Techniques and Outcomes of Percutaneous Aortic Paravalvular Leak Closure

Techniques and Outcomes of Percutaneous Aortic Paravalvular Leak Closure

JACC: CARDIOVASCULAR INTERVENTIONS VOL. 9, NO. 23, 2016 ª 2016 BY THE AMERICAN COLLEGE OF CARDIOLOGY FOUNDATION ISSN 1936-8798/$36.00 PUBLISHED BY...

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JACC: CARDIOVASCULAR INTERVENTIONS

VOL. 9, NO. 23, 2016

ª 2016 BY THE AMERICAN COLLEGE OF CARDIOLOGY FOUNDATION

ISSN 1936-8798/$36.00

PUBLISHED BY ELSEVIER

http://dx.doi.org/10.1016/j.jcin.2016.08.038

STRUCTURAL

Techniques and Outcomes of Percutaneous Aortic Paravalvular Leak Closure Mohamad Alkhouli, MD, Mohammad Sarraf, MD, Elad Maor, MD, Saurabh Sanon, MBBS, Allison Cabalka, MD, Mackram F. Eleid, MD, Donald J. Hagler, MD, Peter Pollak, MD, Guy Reeder, MD, Charanjit S. Rihal, MD

ABSTRACT OBJECTIVES The aim of this study is to provide a summary of the currently applied aortic paravalvular leak (PVL) closure techniques and describe the procedural and long-term outcomes in a large consecutive cohort of patients. BACKGROUND Percutaneous repair has emerged as an effective therapy for patients with PVL. To date, clinical outcome data on percutaneous closure of aortic PVL are limited. METHODS All patients who underwent catheter-based treatment of aortic PVL between 2006 and 2015 were identified. Procedural and short-term results were assessed. Patients were contacted for clinical events and symptoms. RESULTS Eighty-six procedures were performed in 80 patients. The mean age was 68  15 years, and 70% were men. The primary indications for PVL closure were symptoms of heart failure, hemolysis, and both in 83%, 5%, and 12%, respectively. Successful device deployment was accomplished in 94 defects (90%). Reduction in PVL to mild or less was achieved in 62% of patients. In-hospital major adverse events occurred in 8% of procedures. Symptomatic improvement at 30 days was achieved in 64% of patients. Patients who had reduction in the PVL grade to mild or less experienced more improvement in New York Heart Association functional class (from 2.93  0.62 to 1.72  0.73) compared with those with mild or greater residual leak (from 3.03  0.57 to 2.52  0.74) (p < 0.001). In patients with severe hemolysis (n ¼ 8), transfusion requirements were eliminated in 7 (88%) after PVL closure. Kaplan-Meier survival analysis showed that the cumulative probability of freedom from repeat surgery at 2 years was 98  2% in patients who had mild or less residual leak compared with 68  10% in patients with higher grades of residual PVL (log-rank p ¼ 0.004). CONCLUSIONS Percutaneous reduction of aortic PVL is associated with durable symptom relief and lower rates of repeat cardiac surgery. The magnitude of benefit is greatest with PVL reduction to a grade of mild or less. Therefore, attempts should be made to reduce PVL as much as possible. (J Am Coll Cardiol Intv 2016;9:2416–26) © 2016 by the American College of Cardiology Foundation.

P

aravalvular leak (PVL) occurs in 5% to 17% of patients

after

valve

replacement

Percutaneous repair has emerged as an effective ther-

surgery

apy for patients with PVL, with feasibility and efficacy

(1–4). For symptomatic patients, repeat sur-

demonstrated in multiple studies (8–12). Although the

gery has been the traditional treatment of choice,

principles of transcatheter closure of mitral and aortic

but it is associated with high operative mortality and

PVL are similar, the techniques and procedural

variable results even in the modern era (1,4–7).

complexity differ significantly (13). Mitral PVL closure

From the Divisions of Cardiovascular Diseases and Internal Medicine, Mayo Clinic College of Medicine, Rochester, Minnesota. The authors have reported that they have no relationships relevant to the contents of this paper to disclose. Manuscript received June 21, 2016; revised manuscript received August 22, 2016, accepted August 25, 2016.

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Percutaneous Aortic Paravalvular Leak Closure

is more intricate than aortic PVL because of some

(Rochester, Minnesota) before January 10,

ABBREVIATIONS

procedural and leak-specific characteristics. To date,

2016. The indications for percutaneous repair

AND ACRONYMS

the largest series examining the outcomes of percuta-

were moderate or severe PVL with severe or

neous PVL closure included only a small number of

life-style-limiting dyspnea (New York Heart

patients with aortic PVL (10,12,13).

