Nonthermal plasma treatment of Aspergillus spp. spores on hazelnuts in an atmospheric pressure fluidized bed plasma system: Impact of process parameters and surveillance of the residual viability of spores

Nonthermal plasma treatment of Aspergillus spp. spores on hazelnuts in an atmospheric pressure fluidized bed plasma system: Impact of process parameters and surveillance of the residual viability of spores

Accepted Manuscript Nonthermal plasma treatment of Aspergillus spp. spores on hazelnuts in an atmospheric pressure fluidized bed plasma system: Impact...

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Accepted Manuscript Nonthermal plasma treatment of Aspergillus spp. spores on hazelnuts in an atmospheric pressure fluidized bed plasma system: Impact of process parameters and surveillance of the residual viability of spores Beyhan Gunaydin Dasan, Ismail Hakki Boyaci, Mehmet Mutlu PII:

S0260-8774(16)30351-X

DOI:

10.1016/j.jfoodeng.2016.09.028

Reference:

JFOE 8673

To appear in:

Journal of Food Engineering

Received Date: 19 February 2016 Revised Date:

26 August 2016

Accepted Date: 26 September 2016

Please cite this article as: Dasan, B.G., Boyaci, I.H., Mutlu, M., Nonthermal plasma treatment of Aspergillus spp. spores on hazelnuts in an atmospheric pressure fluidized bed plasma system: Impact of process parameters and surveillance of the residual viability of spores, Journal of Food Engineering (2016), doi: 10.1016/j.jfoodeng.2016.09.028. This is a PDF file of an unedited manuscript that has been accepted for publication. As a service to our customers we are providing this early version of the manuscript. The manuscript will undergo copyediting, typesetting, and review of the resulting proof before it is published in its final form. Please note that during the production process errors may be discovered which could affect the content, and all legal disclaimers that apply to the journal pertain.

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Nonthermal plasma treatment of Aspergillus spp. spores on hazelnuts in

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an atmospheric pressure fluidized bed plasma system: Impact of

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process parameters and surveillance of the residual viability of spores

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Name of the Authors:

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Beyhan Gunaydin Dasan1, Ismail Hakki Boyaci1, 2, Mehmet Mutlu3*

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Affiliation of the authors:

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Department of Food Engineering, Faculty of Engineering, Hacettepe

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University, Beytepe, 06800 Ankara, Turkey

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Turkey

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Biomedical Engineering, Faculty of Engineering, TOBB University of

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Economics and Technology, Sogutozu, 06560 Ankara, Turkey

Plasma Aided Biomedical Research Center (pabmed), Department of

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Food Research Center, Hacettepe University, Beytepe, 06800 Ankara,

*Corresponding author:

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Prof. Dr. Mehmet Mutlu

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TOBB University of Economics and Technology

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Faculty of Engineering Department of Biomedical Engineering Sogutozu, Ankara, 06560, Turkey Phone: +90 312 292 42 68

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Fax: +90 312 292 40 91

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e-mail: [email protected]

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Abstract In this study, the impact of fluidized bed reactor diameters and plasma forming

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gases on inactivation efficiency of the Atmospheric Pressure Fluidized Bed Plasma

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(APFBP) system for aflatoxigenic spores of Aspergillus flavus and Aspergillus

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parasiticus on hazelnuts were investigated. Hazelnuts were artificially contaminated

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with A. flavus and A. parasiticus and then treated with dry air or nitrogen plasma for

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up to 5 min in two different fluidizing bed reactors of APFBP system at various

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plasma parameters. The decontamination effect of APFBP on Aspergillus spp.

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spores increased with the applied reference voltage and the frequency. The killing

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effect of plasma on the spores decreased as the diameter of the fluidized bed reactor

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increased. The fungicidal effects on A. flavus (4.17 log) and A. parasiticus (4.09 log)

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were found for air plasma treatment after 5 min. Due to the formation of active

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plasma species in the presence of oxygen, the air plasma generated at APFBP

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system was more effective than nitrogen plasma on decontamination of Aspergillus

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spp. spores, as expected. The total inactivation of the natural background microbiota

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of hazelnuts was obtained within maximum 2 min APFBP treatment. The

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aflatoxigenic spores that remained on hazelnuts after plasma process were

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considered as damaged cells, because they could not continue growing during

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storage at 25 °C for 30 days. The damage caused by APFBP treatment on

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Aspergillus spp. spore cells was demonstrated by using scanning electron

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microscopy.

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Keywords: Atmospheric pressure plasma, Fluidized bed reactor, Inactivation, Aspergillus flavus, Aspergillus parasiticus, Hazelnut

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1.

Introduction Food safety is a crucial element of food industry, and decontamination is an

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essential step in many food processing industries. Due to more restrictive food laws

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and higher quality expectations, food safety for agricultural products, which are under

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the threat of toxigenic fungal infection, is gaining further importance. Filamentous

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fungi are ubiquitous in nature, but they present a potential threat for humans,

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especially those who are immunosuppressed, and for economically important plants

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and animals. Fungi can contaminate foods at several stages of production, whenever

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the conditions of temperature and humidity are favorable (Frisvad, 1991). Aflatoxins,

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naturally produced by Aspergillus species (i.e. Aspergillus flavus and Aspergillus

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parasiticus) during pre or post harvest of different crops, are the most toxic class of

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mycotoxins (Iqbal et al., 2012; Iqbal and Asi, 2013). The most commonly produced

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toxins are aflatoxin B1 (AFB1) and AFB2 (Smith, 1991). AFB1 was classified as a

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group 1A carcinogen by the International Agency for Research on Cancer (IARC,

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1993), and it has been associated with the development of human hepatic and extra

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hepatic carcinogenesis (Iqbal et al., 2012). Human exposure to AFs can result

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directly from the ingestion of contaminated foods, or indirectly through the

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consumption of foods derived from animals previously exposed to AFs through their

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feed (Hammami et al., 2014). The inhibition of aflatoxigenic fungal growth on food

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and feed is necessary to reduce the potential risk to human and animal health.

