Red-ti me monitoring and control of mechanical face-seal dynamic behatiour By Professor Itzhak Green, The George W Woodruff School of Mechanical Engineering, Georgia Institute of Technology, Atlanta, Georgia, USA
The monitoring of
the
rotor
time,
Seal failure in critical applications can have severe implications, which is why it is important to detect problems and correct them before they develop further. This article looks at monitoring and controlling the dynamic behaviour of a noncontacting mechanical face seal, having a flexibly-mounted rotor in a seal test rig. In particular, it focuses on detecting and controlling the contact between the rotor and stator that may cause severe face wear and imminent seal failure. Noncontacting
mechanical
extensively powered
vessels
rotating
machinery.
and
may
Environmental
other
research
work
failure
have
severe
in
critical
implications.
and maintenance
reliable
that and
prevention
can be applied
that critically
cost
monitoring, of catastrophic
and reduce
contact
that
basis,
technology applied
has
equally
to
on an ad hoc
This
described
or article
in
can seals
be for
summarizes
between
dynamic
detail
The work
described
seal failure
typically
harmonic
contact
(that
relative
measures control,
are caused
by the
the rotor
and the
are
the
techniques
in
alter
have
been
a flexibly-mounted 1). In particular,
the rotor
and controlling and
stator
severe face wear and imminent
that
the
The monitoring
corrective
through
active
dynamics
behaviour. identification developed
by
stator
is
angular
A dominant
is the presence which
system
operation
of higher
are
integer
shaft.
and
orbit
suppress
an active control strategy
the rotor
seal
clearance.r2] pneumatic
chamber,
which
film with
in the clearance
axial modes.
is achieved
force. The coefficients
which causes
responses
by
in the rotor
damping
the clearance,
contact
by adjusting
the closing
and
change
incor-
is to eliminate
This
change
rotor-dynamic
by
air pressure
rotor
may
and signal
contact strategy.
governs
stiffness
the contact
seal contact
plots
and the stator
the work
cause
can detect
using
controlling
fluid
mech-
in a seal test rig (Figure
between
and
Control strategy
porating
means changes
in both
that a in the
angular
and
seal failure.[‘]
Pattern recognition
leads to face
occurring,
the system
damaging
and control
of a noncontacting
anical face seal, having
focuses on detecting
to be
of relative
of the speed of the rotating
the
Condition monitoring system
implemented
of monitoring, that
by an excessive
This
seal failure.
this from
which
eliminate
w
These
is, they are caused
To prevent
that
itself in higher
between
face misalignment).
wear and eventual
control
manifests
oscillations.
intermittent stator
here has determined
rotor
oscillations,
multiples
the
here is to monitor
the
chosen
and seal clearance.
The control
behaviour
and
between
been
the
of contact
processing,
Objective The objective
have
an Key
such as seal clearance
by a combination
between
Higher harmonic oscillations
behaviour.
misalignment
the stator
Contact detected
the
references.[‘-‘I
failure are very important.
real
monitored.
during
incompressible
much
in gives
the
developed
mechanical
(gas/air)
fluids.
work
been
and
harmonic
costs.
phenomenologically,
is, that
compressible (liquid)
is determined
parameters, angular
indication
to increase
maintenance
dynamic
the orbit
of the orbit
of the seal dynamic
relative rotor
can display
misalignment
the shape
misalignment
to applications
need to be monitored
their reliability
the cost of just the seal itself,
means
identification
compressors,
high-performance
seal
concerns
outweigh
which
pumps,
Because
Unpredictable applications
often
face seals are used
in centrifugal
where
indication
system
angular
The
condition
three
monitoring
eddy-current
and
universal
controller
The
personal
and
the noncontacting
this
on-line.
computer.
system
of
response
and the instantaneous
are determined
from
probes
and
a
eddy-current
proximity
to
a
determined
phenomenologically
The dynamic mechanical
consists
connected
proximity board
The seal clearance
behaviour
seal is monitored
of
process
of pattern
to the trum
probe
densities,
probes.
recognition
signals
and
that their
as well as angular
rotor
signals
of three
Contact
is
using
a
is applied
power
spec-
misalignment
Sealing Technology
No. 96
pressurized water
pressurized air spindle
shaft
\
I
stator
I
lsealing
dam
lip seal /
-\rotof cham br\\ \ carbon ring contacting seal \ \ \ Part Ill Part II Part I
orbit
plots,
all calculated
and
displayed
in
The
contact
tigated
elimination
experimentally
stator
experimental
is invesvalues
initial
seal pressure
rotor
of mis-
contact
can
sealed
rotor
chamber
a pressure
be
eliminated
pressure,
provide
regulator
automatically.
