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Perspective Safeguarding Structural Data Repositories against Bad Apples Wladek Minor,1,* Zbigniew Dauter,2 John R. Helliwell,3 Mariusz Jaskolski,4 and Alexander Wlodawer5 1Department
of Molecular Physiology and Biological Physics, University of Virginia, Charlottesville, VA 22908, USA Radiation Research Section, Macromolecular Crystallography Laboratory, National Cancer Institute, Argonne National Laboratory, Argonne, IL 60439, USA 3School of Chemistry, University of Manchester, Manchester M13 9PL, UK 4Center for Biocrystallographic Research, Institute of Bioorganic Chemistry, Polish Academy of Sciences and Department of Crystallography, Faculty of Chemistry, A. Mickiewicz University, 60-780 Poznan, Poland 5Protein Structure Section, Macromolecular Crystallography Laboratory, National Cancer Institute, Frederick, MD 21702, USA *Correspondence:
[email protected] http://dx.doi.org/10.1016/j.str.2015.12.010 2Synchrotron
Structural biology research generates large amounts of data, some deposited in public databases or repositories, but a substantial remainder never becomes available to the scientific community. In addition, some of the deposited data contain less or more serious errors that may bias the results of data mining. Thorough analysis and discussion of these problems is needed to ameliorate this situation. This perspective is an attempt to propose some solutions and encourage both further discussion and action on the part of the relevant organizations, in particular the PDB and various bodies of the International Union of Crystallography. Introduction During the last 3 years, a number of publications and editorials have raised the issue of the reproducibility of scientific results in a variety of disciplines. Although the ability to reproduce published results is generally recognized as a defining characteristic of science, in recent years the number of published biomedical research findings that cannot be repeated outside of the original laboratory has been rising at an alarming rate. For example, some pharmaceutical companies have revealed that they can independently verify fewer than 25% of preclinical cancer studies published in major journals (Begley and Ellis, 2012). Other sobering reports indicate that up to 75% of experiments performed on drug targets in a given laboratory cannot be repeated elsewhere (Prinz et al., 2011). It is tempting to assume that the problem is limited to academic researchers cutting corners because of grant applications, tenure decisions, and other forms of ‘‘publish or perish’’ pressure, but some papers published by industrial researchers describe results that cannot be replicated elsewhere as well (Choi et al., 2008; Gillmor et al., 1997). The price tag of the irreproducibility of published results was recently estimated to be in the vicinity of 28 billion dollars per annum (Freedman et al., 2015), almost equivalent to the entire annual budget of the NIH. The NIH (Collins and Tabak, 2014) and leading journals (McNutt, 2014) have been working on guidelines to improve the reproducibility of published research. The peer-review process sometimes requires the availability of the experimental data. For example, recognizing ‘‘bad’’ macromolecular crystal structures is surely an important part of peer review of the submission of a structural biology research article. Since most of the biostructural research rests upon the atomic coordinates derived from X-ray diffraction data, peer review cannot divorce the experimental data from the words that are written. The chemical crystallography community recognized this many years ago
and, largely via the International Union of Crystallography (IUCr) Journals Commission, reached a consensus in the early 1990s on community-agreed standards for crystal structure articles and data. It was also agreed that all article submissions have to be accompanied by atomic coordinates and structure factor amplitudes. To make matters as manageable as possible, a checkcif report (Spek, 2009) was made available to submitting authors, referees, and the co-editor. The report presented alerts of various levels of seriousness, indicated via an A, B, C system of tags that needed to be considered by the authors. ‘‘A’’ alerts were essential to be dealt with or responded to. This then became an exemplary approach, agreed to by the chemical crystallography community and driven forward by IUCr journals (namely Acta Crystallographica Section C). J.R.H., at that time the Editor-in-Chief of IUCr Journals, proposed at the IUCr Congress in Geneva the adoption of a similar system by the macromolecular crystallography community. Unfortunately, the proposal was rejected on two grounds. It was stated, first, that confidentiality of the peer review of a biological crystal structure article submission’s data could not be guaranteed and thus conflicts with competition would be possible, and second, that the commercial potential of a given research result could be compromised. The relatively recent adoption by most journals of a policy requiring the submission of a PDB validation report (Read et al., 2011) as an obligatory companion of a biological crystallography article submission represents a step forward. Whereas the validation report might be a guide to the authors, referees, editor, and finally the readers and users, it is an inadequate substitute for the coordinates and diffraction data themselves made available at the time of submission of a structural article. Need for Community-Agreed Standards What are the crucial parameters that could be used to assess the correctness of macromolecular structures and help the
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Perspective biomedical research could be particularly painful and devastating.
