Optimization of rutin isolation from Amaranthus paniculatus leaves by high pressure extraction and fractionation techniques

Optimization of rutin isolation from Amaranthus paniculatus leaves by high pressure extraction and fractionation techniques

Accepted Manuscript Title: Optimization of rutin isolation from Amaranthus paniculatus leaves by high pressure extraction and fractionation techniques...

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Accepted Manuscript Title: Optimization of rutin isolation from Amaranthus paniculatus leaves by high pressure extraction and fractionation techniques Author: Paulius Kraujalis Petras Rimantas Venskutonis Elena Ib´an˜ ez Miguel Herrero PII: DOI: Reference:

S0896-8446(15)30049-8 http://dx.doi.org/doi:10.1016/j.supflu.2015.06.022 SUPFLU 3370

To appear in:

J. of Supercritical Fluids

Received date: Revised date: Accepted date:

28-3-2015 25-6-2015 25-6-2015

Please cite this article as: Paulius Kraujalis, Petras Rimantas Venskutonis, Elena Ib´an˜ ez, Miguel Herrero, Optimization of rutin isolation from Amaranthus paniculatus leaves by high pressure extraction and fractionation techniques, The Journal of Supercritical Fluids http://dx.doi.org/10.1016/j.supflu.2015.06.022 This is a PDF file of an unedited manuscript that has been accepted for publication. As a service to our customers we are providing this early version of the manuscript. The manuscript will undergo copyediting, typesetting, and review of the resulting proof before it is published in its final form. Please note that during the production process errors may be discovered which could affect the content, and all legal disclaimers that apply to the journal pertain.

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Optimization of rutin isolation from Amaranthus paniculatus leaves by high

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pressure extraction and fractionation techniques

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Paulius Kraujalisa, Petras Rimantas Venskutonisa, Elena Ibáñezb*, Miguel Herrerob

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a

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[email protected]

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TEL: +34 910 017 956

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FAX: +34 910 017 905

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Graphical abstract

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Highlights

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 70/30 (v/v) water/ethanol ratio, at 188°C and 20 min were optimal parameters for

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Kaunas University of Technology, Department of Food Science and Technology, Radvilėnų pl. 19, LT-50254, Kaunas, LITHUANIA b

Foodomics Laboratory, Institute of Food Science Research (CIAL, CSIC), Nicolás Cabrera 9, Campus UAM Cantoblanco,28049 - Madrid, SPAIN * Corresponding Author (Elena Ibáñez)

rutin recovery.

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 PLE recovered 4 times more of rutin than conventional extraction.

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 Application of SAF increased rutin concentration up to 1.5 times.

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 A PLE-SAF integrated process was successfully optimized and applied.

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Abstract

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A procedure based on the application of pressurized liquid extraction (PLE) was

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employed to recover the major Amaranthus spp. flavonoid glycoside rutin from dried

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ground plant leaves. A central composite design (CCD) was used to optimize rutin

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extraction; three factors were considered: extraction solvent (water/ethanol ratio, from

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0/100 to 100/0), extraction time (from 5 to 20 min) and extraction temperature (from 50

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to 200°C). Optimization of the three extraction parameters revealed that water/ethanol

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ratio in the solvent mixture was the most-significant factor influencing rutin yield,

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followed by extraction temperature. The total rutin recovery varied from 6.95 to 14.03

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g/kg dry matter (DM) depending on the experimental conditions tested. The optimum

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extraction conditions for the highest rutin content were 70/30 (v/v) water/ethanol ratio,

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at 188°C and 20 min as static extraction time. In this case rutin recovery from the leaves

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(14.30 g/kg DM) was 4-times higher compared to that attainable using conventional

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ultrasound assisted extraction (3.62 g/kg DM) with methanol:ethanol mixture (90:10) as

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solvent. Rutin recovery from defatted and non-defatted seeds of amaranth under

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optimum PLE conditions was 35.3 and 41.1 mg/kg DM, respectively, whereas using

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ultrasound assisted extraction 19.7 and 34.6 mg/kg DM were obtained, respectively.

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Extracts obtained under optimum conditions were further fractionated by using

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supercritical antisolvent fractionation (SAF). Extracts of amaranth leaves containing

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70% water were mixed with supercritical CO2 and separated into two fractions

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according to the molecular mass and solubility of the contained compounds. A central

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composite experimental design was applied for the determination of the best

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fractionation conditions to maximize rutin enrichment. Maximum rutin concentration in

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raffinate (22.57 g/kg) was recovered at 15 MPa using a feed mixture flow rate of 0.3

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mL/min.

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Keywords: amaranth, rutin, pressurized liquid extraction, optimization,

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supercritical antisolvent fractionation

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1. Introduction

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Amaranth (Amaranthus spp.) is a multipurpose valuable crop supplying nutritional

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grains, leafy vegetables for food and animal feed, as well as medicinal herb [1].

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Amaranth seeds oil has a high content of unsaturated fatty acids, triterpene squalene [2]

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and

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Glutein-free amaranth seeds are the source of high quality protein consisting of easily

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digestible albumins and globulins, which are the main components of highly nutritive

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amaranth proteins [4]. In comparison with fine wheat flour, whole amaranth flour has

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high lysine content [5].

natural lipophilic tocopherol antioxidants possessing vitamin E activity [3].

