Performance Evaluation of Knowledge Transfer among Supply Chain Enterprises based on Weighted Principal Component Analysis

Performance Evaluation of Knowledge Transfer among Supply Chain Enterprises based on Weighted Principal Component Analysis

Available online at www.sciencedirect.com IERI Procedia 2 (2012) 389 – 397 ,QWHUQDWLRQDO&RQIHUHQFHRQ)XWXUH&RPSXWHU6XSSRUWHG(GXFDWLRQ  ...

227KB Sizes 0 Downloads 38 Views

Available online at www.sciencedirect.com

IERI Procedia 2 (2012) 389 – 397

,QWHUQDWLRQDO&RQIHUHQFHRQ)XWXUH&RPSXWHU6XSSRUWHG(GXFDWLRQ  

3HUIRUPDQFH(YDOXDWLRQRI.QRZOHGJH7UDQVIHUDPRQJ6XSSO\ &KDLQ(QWHUSULVHVEDVHGRQ:HLJKWHG3ULQFLSDO&RPSRQHQW $QDO\VLV  3LQJ.DQJD;LDR[X:DQJE D

;L DQFROOHJHRIILQDQFHDQGHFRQRP\6KDDQ[L;L DQ&KLQD&KLQDSNDQJBXIH#FRP E ;L DQFROOHJHRIILQDQFHDQGHFRQRP\6KDDQ[L;L DQ&KLQD#TTFRP

 

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‹7KH$XWKRUV3XEOLVKHGE\%9 © 2012 Published by Elsevier B.V. 6HOHFWLRQDQGSHHUUHYLHZXQGHUUHVSRQVLELOLW\RI,QIRUPDWLRQ(QJLQHHULQJ5HVHDUFK,QVWLWXWH Selection and peer review under responsibility of Information Engineering Research Institute  .H\ZRUGV6XSSO\&KDLQ.QRZOHGJHWUDQVIHU:3&$3HUIRUPDQFH(YDOXDWLRQ

,QWURGXFWLRQ :LWKWKHDGYHQWRIHFRQRPLFJOREDOL]DWLRQDQGNQRZOHGJHEDVHGHFRQRP\WKHWKHRU\RIWUDGLWLRQDOVXSSO\ FKDLQ PDQDJHPHQW KDV XQGHUJRQH D PDMRU FKDQJH LQ NQRZOHGJH VKDULQJ DQG FRQWLQJHQF\ LQQRYDWLYH

  &RUUHVSRQGLQJDXWKRU3LQJ.DQJ7HO;LDR[X:DQJ7HO  (PDLODGGUHVV&KLQDSNDQJBXIH#FRP#TTFRP



2212-6678 © 2012 Published by Elsevier B.V. Selection and peer review under responsibility of Information Engineering Research Institute doi:10.1016/j.ieri.2012.06.106

390

Ping Kang and XiaoxuWang / IERI Procedia 2 (2012) 389 – 397



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

391

Ping Kang and XiaoxuWang / IERI Procedia 2 (2012) 389 – 397



                

&RVWRI  HQWHUSULVH  NQRZOHGJH %

6WRFNRI  HQWHUSULVH  NQRZOHGJH % 





          /DERUFRVW[ ,QIRUPDWLRQFRVW[ &RQWULEXWLRQFRVW[

3URSRUWLRQRIWHFKQLFDOVWDII[ WHFKQLFDODFKLHYHPHQW[ (PSOR\HHDYHUDJHOHYHORI  HGXFDWLRQ[





H[FKDQJHFDSDELOLWLHVRIWKHRXWVLGH HQWHUSULVHVLQIRUPDWLRQ % 

3HUIRUPDQFH  RI  NQRZOHGJH WUDQVIHUDPRQJ  VXSSO\FKDLQ $

FDSDELOLWLHVRIHQWHUSULVHNQRZOHGJH  VKDULQJ % 



1RGHHQWHUSULVHVFRPSDWLELOLW\[ FRUSRUDWLRQLPDJH[ %UDQGDZDUHQHVV[ &XVWRPHUVDWLVIDFWLRQ[

 



/HYHORILPSURYLQJLQFHQWLYHV[ /HDUQLQJDELOLWLHVRIHQWHUSULVHRUJDQL]DWLRQ[ ,QWHOOHFWXDOFRQWULEXWLRQRISODWIRUP[ ([FKDQJHIUHTXHQF\RIWKHLQIRUPDWLRQ[

