Impact of Doppler-d&rived performance on exercise individuals Hiroyuki Kiyoshi
Ok&, Yoshida,
MD,a I-Iiroo Inoue, MD,b Miyo Tomon, MD,” Shoji Nishiyama, MD,= and Junichi Yoshikawa, MDd Kobe and Osaka, Japan
Background in patients
with
independent
diseases
To clarify
All underwent
Bruce was
assessed
left ventricular
as well
of noncardiac
equivalent was
er d erived
Doppl heart
Methods
left ventricular diastolic capacity in normal
individuals.
indexes
have
However,
been
shown
it is uncertain
Yoshikawa,
to correlate
whether
they
with predict
MD,a
exercise
capacity
exercise
capacity
factors. th e impact
protocol
of the LV diastolic
treadmill
calculated by Doppler
(LV) diastolic
as heolthy
MD,= Tadashi
from
stress
exercise
transmitral
testing
time flow
index and
capacity,
2-dimension01
(metabolic
velocity
on exercise
and
equivalent
pattern.
160
Doppler
function
individuals
were
echocardiography.
= 1.1 1 + 0.0
Pulmonary
healthy
16
tests
exercise
x
and
investigated.
Estimated time).
complete
metabolic
Diastolic
blood
cell
performance count
were
(A):
r = -0.5
also
performed.
Results
LV diastolic
P C .OOOl;
ratio
correlation
between
by multivariate younger
age
cardiac
and
LV systolic
analysis
were
(P = .OOSO),
ConchJsion of other
indexes
of early
c&d
extracardiac
well
transmitrol
indexes higher
Dopplerderived and
correlated late
and E/A
higher
with
filling metabolic
(P < ,000
factors.
concentration
index (Am
equivolent (E/A):
equivalent. 1 ), higher
hemoglobin
IV diastolic
metabolic
velocities
may
Heort
help J 2000;
Previous studies have suggested that measurements of left ventricular systolic indexes do not predict maximal exercise time in normal individuals or in patients with impaired left ventricular Cunction.l-‘2 Some authors have shown that echocardiographic Doppler indexes of left ventricular diastolic function are associated with exercise capacity in normal individuakl~* However, these previous reports have observed relatively small numbers of individuals and have not included other data that might affect exercise capacity, such as body mass index, pulmonary fkction, and hematologic data. Because of these limitations in previous reports, it is not clear whether left ventricular dia.+ tolic function is the strongest predictor of exercise capacity independent of other noncardiac factors. Therefore this From the aDepariment of Internal Medicine, Kobe Rehabilitation Hospital; the bDe poriment of Internal Medicine, Maikodd Hospital, Kobe; the ~Division of Cordial. ogy, Kobe General Hospital, and the %t Deportment of Internal Medicine, Osaka City University Medical School. Submitted May 3, 1999; accepted October 7, 1999. Reprint requests: Hiroyuki Okura, MD, Center for Research in Cardiovascular Interventions, Stanford University School of Medicine, 300 Pasteur Drive, H3554, Stanford, CA 94305. E-mail: hokvraYeland.stanford.edu Copyright Q 2000 by Mosby, Inc. 0002.8703/2000/S 12.00 + 0 4/l/103551 doi: IO. 1067/mhj.2000. IO355 I
vitol
(peak
transmitral
filling
velocity
r = 0.58,
P < .OOOl
Independent
predictors
for o higher
(P = .OO 1 ), smaller
body
capacity
). However,
there
was
metabolic
mass
index
1,
no significant equivalent (P = .0003),
(P = .0026). in predicting
exercise
capacity
in normal
individuals
independent
139:716-22.)
study was undertaken to evaluate whether Dopplerderived left ventricular diastolic index is the independent predictor of exercise capacity in normal individuals.
Methods Normal individuals who received a medical checkup in the Kobe Rehabilitation Hospital between April 1995 and August 1996 were enrolled in this study. Exclusion criteria included a baseline rhythm of atrial fibrillation; long-term use of any medication; history of hypertension, diabetes mellitus, cardiovascular disease; and exercise-limiting musculoskeletal, hematologic, or pulmonary diseases. Individuals were also excluded if they had positive results for ischemic heart disease by treadmill exercise test or were diagnosed as having diabetes mellitus by oral glucose tolerance test. All individuals underwent M-mode, Zdimensional, and Doppler echocardiographic studies, the Bruce protocol treadmill exercise test, and a pulmonary function test. Complete blood count examinations, serum chemistry screenings (including total and HDL cholesterol), and oral glucose tolerance tesfs were also performed. All individuals gave informed consent according to a protocol approved by the Human Study Committee of the Kobe Rehabilitation Hospital.
