Sustainable disposal of excess sludge: Incineration without anaerobic digestion

Sustainable disposal of excess sludge: Incineration without anaerobic digestion

Journal Pre-proof Sustainable disposal of excess sludge: Incineration without anaerobic digestion Xiaodi Hao, Qi Chen, Mark C.M. van Loosdrecht, Ji Li...

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Journal Pre-proof Sustainable disposal of excess sludge: Incineration without anaerobic digestion Xiaodi Hao, Qi Chen, Mark C.M. van Loosdrecht, Ji Li, Han Jiang PII:

S0043-1354(19)31072-3

DOI:

https://doi.org/10.1016/j.watres.2019.115298

Reference:

WR 115298

To appear in:

Water Research

Received Date: 25 July 2019 Revised Date:

4 November 2019

Accepted Date: 8 November 2019

Please cite this article as: Hao, X., Chen, Q., van Loosdrecht, M.C.M., Li, J., Jiang, H., Sustainable disposal of excess sludge: Incineration without anaerobic digestion, Water Research (2019), doi: https:// doi.org/10.1016/j.watres.2019.115298. This is a PDF file of an article that has undergone enhancements after acceptance, such as the addition of a cover page and metadata, and formatting for readability, but it is not yet the definitive version of record. This version will undergo additional copyediting, typesetting and review before it is published in its final form, but we are providing this version to give early visibility of the article. Please note that, during the production process, errors may be discovered which could affect the content, and all legal disclaimers that apply to the journal pertain. © 2019 Published by Elsevier Ltd.

Graphical abstract

324 86/398

Legend:

Energy deficit (kW·h /t DS) Investment/Operational costs (×104 US$/t DS)/(US$/t DS)

Anaerobic digestion 313 90/445

Anaerobic digestion

Thermal hydrolysis 109 55/392 Excess sludge

Sustainability!

Incineration

Sustainable disposal of excess sludge: incineration without

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anaerobic digestion

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Xiaodi Hao a, *, Qi Chen a, Mark C. M. van Loosdrecht a, b, Ji Li a, Han Jiang a

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a

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Stormwater System and Water Environment, Beijing University of Civil Engineering & Architecture,

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Beijing 100044, P. R. China

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b

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Netherlands

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____________________________

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Sino-Dutch R&D Centre for Future Wastewater Treatment Technologies/Key Laboratory of Urban

Department of Biotechnology, Delft University of Technology, van der Maasweg 9, 2629 HZ Delft, the

*

Corresponding author: Tel: +86 131 6134 7675; Fax: +86 10 6832 2123; E-mail: [email protected]

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ABSTRACT:

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Handling excess sludge produced by wastewater treatment is a common problem worldwide. Due to limited

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space available in landfills, as well as difficulties involved in using excess sludge in agriculture, there is a

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need for alternative disposal methods. Although anaerobic digestion (AD) is widely used in processing

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sludge, only partial energy recovery from methane and sludge volume reduction can be achieved, resulting

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in a substantial amount of sludge remaining, which needs to be disposed of. Direct incineration after sludge

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drying is one possible option, a practice that is already in place in some cities in China. A comparison

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between direct incineration and conventional AD (with or without pretreatment by thermal hydrolysis) has

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to be made with respect to the energy balance and investment & operational (I & O) costs. This comparison

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reveals direct incineration to have the lowest energy deficit and I & O costs. Therefore, it is expected that

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direct incineration without AD will become the preferred sustainable approach to handling sludge.

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Keywords: Sludge disposal; direct incineration; anaerobic digestion; sludge drying; energy deficit;

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investment & operational costs

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1. Introduction

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Nowadays, the main methods of treating wastewater involve activated sludge, which makes excess sludge

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an unavoidable problem. Landfilling and agricultural & horticultural use are the most convenient and

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economical approaches to handling sludge (Suh et al., 2002). However, lack of landfilling spaces is a

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prevailing problem for big cities, both worldwide and in China. In addition, agricultural applications are

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limited by the low fertilizer value of sludge and the slow release of its nutrients, which helps farmers little

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in raising grain production. Chinese farmers would rather use chemical fertilizers for crop cultivation, and

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even tend to give up their conventionally “ecological” habits on applying manure as fertilizer (Hao et al.,

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2019c).

