Net heterotrophy and low carbon dioxide emissions from biological processes in the Yellow River Estuary, China

Net heterotrophy and low carbon dioxide emissions from biological processes in the Yellow River Estuary, China

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Journal Pre-proof Net heterotrophy and low carbon dioxide emissions from biological processes in the Yellow River Estuary, China Xiaomei Shen, Meirong Su, Tao Sun, Sihao Lv, Zhi Dang, Zhifeng Yang PII:

S0043-1354(19)31234-5

DOI:

https://doi.org/10.1016/j.watres.2019.115457

Reference:

WR 115457

To appear in:

Water Research

Received Date: 4 September 2019 Revised Date:

26 December 2019

Accepted Date: 30 December 2019

Please cite this article as: Shen, X., Su, M., Sun, T., Lv, S., Dang, Z., Yang, Z., Net heterotrophy and low carbon dioxide emissions from biological processes in the Yellow River Estuary, China, Water Research (2020), doi: https://doi.org/10.1016/j.watres.2019.115457. This is a PDF file of an article that has undergone enhancements after acceptance, such as the addition of a cover page and metadata, and formatting for readability, but it is not yet the definitive version of record. This version will undergo additional copyediting, typesetting and review before it is published in its final form, but we are providing this version to give early visibility of the article. Please note that, during the production process, errors may be discovered which could affect the content, and all legal disclaimers that apply to the journal pertain. © 2019 Published by Elsevier Ltd.

Discharge events and seasonality jointly affect estuarine CO2 flux Solar radiation

O2

CO2

Artificial water and

Wind

CO2

sediment regulation Waves Freshwater

Suspended matters

Light attenuation

Assimilation

Phytoplankton photosynthesis

Nutrients Organic matters

Turbulent

DO

Respiration of phytoplankton, animals and bacteria

Mixing

Emissions

DIC

°C Winter

Benthos

Convection

Suspended sediment

Summer

Thermocline Deposition

Estuarine continental shelf

The near-shore coast

1

Net Heterotrophy and Low Carbon Dioxide Emissions from Biological

2

Processes in the Yellow River Estuary, China Xiaomei Shen a, b, Meirong Su a*, Tao Sunc, Sihao Lv a, Zhi Dang d, Zhifeng Yang b, c

3

a

4

Research Center for Eco-environmental Engineering, Dongguan University of Technology, Dongguan, Guangdong, 523808, China

5 b

6

Institute of environmental & ecological engineering, Guangdong University of Technology, Guangzhou, Guangdong, 510006, China

7 c

8

State Key Laboratory of Water Environment Simulation & School of Environment, Beijing Normal University, Beijing, 100875, China

9 d

10

School of Environment and Energy, South China University of Technology, Guangzhou, Guangdong, 510640, China

11

12

13

*

Corresponding author: Meirong Su ([email protected])

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1

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Abstract

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Although estimates of total CO2 emissions from global estuaries are gradually decreasing, current

17

numbers are based on limited data and the impacts of anthropogenic and seasonal disturbances

18

have not been studied extensively. Our study estimates annual and seasonal CO2 fluxes in

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China’s Yellow River Estuary (YRE) which incorporated spatiotemporal variations and the

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effects of water and sediment regulation (WSR). Aquatic metabolism was estimated using

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Odum’s open water dissolved oxygen methods and used to represent the production and

22

assimilation of CO2. Net ecosystem production (NEP) was used to represent the CO2 flux from

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biological activities and estimate the major CO2 emitters in the YRE.

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According to our measurements, the annual CO2 release was 6.14 ± 33.63 mol C m−2 yr−1 from

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2009–2013 and the annual CO2 efflux from the 1521.3 km2 of estuarine surface area was 0.11 ±

26

0.61 Tg C yr−1 in the YRE. High CO2 emissions in autumn were balanced by high CO2

27

sequestration in summer, leading to a lower than expected annual net CO2 efflux. The system is

28

an atmospheric CO2 source in spring and winter, near neutral in early summer, a large sink in

29

late summer after WSR, and finally a large atmospheric CO2 source in autumn. Discharge events

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and seasonality jointly affect estuarine CO2 flux. High CO2 sequestration in summer is due

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mainly to a combination of high water temperature, chlorophyll a levels, dissolved inorganic

2

32

carbon, and solar radiation and low turbidity, discharge, and chemical oxygen demand (COD)

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after WSR. WSR supports the high gross primary productivity rate which exceeds the increase in

34

ecosystem respiration.

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Although the YRE, as a whole, is a source of atmospheric CO2, the amount of CO2 released is

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lower than the average estuarine value of mid-latitude regions. Our findings therefore suggest

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that global CO2 release from estuarine systems is overestimated if spatiotemporal variations and

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the effects of anthropogenic disturbance are excluded. The NEP method is effective for

39

estimating the CO2 flux, especially in estuaries where CO2 variation is mainly due to biological

40

processes.

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Keywords: Net ecosystem production, Biological processes, Carbon dioxide flux, Seasonal

43

Variability, Anthropogenic disturbance, Yellow River Estuary

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3

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1 Introduction

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Estuaries and other near-shore ecosystems are considered net heterotrophic environments,

47

acting as a source of CO2 to the atmosphere and balancing the global net CO2 uptake by

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continental shelves (Cai, 2011; Laruelle et al., 2010). The total CO2 emissions from European

49

estuaries is 0.03–0.06 Gt C yr −1 (1 Gt =1015 g, Frankignoulle et al., 1998), equivalent to 5-10%

50

of the total anthropogenic CO2 emissions from Western Europe in 1995. However, the role of

51

estuaries as an atmospheric CO2 source or sink is still a matter of debate. Estimates on the total

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CO2 emissions from global estuaries are also gradually decreasing from 0.34 Gt C yr −1 (Borges

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et al., 2005), 0.27 ± 0.23 Gt C yr−1 (Laruelle et al., 2010), 0.25 ± 0.25 Gt C yr−1 (Cai, 2011), to

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0.10 Gt C yr−1 (Chen et al., 2013).