Association [NYHA] functional class III or IV

AVPII = Amplatzer Vascular Plug II

IE = infective endocarditis

We hypothesized that aortic PVL closure can be

or class II with significant life-style or occu-

achieved with high success and low complications

pational impairment) or clinically significant

rates and that the degree of PVL reduction correlates

hemolytic anemia. Patients who had active

with symptomatic improvement and clinical out-

endocarditis and those who had large leaks

comes. In this report, we review the commonly

involving more than one-half of the circum-

applied techniques in aortic PVL closure and provide

ference of the sewing ring, or rocking motion

comprehensive data on the procedural and long-term

of the valve, were referred for surgical repair. Clini-

NYHA = New York Heart Association

PVL = paravalvular leak TAVR = transcatheter aortic valve replacement

outcomes of a large consecutive cohort of patients

cally significant hemolytic anemia was defined as

referred for aortic PVL closure.

symptomatic anemia (hemoglobin <11 g/dl in women

SEE PAGE 2427

METHODS

and <12.5 g/dl in men), with laboratory evidence of intravascular hemolysis. GRADING OF AORTIC PVL. The assessment of the

severity of aortic PVL incorporated a multifaceted STUDY POPULATION. The Mayo Clinic Institutional

approach. This included echocardiographic, invasive

Review Board approved this investigation. We retro-

hemodynamic, and angiographic measures. Semi-

spectively identified patients who underwent percu-

quantitative echocardiographic parameters were used

taneous repair of aortic PVL at the Mayo Clinic

in all cases to grade the PVL as mild, mild to

F I G U R E 1 Utility of Echocardiography in Aortic Paravalvular Leak Closure

Transeophageal echocardiography (TEE) revealing significant para-aortic leak in 2 patients (Patient#1, A, B) and (Patient#2, C to F). (A) Moderate posterior para-aortic leak pre-closure (arrow). (B) Trivial residual leak after deployment with a 12-mm Amplatzer Vascular Plug II (AVPII) device (arrow). The star indicates the delivery cable before device release. (C) 3-dimensional TEE showing severe anteriomedial para-aortic leak pre-closure (arrow). (D) 3-dimensional TEE showing successful closure of the leak with 3 AVPII devices (arrow). (E) 3D-dimensional TEE in the same patient showing an interval development of a de novo leak at a different anterior location 9 months after the index procedure. (F) 3D-dimensional TEE showing successful closure of the leak with 1 AVPII device (dashed arrow). The plugs from the prior closure procedure are indicated by the arrow.

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Percutaneous Aortic Paravalvular Leak Closure

F I G U R E 2 Utility of Cardiac Computed Tomography in the Pre-Procedural Planning of Aortic Paravalvular Leak Closure

(A to C) Identification of the location and dimensions of an aortic paravalvular leak on cardiac computed tomography. The paravalvular leak can be readily located in a modified 4-chamber view (A), a modified 2-chamber view (B), and a modified short-axis views (C) (yellow arrows). The distance between the neck of the paravalvular leak and the ostium of the adjacent coronary artery is shown in D. The black star indicates the ostium of the left main coronary artery. AO ¼ aorta; LA ¼ left atrium; LV ¼ left ventricle.

moderate, moderate, or severe: 1) the PVL jet width

functional class by at least 1 class and/or elimination

(vena contracta) measured in the short- and long-axis

of need for transfusion in cases of severe hemolysis.

views at the level of the prosthesis sewing ring and in

Patients were contacted by telephone survey to

the left ventricular outflow tract; 2) assessment of

determine occurrence of adverse events, symptoms,

diastolic flow reversal in the descending thoracic and

and clinical status. In addition, the dates of death of

abdominal aorta; and 3) measurement of deceleration

deceased patients were verified by querying the

rate by pressure half-time (14). In the presence of

National Death Index, a centralized database of death

multiple defects, the sum of regurgitation from these

record information on file in state vital statistics

defects was used. Quantitative Doppler parameters

offices (16).

(e.g., regurgitant volume) were also used to confirm the severity of PVL in the majority of cases. In

PVL CLOSURE TECHNIQUES. Multimodality imaging

equivocal cases, invasive measurement of left ven-

guidance. Successful PVL closure relies heavily on

tricular and aortic pressures were used. In addition,

good understanding of the PVL anatomy. Meticulous

aortic root angiography was performed with grading

planning shortens the procedure time and increases

according to Sellers criteria in selected patients (15).

the chances of successful PVL reduction. The number, location(s), and severity of PVL defects were assessed

CLINICAL FOLLOW-UP. Procedural, in-hospital, and 30-

via detailed analysis of transthoracic echocardiograms

day outcomes were assessed by retrospective chart

and transesophageal echocardiograms, which were

review. Technical success was defined as successful

available in all patients (Figure 1). Additionally, later

deployment of a closure device across the leak with

in our experience we used electrocardiographically

reduction of the PVL to mild or less. Clinical success

gated cardiac computed tomography in the pre-

was defined as symptomatic improvement in NYHA

procedural assessment in selected patients. Cardiac

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Percutaneous Aortic Paravalvular Leak Closure