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The application of conventional thermal sterilization methods is limited since many

food products are sensitive to heat and moisture. With respect to the inactivation of Aspergillus spp., a variety of potential sterilization methods have already been researched, e.g. use of natural, biological or chemical agents (Guynot et al., 2005;

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Magnusson et al., 2003; Rusul and Marth, 1987; Stiles et al., 2002), microwave

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treatment (Basaran and Akhan, 2010; Czylkowski et al., 2013), gamma, UV and

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electron beam irradiation (Assuncao et al., 2015; Aziz and Moussa, 2002; Refai et

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al., 1996; Trompeter et al., 2002). Due to problems concerning safety issues,

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possible losses in the nutritional quality of treated commodities, and unsatisfactory

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efficacy, poor consumer acceptance and cost implications; none of these methods

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are efficient for reducing the fungal load.

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A promising nonthermal alternative to these methods is cold atmospheric pressure

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plasma technology, which enables a microbial multi target inactivation on food

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surface. Plasma, occasionally referred as the fourth state of matter, is a partially or

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completely ionized gas and a reactive atmosphere where a variety of energetic

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species (charged and excited particles, reactive neutrals and UV photons) are

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formed mainly from collisions of energetic electrons with heavy particles (atoms,

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molecules, ions). These plasma generated species can inactivate microorganisms

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both individually and in their synergetic combinations, but the latter gives a more

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effective outcome (Fridman, 2008; Moisan et al., 2002; von Keudell et al., 2010). The

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working gas used and other process parameters determine the concentration of

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these different reagents (Ehlbeck et al., 2011; Weltmann et al., 2008). Cold plasma

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can be generated under atmospheric and low pressure conditions by using radio

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frequency or microwave sources. Plasma applications performed under atmospheric

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pressure have already antimicrobial effects at temperatures below 40 °C (Frohling et

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al., 2012; Knorr et al., 2011).

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The use of plasma is well established in several fields such as surface

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modification for variable applications (Biederman et al., 2001; Mutlu et al., 1998),

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electrochemical sensors (Gunaydin et al., 2010), and preparation of functional surfaces e.g. amphoteric, bacterial anti-fouling (Akdogan and Mutlu, 2012; Cokeliler et al., 2007; Sen et al., 2012). Due to the nonthermal characteristic of non-equilibrium

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plasma discharges (energetic electrons but cold heavy particles), these plasma

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processes offer unique combination of high reactivity at moderate temperatures,

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which is beneficial for the treatment of temperature sensitive substrates. In general,

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plasma-generated species only act on the surface of substrates; therefore, the

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reduction of microbial contamination is limited to the outer surface, where most of the

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contamination is located (Laca et al., 2006). However, bulk properties are not

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affected. There are three primary mechanisms by which cold plasma inactivates

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microorganisms: (1) direct chemical interaction of cells with reactive species and

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charged particles; (2) UV damage of cellular components and membranes; (3) UV-

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mediated DNA strand breakage. While one mode of action may be more

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predominant than another in any given cold plasma system, the greatest sanitizing

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efficacy will be achieved through multiple antimicrobial mechanisms (Laroussi et al.,

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2004; Moisan et al., 2002; Niemira, 2012).

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Many studies on plasma inactivation are available and have been reviewed by

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many researchers (Boudam et al., 2006; Lerouge et al., 2001; Moisan et al., 2001).

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There are also studies on plasma decontamination of various kinds of food e.g.

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bacon, pork, ham, apples, melons, mangos, lettuce, cheese, eggs and nuts (Misra et

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al., 2011; Shama and Kong, 2012). Furthermore, recent studies on plasma treatment

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of corn salad (Baier et al., 2013), fresh fruit and vegetables (Schnabel et al., 2014),

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cheddar cheese (Yong et al., 2015), wheat grains (Butscher et al., 2015; Butscher et

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al., 2016), herbs and spices (Hertwig et al., 2015a), and whole black pepper (Hertwig

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et al., 2015b) have been published.

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To the best of our knowledge, there has been no available study focusing on the

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atmospheric pressure plasma decontamination of aflatoxigenic fungal infection on

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grain-like food products due to their high pathogenicity. Hazelnut was chosen as

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model food sample owing to the facts that they are susceptible to toxigenic fungal infection during postharvest operations, transport and storage, and that fungal contamination may result in mycotoxin production (Arrus et al., 2005; Williams et al.,

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2004), cause health problems and financial burden especially during exportation.

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Mycotoxins are produced at the end of the exponential phase or at the beginning of

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the stationary phase of the mould growth, which corresponds to the fifth day for

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Aspergillus, at optimal conditions of temperature (27-30 °C) and relative humidity

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(85%) to produce aflatoxins (Carjaval and Castillo, 2002). Rather than eliminating the

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toxins after they have been produced, the goal should be the inactivation of fungus

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before toxin production. The aim of this study is to investigate the feasibility of plasma inactivation of

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aflatoxigenic spores on hazelnuts in two different fluidizing bed reactors and to study

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the influence of process parameters on decontamination efficacy of atmospheric

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pressure fluidized bed plasma (APFBP) system. The APFBP system allows for the

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plasma treatment of a continuously flowing granular product and is, in principle,

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scalable to industrial dimensions. In addition, multiple circulations of the product in

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the system make it possible to realize an adequate treatment time. In some studies,

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other researchers have only used a vibrating table that ensures homogeneous

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treatment of granular particles (Butscher et al., 2016). In our study, granular food

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sample was subjected to fluidization, which causes bouncing and rotation of

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particles. This continuous movement and the avoidance of permanent contact points

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with the plasma jet provide homogenous particle treatment. In our previous study, we

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achieved significant reductions of aflatoxigenic fungi on hazelnuts in APFBP system

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in one fluidizing reactor by applying air plasma. In this study, the impact of fluidized

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bed reactor diameter and plasma forming gases on inactivation efficiency of the

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APFBP system on aflatoxigenic fungi were investigated. And then, survival of the

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spores after plasma treatment during a certain storage period, an aspect which is not

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taken into consideration in most other studies on plasma decontamination of food

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products, was studied.

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Materials and methods

2.1.

Hazelnut samples

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Hazelnut was selected as model food sample in this study. Hazelnut samples

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were purchased from a local supplier from the northeast region of Turkey as

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unroasted, and they retained their inner shells that were 9-11 mm in diameter,

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0.59±0.07 g in weight, and 0.97±0.06 g/cm3 in density. Samples were stored at 4 °C.