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Leafy parts of amaranth contain various constituents which possess important effects

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on processing properties and human health. Green leafy vegetables of amaranth are a

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rich source of dietary fibers and others functional components [6] such as phenolic

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acids, flavonoids and their glycosides. In this regard, rutin (quercetin-3-O-rutinoside,

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Figure 1) is the main glycoside found in all anatomical parts of amaranth, although

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leaves and flowers contain the highest amount of rutin [7]. The specific content of rutin

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in amaranth depends on species, variety and growing conditions, among other factors

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[8].

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Rutin is a flavonoid found in many plants including buckwheat, kacip fatimah,

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prayer plant, Flos Sophorae Immaturus, tobacco leaves, etc. [9-13]. Numerous studies

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have reported different biological and pharmacological properties of rutin either in vivo

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or in vitro as well as a risk reduction effect on diverse diseases, thus, promoting health

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[14]. In fact, rutin possesses several biological activities, including cytoprotective,

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antiplatelet, anti-inflammatory, anti-tumor, and antibacterial activities [15-20]. Due to

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these positive activities, numerous extraction methods have been developed to obtain

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rutin from various plant materials. The techniques employed range from conventional

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solid-liquid extraction (SLE) to more sophisticated advanced processes such as

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supercritical fluid extraction (SFE) [14]. Pressurised liquid extraction (PLE) and

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subcritical water extraction (SWE) are promising extraction techniques that make use of

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elevated temperature and pressure to improve the efficiency of the extraction procedure,

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shortening the extraction time and reducing solvent consumption [21]. On the other

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hand, supercritical fluids (SCF) are alternative solvents which could be used for

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advanced separation techniques in different processes. Recently, supercritical

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antisolvent fractionation (SAF) has been suggested as an interesting alternative to

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fractionate phenolic compounds from plant extracts taking advantage of the differences

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in solubility of these compounds in the solvent and in supercritical CO2 [22]. SAF is

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achieved by the continuous contact between the supercritical carbon dioxide (SC-CO2)

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and a polar liquid mixture at pressurized conditions [23]. Under these conditions, the

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SCF is able to dissolve the less polar solvent and the non-polar compounds in the

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mixture SC-CO2 + solvent, selectively precipitating heavier, more polar compounds that

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are not soluble in the fractionation medium [24]. Considering the large number of

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factors involved in the above mentioned techniques, the use of experimental designs to

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optimize the process conditions is recommended. Response surface methodology

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(RSM) applied through a central composite experimental design (CCD) is commonly

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used to evaluate the effects and interactions of multiple factors and is useful for building

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second order model for response variables [2, 25, 26].

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Thus, the goal of the present study was to develop an integrated process, firstly by

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optimizing the PLE conditions (solvent ratio, extraction time and temperature) to

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maximize the rutin extraction from amaranth leaves, and secondly, by optimizing the

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SAF conditions of the PLE extract (containing rutin and other plant components such as

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sugars and proteins) to obtain a fraction highly enriched in rutin. To the best of our

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knowledge, this is the first time when both green techniques (PLE + SAF) are being

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employed for rutin recovery from amaranth leaves.

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2. Materials and methods

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2.1. Samples and chemicals.

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Aerial parts of amaranth (Amaranthus paniculatus) were collected during flowering

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stage in 2013 in an organic herb farm (Panara village, Varėna district, Lithuania). The

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plants were dried at 40°C by active ventilation in the dark. Dry leaves of amaranth were

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ground in a Retsch GM 200 mill (Haan, Germany). Before grinding, stems were

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separated from leaves and not used for analysis.

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Extraction solvents used were ethanol, extra pure (Scharlau, Scharlab, Spain),

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methanol HPLC grade (VWR, Radnor, Pennsylvania, USA), and water purified with a

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Milli-Q system (Millipore, Bedford, MA, USA). For the chromatographic analysis,

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solvents used were of HPLC grade. Acetic acid (≥99%) and rutin hydrate (≥94 %,

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HPLC) were obtained from Sigma Aldrich (Steinheim, Germany).

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2.2. Pressurized liquid extraction (PLE)

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PLE was performed in an accelerated solvent extractor ASE-200 (Dionex,

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Sunnyvale, CA, USA) using 2 g of sample, which was mixed with washed sea sand

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(Panreac, Barcelona) (1:1) and placed in a 11 mL volume stainless-steel cell. Extraction

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solvents (ethanol and MiliQ water) were sonicated before extraction to remove any

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possible dissolved air. Extraction cells were equipped with stainless steel frits and

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cellulose filters at both ends to avoid solid particles in the collection vial. Once the

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extraction cell was loaded with sample, an instrumentally-preset heating-up step was

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applied for a given time prior to any extraction. This warming up time changed

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depending on the extraction temperature (i.e., 5 min when the extraction temperature

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ranged from 50 to 100 °C, and 6, 8 or 9 min if the extraction temperature was 124, 168

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or 198 °C, respectively). All experimental runs were performed at 10 MPa and used one

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static cycle. After each extraction, cells were flushed with 60% cell volume of fresh

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solvent and finally purged 60 s with nitrogen. The extracts were kept at 4 °C until use

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for analysis. Extraction time, temperature and solvent ratio were studied using a rotable

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central composite experimental design (see below) covering the entire instrument’s

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working range.