F I G U R E 3 Illustration of the Commonly Applied Techniques in Aortic Paravalvular Leak Closure

(A) Catheter-only technique; (B) anchor wire technique; (C) arterioarterial rail technique. Abbreviations as in Figure 2.

computed tomography can be used to: 1) measure the

wire into the defect was difficult, a 6-F Amplatzer left 1

dimensions and identify the path of a PVL; 2) measure

guiding catheter (Boston Scientific, Marlborough,

the distance from the defect to the coronary ostium;

Massachusetts) was used as the second catheter of

and 3) identify the optimal fluoroscopic angles to cross

choice. Once the leak is crossed, 3 common techniques

the defect (Figure 2). Transesophageal echocardiog-

can be used to deliver the closure device: 1) a catheter-

raphy was used to guide the procedure when percu-

only technique; 2) an “anchor wire” technique; and 3)

taneous repair of a posterior leak(s) was planned or in

an arterioarterial rail technique.

cases of hemodynamic instability. Otherwise, the

The catheter-only technique (Figure 3A) is an

procedure was guided with transthoracic echocardi-

expeditious method that is useful when crossing of

ography or intracardiac echocardiography at the

the defect is smooth and the leak is likely to seal with

operator’s discretion.

1 device. After crossing the defect with the telescoped

PERCUTANEOUS PVL REPAIR. Anticoagulation was

system described earlier, the wire and the 5-F cath-

held and bridging with low–molecular weight heparin

eter are removed, and the device is advanced via the

was used in a minority of high-risk patients (e.g.,

6-F guiding catheter. A 6-F guide is compatible with

patients with double mechanical valves). In the vast

up to a 12-mm Amplatzer Vascular Plug II (AVPII, St.

majority of patients, 6-F arterial access was obtained

Jude Medical, St. Paul, Minnesota). If a larger AVPII

in the common femoral artery. Aortic PVL defects

device or other devices are needed, the guiding

were crossed with a 0.035-inch stiff angled Glide wire

catheter is exchanged over an Amplatzer extrastiff

(Terumo, Tokyo, Japan) through a telescoped 125-cm,

guidewire with a 6- or 7-F shuttle sheath (Cook

5-F multipurpose coronary catheter and a 6-F multi-

Medical, Bloomington, Indiana). A disadvantage of

purpose guiding catheter (Cordis Corporation, Hia-

this technique is the loss of guidewire position across

leah, Florida), respectively. If initial steering of the

the leak at the time of closure device deployment.

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Percutaneous Aortic Paravalvular Leak Closure

T A B L E 1 Key Baseline Characteristics of Patients Undergoing

T A B L E 2 Echocardiographic Findings in Patients Undergoing

Percutaneous Aortic Paravalvular Leak Closure (N ¼ 80)

Percutaneous Repair of Aortic Paravalvular Leak (N ¼ 80)

Age (yrs)

67.8  14.6

Male

56 (70)

Mild to moderate

3 (4)

Hypertension

71 (89)

Moderate

16 (20)

Diabetes

22 (28)

Severe

61 (76)

Obstructive coronary artery disease

47 (59)

LV ejection fraction

56  11

History of myocardial infarction

17 (21)

LV ejection fraction <40%

8 (10)

Peripheral arterial disease

24 (30)

LV end-diastolic diameter (mm)

56  7

Atrial fibrillation

37 (46)

LV end-systolic diameter (mm)

38  9

History of stroke

12 (15)

Right ventricular systolic pressure (mm Hg)

45  15

Mitral regurgitation

Baseline PVL grade

Chronic kidney disease stage $2

35 (44)

History of endocarditis

13 (16)

Mild or less

45 (69)

Chronic steroid

5 (6.3)

Moderate

18 (23)

Permanent pacemaker

23 (29)

Severe

7 (9)

Prior coronary bypass surgery

32 (40)

Tricuspid regurgitation

Number of prior sternotomies

1.4  0.9

Mild or less

48 (60)

Double mechanical valve

7 (9)

Moderate

17 (21)

Prior radiation

3 (4)

Severe

15 (19)

Reason for valve replacement

Mid thoracic aorta

36.4  6.0 20.5  10.6

Bicuspid aortic stenosis

22 (28)

Transaortic valve gradient

Tricuspid aortic stenosis

29 (36)

Number of defects

Endocarditis

7 (9)

1

55 (69)

Other

13 (16)

2

19 (24)

Tissue bioprosthesis

50 (63)

>2

6 (7)

Transcatheter heart valve

10 (12.5)

Location

Leak first detected (months)

22  40

Anterior

43 (54)

Implantation-to-repair time (months)

35  46

Posterior

20 (25)

Left-sided heart failure

66 (82.5)

Both

17 (21)

Right-sided heart failure

27 (34)

Hemolysis

17 (21.3)

Transfusion

8 (10)

Values are n (%) or mean  SD. LV ¼ left ventricular; PVL ¼ paravalvular leak.