Figure 1. The Cumulative Number of Structures in the PDB with a Primary Citation ‘‘to be Published’’ Only structures that have been marked ‘‘to be published’’ for more than 2 years since deposition are taken into consideration. Structures deposited by structural genomics (SG) consortia (red) represent roughly 50% of the ‘‘to be published’’ category.
reviewers in finding potential problems with structural data? A key parameter that has been consistently difficult to define is the resolution limit of useful diffraction data. Over time a variety of criteria have been proposed, and subsequently abandoned, by the protein crystallography community. Examples include the resolution limit where Rmerge is lower than 20%, or where
is less than 2.0, or, most recently, where CC1/2 becomes less than 0.5. Other situations in which the liberty of ‘‘interpretation’’ caused hiatus at different times in the field include unrestricted addition of buckets of water molecules or (over)interpretation of ever-diminishing electron density features (not even on an absolute scale), and the challenge of electron density blobs, for which a mix of community approaches of attempted interpretation or ignoring them altogether ebb and flow. Definitive standards on these and other points need urgent debate and consistent enforcement of the guidelines by scientific journals, and certainly at least by IUCr journals. Journal Publications versus Deposits to Repositories/ Databases However, results (questionable or not) published in peer-review journals are only a fraction of the data that are never published but are deposited at increasing rates in various biomedical repositories and databases (Figure 1 shows an example taken from the PDB). The presence of inaccurate, incomplete, and/ or self-contradictory information in these databases may have a disastrous effect on data mining (Dauter et al., 2014; Zheng et al., 2008). In addition, the underestimated ‘‘ripple effect’’ of dissemination of questionable results may lead to ‘‘creeping entropy,’’ i.e. to accumulation of inconsistent or plainly wrong data, undermining users’ confidence in the usefulness of scientific results. This problem is not unique to biology, but the farreaching consequences of inaccurate or inconsistent data in
Data Repositories Our experience with experimental data repositories for the biomedical sciences shows that the data are often incomplete, inconsistent, or even self-contradictory. Inconsistent and inaccurate data are not limited to science but are a general plague pervading modern life. For example, inaccurate and inconsistent information may be seen at many airports, in the case when two different monitors show two different departure times for the same airplane. In the end, the true departure time is verified by the actual departure of the plane. At this point the misleading information affects only the people who missed the plane and does not have any further consequences, except that human beings associate the error with a computer and assume that such errors are just an unavoidable part of modern life. This modern disease has propagated into science, leading some scientists to blame software for erroneous results (Chang, 2007) and to accept, as inevitable, the inaccuracies in the experimental procedures that may subsequently affect publications and databases. The reporting of negative results could significantly improve the detection of ‘‘bad apples.’’ However, the reporting of negative results in structural biology databases is also far from satisfactory. For example, the PSI Structural Biology Knowledgebase (http://sbkb.org/) provides a database collecting experimental data for all protein targets studied by all consortia in the Protein Structure Initiative: Biology (PSI:Biology) (Gabanyi et al., 2011) and several other large-scale structure determination initiatives. An analysis of this database shows that fewer than 15% of all targets contain any information about unsuccessful trials. Protein crystallography, as a major foundation of our molecular understanding of life, is generally regarded as a source of unquestionable information. After all, we ‘‘see atoms,’’ as Sir Lawrence Bragg so vividly described it, and the results provided by protein crystallographers have thus established the gold standard for structural information in modern biology. For example, many consumers of the structural information collated in the PDB (Berman et al., 2000) treat crystal structures as ‘‘set in stone.’’ Because of this confidence, good practices and standards for the maintenance of the unscathed integrity of structural repositories and databases have to be preserved and continuously improved. Recently, a number of problems with structures of proteins, their ligands, nucleic acids, carbohydrates, bound metals, and so forth have been identified and discussed in several publications. One of the authors of this paper (J.R.H.) received a valuable critique of a group of crystal structures from his co-authors (Shabalin et al., 2015), to which a response was provided (Tanley et al., 2015). This back-and-forth process is leading to improvements in the associated PDB files, and showcases the advantages of the availability of all the data (including raw diffraction images, processed structure factor amplitudes, and the final derived coordinates) underpinning the publications (Tanley et al., 2012) and the raw data (http://dx.doi.org/ 10.15127/1.215887, https://www.escholar.manchester.ac.uk/ uk-ac-man-scw:215887). More widely, the fraction of
