Functional Tissue Engineering of Ligament and Tendon Injuries

Functional Tissue Engineering of Ligament and Tendon Injuries

C H A P T E R 67 Functional Tissue Engineering of Ligament and Tendon Injuries Savio L-Y. Woo1, Jonquil R. Mau1, Huijun Kang1, Rui Liang1, Alejandro ...

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C H A P T E R

67 Functional Tissue Engineering of Ligament and Tendon Injuries Savio L-Y. Woo1, Jonquil R. Mau1, Huijun Kang1, Rui Liang1, Alejandro J. Almarza1, Matthew B. Fisher2 1

University of Pittsburgh, Pittsburgh, PA, United States; 2North Carolina State University, Raleigh, NC, United States

INTRODUCTION Tendons and ligaments are soft connective tissues composed of closely packed, parallel collagen fiber bundles that connect bone to muscle and bone to bone, respectively. These unique tissues serve essential roles in the musculoskeletal system by transferring tensile loads to guide motion and stabilize diarthrodial joints. Injuries to tendons, such as the patellar tendon (PT) of the knee, or ligaments, such as the collateral and cruciate ligaments of the knee, upset the balance between mobility and stability of this joint. These injuries are often manifested in abnormal knee kinematics and damage to other tissues in and around the joint, such as meniscus and articular cartilage, which may lead to morbidity, pain, and osteoarthritis. With the high incidence of ligament and tendon injuries in sports and work-related activities, improvements in healing and repair of these tissues are of great interest [1]. There is dramatic variability in the propensity for healing of the medial collateral ligament (MCL) and anterior cruciate ligament (ACL) in the same knee joint. Clinical and laboratory studies have shown that injuries to the MCL could generally heal well such that nonsurgical management has become the treatment of choice and the structural properties of the femureMCLetibia complex (FMTC) in the functional range are restored within weeks [2e8]. However, the mechanical properties of the healed MCL (i.e., the stressestrain relationship) could not return to those of the normal MCL and the histomorphological appearance (e.g., uniform distribution of small collagen fibrils) and biochemical composition are altered (e.g., elevated type III and V collagens) [9e19]. As such, the healing MCL needed to be significantly larger (higher in quantity) to make up for the lack of quality. For the ACL, it is well-known that a midsubstance tear would not heal and the success of nonsurgical management has been limited. Thus, surgical reconstruction of the ACL using autografts harvested from the PT or hamstring tendons as a replacement is performed to restore knee stability and function. However, there are issues affecting patient outcome from the use of boneePTebone (BPTB) autografts, including a persistent palpable defect in the tendon, anterior knee pain, arthrofibrosis, changes to the remaining PT, and PT adhesion to adjacent tissues (i.e., the fat pad) [20,21]. For hamstring tendon autografts, there are issues including a slower healing rate at the soft tissue to bone interphase, less long-term stability of the knee [22], significant hamstring muscle weakness [23,24], as well as an increased prevalence of bone tunnel enlargement after reconstruction [25e28]. Long-term clinical follow-up studies for patients who underwent ACL reconstruction for 10 or more years demonstrate up to 25% of unsatisfactory results that include a prevalence of osteoarthritis [29e31]. Hence, functional tissue engineering (FTE) and regenerative medicine approaches are attractive to improve the suboptimal quality of the healing MCL and issues related to ACL graft harvest and healing after reconstruction. In addition, healing of the injured ACL using FTE as an alternative to reconstruction is a subject of intense interest. These same principles could also be applied to aid the repair of other ligaments and tendons [17,32e37]. In this chapter, we will review the properties of normal and healing ligaments and tendons and discuss the current FTE methods, including the use of growth factors, gene delivery, stem cell therapy, and biological augmentation as well as mechanical augmentation, aimed at enhancing tendon and ligament healing. The goal is not only to restore Principles of Regenerative Medicine, Third Edition https://doi.org/10.1016/B978-0-12-809880-6.00067-9

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Copyright © 2019 Elsevier Inc. All rights reserved.

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the normal histomorphological appearance, biochemistry, and mechanical properties of the healing ligament, but most important, to regain normal joint function. New technologies and research avenues are suggested that have the potential to enhance treatment strategies for ligament and tendon injuries.

NORMAL LIGAMENTS AND TENDONS Biology Ligaments and tendons are hypovascular [38e40] and hypocellular with less than 5% of the total volume occupied by cells [39,41,42]. The cells in these tissues, fibroblasts, or tenocytes, exert important functions in maintaining and remodeling the extracellular matrix (ECM) in which they reside, which consists of both fibrillar (e.g., collagen and elastin) and nonfibrillar (e.g., proteoglycans, elastin, glycolipids, and water) components. The collagen fibers are organized and well-oriented along the longitudinal direction. Normally, the cells are arranged in rows along these fibers [43,44]. Collagen fibers in normal ligaments or tendons are mainly formed by type I collagen (roughly 70e80% dry weight). When viewed histologically under unloaded conditions, these collagen fibers display a crimp pattern with a regular wavy appearance [41,42,45,46]. Under transmission electron microscopy, a bimodal distribution of collagen fibril size can be observed with one group of fibrils measuring 40e75 nm in diameter, and the other, larger fibrils 100e150 nm in diameter [47e50]. Such a bimodal distribution is functionally significant because the incorporation of a high fraction of small-diameter fibrils ensures better interfibrillar binding by virtue of their higher surfaceevolume ratio whereas the large-diameter fibrils meet the strength requirements. In addition, a bimodal distribution can improve fibril packingdthe smaller fibrils wedge themselves in the spaces left among the larger ones [51]. Besides type I collagen, many other collagen subtypes, including III, V, X, XI, and XII, are present in much smaller amounts but still play important roles in maintaining the structure and functions of ligaments and tendons. For example, type III collagen is involved in tissue healing and remodeling [52]; type V collagen has been found to exist in association with type I collagen and serve as a regulator of collagen fibril diameter [53,54]; and type XII collagen provides lubrication between collagen fibers [55]. Interestingly, collagen types IX, X, and XI have been identified to coexist with type II collagen at the fibrocartilaginous zone of the ligamentebone and tendonebone interfaces [56e58]. The significance of the coexistence has been related to the minimization of stress concentrations when loads are transmitted from soft tissue to bone [59,60]. The ground substance makes up only a small percentage of the total dry tissue weight of ligaments or tendons but it is nevertheless pivotal in its function because of its ability to intake water. Water and proteoglycans are crucial to the gliding function of fibers in the tissue matrix by providing lubrication and spacing of collagen fibers. Elastin, another fibrillar macromolecule in matrix, is also present in ligaments and tendons at a few percent by weight. Although its detailed significance has yet to be elucidated, elastin has been implicated in its ability to allow the tissue to return to its prestretched length and shape upon unloading. Collectively, these constituents are indispensable in the normal functioning of collagen fibers by distributing load optimally in response to mechanical stress. Although ligaments and tendons are morphologically similar, they are different in their compositions. For example, ligaments are composed primarily of water (65e70% of wet weight) and collagen (70e80% of dry weight); type I collagen is the most abundant collagen subtype. Type III collagen (8% dry weight), type V collagen (12% dry weight), and other minor subtypes such as II, IX, X, XI, and XII, have also been found to be present [56e58,61]. Tendons, on the other hand, generally contain less water (55% wet weight) and slightly more type I collagen (85% dry weight), along with much smaller amounts of other collagen subtypes, such as III, V, XII, and XIV [49]. In addition, most ligaments are more metabolically active. They have more cellular nuclei, a higher DNA content, and greater amounts of reducible cross-links between collagen fibers [45].