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2.3. Supercritical antisolvent fractionation (SAF)

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SAF was performed using a Helix supercritical fluid extractor (Applied

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Separations, Allentown, PA, USA) with some modifications in order to introduce liquid

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feed into supercritical carbon dioxide (SC-CO2) flow (Figure 2). The extract obtained

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by PLE was mixed with SC-CO2 under constant flow and recovered into two fractions.

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Two pumps were used for the fractionation of liquid mixture: the extract after PLE

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(liquid feed) was delivered by HPLC pump and CO2 by liquid CO2 pump. Liquid feed

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was mixed with SC-CO2 stream in the heated pipe just before the precipitation vessel

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inlet and sprayed into the precipitation vessel through the nozzle to reach vapour-liquid

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equilibrium. A precipitation vessel was used to separate the two phases in equilibrium;

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the liquid phase (compounds insoluble in SC-CO2) collected at the bottom of

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precipitation vessel, whereas SC-CO2 soluble compounds (vapour phase) exited through

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the top of precipitation vessel and were recovered in the separator vessel. Twenty mL of

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liquid feed was used for all fractionation experimental runs. The first fraction (raffinate)

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was recovered in the pressurized stainless steel precipitation vessel, while the second

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fraction (extract) was collected in a separator at atmospheric pressure. The pressure of

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SC-CO2 and the liquid feed flow rate were determined from a CCD (see below),

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whereas the temperature of precipitation vessel and separator was constant at 40 °C and

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30 °C, respectively. CO2 flow rate was kept constant (0.216 kg/h) during all

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experimental runs. The attained raffinate was freeze-dried whereas the extract was dried

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under a gentle nitrogen stream. Both fractions were placed in the refrigerator until

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analysis.

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Three components system composed by PLE extract (70% water and 30% ethanol)

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and supercritical CO2 was employed for fractionation of rutin. The ternary system was

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composed by a supercritical fluid and a polar mixture as well as the compounds that

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have been fractionated. Optimization of the conditions to achieve the fractionation into

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the liquid and the gaseous phase (raffinate and extract, respectively) was performed

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selecting a zone in the ternary phase equilibria (SC-CO2-EtOH-H2O system) in which

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the mixture could be separated apart. Further details on the mole fraction equilibrium

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data for this ternary system at 40 ºC and pressures of 100-300 bar can be found

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elsewhere (27). By analyzing this theoretical data, it can be seen that the ethanol

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partition coefficients are influenced by the pressure, the mass percentage of water in the

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feed and the feed/SC-CO2 flow rate ratio. In the present study, pressure and feed/SC-

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CO2 flow rate (expressed as feed mixture flow rate) have been selected while % of

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water in the feed was fixed at 70%.

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2.4. Experimental designs

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Response surface methodology (RSM) was applied twice, firstly to determine the

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optimum PLE conditions (solvent ratio, extraction time and temperature) to maxime

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extract yield and rutin recovery, and secondly, to optimize the SAF conditions to

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fractionate the PLE extract to obtain a new extract highly enriched in rutin. For this

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purpose statistical software Design-Expert 7.0.0 and Statgraphics Centurion XVI were

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employed. In order to determine the optimum PLE conditions, three independent factors

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were selected using a rotatable CCD: extraction temperature (50-198 °C), extraction

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time (5-20 min) and water/ethanol ratio (0/100-100/0, v/v) with five levels for each

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variable. The CCD involved 20 experimental runs: 23 factorial points, 2×3 axial points

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and 6 center points. The order of experiments was randomized. The runs were carried

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out in a single block.

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Another rotatable CCD was also applied to determine the best conditions to

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maximize rutin concentration in the raffinate attained by SAF. Antisolvent pressure

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from 15 to 32.1 MPa, and feed flow rate from 0.16 to 0.44 ml/min with five levels for

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each variable, were used as independent variables. The CCD involved 13 experimental

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runs: 22 factorial points, 2×2 axial points and 5 center points with a randomized

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experiments order.

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A statistically significant multiple regression relationship between the independent

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variables and response variables was established. A second order polynomial model

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(equation 1) of the design was fitted to evaluate extract yield of amaranth leaves, rutin

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recovery, and rutin concentration in raffinate as a function of independent variables and

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their interactions.

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Y=B0+B1X1+B2X2+B3X3+B11X12+B22X22+B33X32+B12X1X2+B23X2X3+B13X1X3+

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Where B0 is the constant, B1, B2, B3 are the linear, B11, B22, B33 are the quadratic, and

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B12, B13, B23 are the interaction coefficients; X1, X2, X3 are the independent variables

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and  is the random error.



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All CCD experiments were carried out by duplicate. Experimental values with more

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than 5% deviation were replicated three times. Chromatographic measurements of each

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sample were also determined by duplicate.