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The disparity is due to the following. Firstly, the current global estuarine CO2 flux

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estimate is based on a limited dataset. Specifically, the CO2 flux estimates for particular Asian

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estuaries (Guo et al., 2009; Sarma et al., 2011; Shim et al., 2007; Wang et al., 2005; Zhai & Dai

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2009) are under or overestimated due to limited spatiotemporal data (Laruelle et al., 2010). For

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example, the Yellow River is the second longest river in China and sixth longest in the world;

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however, CO2 flux data for the Yellow River estuary (YRE) are still lacking. Secondly, highly

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heterotrophic estuaries are likely overrepresented in the global estimate, and recent studies have

4

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shown low air-sea CO2 exchange rates for high-emission estuarine environments (Harley et al.,

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2015; Mørk et al., 2016). In addition, estuarine organic carbon metabolism is significantly more

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affected by nearby anthropogenic disturbance levels and climate change than any other aspect

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(Smith and Hollibaugh, 1993; Regnier et al., 2013). Therefore, to accurately estimate the CO2

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flux and the role of estuaries as carbon sources or sinks, both spatiotemporal variations and the

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effects of anthropogenic disturbance should be considered.

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Estuaries are typically subject to natural hydrological changes and intense anthropogenic

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disturbances that are reflected in the elevated loading of detrital organic matter, high respiration

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rates, and the production of dissolved CO2. Time-series observations from Indian estuaries

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identified high CO2 emissions (52.6 mol C m−2 yr−1 in Godavari estuary) because of high

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bacterial respiration due to high quantities of organic matter associated with high monsoonal

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river discharges (Sarma et al., 2011, 2012). Simultaneously, high levels of inorganic matter and

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nutrients were loaded due to anthropogenic disturbance, which may support photosynthesis, and

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the consumption of dissolved CO2. For example, dissolved inorganic carbon (DIC)

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concentrations increased when water and sediment regulation measures were in place, but

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decreased during natural flood periods in the YRE (Liu et al., 2014). The former enhances the

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photosynthesis rate, but the latter does not.

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Aquatic metabolism, represented by the gross primary productivity (GPP), ecosystem

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respiration (ER), and net ecosystem production (NEP) of the water column, provides a useful

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composite indicator of aquatic ecosystem function (Cole et al., 2000; Gu et al., 2010; Shen et al.,

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2015). NEP (analogous to net ecosystem metabolism, NEM) is the difference between organic

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matter production and respiration, and provides an estimate of the role of oceanic organic

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metabolism in the carbon budget (Muller-Karger et al., 2005; Smith & Hollibaugh, 1993; Turner

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et al., 2013). An ecosystem is identified as "net autotrophic" (NEP > 0) if it produces more

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organic matter than it consumes and acts as an atmospheric CO2 sink. Alternatively, if organic

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consumption exceeds production (NEP < 0), the system is identified as "net heterotrophic" and

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acts as a source of atmospheric CO2. Heterotrophy or autotrophy has a significant influence on

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dissolved CO2 level and emissions (Sarma et al., 2011). Studies suggest that about 10% of the

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CO2 outgassing from estuaries is sustained by the input from upstream freshwaters and 90% by

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local net heterotrophy (Borges & Abril, 2011). For these estuaries, as the variability of CO2 flux

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is predominantly controlled by changes in carbon concentrations from biological activities, the

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NEP reflects CO2 fluxes generated from biological reactions, as well as major CO2 fluxes in the

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estuary.

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The CO2 emissions from intertidal zones and coastal marshes have been assessed in

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Yellow River delta wetlands (Han et al., 2013; Sun et al. 2018). However, there was insufficient 6

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water-air CO2 partial pressure data (pCO2) in the YRE; thus, annual CO2 fluxes are yet to be

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determined. Here, we estimated the aquatic metabolism of the YRE and NEP was used to

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represent the CO2 flux from biological processes. Our objective is to clarify the effect of spatial

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and temporal variability on the role of the YRE as an atmospheric CO2 source or sink, especially

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under the double influence of seasonal factors and anthropogenic disturbance (artificial water

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and sediment regulation). In addition, we also want to clarify if the effects of water and sediment

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regulation on CO2 flux were more significant than that of the seasonal factors.

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2 Sampling and Methods

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2.1 Study region and environmental monitoring

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The YRE is in a temperate climate zone in North China (117°31'–119°30' E, 36°55′–

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38°30′ N) with an arid and semiarid climate. Its sediment load as measured at Lijin hydrometric

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station, about 100 km from the Gulf of Bohai, was 1.1 × 109 t yr−1 between the 1950s and 1970s.

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Annual water discharge prior to 1970 was consistently greater than 25 km3 yr−1 and greater than

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90 km3 yr−1 for several years in the early 1960s. However, the sediment load and discharge

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decreased significantly due to intensive irrigation and damming from the 1950s to 2011 (Yang et

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al., 1998; Liu et al., 2014). The flow was not high enough to transport sediment to the ocean and

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the water column in the estuary contains high sediment concentrations, resulting in a “perched

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river” downstream. Since 2002, the Yellow River Conservancy Commission (YRCC) has

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implemented an annual WSR scheme to prevent heavy sedimentation of the riverbed by

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releasing water from several dams in the middle and upper reaches of the river. The enforced

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discharge events usually begin at the end of June and typically last for more than ten days; two or

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three events can last a few dozens of days. The frequency and timing of WSR events depend on

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dam storage, river flow, bottom sediment, and seasonal precipitation. Thus, annual WSR events

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provide the YRE with a significant amount of nutrients, organic carbon, and high turbidity from

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river runoff (Bai et al., 2012; Shen et al., 2015).

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The YRE experiences a warm-temperate continental monsoon climate with distinct

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seasons, including high precipitation and warm temperatures in the summer months. The inner

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estuary has a shallow water depth of 1.3-5.5 m. We monitored the water chemistry at four

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sampling sites in the YRE from 2009 to 2013, including May, June, August, and September in

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2009, April, June, and September in 2010, April, June, August, and October in 2011, April and

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May in 2012, and June and December in 2013 (Figure 1). Salinity, pH, water temperature,

128

dissolved oxygen (DO), DO saturation percentage (DO%), and chlorophyll a concentrations (Chl

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a) were measured at 15-min intervals over one or three days using a Hydrolab series DS5X

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multi-parameter water quality data sonde (Hydrolab DS5X, Hach, Loveland, CO, U.S.). The data

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sonde sensors were placed at depth of 1 m, and the "Hydrolab" equipment was mostly hanged in

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the middle of the river section by an anchor, except at site D. Daily wind velocity (m s−1) and

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daily solar radiation (W m−2) were recorded at 15 min intervals using a WatchDog 2000 series

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weather station (Spectrum Technologies, Inc. Aurora, U.S.) located 10 km from the estuarine

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channel (Figure 1). Daily river discharge data (m3 s−1) at the Lijin hydrometric station was

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collected from the YRCC (2013). Nutrient concentrations and chemical oxygen demand (COD)

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were measured three times per day using prefabricated reagents (Hach, Loveland, CO, U.S.).