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Perspective questionable deposits, especially of protein-ligand complexes that are most important for drug discovery studies, is not decreasing with time. This is most probably a consequence partly of the flood of new structures determined each year, and partly of the availability of various sophisticated software tools that allow relatively untrained persons to determine a macromolecular crystal structure in a partially or fully automated manner. The PDB has adopted several policies that have made it one of the most comprehensive and widely used repositories in the biomedical sciences. The most important of these policies is the requirement to deposit experimental structure factors, which allow for independent re-evaluation or even re-refinement of structures if problems are detected and/or deeper analyses are warranted. The PDB has also adopted extensive tools for structure validation and error detection during the deposition process which, by their own admission, are still under active development. However, even the best policies will not improve papers that have already been published and results that have already been deposited. Prompt redress of databanks such as the PDB is essential, since even a single incorrect structure may greatly hinder data mining research. One prominent example is the case of PDB: 3FJ0 deposit, which contained hundreds of ordered water oxygen atoms mislabeled as Na+ ions. This structure almost singlehandedly biased all analyses of bond geometries in the PDB involving Na+ ions (Chruszcz et al., 2010). Deposit PDB: 3FJ0 was finally corrected 4 years after its original deposition and 2 years after the problem had been identified. In the meantime, the incorrect structure was downloaded several thousand times and potentially polluted many subsequent analyses and databases. Policies Regarding Corrections of Existing Deposits Although, in principle, the conversion of the PDB from a static repository toward a dynamic one (Dauter et al., 2014; Terwilliger and Bricogne, 2014) with continually revised deposits should be possible, in current practice this would require the involvement of the original depositors and is time consuming. However, such an approach would not be as time consuming as the original work, which may have involved a multidisciplinary team that is likely to have dispersed. The deposited data in all their forms are therefore incredibly valuable. Recognizing bad apples is not always easy. One person’s bad apple is also perhaps another’s triumph over a poorly diffracting crystal or effort to combine many biophysical techniques to interpret a difficult portion of a structure. Nevertheless, community agreement is needed that consistent macromolecular crystal structure standards are necessary and possible. Accompanying an article submission with actual coordinates, structure factors, and, ideally, raw diffraction images would properly re-ignite the discussion and quest for a much improved peer review. This point was already raised at the IUCr Congress in Geneva, but the question was not resolved. We believe it to be essential that database integrity trump any individual concerns regarding intellectual property or competitive disadvantage during peer review. If the work is to be published it is therefore going to be in the public record, and the community has a right to evaluate its quality from the primary data. Supporting the dynamic and up-
datable database should be high on the agenda of all biomedically oriented research. There are, naturally, various possible forms of the evolution of the PDB and other databases into a dynamic resource with the capability to systematically improve molecular models. This is based on the very sound idea, indeed a fundamental principle, that the originally measured data are eternal but any interpretation is subject to evolution (Chruszcz et al., 2010; McNutt, 2015). For example, any new crystallographic model would be made available together with all precursor models, even though the authors of the original data and atomic model may or may not agree with the new re-interpretations of their data (Shabalin et al., 2015). Regardless of the circumstances, the exact contributions of each interpreter of Nature’s Truth should be made very clear to the users of this repository. The dynamic form of the repository would indirectly enforce the requirement that experimental data include all measurements that are needed to reproduce the reported results; for example, anomalous scattering data, when utilized in structure determination, should be formally required. The ideal solution would be to link each PDB deposit to the experimental data that could be used for de novo structure determination, for example when the interpretation of ligands, or indeed any structural feature, is contested. There are also new opportunities to be expected when the usual Bragg diffraction intensities are supplemented by the diffuse scattering outside the Bragg spots. This promising new method of analysis, as