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2.5. Ultrasound-assisted extraction (UAE)

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UAE was used as a reference extraction method [28] with slight modifications,

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employing an ultrasonic bath Bandelin (RK 100 H, Berlin, Germany). Two g of milled

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sample was weighed into 100 mL conical flask and mixed with 30 mL (90:10, v/v)

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methanol/ethanol solution. The flask was sealed, covered from light and placed into the

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ultrasonic bath for 50 min at room temperature (25 °C). To maintain a constant water

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temperature, the ultrasonic bath was cooled with ice. Extracts obtained were evaporated

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using rotary vacuum evaporator at 40 °C and placed in the refrigerator until use.

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2.6. HPLC analysis

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Quantification of rutin was performed by dissolving 0.01 g of crude extracts in 1

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mL of water/methanol mixture (50:50). Analysis conditions were adopted from previous

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study (7). Before analysis all samples were filtered through a nylon syringe filter

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(Sartorius, pore size 0.45µm) into HPLC glass vials. An Agilent 1100 series (Agilent

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Technologies, Waldbronn, Germany) HPLC equipped with an auto sampler and a diode

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array detector (DAD) was employed. Separation of rutin was accomplished on a C18-

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AR ACE (Advanced Chromatography Technologies, Aberdeen, Scotland) column

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(150×4.6 mm i.d., particle size 5 µm), thermostated at 30 °C in a column oven (Cecil,

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CE 4600). The mobile phases used consisted of 2.5% acetic acid (solvent A) and

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acetonitrile (solvent B) eluted using the following gradient: 0 min, 10% B; 5 min, 20%

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B; 10 min, 25% B; 20 min, 45% B; 30 min, 100% B; 35 min, 100% B; 40 min, 10% B,

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using a flow rate of 0.8 mL/min. The injection volume of was 20 µL.

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quantification was performed at 350 nm using a calibration curve, which was elaborated

Rutin

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by injecting different concentrations of rutin solutions (0.025 – 0.5 mg/mL) under the

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same described analytical conditions.

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3. Results and discussion

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3.1. Optimization of PLE of rutin from amaranth

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As mentioned, RSM was used to maximize extract yield and rutin recovery through

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the optimization of three independent variables, namely extraction temperature (T),

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extraction time (t), and water/ethanol ratio in the solvent mixture (r) at five levels. As

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can be seen in Table 1, the total yield of extract from amaranth leaves varied from 10.2

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to 49.9 g/100 g dry mater (DM) whereas rutin recovery ranged from 6.95 to 14.03 g/kg

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DM. Statistically estimated optimum extraction conditions to maximize extraction yield

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and rutin recovery include the use of 70:30 (v/v) water:ethanol as solvent, at 188°C and

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20 min as static extraction temperature and time. Observed extraction yield under

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optimal conditions was 55.8 g/100 g DM (predicted 54.67 g/100 g DM) and rutin

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recovery was 14.30 g/kg DM (predicted 14.35 g/100 g DM).

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The model of extraction yield was evaluated by analysis of variance (ANOVA) (see

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Table 2). The significance of each coefficient was determined using the Student’s t test

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and p value. The analysis of the quadratic regression model for extract yield from

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amaranth leaves showed that the model was significant (p˂0.0001). The model showed

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that the factors with the largest effect on extraction yield were T (p<0.0001) and r

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(p<0.0001). Interaction effect between T and r was significant (p<0.01) indicating

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synergistic effect between these factors; other interactions between factors had not

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significant effects on extract yield (p>0.01). The second-order terms as T2 and r2 were

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significant (p<0.0001), respectively whereas t2 was not significant (p>0.01).

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The determination coefficient (R2=0.996) obtained indicates that the fitted model

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explains 99.6% of the variability in the extraction yield. The adjusted R-squared value,

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of 0.993 and predicted R-squared of 0.973 were in good agreement indicating that this

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design could be used for modeling the response variables employed. The coefficient of

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variation (CV) of the model was 2.81% meaning that the model can be considered as

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reproducible.

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The estimated effects of each factor for extraction yield are summarized in the

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Pareto chart shown in Figure 3A, arranged in decreasing order of importance. The

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length of each bar is proportional to the standardized effect, which was calculated

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dividing the estimated effects by its standard error. Different bar shadings indicate

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positive and negative effects of the factors in the response variables and the vertical line

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tests the significance of the effects at the 95 % confidence level. In this case, six effects

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were significant in the following decreasing order: T, r, r2, t, T2 and Tr. Equation 2 shows the regression model between dependent variable and

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independent variables and their interactions:

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Y = -1.78-0.06×T-0.62×t+0.51×r+0.00074×T2+0.0021×T×t+0.0008×T×r-0.019×t2-0.0013×t×r-0.0039×r2

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(2)

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Where Y is the extraction yield and T, t and r are the coded values of temperature, time

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and water/ethanol ratio, respectively.

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Response surface plots showing the effect of extraction time, temperature and

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water proportion in the solvent mixture on the extraction yield are presented in Figure 4.

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As can be seen, an increase in the extraction temperature provided higher extraction

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yields. This fact has been previously reported by other authors [29] since higher

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extraction temperatures favor faster diffusion rates of analytes and help to reduce the

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interactions between analytes and sample matrix by disruption of intermolecular forces.