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Turbidity (±2%) was also measured three times per day using a turbidimeter (2100P, Hach,

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Loveland, CO, U.S.).

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<<<<<<<<<<<<<<<<<<<<<<
>>>>>>>>>>>>>>>>>>>>>>

2.2 Calculations of metabolism and CO2 flux

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We applied Odum’s open water dissolved oxygen method to estimate daily dissolved

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oxygen flux (g O2 m-2 d-1) caused by biological activities in aquatic ecosystems. The specific

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calculation methods can be found in Beck et al. (2016) (see also Shen et al., 2015):

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NEP(dt) = [(Ct − Ct−1)/dt] · Z – KD

(1)

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where t (s) is time and dt is the time interval between measurements; Ct (mg L−1) is the

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concentration of O2 measured at time t; Z is the monitoring water depth (1 m in our study). KD is 9

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the rate of oxygen exchange across the air-water interface; K (g O2 m−2s−1) is the re-aeration

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coefficient; D is the oxygen deficit (D = 1 − (St + St−1)/200), which represents the difference

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between the measured oxygen concentration and the concentration for water that is fully

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saturated with oxygen; St is the DO saturation (%) measured at time t. K was determined based

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on water temperature (Tw) and wind velocity as proposed by Antonopoulos and Gianniou (2003)

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as follows:

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K = 0.2v · Tcf · exp (Tw − 20)

(2)

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where v (m s−1) is the wind velocity 10 m above the water surface and Tcf = 1.024, a temperature

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correction factor. The monitoring time interval was 15 min; thus, we divided K by 4 to obtain a

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15 min rate. The 15 min wind and water temperature-diffusion-corrected rates of dissolved

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oxygen change were then summed over a 24 h period to calculate daily NEP (g O2 m−2d−1 or mg

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O2 L−1d−1). We present ER value as positive; NEP that occurs at night was multiplied by −1 to

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give a night respiration rate (ERn), where solar radiation at night was defined as < 2 W m−2. ERn

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divided by hours of night equals the hourly respiration rate (g O2 m−2h−1), and ER (g O2 m−2d−1)

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equals the hourly respiration rate multiplied by 24. Thus, GPP = NEP + ER. This assumes the

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hourly respiration rate is the same during the day and night, a claim that is sometimes challenged

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but is currently consistent with most standard methods (Marcarelli et al., 2010). Some

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metabolism data in the oxygen unit (g O2 m–2d–1) has been published (Tang et al, 2015; Shen et al,

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2015; 2018).

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We assume that photosynthesis produces 1 mole of O2 for every mole of CO2 consumed

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in the estuarine ecosystem; similarly, we assume respiration releases 1 mole of CO2 for every

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mole of O2 consumed. The metabolic oxygen unit (g O2 m–2d–1) was converted to carbon units

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(mmol CO2 m–2d–1) by assuming 1 g O2 m−2d−1 is equal to 1/32 mol CO2 m−2d−1 (1 g O2 m–2d–1 =

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1000/32 mmol CO2 m−2d−1). NEP estimates also represent the estuarine CO2 flux caused by

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biological activities in aquatic ecosystems, and it can allow us to determine estuary's role as a

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sink or a source of atmospheric CO2. Positive (Negative) NEP can result in sequestration

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(emission) of CO2 and a sharp decrease (increase) in DIC.

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To calculate the CO2 flux, the estuarine surface area must be accurately estimated

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(Borges, 2005). Here, we divided the estuarine area into two regions: the inner estuary area and

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the outer estuary area. Firstly, the inner estuary included the tidal watercourse and the coastline

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area (Figure 1, white area). The tidal watercourse area is 20 km2 with 20 km annual average

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length and 1 km width of the tidal river section. The coastline area is 30 km2 with a width of 0.2

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km and a length of 150 km, and water depth of this area is less than 2 m. Thus, the inner estuary

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area is 50 km2. For the outer estuary area, waters within 13 m depth limit were considered to be

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the outer boundary according to the bathymetric chart of Bohai Bay. Because the water depth

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range is less than 13 m in most areas of the YRE due to sediment transportation from the middle

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reaches of the loess plateau, and the deepest water depth is ~20 m in the southern Bohai Bay

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(Peng et al., 2015; Sun et al., 2015; Zhang et al., 2011). In order to distinguish the outer

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boundary of other estuaries which flow into Bohai, such as Luan River estuary and Xiaoqing

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River estuary (Xiao et al., 2012), we set the "near-shore coastal waters" as the big boundary (in

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Figure 1, bay blue area, 119°0’-119°30’ E, 37°30’-38.0° N). We used ArcMap 10.2 to estimate

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outer estuary area. CO2 flux from biological processes was calculated using estuarine carbon flux

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per unit and estimated estuarine surface area.

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2.3 Statistical analysis

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The average seasonal and monthly metabolism was computed by combining all samples

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obtained during 2009-2013 and aggregating and averaging the calculated fluxes according to the

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sampling month. We applied repeated-measures analysis of variance (ANOVA) at a confidence

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level of 0.05 to test the differences in environmental factors and metabolism between different

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months, seasons and sites using SPSS 22. To explain the variation in metabolism, we performed

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principal component analysis (PCA) (for environmental factors), redundancy analysis (RDA)

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and variation partitioning analyses (VPA) using Canoco 5 (TerBraak & Smilauer, 2012).

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3 Results

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3.1 Variations in environmental parameters

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There were eleven short-term, high-flow pulses from 2009 to 2013 in the YRE

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(maximum discharge for each flow pulse > 2500 m3s−1, Figure 1), and the maximum discharge

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reached 4350 m3s−1 on July 31, 2013 (Figure 2).

