Accepted Manuscript
Failure to Rescue, Hospital Volume, and In-Hospital Mortality After Transcatheter Aortic Valve Implantation Tomo Ando MD , Oluwole Adegbala MD, MPH , Pedro A Villablanca MD, MS , Mohamad Shokr MD , Emmanuel Akintoye MD, MPH , Alexandros Briasoulis MD, PhD , Hisato Takagi MD. PhD , Theodore Schreiber MD , Cindy L. Grines MD , Luis Afonso MD PII: DOI: Reference:
S0002-9149(18)31192-5 10.1016/j.amjcard.2018.05.020 AJC 23324
To appear in:
The American Journal of Cardiology
Received date: Revised date: Accepted date:
29 March 2018 8 May 2018 8 May 2018
Please cite this article as: Tomo Ando MD , Oluwole Adegbala MD, MPH , Pedro A Villablanca MD, MS , Mohamad Shokr MD , Emmanuel Akintoye MD, MPH , Alexandros Briasoulis MD, PhD , Hisato Takagi MD. PhD , Theodore Schreiber MD , Cindy L. Grines MD , Luis Afonso MD , Failure to Rescue, Hospital Volume, and In-Hospital Mortality After Transcatheter Aortic Valve Implantation, The American Journal of Cardiology (2018), doi: 10.1016/j.amjcard.2018.05.020
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ACCEPTED MANUSCRIPT
Failure to Rescue, Hospital Volume, and In-Hospital Mortality After Transcatheter Aortic Valve Implantation 1
Tomo Ando MD, 2Oluwole Adegbala MD, MPH, 3Pedro A.Villablanca MD, MSc, Mohamad
Shokr MD 1Emmanuel Akintoye MD, MPH, 4Alexandros Briasoulis MD, PhD, 5Hisato Takagi
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MD. PhD, 1Theodore Schreiber MD, 6Cindy L. Grines MD, 1Luis Afonso MD 1
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Department of Medicine Division of Cardiology, Wayne State University/Detroit Medical Center, Detroit, Michigan, United States 2 Department of Medicine Department of Internal Medicine, Englewood Hospital and Medical Center, Seton Hall University-Hackensack Meridian School of Medicine, Englewood, New Jersey, United States 3 Department of Medicine Division of Cardiology, New York University Langone Medical Center, New York, New York, United States 4 Department of Medicine Divison of Cardiovascular Medicine, University of Iowa Hospitals and Clinics, Iowa, Iowa, United States 5 Department of Medicine Division of Cardiovascular Surgery, Shizuoka Medical Center, Shizuoka, Japan 6 Department of Medicine Division of Cardiology, North Shore University Hospital, Hofstra Northwell School of Medicine, Manhasset, New York, United States
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Running title: Failure to rescue after TAVI Disclosures: Authors have no disclosures
Tomo Ando MD
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Corresponding author:
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3990, John R, Detroit, Michigan, 48201, United States Detroit Medical Center, Division of Cardiology
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Phone: 313-745-2620 Fax: 313-745-8643
Email:
[email protected]
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Abstract Failure to rescue (FTR), death after major complications, has been well described in the surgical literature as a source of different outcomes among different hospitals. However, FTR has not been investigated in transcatheter aortic valve implantation (TAVI). Our aim was to assess the
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difference of in-patient mortality and FTR among different TAVI volume hospitals. We queried the Nationwide Inpatient Sample database from 2011 to 2015 to identify patients who had transarterial TAVI. FTR was calculated as those who had in-patient mortality with at least one with major perioperative complications. Hospitals were divided into three groups according to annual
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TAVI volume, the lowest quintile (≤30/year), second to fourth quintile (31-130/year), and highest quintile (≥130/year). Multivariate analysis was used to calculate risk adjusted in-patient mortality rate and FTR and was compared between these different volume hospitals. A total of 48,886
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TAVI procedures were identified (10,407, 28,811, and 9,668 in low, intermediate, and high volume centers, respectively). Mean age, percentage of female, and Elixhauser comorbidity
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index was similar across different TAVI volume hospital. Incidence of major perioperative complications did not differ among different volume hospitals. Adjusted rate of in-patient
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mortality (2.3%, 1.87%, and 1.57% for low, intermediate, and high volume center, respectively,
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p<0.001) were significantly lower with higher hospital volume but FTR (8.24%, 8.20%, and 6.12% for low, intermediate, and high volume center, respectively, p=0.29) were the same among
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the three groups. Our results suggest that FTR does not explain the variation of in-hospital mortality among different hospital volumes.