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Under these circumstances, China has to search for alternative methods of handling excess sludge. In

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Europe and several other areas, sludge thickening followed by anaerobic digestion (AD) is commonly

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applied to reduce the excess sludge amounts (Khalili et al., 2017; Thomsen et al., 2017). However, AD does

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not remove all sludge organics, with as much as 50%-70% of the organics remaining (Hao et al., 2015;

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Fernández-Arévalo et al., 2017). For this reason, other disposal methods, such as incineration, are still

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necessary (Yoshida et al., 2018).

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AD, followed by incineration, has a long history in Europe and in other countries (Abuşoğlu et al.,

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2017), but direct incineration after dewatering and drying (reducing the moisture content of sludge to

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40%-70%) (Fytili et al., 2008; Abuşoğlu et al., 2017) is also currently practiced in some Chinese cities.

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Which way is better, AD plus incineration or direct incineration? This question calls for a comparative

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study concerning the energy balance and investment & operational (I & O) costs.

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Traditionally, producing biogas is seen as a sustainable approach to energy-efficient wastewater

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treatment. However, in these cases the boundaries for evaluation are often within the wastewater treatment

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plant itself. If direct incineration is, overall, more effective than AD plus incineration, it could conceivably

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become a sustainable approach to handling sludge, and China would be able to leap forward in the

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development on its sludge disposal. It was that idea that prompted this study.

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2. Direct incineration

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The proposed process of direct incineration consists of three steps: mechanical dewatering, thermal drying,

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and incineration. Dewatering is applied to reduce the moisture content of sludge, from about 99% to 80%,

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which creates a considerable reduction in sludge volume, by about 95%. However, this sludge is still far

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from suitable for self-supporting incineration (Abuşoğlu et al., 2017). With thermal drying, the moisture

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content of dewatered sludge can be reduced from 80% to 40%-70% (dependent on the organic content of

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the sludge), which allows for self-supporting incineration (Fytili et al., 2008; Abuşoğlu et al., 2017).

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Following this, organics contained in dried sludge can be incinerated directly, and fully oxidized into CO2

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in incinerators at a high temperature of 800-900 °C or higher, with thermal energy generation, and with

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phosphorus and other minerals remaining in the ashes (Abuşoğlu et al., 2017). The thermal energy can be

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used for generating electricity, for drying sludge on site, or for municipal heating/cooling systems. Finally,

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phosphorus and other minerals or metals can be recovered from the ashes (Murakami et al., 2009).

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2.1. Energy balance

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2.1.1. Mechanical dewatering

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There are already many types of mechanical dewatering processes, including press and vacuum filtration,

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centrifugation, etc. (Colin et al., 1995). Mechanical dewatering energy consumption depends mainly on the

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structure of sludge flocs and the complex shear force between sludge and water, as well as different types

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of dewatering equipment and chemicals dosage, and is not dependent on the different origins of sludge

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(Novak, 2006). The energy consumption of different processes varies from 15-179 kW·h/t DS (Wakeman,

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2007). The belt press filter, which has an energy consumption of about 60 kW·h/t DS (the moisture content

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of sludge is reduced from 99% to 80%), is extensively applied in China (Wakeman, 2007).