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2.2.

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survivor microorganisms on sample surfaces

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Microbial procedure/Evaluation of the initial and plasma treated

Aflatoxin producing species of Aspergillus [A. flavus (ATCC 327) and A.

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parasiticus (ATCC 1041)] were obtained from TÜBİTAK MAM Culture Collection,

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Turkey, on slant agar media. These pure cultures were inoculated onto slants and

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plates of Yeast Extract Glucose Chloramphenicol (YGC) Agar (Merck KGaA,

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Darmstadt, Germany) and cultured for 5 days at 25-28 °C.

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A pre-decontamination process was applied to hazelnuts with 70% ethanol (Merck

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KGaA, Darmstadt, Germany) in order to avoid the natural background microbiota,

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and then artificial contamination procedure with A. flavus / A. parasiticus was carried

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out, which was described in detail in our previous study (Dasan et al., 2016).

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The same microbiological procedure was applied to the samples both before the

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plasma treatment to determine the initial fungal load on the surface and after the

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plasma

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decontamination process. Samples were dispersed into 0.85% sterile saline solution

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containing 0.1% Tween 80, which ease the transfer of especially fungal spores from

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the surface to the dilution solution by altering the surface energy (Aberkane et al.,

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2002). After rinsing for 15 min, the resulting washing solution was serially diluted and

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treatment

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mold spore counts were determined by surface plating (100 µL) of appropriate aliquots in triplicate on YGC agar. YGC plates were incubated at 25-28 °C for 3-7 days and colonies were counted after the incubation period. The results were

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expressed as log colony-forming units per gram (log cfu/g) and the detection limit of

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this method was 10 cfu/g. Three samples were taken from each experiment having

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been performed at varying parameters and evaluated in duplicate. For standard

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difference calculation, first the duplicates were averaged, and then mean was

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calculated from three sample results. Then, the surviving fungal spore counts after

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plasma process was compared to the mean of six control samples, which were

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inoculated but untreated samples representing the initial microbial concentration. D-

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values of the Aspergillus spp., which express the time required for the reduction by

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one logarithmic unit, were determined for each specific plasma treatment condition,

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where Nt is the final spore concentration and N0 is the initial value:

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ℎ     = −.  =  

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2.3.

Experimental setup

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The atmospheric pressure plasma system (Plasmatreat GmbH, Steinhagen,

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Germany) consists of a 3x400V-16A power generator, a plasma jet, a high voltage

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transformer and a pressure supply control unit. In the atmospheric pressure plasma

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jets, the active region of the discharge is blown by flowing auxiliary gas, which pulls

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the particles outside the electrode area in propagating ionization waves and forms a

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stream of active particles burning as a small jet. Local applicability and higher power

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are coupled, and the generated plasma at atmospheric pressure directly gets into

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contact with the treated surface. The atmospheric pressure plasma system could be

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operated with dry air and nitrogen in the range of 5–10 kV electrode voltage and 18-

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25 kHz frequencies (at a maximum power of 655 W) with a precursor gas flow of

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1000-5000 L/h.

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Two fluidized bed reactors at two different diameters with the same L/D ratio of 3

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were designed to be compatible with APFBP system. These reactors were made from glass with a 49 mm diameter, 147 mm length for the first reactor and 65 mm diameter, 195 mm length for the second reactor with the same L/D ratio of 3. A

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schematic representation of the atmospheric pressure fluidized bed plasma reactor

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was given in Fig.1. Detailed information and demonstration of the designed APFBP

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system was given in our previous study (Dasan et al., 2016).

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Hazelnuts that were artificially contaminated with A. flavus and A. parasiticus were

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placed in the APFBP reactor in direct contact with plasma afterglow. The plasma was

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ignited for the respective treatment time at variable plasma parameters [655 W-460

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W] by using dry air and nitrogen as the plasma forming gas at 3000 L/h flow rate.

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Reference trials only with airflow were performed under the same conditions without

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generating plasma using the method given in detail by Dasan et al. (2016). It was

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clearly seen that mold spores were strongly adhered to the hazelnut surface and the

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pure gas flow had no effect on the inactivation of fungal spores. Following the

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plasma treatment, the substrates were poured into sterile Erlenmeyer flasks and the

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microbiological procedure was applied as described in previous section.

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Decontamination of natural background flora

A homogeneous sampling of the hazelnut samples that represents the whole bulk

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was performed to determine the natural background micro flora concentration, and

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then the same microbiological surface washing procedure was applied as described

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above. Total yeast-mold (YM) counts were determined by surface plating on YGC

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agar, while total aerobic mesophilic bacteria (TAMB) counts were determined by

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surface plating on Tryptic Soy Agar (TSA). YGC and TSA plates were incubated at

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25-28 °C for 3-7 days and 35-37 °C for 2 days, resp ectively. Colonies were counted

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after the incubation period and the results were expressed as log colony-forming

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units per gram (log cfu/g).

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Plasma decontamination process at optimum parameters were applied to the

control hazelnut samples (without pre-decontamination process) at APFBP system. The surviving microbial counts on the samples after plasma treatment were

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determined as described before. Three samples were taken from each experimental

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run and evaluated in duplicate. Standard errors were calculated from three sample

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results.

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2.5.

Survival of the Aspergillus spp. spore cells after plasma treatment /

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Discrimination of the healthy and damaged spore cells Microbial cells exposed to different physical and chemical treatments suffer injury

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that could be reversible in food materials during storage. The injured cells can repair

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in a medium containing the necessary nutrients under optimum conditions (pH,

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temperature) leading to outbreaks of foodborne disease and food spoilage. The

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injured cells can form colonies on non-selective but not on selective agar. A suitable

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medium was designed to show inhibitor effect on plasma treated and damaged

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Aspergillus spp. spore cells, while allowing untreated and healthy ones to grow. A

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similar method was applied to investigate the injury recovery of pathogenic bacteria

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(S. aureus, L. monocytogenes) in high hydrostatic pressure treated milk during

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storage in which varying supplements were used to compose selectivity in the

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growing media for each tested pathogen (Bozoglu et al., 2004). From this point of

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view, YGC agar medium was modified by adding varying concentrations of weak acid

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preservatives (sodium benzoate (SB), potassium sorbate (PS)) which are known as

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preservatives for fungal growth of common contaminants of bakery products

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including isolates of Eurotium, Aspergillus and Penicillium (Marin et al., 2003; Marin

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et al., 2002). The basic aim was to prove that the remainder fungal spore load on the

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food samples after plasma process were also damaged cells, which could not

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continue growing during storage. Distinguishing healthy Aspergillus spp. spore cells

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from those, which were damaged after plasma process, was also a focus of this study. For this purpose, SB and PS were added to YGC agar composition at the required amount before autoclaving to obtain varying final concentrations (0.05- 2%). Molten media (15 mL) was poured into 9 cm sterile Petri plates. The pHs of the final

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media were checked after sterilization with a PHM210 pH meter (Radiometer,

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Denmark).