Biomechanics The major function of ligaments and tendons includes maintaining the proper anatomic alignment of the skeleton and guiding joint movements. They also transmit forces along their longitudinal axis; hence, their biomechanical properties are measured in uniaxial tension and they exhibit nonlinear behavior governed by the recruitment of collagen. These unique properties allow ligaments to maintain smooth normal joint motion that requires low loads. In response to high loads, stiffness increases dramatically to limit excessive joint displacements. Thus, when large

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muscle forces are applied, the bones are well-aligned to allow them to glide smoothly on each other. Ligaments and tendons also exhibit time- and history-dependent viscoelastic behavior that could be attributed to the complex interactions of tissue constituents such as collagen, proteoglycans, water, and ground substance [62e65]. Viscoelastic properties of ligaments and tendons are important and clinically relevant. For instance, during regular activities such as walking and jogging, tissues have the ability to soften over time. This phenomenon reduces susceptibility to damage related to fatigue [63e65]. However, after injury, ligaments and tendons generally fail to recover their normal mechanical and viscoelastic properties. Thus, abnormal joint kinematics may result that can lead directly to excessive forces on surrounding tissues (e.g., articular cartilage and meniscus in the knee). This excess loading could result in further injury causing degeneration such as osteoarthritis. Because the ultimate goal is to restore the properties of ligaments and tendons, and thus the function of the injured joint, it is necessary to understand their normal mechanical behavior and how they contribute to joint function. To do this, two common mechanical tests have been designed: (1) uniaxial tensile testing, which is a test to measure the structural properties of the boneeligamentebone complex and mechanical properties of the tissue substance; and (2) functional testing, which determines the contribution of the ligament or tendon to joint kinematics and the in situ forces in response to externally applied loading conditions. Uniaxial Tensile Testing Tendons are generally long and can be tested in their isolated state using sinusoidal-shape or frozen grips to limit slippage. Isolated ligaments, on the other hand, are shorter in length, which makes it difficult to clamp them independently. Hence, a uniaxial tensile test is generally conducted on the entire boneeligamentebone complex (e.g., FMTC) with tissue insertion sites left anatomically intact. With cross-sectional area (CSA) measurements and the use of tissue markers to measure tissue strain, the structural properties of the boneeligamentebone complex as well as mechanical properties of the ligament substance can be measured from a load to failure test [66,67]. Structural properties (Fig. 67.1) of the boneeligamentebone complex (i.e., a loadeelongation curve) are generally described by four parameters including stiffness (slope of the linear portion of the loadeelongation curve), ultimate load (maximum load at which the complex fails), ultimate elongation (elongation corresponding to the maximum load), and energy absorbed at failure (area under the curve to the maximum load). These data reflect the behavior of the entire boneeligamentebone complex, which includes tissue size, orientation of collagen fibers to applied loads, and as the contribution of the bony insertions [67]. Measuring the mechanical properties (Fig. 67.2) of the ligament substance (i.e., a stressestrain curve), on the other hand, requires knowledge of the CSA of the ligament, commonly measured using a laser micrometer system [66], and tissue strain, commonly measured using video techniques to track two or more reflective markers placed on the tissue midsubstance [8]. Stress in the tissue is obtained by dividing load by the CSA, and strain is obtained by computing change in the marker distance during the test relative to their original distance. Parameters describing the mechanical properties of the ligaments and tendons (Fig. 67.2) include the tangent modulus (slope of the linear portion of the stressestrain curve), tensile strength (stress at failure), ultimate strain (strain corresponding to the tensile strength), and strain energy density (area under the stressestrain curve until failure). These data represent the quality of the tissue, irrespective of tissue size. The viscoelastic properties of ligaments and tendons include stress relaxation (decrease in stress over time in response to a constant elongation) and creep (increase in elongation over time in response to a constant load). In addition, they display a phenomenon called “hysteresis” in response to cyclic loading (Fig. 67.3). This results from a loss of Failure

Ultimate load 750

Load (N)

600 Linear stiffness

450 300

Ultimate elongation

Energy absorbed

150 0 0

1

2

3

4

5

6

Elongation (mm)

FIGURE 67.1 Typical loadeelongation curve representing the structural properties of the femureanterior medial bundleetibia complex of the human anterior cruciate ligament.

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Failure

Tensile strength

Stress (MPa)

25 20 Tangent modulus

15

Strain energy density

10 5

Ultimate strain

0 0

5

15

10 Strain (%)

FIGURE 67.2

Atypical stressestrain curve representing the mechanical properties of the anterior medial bundle of the human anterior

cruciate ligament.

