute Ωsolute,fr

695

The Darcy equation describes the Darcy flux in a porous medium as a

696

function of both, the equivalent freshwater head h0 and the relative fluid

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density (ρ − ρ0 )/ρ0 [-] [2]: q = −K0



ρ(c) − ρ0 ez ∇h0 + ρ0



(9)

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Assuming Darcy flow in the fracture, the Darcy equation for density-driven

699

flow in the fracture reads [21]:

700 701

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  ρ(c) − ρ0 qfr = −K0,fr ∇h0 + ez cosϕ ρ0

The conservation equations for fluid mass in the 3-dimensional porous medium (11) and in the 2-dimensional fracture (12) are [10, 21]: 

 ρ(c) − ρ0 ∂h0 ∇ · K0 (∇h0 + ez ) − SS = Ωfluid ρ0 ∂t

(11)

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   ρ(c) − ρ0 ∂h0 (2b) ∇ · K0,fr (∇h0 + ez cosγ) − SS,fr = (2b)Ωfluid,fr (12) ρ0 ∂t The specific storage in matrix (SS ) and fracture (SS,fr ) are defined as [14, 21]:

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703



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702

(10)

(13)

SS,fr = ρ0 gγ fl

(14)

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SS = ρ0 g(γ m + θγ fl )

The conservation equations for solute mass in the porous medium (15) and

706

in the fracture (16) are [10, 21]:

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∇ · (θD∇c − qc) − 

∂(θc) = Ωsolute ∂t

 ∂c (2b) ∇ · (Dfr ∇c − qfr c) − = (2b)Ωsolute,fr ∂t 43

(15)

(16)

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708

The hydrodynamic dispersion tensor in the matrix (D) and in the fracture

709

(Dfr ) are defined as [2, 20]:

710

and Dfr = (αL,fr − αT,fr )

(17)

qfr qT fr + αT,fr |qfr |I + D0 I |qfr |

(18)

where the effective diffusion coefficient in the porous matrix is [39]:

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qqT + αT |q|I + Dm I |q|

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θD = (αL − αT )

Dm = θτ D0

713 714

Constitutive equations

Porous medium freshwater hydraulic conductivity tensor in the matrix K0 and in the fracture K0,fr are given by [2, 5, 20]:

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712

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K0 =

715

km Iρ0 g µ

(20)

ρ0 g µ

(21)

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K0,fr = kfr I

where fracture permeability kfr for an open fracture is defined as [2, 5] kfr =

(2b)2 12

(22)

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(19)

717 718

Fluid density ρ is determined by relative concentration c and is calculated

using a linear density function [11, 37]: ρ(c) = ρ0 (1 + βc)

44

(23)

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The dependency of viscosity on salinity is neglected as it has been shown that

720

the effect is negligible for density-dependent flow and transport compared to

721

the density effect of salinity [18]. Thus, fluid viscosity is assumed to be

722

constant in accordance with most studied applying Rayleigh theory [26, 32,

723

34, 37, 44, 50].

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