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2.1.2. Thermal drying

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There are two types of thermal drying processes: i) the full drying process, whereby moisture content can

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be reduced to ≤15%, and which is generally conducted by rotating-drum dryers; ii) the partial drying

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process where moisture content is usually reduced to 35%-50%, often operated by rotary-plate dryers

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(Gross, 2010; Lowe, 2010). Dried sludge with ≤70% moisture content can be self-incinerated without the

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input of any auxiliary fuels (Fytili et al., 2008; Abuşoğlu et al., 2017), and so a partial drying process is

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sufficient in this case. The total energy consumption (Et) of the thermal drying process consists of an

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increased solids’ temperature (Es) and water evaporation (Ew), as expressed in Eqs. 1 and 2 (Chen et al.,

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2017). Es =(T2 -T1 )∙Cs ∙Ms ∙100

(1)

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Where, Es is the energy consumption of the temperature increase of the solids in the dewatered sludge, kJ/t

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DS; Cs is the specific heat capacity of dewatered sludge, 3.62 kJ/kg· oC; T1 and T2 are the temperatures of

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the input (20 oC) and output (100 oC) sludge, respectively; and Ms is the weight of dry matter of sludge

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(DS), which is a constant value: 10 kg/t wet sludge (99% moisture content). Ew =Cw ∙ Mw =[

Ms w1 ∙ T2 -T1 ∙100+Qg ∙Mw 1-w1

Ms Ms ]∙100 1-w1 1-w2

(2)

(3)

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Where, Ew is the energy consumption of water evaporation, kJ/t DS, including heating water and

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evaporating water; Cw is the specific heat capacity of water, 4.2 kJ/kg· oC; w1 and w2 are the moisture

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content of the input (80%) and output (40%-70%) sludge, respectively; Qg is the potential vaporization heat

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value of water, 2,260 kJ/kg; and Mw is the weight of evaporated water, kg, which can be calculated by Eq. 3

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(Chen et al., 2017).

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The most important parameter is the targeted moisture content (w2) of dried sludge after thermal drying, which can be calculated by Eq. 4 (Murakami et al., 2009; Mills et al., 2014; Samolada et al., 2014). QsL=QsH ∙ 1-w2 -Qg ∙(w2 +9wH )

(4)

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Where, QsL is the low calorific value of sludge, set at 3.36 GJ/t DS for self-supporting incineration; QsH is

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the high calorific value of sludge, which is the maximal potential energy contained in dried sludge, and

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which can be calculated by Eq. 6 (Cai et al., 2010), in GJ/t DS; and wH is the mass fraction of the organic

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bound hydrogen element in the dry matter (about 2% of the dry matter) (Murakami et al., 2009; Samolada

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et al., 2014).

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Because of heat loss in sludge dryers, the actual energy consumption of the drying processes is

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obviously higher than the theoretical energy consumption. The actual energy consumption of sludge drying

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can be calculated by Eq. 5. The heat loss efficiency (η) of different types of thermal dryers ranges from 10%

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to 20% (Li et al., 2014) and here the highest value (20%) is used to calculate the energy consumption. Et '=Et ∙ 1+η

(5)

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2.1.3. Incineration

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The theoretical thermal energy released from incineration (Q) is equivalent to the high calorific value of the

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dried sludge (QsH), which can be calculated by Eq. 6 (Cai et al., 2010). Q=2.5×105×(

100·Pv 100-Pc -5)× 100-Pc 100

(6)

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Where, Q is the theoretical thermal energy released from incineration; Pv is the percentage of the organic

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content; Pc is the percentage of inorganic coagulants added to the sludge during mechanical dewatering

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(thus, 0% when organic polymer coagulants are added).

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The organic content of sludge (Pv) in China is normally within the range of 30%-65%. In this study, Pv

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was set at 53% (the typical mean value for China) (Cai et al., 2010). Therefore, the theoretical thermal

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energy released from incineration is calculated at 11.9 GJ/t DS, equivalent to the mean value of thermal

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energy released across China (11.85 GJ/t DS) (Cai et al., 2010; Winkler et al., 2013), and the moisture

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content (w2) of dried sludge is calculated at 57.7% by Eq. 4. Based on the above equations, the actual

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energy consumption of the thermal drying process is 9.1 GJ/t DS, approaching to data used in process

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designs of 11.7 GJ/t DS (Chen et al., 2017). When converted to its electrical equivalent, the actual energy

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consumption is 2,529 kW·h/t DS (1 kW·h=3,600 kJ).