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For each isolate, an untreated spore suspension of ≈ 107 spores/mL was

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prepared, and Petri plates were point-inoculated in the center. Plates were incubated

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for 7 days at 25-28 °C. Colony diameters were recor ded, and visible growth period

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was traced. The Petri plates were examined daily or when necessary, and the

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diameter of the growing colonies were measured in two directions at right angles to

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each other. The concentrations of preservatives added to YGC agar media for

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modification were optimized by taking into consideration the inhibitor effects on

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Aspergillus spp. Following this process, untreated spore suspensions of A. flavus

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and A. parasiticus (≈ 107 spores/mL), as the control group, were inoculated on both

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control and modified YGC agar media by surface plating (100 µL) of appropriate

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aliquots in triplicate to determine the spore counts. At the same time, spore counts of

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surviving Aspergillus spp. on hazelnut samples after plasma treatment at optimum

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plasma parameter (655 W air plasma at D1: 49 mm reactor) were determined through

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surface plating of appropriate aliquots in triplicate on the same control and modified

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YGC agar media. Plates were incubated for 7 days at 25-28 °C.

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2.6.

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(SEM)

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Sample preparation procedure for Scanning Electron Microscope

Scanning electron micrographs were obtained from control and plasma treated

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(655 W – 30 s) A. flavus and A. parasiticus spores. The suspensions consisting of

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fungal hyphae and spores were fixed in 2.5% gluteraldehyde overnight at 4 °C,

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rinsed with 0.1 M sodium phosphate buffer (PBS), and then fixed with 1% osmium tetraoxide (OsO4) in 0.1 M PBS for 30 min. Following three rinses in 0.1 M PBS (10 min each) and two rinses with water (10 min each), fixed samples were dehydrated

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in a graded series of ethanol concentrations (from 30% to 100%) for 15 min each.

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The samples were fully dehydrated by applying three times 10 min washes in 100%

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ethanol. 10 µL portions of the sample were placed on SEM stubs, which were air-

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dried in desiccators before sputter coating with a thin layer of gold palladium. After

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coating, the samples were examined using a scanning electron microscope

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(QUANTA 400F Field Emission SEM, METU Central Lab., Ankara Turkey) operated

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at the high vacuum mode with an acceleration voltage of 20 kV (Dasan et al., 2016;

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Guven et al., 2011).

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Statistical analysis

All experiments were performed in triplicate. Each observation within

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each replicate was determined in duplicate. The microbial counts for each

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replicate were transformed to log CFU/g and treatments were assigned for

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comparison. The statistical analysis was performed by one-way analysis of

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variance (ANOVA) using SPSS 13.0 statistical package (SPSS Inc., Chicago,

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USA). When significant differences were detected, the differences among the

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mean values were determined by performing Duncan’s multiple comparison

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tests at a confidence level of p < 0.05.

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3.

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3.1.

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Results and discussion

Initial concentrations of Aspergillus spp.

Hazelnuts were artificially contaminated with A. flavus/A. parasiticus and

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incubated for 18-24 h at 25-28 °C to enable mold spores to adhere to the sample

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surfaces. The initial fungal load concentrations on the samples were given in Table 1.

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3.2.

Reduction of A. flavus and A. parasiticus in APFBP reactors via air

plasma

APFBP was applied at two different frequencies (25 kHz and 20 kHz) and varying

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reference voltages (100% V, 90% V, 80% V) for 1 to 5 min by using dry air as the

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precursor with a flow of 3000 L/h in two fluidizing reactors with different diameters

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(D1: 49 mm and D2: 65 mm).

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3.2.1 First fluidized bed reactor (D1: 49 mm) The results of plasma inactivation of A. flavus and A. parasiticus spores on

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hazelnut samples in the APFBP system was reported in our previous study in which

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the first reactor (D1: 49 mm) was used (Dasan et al., 2016). In that study, air plasma

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treatment at 25 kHz with the reference voltage of 100% V at atmospheric conditions

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were the optimum parameter that ended up with the highest inactivation. This plasma

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treatment inhibited A. flavus and A. parasiticus spores by 4.50±0.15 and 4.19±0.06

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log (cfu/g) in 5 min.

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3.2.2 Second fluidized bed reactor (D2: 65 mm)

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The same plasma decontamination process was carried out in the second

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fluidizing reactor (D2: 65 mm) with a greater diameter to investigate the impact of

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reactor dimensions on lethal effect of the plasma. At the end of 5 min APFBP

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treatment at 25 kHz and 20 kHz with the reference voltages of 100% V, 90% V, and

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80% V; A. flavus on hazelnuts was inhibited by 3.82±0.20, 3.45±0.15, 3.02±0.17 log

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(cfu/g) and 3.22±0.20, 2.77±0.10, 2.58±0.10 log (cfu/g), respectively (Fig.2.). All

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substrates presented in this study show a fungal spore reduction characteristic,

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which is fast in the beginning and slows down after the fast initial phase because of

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the spore distribution on the sample surface. A big proportion of the spores were

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distributed over the outer side of the hazelnuts, and hence easily accessible for the

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plasma species. At the same time, some spores may have been hidden in the porous surface of the hazelnut where they could be shaded from the plasma species during the process. A major challenge in the plasma decontamination of grain-like products is presumed to result from their complex surface structure and geometry, where