16 1st Cycle 14

10th Cycle

Load (N)

12 10 8 6

a Lo

4

din U

2

g

a nlo

din

g

0 0

0.2

0.4

0.6

0.8

1

Elongation (mm)

FIGURE 67.3 Hysteresis loops (first and 10th cycles) obtained from cyclic loading of the femureanterior medial bundleetibia complex of the human anterior cruciate ligament in uniaxial tension. The area of hysteresis (area between the loading and unloading curves) decreases with repetitive cycling, demonstrating the phenomenon of “preconditioning.”

internal energy causing the loading and unloading paths to be different. The area of hysteresis reduces as the tissue undergoes several cycles of loading and unloading and the tissue is said to be “preconditioned,” a state desired for a tissue before mechanical testing. Nonlinear viscoelastic models such as the quasilinear viscoelastic theory: Z t vse ðεÞ vε vs; (67.1) Gðt  sÞ sðtÞ ¼ vε vs N and single integral finite strain theory: 

2



T ¼ pI þ C0 ½1 þ mI ðtÞBðtÞ  mB ðtÞ  C0 ð1  gÞ 

Z

t

  _  sÞ ½1 þ mIðsÞBðtÞ  mFðtÞCðsÞFT ðsÞ ds; Gðt

(67.2)

0

have been used to model these behaviors in ligaments and tendons [62e65,68]. These basic testing methodologies described have been employed for a number of decades. In our research center, much work has been devoted to finding the most appropriate testing procedures, which include specimen orientation [69], handling, storage, and hydration [70,71]. These carefully developed methodologies have led to important findings regarding physiological changes associated with growth and development [69e71], the adaptation of ligaments and tendons to mobility [5,6,63e65,72], and the effects of injury and treatment [5,6,19]. Contribution to Joint Function Joint motion is governed by the direction and magnitude of externally applied loads, ligament forces, contact between joint surfaces, and muscle activity. For the knee, motions include a combination of translations (proximodistal,

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6-DOF robotic manipulator UFS AP VV ML

IE FE

PD

Tibla and Tibial clamp

Femur and Femoral clamp

FIGURE 67.4 Schematic drawing illustrating the six degrees of freedom of motion of the human knee joint, indicating anteroposterior (AP), mediolateral (ML), and proximodistal (PD) translation as well as flexioneextension (FE), internaleexternal (IE), and varusevalgus (VV) rotation. DOF, degrees of freedom.

mediolateral, and anteroposterior) and rotations (internaleexternal, flexioneextension, and varusevalgus). In total, these translations and rotations describe motion in 6 degrees of freedom (DOF). While evaluating joint function, constraining DOF of the knee can have significant impact on the results obtained [73,74]. When knee motion was allowed in all directions, sectioning the MCL resulted in only small increases in valgus laxity (21%), which suggests that the ACL has a significant role as a joint restraint to this knee motion. However, when anteroposterior translation and internaleexternal rotation were constrained, valgus laxity increased significantly (171%) after sectioning of the MCL. For this reason, it is important to have a testing device that allows for unconstrained knee motion. For more than 2 decades, a roboticeuniversal force-moment sensor (UFS) testing system developed by our research center has been used to study knee kinematics as well as directly measure the in situ forces in the knee ligaments in response to external loading conditions (Fig. 67.4) [75,76]. This methodology has been employed to study the function of the ACL and a number of variables for ACL reconstruction, including surgical technique [77e79] and graft choice [80]. In addition, knee function after ligament injury has been studied for both the MCL and ACL [8,81e84].

HEALING OF LIGAMENTS AND TENDONS The events of healing of ligaments and tendons can be roughly divided into four overlapping phases: hemorrhage, inflammation, repair (proliferation), and remodeling. Minutes after the ligament injury, blood collects and forms a platelet-rich fibrin clot at the injury site and the hemorrhagic and inflammatory phases occur over several days. In the hemorrhage phase, a cascade of cellular events occurs that includes release of cytokines within the clot followed by the appearance of polymononuclear leukocytes and lymphocytes. These cells respond to autocrine and paracrine signals to expand the inflammatory response and recruit other types of cells to the wound [85]. The reparative phase follows over the next couple of weeks to months. During this phase, fibroblasts recruited to the injury site start forming healing tissue. Growth factors, including transforming growth factor-b (TGF-b) and platelet-derived growth factor (PDGF) isoforms, are involved in modulating healing [86]. Meanwhile, increased neovascularization brings in circulating cells and nutrients to enhance the healing process further. The blood clot quickly turns into newly formed healing tissue that is composed of an aggregation of cells surrounded by a matrix.

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However, its histomorphological appearance and biochemical composition are different from those of an uninjured ligament. Notably, there is a homogeneous distribution of smaller-diameter collagen fibrils, which is in stark contrast to the bimodal distribution of the normal ligament [12,15,50]. Biochemically, it contains elevated amounts of proteoglycans, a higher ratio of type V to type I collagen, and a decrease in the number of mature collagen cross-links. Then the remodeling phase follows for months to years after the injury. In this phase, cellularity and levels of collagen type III are decreased, and the matrix is realigned in response to loading applied to the tissues. On the other hand, the diameter of collagen fibrils remains small, and the level of collagen type V remains elevated for years after injury [9,11,12,15,16]. Type V collagen has been shown to have a central role in regulating the lateral aggregation of smaller collagen fibrils. Thus, elevated type V collagen could be associated with the inferior mechanical properties of healing tissue [87,88].

Medial Collateral Ligament of the Knee The healing process of the MCL follows this general healing pathway, as described earlier. Thus, it serves as a good model for studying histological, biochemical, and biomechanical changes over time. It has been shown that the process of MCL healing is greatly affected by treatment [5,6,89e92]. Laboratory and clinical studies have shown that controlled mobilization is superior to immobilization [5,6,19,93]. As a result, nonoperative repairs have a better outcome than surgical repairs. In our research center, a severe “mop-end” injury model of the rabbit MCL that tears the midsubstance while damaging the insertion sites was developed and used to compare nonoperative treatment without mobilization with surgical repair with a brief period of mobilization [19]. After 12 weeks of healing, there were no significant differences in varusevalgus knee rotation, in situ force of the MCL, or tensile properties between repaired and nonrepaired MCL [19]. Based on these studies, clinical management shifted from surgical repair with immobilization to nonoperative management (i.e., bracing) with early controlled range of motion exercises as soon as pain subsides [94,95]. The MCL heals with nonoperative treatment, and the stiffness of the healing FMTC begins to approach normal levels, but the CSA of the healed tissue continues to increase with time, measuring as much as 2.5 times its normal size by 52 weeks after injury [93]. Meanwhile, the mechanical properties of the healing MCL remain consistently low compared with those for the normal ligament and do not improve with time. In other words, the healing process involves making a larger quantity of lesser-quality ligamentous tissue. Moreover, studies show that the rate of healing of the ligament is asynchronous with the insertion sites because of its anatomical and morphological complexity. There is also evidence that the activity level could influence the rate of healing [81e83]. A goat model was used because it has more robust activity, and it is larger than the rabbit. With this model, the stiffness and ultimate load of the healing goat FMTC are closer to control values at earlier periods than those from the rabbit model.