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Of course, the actual energy recovered from incineration would be lower than the value calculated

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above, due to factors as the low efficiency of fluidization, the incomplete combustion of solids and gases,

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heat loss from incinerators, low-temperature off-gases (all resulting in inefficiencies in the electricity

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generation), etc. (Murakami et al., 2009; Mills et al., 2014). According to engineering data, the total

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thermal energy loss is about 7% of the theoretical energy released from incineration (11.9 GJ/t DS), which

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is 11.9 GJ/t DS×7%=0.8 GJ/t DS (Li et al., 2014). Thus, the actual energy recovered from incineration is

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around 11.1 GJ/t DS, which consists of two parts: i) 84% high-temperature thermal energy (9.32 GJ/ t DS)

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(Qiu et al., 2007; Liao et al., 2012) which can be directly converted into electricity via Combined Heat and

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Power (CHP) (80%, 7.46 GJ/ t DS), resulting in a left-over thermal energy (20%, 1.86 GJ/t DS); and ii) 16%

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for low-temperature waste thermal energy (1.78 GJ/t DS) (Qiu et al., 2007; Liao et al., 2012). Both low

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thermal energy sources (3.64 GJ/t DS)) could be counted as “electrical equivalent” (based on Table S1),

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with a thermal utilization efficiency of up to 40%. Based on the practical calculations shown above, the

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total electrical energy (2,072 kW·h/t DS) plus electrical equivalent (408 kW·h/t DS) generated by sludge

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incineration is about 2,480 kW·h/t DS, or approximately 80% of the total energy.

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2.1.4. Energy balance

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Based on the energy estimates calculated above, the energy balance of the direct incineration process is

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shown in Fig. 1a, revealing an energy deficit of 109 kW·h/t DS.

132 Fig. 1. Energy balances of the three compared sludge disposal processes.

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2.2. Investment & operational costs

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I & O costs depend on the capacity of wastewater treatment plants (WWTPs) and applied equipment. In

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this study, a WWTP with a treatment capacity of 500,000 m3/d was used to estimate the I & O costs

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according to practical data from wastewater treatment processes in China (Table S2). The plant was able to

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produce 8,000 t wet sludge/d (99% moisture content). The investment costs consisted of infrastructure and

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equipment. The operational costs consisted of electricity, water, chemicals, transportation, wages and

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welfare, depreciation of fixed assets, and overhaul & maintenance costs. The detailed calculations on the

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economic aspects are listed in Table S3 (Hong et al., 2009; Piao et al., 2016). The I & O costs of the direct

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incineration process were calculated according to the Chinese market price levels, at 55 ×104 US$/t DS and

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392 US$/t DS, respectively, which falls in the range of the practical data from several engineering cases in

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China.

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2.3. Environmental impacts

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Nitrogen oxides (NOx), dioxins and even heavy metals can all be released from sludge during incineration.

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At temperatures above 850 °C, however, the average released concentration (471.6 mg/m3) of NOx is lower

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than the emission standard in China (500 mg/m3) (Lin et al., 2015). Even referring to the stringent EU

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emission standard of NOx (400 mg/m3), NOx emission can easily be controlled by several different

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technologies (Svoboda et al., 2006). Furthermore, the decomposition rate of dioxins is much greater than its

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formation rate above 850 °C (Thomas et al., 2008; Zhan et al., 2016), and thus the net concentration of

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dioxins produced can be lower than the EU emission standard (0.1 ng-TEQ/m3 off-gases) without any

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treatment (Zhou et al., 2015). In addition, heavy metals (including mercury) are also not a serious concern

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(Xu et al., 2008), and all of these can effectively be controlled above 850 °C (Yao et al., 2005). In short, the

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3T+E (Temperature, Time, Turbulence and Excess) control strategy on incineration can greatly help to

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reduce off-gases pollutants concentrations of incineration (Zhou et al., 2015). Research reports from the

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United States of America, Germany, Great Britain and Spain have all reached similar conclusions: there is

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no evidence that sludge incineration and even waste incineration will endanger the environment or human

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health (Federation, 2009).

