Marine Protected Areas: Static Boundaries in a Changing World Elizabeth Mcleod, The Nature Conservancy, Austin, TX, USA r 2013 Elsevier Inc. All rights reserved.
Glossary Adaptive management Integration of design, management, and monitoring to systematically test assumptions to adapt and learn. Connectivity Natural linkage between marine habitats which occur via larval dispersal and the movements of adults and juveniles. Ecosystem-based management (EBM) Environmental management approach that recognizes the full array of interactions within an ecosystem, including humans, rather than considering single issues, species, or ecosystem services in isolation. EBM focuses on cumulative impacts; multiple objectives; embracing change; linkages between species, ecosystems, societies, economies, and institutions; and learning and adaptation. Ecosystem function Physical, chemical, and biological processes or attributes that contribute to the selfmaintenance of an ecosystem (e.g., nutrient cycling, primary productivity). Ecosystem resilience Ability of an ecosystem to maintain key functions and processes in the face of stresses or pressures, either by resisting or adapting to change; resilient systems are characterized as adaptable, flexible, and able to deal with change and uncertainty. Ecosystem services Benefits people obtain from ecosystems; include the provision of food, water, timber,
Introduction Humans depend on the oceans for food security, shoreline protection, recreational opportunities, cultural heritage, climate regulation, and other services. Despite their tremendous value, the health of the world’s oceans has continued to decline due to human activities such as overfishing, pollution, and climate change (Jackson et al., 2001; Worm et al., 2006; Halpern et al., 2008a). These impacts are leading to ecosystem collapses in all the major coastal and ocean regions of the world (Wilkinson, 2004; Hughes et al., 2005; Jackson, 2008). Over the last several decades, about one-third of coastal and marine habitats, such as mangroves, seagrasses, coral reefs, and salt marshes, have been lost due to human activities (Valiela et al., 2001; Wilkinson, 2004; Duarte et al., 2008; Waycott et al., 2009; Spalding et al., 2010). More than half of the world’s fisheries stocks are fully exploited and producing catches at or close to their maximum sustainable limits, and more than 25% are overexploited, depleted, or recovering from depletion (FAO, 2007). Fundamental changes to ecosystem structure, such as changes in species diversity, population abundance, size structure, sex ratios, habitat structure, trophic dynamics, biogeochemistry, and biological interactions, are occurring
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fiber, and other resources; the regulation of floods, disease, wastes, and water quality; the support of cultural practices, including recreation, religion, and art; and the maintenance of biological processes through such phenomena as soil formation, photosynthesis, nutrient cycling, and so on. Ecosystem ‘‘goods’’ include food, medicinal plants, construction materials, tourism and recreation, and wild genes for domestic plants and animals. Marine protected area (MPA) Clearly defined geographical space recognized, dedicated, and managed through legal or other effective means to achieve the longterm conservation of nature with associated ecosystem services and cultural values. Marine reserve Subset of an MPA and an area of ocean completely protected from all extractive and destructive activities. MPA network Collection of individual MPAs operating cooperatively and synergistically – at various spatial scales and with a range of protection levels – to fulfill ecological aims more effectively and comprehensively than individual sites could alone. No-take area Marine area that is permanently or temporarily completely closed for any form of extraction, and where no disturbance of any kind is allowed.
worldwide (Lubchenco et al., 2003). These changes affect marine ecosystem function and have critical implications for people that depend on these ecosystems for goods and services (Lubchenco et al., 1995). Marine protected areas (MPAs) have been identified as one of the most effective tools for conserving marine ecosystems (Kelleher, 1999; Palumbi, 2003). A number of terms are used, often interchangeably, to refer to marine areas that are protected by spatially explicit restrictions, including MPAs, marine reserves, closed areas, harvest refuges, and sanctuaries (Agardi, 2000). In this chapter, an MPA is a ‘‘clearly defined geographical space, recognized, dedicated and managed, through legal or other effective means, to achieve the long-term conservation of nature with associated ecosystem services and cultural values’’ (Dudley, 2008). A marine reserve is a subset of an MPA and is defined here as ‘‘an area of the ocean completely protected from all extractive and destructive activities’’ (Lubchenco et al., 2003). MPAs may include areas with multiple uses (e.g., fishing, tourism), no-take areas and reserves, or restriction of certain areas to a specific use (e.g., local fishing). MPAs range in size from small marine parks designed to protect endangered or threatened species, unique habitat, or cultural or historical sites to large reserves designed to achieve a range of conservation,
Encyclopedia of Biodiversity, Volume 5
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Marine Protected Areas: Static Boundaries in a Changing World
social, and economic objectives encompassing different types of protection (Agardi, 2000). Ecological objectives include protection of critical habitats (spawning aggregations, nursery grounds, areas of high biodiversity, and migration routes), maintenance of ecosystem function, and species protection. Socioeconomic objectives include the protection of commercially valuable species, cultural and historic sites, recreation and tourism sites, and sites important for education or research (Salm et al., 2000). If MPAs are well designed and managed, they have the potential to protect and in some cases restore coastal and marine ecosystems and support communities that depend on these ecosystems. MPAs are most effective when combined with other management tools such as integrated coastal management, marine spatial planning (MSP), and fisheries management (Salm et al., 2006; Dudley, 2008). MPAs are vulnerable to activities outside their boundaries (e.g., pollution and unsustainable fishing) that can affect species and ecosystem functions within protected areas (Kaiser, 2005). Therefore, integrated coastal management to control land-based threats such as pollution and sedimentation and other forms of resource management such as fishery management tools (e.g., catch limits, gear restrictions, regulations regarding fishing grounds, fishing seasons; Kaiser, 2005; Keller et al., 2009) are necessary to support the effectiveness of MPAs. MPAs may also be more effective when combined with traditional marine management approaches (McClanahan et al., 2006).