Anterior Cruciate Ligament of the Knee A midsubstance tear of the ACL has limited potential to heal on its own and can lead to chronic knee instability and damage to secondary stabilizers such as the meniscus. As a result, surgical reconstruction has become the treatment of choice. With the ultimate goal of ACL reconstruction being to restore knee function, the success of these procedures depends on a number of surgical, biomechanical, and biological factors. The most popular choice is autografts from the PT, i.e., bone central (or medial) third of the BPTB, or semitendinosus plus gracilis tendons. Allografts, including the Achilles tendon, BPTB, and hamstring tendons, have seen limited use except in revision surgery or for multiple ligamentous injuries. BPTB grafts are generally considered the reference standard for ACL reconstruction because they facilitate better initial fixation for bone-to-bone healing inside bone tunnels [96e101]. However, the major drawback is that the defect after the large incision does not completely heal for months [20,102e104]. This contributes to a higher incidence of complications including donor site morbidity, patella baja, arthrofibrosis, adhesion to the fat pad, and patellofemoral pain [105e110]. Studies designed to examine the healing PT after harvest have found a deterioration of structural properties of the remaining BPTB complex with a concomitant increase in the CSA of the PT tissue [111e115]. In the rabbit model, the ultimate load of the entire BPTB complex decreased by 38% [112] whereas there was an increase in CSA of 83e108% at 12 weeks after harvest [111,115]. For the central healing tissue, its tangent modulus and ultimate tensile strength were only 15% and 18% of controls, respectively, after 26 weeks [111]. The mechanical properties of the remaining PT tissues also deteriorated compared with sham controls after 24 weeks [115].

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After implantation, the autograft becomes inflamed and necrotic, leading to a decrease in graft stiffness and strength [116]. The graft undergoes revascularization and repopulation with fibroblasts followed by remodeling with restructure of the collagen fibers and proteoglycans [117]. Bone block healing within the femoral and tibial tunnels is complete by 6 weeks, whereas graft healing is incomplete, causing consistent failure to occur as the tendon is being pulled out from the tibial tunnel [118]. Over time, however, the femuregraftetibia complex shows improvement with complete incorporation even though its structural properties fail to be restored to levels of the intact femureACLetibia complex (FATC) even after 12 months [119e121]. Thus, accelerating graft incorporation and healing that lead to an earlier return to normal and sports activities has become a goal of FTE efforts. We will discuss the state of events later in this chapter. In addition to the graft selection, a number of important surgical decisions include tunnel placement, graft tension, and fixation. A substantial amount of research has focused on these variables in both animal and human models [78,81e83,122]. All of these parameters can lead to various degrees of graft tunnel motion that may affect graft integration and graft healing. Ultimately, these factors have an impact on postoperative rehabilitation and recovery as well as when to return to normal activities and sports.

Multiple Ligamentous Injuries in the Knee Combined ACL and MCL injuries frequently occur. The ideal treatment is still controversial. Some surgeons elect to reconstruct the ACL surgically without addressing the MCL whereas others advocate reconstruction of the ACL with repair of the MCL. Regardless of the treatment modality, clinical and basic science studies continue to show that the outcome of this injury is worse than for an isolated MCL injury but not as clear compared with an isolated ACL injury. Our research center has elucidated the effects of ACL deficiency on the healing of the injured MCL using canine, rabbit, and goat models [81e83,92,123,124] and recommended that only ACL reconstruction be performed. Furthermore, repairing the MCL in combination with ACL reconstruction resulted in reduced valgus laxity and improved the structural properties of the FMTC but only in the very early stages. In the longer term, all positive effects diminished [123,124]. To date, surgeons prefer to perform ACL reconstruction after a combined ACLeMCL injury. Using a larger animal model, i.e., the goat stifle joint, the function of the knee and quality of the healing MCL after a combined ACLeMCL injury treated with ACL reconstruction was examined [81e83]. It was found that the valgus rotation of the stifle joint was twice that for an isolated MCL injury. Moreover, the structural properties of the FMTC and tangent modulus of the MCL substance were substantially lower than those for the isolated MCL injury [8,81e83]. These results further demonstrate a clear need for new treatment strategies to enhance ligament healing after multiple ligament injuries.

APPLICATION OF FUNCTIONAL TISSUE ENGINEERING FTE emphasizes the importance of biomechanical considerations in the design and development of cell and matrix-based implants for soft and hard tissue healing. Ligaments and tendons are accustomed to being mechanically challenged; therefore, tissue engineered constructs used to replace these tissues after injury or disease must meet these demands. By combining the fields of molecular biology, biochemistry, and biomechanics, novel therapeutic approaches (e.g., growth factors, gene transfer/gene therapy, cell therapy, and biological scaffolds) offer new potential for better treatment. The following is a brief review of available approaches to enhance ligament and tendon healing.