FRQGLWLRQRIHQWHUSULVHNQRZOHGJH LQWHJUDWLRQ % 











FDSDELOLW\RI  NQRZOHGJH  DFTXLVLWLRQ[ FDSDELOLW\RI  NQRZOHGJHDEVRUSWLRQ[ FDSDELOLW\RI  NQRZOHGJHLQFUHDWLRQ[



 )LJXH  3HUIRUPDQFHHYDOXDWLRQLQGH[  V\VWHPRI  NQRZOHGJH  WUDQVIHULQVXSSO\FKDLQHQWHUSULVHV

:HLJKWHGSULQFLSDOFRPSRQHQWDQDO\VLVRQSHUIRUPDQFHRI,QWHUHQWHUSULVHVXSSO\FKDLQNQRZOHGJH WUDQVIHU  7KHSULQFLSDOFRPSRQHQWDQDO\VLVLVDVWDWLVWLFDOPHWKRGZKLFKUHDVVHPEOHVWKHRULJLQDOLQGH[LQWRDVHWRI LQGHSHQGHQWFRPSRVLWHLQGLFDWRURIWKHIHZWRUHSODFHWKHRULJLQDOLQGH[DQGWRUHIOHFWWKHRULJLQDOLQGLFDWRUV 7KHEDVLFSULQFLSOHLVDVIROORZV

&RPSRVHG WKHUH DUH Q LQGLFDWRUV WR IRUP D UDQGRP YDULDEOH ; = ( [  [ "  [Q ) ZKLFK DV WKH FRPSUHKHQVLYH HYDOXDWLRQ LQGH[ RI WKH SHUIRUPDQFH RI NQRZOHGJH WUDQVIHU DPRQJ VXSSO\ FKDLQ HQWHUSULVHV 7KHIROORZIRUPXOD  LVWKHEDVLFPRGHORIWKHSULQFLSDOFRPSRQHQWDQDO\VLV

392

Ping Kang and XiaoxuWang / IERI Procedia 2 (2012) 389 – 397



­ 3 = V[ + V[ +"+ VQ[Q  ° """""""""" ° ° 3L = VL [ + VL [ +"+ VQL [Q  ° ° """""""""" °3 = V [ + V [ +"+ VQQ[Q    ® Q Q  Q                                                  ȜN ° ĮN = S ° ¦ ȜL ° L = P ° ȜN ¦ ° N = = Y ° L ıLL ¯ 5HJDUGLQJ WKH DFWXDO SUREOHPV RI WKH SHUIRUPDQFH HYDOXDWLRQ RI NQRZOHGJH WUDQVIHU LQ VXSSO\ FKDLQ 3ULQFLSDO&RPSRQHQWV$QDO\WLFPHWKRGGRHVQ WFRQVLGHUWKHRULJLQDOHYDOXDWLRQLQGLFDWRUVIRUWKHHYDOXDWLRQ RI WKH LPSRUWDQFH RI GLIIHUHQFH 7KHUHIRUHWKH PHWKRG RI $+3 DQG WKH 3ULQFLSDO &RPSRQHQW $QDO\VLV ZDV FRPELQHG LQ WKLV SDSHU WR HYDOXDWH WKH SHUIRUPDQFH RI NQRZOHGJH WUDQVIHU DPRQJ VXSSO\ FKDLQ HQWHUSULVHV )RUHYDOXDWLRQLQGH[ [  [ "  [Q $FFRUGLQJWRWKHLPSRUWDQFHRIWKHLUHIIHFWRQWKHSHUIRUPDQFHRIVXSSO\ FKDLQNQRZOHGJHWUDQVIHU2EWDLQVWKHLQGH[RIWKHVRUWZHLJKWV Z  Z "  ZQ WKURXJKWKH$+3PHWKRGDQG QRUPDOL]HGZHLJKWVPDNLQJ Q



¦Z

L

=                                                                 

L =

6XSSRVHGREWDLQWKHPDWUL[ ; = ( [  [ " [Q )7 DIWHUWUHDWLQJWKHRULJLQDOGDWDHIIHFWLYHO\   &RQVWUXFWDQHZPDWUL[E\WKHZHLJKWVRI  + Z  + Z "  + ZQ 