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It can be observed that the yield is also influenced by water content in the solvent 12

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mixture; for instance, the extraction yield increased by increasing the water content in

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the solvent up to 70%. On the other hand, extraction time had a small influence on

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extraction yield.

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Statistical analysis of the model of rutin recovery from amaranth leaves was

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evaluated by ANOVA (Table 2). The model for rutin recovery from amaranth leaves

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showed that the model was significant (p˂0.0001). The highest effect on rutin recovery

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was exerted by the solvent composition, r (p<0.0001) followed by time (t) (p<0.01) and

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temperature (T) (p<0.05). The quadratic effect of water/ethanol ratio showed the most

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significant influence (p<0.0001) whereas t2 and T2 were not significant (p>0.01). The

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interaction between T and r was also positive and significant at p≤0.01, indicating a

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synergistic effect between T and r on rutin recovery. Other interactions between factors

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did not show significant effects on rutin recovery (p>0.01).

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The determination coefficient was 0.984, indicating that the fitted model explained

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98.4% of the variability in rutin recovery whilst the adjusted R-squared (0.969) was in

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reasonable agreement with predicted R-squared (0.907). The following regression

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model (equation 3) was obtained in order to predict achievable rutin recovery:

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Y=6848.15+2.65×T-72.62×t+190.8×r+0.1×T×t+0.25×T×r+0.43×t×r-0.05×T2+4.71×t2-1.88×r2

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Where Y is the rutin recovery and T, t and r are the coded values of temperature, time

296

and water/ethanol ratio, respectively.

(3)

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The Pareto chart showed independent variables effects for rutin recovery (Figure

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3B), arranged in decreasing order of importance. Response surface plots showing the

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effects of extraction time, temperature and water/ethanol ratio on the solvent mixture on

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rutin recovery are presented in Figure 5. Figure 5a shows the solvent composition and

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temperature effects on rutin content. It is evident that an increase in water ratio in the

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solvent mixture up to 65-70% and an increase on temperature up to 190 °C yielded

13

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maximum rutin recovery (14.30 g/kg DM); in fact, temperature possessed a minor

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although significant effect for rutin recovery. Similarly, from Figure 5b it is possible to

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see that water ratio in the solvent mixture up to 65-70% at the longest tested extraction

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time yielded the maximum rutin recovery. Figure 5c illustrates the effects of extraction

307

time and temperature. Unlike experiments for optimizing extract yield, solvent

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composition had the main influence on rutin recovery compared to the effects of

309

extraction temperature and time. Rutin recovery was maximum at 70:30 (water/ethanol)

310

ratio, whereas the lowest rutin content was isolated using a water/ethanol ratio of 0:100.

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Other extraction parameters such as pressure and time have been previously

312

demonstrated to possess lower effects on extraction rates [29]. These results also

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suggest that temperature up to 190 °C had no influence on rutin degradation; this can be

314

due to the extraction at high temperature in absence of oxygen, as has been corroborated

315

by Buchner et al. [30] that reported that there was no degradation of rutin in the absence

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of oxygen on heating at 100 °C in an aqueous solution.

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Junqing et al. [31] reported that the solubility of rutin in ethanol, depending on

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solvent temperature, was 380-700 times higher than in water. According to our results

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rutin recovery increased with increasing water concentration in the mixture with ethanol

320

up to 70%.

321

By analyzing together the two selected response variables, it can be seen that the

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highest extraction yield and rutin recovery were obtained under the same extraction

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conditions, which involve the use of 70:30 (v/v) water/ethanol ratio in the solvent

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mixture, 188 °C as extraction temperature and 20 min of static extraction time. As can

325

be observed in Table 3, at these conditions, total extraction and rutin yields from the

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amaranth leaves were respectively 10 and 4 times higher than the values obtained using

14

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conventional UAE. Predicted (14.35 g/kg DM) and experimental rutin recovery values

328

under optimal conditions were not significantly different.

329

Likewise, under these conditions, the use of amaranth seeds as rutin sources was

330

also explored; rutin recoveries from defatted and not defatted seeds of amaranth under

331

optimum extraction conditions were remarkably lower compared to leaves, reaching

332

0.35 and 0.41 g/kg DM, respectively. Using UAE the same trend was observed,

333

obtaining 0.19 and 0.34 mg/kg DM of rutin from defatted and not defatted seeds,

334

respectively.

335

In comparison to our previous experiments [7], the extraction yield from amaranth

336

leaves obtained at optimum PLE conditions was 2.7 times higher for deffated seeds and

337

7.2 times higher for non-deffated seeds than using conventional extraction, whereas

338

rutin recovery was 3.8 and 8.7 times higher, respectively. Results obtained for rutin

339

content were in the range of those previously described for amaranth seeds (0.08 g/kg

340

DW) and leaves (24.5 g/kg DW) [8].