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microorganisms can be sheltered by the uneven surface, loose pieces of particle or

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hidden deep inside the surface. The penetration limitation of the active species

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formed during plasma process is the biggest restricting factor for the use of plasma

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technology in sterilization and decontamination treatments. For this reason,

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decontamination efficiency of plasma process will be increased with the smoothness

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of the applied surfaces. Parallel with the findings in our studies, Hertwig et al. (2015b) reported in their

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study on plasma decontamination of whole black pepper that the inactivation

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efficiency of direct plasma treatment is reduced since the surface structure of

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peppercorns with cracks, grooves and pits shield microorganisms from active

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species. In another study, plasma decontamination of rapeseeds to molecular sieves,

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glass beads and glass helixes were compared and an improved inactivation

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efficiency was obtained for glass substrates while molecular sieves showed even

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lower reductions than rapeseeds (Schnabel et al., 2012b). Butscher et al. (2016) also

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inactivated G. stearothermophilus endospores by 5 log on polypropylene (PP)

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granules and 4 log on PP plates, but only 1 log CFU on wheat grains due to the

353

surface topography. Differences in inactivation efficiency were attributed to the

354

complexity of the surface structure. A further comparison of rapeseeds, radish, dill,

355

carrot, parsley, soft wheat and peppercorns also revealed a correlation between

356

surface topologies and inactivation kinetics (Schnabel et al., 2012a). On the other

357

hand, higher inactivation levels of Aspergillus spp. spores could be reached by a

358

lower initial concentration, which prevents stacking of spores on the surface of

359

samples. Stacking tend to decrease the efficiency of plasma inactivation since

360

covered microorganisms are shielded from the produced plasma species (Hury et al.,

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1998; Moisan et al., 2002). The influence of inoculation level is an important aspect, and its impact should be further investigated. The linear velocity of the particles decreases in the fluidized bed when the gas

364

flow that provides the fluidizing process –which is higher than the minimum

365

fluidization velocity- is kept constant, while the diameter of the reactor increases. In

366

this case, the decontamination effect of plasma might be expected to be higher

367

because particles will move closer to the plasma jet as their linear velocity decrease.

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However, as seen through the results, the killing effect of plasma on the spores

369

decreased as the diameter of the fluidized bed reactor increased, which might be a

370

consequence of the increase in the reactor volume. Compared to the first reactor,

371

particles gain movement and fluidize in a larger volume, and the number of passing

372

of particles in front of the plasma jet might decrease as the diameter of the reactor

373

increases. On the basis of “collision theory” and “probability density function”

374

concept, having a larger diameter in reactor reduces the probability of the meeting of

375

the active species of plasma with hazelnut particles. Besides, the total density of the

376

active species generated during plasma process, which causes the killing process of

377

microorganisms, decreases as the reactor volume increases, and thus the lethal

378

affect also decreases.

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In the case of A. parasiticus, APFBP treatment at 25 kHz and 20 kHz with the

380

reference voltages of 100% V, 90% V, 80% V caused reductions by 3.75±0.08,

381

3.28±0.04, 2.94±0.08 log (cfu/g) and 3.12±0.10, 2.61±0.15, 2.34±0.08 log (cfu/g),

382

respectively (Fig.3.). Parallel with the results of the previous study, it was observed

383

that A. flavus spores were more susceptible to plasma decontamination process than

384

A. parasiticus spores. The killing effect of APFBP treatment on A. flavus spores were

385

found to be higher, thus a more considerable reduction was achieved when all other

386

parameters were kept constant. The definitive difference between the two species is

387

that A. flavus produces conidia which are rather variable in shape and size, have

388

relatively thin walls and range from smooth to moderately rough, the majority being

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finely rough. In contrast, conidia of A. parasiticus are spherical and have relatively thick, rough walls (Pitt and Hocking, 2009). For this reason, reactive species produced during plasma would easily react to relatively thin-walled and smoother conidia of A. flavus and a higher lethal effect is an expected finding. The statistical analyses of the decontamination results were given in the supplementary material.

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395

3.3.

Reduction of A. flavus and A. parasiticus in APFBP reactors via

396

nitrogen plasma The results achieved from the first part of the experiments in which air plasma was

398

applied on hazelnut samples showed that the maximum aflatoxigenic fungal spore

399

reduction was obtained at 100% reference voltage and 25 kHz frequencies with a

400

total power of 655 W was applied at both fluidized bed reactors (D1: 49 mm and D2:

401

65 mm). In the second part of the study, nitrogen was used as the plasma forming

402

gas to investigate the effect of gas composition on inactivation of Aspergillus spp.

403

spores during plasma process.

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APFBP was applied to hazelnuts at the optimum plasma parameter (655 W) for 1

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to 5 min by using nitrogen as the precursor at both fluidizing bed reactors.

406

3.3.1 First fluidized bed reactor (D1: 49 mm)

At the end of 5 min nitrogen plasma treatment at optimum parameters to hazelnut

408

samples artificially contaminated with Aspergillus spp., 4.17±0.15 and 4.09±0.16 log

409

(cfu/g) reductions were achieved on A. flavus and A. parasiticus spores at D1: 49 mm

410

reactor (Fig.4.a).

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It was observed that the air plasma generated at APFBP system was found to be

412

more effective than nitrogen plasma for decontamination of Aspergillus spp. spores.

413

Reactive atoms, charged particles, reactive oxygen species (ROSs), reactive

415 416 417

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nitrogen species (RONs) and UV photons, each of which contributes to inactivation of microorganisms, are formed when air is used as plasma process gas (MaiProchnow et al., 2014). However, a large part of the antimicrobial effect of atmospheric pressure plasma is attributed to the reactive oxygen and nitrogen

418

species (RONS) (Graves, 2012). Reactive oxygen species (atomic oxygen (O),

419

ozone (O3), and hydroxyl radicals (OH•)) generated during plasma in the presence of

420

oxygen are known to be the most important components that provide plasma

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inactivation, cell damage and cell death (Fridman et al., 2007; Moisan et al., 2001;

422

von Woedtke et al., 2013). Therefore, owing to oxygen content of air, the damage

423

caused by the plasma active species generated during plasma process on cells was

424

higher than nitrogen.