Exercise The Bruce tom-limited
test protocol maximal
for multistage exercise was
treadmill testing of symp used.13 This began with
Amerlcon Heart journal Volume I39 Number 4
Table
I. Clinical
Okura
characteristics
in 160
normal
individuals
Total Iv) Female (%) Body mass index (kg/m2) Echocardiagraphic parameters LVDd (cm) LVDs (cm) FS 1%) LAD (cm) AaD (cm) LVEDV (ml) LVESV [ml) EF (%) IVST (cm) PW T (cm) LV mass (g) Peak early transmitral filling velocity (m/s) Peak late transmitral filling velocity (m/s) E/A ratio Deceleration time of the early transmitral filling velocity Pulmonary function
(1) during
the first second
(n = 160)
54.5
Age
vc (Ll Forced VC (1) Forced expiratory volume Forced expiratory volume Hematologic data RBC (xl 04/mm2) Hemoglobin (g/dl) Hemotocrit (%)
et 01 717
f 8.0
Male
(n = 101)
Female
(n = 59)
53.9
+ 8.3
55.5
+ 7.5
38
(ms)
(%)
24.6
+ 2.9
24.8
i
2.6
24.2
-+3.4
4.7 2.8 39.9 3.2 2.9 103.8 3 1.3 70.0
* 0.4 f 0.4 zlc 5.7 f 0.4 k 0.3 f 20.3
4.8 3.0 38.9 3.2 3.0
f f f f f
0.4 013 5.9 0.4 0.2
A.5 2.6 41.4
f 0.4 + 3.5 + 5.3
f 9.5
f 6.9
l.O?O.l 0.9kO.l 158.2 f 32.6 0.69f0.14 0.60+0.15 1.2 1 f 0.37 201.9 f 27.3
3.5 3.3 2.9 88.8 457.7 14.0 42.1
f f f f
0.9 0.8 0.7 6.7
k 42.7 f 1.4 ? 3.9
110.1
34.4 68.7
+ 19.3
+ 9.0 f 7.0
l.Of0.1 1.OIf:O.l
69.1 f 28.8 0.66f0.13 0.56f0.14 1.25 f 0.38
99.9
3~ 28.5
3.9 3.7 3.3 88.3
+ k k f
470.1 14.5
43.6
0.7 0.7 0.6 6.4
f 38.3 f 1.2 L!Y3.2
3.1 kO.3
2.7 f 0.3 93.3 k 17.6 26.3 + 8.2 72.0 + 6.2 0.9kO.l 0.9 f 0.1 139.6 + 30.5 0.73f0.15 0.67 z!z 0.13 1.15f0.34 205.4 f 25.9
2.7 2.6 2.3 89.8
f f f f
0.5 0.5 0.5 7.2
435.1 +41.3 12.9f 1.2 39.3 + 3.4
IVDd, Left ventricular diastolic dimension; LVDs, left ventricular systolic dimension; FS, fractional shortening; LAD, left otriol dimension; AoD, oortic dimension; LVEDV, left ventrice lor end-diastolic volume; LVESV, left ventliculor end-systolic volume; MT, interventricular septum thickness; PWT, posterior wall thickness; LV, left ventricular; REC. red blood cell.