Growth Factors The application of exogenous growth factors is based on the premise that they can promote healing that will lead to a biologically and biomechanically superior healed ligament substance. Many in vitro and in vivo studies have tried to examine their roles and determine appropriate strategies for their use. In Vitro Studies Cell culture or tissue explant methodologies have been the major study designs. By adding exogenous growth factors, responses including cell proliferation, synthesis of ECM proteins such as collagen, proteoglycans, tissue

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remodeling enzymes, and cell migration or chemotaxis were measured and compared [125e131]. Early studies in our research center measured the effects of eight different growth factors on the MCL and ACL fibroblast culture [123,132e134]. For cell proliferation, PDGF-BB, epidermal growth factor (EGF), and basic fibroblast growth factor (bFGF) were found to have a significant effect on cell proliferation and caused greater proliferation in MCL fibroblasts versus ACL fibroblasts [134]. The proliferation of MCL and ACL fibroblasts from skeletally immature rabbits actually increased by 7.6 times in response to EGF and 5.6 times in response to bFGF [123]. In skeletally mature rabbits, the insulin-like growth factor and bFGF had significant effects on fibroblast proliferation in both cell types, but the difference was much less pronounced [134]. Other authors had shown the effect of TGF-b1 on ACL fibroblast proliferation to be dose-dependent and smaller doses could act synergistically with PDGF [135]. However, higher concentrations of TGF-b1 inhibited the stimulatory effect of PDGF. These findings suggest complex interactions of growth factors and their potential role in enhancing the proliferation of ligament fibroblasts. In terms of protein synthesis, TGF-b1 was most effective in collagen synthesis. In MCL and ACL fibroblasts, the level of increase was 160% over controls; most of this increase was for type I collagen [133]. These data suggest that TGF-b1 may improve ligament healing by increasing matrix synthesis during the proliferative and remodeling phases and confirm what was found by other investigators [135]. In vitro models, however, are limited in the extent that they cannot reproduce the complex interplay of signals affected by growth factors in the intricate process of ligament or tendon healing where there is a highly integrated biochemical network of cell signaling events with intrinsic stimulatory and inhibitory feedback loops. Thus, in vivo studies are needed to examine the interaction of biology and biomechanics and the degree to which the healed ligament or tendon substance could restore the biomechanical properties to those for the native tissue. In Vivo Studies Based on in vitro studies, EGF and PDGF-BB have the greatest effect on ligament fibroblast proliferation whereas TGF-b1 better promotes ECM production. These growth factors were then applied at different dosages, in isolation and in combination, for an MCL injury in the in vivo rabbit model. It was found that only a higher dose of PDGF-BB improved the structural properties of the FMTC [75,76]. A lower dose of PDGF-BB had little effect, which demonstrated that the effects of PDGF-BB were dose-dependent. However, the mechanical properties of the ligament substance remained unchanged from untreated controls, which demonstrated that the improved structural properties resulted from the formation of a larger quantity of tissue (instead of improved tissue quality). Other investigators showed that higher doses of PDGF could improve the structural properties of the healed ligament [136]. However, administration of PDGF for more than 24 h after the injury markedly decreased its efficacy. One possible approach to improving the in vivo application of growth factors and cytokines could be to combine it with gene transfer technology to extend their effectiveness with time. Adenoviral bone morphogenetic protein-2 (AdBMP-2) delivered to the boneetendon interface using a gene transfer technique has been shown to improve the integration of semitendinosus tendon grafts in rabbits [137]. The stiffness (29.0  7.1 versus 16.7  8.3 N/mm) and ultimate load (108.8  50.8 versus 45.0  18.0) were also significantly increased in specimens with AdBMP-2 compared with untreated controls. Based on these studies, an optimal therapy of introducing growth factors to injury sites is still an open question. The timing of application, mode of delivery, dosage, inclusion of scaffolds and/or cells, and interactions among these variables remain major hurdles. As an example, the delivery of stem cells transduced to express BMP-2 had adverse effects on rotator cuff repair [138]. As a result, investigations have been devoted to therapies such as platelet-rich plasma (PRP) and ECM bioscaffolds, which contain a number of bioactive factors [84,139]. In addition, it is well-recognized that stem cell delivery could modulate the healing response via trophic factors produced by the cells and not by engraftment of those cells [140]. Thus, these therapies could offer highly translational approaches to growth factor delivery.

Gene Therapy Gene therapy offers an exciting approach to improving ligament and tendon healing. Foreign nucleic acid gene transfer can be introduced into cells to alter protein synthesis or induce the expression of therapeutic proteins. Modern gene therapy relies on mammalian viruses and cationic liposomes as delivery vectors, and both have been developed to deliver genes into host tissue via direct (in vivo injection) and indirect methods (in vitro transduction).

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In our research center, we sought to determine whether genes could be transduced into MCL and ACL fibroblasts and whether ligament injury affected gene transfer and expression [141]. Both direct and indirect methods using adenovirus and BAG retrovirus, respectively, were employed. It was found that both techniques resulted in expression of the LacZ marker gene by fibroblasts from intact as well as injured ligaments. Gene expression lasted longer (6 weeks) with the direct method compared with the indirect technique (3 weeks). Fibroblasts from injured ligaments showed transduction in both the wound site and the ligament substance. There was no difference in the duration of gene expression by fibroblasts from intact and injured ligaments, which suggested that injury does not affect gene transfer or expression [141]. Antisense gene therapy that could block the transcription or translation of specific genes that are excessively expressed within healing tissue has also been studied. By binding antisense oligodeoxynucleotides (ODN) to target DNA, the efficacy of using ODNs to regulate the overproduction of collagens III and V was studied [35,142]. Normal human patellar tendon fibroblasts were transfected with antisense collagen III or V ODNs by mixing with lipofectamine. The uptake of ODNs was detected as early as 1 h and as late as 3 days after delivery. The relative expression of collagen V messenger RNA (mRNA) was reduced to 67.8%  5.1% of missense levels. Also, reverse transcriptaseepolymerase chain reaction results showed that the inhibitory effects of the collagen III antisense ODNs were most dominant at day 1, because the type III collagen mRNA level was 38.9%  19.6% of missense controls. At days 3 and 7, differences could no longer be observed. These results suggested that antisense gene therapy can be a potential FTE approach to enhance the quality of healing ligaments and tendons. Despite these promising results, several obstacles impede the practical implementation of gene transfer as a biological intervention for ligament healing. The immune reaction against these antigens decreases the expression of the introduced gene [143]. In addition, retroviral infection of fibroblasts often leads to shut-off of the promoter region, which adversely affects expression of the incorporated gene [144]. Thus, delivering ODNs to the appropriate target and reproducibility of the results remain great but exciting challenges. The literature has shown other techniques such as the use of lentivirus for gene transfer. For example, bFGF was transfected into bone marrowederived cells (BMDCs) and then implanted into the Achilles tendon [145]. However, these investigators did not observe an enhanced healing response from the injection of stem cells. Also, lentiviruse tumor necrosis factor-a (TNF-a)eRNA interferenceeexpressing TNF-a small interfering RNA was injected in the rotator cuff tendon in a rat model [146]. Thus, the inflammatory response was attenuated by the gene therapy after a chemical insult. Novel strategies including the search for more effective and less immunogenic vectors, modification of promoters to ensure gene expression after incorporation, and temporary and self-limiting gene expression regulation tailored to the changing environment continue to evolve in gene transfer to aid in ligament healing. Technologies such as CRISPR (Clustered Regularly Interspaced Short Palindromic Repeats)/CRISPR-associated protein 9 could become a new strategy. As the complex steps involved in gene expression and regulation are further elucidated, the potential therapeutic efficacy of gene transfer is likely to find clinical application.