(

   ; ∗ = ( + Z )[∗  ( + Z )[∗ "  ( + ZQ )[Q∗

)                                     7

   )LQDOO\DQDO\VLV WKH QHZ PDWUL[ ; ∗ DUH WKURXJK 3&$ VR WKDW XVLQJ WKH SULQFLSDO FRPSRQHQWV RI FRUUHVSRQGLQJ FRQWULEXWLRQ UDWH RI YDULDQFH DV ZHLJKWV WR VXPDQG REWDLQ WKH  SHUIRUPDQFH HYDOXDWLRQ LQGLFDWRUVRINQRZOHGJHWUDQVIHUDPRQJVXSSO\FKDLQHQWHUSULVHV $QXPHULFDOH[DPSOHRI.QRZOHGJH7UDQVIHU3HUIRUPDQFHDPRQJ6XSSO\&KDLQ(QWHUSULVHV  2ULJLQDOGDWD .QRZOHGJHLWVHOILVGLIILFXOWWRTXDQWLI\VRPDNLQJDQHPSLULFDODQDO\VLVRIWKHSHUIRUPDQFHRINQRZOHGJH WUDQVIHU DPRQJ VXSSO\ FKDLQ SDUWQHUV E\ WKH VXUYH\ DQG REWDLQ WKH UHOHYDQW GDWD WKURXJK VRIWZDUH VXFK DV 6$66366WRHIIHFWLYHO\DQDO\VLVDQGSURFHVVLQJWKHLQIRUPDWLRQ7KLVSDSHUDLPVWRLOOXVWUDWHWKHPHWKRGLV PRUH REMHFWLYH UHDOLW\ WR XVH WKH :HLJKWHG 3ULQFLSDO &RPSRQHQW $QDO\VLV WR HYDOXDWH  WKH SHUIRUPDQFH RI NQRZOHGJH WUDQVIHU DPRQJ VXSSO\ FKDLQ SDUWQHUV7R VWDWHPHQW FRQYHQLHQFH WKLV DUWLFOH VHOHFWV HLJKW VLPXODWLRQLQWKHVXSSO\FKDLQDVDQHYDOXDWLRQVDPSOH5HSUHVHQWHGE\ \ M  M = " 6XSSRVHWKHGDWDRI H[DPSOHVLPXODWLRQVKRZQLQ7DEOH 

393

Ping Kang and XiaoxuWang / IERI Procedia 2 (2012) 389 – 397

 7DEOH6XSSO\FKDLQHQWHUSULVHNQRZOHGJHWUDQVIHUSHUIRUPDQFHHYDOXDWLRQLQGLFDWRUGDWD

\

\

\

\

\

\

\

\

[ [ [

















































[ [ [ [ [ [ [ [ [ [ [ [ [ [

































































































































































































































,QGH[

7KHVSHFLILFVWHSVRIWKHHYDOXDWLRQ    $SSO\LQJ$+3WRGHWHUPLQHWKHZHLJKWRIHDFKLQGH[   7KLVSDSHUFRQVWUXFWVDFRPSUHKHQVLYHHYDOXDWLRQLQGH[V\VWHPLQWRWKUHHOHYHOVDQG JHWVL[MXGJPHQW PDWUL[EDVHGRQVFDOHWKHVL[MXGJPHQWPDWUL[DUH

   º ª «    º ª    º ª     »» « » « ˈ % = « ˈ    » % = «   »»  $ = «        » « « » «¬ «¬    »¼   »¼ «        » «¬       »¼   º   º ª ª ª     º » «      » «    ˈ ˈ  % =« » % =« » % = «   »»       « « «      »   » «¬    »¼ » » « « ¼ ¼ ¬     ¬       (LJHQYHFWRUVREWDLQHGE\WKHVTXDUHURRWPHWKRG : = > 7

@    1RUPDOL]H : UHIHUHQFH IRUPXOD   REWDLQV WRWDO VRUW RI SHUIRUPDQFH OHYHO NQRZOHGJH WUDQVIHU DPRQJ VXSSO\FKDLQSDUWQHUV

394

Ping Kang and XiaoxuWang / IERI Procedia 2 (2012) 389 – 397



: = [Z  Z "  Z ]

7





= [            ]

7

ȜPD[ − Q  &5 = &, <  7KH JUHDWHVW HLJHQYDOXH Q − 5, RI % OD\HU DQG ; OD\HU DUH ȜPD[ =  DQG ȜPD[ =   WKH YDOXH RI &, DUH  DQG  WKH YDOXH RI &5 DUHDQG7KH\DUHOHVVWKDQVRWKHKLHUDUFKLFDOVRUWLVUHDVRQDEOH  3URYLGH FRQVLVWHQF\ WHVW E\ XVLQJ WKH IRUPXOD &, =