<<<<<<<<<<<<<<<<<<<<<<
>>>>>>>>>>>>>>>>>>>>>>

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Mean daily discharge varied from 53.40 m3s−1 to 1870 m3s−1 (Table 1). The monitored

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daily discharge showed significant monthly variations with the highest daily discharge in

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October (Figure 3a, F= 33.51, P = 0.0001). The monthly variation in turbidity (from 8.18 to 1000

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NTU, F= 31.64, P = 0.001) and chemical oxygen demand (COD, from 2 to 84 mg L-1, F= 24.42,

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P = 0.000) showed obvious synchronicity with discharge. Both turbidity and COD peaked in

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October (Figure 3b, c). The variation in water temperatures (from 2.78 to 28.20 °C, F= 122.66, P

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= 0.000) and daily mean Chl a (from 0.60 to 41.20 µg L-1, F= 17.48, P = 0.001) showed obvious

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synchronicity (Table 1, Figure 3d, e). Water temperature and Chl a were the highest in summer.

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The daily mean solar radiation ranged from 48.72 to 347.16 W m−2 (Figure 3f, F= 3.33, P =

214

0.016). Mean daily dissolved oxygen saturation ranged from 66.02% to 149%, maximum values 1

The values of F and P were the results of repeated measures of ANOVA on the monthly variations in the environment factors.

13

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of DO occurred in August (Table 1, Figure 3g, F= 9.21, P = 0.003). Mean daily pH ranged from

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7.86 to 10.14, and mean daily salinity ranged from 0.29 to 33.15. Dissolved inorganic nitrogen

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content (DIN) ranged from 0.16 to 5.04 mg L−1, and dissolved inorganic phosphorus content

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(DIP, analogous to "Soluble Reactive Phosphorus, SRP"), ranged from 0.02 to 0.75 mg L−1. The

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last four factors (pH, salinity, and nutrients) did not show significant monthly variations (Figure

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3h, i).

221

<<<<<<<<<<<<<<<<<<<<<<< Table 1>>>>>>>>>>>>>>>>>>>>>>>

222

<<<<<<<<<<<<<<<<<<<<<<
>>>>>>>>>>>>>>>>>>>>>>

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PCA was used to identify and correlate important environmental variables. Principal

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components 1 and 2 (PC 1 and 2) accounted for 70.62% and 14.86% of the variance,

225

respectively. Combined, PC 1 and 2 explain 85.48% of the total variance (Figure 4a). PC 1 is

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correlated with variables that are dependent on the discharge pulse, such as high turbidity, high

227

COD, high nutrients, and low salinity. Maximum turbidity (>1000 NTU) and COD (> 80 mg L−1)

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both occurred in October 2011, when there was higher daily discharge (> 1500 m3 s-1) and lower

229

salinity. PC 2 is correlated with seasonally changing environmental factors, such as high solar

230

radiation, and high Chl a concentrations.

14

231

The environmental conditions at each site varied depending on the distance from the

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discharge source. Coastal site D is characterized by higher salinity, lower turbidity, lower COD,

233

and lower nutrients relative to the other 3 sites (Figure 4b). The highest mean salinities were

234

observed at site D because it is flushed by tidal action; the remaining three sites are almost

235

entirely filled with freshwater during peak discharge periods (mean salinity = 0.45 ‰). Both

236

maximum and minimum values of DO occurred at site D.

237

238

<<<<<<<<<<<<<<<<<<<<<<
>>>>>>>>>>>>>>>>>>>>>>

3.2 Variations in metabolism and CO2 flux from biological processes

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NEP was highly variable during the sampling period, fluctuating between -181 mmol C

240

m−2 d−1 and 227.91 mmol C m−2 d−1 and averaging -16.83 ± 92.14 mmol C m−2 d−1 (Table 2, and

241

Figure 5). The highly variable NEP indicates that CO2 sourcing or sinking from biological

242

activities is also highly variable in the YRE. The observed average negative NEP value of the

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estuary indicates the dominance of respiration over primary production (Table 2); therefore,

244

biological activities are a net source of atmospheric CO2 in the estuary. The mean value of CO2

245

emitted from biological activities alone is 6.14 ± 33.63 mol C m−2 yr−1 (73.73 ± 403.57 g C m−2

246

yr−1). NEP of the estuary was highest in summer (52.03 ± 91.96 mmol C m−2 d−1), and lowest in

247

autumn (-114.07 ± 60.93 mmol C m−2 d−1) (Figure 5a, Table 2), inferring CO2 influx from the 15

248

atmosphere via net photosynthesis in summer, and estuarine CO2 efflux to the atmosphere via net

249

respiration in autumn. Estuarine CO2 degassing also occurred during spring (-29.97 ± 33 mmol C

250

m−2 d−1) and winter (-58.23 ± 5.16 mmol C m−2 d−1) according to our NEP values.

251

<<<<<<<<<<<<<<<<<<<<<<>>>>>>>>>>>>>>>>>>>>>>

252

Throughout the entire monitoring period, average GPP was 73.86 ± 86.80 mmol C m−2

253

d−1 though it fluctuated between 0.06 mmol C m−2 d−1 and 278.50 mmol C m−2 d−1. GPP was

254

significantly high in summer (147.89 ± 86.24 mmol C m−2 d−1) and low in winter (9.02 ± 12.75

255

mmol C m−2 d−1) (Figure 5a). Average ER was 92.79 ± 58.94 mmol C m−2 d−1 in a range between

256

11.94 mmol C m−2 d−1 and 280.25 mmol C m−2 d−1. ER was significantly higher in summer and

257

autumn (Figure 5a); peak values were observed in autumn (135.77 ± 40.49 mmol C m−2 d−1), and

258

lowest values were observed in spring (57.15 ± 46.72 mmol C m−2 d−1). Our results demonstrate

259

that the YRE acts as a CO2 sink in the summer months due to high GPP rates and as a CO2

260

source in autumn, when ER rates increase and GPP rates decrease. The estuary also acts as a CO2

261

source in spring and winter, to a lesser extent, as GPP rates decrease by a larger amount relative

262

to the observed decrease in ER.

263

However, no significant difference in GPP, ER and NEP was observed between the four

264

monitoring sites, and metabolism was highly variable at each site (Table 2, Figure 5b). This 16

265

suggests that it may be reasonable to use the mean NEP to estimate the CO2 emissions in the

266

entire YRE. The outer estuary area of YRE was estimated at 1471.3 km2 using ArcMap 10.2.