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3. Anaerobic digestion followed by incineration

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3.1. Conventional anaerobic digestion plus incineration

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AD plus incineration generally includes five steps: gravity thickening, AD, dewatering, thermal drying and

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incineration. In gravity thickening, the moisture content of sludge is reduced from 99% to 97%. During AD,

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the fraction of organic carbon converted into CH4 is 30%-50%. It is worth noting that AD would also

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reduce the amount of energy recovered from incineration (Mills et al., 2014).

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After AD, the organic content (Pv) in digested sludge will be reduced to 37% (the converted organic

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efficiency is set at 30%) and the targeted moisture content (w2) of thermal drying is calculated at 41.3%

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(for self-supporting incineration). As a result, the total energy balance for AD plus incineration can be

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calculated, as shown in Fig. 1b. Obviously, the energy deficit of 324 kW·h/t DS is much higher than that

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from direct incineration (109 kW·h/t DS). Moreover, the environmental impact of greenhouse gases (CH4)

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from AD due to leaks from digesters is almost inevitable (Daelman et al., 2012).

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The investment costs of AD plus incineration would increase to 86 ×104 US$/t DS due to the

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additional infrastructure and equipment of gravity thickening tanks (about 6 ×104 US$/t DS) and digesters

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(about 37 ×104 US$/t DS). Additional complications in management can also increase the operational costs,

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by up to 398 US$/t DS. The detailed calculations of the economic aspects are listed in Table S3 (Hong et al.,

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2009; Piao et al., 2016).

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3.2. Pretreatment by thermal hydrolysis prior to anaerobic digestion

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Thermal hydrolysis could be applied prior to AD as a pretreatment technology in order to increase

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converted organic efficiency (Ometto et al., 2014). The net energy output of AD with thermal hydrolysis

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involved can be increased by 40% (Fdz-Polanco et al., 2008). Thermal hydrolysis could increase the

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converted organic efficiency of AD by up to 50% (Fdz-Polanco et al., 2008), but the targeted moisture

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content in the following thermal drying unit would have to be reduced to 21.1% for self-supporting

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incineration, which would make it difficult to fluidize in incinerators. In this case, the moisture content of

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the dried sludge is still considered at 41.3% (fluidizable sludge) in the calculation, which cannot attain

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self-supporting incineration and needs an external auxiliary fuel (Samolada et al., 2014). As a result, the

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energy deficit would reach a higher value, up to 313 kW·h/t DS, as shown in Fig. 1c, similar to the energy

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deficit from conventional AD plus incineration (324 kW·h/t DS), and also higher than that of direct

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incineration (109 kW·h/t DS).

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The organic content of sludge (Pv) is an important parameter, as it directly determines the calorific

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value of sludge and the moisture content of self-supporting incineration (w2), which affects the energy

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balance calculations of the three compared processes. The sensitivity analysis of related key data and/or

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factors (Fig. S1) reveals that the energy deficit decreases as the organic content of sludge rises, but that the

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energy deficit of the direct incineration process remains the lowest in the three compared processes when

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the organic content of raw excess sludge is above 38%. In fact, sludge with <38% organic content is not

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suitable for anaerobic digestion either, and would be more suitable for direct landfilling, if landfilling space

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permits.

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For a comparision, the energy deficits and I & O costs (based on Chinese economic data) from the

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three discussed processes are illustrated in Fig. 2. Direct incineration has the lowest value for both the

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energy deficit and the I & O costs, indicating the advantage of direct incineration in handling sludge.