An
the
mounted is
to
study
because
they
various
operating
A mechanical to
operate
face
abnormal,
oscillations,
thus
of rubbing
contact
It is this
wear which
opening
have
seal
that
detected
is designed mode,
may
harmonic the
the
that
presence rotor
leads
and
to face
must be avoided.
operates and
under the
on the end of the housing,
was not
electro-
force.
proximity
dynamic
probes,
response
proximity
probes
about
10 kHz. They can measure distances
mounted
are used to detect the
These
dynamic
adjusted
in the rotor the closing
instantaneous
by
controlled
an
eddy-current
of the rotor.
have a bandwidth
of
the static and
between
their
tips and the
with
a cut-off
frequency
rotor end surface.
chamber,
A low-pass
force acting
rotor.
filter
of 1 kHz
is used to eliminate
crosstalk
noise
across
the
high-frequency probes
that
are
being used, and also to serve as an anti-aliasing
probes
The monitoring proximity
filter.
system,
based on eddy-current
probes and a flowmeter
to monitor
the rotor-dynamic
the
presence
behaviour,
of
The
has been used
higher
and
harmonic
The
outputs
proportional
to
a control
algorithm
was
incorporated.
ted,
the
control to
ment between reduction
the
The
flowmeter
the
a voltage
flow on
rate. the
that
is
Ultimately
closing
force
reduced
universal computer. signal
system
altered
the
system
components,
harmonic
oscillations.
are
is installed
then
of
signals
The
such
processor
sent
converters.
into
a
digital has
been
peripheral
as analogue-to-digital,
are obtained
analogue-to-digital
the
in a personal
by a set of on-board
digital-to-analogue probe
voltages
The board has a floating-point
supplemented
the rotor and stator for maximum
proximity
is used to drop
from -24 V to -10 V
that
processor.
detec-
misalign-
output
voltages
board
was
relative
of each divider
amplified
probes’
contact
the
output
maximum
Once
reduce
of higher
maximum
probe is -24 V. A voltage
proximity
oscillations.
dynamics
the balance
closing
Three
in the force.
automatically
pressure
Proximity
detect
higher
contact
Sealing Technology No. 96
rig
harmonic
been
closing
Monitoring system
initial
to
conditions.
between
force
built
face seal. This higher
indicating
obviously
The seal system of the
been
of a flexibly-
in a noncontacting
experience
stator.
rig has response
mechanical
used
oscillations under
test
dynamic rotor
being
the
on the flexibly-mounted
experimental
study
the
Subsequently transducer
the pneumatic
while
was set manually
and
and in this was adjusted
Test rig
the opening
interface,
and the air pressure
the air pressure
pneumatic
reduction.[‘~‘]
provides
sealing
hydraulic
compression,
study,13-51
the
drop
the
spring
Initially,
results show that for the seal under
clearance
the
across
but compliant
to intuition,
of a parametric
consideration, through
and
Contrary
the results
strategy
for various
misalignment
alignment. with
The force
real time.
and
The proximity-
through
the board’s
converter.
0
A
8
cr6jlrm
flowmeter
the leakage signals
and
processed
to
on-board
the
recording.
results
are
as rotor
then signal
sent
to
display
the
or for
parameters
are
misalignment,
precession
angle,
orbit,
and clearance.
response
are
digital
Key dynamic
such
measure
proximity-probe
in real time for on-line
monitored, rotor
used
measurement
the
and
computer
also
leakage by
processor,
data
is
of the seal. The
the
the
rotor
angular
Real-time monitoring The sealed water pressure 0.2
0 1
0.0
0.3
0.4 Time
05
06
07
0.8
the stator
(sec.)
is set to 345 kPa, and
the shaft speed is 28 Hz. The graphite
coning
assembly
is deformed
in a
angle of 1 mrad.
Experimental
results
clearances
are presented
procedure
for taking
setting
l
stator
to provide
for
four
in Figures
experimental
the air pressure
different 2a-2e.
The
data involves:
in the rotor chamber
to
7.6 kPa; running
l
the shaft at 28 Hz and recording
monitored repeating
l
the
data; and this procedure
air pressure
by incrementing
(by approximately
the
14 kPa) to 41.4
kPa, then 55.2 kPa and lastly 69.0 kPa.