267

The total surface area of the YRE was estimated at 1521.3 km2 with a 50 km2 inner estuary area.

268

Therefore, the annual estuarine CO2 emissions were estimated to be 0.11 ± 0.61 Tg C yr−1 (1 Tg

269

= 1012 g) based on the mean NEP (73.73 ± 403.57 g C m−2 yr−1) and total estuarine surface area

270

(1521.3 km2) calculated.

271

We compared monthly variations in metabolism rates, especially before and after the

272

occurrence of WSR (Figure 5c). NEP remain high after WSR, reaching a maximum in August

273

(127.89 ± 21.51 mmol C m−2 d−1) and a minimum in September (−122.56 ± 70.53 mmol C m−2

274

d−1) (Figure 5c). GPP increased and remained high following WSR, reaching a maximum in

275

August (239.02 ± 32.35 mmol C m−2 d−1) and decreasing in September (35.08 ± 51.71 mmol C

276

m−2 d−1). ER remained high after WSR in August (111.13 ± 26.84 mmol C m−2 d−1) and reached

277

a maximum in September (157.64 ± 33.41 mmol C m−2 d−1). These results indicate a clear

278

transition from a weak CO2 sink (3.61±94.78 mmol C m−2 d−1) in June to a strong sink in August

279

(127.89±21.51 mmol C m−2 d−1), after WSR was implemented. Although GPP and ER increased

280

simultaneously in August, the former was larger, resulting in a net estuarine CO2 influx. As the

281

decrease in GPP significantly outweighed the increase in ER, the estuary recovered the following

17

282

283

284

month, becoming a strong CO2 source in September.

<<<<<<<<<<<<<<<<<<<<<<
>>>>>>>>>>>>>>>>>>>>>>

3.3 The main impacting factors on metabolism and CO2 flux from biological processes

285

RDA identified the factors associated with metabolism. Axes 1 and 2 explained 55.36%

286

and 7.15% of the variance in production and respiration, respectively. Combined, they explained

287

62.51% of the variance (Figure 6a). Only three factors (DIN, DIP and pH) did not show

288

significant correlation with metabolism. The contribution of each environmental variable to the

289

variance in metabolism (P ≤ 0.05) was as follows: DO% (43.3%) > turbidity (19.0%) > Chl a

290

(16.3%) > water temperature (15.0%) > COD (13.3%) > discharge (9.4%) > solar radiation

291

(7.9%) > salinity (5.7%) (Table 3). In addition, DO%, Chl a, water temperature, solar radiation,

292

and salinity were positively correlated with NEP, and therefore, positively correlated with CO2

293

sequestration rate. Discharge, turbidity, and COD showed significant negative correlation with

294

NEP (P <0.01), giving a positive correlation with CO2 emission rates (Figure 6a).

295

RDA also identified the factors associated with metabolism at sites A-C and coastal site

296

D. At sites A-C, axes 1 and 2 explained 50.23% and 9.75% of the variance in metabolism,

297

respectively. Combined, they explained 59.97% of the variance (Table 3). Only four factors

18

298

(DIN, DIP, pH, and salinity) did not show significant correlation with metabolism. The

299

contribution of each environmental variable to the variance in metabolism (P ≤ 0.05) was as

300

follows: DO% (31.5%) > turbidity 25.5%) > Chl a (24%) > COD (17.5%) > discharge (15.4%) >

301

water temperature (14.4%) > solar radiation (10.8%) (Figure 6b, Table 3). At coastal site D, axes

302

1 and 2 explained 77.40% and 12.92% of the variance in metabolism, respectively. Combined,

303

they explained 90.32% of the variance (Figure 6c, Table 3). Discharge, turbidity, and COD did

304

not show significant correlation with metabolism. The contribution of each environmental

305

variable to the variance in metabolism (P ≤ 0.05) was as follows: DO% (63.1%) > Chl a (29.2%)

306

> water temperature (23.2%) (Figure 6c, Table 3).

307

<<<<<<<<<<<<<<<<<<<<<<
>>>>>>>>>>>>>>>>>>>>>>

308

<<<<<<<<<<<<<<<<<<<<<<
>>>>>>>>>>>>>>>>>>>>>>

309

VPA identified the contribution of environmental factors to the observed variability in

310

estuarine metabolism. The environmental factors were divided into two groups based on PCA

311

results (Figure 4a). The first included variables associated with seasonal change, including solar

312

radiation, water temperature, and Chl a. The second included variables related to discharge

313

events, including discharge, turbidity, COD, pH, nutrients, and salinity. DO (mg L-1) and DO%

314

were excluded from VPA. VPA showed that the first group alone accounted for 39.60 % of the 19

315

variability, and the second group alone accounted for 31.20%. The two groups jointly accounted

316

for 29.20% (Figure 7). These results suggest that seasonality and discharge events jointly affect

317

estuarine production and respiration; the impact of the latter is only slightly smaller than the

318

former.

319

<<<<<<<<<<<<<<<<<<<<<<
>>>>>>>>>>>>>>>>>>>>>>

320

4 Discussions

321

4.1 Variation of CO2 flux and comparison to other estuaries

322

To compare the difference of CO2 flux from biological activities and air-sea CO2 flux from the

323

whole estuarine water surface, we estimated the air-sea exchanges of CO2 in the YRE using

324

directly measured CO2 (Guo et al., 2009; Sarmar et al., 2012) using pCO2, water temperature,

325

and salinity data for May and September 2009 (Liu et al., 2014). The CO2 flux was 29.94 ±

326

20.68 mmol m−2 d−1 in May 2009; slightly lower than our CO2 flux data from biological activities

327

in May (Table 3, 36.26 ± 39.86 mmol m−2 d−1). However, the CO2 flux for September 2009

328

(51.75 ± 38.76 mmol m−2 d−1) was far lower and the variability range (from -2.99 to 87.66 mmol

329

m−2 d−1) was much narrower than the CO2 flux from biological activities (122.56 ± 70.53 mmol

330

m−2 d−1, from -25 to 181 mmol m−2 d−1). This suggests that one or a few monitoring trips cannot

20

331

represent the entire CO2 flux level, especially given the large variations in discharge in

332

September. In our study, high CO2 emissions in autumn were balanced by high CO2

333

sequestration in summer, especially after WSR. Mørk et al. (2016) found that more than 30% of

334

the air-sea net CO2 emissions in the Roskilde Fjord estuary in Denmark was a result of two large

335

fall and winter storms. Thus, global estimates of air-sea CO2 exchange in estuarine systems need

336

further study to determine whether relevant temporal variations, especially under the effects of

337

human activities, are captured.