Cell Therapy Cell therapy is another potential approach to enhancing ligament and tendon healing because the use of autogenous cells would minimize the immune response. Studies have focused mainly on the application of mesenchymal stem cells (MSCs), specifically BMDCs and synovial tissue-derived fibroblasts into the healing site [147,148]. BMDCs have been shown to have an important role in wound healing [149e151] and can be obtained in higher numbers with relative ease [152]. BMDCs combined with PRP were used to treat rabbit ACL after reconstruction, which resulted in improved structural properties after 8 weeks of healing [153]. The treated tissues with combined PRP and BMDCs had a more mature boneeligament interface than those in the untreated controls and PRP-only group. Another study attempted transplantation of allogeneic tendon-derived stem cells to rat PT and observed improvement in healing at 16 weeks after injury [154]. Alternatively, fibroblasts, myoblasts, and bone marrow cells have been transplanted into injured ligaments after the induction of marker genes or stimulation by growth factors in vitro. However, issues remain regarding cell therapy. The number of MSCs from bone marrow are relatively low and decrease after transplantation. Thus, it is essential to develop novel in vitro techniques to expand MSCs without altering their differentiation potential. Furthermore, other methods, i.e., bioscaffolds, may be designed to prevent the loss of these cells and to sustain the positive effects.

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HEALING OF LIGAMENTS AND TENDONS The Use of Scaffolds An empirical method to improve the healing of ligaments and tendons is to use scaffolds to augment the injured part or bridge defects. An ideal scaffold should provide a suitable biological environment for cells to migrate into it and then proliferate, an appropriate mechanical cue to guide the formation of the newly synthesized ECM, and a built-in property to degrade slowly such that the newly formed matrix could take over in bearing the mechanical loads. Both synthetic and naturally occurring biological scaffolds have been used in FTE of ligament and tendon healing [155e158]. Major advantages of using synthetic polymers as scaffolds are their ease of fabrication and reproducibility. A structure can be created that mimics the structure of a ligament or tendon, and appropriate bioactive factors (i.e., growth factors) can be incorporated into the scaffold during manufacturing. However, because the performance of synthetic grafts has been found to be less than satisfactory [159,160], the focus has been placed on the supplementary use of cells, including BMDCs and fibroblasts [161,162]. Alternatively, a number of naturally occurring biological scaffolds, e.g., bovine pericardium (Integra Life Science), human dermal collagen (Alloderm), and porcine small intestinal submucosa (SIS), have been used after proper decellularization and sterilization. Among these scaffolds, SIS products have been approved by US Food and Drug Administration and are widely used in the field. Because SIS contains a large amount of collagen (over 90%) and has a preferred collagen alignment [163], it has the potential of acting as a contact guide to promote cells to deposit new matrix in a more aligned manner [164e167]. As a result, the mechanical and viscoelastic properties of the neotissue are improved. When used, preferably as a noncross-linked biodegradable scaffold, SIS degrades gradually when implanted in vivo. The pace of the degradation not only allows gradual replacement of the scaffold with the newly synthesized host matrix, it controls the timely release of degradation products that are biologically active and beneficial to healing [167a,168,170]. Moreover, SIS entraps a certain amount of bioactive agents (growth factors, fibronectin, and so on) that can be released during degradation to enhance healing [171e173].

Medial Collateral Ligament and Patellar Tendon Healing With Extracellular Matrix (Small Intestinal Submucosa) Multidisciplinary studies were performed to determine the effect of SIS treatment on the healing of an injured MCL (with a 6-mm gap) using a rabbit model [61,174]. Compared with the untreated group, SIS treatment resulted in improved histomorphological appearance, mechanical properties, and biochemical compositions of the healing MC; they were closer to those of normal ligament in both the short and long term (12 and 26 weeks) (Fig. 67.5). Specifically, SIS treatment further restored the heterogeneous distribution of collagen fibrils, because both large and small fibrils could be found compared with the persistently homogeneous small collagen fibrils in the untreated groups (Fig. 67.6). Accordingly, the CSA of the healing ligament in the SIS-treated group concomitantly decreased by 28%, indicating improved tissue quality. Indeed, improved mechanical properties of the healing MCL were 40

SIS-treated

35 Non-treated

Stress (MPa)

30 25 20 15 10 5 0 0

FIGURE 67.5

5

10 Strain (%)

15

20

Typical stressestrain curves for small intestinal submucosa (SIS)-treated and untreated groups at 12 weeks after injury.