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cultural features, which has been reserved by law or other effective means to protect part or all of the enclosed environment’’ (Kelleher, 1999). In 2008, the World Conservation Union defined an MPA as a ‘‘clearly defined geographical space, recognized, dedicated and managed, through legal or other effective means, to achieve the long-term conservation of nature with associated ecosystem services and cultural values’’ (Dudley, 2008). The explicit reference to conservation for the benefit of people (ecosystem services and cultural values) is highlighted in this latest definition.
Evolution of MPA Objectives
Conservation and fisheries management efforts have evolved over the last decade toward managing systems as opposed to species or specific habitats and managing cumulative impacts. These approaches have been referred to as ecosystem-based management (EBM) and ecosystem approach to fisheries (Rosenberg and McLeod, 2005; Levin and Lubchenco, 2008; Palumbi et al., 2008; FAO, 2010). In these approaches, humans are recognized as critical parts of dynamic ecosystems, and the inclusion of the human dimension is now seen as an essential component of effective conservation. Fisheries management has shifted from a focus on maximum sustainable yield of individual species at a single scale to multispecies stock assessments at multiple scales (Pikitch, 2004). EBM supports ecological processes that maintain resources, recognizing the diverse ecological roles of species and habitats at multiple scales (Graham et al., 2003). MPAs protect geographical areas, species, and their biophysical environments and thus can offer an ecosystem-based approach to conservation or fisheries management (Lubchenco et al., 2003).
Conservation managers have been called on to consider protection of ecosystem function, structure, and integrity in addition to species and habitat protection (Agardy and Staub, 2006). There has been a shift from the conservation of commercially important species to management of functional groups (i.e., collections of species that perform a similar function, regardless of their taxonomic affinities) supporting processes and maintenance of ecosystem services (e.g., fisheries) (Hughes et al., 2005). The view of no-take areas as primarily fisheries management tools has evolved to include other conservation objectives, including managing biodiversity, trophic structure and function, and ecosystem resilience (Hughes et al., 2005). This shift toward managing ecosystem structure, function, and services emphasizes the importance of ecological roles and species interactions (including humans) for maintaining ecosystem resilience. The effectiveness of MPAs is now evaluated based on their impacts on local communities, in addition to ecological impacts. In addition, integrated studies are developing that assess how ecological performance of reserves is related to both socioeconomic characteristics in coastal communities and reserve design (Pollnac et al., 2010). The results of such studies are useful for highlighting the complexities around human dimensions of marine reserves and informing MPA design and management. Ecosystem resilience refers to the ability of an ecosystem to maintain key functions and processes in the face of stresses or pressures, either by resisting or adapting to change (Holling, 1973; Nystro¨m and Folke, 2001). Resilient systems are characterized as adaptable, flexible, and able to deal with change and uncertainty (Hughes et al., 2005); thus resilience has been identified as a critical component of MPA network design and management. Designing and managing networks for resilience provides MPAs with the best chance to recover from or withstand environmental fluctuations or unexpected catastrophes caused by climate change and other human impacts (West and Salm, 2003; Mcleod et al., 2009).
Evolution of MPA Definitions
Evolution of MPA Networks
The shift toward a multiscale, integrated human–ecological system, and process-oriented perspective (Hughes et al., 2005) is evident in the changing views of MPAs and the call for networks of MPAs worldwide. In 1999, an MPA was defined as ‘‘any area of the intertidal or subtidal terrain, together with its overlying water and associated flora, fauna, historical, and
The conservation community and government agencies have called for the establishment of networks of MPAs worldwide. An MPA network is defined as a ‘‘collection of individual MPAs operating cooperatively and synergistically, at various spatial scales, and with a range of protection levels, in order to fulfill ecological aims more effectively and comprehensively
Systems Approach to Marine Conservation
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than individual sites could alone’’ (WCPA/IUCN, 2007). MPA networks have also been defined as a ‘‘network of people managing the components of individual MPAs and promoting the network’s viability and longevity’’ (Dudley, 2008). Individual small MPAs may not be effective at conserving biodiversity, fish and invertebrate populations, and the communities that depend on them. Single MPAs large enough to sustain populations and habitats are often impractical due to economic, social, and political constraints (Dudley, 2008). Networks of MPAs have been proposed to help reduce socioeconomic impacts while maintaining conservation and fisheries benefits (PISCO, 2007). Networks are also important for maintaining ecosystem processes and connectivity and supporting ecosystem resilience by spreading the risk of reduced viability of a habitat or community type following a large-scale disturbance or management failures (Keller et al., 2009). The commitment to the establishment of global networks of MPAs has been demonstrated at international meetings such as the World Summit on Sustainable Development in 2002, the World Parks Congress in 2003, and the Convention on Biological Diversity in 2004. The scaling up of individual MPAs to networks demonstrates a systems approach to marine conservation because it allows for the protection of species and habitats in addition to ecological processes, structure, and function.