338

On a global scale, estuaries are considered CO2 sources. Estuaries between 23.5 and 50 °N

339

latitude have the largest flux per unit area (23 ± 37 mmol C m−2 d−1) (Chen et al., 2013). The

340

estuarine type tidal systems show an average release of 18.2 mol CO2 m-2 yr-1 (Laruelle et al.,

341

2013). Thus, the overall net CO2 release (6.14 ± 33.63 mol C m−2 yr−1) from the YRE is lower

342

than expected due to the effect of high summer CO2 influx caused by enforced sediment

343

discharge. The CO2 release from YRE is comparable to the CO2 flux calculated in the York River

344

tidal system (USA) (5.6 mol C m−2 yr−1, 37.2 °N, 76.4 °W), with similar latitude to the YRE

345

(Raymond et al., 2000). Compared to some estuaries published in Chen et al. (2013), the annual

346

CO2 emission from the YRE was also low (Table 4).

347

<<<<<<<<<<<<<<<<<<<<<<
>>>>>>>>>>>>>>>>>>>>>>

21

348

4.2 Analysis of variation in CO2 flux from biological processes

349

Multivariate analyses (PCA, RDA and VPA) elucidated the reasons for seasonal and

350

monthly variations of CO2 flux in the YRE. In summer, high discharge and turbidity, associated

351

with June WSR events, transport elevated levels of detrital organic matter to the estuary (Figure

352

3a, b, c). Following these events, rapid settling of coarse sand causes a decrease in flow turbidity

353

during August (Figure 3b, ~200 NTU). Thus, August GPP rates accelerate due to the

354

combination of high water temperature, Chl a, and solar radiation (Figure 3d, e, f).

355

Simultaneously, warm water temperatures and high organic matter also stimulated estuarine ER

356

rates during this month. The GPP rates increased faster than the ER rates resulting in estuarine

357

CO2 sequestration in summer, especially after WSR.

358

The YRE also experiences intense discharge pulse events in autumn due to high

359

precipitation (Figure 2). High organic matter (COD = 42.8 mg L−1) transported during this high-

360

discharge season, increases estuarine respiration rates and releases large quantities of dissolved

361

CO2. Our results agree with previous studies that observed an increase in bacterial respiration

362

during high discharge events due to the availability of organic carbon (Sarma et al. 2009; Shiah

363

et al., 2006,). Simultaneously, GPP rates were limited by high turbidity and low solar radiation

364

and low water temperature (Figure 3b, f), adding to the estuarine release of CO2 in autumn. In

22

365

winter and spring, GPP and ER rates also remained low due to lower water temperatures, solar

366

radiation, and Chl a concentrations (Figure 4d, e, f).

367

We avoided monitoring metabolism during very high hydrological pulse periods

368

(monitoring discharge ≤ 1870 m3s−1) for the safety of monitoring equipment. Previous research

369

found that DIC concentrations in the YRE increased during WSR floods, but decreased during

370

natural flood periods. Different water origins for the different types of floods account for the

371

variability in DIC (Liu et al., 2014). During the WSR period, floodwaters are mainly from

372

upstream reservoirs, which held waters of relatively high DIC content/CO2 content. However,

373

natural floodwaters originated primarily as rainwater with very low DIC. Therefore, it can be

374

speculated that the high GPP rate was supported by the high DIC content after WSR in summer,

375

which exceeds the increase in respiration, so that the estuary changes from a weak CO2 sink to a

376

strong CO2 sink. The GPP rate can also be limited by low DIC due to dilution in autumn.

377

No significant differences were observed in metabolism between the four monitoring

378

sites (Figure 3b). Frequent discharge pulses likely caused some degree of water homogeneity

379

across the estuary. Summer and autumn discharge events are the largest cause of observed

380

variability in estuarine production and respiration rates. However, discharge events and seasonal

381

factors only account for 62.51% of the variance based on RDA (Figure 4a). Especially, at coastal

23

382

site D, the discharge, turbidity, and COD did not show significant correlation with metabolism

383

(Figure 4c). This suggests that other factors must also contribute to the variability of production

384

and respiration, such as the tide action, the exchange of organic matter, and energy between the

385

estuary and the open ocean.

386

4.3 Implications for CO2 flux variation in the Yellow River Estuary

387

Studies on estuarine CO2 emissions need to include spatiotemporal variations and the

388

effects of anthropogenic disturbance. Although the YRE, as a whole, is a source of atmospheric

389

CO2, the amount of CO2 released is lower than the average estuarine value of mid-latitude

390

regions, and shows high seasonal variability. Our findings therefore suggest a further lowering of

391

the estimated global CO2 release from estuarine systems.

392

We provided a research example for the conversion of oxygen metabolism to carbon

393

metabolism to estimate of CO2 emission. A large amount of data calculated by aquatic

394

metabolism is directly used in the statistics of global CO2 emissions and C budget (Chen et al.,

395

2013; Laruelle et al., 2013; Smith and Hollibaugh, 1993). Therefore, the NEP calculated in the C

396

unit can be used to estimate the CO2 flux, especially for those estuaries where CO2 variation was

397

mainly due to biological processes. With the popularity of online dissolved oxygen monitoring

398

technology, continuous estimation of aquatic ecosystem metabolism can provide a new 24

399

perspective for more accurate understanding of the spatiotemporal variation of CO2 flux and

400

estimates of CO2 emissions.