From
the
leakage
the clearances
0 1
0.0
0.2
0.3
0.4 Time
0.5
0.6
0.7
08
measurement
are calculated
pm,
1.5 pm,
from
the three
and
2d),
the
stator
calculated
to
0.5
Figures changes
0.5
2a and
cleafanl%! = 0.5p /
large
0.0001 -
-o.oooo-
-0.0001
respectively,
the
0.0004
O.ClOCE 0.0006
and
as
of the
the
are
and the Both the
the
rotor
and
their
seal
clearance
by the large
initial
respect
the
to
amplitude,
operation,
about
As explained,
clearance
decreases,
precession
angle
misalignment misalignment
the rotor
as the
both
rotor
the
and misalignment The
precession
approaches
angle
mean
misalignment
gradually
misalignment
and
are also reduced.
at
is brought
rotor stator
itself to the stator
and the rotor
amplitudes
value of the rotor the stator
angle,
approaches
that of
the stator. The Figure response
same 2c.
the orbits
phenomenon This
orbits
experiments
v
rad,
periodically
with
adjusts
0.0003 us @ad)
0.9
angle
peak-to-peak
beginning
(0.5 mrad).
00002-
0.0002
angle
decreases.
the
0.0003
angle
decreases
The
clearan 0.0004 -
0.0001
and and
mrad
with the clearance.
vary
amplitude
o.ooc6
-0.0000
(Figure
precession
precession
misalignment
-0.0001
Also,
signals
2b depict,
in the rotor
rotor
-0.0002
respectively.
misalignment
rotor misalignment
_.____
pm,
proximity-probe
be
2e) 2.8
respectively.
(sec.)
0.0005
(Figure to be 6 pm,
is
shows
the
for different
and approach
clearances
in simulation. circular
observed rotor
in
angular in both
As expected
shapes. The smaller
Sealing Technology
No. 96
the clearance the
orbit
polar
is the smaller
centres
coordinates
and the stator
of
of
i Probe0
initial
1.5 mrad)
misalignment in
the
the
$
mrad). at
initial
230
2
is not
(0.5
clearance
test,
g Y
220
the
d
rotor
drops.
FFT
analyses
the experimental very
rotor
each
misalignment The
for the
decrease
begmnmg
240
-
the
pm,
(presumably
the
.
whose
misalignment
of the experiment,
6
to the stator
With
size, and
point
angle.
misalignment close
the
are the stator
At the beginning clearance
the orbit
approach
minor
that
were
sets shown
second
higher
ponents
in the eddy-current
signals
for
performed
in Figure
on
2d reveal
harmonic
com-
proximity-probe
0.1
0.0
indicating
all
of
the
tested
0.2
0.3
0.4
0.5
0.6
0.7
0.8
clearances,
that there is no contact
between
Time
the
(sec.)
seal faces.
Clearance control A more advanced
and proactive
dynamics
is to control
behaviour
and prolong
A control action monitoring
that
on
the
and contact
described.
Seal
advancement
detection
because
a desired
in
5
an
E
face-
d
variation,
i
may cause either leakage,
d
has
3
2
the seal clearance
been
accomplished,
disturbances,
shaft
4
each of
as seal failure.
operation
variations
is
mechanical
of controlling value
overcoming
results is now
seal clearance
or excessive
is regarded
6
dynamic
control
by process disturbances,
The objective at
real-time
clearance
severe face contact which
can take meaningful
in noncontacting
seal operation caused
its life.
system
based
step in face-seal
the seal rotor-dynamic
speed
I
including
and
sealed
fluid
0 0.3
pressure. The the
“clearance
closing
mounted has
control
force rotor.
anti-windup.
is to adjust
on
been
the
The
has
point
seal maintains,
clearance
disturbances (Figure
shown
changes
then
3). The controlled
to respond
constant)
quickly
that
approach
set-
parametric
for contact study
without
seal dynamics. Through reduce
seal has been
(having
with a small control
the
and shaft
and
pressure
a small time
Contact elimination through clearance adjustment feasibility
noncontacting anical
face
of
eliminating
flexibly-mounted seal
has
SealingTechnology No. 96
been
in
rotor
mech-
studied.i6)
The
a
seal face contact.
experimental
phenomenologically of probe
signals
densities,
as
orbit
plots
investigated stator
misalignment.
elimination experimentally
misalignment Contrary
through
contact.
faces
causes
the
Controlling
power-
which
can be damaging.
as
angular
that
includes
feedback inner
strategy
has been
for various
values
initial
rotor
intuition,
but
versatile
loop
maintains Clearance
control
the air pressure The
outer
clearance
loop
loops
face the
face contact controller
has
been
used.
control
loop
clearance
is accomplished
set
The that point.
by adjusting
in the rotor chamber adjusts
is
proportional-integral
is a clearance desired
seal
A cascade
two
control
between
intermittent
way of eliminating
a
the
can be eliminated
misalignment
seal
their
and
study,(3-5)
that for the seal
reduction.