walking slowly for 3 minutes at 1.7 m/h at a 10% grade; speed and gnde then increased every 3 minutes until exhaustion. As an index of exercise capacity, estimated metabolic equivalent of workload was calculated from the exercise time as metabolic equivalent = 1 .l 1 + 0.016 x (exercise time in seconds).1.i-16 Echocardiographic study All individuals underwent echocardiographic examination within 24 hours after treadmill exercise test. Echocardiographic examination was performed with a commercially available echocardiographic machine (SSHl60A, Toshiba Medical Co, Tokyo, Japan) equipped with 2.5- and 3.75-MHz phased-array transducers. M-mode and 2dimensional examinations were performed from the standard parastemal and apical approaches with the individual in the left lateral decubitus position. Left ventricular end-diastolic and end-systolic dimensions and fractional shortening were measured according to the recommendations of the American Society of Echocardiography.L7 Left ventricular end-diastolic and endsystolic volumes and left ventricular ejection fraction (LVEF) were calculated by the previously reported formula.18 Left ventricular mass was also calculated as previously reported.‘” Transmitral pulsed-wave Doppler signals were recorded to assess left ventricular diastolic performance from apical 4chamber view.z0’2 The sample volume was positioned at the tips of the mitral leaflets. Measurements included peak early
transmitral filling velocity (E), peak late transmitral filling velocity (A), the ratio of early and late transmitral filling velocities (E/A), and deceleration time of the early transmitral filling velocity (DcT; time from peak early transmitral velocity to baseline). Individuals with E/A ratio 21.0 were defined as the normal diastolic pattern group (group N), and those with E/A ratio c 1 .O were defined as the abnormal relaxation pattern group (group A). We analyzed correlation between exercise time and both cardiac and nancardiac parameters. To determine the difference of the exercise capacity in the same age groups, we compared exercise time between group N and group A in those who were in their sixth and seventh decades, respectively. Statistical analysis The baseline characteristics of the 2 groups were compared with the Wilcaxon test (for continuous and ordinal variables) or x2 test (for categoric variables). Analysis of variance was used with the Scheffe test far multiple comparisons of group mean values. Univariate linear regression was performed to determine predictors of exercise capacity with age, body mass index, vital capacity (VC), forced expiratary volume during the first second aver forced VC (FEV 1 .O%>, hemoglobin cancentration, left ventricular mass, E, A, E/A, DcT, left ventricular end-diastolic and end-systolic dimensions, LVEF, and
718
Okura
Amer~con Heart Journal Apd 2000
et al
.2
.3
.4
.5
.6
.7
.8
.9
1
l.lW=C)
I
JI
.S .75
I 1
1 I 4 1.25 1.5 1.75
A
between
Table
of correlation
metabolic
between
equivalent
II. Baseline
and
peak
and
ratio
metabolic of eorly
hemodynamic
equivalent and
and
late transmitrol
peak
late filling
transmitral velocities
filling
velocity
(A).
8, Scattergrom
of correlation
(E/A).
data
Rest Systolic blood pressure Diastolic blood pressure Heart rate (beats/min) Rate-pressure products Stage Exercise time (s) Metabolic equivalent
2.25 2.5 2.75
E/A
. A, Scattergram
2
(mm Hg) (mm Hg)
the following variables at rest and peak exercise: systolic blood pressure, diastolic blood pressure, heart rate, and rate-pressure products. Univariate variables with P < .l were entered in a stepwise multivariate linear regression to determine the independent predictors of exercise capacity. Statistical significance was established at P < .Ol. AI1 statistical analyses were performed with Statview version 4.5 (SAS Institute).
Results Of the 178 individuals recruited, 18 were excluded because of positive electrocardiographic changes or a positive oral glucose tolerance test result, which left 160 individuals in our study population. There were 101 men and 59 women. Age ranged from 34 to 76
years (55 f 8 years). Clinical characteristics and baseline echocardiographic parameters are shown in Table I. Table II shows the hemodynamic parameters before and after peak exercise treadmill test. Systolic blood pressure, heart rate, and rate-pressure products increased significantly (P < .Ol). Diastolic blood pressure did not change significantly.
136.7 + 17.9 82.4 f 1 1 .O 75.1 + 14.2 10272k2366
Effects of cardiac bolic equivalent
Peak
P value
exercise
183.3 84.5 146.7 2685 1 2.7 384.1 7.25
f f + + f f zk
24.9 14.4 1 1 .o 3980 0.6 97.4 1.56
and noncardiac
co 1 NS co 1 co 1
factors
on meta-
Univariate predictors for a higher metabolic equivalent were a higher E/A, younger age, higher VC, and lower A (Table III, Figure 1). On the other hand, LVEF, LV mass, FEV 1.O%did not significantly correlate with metabolic equivalent (Table III, Figure 2). Multivariate analysis was performed with all univariate variables (P c . 10). The multivariate independent predictors for a higher metabolic equivalent were a higher ratio of E/A, younger age, higher VC, higher body mass index, and higher hemoglobin concentration (Table IV). Cardiac function and metabolic the same age groups
equivalent
among
Among 76 individuals in their sixth decade, 56 had a normal diastolic pattern (group N) and 20 had an abnormal relaxation pattern (group A). Although age and ejection fraction were similar between the 2 groups, group N had a significantly higher metabolic equivalent compared with group A (P < .Ol). Among 32 individu-
American Heart Journal Volume 139, Number 4
Figure
Okuro
2
3
..’ .
r=-O.lO p=O.2274
‘I’,‘,.,.,.,.,. 50 55 60
65
70
75
80
85
9OW)
3
r=O.o3 p=o.7397
.I *,~,‘,~,-,.I. 80 100 120 140 160 180 200 220 24OW
EF A, Scattergram of correlation and left ventricular mass.