401

402

5 Conclusions

403

Our study estimated the annual and seasonal CO2 fluxes of China's Yellow River Estuary (YRE)

404

considering spatiotemporal variations and the effects of human activities (WSR). Net ecosystem

405

production (NEP) was used to represent the CO2 flux from biological activities and estimate CO2

406

emission in the YRE. The annual CO2 release was 6.14 ± 33.63 mol C m−2 yr−1 from 2009 to

407

2013, and the annual CO2 efflux from the 1521.3 km2 of estuarine surface area was 0.11 ± 0.61

408

Tg C yr−1 in the YRE. High CO2 emissions in autumn were balanced by high CO2 sequestration

409

in summer, which led to a lower annual net CO2 efflux than expected in the YRE. Across

410

seasons the system changed from a source of atmospheric CO2 during spring and winter to near

411

neutral during earlier summer and a big sink during later summer after WSR, later to a big source

412

of atmospheric CO2 during autumn. Discharge events and seasonality jointly affect estuarine

413

CO2 flux, and the impact of the former is only slightly smaller than the latter. High CO2

414

sequestration in summer was mainly due to the combination of high water temperature, Chl a,

415

DIC, solar radiation, and low turbidity, discharge, COD after WSR, supporting the high GPP,

25

416

and exceeding the increase of ER. Although the YRE, as a whole, is a source of atmospheric

417

CO2, the amount of CO2 released is lower than expected. Our findings therefore suggest a further

418

lowering of the estimated global CO2 release from estuarine systems. The NEP used to estimate

419

the CO2 flux also can be effective especially for those estuaries where CO2 variation is mainly

420

due to biological processes.

421

422

Acknowledgments

423

This work was financially supported by the National Key R&D Program of China

424

(2017YFC0405900, 2017YFC0404506), the National Natural Science Foundation of China

425

(41701027), and the Scientific Research Foundation for High-level Talents and Innovation Team

426

in Dongguan University of Technology (KCYKYQD2016001). We would like to thank Editage

427

(www.editage.com) for English language editing.

428

26

429

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568

Table 1. Variations in daily means of environmental variables at four sites during the monitoring period

569

(2009 to 2013) in the YRE, N represents monitoring days, and each day includes 97 data points. Total (N =68)

A (N=13)

B (N=20)

C (N=18)

D (N=17)

Parameter value (Units) Min-Max

Mean ± SD

Mean ± SD

Mean ± SD

Mean ± SD

Mean ± SD

Discharge (m3 s−1)

53.40 to 1870

1870 ±53.4

506.06±527.79

530.69 ±509.73

498.10±467.90

452.70±382.14

Water temperature (°C)1

2.78 to 28.20

28.20 ±2.78

19.04±5.55

19.13 ±7.63

21.20±4.53

19.18±6.59

pH1

7.86 to 10.14

10.14 ±7.86

8.68±0.55

8.69 ±0.66

8.55±0.32

8.35±0.43

Chlorophyll a (µg L−1)1

0.60 to 41.20

41.20 ±0.60

7.22±4.25

8.10 ±5.76

10.87±10.05

6.54±2.77

Solar radiation (w m−2)1

48.72 to 347.16

347.16 ±48.72

202.63±73.13

200.88 ±74.12

203.29±74.08

203.65±73.82

Salinity (‰)1

0.29 to 33.15

33.15 ±0.285

0.46±0.08

0.51 ±0.24

1.47±2.08

29.26±2.72

DO (% saturation)1

66.02 to 149

149 ±66.02

95.75±14.15

95.23 ±14

97.43±12.49

101.54±27.29

DO (mg L−1)1

5.38 to 13.84

13.84 ±5.38

8.92±1.29

8.80 ±1.64

8.81±0.94

8.68±2.35

DIN (mg L−1)2

0.16 to 5.4

5.04 ±0.16

3.29±0.86

2.81 ±0.99

3.27±0.94

1.04 ±0.36

DIP (mg L−1)2

0.02 to 0.75

0.75 ±0.02

0.17 ±0.12

0.24 ±0.14

0.18±0.18

0.07 ±0.03

Turbidity (NTU)2

8.18 to 1000

1000 ±8.18

451.95±366.17

437.67 ±338.65

416.89±346.04

9.80 ±1.20

2 to 84

84 ± 2

33.65 ± 24.39

27.50 ± 21.19

28.14±19.92

6.34 ±4.61

COD (mg L−1)2

570

1

Mean values from 15 min−1 intervals during all the monitoring days.

571

2

Mean values from the three samples collected per day during all the monitoring days.

572

35

573

Table 2. Seasonal and monthly variations in aquatic metabolism (mmol C m−2 d−1) at four sites during

574

monitoring period from 2009 to 2013 in the YRE; N represents the monitoring days. Negative (positive)

575

NEP values indicate biological metabolism emits (absorbs) CO2. Net ecosystem production Gross primary productivity

Ecosystem Respiration

(CO2 flux)

Season (N) Max

Min

Mean ± SD

Max

Min

Mean ± SD

Max

Min

Mean ± SD

All (68)

227.91

-181.00

-16.83±92.14

278.50

0.06

74.34±85.99

280.25

11.94

91.18±54.66

Spring (20)

24.25

-113.13

-29.97±33

102.09

0.06

27.18±31.58

187.81

11.94

57.15±46.72

Summer(28)

227.91

-133.81

52.03±91.96

278.5

34.97

147.89±86.24

280.25

24.75

95.86±59.77

Autumn (15)

25

-181

-114.07±60.93

150.88

1.64

21.71±45.91

202.97

59.66

135.77±40.49

Winter (5)

-54.5

-66.94

-58.23±5.16

30.78

0.78

9.02±12.75

85.28

56.78

67.25±11.48

Apr (13)

24.25

-51

-26.59±18.66

102.09

0.06

26.6±29.32

84.41

32.53

53.19±17.44

May (7)

15.22

-113.13

-36.26±39.86

74.69

0.63

28.26±29.89

187.81

11.94

64.51±64.54

Jun (19)

227.91

-133.81

3.61±94.78

265.25

14.69

96.23±69.54

280.25

24.75

92.63±67.45

Aug (9)

158.94

100.31

127.89±21.51

278.5

171.94

239.02±32.35

140.63

53.81

111.13±26.84

Sep (9)

25

-181

-122.56±70.53

150.88

4.59

35.08±51.71

202.97

118.34

157.64±33.41

Oct (6)

-23.72

-131.47

-103.8±40.91

35.94

1.64

8.17±13.63

133.11

59.66

111.97±27.8

Dec (5)

-54.5

-66.94

-58.23±4.99

30.78

0.78

9.02±12.44

85.28

56.78

67.25±11.12

Site A (13)

143.44

-123.92

-7.95±90.97

216.88

0.44

76.4±85.84

126.06

26.25

84.34±31.41

Site B (20)

158.94

-151.38

-31.31±80.8

250.81

0.78

49.77±74.26

167.13

11.94

81.08±46.37

Site C (18)

118.13

-181

-36.93±86.94

219.06

1.64

62.33±67.62

280.25

24.84

99.26±73.49

Site D (17)

227.91

-154.91

14.68±108.27

278.5

0.06

114.4±106.78

215

17.75

99.72±56.26

576 577

36

578

Table 3. RDA on YRE metabolism constrained by eleven environmental parameters All sites (N=68) Name (Abbr.)