341 342

3.2. Supercritical antisolvent fractionation (SAF) of rutin

343

Once the optimum PLE conditions for the extraction of rutin from amaranth leaves

344

were established, a new procedure based on the use of SAF was studied for the

345

fractionation of this extract to obtain a further enriched fraction. Flavonoids are

346

practically non-soluble in pure supercritical CO2; however their solubility may be

347

increased by adding a co-solvent such as ethanol [32]. SC-CO2 can be used as an anti-

348

solvent to precipitate higher molecular mass polar compounds and as a solvent to

349

extract medium polarity, ethanol-soluble components. Feed mixture (amaranth leaf PLE

350

extract) was separated into two fractions, according to its components’ solubility in SC-

351

CO2 into a concentrated flavonoid fraction as the primary product (raffinate), and an

15

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ethanol fraction as a secondary product (extract). Previous results obtained by Catchpole

353

et al. [32] demonstrated that fractionation performance depended on the solvent

354

composition during hydro-alcoholic solvent extraction process, the feed solution to

355

supercritical fluid ratio, the solids concentration in the feed and the pressure used for the

356

antisolvent and separator stages. In the present work, the effect of pressure (p) and feed

357

mixture flow rate (f) on rutin recovery was determined by applying a RSM. Table 4

358

shows the results obtained for rutin recovery under the conditions seted by the

359

experimental design.

360

The ANOVA of the experimental design was used for statistical evaluation of rutin

361

recovery in the raffinate. Independent variables as p being the most significant factor

362

influencing rutin recovery (p<0.05) with F value of 19.26 and f was not significant

363

(p>0.05) with F value of 0.73. The model for rutin recovery was significant (p<0.01)

364

with F value of 19.37 by comparing the mean square against an estimate of the

365

experimental error. Mean absolute error was 0.62. The variation coefficient (CV) of the

366

model was calculated as 6.26, supporting high reproducibility of the model. The

367

predicted values of rutin content in raffinate were calculated using the regression model

368

(equation 4). (4)

369

Y=1630.28-200.01×P+33.65×F

370

Where Y is the rutin content in the raffinate and P and F are the coded values of

371

pressure and feed flow ratio respectively. The R-squared (R2=0.9) and the adjusted R-

372

squared (R2=0.8) showed a close agreement between the experimental results and

373

theoretical values.

374

As can be seen, the highest recovery of rutin was obtained by using an intermediate

375

feed mixture flow rate (0.3 mL/min) and low process pressure (15 MPa); rutin

376

concentration was up to 1.5 times higher compared to the native PLE extract. The

16

377

increase of fractionation pressure above 20 MPa resulted in lower rutin recovery in the

378

raffinate. This can be due to the fact that rutin is co-extracted with CO2, resulting in

379

some loss of rutin in the raffinate by increasing pressure at constant temperature. In

380

terms of feed flow rates, the increase of feed flow (up to 0.3 mL/min) resulted in better

381

rutin recovery in the raffinate than using lower flow rates at low pressure. Feed flow

382

rates of 0.4 mL/min resulted in higher rutin recovery whereas feed flow of 0.44 mL/min

383

resulted in lower rutin recovery at lower pressure; this is in agreement with the fact that

384

feed solution amount mixed with CO2 cannot be too high because it decreases the

385

separation performance of medium polarity components that are soluble in the SC-

386

CO2+ethanol. Feed/SC-CO2 ratio above 0.1 resulted in higher rutin recovery at lower

387

pressure.

388

As can be seen in Figure 6, the recovery of rutin in the raffinate varied as a

389

function of feed mixture to CO2 ratio and applied pressure. A linear effect of both

390

variables on the response variable was observed. The 3D surface clearly revealed that

391

pressure had significant effect on rutin recovery. In fact, the concentration of rutin in the

392

raffinate increased by decreasing process pressure.

393 394 395

4. Conclusions A

combined

extraction

process

has

been

developed

coupling

different

396

environmentally friendly advanced extraction techniques. Pressurized liquid extraction

397

using water and ethanol in the solvent mixture was combined with a supercritical

398

antisolvent fractionation step to maximize the final rutin content attainable from

399

amaranth leaves. At optimum PLE conditions (188 °C, 20 min, 70:30 water/ethanol

400

(v/v)) rutin recovery was 4 times higher than using conventional extraction procedures.

401

The optimized SAF protocol, using supercritical CO2 as antisolvent, was able to

17

402

separate the compounds of the PLE extract in two fractions, one of high polarity

403

(dissolved in water, raffinate) and other of medium polarity (dissolved in ethanol,

404

extract). Rutin was recovered in the raffinate with the highest concentration of 22.57

405

g/kg, at 15 MPa using a feed mixture flow rate of 0.3 ml/min. In conclusion, this

406

combined approach has been demonstrated to be useful to recover bioactive components

407

from natural matrices.

408 409

Acknowledgements

410

The financial support for the scientific mission at the Institute of Food Science

411

Research (CIAL-CSIC) was funded by the European Union Structural Funds project

412

“PhD Students Internship to the Overseas Research Centres” within the framework of

413

the Measure for Enhancing Mobility of Scholars and Other Researchers and the

414

Promotion of Student Research (VP1-3.1-ŠMM-01-V) of the Programme of Human

415

Resources Development Action Plan. M.H. thanks MICINN for his “Ramón y Cajal”

416

research contract.

18

417

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chlorogenic acid and rutin in Marantaceae species, Phytochemistry Letters 1 (2008)

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[13] F. Fathiazad, A. Delazar, R. Amiri, S.D. Sarker, Extraction of flavonoids and

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pharmacological activities, Journal of Ethnopharmacology 150 (2013) 805-817.