Evolution of MSP Over the last decade, marine spatial planning (MSP) has been increasingly recognized as a critical tool to achieve EBM (Douvere, 2008). MSP provides an integrated planning framework that moves away from sectoral management to address multiple objectives related to achieving economic and ecological sustainability and the need to reduce conflicts in marine environment (Agardi et al., 2011). MSP has been defined as a ‘‘process of analyzing and allocating parts of the three-dimensional marine spaces to specific uses, to achieve ecological, economic and social objectives that are usually specified through the political process; the MSP process usually results in a comprehensive plan or vision for a marine region’’ (Ehler and Douvere, 2007). More broadly, the purpose of MSP is to balance demands for development with the need to protect the environment (Douvere, 2008). Potential benefits of MSP include a holistic approach that addresses social, cultural, economic, and environmental objectives and thus achieve sustainable development; better integration of marine objectives (both between policies and between different planning levels); improved site selection for development or conservation; a more strategic and proactive approach that delivers long-term benefits; management coordination at the scale of ecosystems as well as political jurisdictions; reduced conflicts among uses in the marine area; and reduced risk of marine activities damaging marine ecosystems, including improved consideration of cumulative effects (Gilliland and Laffoley, 2008; Foley et al., 2010). MSP has been applied to help manage the multiple uses of marine space, particularly in areas where conflicts exist among users and the environment. MSP is central to the management strategy of the Great Barrier Reef in Australia and has also been
applied in other marine areas such as the Florida Keys, Channel Islands, Wadden Sea, North Sea, Irish Sea, and Baltic Sea, among others. MSP is not intended to replace MPAs. MPAs are still recognized as an important tool for managing the marine environment, but they should be considered in the wider context of an MSP strategy that balances the MPAs with economic, social, and biodiversity objectives. By integrating MPA planning in broader MSP and ocean zoning efforts, MSP can help to utilize the benefits of MPAs while avoiding their potential shortcomings (Agardi et al., 2011).
Benefits of MPAs MPAs have the potential to provide a number of benefits to local communities, fisheries, and the marine environment, including (1) conserving biological diversity and ecosystems; (2) protecting critical spawning and nursery habitats; (3) protecting sites with limited human impact to help them recover from stresses; (4) protecting settlement and growth areas for marine species and spillover benefits to adjacent areas; (5) protecting sites for educating the public about marine ecosystems and threats to them; (6) supporting nature-based recreation and tourism; (7) providing control sites as baselines for scientific research; and (8) reducing poverty and increasing the quality of life of adjacent communities (IUCN-WCPA, 2008). Benefits of MPAs – specifically, marine reserves – have been demonstrated through empirical studies for mollusks, crustaceans, and fishes in habitats ranging from coral reefs, kelp forests, temperate continental shelves, estuaries, seagrass beds, and mangroves (Gell and Roberts, 2003). The following four sections outline the ecological and socioeconomic benefits of marine reserves based on global and regional metaanalyses and site-based studies.
Increases in Size, Abundance, Biomass, Diversity, and Increased Reproductive Potential Benefits to marine reserves include increases in abundance, biomass, and diversity of many species within reserve boundaries (Table 1), yet the range of responses to reserve establishment is very large (Lester et al., 2009; Gaines et al., 2010a). Kenchington (1990) identifies several classes of species for which marine reserves may not be effective such as species with planktonic larvae and planktonic or pelagic adults (e.g., most phytoplankton and zooplankton species to pelagic fishes with large home ranges). However, these species may have a stage that depends on a nursery area or spawning site, and they could be protected by a reserve, assuming that other life stages outside the reserve are not overexploited (Allison et al., 1998). Within reserves, individuals can grow larger, live longer, and develop increased reproductive potential and populations increase in size (Bohnsack, 1998). Enhanced production of eggs and larvae within reserves are predicted to result in greater export and settlement of juveniles outside boundaries (Gell and Roberts, 2003). In addition, reserves have helped to restore ecosystem structure and function (Sobel and Dahlgren, 2004; Mumby et al., 2006). However, these benefits do not
Marine Protected Areas: Static Boundaries in a Changing World
Table 1
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Global and regional meta-analyses of ecological benefits of marine reserves within reserve boundaries
Indicator
Results
Taxonomic group
# Studies/marine reserves analyzed
Source
Biomass
446% increase
Algae, invertebrates, and fishes
124 reserves (global)
Lester et al. (2009)
Density Individual size Species richness Biomass
166% increase 28% increase 21% increase Algae, invertebrates, and fishes
89 studies; 70 reserves (global)
Halpern (2003)
Density Individual size Species richness Biomass
151% increase 29% increase 25% increase Algae, invertebrates, and fishes
30 reserves (global; temperate only) Stewart et al. (2009)
Density Species richness Abundance Species richness Abundance
1.7 times higher 1.5 times higher 25% increase 11% increase
Fishes
19 reserves (global)
Coˆte´ et al. (2001)
3.7 times higher (for target species) No change (nontarget species) 66% increase 2.46 times larger No effect
Fishes
12 studies (global)
Mosquera et al. (2000)
Fishes Fishes
32 reserves (global) 12 reserves (regional – European)
Molloy et al. (2009) Claudet et al. (2008)
Fishes
12 reserves (regional – Mediterranean)
Guidetti and Sala (2007)
Density Density Species richness Biomass Density
352% increase
1.9 times higher
2.1 times greater 1.2 times greater
always occur due to fishers’ behavior in response to reserves, fishing regulations outside the reserve, and the regulations regarding activities within and outside the reserve (Gaines et al., 2010b.)