  7KHRULJLQDOGDWDFDUULHVRQVWDQGDUGL]HGZHLJKWLQJSURFHVVLQJ   7UHDW WKH RULJLQDO GDWD LV VWDQGDUGL]HG ZHLJKWLQJ SURFHVVLQJ XVLQJ WKH DERYH IRUPXOD   WKHQ REWDLQ WKH VWDQGDUGL]DWLRQDQGZHLJKWHGLQGLFDWRUYDOXHVRIWKHSHUIRUPDQFHRINQRZOHGJHWUDQVIHUDPRQJVXSSO\FKDLQ HQWHUSULVHVVKRZQLQWDEOH 7DEOHWKHVWDQGDUGL]DWLRQDQGZHLJKWHGLQGLFDWRUYDOXHVRIWKHSHUIRUPDQFHRINQRZOHGJHWUDQVIHUDPRQJVXSSO\FKDLQHQWHUSULVHV

\

\

\

\

\

\

\

[ [ [















































[ [ [ [ [ [ [ [ [ [ [ [ [ [

































































































































































































































LQGH[

\ 

 $QDO\VLVRISULQFLSDOFRPSRQHQWFRPSUHKHQVLYHHYDOXDWLRQ    3ULQFLSDOFRPSRQHQWDQDO\VLVDQGFDOFXODWLQJHLJHQYDOXHVDQGFRUUHVSRQGLQJHLJHQYHFWRUVE\XVLQJ6$6 GDWDVRIWZDUH7KHHLJHQYDOXHVRIFXPXODWLYHYDULDQFHVDQGFRQWULEXWLRQUDWHVRI 5 DVVKRZQLQWDEOH 7DEOH  &KDUDFWHULVWLFYDOXHVDQGFXPXODWLYHFRQWULEXWLRQUDWHYDULDQFH 3ULQFLSDOFRPSRQHQW  QXPEHU  

&KDUDFWHULVWLF  YDOXHV 

ȜL 

9DULDQFH  

&XPXODWLYHYDULDQFH













395

Ping Kang and XiaoxuWang / IERI Procedia 2 (2012) 389 – 397

 







































,Q SUDFWLFDO DSSOLFDWLRQ WKH QXPEHU RI SULQFLSDO FRPSRQHQWV DUH GHWHUPLQHG E\ WKH FXPXODWLYH YDULDQFH UDWH JUHDWHU WKDQ RU HTXDO WR 6HOHFW WKH ILUVW IRXU SULQFLSDO FRPSRQHQWV EHDFDXVH WKHLU FXPXODWLYH FRQWULEXWLRQUDWHKDYHDFKLHYHGIURPWDEOH7KHILUVWIRXUSULQFLSDOFRPSRQHQWVDUH 3 =  [ −  [ +  [ + [ +  [ +  [ +  [

+  [ +  [ −  [ +  [ −  [ −  [ +  [ +  [ +  [ +  [ 3 =  [ − [ −  [ + [ +  [ +  [ − [ 

+  [ − [ +  [ + [ +  [ +  [ −  [ −  [ +  [ +  [



3 = − [ −  [ +  [ +  [ −  [ −  [ −  [ −  [ −  [ + [ +  [ +  [ −  [ +  [ +  [ +  [ +  [ 3 =  [ −  [ −  [ +  [ + [ + [ + [ −  [ +  [ −  [ −  [ +  [ +  [ +  [ +  [ −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

IDFWRU

[ [ [ [ [

VFRUH 

QXPEHU 

IDFWRU [ 

VFRUH 









[  [





[





[ 



QXPEHU 

IDFWRU





[











[  [



[ 





[

VFRUH 



396

Ping Kang and XiaoxuWang / IERI Procedia 2 (2012) 389 – 397

 

[





[









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

Ping Kang and XiaoxuWang / IERI Procedia 2 (2012) 389 – 397



ˉ >@&KHQ/HL&KHQ&KHQ-MLDQVKH%DVHGRQWKHEDODQFHGVFRUHFDUGDQGSHUIRUPDQFHHYDOXDWLRQRINQRZOHGJH PDQDJHPHQW  UHVHDUFKRIIX]]\PDWKHPDWLFV>-@-RXUQDORI,QQHU0RQJROLD$JULFXOWXUDO8QLYHUVLW\ 6RFLDO6FLHQFH(GLWLRQ       >@)HQJ &KDQJOL /L 7LDQSHQJ +DQ -@6FLHQFH  RIVFLHQFHDQGWHFKQRORJ\PDQDJHPHQW   >@)HQJ &KDQJOL /L 7LDQSHQJ +DQ -@6FLHQFH  RIVFLHQFHDQGWHFKQRORJ\PDQDJHPHQW   &RQWDFWRI&RUUHVSRQGLQJ$XWKRU  $XWKRU1DPH3LQJ.DQJ;LDR[X:DQJ (PDLO&KLQDSNDQJBXIH#FRP#TTFRP 7HO

397