Key words: aortic stenosis, failure to rescue, transcatheter aortic valve implantation Failure to rescue (FTR), characterized as in-patient mortality with at least one with major perioperative complication, has been well described in the surgical literature as a source of
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variation in hospital outcomes (1-5). Transcatheter aortic valve implantation (TAVI) is associated with certain peri-procedural complications that negatively impact the outcomes and therefore assessing the rate of FTR would have incremental value in addition to evaluating periprocedural complication and mortality rate post-TAVI. With increase in-hospital procedural
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volume, better outcomes have been reported in the past for various surgical and percutaneous procedures (6-13). Previous studies have reported similar trends, with decreasing adverse
outcomes with increased hospital volume following TAVI (14,15). However, these analyses reflected early United States commercial TAVI experience. With its rapid expansion and center
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experience, TAVI has become a safer procedure and the outcomes of volume-outcome
relationship may have dramatically changed. Our aim was to assess the FTR among different TAVI volume hospital including the most recently available Nationwide Inpatient Sample (NIS)
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database.
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Methods
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Data were obtained from the Agency for Healthcare Research and Quality Healthcare
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Cost and Utilization Project–NIS files between 2011 and 2015. The data was queried to identify patient demographics and TAVI procedure recipients in the United States using the International
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Classification of Diseases-Ninth Revision-Clinical Modification (ICD-9-CM). The NIS was created by the Healthcare Cost and Utilization Project as a discharge database and is maintained by the Agency for Healthcare Research and Quality. NIS data are extracted from a random sample of approximately 20% of all nonfederal, general, and specialty specific hospital inpatient admissions. Approximately 97% of hospitals in the United States are represented by the NIS,
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making it the largest all-payer inpatient discharge database in the United States. Criteria used for stratified sampling of hospitals into the NIS include hospital ownership, patient volume, teaching status, urban or rural location, and geographic region (16). Weighting the patient-level observations in the NIS data sets to account for the complex sampling scheme provides estimates
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for the entire US population of hospitalized patients. The data set is publicly available and deidentified. Accordingly, it is a designated exempt from an Institutional Review Board approval.
Patients aged 50 years and older with aortic stenosis who underwent TAVI during the
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study period were identified using International Classification of Diseases, 9th Revision, Clinical Modification (ICD-9-CM) codes (supplemental table 1). We excluded patients with a diagnosis of aortic insufficiency without a diagnosis of aortic stenosis. We did not include the last 3
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months of 2015 given the non-availability of Elixhauser comorbidity indicators in those months (17). Annual hospital volume was determined by obtaining the total number of TAVI cases
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performed by a given institution per annum using the unique Healthcare Cost and Utilization Project (HCUP) hospital number. The total institution was divided into quintiles before analysis.
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Low volume was defined by the lowest quintile, intermediate volume was defined by the second
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to fourth quintiles, and high volume was defined by the highest quintile. This formula resulted in the following breakdown of volume cutoff points. Low-volume institutions performed ≤ 30
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TAVIs/year, intermediate-volume institutions performed 31 – 130 TAVIs/year, and high-volume institutions performed ≥ 130 TAVIs/year.
Data on patient- and hospital-level characteristics were provided for each patient in the NIS. Our primary outcome was FTR defined as in-hospital mortality following major peri-
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operative complications. FTR was calculated by the numbers of patients who experienced inhospital mortality following at least one major perioperative complication divided by the total number of patients who had major perioperative complications. These major peri-operative complications include in-hospital mortality, stroke, acute myocardial infarction with
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percutaneous coronary intervention, major bleeding requiring transfusion, acute kidney injury requiring dialysis, cardiogenic shock, fatal arrhythmia (ventricular fibrillation, ventricular tachycardia, or cardiac arrest), mechanical circulatory support, TAVI converted to surgical aortic valve replacement, vascular injury requiring surgery, and acute respiratory failure with
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reintubation,. These mentioned outcomes were captured from the dataset with ICD-9-CM codes (Supplementary Table 1).