Table 111. Univariate metabolic equivalent
LV mass
between
analysis
metabolic
of factors
equivalent
that correlate
Correlation coefficient
and LVEF. B, Scattergram
of correlation
E/A ratio
filling
velocity
Sex Hemoglobin Hematocrit Heart rote Deceleration time Systolic blood pressure Body moss index Peak early transmitral filling Diastolic blood pressure LV end-diastolic volume REC tV end-systolic volume FEV 1 .O% LVEF LV mass
velocity
0.58 -0.55 0.53 0.5 1 0.40 0.34 0.33 -0.30 -0.30 -0.28 0.26 0.24 -0.22 0.19 0.19 0.18 0.13 -0.10 0.03
IV, Left ventricle; RBC, red blood cell; FN I .O%, forced expiratory the first second over forced VC.
their seventh (Table v>.
als in
decade,
analysis
Regression coefficient
P value c.000 <.ooo
between
Table IV. Multiple regression with metabolic equivalent
with
(95%
Age vc Peak lote tronsmitral
et al
1 1
<.OOOl -coo0 1 <.OOOl
coo0 1 <.OOOl .OOOl
.0002 .0003 .0016 .0024 .0054 .0172 .0216 .0238 .1073 .2274 .7397 volume during
the results were the same
Discussion Our results show that of the parameters measured, left ventricular diastolic index as assessedby Doppler tmnsmitral flow velocity pattern was one of the strongest correlates of the exercise capacity in normal individuals independent of other cardiac and extracardiac factors.
E/A rotio vc Body moss index Age Hemoglobin
1.385 0.422 -0.1 16 -0.041 0.228
Cl)
(0,796-l ,975) (0.173-0.671) (-0.179-0.054) (-0.070-0.013) (0.081-0.375)
metabolic
equivalent
of factors
hat
Standardized regresrion coefficient 0.34 0.24 -0.22 -0.21 0.20
correlate
P value <.ooo 1 .OOlO .0003 .0050 .0026
Metabolic equivalent - 1.385 x (E/A ratio) + 0.422 x (VC) -0.1 16 x (body moss index) -0.041 x [age) + 0.228 x (hemoglobin) + 0.228. Multiple Rz value for model - 0.553; F = 34.878; P < ,000 1.
Although exercise capacity in patients with left ventricular dysfunction is limited, measures of left vemricular systolic function are poor predictors of exercise capacity.3.11 Echocardiographic Doppler indexes of left ventricular diastolic function have been reported to related to exercise capacity in patients with left ventricular systolic dysfunction.sl* Lewis et aI9 reported that exercise capacity after myocardial infarction did not correlate with LV systolic function but did with diastolic function. In their study, exercise capacity was inversely related to transmitral A velocity and directly to the VA. Recently several clinical observations have provided data on the significance of left ventricular diastolic dysfunction. About 30% to 40% of patients with congestive heart failure have been reported to have normal systolic function.*3-25 Left ventricular diastolic dysfunction in the absence of systolic dysfunction is the underlying cause of congestive heart failure in such patients. Since the introduction of the Doppler transmitral flow
719
American Heart Journal April 2C00
720 Okura et al
50-59 Group (n-54
Age (~1
Exercise time (5) Metabolic equivalent LVEF (%) E h/s) A (m/s) ’ E/A ratio Deceleration time (ms)
55.1 392.2 7.39 68.4 0.72 0.57 1.30 196.0
y (n - 76)
N
+ 2.9 f 85.8 f 1.37 f 4.9 fO.l 1 * 0.1 1 f 0.22 f 22.5
6049y(n=32) Group D (n = 20)
Group N (n = 14)
Group D (n = 18)
55.0 + 2.9 330.6 f 93.8” 6.40 a 1.50* 69.0 + 5.1 0.58 k 0.09* 0.69kO.12’ 0.85 f 0.08. 208.9 + 28.0
43.4 f 1.7 380.1 f 73.3 7.20 f 1.22 71.1 k7.4 0.68 + 0.10 0.56 f 0.10 1.23zk0.13 194.2 f 27.9
63.2 f 3.0 302.4 k 77.0 5.95* 1.21* 71.7 + 6.5 0.54f0.13 0.72kO.15’ 0.76 + 0.11 212.9f31.0
IV, left venlricl.. l Pc.Ol vrgroupN.