predation and declines of sea urchin populations that led to a reduction in grazing and subsequent recovery of kelp forests (Shears and Babcock, 2003). Reserves have the potential to provide useful insights into the indirect effects of overfishing on ecosystem structure and function (Babcock et al., 2010).
Benefits to Nontarget Species Recent reviews on the benefits of marine reserves typically focus on benefits to target species as opposed to nontargeted groups such as fish, invertebrates, or algae or corals (Babcock et al., 2010). However, it is important to understand the impacts of reserves on nontarget groups if the goal of protection is to maintain ecosystem structure and function. Studies have documented that nontarget species either do not respond to protection (Jennings et al., 1995; Rakitin and Kramer, 1996) or respond negatively (i.e., reduced abundances in response to increased predation within reserves; McClanahan et al., 1999). Other studies have shown that nontarget habitats improve following protection (Mumby et al., 2005; Shears and Babcock, 2003), where changes in ecosystem structure have been documented due to the restoration of predator populations. For example, in tropical systems, enhanced coral recruitment has occurred following a recovery in herbivores that graze down macroalgae and thus encourage coral settlement (Mumby et al., 2005). In temperate systems in New Zealand, the recovery of lobsters and large fishes led to
Benefits to Adjacent Fisheries The ability of reserves to provide conservation or fisheries benefits to adjacent waters is highly controversial (Gell and Roberts, 2003; Hilborn et al., 2004; Halpern et al., 2010), yet recent research suggests that higher abundances within reserves can lead to spillover of adults to adjacent waters (Roberts et al., 2001; Abesamis and Russ, 2005; Kellner et al., 2008; Perez-Ruzafa et al., 2008; Halpern et al., 2010). Spillover occurs through the net export of adults and juveniles (spillover effect) and propagules (recruitment effect) (Russ, 2002). The spillover effect operates on local scales (hundreds of meters to kilometers for reef fish), whereas the recruitment effect operates at scales of tens of kilometers (scales of dispersal of pelagic larvae; Palumbi, 2001; Russ et al., 2004). Spillover from reserves may result in economic benefits from enhanced fisheries and tourism (White et al., 2008) yet may take decades to develop fully (Roberts et al., 2001; Russ et al., 2004).
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Long-Term Ecological Benefits Research has shown that fisheries and conservation benefits of marine reserves increase with greater years of protection (Russ et al., 2004; Claudet et al., 2008; Molloy et al., 2009; Selig and Bruno, 2010). To measure the long-term benefits of marine reserves, time-series data are needed to describe ecological changes due to protection and the stability of such changes. Babcock et al. (2010) analyzed data from temperate and tropical marine reserves collected on decadal time scales and found that even though most target species showed initial direct effects (e.g., change in abundance, size of individuals, biomass), their trajectories over time were highly variable. The abundance of some target species continued to increase after protection, whereas some leveled off and others decreased over time. Decreases in abundance were likely due to natural fluctuations, fishing impacts from outside reserves, and increases in predation within reserves. Despite these differences, populations of targeted species were more stable in reserves than fished areas, indicating increased ecological resilience (Babcock et al., 2010). Although some benefits are evident shortly after protection (individuals live longer, mortality rates are lower), other benefits take longer to fully develop, such as increases in reproductive output, biodiversity, and stabilization of communities and ecosystem structure and function. Therefore, understanding that indirect effects (e.g., ecosystemwide recovery) from removal of fishing pressure take time (e.g., 413 years; Babcock et al., 2010) is essential for managers, policy makers, and communities to have realistic expectations of the benefits of marine reserves.