relative
most
- all calculated
to
large,
contact
pattern
well
and
the parametric
results have shown
clearance
The
has been
in real time. contact
with
consideration,
seal
from and
to
therefore,
Contact
spectrum
of
compliant
relative
seal faces and,
recognition
The
on a rotor
it is possible
normalized
between
misalignment
contact
adjustment
maximum
misalignment
displayed
is based
flexibly-mounted
under
the
eliminate
effort.
elimination
using
clearance
determined
The
0.6
been
or follows,
with
in sealed water
0.7
with
to the test seal. Results have shown
the controlled
0.6
model for
controller
controller
0.5
flexibly-
determined
of a proportional-integral
applied
speed
acts
The seal axial dynamic
experimentally
design
concept”
that
0.4
Time (sec.)
the desired
of the seal. clearance
@
when
-
Deairedclearaoe8
I
i
0.10
:
contact
variances
is detected,
of the probe
Experiments cascade 6
T P .o 5 E a4 2 E m 3 d 2
is
is, when
have been conducted
controller.
presented
that
the
signals are different.
The
to test the
results
which
are
here show that when the coning
small
(and
reduction
contrary
in
seal
to
angle
intuition)
clearance
can
the
eliminate
contact. Experiments different
have
stator
sealed water
.,,,,.,.,... .,.‘...................................,............
i
entire
2
1
3
4
5
pressures,
cascade
conducted
angles,
and whether
controller
under
shaft speeds and or not the
is able to eliminate
..I....
6
7
face
0.01
_
U
been
coning
8
contact.
The
experiments
0.00
water
Time (Min.)
pressure
is 344.8
Hz and
stator
plotted
in
when
(Figure
of
the
speed
is 28
is 2 mrad) The
the rotor
the
one
angle is 1 mrad,
kPa, shaft
4-6.
between
smaller
of
misalignment
Figures
alignment
are
relative
mis-
and the stator
control
is marked
is
“on”
4).
The the
results
(where the coning
rotor
misalignment
magnitude
positioned
of
at
its
angle, is plotted more
defined
rotor
indicating
misalignment
instantaneous
in Figure
circular
its centre
orbit,
the
precession
5. The orbit becomes
for the “control
moves
towards
by the stator
on” case,
the
point
misalignment
and
that
is
and stator
angle. When
the cascade
control
loop drives the system 0.0019
(eliminating from
0.0018
the contact)
Figure
clearance. test
0.2
0.0
0.4
0.6
0.8
1.0
1.2
is on, the variance
toward
better
and,
6, it automatically
reduces
This is an indication
conditions,
reducing
indeed
reduce
shown
analytically.
alignment
as can be seen
the
clearance
and
with
in
the
good
agreement
contrel
controller
in the rotor
The
control
inner
desired
7~
@ad)
0.0022
clearance, and dictates
and
measured
while
are signal
oscillations
variance
loop,
measuring
loou
based
on
contact
of abnormal in the signal
by
of
output
probes).
processor,
differences,
outer
The
(the
detected
for the seal. Once
control
the
result.
proximity
the digital
maintains
the set point,
clearance
oscillations
control
loop
by the appearance
harmonic
eddy-current
orbit
0
control
contact-detecting
the 0.0021
small,
by a cascade
The
is determined
J
is realized
loops.
higher
0.0020
is very
in (air
is well tuned
using two proportional-integral
the
0.0019
chamber)
that the control
active
calculates
0.0018
is required
scheme
the
0.0017
that
(showing
The change
quite effective.
\i
3’ 16
are adequate).
output
demonstrating
off;
L
clearances
from leakage measurements
pressure ---
calculated
are well correlated
that both methods
on. 1st time off, 2nd time on. 2nd time off, 3rd time
as was
from the probe measurements
calculated
control control control control
the does
the relative misalignment,
Figure 6 also shows that clearances Time (sec.)
the
that under
of These
parameters
of
and misalignment detected, the
determines
a feedback probe the
signal new
Sealing Technology No. 96
Tribofqy at
140 clearance from probes clearance mean value from probes ._..__. clearance from flowmeter - 120 Air pressure -
the
Transactions 42(3) 535-540 ASME-STLE
Toronto,
Canada,
Tribology
1998).
3. Zou, M., Dayan, for
Analysis
J. and Green,
Contact
Noncontacting
of Vibration,
Dynamics”,
I. Parametric
Control
of
a
Face
Seal.
In
Mechanical
“Proceedings
(presented Conference,
Noise
Venice, Italy, 28-30
& Structural April 1999, pp
493-499. 4. Zou,
M.,
Dynamic
Dayan,
J. and
Simulation
Noncontacting Mechanical
Face
5. Dayan,
M. and for
Proc.