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and CCl4-induced hepatotoxicity in rodents, Fitoterapia 73 (2002) 557-563.

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[16] J.R. Sheu, G. Hsiao, P.H. Chou, M.Y. Shen, D.S. Chou, Mechanisms involved in

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the antiplatelet activity of rutin, a glycoside of the flavonol quercetin, in human

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platelets, Journal of Agricultural and Food Chemistry 52 (2004) 4414-4418.

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[17] Y. Han, Rutin has therapeutic effect on septic arthritis caused by Candida albicans, International Immunopharmacology 9 (2009) 207-211.

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functional ingredients from different natural sources: Plants, food-by-products,

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algae and microalgae: A review, Food Chemistry 98 (2006) 136-148.

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Rodríguez-Vallejo, C.E. Díaz, Supercritical extraction and supercritical antisolvent

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fractionation of natural products from plant material: comparative results on Persea

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indica, Phytochemistry Reviews 11 (2012) 433-446.

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[24] O.J. Catchpole, N.E. Durling, J.B. Grey, W. Eltringham, S.J. Tallon, Supercritical

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antisolvent fractionation of plant extracts, in: A.R.C. Duarte (Ed.), Current Trends

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of Supercritical Fluid Technology in Pharmaceutical, Nutraceutical and Food

485

Processing Industries, Bentham Science Publishers, Sharjah, United Arab Emirates,

486

2009, pp. 71-79.

487

[25] S.H. Kim, H.K. Kim, E.S. Yang, K.Y. Lee, S.D. Kim, Y.C. Kim, S.H. Sung,

488

Optimization of pressurized liquid extraction for spicatoside A in Liriope

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platyphylla, Separation and Purification Technology 71 (2010) 168-172.

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[26] L. Zheng, P. Qiuhong, C. Xiangyun, D. Changqing, Optimization on anthocyanins

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extraction from wine grape skins using orthogonal test design, Food Science and

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Biotechnology 19 (2010) 1047-1053.

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[27] N. E. Durling, O. J. Catchpole, S. J. Tallon, J. B. Grey, Measurement and

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modelling of the ternary phase equilibria for high-pressure carbon dioxide-ethanol-

495

water mixtures, Fluid Phase Equilibria 252 (2007) 103-113.

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[28] L. Peng, J. Xiaopin, W. Yuzhi, Z. Hongbin, C. Qingmei, Ultrasonically assisted

497

extraction of rutin from Artemisia selengensis Turcz: Comparison with

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conventional extraction techniques, Food Analytical Methods 3 (2010) 261-268.

499

[29] M. Herrero, M. Castro-Puyana, J.A. Mendiola, E. Ibañez, Compressed fluids for the

500

extraction of bioactive compounds, Trends in Analytical Chemistry 43 (2013) 67-

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[30] N. Buchner, A. Krumbein, S. Rohn, L.W. Kroh, Effect of thermal processing on

503

the flavonols rutin and quercetin, Rapid Communications in Mass Spectrometry 20

504

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505 506 507 508

[31] Z.J. Junqing, B. Peng, W. Yan, Solubilities of rutin in eight solvents at T=283.15, 298.15, 313.15, 323.15, and 333.15 K, Fluid Phase Equilibria 261 (2007) 111-114. [32] O.J. Catchpole, J.B. Grey, K.A. Mitchell, J.S. Lan, Supercritical antisolvent fractionation of propolis tincture, Journal of Supercritical Fluids 29 (2004) 97-106.

509 510

22

511

FIGURE LEGENDS.

512

Fig. 1. Chemical structure of rutin.

513

Fig. 2. Schematic diagram of the supercritical antisolvent fractionation (SAF) system

514

employed.

515

Fig. 3. Standardized Pareto chart showing the most-influencing variables: (A) for

516

extract yield, (B) for rutin recovery.

517

Fig. 4. Response surface plots of PLE showing independent variables effect on extract

518

yield; (a) effect of time and temperature; (b) effect of temperature and water content in

519

the solvent; (c) effect of time and water content in the solvent. The value of the fixed

520

variable has been selected at the mean value of the tested range.

521

Fig. 5. Response surface plots of PLE showing independent variables effect on rutin

522

recovery; (a) effect of temperature and water content; (b) effect of time and water

523

content; (c) effect of time and temperature. The value of the fixed variable has been

524

selected at the mean value of the tested range.

525

Fig. 6. Response surface plot of rutin recovery in the raffinate after the supercritical

526

antisolvent fractionation of the amaranth leaves PLE extract, as a function of applied

527

pressure and feed flow rate.

23

528

Table 1

529

Extraction yield and amount of rutin recovered in the PLE extracts obtained from

530

amaranth at the indicated extraction conditions.