Socioeconomic Benefits Although the ecological benefits of MPAs, particularly marine reserves, are well established, there has been less emphasis on
Table 2
the social and economic benefits to human communities. Further, rigorous policy analyses are lacking that consider the full range of economic costs and benefits of MPAs (Rudd et al., 2003; Pelletier et al., 2005). A limited number of recent assessments review the economic impacts of MPAs but are concentrated in North America, Australia, and Europe (e.g., Carlsen and Wood, 2004; Carter, 2003; KPMG, 2000; Leeworthy and Wiley, 2002; Roncin et al., 2008), thus leaving out areas with the highest tropical marine biodiversity worldwide, such as Southeast Asia and the Pacific. Socioeconomic assessments of the benefits of MPAs typically differentiate between extractive (e.g., fishers) and nonextractive users (e.g., recreational users such as divers, snorkelers, bathers, ecotourists, and sightseers) because these groups are likely to be impacted differently by the MPA (see Table 2 for a summary of the potential social and economic costs and benefits of MPAs for these user groups). For extractive users, adverse impacts from MPA establishment may include loss of access rights to fishing grounds or increased risk due to traveling farther to access alternative fishing grounds. For a reserve to provide fisheries benefits to human communities, the reserve must lead to a net increase in yield (i.e., increases in harvest must be large enough to compensate for the area removed from fishing). The establishment of a marine reserve may actually reduce fishing opportunity and yield if the fisheries are already sustainably managed (Hastings and Botsford, 1999; Sladek-Nowlis and Roberts, 1999; Ralston and O’Farrell, 2008). The implementation of an MPA can increase costs if fewer fish are available due to harvest restrictions; fuel or labor costs are higher due to traveling farther to fishing grounds, and congestion increases in fishing grounds (Rudd et al., 2003). A number of case studies suggest that fishers perceive the costs of MPAs (in terms of lost harvest) as greater than the benefits provided (e.g., from spillover) (Wolfenden et al., 1994; Sant, 1996; Suman et al., 1999).
Summary of potential social and economic benefits and costs of MPAs
Categories
Benefits
Costs
Extractive users (e.g., commercial and recreational fishers)
Increase in catch (and associated income) Enhanced catch variety (greater species variety, greater frequency of older/larger fish)
Decrease in catch (and foregone fishing income) Crowding of displaced effort User conflicts Higher costs associated with choice of fishing location Increase in safety risks
Nonextractive users (e.g., divers, tourists)
Maintain species diversity Greater habitat complexity and diversity Higher density levels of marine species Enhanced recreational opportunities (e.g., scuba, snorkeling) Research opportunities Protection of other ecosystem services (e.g., coastal protection from erosion and storm surge by healthy reefs)
Damage to marine ecosystem Loss of traditional fishing community
Management
Savings in enforcement costs over nonspatial management Revenues derived from charging users of the MPA Scientific knowledge Hedge against uncertain stock assessments
Increase in monitoring and enforcement costs Direct costs of setting up MPA Costs of compensatory measures for displaced activities Foregone income from resource extraction (oil, gas, and mineral exploration, and bio-prospecting) Increased congestion and possibly degraded ecosystem if MPA is not well managed due to increased use
Educational opportunities
Marine Protected Areas: Static Boundaries in a Changing World
By contrast, costs may be lower for fishers due to steady and reliable spillover to adjacent fishing grounds and enhanced catch variety (Sumaila, 1998; Roncin et al., 2008). The fishing benefits of MPAs are challenging to assess because fish mobility between reserves and open areas to fishing are often poorly documented and because MPA benefits to fishers are highly dependent on the level of fishing in open areas (Roncin et al., 2008). Thus, the economic value of spillover depends more on fishers’ behavior and the cost of fishing as opposed to biological factors (Rudd et al., 2003). For nonextractive users, MPAs are likely to improve the quality of the marine ecosystem within the MPA that may be valuable to visitors (Rudd and Tupper, 2002). Because marine reserves support increases in the size and abundance of many species within reserve boundaries (Halpern, 2003) and recreational users such as snorkelers and divers prefer viewing larger and more abundant species (Williams and Polunin, 2000; Rudd and Tupper, 2002), the profitability of recreational and tourism providers may be increased by MPA establishment (Rudd et al., 2002). Although an increase in visitors may increase revenues, too many visitors could adversely affect marine ecosystems within MPAs, particularly when their activities are not well managed. Further, increases in congestion may result in a decline in people’s willingness to pay for wildlife viewing (Rudd and Tupper, 2002). Economic valuations of MPAs provide valuable cost–benefit analyses and also highlight how the benefits of an MPA may be distributed. For example, the economic value of a healthy Great Barrier Reef to Australia is currently estimated to be around $5.5 billion Australian dollars annually and is increasing (McCook et al., 2010). This estimate includes only use values (e.g., jobs, tourism, and fishing) and underestimates the total economic value. The costs associated with zoning and management of the Great Barrier Reef Marine Park are significantly less than the estimated economic value of the Great Barrier Reef; management costs are consistently less than 1% of the economic returns (McCook et al., 2010). Similarly, in the Florida Keys National Marine Sanctuary, the management costs of the conservation program represented only 2% of the total benefits derived from the MPA (Bhat, 2003). In a recent economic analysis of 12 marine reserves in Europe, results suggest that the amount of income generated by fishing and diving in the MPA represents 2.3 times the management costs of the MPA (Roncin et al., 2008). An economic assessment