Green, the
of a Noncontacting
Seal, ZMechE, hoc. Time (sec.)
ZMechE,
Rotor Instn.
Part C 1195-1206.
Analysis
Operation
of a
Mounted
Seal,
J., Zou,
Sensitivity
I. (2000)
Monitoring
Flexibly
Me&. Engrs. 214(C9)
2
Green,
and
I. (2000)
Design
and
Mechanical
Face
Znsn. Mech. Engrs. 214(C9)
Part C 1207-1218. 6. Zou,
M.,
Feasibility
Dayan, of
Mechanical
J. and
Contact
Face
Seal
I (2000)
through
Trans.
Adjustment,
Green,
Elimination
of
a
Clearance
ASME,
Journal
of
Engineering for Gas Turbines and Power 122(3) target
gap,
which
and resume Also, because clearance leakage
will eliminate
the contact
noncontacting
operations.
normal
the leakage
cubed,
when
is significantly
is proportional the control
flexibly-mounted eliminates
rotor
to adjust
is on, the
reduced.
Summary In
summary,
References
loop,
and
harmonics applying
the
interpreting
control
London,
existence
of high
423-430.
the
or noncircular the
in a cascade
necessary
orbits
as contact,
closing
force
on
the
Control
of
Many
cells
is spirally uration
wound
inserted
that
a sealed
in which
the various
occur
USA
STLE
cells,
nickel-metal
of flexible
chemical
pertains
to rechargeable
cells, but in particular
roved seal (and method the electrolyte
within
electro-
it covers an imp-
of sealing)
for retaining
the casing of the cell.
Sealing Technology No. 96
1999,
It is important
incorporate
this
the seal associated
a cylindrical
config-
undesirable
conditions
or other
evaporation
of the
into
reduced
a “can”,
and surrounding
the the
The cell also includes with
the
container
within
electrochemical and release
experiences reason
leaking may
reactions of electrical
the service
electrolyte
an
captured
with
function
may
a number occur. may
or failure (typically and
of
Firstly, result
in
of the cell, and
a corrosive
damage
agent)
components
to the cell. of seal designs
attempt
electrolyte
considerable
seal material
seal
life of the cell. If the
electrolyte
performance
A variety in
sealing
is not maintained,
contaminate
exterior
the cell
it is necessary
wall to help
an effective
throughout
is introduced
an insulating
that
sealing function
environment
often
For
the container
the cell maintains
to
leaking
incorporate
container
pressure.
and
by a thin
together
for the storage
the cover
assembly
into
and separator.
USA.Tel: +1 404 894 6779, Fax: +l
404 894 8336, Email:
[email protected].
electrode
Because of the nature of the processes involved, the
and
June
against leakage of electrolyte.
energy. This invention
Control
28-30
Green, The George W. Woodruff School of Mechanical
the
and
within
provides
Florida,
Seal,
are separated
Electrolyte
can and is retained
Inc, Alachua,
and
into
a cover
Systems
Face
separator,
Date: 14 August
Power
Israel,
pp 618419.
GA 20332-0405,
Clearance
electrochemical
The electrodes
electrodes
Assignee: Moltech
Haifa,
of the IEEE 7th on
For more information, contact: Professor ltzhak
pp
an electrochemically-active
Patent number: US 6274267 200 1
In
College, 1997,
I. (1999)
are made with
and
container.
I?E. Pate
Conference
Automation”,
Seal.
Imperial
Green,
rechargeable
loaded
material.
Inventor:
In “Proceedings
Leeds-Lyon
September
a Mechanical
nonconductive
cell
Face
24th
as nickel-cadmium
hydride
Seal aims to prevent electrolyte leakage
Condition
I. Contact
Face Seals Using
Engineering, Georgia Institute of Technology, Atlanta, M. and
plates
Title: Seal for electrochemical
4-6
2. Zou,
Patents
the
on Tribology”, UK,
and
such
I. Real-Time
M. and Green,
in Mechanical
Mediterranean
of
Symposium
proximity-probe
J., Zou,
Active Control.
of a Mechanical
“Proceedings using
7. Dayan, Elimination
Monitoring
as feedback
478-484.
to the
1. Zou, M. and Green,
measurements
the clearance,
seal-face contact.
have been employed
resolve from
a deformable and compressed
the
cells.
problem Many
seal material between
of
designs that
is
a rigid disk-
like cover and the cell container-walls. to
between
This patent
describes
that uses amorphous
an improved
polymers
seal design
as a seal-element
0