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Age was classified as 50-59, 60-69, 70-79, 80-89 and >90 years. Race was catalogued as White, Black, Hispanic, Asian and others. Risk adjustment for comorbid medical conditions
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was performed using the Elixhauser comorbidity index, categorized by number of medical comorbidities (0, 1 -3, or ≥4). Individual household income was classified as low, medium, high,
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or highest in the NIS data set. Insurance classification was described as Medicaid, Medicare,
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private or others. Hospitals were classified by location (rural, urban), region (Northeast, Midwest, West, South), size (small, medium, large), and teaching status (rural, urban non-
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teaching, urban-teaching).
Patients were catalogued by institutional volume; low-, medium-, and high-volume
TAVI centers and were compared. Descriptive statistics were presented and compared across hospital volume levels, with chi-square tests for categorical variables, analysis of variance
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(ANOVA) for normally distributed continuous variables, and Kruskal-Wallis test for continuous variables with skewed distribution (Table 1). Mortality rates, complication rates, and rates of FTR were also reported descriptively across hospital volume levels. The adjusted mortality rate and adjusted failure to rescue rate were calculated by fitting a Poisson regression model with a
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robust error variance under generalized estimating equations approach. The robust error variance was estimated by using repeated statement and individual subject identifier while adjusting for patient-level covariates, including age, race, gender, median household income, type of insurance, Elixhauser co-morbidity index, as well as hospital-level covariates, including hospital
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location or teaching status, and year of data publication. Statistical significance of the mortality rates and FTR rate differences between the hospital volume categories was determined by the contrast of the regression coefficients from the Poisson regression model. Subsequently, pairwise
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comparison was conducted with Bonferroni correction for multiple comparisons. All the data extraction and analyses was done with Statistical Analysis System (SAS V.9.4, SAS
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Institute Inc, Cary, NC, US). We chose a p-value of <0.05, reported the effect sizes, 95%
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Results
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comparisons.
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confidence intervals (CI), and p-values or the Bonferroni corrected p-values for multiple
There was a total of 48,886 TAVI patients identified (10,407, 28,811, and 9,668 in in
lowest, intermediate, and highest volume centers, respectively). The lowest and intermediate volume hospitals performed 1-30 and 31-130 TAVIs per year respectively, whereas the highest volume hospitals performed more than 130 TAVI per year. Mean age, percentage of female, and
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Elixhauser comorbidity index did not differ among the three different hospital groups. Prior percutaneous coronary intervention, coronary artery bypass graft, peripheral vascular disease, and race differed significantly across the three hospital groups. Large bed size hospitals, and high median household income were observed more frequently in the highest volume hospitals. These
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results are summarized in table 1.
The overall in-hospital morality was 3.27%. The unadjusted rates of in-hospital mortality declined significantly with increasing hospital volume (4.28%, 3.21%, and 2.37% for
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lowest, intermediate, and highest volume center, respectively, p=0.006). After adjustments for clinical and hospital variables, the results remained statistically significant (2.3% [1.53-3.52], 1.87% [1.24-2.81], and 1.57% [1.02-2.42] for lowest, intermediate, and highest volume center,
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respectively, p=0.0002, supplement 2). Yearly trend of un-adjusted mortality in low, intermediate, and high volume hospitals are summarized in supplement 3. In general, the rate of
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major complications decreased with increasing hospital volume (except for acute myocardial infarction with percutaneous coronary intervention). Use of mechanical circulatory support was
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higher in low volume hospital. However, other complications were similar across different
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hospital volumes. The overall FTR was 12.28%. The unadjusted rate of FTR was almost similar between lowest and intermediate volume hospital (13.59% and 12.88%, respectively) and
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numerically lower in highest volume hospital (8.87%) but was statistically not significant (p=0.084). After multivariate adjustments, FTR rates were similar among all hospital volume groups (8.24% [3.39-20.03], 8.20% [3.45-19.52], and 6.12% [2.37-15.81] for lowest, intermediate, and highest volume center, respectively, p=0.29). These results are summarized in table 2.
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Discussion
The major findings of our results were 1: Rate of FTR also did not differ among
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different volume hospitals. 2: In-patient mortality was lower in higher volume hospitals but major perioperative complications did not significantly decrease with increased hospital volume. Our results suggest that hospital-volume is an independent predictor of in-hospital mortality and
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FTR is not the source of variation of in-hospital mortality among different hospital volume.