conducted for an MPA in Kenya also demonstrated that the income generated from the MPA was substantially higher than the management and opportunity costs for the park; income from the MPA was $1.6 million annually from tourism and $39,000 from fisheries compared to management and opportunity costs of less than $200,000 (Emerton and Tessema, 2001). Economic benefits from the MPA, such as shoreline protection, marine productivity, wildlife habitat and nursery, and cultural and aesthetic values, were not included in this assessment (Emerton and Tessema, 2001) but would have made the estimate of benefits even greater. The valuation demonstrated that some groups (commercial tourism operators) received the main economic benefits from the MPA, whereas others such as the local fishing communities (which had reduced fishing opportunities) and the park office (responsible for managing the MPA) bore the cost. Such analyses provide valuable indications of the equity of
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the distribution of MPA benefits that can directly affect compliance and overall protection. In addition to assessing the economic benefits of MPAs, social benefits should also be addressed. Studies have documented the importance of assessing the perception of people affected by MPAs, as their perceptions affect the degree of support or opposition to the MPA, and consequently the effectiveness of protection (Pelletier et al., 2005). A critical social benefit of MPAs is reducing and anticipating conflicts between different user groups. Much of the world’s coastal areas are characterized by conflict between user groups or jurisdictional agencies (Agardi, 2000). For example, recreational use may conflict with shipping and mineral extraction, and commercial and subsistence fishing may conflict with scuba diving and nature-based tourism. In such cases, zoning can be used to accommodate a wide variety of uses and can be used as a tool to settle disputes when they occur (Reynard, 1994; Agardi, 2000). Other social benefits include improving visitors’ satisfaction and increasing public knowledge about marine ecosystems and biodiversity (Pelletier et al., 2005). The potential of MPAs to help alleviate poverty in coastal communities dependent on coral reefs has also been acknowledged (Leisher et al., 2007). It is important to note that although MPAs may achieve their biological objectives, they may fail at achieving their social objectives. Therefore, assessments of the social effects of MPAs are critical to determine their long-term benefits (Christie, 2004).
Global Commitment to MPA Establishment Governments around the world have demonstrated their commitment to conserving coastal and marine ecosystems for the benefit of the communities that depend on them. National leaders have formed regional initiatives to establish networks of MPAs to support fisheries and food security, sustainable tourism, ecosystem services, livelihoods, and cultural heritage (e.g., the Micronesia Challenge, the Caribbean Challenge, the Coral Triangle Initiative, and the Western Indian Ocean Challenge). These Initiatives are critical to building political will to support marine conservation efforts, improved integration with development priorities, and the development of sustainable financing mechanisms (Toropova et al., 2010). The number and areal extent of MPAs has increased dramatically over the last decade; the current global coverage of MPAs has increased 60% over the last three years and more than 150% since 2003 (Chape et al., 2008). Currently, the total number of MPAs worldwide is about 5878 and covers more than 4.2 million km2 of ocean (B1.2% of the global ocean; Toropova et al., 2010). The World Parks Congress in 2003 set a target for conserving 20–30% of the world’s oceans, yet the costs of running a global MPA network have been estimated at $5–19 billion annually (Balmford et al., 2004). Such an effort would require an increase in current areal and financial investment in marine conservation by two orders of magnitude. A recent assessment of the progress toward global marine protection targets identified a mismatch between the resources available and those required to implement and monitor a global network of protected areas (Wood et al., 2008). The authors (Wood et al., 2008) suggest that once a
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Marine Protected Areas: Static Boundaries in a Changing World
global network is developed, it is likely to be a compromise between quantity (how closely the targets are met) and quality (how well designed and effectively managed the protected areas are).
MPA Effectiveness Despite the increases in the total number of MPAs worldwide, it is essential to assess how well these MPAs are meeting their objectives. According to a recent global analysis, 27% of the world’s coral reefs are located within MPAs, yet only 6% of these are effectively managed (Burke et al., 2011). Further, nearly half of the MPAs worldwide are ineffective at reducing the threat of overfishing (Burke et al., 2011). MPA performance is highly variable (Kelleher et al., 1995; Halpern, 2003), and a number of factors have been identified that limit the effectiveness of MPAs in conserving biodiversity, maintaining fisheries, or providing additional ecosystem services to human communities. Some have suggested that social and political factors, as opposed to biological factors, are the primary determinants of MPA success or failure (Kelleher and Recchia, 1998; McClanahan, 1999; Mascia, 2003; Leisher, 2008). For example, some MPAs are ineffective because the management framework is ignored or not enforced (these are referred to as ‘‘paper parks’’), or they have regulations that are fully and effectively implemented but are insufficient to address the threats within the MPA. Other factors affecting MPA effectiveness include differences in reserve design (e.g., size of no-take and buffer zones; Claudet et al., 2008) or reserve shape (Kramer and Chapman, 1999). The location of MPAs also affects effectiveness; MPAs are often placed in areas where threats are lowest (e.g., large MPAs in remote areas such as the northwest Hawaiian Islands; Burke et al., 2011) and thus may do little to mitigate local threats. MPAs may function