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FIGURE 67.6 Transmission electron micrographs (70,000) of collagen fibrils in (A) sham-operated medial collateral ligament (MCL) (I), small intestinal submucosa (SIS)-treated MCL (II), and untreated MCL (III) at 26 weeks after injury. Arrow indicates the appearance of large fibrils between cells in the SIS-treated MCL. (B) Transmission electron microscopy appearance of both large and small fibrils (heterogeneity) in the pericellular area in the SIS-treated MCL (I) and untreated MCL (II). Arrows indicates the large fibrils surrounding a cell process. F, fibroblast.

found, because the tangent modulus increased by 33% and stress at failure increased by 49% [174]. These positive findings in morphology and biomechanics were mechanistically associated with better collagen organization as well as the regulation of collagen subtypes by a number of small leucine-rich proteoglycans, decorin, lumican, and biglycan, and so on, to reduce the collagen type VeI ratio [174a]. We extended the use of SIS for PT healing. After the central third of the tendon was harvested for ACL reconstruction, an SIS scaffold was introduced to aid its healing and limit the formation of adhesion (and permit motion) between the healing PT and the underlying fat pad (Fig. 67.7). The maintenance of stress and motion of the patellaefemoral joint motion would keep the homeostasis of the remaining PT [63-65,72], thus limiting problems associated with poor healing, including excessive hypertrophy of the healing PT with poor quality. When the SIS was applied to the anterior and posterior of a central-third PT defect (3 mm wide) in rabbits, the healing defect had a more organized matrix with a large number of spindle-shaped cells at 12 weeks after surgery compared with the untreated group, which had only patches of collagen with a sparse distribution of cells [174b]. The CSA increased by 61% in the SIS-treated group; concomitantly, the BPTB complex showed 38% higher stiffness and 58% higher ultimate load. These results clearly demonstrated that SIS treatment could accelerate PT healing.

Anterior Cruciate Ligament Healing With the advances in FTE, alternative approaches are being revisited to healing the injured ACL. Investigators have employed various biological methods such as PRP, ECM bioscaffolds, and so on to incite and accelerate ACL healing. Meanwhile, investigators also recognize that the rate of ACL healing is slow, and thus mechanical augmentation could be advantageous to maintain knee stability to facilitate the biological processes. The following overview covers both biological and mechanical augmentation for ACL healing as well as the combination of biological and mechanical strategies.

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FIGURE 67.7

Schematic of possible mechanism of action of small intestinal submucosa (SIS) on medial collateral ligament healing response. XSA, cross-sectional area.

Biological Augmentation There has been renewed interest in healing soft tissues with limited healing potential, such as the ACL, using biological augmentation. For example, Steadman and coworkers developed a microfracture technique that involves making very small holes in the bone at the femoral insertion site to encourage hematoma formation and provide an enriched environment for ACL healing [175,176]. This approach was used successfully to treat patients aged more than 40 years. In the laboratory, Murray and coworkers used collagen-PRP as a bioscaffold to heal a fully transected and sutured ACL in a porcine model [177,178]. At 4 weeks, the stiffness and load at yield and at failure were more than two times those of the suture-repaired control group [178]. In our research center, we used ECM bioscaffold to heal a surgically transected ACL in a goat model [84]. We combined SIS with SIS-hydrogel to heal a surgically transected ACL after primary repair. The SIS was derived from genetically modified Gala1-3Galbedeficient pigs to reduce the potential immunological reaction in humans. The SIS sheet wrapped around the defect was used to contain the healing response at the injury site and guide tissue growth, whereas the SIS hydrogel was used to fill the defect and accelerate tissue formation by means of its desirable chemoattractant and angiogenic factors. With the new treatment, the transected ACL was found to heal with continuous neotissue by 12 weeks. Its CSA and shape were similar to those of the sham-operated intact ACL and were significantly more robust than the suture repaired (control) group. Morphologically, its collagen fibers were aligned with spindle-shaped fibroblasts. Functionally, the SIS-treated ACL had reduced anteroposterior knee instability compared with the control group whereas the in situ forces were similar to intact ACL. Furthermore, the structural properties of the FATC when tested in uniaxial tension showed that tensile stiffness was 2.5 times higher than suture repair controls and actually reached approximately 50% of the intact FATC. A separate series of studies were performed by Nguyen and coworkers [179,180]. First attempts were made to suture the transected ACL and wrap it with SIS in a sheet form. Histologically, the collagen fibers were more dense and more compactly arranged than in the suture repair control group [180]. Afterward, an in vivo evaluation of this approach was performed and the CSA was found to be 50% of the intact ACL whereas stiffness for the SIS group was 35% higher than in the control group [179]. Studies have also shown, the feasibility of enhancing ACL graft integration after reconstruction using a triphasic scaffold using fibroblast and osteoblasts were seeded on a section of the scaffold that mimicked the native environment of the ligament insertion and bone, respectively [181,182]. Collectively these approaches demonstrate that ECM bioscaffolds have substantive potentials for improving treatment for injured ligaments and tendons. Mechanical Augmentation Mechanical augmentation has been shown to stabilize the knee with an injured ACL, which could aid in ACL healing. In a porcine model, Fleming and coworkers used sutures passing from bone to bone to reduce anterior joint laxity [183]. Our research center had also systematically used sutures (number 2 FiberWire sutures) for mechanical augmentation. In a goat model, we first determined the best locations of the bone tunnels for the sutures; i.e., the anterior footprint of the femoral origin and medial aspect of the tibial footprint on stifle joint stability after ACL transection [184]. In these positions, the anterior tibial translation was within 3 mm of the intact joint and the in situ force was similar to that of the intact ACL. A follow-up study showed the relative contribution of the soft tissues in resisting the anterior tibial load. Under the 67-N anterior tibial load, the ACL provided the dominant support in the intact