FTR and mortality did not differ among different volume hospitals following TAVI. Previous studies have shown that high procedural volume hospital was associated with higher
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rates of FTR after cardiovascular surgery (9,18). Similar result was also reported in non-cardiac surgery (19). There could be several reasons why FTR was similar among different TAVI volume
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hospitals as opposed to previous studies. First, incident rate of the complications with extremely high mortality, requiring advanced medical resources and highly skilled operators to rescue, such
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as cardiac tamponade requiring pericardiocentesis, acute myocardial infarction requiring
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percutaneous coronary intervention, and conversion to surgical aortic valve replacement, were very low and may partly explain the similar FTR observed in our study. Secondary, even if the
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annual TAVI volume is low, TAVI is predominantly performed at teaching hospitals or large sized bed hospitals where access to sub-specialities and intensive care units are often readily available (20). At these hospitals, the more commonly observed perioperative complications may not be difficult to manage, resulting in similar FTR across different TAVI volume hospitals. Third, the standardization of TAVI endpoints by the Valve Academic Research Consortium may
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have helped physicians recognize the expected complications post-TAVI and expeditiously manage them across all TAVI volume hospitals (21).
Regarding the hospital volume-outcome relationship, our results were with previous
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studies that demonstrated decreased in-patient mortality with increased hospital volume after TAVI. Badheka et al. reported from NIS database that with increasing hospital volume, inhospital mortality decreased from 6.4% for lowest volume hospitals to 2.8% for the highest TAVI volume hospitals (14). Similar results were reported by Kim et al. also from the NIS
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database (15). These studies, however, only included data from 2012, which is considered a very early commercial TAVI era in the United States. Our result included more updated data from last 5 years of NIS reports, reflecting more mature TAVI programs and operator experience. Increase
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in institutional experience has been reported with improved outcomes. Carroll et al. reported that with accumulation of procedural experience up to 400th cases, in-hospital mortality, vascular
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complications, and bleeding decreased significantly (22). Wassef et al. reported that > 242 cases of experience resulted in decrease of half of all-cause mortality (p=0.002) (23). Furthermore, in-
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hospital mortality of trans-femoral TAVI did not inversely relate with higher procedural
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experience according to the registry that included procedure in the United States from 2011 through 2015 (22). Considering these results, it is possible that trans-arterial TAVI has matured
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during the study period. Our results further strengthen the previous reports that strongly suggested an association between in-hospital mortality and TAVI volume, despite maturation of trans-arterial TAVI techniques, and adds to the existing literature the fact that FTR is not the source of variation in outcomes. In addition, although previous studies have shown decreased perioperative complications as well with increasing hospital volume, our study did not show
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similar trend (14,15). This is likely the result of better patient selection and learning curve.
There are several limitations that should be noted. First, this was a retrospective cohort study that used administrative database. Therefore, there is a possibility of coding error that
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could have biased our results. However, the use of NIS database has been applied to wide variety of medical researches and is considered a valid resource. Second, some of the important clinical variables, such as the Society of Thoracic Surgeons score and frailty score were not available and hence not adjusted in multivariable analysis. Third, we were also unable to adjust for key
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echocardiographic parameters such as ejection fraction and pulmonary pressure. Lastly, because the NIS database is formed based on hospitals in the United States, the volume cutoff for
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different quintile hospitals may not apply to country outside the United States.
Acknowledgement: None
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Disclosures: All authors have no disclosures
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Table 1. Univariate distribution of clinical and demographic data of patients stratified by hospital-level TAVI volume Variable
Hospital Volume
Intermediate
No.
of 2,084 (21.29%)
5,771 (58.94%)
of 10,407
28,811
9,668
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High
>130
observation,
observation, weighted TAVI 1-30
volume, weighted
82 ± 8
82 ± 8
0.150
1.59%
1.62%
1.55%
0.376
60-69
6.00%
6.91%
7.64%
70-79
23.14%
23.52%
22.18%
80-89
52.80%
53.53%
52.96%
? 90
16.48%
14.41%
15.66%
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Age, mean (SD) 82 ± 8
31 - 130
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Annual
1,255(19.32%)
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Unweighted No.