425

3.3.2 Second fluidized bed reactor (D2: 65 mm)

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Reductions of 3.70±0.12 and 3.57±0.11 log (cfu/g) were achieved at D2: 65 mm

427

reactor on A. flavus and A. parasiticus spores after nitrogen plasma treatment of 5

428

min in APFBP system (Fig.4.b).

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While the reductions on A. flavus and A. parasiticus achieved at D1: 49 mm

430

fluidized bed reactor was higher, A. flavus spores were more susceptible to plasma

431

decontamination process than A. parasiticus spores. These results confirm the

432

decontamination data obtained from APFBP reactors by using dry air as precursor.

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A closer look at the inactivation characteristics (see Figures 2-4) indicates

434

multiphasic behavior with a faster initial inactivation and a subsequent decrease in

435

inactivation rate. This phenomenon implies that not all microorganisms are equally

436

exposed to plasma treatment, and it is often explained by stacking of microorganisms

437

and the action of different inactivation mechanisms. High contamination levels can

438

result in stacking of microorganisms, where the topmost layer is easily accessible for

439

fast inactivation mechanisms (e.g. UV inactivation), while the covered layers are

440

shielded until the upper layers are eroded, a process which is considered to proceed

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more slowly (Hury et al., 1998; Moisan et al., 2002). Besides stacking of microorganisms, the distribution of microorganisms over the sample surfaces might also motivate multiphasic inactivation characteristics. While the majority of

444

microorganisms are spread over the outer surface and accessible to plasma-

445

generated species, a part of the microorganisms might be hidden inside the rough

446

structure where they are shielded from reactive species. The statistical analyses of

447

the decontamination results were given in the supplementary material.

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The temperature inside the fluidized bed reactors during the plasma process was

449

below 45 °C, which could be considered as acceptabl e for “nonthermal” treatment of

450

food materials. The temperature change on hazelnut surfaces during APFBP

451

treatment at varying parameters were given in our previous study in detail (Dasan et

452

al., 2016).

453

3.4.

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Inhibition of natural background flora

The microbial load of total aerobic mesophilic bacteria (TAMB) and yeast-mold

455

(YM) flora found on natural background microbiata of hazelnuts were 3.27±0.17 log

456

(cfu/g) and 3.45±0.03 log (cfu/g), respectively.

SC

454

Plasma decontamination process was applied to hazelnuts to inactivate the

458

natural background flora without pre-decontamination treatment with 70% ethanol

459

and artificial contamination with aflatoxigenic fungi. APFBP treatment was performed

460

at the optimum process parameters at which the maximum microbial reduction was

461

achieved in previous experiments, 655 W plasma power was applied for 1 to 5 min

462

by using dry air as the precursor at D1: 49 mm fluidized bed reactor.

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No viable cells of TAMB and YM flora on hazelnut samples were detected after 2

464

min of APFBP treatment applied at optimum parameters. A 3.27±0.17 log (cfu/g)

465

reduction was achieved on TAMB, while in the case of YM flora, a 3.45±0.03 log

466

(cfu/g) reduction was obtained after 2 min of plasma decontamination process on

467

hazelnuts (Fig.5.).

469 470 471

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The inactivation of natural background microbiota of hazelnuts within maximum 2

min of APFBP treatment demonstrates that this decontamination process is also effective on non-toxigenic and mixed flora found naturally on food samples.

3.5.

Determination of D-values of microorganisms

472

Experimental investigation of the kinetics of cell inactivation is paramount in

473

providing a reliable temporal measure of microbial destruction and one kinetics

18

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measurement parameter, which has been used extensively by researchers studying

475

sterilization by plasma, is what is referred to as the “D” value (Decimal value)

476

(Laroussi, 2002). D-value is a kinetic measurement parameter used for

477

characterizing the slope of survival curves and inactivation phases (Laroussi and

478

Leipold, 2004; Selcuk et al., 2008) which is expressed in the unit of time and

479

determined as the time for one log reduction. Exposure to plasma provides survival

480

pilots with multiphasic linear segments (Figs. 2-5). Therefore, D1, D2 and D3 values

481

were calculated from interpolated trend-lines by using the data between 0 and 1, 1-3

482

and 3-5 min treatment periods, respectively, to characterize the slope of each

483

segment, which refers to an inactivation phase (Table 2). As clearly seen from the

484

results, the first step of inactivation kinetics generally has the smallest D values,

485

while the second and third steps have larger ones. The fungal spores that were

486

distributed over the outer side of the hazelnuts were easily inactivated by plasma

487

species, while a part of them may have been sheltered in the uneven surface.

488

Therefore this could require a longer time for inactivation.

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Under plasma treatment, microorganisms undergo intense electron or ion

490

bombardments and their spore coatings or cell wall materials are eroded and

491

sometimes rupture that result in fatal outcomes (Moisan et al., 2001). To date, the

492

experimental work on germicidal effects of atmospheric pressure plasmas has shown

493

that D-value could vary considerably and survivor curves take different shapes

494

depending on the type of microorganism, the type of the medium supporting the

496 497

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microorganisms and the method of exposure (direct or remote). On inorganic substances D-values to inactivate a great variety of microorganisms ranged from 2 s to 5.5 min (Park et al., 2007). D-values of 1.1 min and 4.2 min were calculated from a

498

plasma treatment of 15 min for A. parasiticus when SF6 and air was used as process

499

gases in low-pressure plasma (Basaran et al., 2008).

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3.6.

Recovery of the Aspergillus spp. spore cells after plasma treatment /

501

Discrimination of the healthy and damaged Aspergillus spp. spore cells after

502

plasma treatment

503

Plasma could either compromise the integrity of the whole cell, leading to its death,

504

or could simply render the cell uncultivable but not necessarily dead (Laroussi and

505

Leipold, 2004). Therefore, the impact of storage on recovery of aflatoxigenic fungi on

506

the surface of hazelnut samples following the plasma treatment was investigated

507

after 30 days of storage at 25 °C. The results obta ined from these experiments had

508

been given in our previous study (Dasan et al., 2016). Table 3 shows the viable

509

spore counts of Aspergillus spp. which were evaluated both immediately and after 30

510

days of storage at 25 °C following the plasma treat ment. And also, hazelnuts, which

511

were artificially contaminated with Aspergillus spp. spores at a level close to the final

512

concentration on the surface after plasma treatment (≈ 1-2 log cfu/g) were evaluated

513

as control.