more effectively when devolution of authority for MPA development and management occurs (e.g., from national government to local governments, nongovernmental organizations, and resource users; White et al., 2002). Other factors supporting effectiveness of MPAs include adaptive and participatory decision-making arrangements; clearly defined MPA boundaries; clear, easily understood, and easily enforceable rules; legitimacy of rules and regulations; political commitment and leadership; and collaborative MPA management structures linking resources with local interests and knowledge (Mascia, 2003). The result of establishing a reserve in one location is that fishing effort simply moves elsewhere, and the reallocation of fishing efforts can have adverse impacts on species and habitats outside the reserve (Hilborn et al., 2004). In places where fishing systems are effective at protecting stock (e.g., through catch, size, and area limits), it is not clear whether establishing MPAs will provide additional benefits (Hilborn et al., 2004). The effectiveness of reserves also varies due to differential responses of species to protection (Micheli et al., 2004; Molloy et al., 2009). Researchers have noted significantly large increases in abundance of some large-bodied commercially important species following reserve establishment (e.g., Russ and Alcala, 1996; Claudet et al., 2008), yet many species respond less predictably to protection (Mosqueira et al., 2000;
Molloy et al., 2009). Although commonly fished predatory species are likely to benefit from reserve establishment, prey species may decline due to trophic cascades (Micheli et al., 2004; Molloy et al., 2009). Research suggests that MPAs are effective at protecting sedentary species, but they are less effective at preserving highly mobile species that may spend considerable time outside MPA boundaries (Kaiser, 2005), although exceptions have been documented (McCook et al., 2010). Therefore, the scales of adult movement and propagule dispersal can be critical to MPA effectiveness. Empirical studies are needed to clarify the benefits of MPAs to highly mobile species, and innovative management approaches are needed to complement strategically placed MPAs to support them (Gaines et al., 2010b).
Role of MPAs in a Changing World: Rising to the Challenge Climate change impacts are already occurring in coastal and marine ecosystems worldwide and include shifts in ocean current patterns, ecosystem changes (e.g., widespread coral loss from mass bleaching), changes in larval development and transport, and species range shifts and interactions (Wilkinson, 1998; Parmesan and Yohe, 2003; IPCC, 2007; Rosenzweig et al., 2008). MPAs are a core strategy in marine conservation, yet they are geographically fixed and thus poorly suited to accommodate shifts in species ranges and habitats. In addition, most existing MPAs are designed based on current climate conditions. The recognition of their limitations in a changing world has led some to question their relevance as a conservation response in an era of rapid climate change (Arau´jo et al., 2004; Hannah et al., 2007). The ability of MPAs to protect ecosystems and species in the face of climate change and other changes (e.g., increasing global population) is debated (Mora et al., 2006; Graham et al., 2007; McClanahan, 2008; Selig and Bruno, 2010). Some researchers suggest that habitat loss (e.g., coral reefs) in response to climate change, storms, and diseases are unlikely to be mitigated by MPAs (Jameson et al., 2002; Aronson and Precht, 2006; Graham et al., 2008). Site-specific studies have suggested that MPAs do not always protect biodiversity better than unmanaged areas in response to climate impacts (Jones et al., 2004; Graham et al., 2007; McClanahan, 2008). Further, some studies suggest that thermal stress can cause proportionally greater coral mortality of protected than unprotected corals (McClanahan et al., 2007; Graham et al., 2007; Graham et al., 2008; Darling et al., 2010). This may be due to the different coral species composition between protected and unprotected sites (e.g., higher abundance of thermally sensitive corals such as Acropora and Montipora within reserves) (Coˆte´ and Darling, 2010; Darling et al., 2010). Recent global analyses, however, have confirmed that MPAs can be effective in preventing coral loss (coral cover remained constant in MPAs over 38 years, whereas coral cover on unprotected reefs declined; Selig and Bruno, 2010). Surveys in the Bahamas showed significantly higher increases in coral cover in reserve boundaries compared to outside the reserve (Mumby and Harborne, 2010). Mumby and Harborne (2010) suggest that reserves play an important role in increasing coral
Marine Protected Areas: Static Boundaries in a Changing World
reef recovery rates provided that macroalgae have been depleted by more abundant communities of grazers benefiting from reduced fishing pressure, particularly in the Caribbean. Empirical evidence both supports (Lafferty and Behrens, 2005; Mumby et al., 2006; Babcock et al., 2010) and refutes (McClanahan, 2008) the idea that species and habitats within reserves are more resilient than those outside reserve boundaries (Gaines et al., 2010b). Therefore, additional studies are urgently needed to establish the ability of MPAs to support resilience in a variety of habitats and geographic locations and in response to diverse threats. To address the challenge of climate change, conservation practitioners and researchers are applying new tools such as ecological forecasting and climate envelope models to identify sites most likely to protect biodiversity in the future and to assess the ability of reserves and networks to protect species under different climate change scenarios (Arau´jo et al., 2004; Hannah et al., 2007; Hannah, 2008). Researchers have cautioned that the use of these tools is limited by the lack of existing data needed to support the models and uncertainties inherent in climate change projections and most ecological forecasting approaches (Thuiller, 2004; Lawler et al., 2006; Lawler, 2009). Complementing the new tools to support MPA design, major advances in recommendations for MPA and network design have also occurred over the last decade (Roberts et al., 2003; Halpern