well as other currently unforeseen types of analyses, will only be possible when the raw diffraction images are in open archives. Thus ‘‘full diffraction pattern’’ analyses based on an ensemble of molecules, e.g. as initially derived from molecular dynamics simulations, could become much more frequent. For a recent example of such work, see Wall et al. (2014). We note, and welcome, the new initiatives to create pilot resources for archiving the original experimental data. Examples of such efforts are the NIH Big Data to Knowledge (BD2K) initiative and a number of other resources, such as http://www.proteindiffraction.org/ (USA), http://zenodo.org (Europe), https://store.synchrotron.org.au/public_data/ (Meyer et al., 2014) (Australia), and Structural Biology Data Grid (https://data.sbgrid.org/) (USA). Two pioneering resources, the Joint Center for Structural Genomics (JCSG) depository and Joint Center for Structural Genomics of Infectious Diseases and Seattle Structural Genomics Center for Infectious Diseases resource, are now part of the BD2K initiative. The BD2K initiative is by far the largest, and currently comprises almost 2,900 indexable and searchable diffraction experiments. The raw diffraction images may be useful for instructional purposes and as training sets for methods developers, as well as the challenges of recalcitrant, difficult structures. All these resources sustain a policy of generating a permanent digital object identifier (doi) as part of the process. Extensive detailed discussion can be found in the set of articles in the October 2014 issue of Acta Crystallographica D. The IUCr journals Journal of Applied Crystallography and Acta Crystallographica D and F have recently started linking their publications with primary datasets. We note here that the need for and the practical problems connected with archiving of the primary experimental images is not
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Perspective only limited to crystallography. The newly emerging high-resolution cryoelectron microscopy methodology (Doerr, 2015; Egelman, 2016) also produces voluminous amounts of digitally stored raw image information (https://www.ebi.ac.uk/pdbe/ emdb/empiar). It can be hoped that the solutions worked out in one of these disciplines will stimulate in a mutual way similar advancements in the other.
ACKNOWLEDGMENTS W.M. is a co-founder and stockholder of HKL Research Inc., a company that distributes various structural biology software. W.M. is a recipient of NIH grants for work mentioned herein. All authors presented their individual views at various international and national meetings, workshops, and schools, and some of their travel expenses were paid by organizers. REFERENCES
Conclusions and Recommendations Having defined the problems, we would like to propose as solutions: d
d
d
d
The community at large is encouraged to instigate repeated validations of archived structural and other biomedical data and to promote corrective actions when needed. Overall, this ‘‘crowd sourcing’’ approach will further strengthen the correctness and thereby the usefulness of structural databases, prevent any diminishing trust in the deposited data, and ameliorate the serious effects of irreproducibility. Such actions should be spearheaded by the data centers themselves (most notably the PDB) so that it is a coordinated process, but also by leading international organizations (e.g. IUCr), funding agencies (e.g. NIH), and the leading journals (e.g. Nature, Science, Structure, Protein Science, etc.). Deposition of experimental raw data by research groups should become a standard and should be performed via established repositories capable of assigning DOIs (Guss and McMahon, 2014). These repositories may either be established as part of the PDB itself or via the journal initiatives described above. We note that links between the PDB and some of the experimental raw data repositories are currently being established. The journals publishing biological structures should start to formally require that diffraction data (or chemical shifts in the case of nuclear magnetic resonance) and atomic coordinates should be made available to the reviewers and editors at the time of article submission. These data may be accessible via the PDB through a secure, password-protected channel with all accesses recorded to ensure the maximal safety of the potentially restricted data. The PDB submission should contain not only the diffraction data used for refinement, but also the data (e.g. anomalous data) used for structure determination. If appropriate, the journals publishing methodological advancements should require deposition of experimental datasets that were used to illustrate the advantage of new methodology.
Whereas it is true that the PDB is rightly seen as an openaccess exemplar, the importance of primary data archiving is increasingly recognized as described above. As a minimum course of action, we therefore recommend that the IUCr Commission on Biological Macromolecules discusses our proposals at the upcoming international crystallographic conferences in different regions of the world, with a view to their formal adoption at the next IUCr Congress in Hyderabad, India, in August 2017.
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