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joint. In the case of ACL deficiency, the MCL and medial meniscus carried significant loads, reaching up to 36% and 53% of the intact ACL, respectively (at 30 degrees flexion). After suture repair of the ACL, the in situ force was 81% of the intact ACL whereas that for the augmentation sutures was 103% [185]. Thus, it could be concluded that suture augmentation provided good initial joint stability and concomitantly lowered the loads on the MCL as well as the medial meniscus. Finally, an in vivo study was performed to examine whether suture augmentation could heal a surgically transected ACL in a goat model. After 12 weeks, the anteroposterior tibial translation of the stifle joint for the suture augmentation group was about 20% lower than that of the suture repair group (control) whereas the in situ force in the healing ACL was more than 50% higher. Morphologically, the ACL was found to heal with good neotissue formation. In terms of the structural properties of the FATC, the linear stiffness was 75% greater than that of the suture repair control. It was shown that suture augmentation had provided the needed stability to the stifle joint for intrinsic healing of the ACL to take place. Combined Biological and Mechanical Augmentation With evidence that biological and mechanical augmentation could individually enhance ACL healing, it begs the question whether their combination would work in synergy to enhance the ACL healing process further. It was hypothesized that mechanical augmentation would stabilize the knee immediately after surgery and enhance biological augmentation to stimulate and accelerate the ACL healing further. For the purpose of mechanical augmentation, a novel Magnesium (Mg)-based ring was designed to bridge the two torn ends of the ACL and serve as an internal splint for mechanical augmentation (Fig. 67.8). Furthermore, the Mg ring could simultaneously load the healing ACL as well as its insertion sites to prevent disuse atrophy. The function of the Mg ring-repaired ACL was first evaluated in an in vitro study using a goat model. After the application of a Mg-based ring, the anterior tibial translation of the repaired ACL was reduced by 60e70% from the ACL-deficient state and was within approximately 3 mm of that of the intact stifle joint [186,187]. Mg-ring repair could also restore the in situ forces of the repaired ACL to within 5 N of the levels of the intact ACL. These promising in vitro results suggest that the Mg-based ring is a good device for mechanical augmentation. Then, the Mg-ring was used combined with ECM bioscaffolds in an in vivo animal study [186,187]. It was hypothesized that the Mg-based ring would degrade as the ACL healing progressed and its mechanical function would be replaced by the healing ACL, because Mg is biodegradable and bioresorbable [188]. After surgical transection, the Mg-based ring was sutured to connect the stumps of the ACL followed by wrapping the transection site with an ECM sheet and injection with ECM hydrogel (Fig. 67.8) [186,187]. After 6 weeks, the device had degraded 40%

FIGURE 67.8 Schematic diagram showing the application of the Mg-based ring device to bridge the transected anterior cruciate ligament. Fixation sutures through the femoral bone tunnels are fixed using a surgical button whereas those through the tibial bone tunnels are fixed using a double-spiked plate and fixation post.

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and translucent healing tissue was seen [186,187]. By 12 weeks, the function of the stifle joint was determined by the roboticeUFS testing system under 67 N anteroposterior load, the anteroposterior tibial translation of the Mg ringrepaired group was about 33% less than that of the suture repair group. The in situ forces carried by the Mg ring repair group were approximately twice those of the suture repair group. Similarly, the structural properties of the FATC (stiffness and ultimate load) for the Mg ring repair group were three times greater than the suture repair group [186,187]. These results also compared favorably to those after ACL reconstruction in the same animal model, because the stiffness was 1.5 times higher than that after ACL reconstruction in a goat model at 12 weeks [186,187,189]. Similarly, the ultimate load was 1.8 times higher. Thus, it is clear that the combined use of biological and mechanical augmentation therapy worked in synergy to accelerate ACL healing. Future work will include a long-term (26-week) study to determine whether these benefits persist.

SUMMARY AND FUTURE DIRECTIONS In this review, biomechanical and biological problems facing repair and healing of ligament and tendon injuries were discussed. There have been tremendous improvements to clinical treatment paradigms based on studies that established a fundamental understanding of healing after ligament or tendon injury and the benefits of controlled mobilization. Nevertheless, many issues remain. For ligaments and tendons that display healing potential after injury, major challenges are recovery of normal ultrastructural appearance, biochemical composition, and mechanical properties. Specifically, important steps to be taken are increasing the fibril diameters of healing tissues by limiting the production of type V collagen and decorin and improving the alignment of healing tissue by guiding the organization of newly produced matrix. By manipulating the healing response at the molecular and cellular levels and guiding tissue formation, the following FTE approaches may offer the potential to restore the properties of healing tissue to normal levels. We are particularly interested in bioscaffolds such as ECM. Applied to a healing ligament or tendon in vivo, it serves as a substrate that provides contact guidance for cells to form more aligned collagen fibers with a concomitant improvement in mechanical and viscoelastic properties compared with untreated controls. Furthermore, the chemoattractant degradation products and bioactive agents of SIS could enhance the rate of healing [168], allowing better maintenance of stress and motion-dependent homeostasis. More excitingly, the SIS can be modified in vitro by seeding BMDCs on the scaffold and applying cyclic stretching to increase its alignment. Hence, when applied in vivo, the tissue engineered scaffold could serve to accelerate the initiation of the healing process by improving the production and orientation of collagen, which ultimately will help to make a better neoligament or tendon. On the other hand, for ligaments and tendons that do not heal after injury and require surgical reconstruction using replacement grafts (e.g., ACL reconstruction), the major challenge is to promote a remodeling response so that the graft maintains sufficient stiffness and strength to provide functional stability of the joint. Most important is enhancing the rate of integration of tendonebone interfaces during early graft incorporation, which may permit an earlier and more aggressive postoperative rehabilitation [190]. These complex issues may require a combination of approaches including gene and cell therapies as well as biologic scaffolds. Indeed, grafts treated with AdBMP-2 have shown some potential [137] in both canine and rabbit models. In addition, other biological tissues such as periosteum have been used to enhance the interface between tendon and bone, with some success [190]. All of these results suggest an exciting potential for clinical application. Indeed, FTE has generated many exciting developments. For example, there is an exciting class of biodegradable metallic scaffolds, namely, porous magnesium or magnesium oxide, that has the advantage of initial stiffness to provide needed stability for the ligament to heal while performing its function. The degradation rate of these “smart” scaffolds could also be controlled as they are replaced by the neotissue. Furthermore, protein coating of these biodegradable metallic scaffolds could be performed for better tissue integration and controlled release of growth factors and cytokines to sustain tissue healing as well as guide tissue regeneration. In particular, Mg has been used combined with ECM bioscaffolds to heal the ACL, and it has the potential to serve as an alternative to surgical reconstruction. To translate knowledge gained about a particular gene, protein, or cell to a clinical application will require expertise from many disciplines to work in seamlessly. One roles of biomedical engineers within this framework would be to link interactions of the functions of molecules to cells, cells to tissues, tissues to organs, and organs to body. When biologists, biomedical engineers, clinicians, and experts from other disciplines work together, this results in better therapies that lead to injured ligaments and tendons healing with properties closer to those of normal ligaments and tendons. Efforts of such a team-based approach to the new developments of FTE will bring a bright future to

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