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According to the results, Aspergillus spp. spores continued to grow on the control

515

samples of hazelnuts under the storage conditions. In A. flavus and A. parasiticus

516

counts of control hazelnut samples, 115% and 76% increases were observed at the

517

end of the storage period. However, A. flavus and A. parasiticus counts on plasma

518

treated hazelnuts samples decreased by 5% and 10% after storage for 30 days. It

519

was observed that the damage caused by plasma process on Aspergillus spp.

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spores were not temporary; the detrimental effect occurred on the structure of spores could not be repaired during storage. Besides, contrary to what is expected, the viable spore counts decreased. Damaged spore cells could maintain their viability

523

immediately after plasma treatment; however, they could not protect their vitality

524

during storage period due to the damage caused in the course of plasma treatment.

525

Since hazelnut surface provides less optimal growing conditions for fungal spores

526

compared to growing medium, Aspergillus spp. spore counts on control samples

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after 30 days of storage were ≈ 4-5 log (cfu/g), while their concentrations could reach

528

to ≈ 7 log (cfu/g) at growing medium. As a result, the remaining fungal spore cells on

529

hazelnuts could preserve only their vitality in dormant state during the storage since

530

they were damaged. When inoculated on growing media at the end of storage, they

531

could form colonies on agar plate as they are living cells.

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In addition to this, modified YGC agar media were prepared by using weak acid

533

preservatives, which were known to prevent the fungal growth. They were used to

534

confirm that Aspergillus spp. spores remaining after plasma treatment could not grow

535

on hazelnut samples during storage as a consequence of the damage they were

536

exposed to during plasma treatment. The basic aim was to prove that the remaining

537

fungal spore load on the sample surfaces after plasma process were also damaged

538

cells that could not continue growing during storage, while Aspergillus spp. spores on

539

untreated samples as control group could grow at the same storage conditions. In

540

the presence of optimum concentration of preservative, distinguishing healthy

541

Aspergillus spp. spore cells from the ones damaged after plasma process was

542

aimed. For this purpose, modified YGC agar media were prepared by adding varying

543

concentrations of SB and PS. It was observed that PS showed greater inhibition of

544

Aspergillus spp. colonies on the basis of colony diameters compared to SB;

545

therefore, further experiments were performed by using varying concentrations of PS

546

in the modification of YGC agar medium. Potassium sorbate was also defined as the

547

most suitable weak-acid preservative for preventing fungal growth regardless of

549 550 551

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physical conditions such as pH and aw (Marin et al., 2002). The reduction percentage of colony diameter of point-inoculated untreated Aspergillus spp. on 7th day of incubation at 25-28 °C on PS modified YGC media in comparison with YGC (control) agar were given in Table 4.

552

Fig.6. illustrates the results of spore counts of untreated Aspergillus spp. spores

553

on PS modified and control YGC agar media. The untreated Aspergillus spp. spores

21

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could grow on YGC agar media modified with PS at concentrations varying between

555

0.25-1%, while the growth of both isolates were inadequate at 2% PS. At this point,

556

it’s obvious that the untreated Aspergillus spp. spores could grow in the presence of

557

1% PS, and PS did not show inhibitor effect on spores before this concentration. The

558

pH values of the media used were given in Table 5.

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Spore counts of surviving Aspergillus spp. on hazelnut samples after plasma

560

treatment of 5 min at optimum plasma parameter (655 W air plasma at D1: 49 mm

561

reactor) on the same growing media were given in Fig.7.

SC

559

As clearly seen from the results, no substantial difference was observed in the

563

growth of plasma treated Aspergillus spp. spores at 0.25- 0.50% PS modified and

564

control YGC agar media. However, the spore counts of plasma treated Aspergillus

565

spp. spores on hazelnut samples were much less at 1% PS modified YGC agar than

566

at control YGC agar. Also, no viable spore counts of plasma treated species were

567

observed on 2% PS modified YGC agar, but at the same time, this concentration of

568

preservative inhibited the growth of healthy control Aspergillus spp. spore cells

569

(Fig.6.). As a result, the presence of 1% PS in growing medium did not show any

570

inhibitor effect on untreated Aspergillus spp. spores, while the same concentration of

571

PS inhibited the growth of plasma treated ones. The harm given by plasma to the

572

structure of Aspergillus spp. spores on hazelnut surfaces after plasma treatment

573

inhibited their growth during storage time. The damaged cells could preserve their

574

vitality on the hazelnut samples during storage without increasing their concentration.

576

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3.7.

Scanning Electron Microscopy (SEM) images

The effects of atmospheric plasma process on the structure of Aspergillus spp.

577

were demonstrated via scanning electron microscopy. Fig. 8 (a-d) shows the SEM

578

imaging of A. flavus and A. parasiticus spores before and after plasma treatment (at

579

655 W for 30s). The damage caused by plasma on the structure of conidial head of

580

A. flavus could be clearly seen in Fig. 8 (a) and (b). The metulae and phialide

22

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structures of A. flavus were completely destroyed and splintered because of the

582

damage caused by active species formed during plasma process. In Fig. 8 (c) and

583

(d), the untreated spores of A. parasiticus were observed as individually spread

584

spheres, whereas the integrity of the spore cells were broken after plasma process

585

and the cell contents were dispersed as clusters. SEM results reveal the damage

586

occurred after plasma process that destroyed the cell integrity and consequently the

587

death of the cells. The treated samples show clear indications of a strong erosion

588

mechanism, which causes considerable perforation and disintegration. Presumably,

589

this erosion phenomenon results from so-called chemical sputtering, a process

590

where defects are created by the impact of ions, and oxygen species interact with

591

these defects to form volatile compounds like CO, CO2 and H2O (Raballand et al.,

592

2008; Rauscher et al., 2010; Rossi et al., 2009).

593

4.

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Conclusion

This study shows the difference in the antimicrobial efficiency between

595

atmospheric pressure fluidizing bed plasma reactors with varying diameters by

596

means of using two different precursors as plasma forming gas on hazelnuts. The

597

focus of the study was the plasma inactivation of aflatoxigenic Aspergillus spp.