pattern analysii, noninvasive routine assessment of left ventricular diastolic function has become available.2~~ In normal young individuals, E/A is usually more than 1.O. With advancing age or myocudial diseases,E velocity is deaeased and A velocity is increased, reflecting impaired left ventricular mlaxation.31* Some investigators ha&reported on the association of left ventricular diastolic function and exetcise capacity in normal individualst~a Vanoverschelde et all studied 66 healthy individuals and found that the E/A was the strongest independent predictor of exercise capacity. Genovesi-Ebert et ala studied 20 healthy individuals and 34 patients with hypertension and showed that echocardiographic Doppler indexes of left ventricular filling were associated with exercise capacity. because these previous studies did not include extracardiac factors that might affect exercise capacity, it has been not clarified whether left ventricular diastolic function is a predictor of exercise capacity independent of pulmonary function,3s-37 body mass index,38 or hematologic conditions.3943
Although our study indicates that the echocardiographic Doppler-derived left ventricular diastolic index is highly predictive of the exercise capacity in normal individuals, its pathophysiology is still unclear. Several previous authors have reported some possible reasons for the exercise intolerance associated with diastolic dysfunction. Cuocolo et ala3 studied patients with essential hypertension and left ventricular hypertrophy and reported that an abnormal LVEF response during exercise in patients with impaired early diastolic f3ling was related to their decreased exercise capacity. They and other investigator9 found a significant correlation between left ventricular mass and diastolic indexes in patients with hypertension. Therefore left ventricular mass was suspected as one possible determinant of exercise capacity in patients with hypertension. However, Vanoverschelde et all and our data show no signifi-
cant correlation between left ventricular mass and exercise capacity in normal individuals. Thus we suppose the presence of diastolic dysfunction with or without increased left ventricular mass may limit left ventricular stroke volume to increase despite the elevated left ventricular filling pressure during exercise. In addition, compensatory tachycardia to increase cardiac output would cause a further deterioration in left ventricular filling. The direct relation between late peak velocity and pulmonary wedge pressure may be related to the poorer exercise performance as well. Our study has some limitations. First, peripheral muscular function, which can be another determinant of exercise capacity, was not evaluated in this study. Therefore, to minimize the influence of peripheral muscular function on the results, we excluded patients who exercised regularly. Second, although E/A ratio has been used as a simple and reproducible index of diastolic function, there are some known physiologic factors affecting transmitral flow pattern.** Therefore the ratio should not be interpreted as a measurement of all the complexities involved in diastolic function of the heart but as a representation of the overall diastolic filling characteristics of the heart.45 Third, smoking data were not available in our study. Smoking might affect exercise capacity by causing pulmonary dysfunction, hematologic abnormality (carbon monoxide toxicity), and autonomic dysfunction. Finally, although Bruce protocol treadmill testing has been widely used to assessexercise capacity, there may be some inaccuracy in estimating maximal exercise capacity or metabolic equivalent in patients with known cardiac diseases caused by relatively larger increments between stages compared to ramp protocol.*6 In healthy individuals such as our study population, the difference between Bruce and ramp protocol may be smaller.46 In addition, measurements of maximal oxygen consumption with direct gas exchange might be more accurate to evaluate
l
l
American Heart Journal Volume 139. Number 4
Okura
the exercise capacity. However, it was difficult to perform routinely in a large number of normal individuals, especially in a community hospital.47 In conclusion, our results suggest that even in apparently healthy individuals, exercise capacity is limited on the basis of diastolic dysfunction. Further investigation is necessary to clarify the impact of the abnormal diastolic indexes on future cardiac events and mortality rate. We thank MS Yasuko Yabuta, a sonographer, for her technical assistance.
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I, Shino T, Kondo
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