et al., 2006; Gaines et al., 2010a), particularly recommendations specifically designed to address climate change impacts (Lawler, 2009; Mcleod et al., 2009). Such principles may include the identification and protection of refuges (e.g., sites resistant to climate change impacts; such sites can provide the larvae needed to reseed areas that succumb to coral bleaching), pathways of connectivity that link these refuges with damaged areas, and measures to build redundancy into networks, thereby ameliorating the risk that climate change impacts will result in irrevocable biodiversity loss (West and Salm, 2003; Mcleod et al., 2009). Researchers have suggested that more and larger MPAs will be needed in the future to address climate change impacts (Lawler, 2009). Specific recommendations include increasing the size of existing reserves, adding buffers around existing reserves, and adding larger reserves to reserve networks (Halpin, 1997; Noss, 2001). Establishing more and larger reserves may be insufficient to protect biodiversity and maintain ecosystem services if the reserves are not located in the right places; a more strategic approach involves locating reserves so that they capture the most potential for habitat heterogeneity under a variety of climate scenarios (Lawler, 2009), or in places predicted to escape the brunt of climate change (West and Salm, 2003; Mumby and Steneck, 2008; Mcleod et al., 2009; Coˆte´ and Darling, 2010). In addition, whereas larger MPAs may provide protection for increased and functional groups, they may not be politically, socially, or economically feasible. Research also suggests that large MPAs may be less effective than other traditional management approaches. For example, traditional management regimes in Indonesia and Papua New Guinea involving periodic closures were significantly more effective than national parks with permanent closures – a more than 40% increase in targeted fish biomass within reserves in traditional management regimes compared
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to less than 2% increase in national parks (McClanahan et al., 2006). McClanahan et al. (2006) note that whereas large MPAs may provide the best protection for species susceptible to overfishing, traditional management approaches may provide the best solution for meeting conservation and community goals and reversing the degradation of reef ecosystems. MPA and zone boundaries should be designed to be flexible in space and time so that they can be expanded or contracted, have seasonal or other fixed time limits, or be moved to different levels of protection to help them meet their objectives in response to future changes. Where habitat shifts are predicted, managers should proactively plan for landward migration, particularly in areas where habitats have the potential to expand (e.g., mangrove migration landward in response to sea-level rise). It is important to identify and protect areas likely to serve as refuges in the future (i.e., predictive protected areas; Herr and Galland, 2009) and also areas that have demonstrated resilience to climate change impacts. Finally, to help MPAs continue to achieve their social, ecological, and economic objectives, adaptive management is essential. Adaptive management refers to the integration of design, management, and monitoring to systematically test assumptions in order to adapt and learn (Salafsky et al., 2001). In the context of MPAs, adaptive management involves the integration of the best available science into MPA strategies and monitoring to systematically test the effectiveness of management methods and refine them over time. Conservation managers should develop management approaches that are flexible and able to incorporate future species and habitat migrations, and they need to apply risk-spreading strategies to ensure the protection of key larvae, species, and habitats. Monitoring should go beyond simply assessing whether current policies are effective (e.g., is biodiversity declining?) and should focus on resolving the underlying causes (e.g., how can we reverse the decline?) (Hughes et al., 2007). Monitoring programs must address thresholds, regime shifts and feedbacks, and the capacity of ecosystems to maintain ecosystem services in response to future changes (Hughes et al., 2007). Understanding how ecosystem services will be affected by climate change is necessary for setting conservation priorities and designing and managing restoration projects (Lawler, 2009). MPAs have a critical role to play in protecting marine ecosystems and the benefits derived from these systems and in securing the communities that depend on them. There may be trade-offs between MPAs designed for biodiversity, sustainable use, and climate change. Therefore, it is important to include risk assessments, scenario planning, and adaptive management approaches that incorporate these potential trade-offs (Secretariat of the Convention on Biological Diversity, 2009). To be successful in a changing world, MPAs must strive to achieve the complementary goals of maintaining biodiversity, promoting ecosystem values, and enhancing resilience.
Appendix List of Courses
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Applied Ecology and Environmental Management Conservation Biology
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Marine Protected Areas: Static Boundaries in a Changing World
Marine Ecosystem Management Marine Protected Areas Fishery Management
See also: Coastal Beach Ecosystems. Conservation Efforts, Contemporary. Corals and Coral Reefs. Ecosystem Function Measurement, Aquatic and Marine Communities. Ecosystem Services. Ethical Issues in Biodiversity Protection. Fish Conservation. Identifying Conservation Priorities Using a Return on Investment Analysis. Mangrove Ecosystems. Marine and Aquatic Communities, Stress from Eutrophication. Marine Conservation in a Changing Climate. Marine Ecosystems. Marine Ecosystems, Human Impacts on. Modeling Marine Ecosystem Services. Natural Reserves and Preserves. Ocean Ecosystems. Pelagic Ecosystems. Resource Exploitation, Fisheries. Role and Trends of Protected Areas in Conservation. Seagrasses. Wetlands Ecosystems. Wetland Creation and Restoration
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