200 Fig. 2. Comparison of energy deficit (a) and I & O costs (b) for the three evaluated sludge disposal processes

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4. Discussion

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Evaluation of different sludge disposal methods based on incineration indicates that direct incineration of

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sludge results in lower investment and operational costs (Zhang et al., 2006) and is energetically more

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favorable. This calls into question the often-promoted practice of producing more energy in the form of

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biogas on-site (Ometto et al., 2014). Although this might give the facility concerned a positive image as

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being an energy-producing entity, it does not help satisfy the overall societal demand to become more

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energy-efficient. Only when it is desirable to make a wastewater facility independent of the electricity grid

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(i.e., no cable connection and saving the fixed costs of electricity supply), might there be an economical

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advantage to producing biogas on-site.

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Putting incineration into practice is, in general, not easy. The incinerators have a strong economic

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benefit when constructed as centralized units. Wastewater treatment plants, however, should be placed near

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existing population centers to minimize transport of wastewater and to be able to use recovered heat (e.g.

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from effluent) for a local district heating/cooling system (Hao et al., 2019a). The excess sludge should then

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be concentrated and dried at these local sites, after which it can be transported to a centralized facility (Hao

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et al., 2019b). Drying sludge could be conducted with the low-value thermal energy (40-80 ℃) recovered

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from the effluent of WWTPs (Hao et al., 2019a), which might be the most beneficial option for drying

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sludge at low temperatures (20-80 ℃) (Font et al., 2011). Within larger utilities, a cost optimisation

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including the effect of process unit scale and transport distance will result in the optimal placement of the

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different process units for wastewater treatment, sludge drying and incineration.

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Future wastewater treatment operation should endeavour to maximise resource recovery with minimal

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energy usage (Guest et al., 2013; van Loosdrecht et al., 2014). In this framework, incineration can be an

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essential step. Mineral recovery from the bottom ashes may be a practice that is still its infancy, but it is

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certainly possible. For instance, incineration with full phosphate recovery (up to 90%) from the bottom

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ashes is the only option for phosphate recovery when agricultural use of sludge is not feasible (Egle et al.,

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2015). This would also allow recovery of other metals with often a higher content in the bottom ashes than

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in the mined ores. However, it is also important to recover organic material (Perez-Feito et al., 2006; Lin et

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al., 2010). In general, recovery of such materials is preferred over using organic material for energy

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production (van Loosdrecht et al., 2014). How chemicals recovery will influence future schemes for

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handling sludge residues remains unclear, but we also believe that in those cases a final incineration step

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will be the best solution – certainly for the large urban areas in which most of the world’s population

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resides.

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5. Conclusions

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Based on the description and discussion, some key conclusions can be drawn:

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Land resources are insufficient for receiving sludge from big cities in China and other countries.

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Farmers are not willing to accept sludge as fertilizer, due to the low fertilizer value and slow release of

237

nutrients.

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The current focus on using anaerobic digestion to minimize sludge and produce energy is challenged

239

when wastewater handling is evaluated on a system scale. Direct incineration of sludge has the lowest

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energy deficit and I & O costs, compared to conventional AD (also including pretreatment by thermal

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hydrolysis).

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243

Acknowledgments

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The study was financially supported by the National Natural Science Foundation of China (51878022) and

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also by the special fund from Beijing Advanced Innovation Center of Future Urban Design (2019).

246

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Appendix A. Supplementary data

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Table S1 Conversion between standard coal and electricity; Table S2 Practical investment and operational

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costs of sludge incineration in China; Table S3 Economic comparison among the three compared sludge

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disposal processes; Fig. S1 Sensitivity analysis of the sludge organic content (Pv) vs. energy balance

251

252

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Fig. 1. Energy balances of the three compared sludge disposal processes.

Fig. 2. Comparison of energy deficit (a) and I & O costs (b) for the three evaluated sludge disposal processes

Highlights • Landfills and agricultural use of excess sludge is becoming increasingly constrained • Alternative sludge disposal routes must be sought • Anaerobic digestion (AD) is not a final solution for excess sludge • Direct incineration without AD has the lowest energy deficit and I & O costs • Focus on more efficient dewatering instead of AD is recommended