598

spores on model food sample at atmospheric pressure fluidized bed plasma reactors

599

flooded with air and nitrogen. Aspergillus spp. spores could be efficiently inactivated

600

on hazelnut samples. Yet, optimizing the plasma process conditions and decreasing

602 603

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601

TE D

594

the initial microbial load could improve the treatment efficiency. Although the mechanisms of plasma inactivation in our experiments are still not

fully clarified, further studies should focus on the question whether the

604

decontamination process can be improved by carefully tuning the gas mixture.

605

Reactive gases like oxygen could be added to increase the formation of reactive

606

oxygen species with high antimicrobial potential (Fridman, 2008). Furthermore, the

607

influence of moisture should be studied in detail to optimize the balance between

23

ACCEPTED MANUSCRIPT

608

quenching of the discharge and production of reactive species from water.

609

Presumably, chemical sputtering, where defects are created by the impact of ions

610

and attacked by oxygen species, may be responsible for spore inactivation. The results of this study demonstrate the potential of APFBP system designed for

612

the decontamination of granular, dry, heat sensitive food products on an

613

experimental scale as a post harvest sanitation process, which could be easily

614

incorporated into existing food production lines. Further research is needed to fully

615

understand and improve the application of cold atmospheric pressure plasma and

616

the product-plasma interactions as well as scale-up this technology to pilot scale.

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Acknowledgement

618

This study was supported by The Scientific and Technological Research

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Council of Turkey; Project Number: 113O779.

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Table 1

A. parasiticus

cfu/g

4.68±0.31*106

5.76±0.92*106

log (cfu/g)

6.67±0.03

6.76±0.08

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A. flavus

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Initial fungal spore concentrations on sample surface

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Table 2 D-values of A. flavus and A. parasiticus at varying process parameters applied to hazelnut samples

Air D1: 49 mm

D- values (min)

A. parasiticus

D1

D2

D3

D1

D2: 65 mm

A. flavus

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A. flavus

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Precursor

A. parasiticus

D2

D3

D1

D2

D3

D1

D2

D3

100% V 90% V 80% V

0.52 0.77 0.88

2.08 1.74 2.61

1.25 1.67 1.33

0.50 0.59 0.66

2.46 2.41 2.38

1.46 2.10 2.46

0.47 0.52 0.52

3.21 4.78 4.76

1.87 1.80 2.90

0.45 0.49 0.54

3.27 2.73 3.49

2.12 3.91 3.88

20 kHz

100% V 90% V 80% V

0.80 0.86 1.65

2.66 2.47 2.58

1.33 1.82 1.65

0.58 0.66 1.07

2.69 2.54 2.09

1.97 3.43 2.70

0.72 0.80 1.16

2.80 2.72 2.26

1.80 2.55 2.39

0.52 0.60 0.80

2.60 3.77 4.00

4.76 4.76 3.39

0.36

4.30

4.36

0.36

4.74

5.06

Precursor 0.35

3.90

2.45

0.36

EP

100% V

AC C

25 kHz

TE D

25 kHz

4.70

Nitrogen 2.29

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Table 3 Aspergillus spp. spore counts of control and plasma treated hazelnuts before and after storage Control

After plasma

After plasma

(0. day)

(30. day)

(0. day)

(30. day)

A. flavus

2.52±0.23

5.41±0.14

2.17±0.15

2.07±0.09

A. parasiticus

2.50±0.12

4.39±0.04

2.57±0.06

2.31±0.11

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Control

log (cfu/g)

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Table 4

agar YGC

YGC

YGC

reduction %

+ 0.25% PS

+ 0.50% PS

+ 1% PS

A. flavus

20%

30%

51%

A. parasiticus

18%

29%

51%

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Colony diameter

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Reduction percentage of colony diameters on 7th day of incubation at 25-28 °C on PS modified YGC m edia in comparison with YGC (control)

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pH measurements of growing media YGC +

YGC +

(control)

0.25% PS

0.50% PS

6.48

6.54

6.58

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pH (at 41 °C)

YGC

YGC +

YGC +

1% PS

2% PS

6.65

6.81

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Growing media

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Table 5

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FIGURE CAPTIONS

2 3

Fig.1. The schematic representation of APFBP reactor

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4 Fig.2. Logarithmic survival curves of A. flavus spores on hazelnuts at (a) 25

6

kHz and (b) 20 kHz 80% V, 90% V, 100% V at second fluidizing bed reactor

7

(D2: 65 mm) by using air as precursor.

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8

Fig.3. Logarithmic survival curves of A. parasiticus spores on hazelnuts at (a)

10

25 kHz and (b) 20 kHz 80% V, 90% V, 100% V at second fluidizing bed

11

reactor (D2: 65 mm) by using air as precursor.

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12

Fig.4. Logarithmic survival curves of A. flavus and A. parasiticus spores on

14

hazelnuts at 655 W by using nitrogen as precursor in (a) D1: 49 mm (b) D2: 65

15

mm fluidized bed reactor.

TE D

13

16

Fig.5. Logarithmic survival curve of natural background flora of hazelnuts after

18

APFBP treatment at 655 W in D1: 49 mm fluidized bed reactor by using air as

19

precursor.

21 22 23 24

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Fig.6. Viable spore counts of untreated A. flavus and A. parasiticus on control and PS modified YGC agar media. Different letters indicate significant (p <

0.05) differences between means.

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Fig.7. Viable spore counts of A. flavus and A. parasiticus on hazelnut samples

26

after plasma treatment on control and PS modified YGC agar media. Different

27

letters indicate significant (p < 0.05) differences between means.

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28 Fig.8. Scanning electron micrographs of control (without plasma treatment)

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(a) A. flavus (c) A. parasiticus; after plasma treatment (b) A. flavus (d) A.

31

parasiticus.

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Highlights:

− A. flavus and A. parasiticus spores were significantly inhibited on

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hazelnuts. − The effect of process gas type, reactor diameter on inactivation was investigated.

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− The remaining aflatoxigenic spores on hazelnuts lost their viability for growing.

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− The damage on Aspergillus spp. spore cells was demonstrated by

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using SEM.