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Low
Age
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50-59
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(Years)
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47.98%
45.71%
47.05%
0.201
White
88.13%
88.10%
85.14%
0.001
Black
3.93%
3.84%
4.78%
Hispanic
4.65%
3.65%
2.92%
Asia
0.81%
1.20%
0.74%
Others
2.47%
3.20%
6.41%
Dyslipidemia
64.37%
65.85%
67.30%
0.326
Prior myocardial 12.04%
13.77%
13.17%
0.194
Prior
19.15%
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infarction
20.23%
23.08%
0.025
22.41%
21.04%
0.030
10.61%
11.64%
0.394
percutaneous
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coronary intervention
artery
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coronary 19.25% bypass
graft
10.40%
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Prior pacemaker
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Prior
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Women
44.68%
42.73%
43.31%
0.347
Chronic
25.65%
25.97%
24.17%
0.745
7.26%
5.72%
0.133
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Atrial fibrillation
obstructive pulmonary disease Carotid
artery 6.90%
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disease Cerebrovascular
12.98%
13.70%
14.44%
0.437
Hypertension
80.58%
80.50%
82.93%
0.163
Peripheral
26.63%
29.33%
24.30%
0.008
Diabetes
35.23%
36.42%
34.47%
0.307
Obese
14.76%
15.82%
13.72%
0.115
Anemia
26.02%
25.02%
23.72%
0.523
8.09%
9.83%
0.378
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vascular diseases
Deficiency Congestive heart 8.79%
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disease
34.72%
36.76%
36.03%
0.373
Liver disease
2.11%
2.82%
2.82%
0.251
Electrolyte
24.51%
24.71%
20.50%
0.086
28.83%
31.21%
0.344
6.29%
6.52%
5.82%
0.610
2.55%
2.81%
3.47%
0.215
Oxygen
28.89%
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Smoking
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derangement
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Renal failure
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failure
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dependent
Maintenance dialysis
Elixhauser score 0
0.865 1.59%
1.64%
1.45%
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1-3
46.77%
47.52%
48.94%
?4
51.64%
50.84%
49.61%
Hospital bed size
0.002 6.44%
4.53%
1.66%
Medium
25.55%
17.47%
8.38%
Large
67.02%
78.00%
89.97%
Expected
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Small
0.126
primary payer 89.86%
90.86%
93.10%
Medicaid
0.96%
0.88%
0.93%
Private
7.25%
6.52%
4.77%
Others
1.92%
1.74%
1.19%
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Median
income
in
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quartile
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3nd
24.53%
20.44%
17.97%
26.47%
25.53%
21.04%
26.59%
26.34%
22.49%
22.41%
27.67%
38.50%
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1st
4th
<.0001
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Household
2nd
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Medicare
Hospital Region
0.351
Northeast
21.27%
24.31%
34.21%
Midwest
23.86%
23.01%
17.56%
19
ACCEPTED MANUSCRIPT
37.99%
34.30%
28.37%
West
16.87%
18.37%
19.85%
AC
CE
PT
ED
M
AN US
CR IP T
South
20
ACCEPTED MANUSCRIPT
Table 2. Perioperative complications in patients undergoing Transcatheter Aortic Valve
Hospital volume Low 3.86%
Intermediate 3.38%
High 2.58%
1.15%
1.35%
0.93%
0.304
11.39%
8.72%
9.24%
0.105
2.98% 0.14%
2.83% 0.07%
2.17% 0.26%
0.185 0.128
0.58%
0.61%
1.03%
0.120
2.31%
1.18%
0.033
7.40% 0.47%
6.41% 0.16%
0.274 0.148
2.17% 0.14%
2.38% 0.05%
2.37% 0.05%
0.866 0.374
24.75% 27.04%
21.69% 23.70%
20.92% 23.13%
0.058 0.063
4.28% 2.31 (1.53, 3.52)
3.21% 1.87 (1.24, 2.81)
2.37% 1.57 (1.02, 2.42)
0.006 0.0002
CE
AC
P value 0.093
CR IP T
AN US
1.89%
ED
7.62% 0.43%
PT
Variable Acute respiratory failure with reintubation Acute kidney injury requiring dialysis Major bleeding requiring transfusion Cardiogenic shock Cardiac tamponade with pericardiocentesis Acute myocardial infarction with percutaneous coronary intervention Mechanical circulatory support Fatal arrhythmia Conversion to surgical aortic valve replacement Stroke Vascular complication requiring surgery Total complication Unadjusted risk Risk-adjusted Mortality Unadjusted risk Risk-adjusted
M
Implantation stratified by hospital-level TAVI volume
21
ACCEPTED MANUSCRIPT
12.88% (3.39, 8.20 19.52)
8.87% (3.45, 6.12 (2.37 15.81)
0.084 0.291
AC
CE
PT
ED
M
AN US
CR IP T
Failure to Rescue (Weighted, n *10, 849+) Unweight (2,175) Unadjusted risk 13.59% Risk-adjusted 8.24 20.03)
22