531

Experimental Temperature Time Water / Ethanol ratio runs (°C) (min) (%) 1 124 12 50/50 2 80 17 80/20 3 50 12 50/50 4 124 20 50/50 5 124 12 50/50 6 168 17 20/80 7 124 12 0/100 8 124 12 100/0 9 168 8 20/80 10 80 17 20/80 11 124 12 50/50 12 124 5 50/50 13 80 8 80/20 14 168 8 80/20 15 124 12 50/50 16 80 8 20/80 17 124 12 50/50 18 168 17 80/20 19 198 12 50/50 20 124 12 50/50 Values are represented as a mean ± standard deviation (n=2)

Extraction yield (g/100 g DM) 30.2±0.26 24.4±0.73 19.8±0.57 32.4±0.67 30.0±0.19 30.6±0.39 10.2±0.11 31.3±0.09 27.1±0.30 16.0±0.06 30.7±0.29 26.9±0.77 23.3±0.37 40.5±0.24 30.4±0.11 13.2±0.02 30.2±0.19 44.2±2.58 49.9±0.65 30.0±0.26

Rutin recovery (g/kg DM) 13.46 ±0.53 12.48 ±0.67 12.53 ±0.30 14.03 ±0.10 13.11 ±0.27 10.14 ±1.07 6.95 ±0.01 9.90 ±0.15 9.66 ±0.43 10.50 ±0.20 13.21 ±0.19 12.83 ±0.01 11.85 ±0.49 13.72 ±0.41 13.17 ±0.21 9.78 ±0.45 12.82 ±0.17 12.76 ±0.07 13.59 ±0.30 12.80 ±0.06

532

24

533

Table 2. Analysis of variance for the experimental results from amaranth leaves investigation. Source

Sum of Squares

df

Model (T) Temperature (t) Time (r) Water/ethanol ratio Tt Tr tr T2 t2 r2 Error Total

1737.47 987.36 30.01 481.28 1.36 9.24 0.27 29.63 2.22 181.38 6.37 1744.31

Extraction yield 9 193.05 1 987.36 1 30.01 1 481.28 1 1.36 1 9.24 1 0.26 1 29.62 1 2.22 1 181.38 10 0.637 19 Rutin recovery

Model (T) Temperature (t) Time (r) Water/ethanol ratio Tt Tr tr T2 t2 r2 Error Total

63040000 642200 1746000 18340000 3362 867200 26912 116000 131200 40850000 1029000 64070000

9 1 1 1 1 1 1 1 1 1 10 19

Mean Square

7004000 642200 1746000 18340000 3362 867200 26912 116000 131200 40850000 102900

F-Value

p-Value Prob > F

299.60 1548.44 47.07 754.77 2.13 14.50 0.421 46.47 3.48 284.46

< 0.0001 < 0.0001 < 0.0001 < 0.0001 0.17 0.003 0.532 < 0.0001 0.092 < 0.0001

68.05 6.24 16.96 178.16 0.033 8.43 0.26 1.13 1.27 396.88

< 0.0001 0.031 0.002 < 0.0001 0.860 0.015 0.620 0.313 0.285 < 0.0001

534

25

535

Table 3. Rutin amounts and total extraction yields recovered using PLE under optimum

536

extraction conditions (188 °C, 20 min, 70:30 water/ethanol (v/v)) and UAE (25 °C, 50

537

min, 90:10 methanol/ethanol (v/v)) from amaranth leaves and seeds. Sample

538

Total extraction yield

Rutin amount

(g/100 g DM)

(g/kg DM)

PLE

UAE

PLE

UAE

Leaves

55.8 ± 0.64

5.8 ± 0.07

14.30 ± 0.06

3.62 ± 0.06

Defatted seeds

67.9 ± 1.60

2.8 ± 0.02

0.35 ± 0.05

0.19 ± 0.001

Non-defatted seeds

64.2 ± 0.38

6.5 ± 0.05

0.41 ± 0.003

0.34 ± 0.002

Values are presented as a mean ± standard deviation (n=2)

26

539

Table 4. Rutin amounts determined in the raffinate fraction after supercritical

540

antisolvent fractionation of the amaranth leaves PLE extract. Run

Pressure (MPa)

Feed mixture flow rate, (mL/min)

Feed/SCCO2 ratio (v/v)

Rutin recovery, (g/kg DM)

1 2 3 4 5 6 7 8 9 10 11 12

30 30 25 32.1 20 25 25 25 15 20 25 25

0.4 0.2 0.16 0.3 0.2 0.3 0.3 0.3 0.3 0.4 0.3 0.44

0.122 0.061 0.051 0.091 0.067 0.095 0.095 0.095 0.107 0.134 0.095 0.139

15.25 ± 2.75 14.79 ± 1.70 15.84 ± 0.79 13.80 ± 1.35 16.26 ± 0.78 16.21 ± 1.76 16.30 ± 1.22 16.00 ± 1.47 22.57 ± 2.71 17.70 ± 0.86 16.09 ± 0.99 16.40 ± 1.27

13

25

0.3

0.095

15.90 ± 1.59

Non fractionated hydro-alcoholic mixture (70:30 H2O/EtOH, v/v )

16.00 ± 0.28

541 542

Values are presented as a mean ± standard deviation (n=2)

27

543 544

Figure 1.

28

545 546

Figure 2.

29

547

548 549

Figure 3.

30

550

551 552

Figure 4.

31

553

554 555

Figure 5.

32

556 557

Figure 6.

33