Sites A, B and C (N=51)

pseudo Explains %

Explains

pseudo

P

Site D (N=17) Explains

pseudo

%

-F

P

-F

%

-F

P

DO%

43.30

50.40

0.002

31.50

22.50

0.002

63.10

25.70

0.002

Turbidity (Tur)

19.00

15.50

0.002

25.50

16.70

0.002

1.10

0.20

0.840

Chlorophyll a (Chl a)

16.30

12.80

0.004

24.00

15.50

0.002

29.20

6.20

0.012

Water temperature (Tw)

15.00

11.70

0.002

14.40

8.30

0.002

23.20

4.50

0.030

Chemical oxygen demand (COD)

13.30

10.20

0.002

17.50

10.40

0.006

9.80

1.60

0.210

Discharge (Dis)

9.40

6.90

0.004

15.40

8.90

0.004

0.60

<0.1

0.908

Solar radiation (Rs)

7.90

5.70

0.016

10.80

6.00

0.006

4.40

0.70

0.468

Salinity (Sal)

5.70

4.00

0.032

1.50

0.80

0.418

15.70

2.80

0.078

Dissolve inorganic nitrogen (DIN)

4.30

3.00

0.074

1.70

0.90

0.428

6.50

1.00

0.334

pH

3.30

2.30

0.120

1.40

0.70

0.468

13.00

2.20

0.152

0.80

0.50

0.578

<0.1

<0.1

0.944

4.30

0.70

0.484

Dissolve inorganic phosphorus (DIP) % of total variance for Axes 1

55.36%

50.23%

77.40%

% of total variance for Axes 2

7.15%

9.75%

12.92%

Cumulative %

62.51%

59.97%

90.32%

579 580 581

37

582

Table 4. Seasonal and annual air-sea CO2 flux in a subset of estuaries Annual

Name

°E

°N

Spring

Summer

Autumn

(mmol C

(mmol C

(mmol C

m−2 d−1)

m−2 d−1)

Winter

CO2 flux

(mmol C m−2 d−1)

(mol C m−2

Reference

m−2 d−1) yr−1)

Vellar (IN)

79.9

11.7

/

17.0

/

/

6.2

Sarma et al. (2012)

Baitarani (IN)

86.9

20.5

/

20.7

/

/

7.6

Sarma et al. (2012)

Pear River (CN)

115.5

22.5

60.2

70.7

47.0

22.2

6.9

Guo et al. (2009)

120.4

22.5

98.1

51.8

30.4

12.4

17.6

Chen et al. (2013)

120.4

22.5

114

160

48.9

121

40.5

Chen et al. (2013)

120.8

24.7

45.8

53.4

28.8

144

24.8

Chen et al. (2013)

Yantze (CN)

120.5

31.5

23.5

65.5

33.7

37.8

14.6

Zhai et al. (2007)

York River (US)

76.4(W)

37.2

10.0

29.0

16.7

6.5

5.6

Raymond et al. (2000)

118

38

29.97

-52.03

114.07

58.23

6.14

This study

KaoPing River (TW) Tung Kang River (TW) Chung Kang River (TW)

Yellow River (CN)

583

38

1

Figure 1. Map of the YRE with monitoring sites (A, B, C, +, and D). The "+" indicates that it

2

was only monitored once at this site in 2009. The water area was divided into two regions: the

3

near-shore coast area (in baby blue) and the inner estuary area (in white).

4 5

1

6

Figure 2. Variation in the YRE daily river discharge at Lijin station during the monitoring period

7

from 2009 to 2013

8 9

2

10

Figure 3. Monthly variations of environmental factors during the monitoring days (2009–2013) (a)

(b)

(c)

11

(d)

(e)

(f)

(g)

(h)

(i)

12

13 14

3

15

Figure 4. Multivariate analyses plots, including, (a) PCA results of environmental variables in

16

the YRE; (b) Spatial separation of principal component stations (site A, points 1-13 in the orange

17

area; site B, points 14-33 in the red area; site C, points 34-51 in the green area which including

18

the “+” sites; site D, points 51-68 in the blue area). Abbreviations: water temperature (TW),

19

salinity (Sal), chlorophyll a (Chl a), turbidity (Tur), chemical oxygen demand (COD), solar

20

radiation (Rs), discharge (Dis), dissolved inorganic nitrogen (DIN), dissolved inorganic

21

phosphorus (DIP), gross primary production (GPP), ecosystem respiration (ER), net ecosystem

22

production (NEP)

23 24 25 26

4

27

Figure 5. Seasonal (a), site (b) and monthly (c) variations in GPP, ER and NEP during the

28

monitoring period (2009 to 2013) in the YRE.

29

Different letters above the bar chart indicate significant differences of metabolism using

30

repeated-measures ANOVA at a confidence level of 0.05.

31 32

5

33

Figure 6. RDA plot of environmental variables to explain the variation in metabolism. (a) All

34

sites, (b) Sites A-C, including the “+” sites, (c) Only the coastline site.

35 36

6

37

Figure 7. VPA results identifying the contribution of environmental factors to the observed

38

variability in estuarine metabolism

39

Discharge events

Seasonal change 40

41

a=39.6%

c=29.2%

42

43 44

7

b=31.2%

Highlights: •

Net ecosystem production was used to represent CO2 flux from biological processes.



Annual net CO2 efflux was lower than expected in the Yellow River Estuary.



Annual CO2 emission from biological processes is 6.14 ± 33.63 mol C m−2 yr−1.



High CO2 emissions in autumn were balanced by high CO2 absorption in summer.



Water and sediment regulation affect CO2 flux slightly less than seasonal factors.

Declaration of interests ☒ The authors declare that they have no known competing financial interests or personal relationships that could have appeared to influence the work reported in this paper. ☐The authors declare the following financial interests/personal relationships which may be considered as potential competing interests: