Kidney International, Vol. 67 (2005), pp. 404–419
PERSPECTIVES IN BASIC SCIENCE
Pathways to nephron loss starting from glomerular diseases—Insights from animal models WILHELM KRIZ and MICHEL LEHIR Institute of Anatomy and Cell Biology, University of Heidelberg, Heidelberg, Germany; and Institute of Anatomy, University of Zurich, Zurich, Switzerland
far, no convincing evidence has been published that in primary glomerular diseases fibrosis is harmful to healthy nephrons. The potential of glomerular injuries to regenerate or to be repaired by scaring is limited. The only option for extracapillary injuries with tuft adhesion is repair by formation of a segmental adherent scar (i.e., segmental glomerulosclerosis).
Pathways to nephron loss starting from glomerular diseases— Insights from animal models. Studies of glomerular diseases in animal models show that progression toward nephron loss starts with extracapillary lesions, whereby podocytes play the central role. If injuries remain bound within the endocapillary compartment, they will undergo recovery or be repaired by scaring. Degenerative, inflammatory and dysregulative mechanisms leading to nephron loss are distinguished. In addition to several other unique features, the dysregulative mechanisms leading to collapsing glomerulopathy are particular in that glomeruli and tubules are affected in parallel. In contrast, in degenerative and inflammatory diseases, tubular injury is secondary to glomerular lesions. In both of the latter groups of diseases, the progression starts in the glomerulus with the loss of the separation between the tuft and Bowman’s capsule by forming cell bridges (parietal cells and/or podocytes) between the glomerular and the parietal basement membranes. Cell bridges develop into tuft adhesions to Bowman’s capsule, which initiate the formation of crescents, either by misdirected filtration (proteinaceous crescents) or by epithelial cell proliferation (cellular crescents). Crescents may spread over the entire circumference of the glomerulus and, via the glomerulotubular junction, may extend onto the tubule. Two mechanisms concerning the transfer of a glomerular injury onto the tubulointerstitium are discussed: (1) direct encroachment of extracapillary lesions and (2) protein leakage into tubular urine, resulting in injury to the tubule and the interstitium. There is evidence that direct encroachment is the crucial mechanism. Progression of chronic renal disease is underlain by a vicious cycle which passes on the damage from lost and/or damaged nephrons to so far healthy nephrons. Presently, two mechanisms are discussed: (1) the loss of nephrons leads to compensatory mechanisms in the remaining nephrons (glomerular hypertension, hyperfiltration, hypertrophy) which increase their vulnerability to any further challenge (overload hypothesis); and (2) a proteinuric glomerular disease leads, by some way or another, to tubulointerstitial inflammation and fibrosis, accounting for the further deterioration of renal function (fibrosis hypothesis). So
The decline in renal function in chronic renal failure is caused by the progressive loss of viable nephrons. Surprisingly few studies have dealt with the question of how a nephron undergoes irreversible degeneration during a specific kidney disease. It is widely believed that excessive matrix production, either in the glomerular mesangium or the tubulointerstitium, plays a crucial role. However, the evidence for such a mechanism is entirely correlative in nature; a causal relationship, in our view, has never been established. In humans and in laboratory animals, the majority of diseases which progress to chronic renal failure start at the glomerulus. This review will deal with pathways of progression of a primary glomerular disease to complete nephron degeneration. Pathway is defined here as a series of consecutive and causally related events starting with a healthy nephron and ending with its loss. We will mainly present insights from animal models. Though there are fundamental consistencies and ample similarity in details with glomerular diseases in humans, we will, in general, not expressly mention the latter; this would break up the frame of this review. We have excluded, first, the diseases beginning at preglomerular vessels (i.e., all kinds of vaso-occlusive diseases leading to ischemic events downstream) and, second, the diseases which begin within the interstitium (primary interstitial diseases) or with direct damage to the tubule (by toxic, ischemic and/or obstructive mechanisms).
Key words: glomerular diseases, transfer onto the tubulointerstitium, progression to chronic renal failure, repair.
GLOMERULAR DISEASES Glomerular diseases comprise a large variety of individual entities. Our working hypothesis is that all these primary diseases converge into few pathways of disease progression.
Received for publication May 6, 2004 and in revised form July 15, 2004 Accepted for publication September 8, 2004 C
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When talking about glomerular pathomechanisms, it is most useful to distinguish between the endocapillary compartment, which consists of the capillaries and the mesangium and, separated by the glomerular basement membrane (GBM), the extracapillary compartment, which consists of podocytes, Bowman’s space and Bowman’s capsule. The latter comprises the parietal epithelium and the parietal basement membrane (PBM). Basically, the endocapillary compartment is a capillary network with surrounding mesangial cells; thus it comes without surprise that pathological processes share many features with those in other capillary beds (e.g., inflammatory processes, wound healing). In contrast, the extracapillary compartment is unique and absolutely specific to the glomerulus; this holds true for the pathologic developments in this compartment. As long as a glomerular disease remains restricted to the endocapillary compartment, it is subject to restitution or repair even if the lesions are massive (see below). According to what is seen in animal models, progression of a glomerular disease starts with the involvement of the extracapillary compartment. Every extracapillary process interferes with the filtration barrier and the separation between the tuft and Bowman’s capsule, leading, in general locally by forming a tuft adhesion to Bowman’s capsule, to the obliteration of Bowman’s space. Summarized in a synopsis (Fig. 1), three different mechanisms may be distinguished as being responsible for the progression of a glomerular disease toward nephron loss. These are degenerative, inflammatory, and, dysregulative mechanisms; essential structural features are depicted in Figure 2. These three mechanisms represent prototypes of damage development in the glomerulus. In an actual case (as will be discussed later in more detail) they may well be mixed. For instance, a “cellular lesion” (known in human pathology as a dense assembly of podocytes on the surface of an injured tuft portion; [27]), in our view, represents a local manifestation of the dysregulative pathway that may well be encountered in a predominantly degenerative glomerular disease. Dysregulative mechanisms The dysregulative mechanisms are clearly different from both others, the degenerative and inflammatory ones. The unique histologic pattern, now named collapsing glomerulopathy, is most frequently encountered in patients with human immunodeficiency virus (HIV) nephropathy, but idiopathic cases occur as well [28, 29]. It is debated whether the “cellular lesion” in focal segmental glomerulosclerosis (FSGS) belongs to the spectrum of collapsing glomerulopathy or represents yet another variant of FSGS [28–31]. Transgenic models (see Fig. 1) exhibiting a strikingly similar histopathology have led to
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Fig. 1. Progression of extracapillary injuries.
insights into mechanisms leading to this lesion. The dysregulative pathway may be summarized as follows [1–3, 8, 32–34]. HIV infection or some other so far unknown intracellular event cause regulatory defects in glomerular and tubular epithelial cells. In the glomerulus, dysregulation of podocytes leads to the loss of the specific cell shape and to uncontrolled proliferation [33, 35]. The now cuboidal cells display many features of immature podocytes during nephrogenesis. These dedifferentiated cells fill Bowman’s space and form “pseudocrescents.” Furthermore, a defect in the regulation of vascular endothelial growth factor (VEGF) synthesis by podocytes
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Fig. 2. Esssential structural features of the dysregulative (A), the degenerative (B), and the inflammatory (C) pathway to nephron degeneration. The glomerular basement membrane (GBM) is shown in black, mesangial cells in a bird-feet pattern, podocytes are densely stippled, and macrophages are loosely stippled. Parietal cells are shown in dark brown, proximal tubule cells in pale brown, and fibroblasts in green. Abnormal filtrate spreading is indicated in yellow. See text for further explanation.
[7, 36] results in endothelial damage followed by the collapse of glomerular capillaries, and ultimately of an entire lobule or even the entire tuft. In tubules the regulative defects lead to false sorting of membrane proteins and progressive formation of microcysts [2, 3], resulting in tubular degeneration and tubulointerstitial injury with final destruction of the entire cortex. Congenital diseases in humans exhibiting this kind of nephron degeneration (e.g., Denys-Drash syndrome) have long been known; they are based on mutations in the Wilms’ tumor gene [37, 38]. Degenerative mechanisms The degenerative and the inflammatory mechanisms share several important histopathologic features; in particular both lead to crescent formation as the crucial step to nephron loss. In the degenerative models (see Fig. 1), apart from the toxic models, podocytes are exposed to persistent long-term challenges, including glomerular hypertension, metabolic disturbances as well as abnormal receptor stimulation either by growth factors or vasoactive compounds. Functionally, these challenges account for the loss of size selectivity of the glomerular barrier, leading to excessive protein leakage into tubular urine. Structurally, in addition to hypertrophy, a stereo-
typed pattern of lesions are encountered (foot process effacement as the most common lesion, cell-body attenuation, pseudocyst formation, accumulation of absorption droplets, sometimes “microvillous transformation”) followed finally by detachment [39–41]. These events cause a continuous loss of podocytes and, frequently together with an hypertrophic growth of the tuft, lead to a decrease in podocyte density which is seen under various circumstances [13, 16, 20, 42–45]. Since podocytes in the adult are incapable of regenerative cell replication, lost podocytes cannot be replaced by new cells [19, 42, 46]. The hypertrophy of the remaining podocytes is the only way to maintain the integrity of the filtration barrier. The additional workload on these cells increases their vulnerability; a vicious circle is initiated. The podocytes eventually are too few to maintain a complete cover of the tuft. Naked areas of GBM occur, to which parietal epithelial cells can adhere. Such a parietal cell bridge goes necessarily along with the formation of a local gap within the parietal epithelium, including the formation of naked areas of PBM. By establishing further cell bridges between the PBM and the GBM adjacent to the first and deposition of some matrix between the bridging cells, finally an adhesion of the tuft to Bowman’s capsule is established [39, 46].
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rich filtrate into the interstitium instead of Bowman’s space [47, 48]. In response, interstitial fibroblasts create a multilayered cellular patch around the focus of misdirected filtration, limiting the entry of fluid into the interstitium. This results in the formation of a crescent-shaped space filled with a proteinaceous fluid overarching the adhesion (proteinaceous crescent) (Fig. 3); hyaline material also frequently accumulates within the adherent portion of the tuft. Actually, the hyalinosis [54] inside the GBM and the proteinaceous crescent outside are the two sides of the same coin (i.e., of misdirected filtration through a podocyte-deprived filtration barrier: Plasma proteins accumulate on both sides. As outlined in Figure 3, a nascent crescent consists of three portions. Spreading of the proteinaceous fluid within the middle compartment into all directions leads to an expansion of the proteinaceous crescent on the outer surface of the glomerulus and eventually also of the tubule (see below). In the case that this process comes to a standstill, frequently at the border of a lobule, a repair process by scaring may lead to a synechia (i.e., to segmental glomerulosclerosis (Fig. 4).
Fig. 3. Crescents.
The adherent tuft portion generally contains at least one capillary loop that bulges with its naked (podocytedeprived) GBM surface toward the core of the adhesion. As a consequence, such capillaries deliver their protein-
Inflammatory mechanisms There are numerous types of glomerulonephritis in humans and also numerous animal models. We will not discuss specific diseases. Instead, in keeping with the subject of this review, we will focus on the most frequent pathway to nephron loss in glomerulonephritis (i.e., formation of a cellular crescent). In our presentation, we rely largely on our own work, which, in addition to unpublished work, includes models of anti-GBM nephritis in rats and mice, “classic” Masugi nephritis, pauci-immune-glomerulonephritis (SCG/kj mouse) and Thy-1–mediated mesangioproliferative glomerulonephritis (see Fig. 1). We have carefully considered studies from other investigators dealing with histopathology of glomerulonephritis in animal models [52, 60–65] as well as in humans [66–73]. A glomerular inflammation starts in the endocapillary compartment, affecting the capillaries and the mesangium. It may take a mild course, remaining bound within the endocapillary compartment. This is associated with an early turn to restitution (see below). The endocapillary process may take an aggressive course, leading to breaks in the GBM and exudation into Bowman’s space. Breaks in the GBM and spreading of the inflammation in Bowman’s space constitute a dramatic injury [49]. The glomerulus will most likely die and the nephron be lost. Formation of cellular crescents is probably associated with a moderate level of severity of the inflammation ranging in between the mild and the aggressive course described above. The way that a crescent develops from an endocapillary process has long been an enigma. It is widely believed that crescents develop within Bowman’s
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Fig. 4. Sclerosis, glomerulosclerosis, collapsing glomerulopathy.
space as a result of breaks in the GBM and egress of blood borne compounds (among them fibrinogen) into Bowman’s space [52, 62, 63]. However, in several experimental studies, exudates were not conspicuous at early stages of crescent formation [22, 25, 60, 61, 64]. Our observations in experimental models of glomerulonephritis suggest that the crucial role in crescent formation is played by epithelial cells that establish cell bridges between the tuft and Bowman’s capsule. This is in agreement with many studies in humans and in experimental animals, showing that early crescents include cells of epithelial origin (see below). An endocapillary inflammation induces a stereotyped pattern of morphologic alterations in podocytes. Most of these changes are frequent in noninflammatory diseases as well: simplification of foot processes, focal detachment from the basement membrane, increased incidence of intracellular vacuoles, and microvilli-like microprotrusions. The most specific feature of inflammatory diseases are coarse and irregular microprojections on the apical aspect
of the cell body. In the inflammatory models which we have examined (see Fig. 1), this phenotype of podocytes was associated with the formation of podocyte bridges between the tuft and Bowman’s capsule. Podocyte bridges are by definition made up of cells which adhere to both the GBM and the PBM. It is not known by which mechanism a cell process of a podocyte gets across the parietal cell layer. It is likely that podocyte processes disrupt the junctional complexes between two parietal cells and fix to the PBM. At the PBM, they frequently enlarge to lamellipoda-like structures, hereby dislodging the parietal epithelial cells [22, 25]. Frequently, cells adjacent to a podocyte bridge develop further bridges, including those of parietal epithelial cells that fix to the GBM [25]. After depositing basement membrane-like matrix between the cells, the entire bridging structure interconnecting the GBM and the PBM represents a tuft adhesion to Bowman’s capsule. The altered location of both types of glomerular epithelial cells together with loss of usual junctional
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Fig. 5. Transfer of a glomerular injury onto the tubulointerstitium.
connections [22] obviously profoundly alters their behavior. They proliferate and spread, resulting in the formation of a cellular crescent. It is noteworthy that the spreading of crescent cells takes place inside the PBM, but outside a more or less well preserved parietal epithelium, thus (like in a proteinaceous crescent, discussed above) in a newly emerging space between the parietal epithelium and its basement membrane; this portion represents the crescent proper (Fig. 3). Apart from the connecting stalk between the tuft and the crescent, a narrow urinary space subsists between the crescent and the tuft. Of note, this feature is visible only in perfusion-fixed kidneys. Since the starting point for crescent formation is a podocyte bridge between a capillary loop and the PBM, it is not surprising to find at least one capillary loop included in the adherent tuft portion of every crescent. In
an advanced stage, these loops are generally hyalinized, but perfused capillaries may also be found that obviously deliver their filtrate into the crescent. Thus, by the same mechanism as described above in degenerative models, proteinaceaous crescents may be formed in inflammatory models as well. Mixed crescents (cellular/proteinaceous) are frequent. Young crescents contain mainly epithelial cells as seen in animal models [22, 60, 61, 64], as well as in humans [66, 68, 70–74]. As shown recently, a significant fraction of epithelial cells in crescents are derived from podocytes [64, 75], which, during their displacement and proliferation, have lost all specific podocyte markers. This phenotype represents, in addition to collapsing glomerulopathy, another example of the proliferative ability of dedifferentiated podocytes. Podocytes contribute only to
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a fraction of the epithelial cells of a crescent [75]. The rest probably emerges from proliferation of parietal epithelial cells as already suggested in older work on human glomerulonephritis [70, 73] and on a murine model [60]. In agreement with the epithelial origin of the cells, the intercellular matrix of early (“cellular”) crescents consists of an amorphous basement membrane-like material in both human [68, 76] and murine glomerulonephritis [22] in addition to varying proportions of proteinaceous fluid. Macrophages are a further component of crescents in humans [66, 68, 69, 71, 73] and in animal models [63]. According to our observations, macrophages first accumulate within the cap of proliferating interstitial tissue that covers a nascent crescent from the outside (Fig. 3). In early crescents, this interstitial reaction is separated from the crescent proper by the intact PBM. Later, macrophages increasingly intermingle with epithelial cells within the crescent proper, most likely by invasion through breaks in the PBM as shown in humans [70] and in a model of glomerulonephritis in the rat [52]. Like with proteinaceous crescents, cellular crescents may progress to more severe damage, eventually to nephron loss (next chapter) or they may undergo repair by scarring, terminating in segmental glomerulosclerosis (Fig. 4). TRANSFER OF A GLOMERULAR INJURY ONTO THE TUBULOINTERSTITIUM Glomerular damage is generally accompanied by tubulointerstitial damage and there is widespread agreement that the former causes the latter. However, there is disagreement concerning the underlying mechanisms. As summarized in the synopsis shown in Figure 5, several mechanisms are under discussion. The most popular notion is that protein leakage in injured glomeruli into tubular urine leads to excessive protein reabsorption in proximal tubules, resulting in tubulointerstitial injury. Recently, mechanisms have been uncovered that lead to a direct encroachment of extracapillary lesions onto the tubule via the glomerulotubular junction; they will be addressed first. Encroachment of a glomerular injury onto the glomerulotubular junction Two mechanisms have been uncovered. First, there is an extension of a proteinaceous crescent onto the outer aspect of the proximal tubule. As a consequence of persistent misdirected filtration, the proteinaceous filtrate, via the glomerulotubular junction, expands in the space between the tubular epithelium and the tubular basement membrane and may spread within this space along the entire proximal convolution. This process is predominantly associated with degenerative glomerular diseases [47, 48],
Table 1. Crescentic glomerulonephritis in mice (N = 265 glomeruli examined in section series) Number 168 glomeruli without crescents 97 crescentic glomeruli 57 crescents do not extend in tubular neck 40 crescents obstruct the tubular neck
Description Corresponding tubules show normal structure Corresponding tubules show normal structure Corresponding tubules show features of degeneration
Serial section analysis of glomerulotubular connections on day 10 in the disease [23].
but may also be found as the dominant process in individual nephrons in inflammatory diseases [25]. The second mechanism is the encroachment of a growing cellular crescent upon the glomerulotubular junction. Thereby the initial segment of the proximal tubule gets incorporated into the crescent. This process is characteristically found in inflammatory models [23, 25, 26]. However, cellular proliferation is complemented frequently in inflammatory models by misdirected filtrate spreading, leading to mixed crescents. These two processes appear to be very frequent in experimental models under various circumstances and have also been shown to occur in human cases [48, 77, 101]. In a murine model of crescentic glomerulonephritis [23], the relevance for final nephron degeneration has been quantified by tracing 265 nephrons in serial sections (Table 1). Exclusively glomeruli with crescents and among them only those that extended onto the glomerulotubular junction were associated with tubular degeneration in various stages (see below). In our view, this represents very strong evidence for the concept that the tubular injury develops by encroachment of a glomerular injury onto the glomerulotubular junction. Both mechanisms, abnormal filtrate spreading and cellular overgrowth, may lead to the loss of the nephron. A nephron is functionally lost when urine flow is irreversibly impeded by tubular degeneration. The latter may occur directly or it may be preceded by tubular atrophy (both processes are described below in detail). Peritubular filtrate spreading, which is less aggressive compared to cellular overgrowth, may first lead to tubular atrophy. At this stage, the nephron is still in function and produces urine, even though tubular functions are necessarily impaired. Such nephrons may reach a status of some kind of repair, exhibiting a segmental adherent scar at the glomerulus and an atrophic portion of the proximal tubule. It is unknown how long these nephrons may survive. As seen in experimental models, the atrophic portion of the tubule, sooner or later, will proceed to degeneration, get obstructed and thus irreversibly damaged (see below). Cellular overgrowth of the glomerulotubular junction directly leads to tubular degeneration with early obstruc-
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tion generally affecting the glomerulotubular junction. Thus the nephron is functionally lost. As intermediate stages to complete structural loss, atubular glomeruli and aglomerular tubular remnants are generally encountered. The final decomposition and the removal of the tubular remnants always occur within a short time in a steadily progressing manner in conjunction with a local interstitial inflammation, whereas the final decomposition of the glomerular remnants may be delayed (see below). Atubular glomeruli thus represent a common finding in experimental as well as human diseases [10, 14, 15, 23, 25, 48, 101–107]. Tubular atrophy begins with the loss of the brush border and the basal interdigitating cell processes, including their mitochondria. In the end, the complex proximal epithelium is transformed into a simple flat epithelium resembling the parietal epithelium of Bowman’s capsule [25, 48, 108]. Functionally, this dramatically simplified epithelium does not appear to be capable of performing any of the specific transports of the proximal tubular epithelium. Tubular degeneration starts with obstruction of the tubule, generally at or close to the glomerulotubular junction. Deprived of a luminal load, the tubules collapse, the cells lose their arrangement as a polarized epithelium and transform into solid cords of polygonal cells. Lysosomal elements accumulate; finally the cells die. The empty remains of the tubular basement membrane become wrinkled and infiltrated with inflammatory cells. Cellular and matrix residues are finally removed by macrophages and replaced by fibrous tissue [23, 25, 48]. Atubular glomeruli all have a tuft-to-capsule connection. They may either collapse or develop cystic expansions of Bowman’s capsule [25, 48]. Collapsed glomeruli appear to undergo a slow (compared with that of tubules) process of decomposition. The characteristics, podocyte dedifferentiation with loss of the cytoskeleton, detachment and disappearance of adjacent capillaries, collapse of the “capillary-deprived” GBM, are reminiscent of tuft degeneration in collapsing glomerulopathy [32]. Cystic expansion of Bowman’s space appears to develop in glomeruli with some ongoing filtration and in which Bowman’s capsule does not withstand expansion. These glomerular remnants appear to survive for long periods, possibly lifelong [25]. The decomposition of nephron remnants induces a local interstitial inflammation [23, 25, 48]. Inflammatory cells immigrate and fibroblasts transform into a-smooth muscle actin (a-SMA)-positive cells. After removal of the nephron remnants, this proliferative tissue transforms into fibrous tissue. From a teleologic point of view, these processes are responsible for the removal of the nephron remnants and for the filling of the space left by degenerated tubules. Since at the onset of this process the nephron is already irreversibly damaged, in our view, this
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process guarantees the preservation of an intact tissue architecture. Protein leakage into tubular urine It has been proposed that continuous protein leakage through an impaired glomerular filter into tubular urine is not merely an indicator of severity of disease but also a trigger of progression. The “proteinuria hypothesis” has been the subject of many reviews [90–93, 109–113]. Several mechanisms have been proposed as to how filtered proteins (including protein-bound substances) may lead to tubulointerstitial damage. Since they have been amply presented in the above-mentioned reviews, we present a synopsis of the various proposals (Table 4). As seen there, they may be subdivided into (1) effects of excessive reabsorption and lysosomal degradation of proteins, (2) direct effects of toxic compounds, and (3) secondary effects of proinflammatory and profibrotic mediators produced by tubular cells; the resulting inflammation/fibrosis is supposed to be responsible for the loss of nephrons. The third mechanism has received the broadest support so far. In our models, we found no convincing evidence for harmful effects of filtered proteins on tubular cells [21, 23, 25, 47]. In contrast, even in cases of severe glomerular injury, the proximal tubule remained healthy in appearance as long as the glomerular injury did not extend onto the glomerulotubular junction (Table 1) (i.e., in cases with encroachment of extracapillary glomerular lesions). Since the question as to the damaging effects of protein leakage and interstitial inflammation presumably derived thereof not only relates to the particular nephron with protein leakage but also to neighboring so far healthy nephrons, thereby becoming an autonomous factor of progression, we will discuss this in the next section. PROGRESSION OF THE DISEASE The progressive decline in renal function in chronic renal disease is underlain by the continuous loss of nephrons, independent of whether the original disease persists. Thus, once a certain degree of injury is established, the disease enters into a vicious cycle. Indeed, in most cases of chronic renal disease, the histopathologic pattern is focal from the beginning. Severely damaged nephrons are found close to rather normally looking ones. It might thus be expected that a fraction of the nephrons would maintain a stable function when the primary disease heals or is therapeutically brought under control. However, clinical experience does not support that expectation and generally a progressive deterioration of renal function occurs. This raises the question as to a mechanism whereby nephron loss is deleterious to surviving nephrons. There are basically two hypotheses, overload and fibrosis, to explain how a damage may be passed on from one nephron to another.
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Fibrosis hypothesis According to this hypothesis the tubulointerstitial inflammation, which regularly develops in proteinuric diseases in conjunction with tubular degeneration, leads to progressive fibrosis accounting for the further deterioration of renal function [81, 90–93, 109, 113, 114]. This hypothesis was originally developed on the basis of three observations. First, several studies showed that the decline in renal function in chronic renal disease correlates more closely with interstitial fibrosis than with glomerular damage [92, 115–120]. Second, the level of proteinuria correlates well with the rate of progression in various diseases [91, 93, 109, 113, 121]. Third, exposure to high concentrations of proteins induces the production of proinflammatory and profibrotic factors by tubular cells [91, 93, 94, 111, 122]. Accordingly, it is assumed that protein overload in a tubule induces a local interstitial inflammation that eventually destroys not only that tubule but also neighboring tubules. This assumption is essential to every discussion about the impact of fibrosis on progression. In most publications on this subject, this question is not explicitly raised; it is simply assumed that fibrosis is harmful. A concrete hypothesis has never been formulated on how fibrosis might proceed to the loss of the nephrons. This brings us to the decisive questions on this issue: Does the focal tubulointerstitial inflammatory process that consistently occurs in glomerular diseases initiate nephron destruction? Is there a start of nephron destruction in the tubulointerstitium? The answer from all our studies of degenerative as well as inflammatory models of nephron degeneration is clearly “no.” An interstitial inflammation was only encountered in conjunction with the degeneration and removal of an already irreversibly damaged nephron [23, 25, 123]. By tracing in serial sections, it became obvious that tubular segments of healthy nephrons, even if fully surrounded by degenerating tubules of neighboring affected nephrons, preserved their usual features of a differentiated, normally functioning epithelium [12, 23, 25]. Thus, we found no evidence of progression of the disease at the level of the tubulointerstitium. On the contrary, by removing the remnants of nephrons and by replacing them with scars, the interstitial reaction assures that the degenerative mechanisms remain confined to the affected nephron. This conclusion agrees with experimental studies aiming at directly testing the effect of proteinuria and of proteinuria-induced interstitial inflammation on the progression of renal failure. Daily injections of bovine serum albumin for at least 1 week provokes a prominent diffuse infiltration of the peritubular interstitium with macrophages and lymphocytes [91, 124–126]. How-
ever, neither nephron loss nor a progressive reduction of renal function have been demonstrated in those studies. Adriamycin nephropathy induced in analbuminemic rats compared to wild-type rats [127, 128] did not show any difference between the two strains. In spite of a massive decrease in total proteinuria and of the lack of urinary albumin in mutant rats, the morphology of the tubulointestitium and the decrease in inulin clearance were not different between the two groups. This shows that tubular albumin is not a critical factor in producing the tubulointerstitial alterations in that model but, surely, does not rule out a specific pathogenetic role of some other proteins. The preservation of renal function in minimal change nephropathy in human as well as in several experimental studies mimicking this disease [14, 15, 126] speak against a major impact of proteinuria per se on the tubulointerstitial disease. In one of these models, namely in adriamycin nephropathy [14], the stage of pure minimal change nephropathy was followed, without significant increase in the degree of proteinuria, by the development of FSGS. Only at that stage, nephron loss, focal interstitial inflammation around the degenerating tubules and deterioration of renal function occurred. Serial sections revealed an association between the tubular degeneration and the encroachment of the extracapillary lesion onto the glomerulotubular junction. The evidence supporting a crucial contribution of protein leakage and of the subsequent interstitial reaction to progression is correlative in nature. It is grounded on two well-documented sets of clinical data. First, a correlation exists between the amount of excreted proteins and the pace of disease progression [109, 113, 121, 129]. However, the degree of glomerular damage is a confounding factor in that correlation: The more severe the glomerular injury, the higher the level of proteinuria but also the risk that glomerular damage directly encroaches upon the tubule and leads to nephron degeneration. Second, the decline in renal function in chronic renal failure correlates more closely with interstitial fibrosis than with glomerular damage (see above). This fact is taken as argument in favor of a genuine interstitial mechanism of progression. Thereby one overlooks a crucial fact: As animal models (see above) and studies in the aging human kidney show [130, 131], the remnants of a degenerative nephron, including glomeruli, may be completely removed and replaced by fibrous tissue. Thus, with the degeneration of nephrons, the interstitial damage score will increase, while the glomerular damage score will remain constant or even decrease due to complete disappearance of sclerotic glomeruli. Recent studies clearly show that the decline in renal function in chronic renal disease correlates best with the number of remaining nephrons [132]. Taken together, the correlations between proteinuria and interstitial fibrosis on the one hand and progression of
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the disease on the other do not allow any conclusion as to the pathways along which the nephron underwent destruction. Thus, the evidence for the fibrosis hypothesis is far from being conclusive. Overload hypothesis The core of this hypothesis reads as follows. Loss of nephrons leads to a work overload on the remaining nephrons followed by compensatory mechanisms (i.e., by hypertrophy), in particular by glomeruli exposing them to hypertension resulting in hyperfiltration and protein leakage. This leads sooner or later to glomerular damage that, according to the degenerative pathway to sclerosis discussed above, may proceed to nephron loss, thus closing a vicious cycle based on nephron loss [133–138]. The validity of this hypothesis has been repeatedly confirmed in the model of nephron mass reduction by nephrectomy or infarction. In several of those studies, systemic blood pressure as well as intraglomerular blood pressure were manipulated by various means. Depending on the protocol, the remnant nephrons compensated partially or fully for the decrease of nephron number by increasing single nephron GFR. Thereby, the intraglomerular blood pressure rose and glomerular hypertrophy was initiated. On the long run, a deterioration of renal function and development of glomerulosclerosis were observed. Intraglomerular blood pressure appears to be the main pathogenic trigger in this model [55, 133, 136, 139, 140], but a contribution of glomerular hypertrophy is likely [42, 135, 138, 141–143]. Thus, the evidence supporting the overload hypothesis is strong. However, many details are insufficiently understood, in particular the regulatory routes along which the compensatory hyperfunctions are elicited as well as how glomerular hypertension translates into protein leakage and glomerular damage [144]. In animal models, the hypertensive injury is specific; it consists of the vascular pole associated glomerulosclerosis that develops from a pressure dependent dilation of the first branches of the glomerular afferent arteriole [10, 145]. This suggests that the initiating failure consists of the incapability of the vessel wall to develop sufficient counterforces. Numerous studies [9, 146–148] support the notion that indeed the failure of podocytes to generate sufficient counterforces in response to high capillary pressure accounts for the start of sclerosis development. Under such conditions, podocytes up-regulate several genes, including osteopontin, which is known to be elevated in glomeruli in vivo in the deoxycorticosteroe acetate (DOCA)-salt model associated with glomerular hypertension [149]. Podocytes have stretch-sensitive ion channels and may respond along Ca++ dependent and independent signaling routes [150]. Podocytes have an-
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giotensin II type 1(AT1) receptors [151] that become upregulated in response to stress [152]. Increased signaling via AT1 receptors is damaging to the podocyte, resulting in protein leakage and finally in sclerosis [21]. In addition to the mechanical challenge itself, there is increasing evidence that the enhanced passage of plasma proteins across the filtration barrier associated with glomerular hypertension may be harmful to podocytes themselves. A certain proportion of proteins passing through the filter is generally taken up by podocytes, more precisely at their basal aspect by the foot processes [153, 154]. Excessive amounts may lead to an overtaxing of the lysosomal system with the deleterious consequences generally attributed to the proximal tubule cells under these circumstances (i.e., spillage of lysosomal enzymes into the cytoplasm and increased production of reactive oxygen species, proinflammatory and profibrotic mediators). Note that in contrast to proximal tubule cells whose regenerative potential is great, podocytes are incapable of cell regeneration. Evidence that those mechanisms may play a role with respect to podocyte loss has been presented in several studies [12, 24, 96, 155]. Thus, the cells whose failure is responsible for the increased leakiness are challenged by the consequences (i.e., the increased accumulation of proteins within the filter). Consequently, proteinuria, as suggested by correlative evidence (see above), may well be a promoting factor of progression, but by damaging podocytes rather than by inducing fibrosis. In conclusion, the overload hypothesis is strongly supported by a great variety of experimental studies. In contrast, the evidence that fibrosis is responsible for progression is meager. It should be noted that the two mechanisms are not mutually exclusive, they may be additive. REGENERATION AND REPAIR OF GLOMERULAR INJURIES In recent time, the question as to the capability of a damaged nephron to undergo regeneration (restitution of structure and function) has been repeatedly raised [156– 159]. What are the chances for therapeutic interventions? Is it possible to define a point of no return, a certain degree of damage that inevitably will proceed to loss of the nephron? There are very few studies which have thoroughly addressed these questions. Therefore, we may only present some examples from individual models. They clearly show that the possibilities to repair a glomerular damage are quite limited. Again, it is useful to distinguish between endo- and extracapillary lesions. As long as an injury remains bound within the endocapillary compartment, the injury may undergo regeneration (complete restitution) or it may
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be repaired, leaving behind a mesangial scar (mesangial sclerosis). An extracapillary lesion associated with a tuft adhesion no longer has a chance to regenerate; the only chance for healing is the formation of an adherent scar. Endocapillary injuries The capacity of endocapillary lesions to be repaired is enormous. This is exemplified in Thy-1 nephritis, in the case of a severe endocapillary injury with an almost complete loss of capillaries and of mesangial cells, leading to the formation of a mesangial balloon. The repair followed a strict sequence [25] which, to some extent, mimics the development of a glomerular lobule during ontogeny, necessitating the orchestration of several regulatory circuits [160–168]. In this sequence in the first stage, new capillaries sprout up to sites beneath the GBM, probably attracted by podocytes. In the second stage, a-SMA– positive cells (derived from cells in the extraglomerular mesangium [169]) gather around capillaries and establish connections to the GBM in between the capillaries as well as to other centrally located mesangial cells; all together these a-SMA–positive cells form an interconnecting network fixed to the GBM and to the extraglomerular mesangial cells at the vascular pole. In the third stage, centripetal contraction of this network results in the reestablishment of GBM infoldings separating individual capillaries, thus providing a lobular texture that allows filtration. The accumulation of mesangial cells and matrix in the center of such a reestablished “lobule” represents the supporting core; it may become reduced in volume by a comparably slow remodeling process [159, 163], nevertheless, a mesangial scar (mesangial sclerosis) remains. This process is remarkable; it ensures the reestablishment of a glomerular lobule with a proper higher order structure (i.e., with peripherally arranged capillaries supported by centrally located mesangial tissue). The temporal and spatial sequence of these events appears to prevent excessive mesangial cell proliferation and matrix deposition. In less severe endocapillary damage without loss of capillaries, repair may start earlier at the second stage [25]; proliferation and subsequent contraction of a-SMA–positive cells (like in wound closure [170]), thereby reestablishing a folding pattern of the GBM, represent indispensable steps in every repair of an endocapillary injury. No data are available about whether a mesangial aneurysm with egress of blood into the mesangial space may enter a repair process and if yes when, then how this occurs. Extracapillary injuries The most characteristic feature of extracapillary lesions consists of formation of connections between the tuft and Bowman’s capsule. This includes (1) simple
Degenerative and inflammatory glomerular diseases
Endocapillary injury
Extracapillary injury
Regeneration/ repair: mesangial sclerosis
Protein leakage
Adhesions/ crescents (proteinaceous; cellular)
Excessive tubular reabsorption
Encroachment onto the tubule via glomerulotubular junction
Repair: synechia, i.e., segmental glomerulosclerosis
? Tubular atrophy
? Tubular degeneration, obstruction, and disconnection
Repair: synechia with atrophic tubular segment
Loss of viable nephrons atubular glomeruli, aglomerular tubular remnants
Tubulointerstitial inflammation/fibrosis
Overload of remaining nephrons ?
Scar
Damaging impact on healthy nephrons –––– Renal failure
Fig. 6. Flow diagram of damage progression in degenerative and inflammatory glomerular diseases (does not include collapsing glomerulopathy). A question mark adjacent to an arrow indicates the thate effect is not firmly established. The most direct path to nephron loss leads from podocyte injury to crescents, to encroachment onto the tubule, to atubular glomeruli and glomerular tubular remnants. Degeneration of these nephron remnants leads to an interstitial inflammation whose impact as a damaging factor is debated.
Kriz and LeHir: Pathways to nephron loss
cellular bridges between the GBM and the PBM (podocytes and parietal cells), (2) tuft adhesions defined in that, in addition to cells, a matrix bridge has developed, and (3) tuft adhesions associated with different kinds of crescents (note, that there are no crescents without a connecting stalk to the tuft). Even if there is no firm proof, it is plausible that, in the case that a disease process comes to an early halt, simple cell bridges may resolve. This would lead to the reestablishment of a freely floating tuft. Based on observations in human biopsies, it has been claimed that glomeruli with crescents may actually regenerate [171, 172]. It was found that the incidence of glomeruli with crescents between successive biopsies had decreased. Such data should be interpreted cautiously for the following reasons. First, the sample under analysis may not be representative for the whole kidney. Second, a fraction of crescentic glomeruli may have died and may have been replaced by a scar between samplings. Experimental data from animal models do not provide evidence that a tuft adhesion (with or without crescent), once established, may disconnect, reestablishing a freely floating tuft. A tuft adhesion may become smaller and, in random sections, it might appear that, after a certain time of recovery, there are fewer tuft adhesions. Quantification in serial sections, however, clearly show that the number of adhesions does not decrease [25]. There is agreement between observations in human material and animal studies that crescents may undergo a repair process terminating in an adherent scar. First, as well known from human biopsies and autopsies, aging crescents become fibrocellular and eventually fibrous. Breaks in the PBM allow a direct passage of cells, among them macrophages and fibroblasts from the interstitium into the crescent. Fibrosis in the crescent is probably, to a large extent, the consequence of invasion of both cell types [50, 52, 70]. There is evidence that the epithelial cells of crescents acquire some properties of fibroblasts, including the ability to synthesize collagen type I [74, 173, 174]. The repair of a crescent by fibrosis leads to an adherent scar [25, 175] (i.e., to segmental glomerulosclerosis) (Fig. 4). From animal models, we have some evidence that such a repair process consists of formation of a bridge of scar tissue that develops from both sides, from the mesangium and the interstitium, finally interconnecting the mesangium with the interstitium [25]. Taken together, our knowledge on the healing of glomerular lesions is very limited. So far, it is impossible to define a specific lesion that inevitably will proceed to the loss of the nephron. In the case that a crescent extends on the glomerulotubular junction, the chances for any repair become small. Dramatic developments like a glomerular destruction with uncontrolled bleeding into Bowman’s space as frequently encountered in rapidly progressing crescentic glomerulonephritis or disconnec-
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tion of the tubule from its glomerulus, as described above, do not appear to have a chance to repair; these nephrons are lost forever. CONCLUSION We present a flow diagram showing the major pathways discussed in this review (Fig. 6). ACKNOWLEDGMENTS Our work underlying this review has been continuously supported by the “Deutsche Forschungsgemeinschaft,” the “Hartmann Muller¨ Stiftung,” and the “Prof. Dr. Karl und Gerhard Schiller-Stiftung.” We thank Carla Lyko for secretarial and Rolf Nonnenmacher for graphic assistance. ¨ Anatomie und ZellbiReprint requests to Wilhelm Kriz, Institut fur ologie I, Im Neuenheimer Feld 307, 69120 Heidelberg, Germany. E-mail:
[email protected]
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