Indication for closure Heart failure

66 (82.5)

catheter. Therefore, the 6- to 8-F shuttle sheath is

Hemolysis

4 (5)

Both

10 (12.5)

advanced over the anchor wire and inside the 8-F

NYHA functional class

sheath across the defect. The operator should pay attention to the stiff tip of the dilator of the shuttle

#II

13 (16)

III

54 (68)

sheath to prevent left ventricular puncture or damage.

IV

13 (16)

The closure device is advanced alongside the anchor

5.7  4.6

wire into the left ventricle, is deployed across the

STS risk score Values are mean  SD or n (%).

NYHA ¼ New York Heart Association; STS ¼ Society of Thoracic Surgeons.

defect, but remains attached to the delivery cable. The delivery catheter is then removed and placed back on the anchor wire only, leaving the device cable outside the delivery catheter. This remaining rail can

Recrossing of the leak is more challenging with an

be used to recross the defect if additional devices

existing device across the leak.

are needed, and if the operator fears losing access

The anchor wire technique (Figure 3B) preserves access across the defect and allows sequential

across the defect during attempts of closure device deployment.

deployment of multiple devices if necessary. In this

In rare occasions, a more stable rail is needed for

method, once the telescoping system is advanced in to

device deployment. In these cases, an arterioarterial

the left ventricle, the Glide wire is exchanged with an

rail technique (Figure 3C) can be used. The Glide wire

anchor wire (300-cm 0.032- or 0.035-inch Amplatzer

used to cross the defect is advanced through the aortic

extrastiff guidewire). The arterial sheath is then

valve into the descending aorta and is then snared and

upsized to a 45-cm 8- to 10-F bright-tip sheath (Cordis

exteriorized to the contralateral femoral artery,

Corporation) to minimize blood loss from the arterial

creating an arterioarterial rail. The reminder of the

site during catheter exchanges. The AVPII device does

procedure can be completed in a similar fashion to the

not fit alongside an anchor wire within a 6-F guiding

anchor wire steps. This technique can primarily be

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Percutaneous Aortic Paravalvular Leak Closure

T A B L E 3 Technical and Acute Procedural Data in

T A B L E 4 Univariate and Multivariate Logistic Regression of the Predictors of

86 Percutaneous Aortic Paravalvular Leak Repair

Procedural Technical Failure*

Procedures (N ¼ 86) Univariate

Urgent indication

8 (9.4)

Systolic blood pressure (mm Hg)

126  25

Diastolic blood pressure (mm Hg)

54  13

Pulse pressure (mm Hg)

72  23

General anesthesia

33 (38)

Imaging modality Intracardiac echocardiography

2 (2)

Transthoracic echocardiography

49 (57)

Transesophageal echocardiography

35 (41)

Number of defects attempted 1

67 (78)

2

18 (21)

$3

1 (1)

Number of defects closed 0

7 (8)

1

65 (76)

2

13 (15)

$3

1 (1)

OR

95% CI

Age, yrs

1.0

0.97–1.04

Multivariate p Value

OR

95% CI

0.77

1.03

0.97–1.09

Male

0.93

0.34–2.53

0.89

1.06

0.23–4.87

0.96

Diabetes

1.58

0.58–4.30

0.37

1.74

0.37–8.20

0.48

Bioprosthetic valve

0.54

0.21–1.37

0.19

0.30

0.05–1.76

0.18

TAVR

1.71

0.45–6.44

0.43

2.51

0.28–22.9

0.27

History of IE

7.83

0.004

15.2

2.2–104.5

0.006

Anterior leak

1.48

0.18

1.94

0.34–11.1

0.46

1.95–21.52 0.84–2.59

Urgent procedure

1.77

0.41–7.67

0.45

2.77

0.39–19.7

0.31

Transthoracic echocardiography

0.55

0.28–1.32

0.18

0.41

0.11–1.59

0.20

AVPII

1.13

0.43–2.94

0.80

1.16

0.24–5.59

0.85

More than 1 defect

3.66

1.36–9.83

0.01

4.01

0.90–17.9

0.069

LVEDD >60 mm

1.12

0.42–3.00

0.82

0.66

0.13–3.34

30 (35)

Apical rail

1 (1.2)

Successful procedure (device placed or not)

94 (90)

Number of devices placed

AVPII ¼ Amplatzer Vascular Plug II; CI ¼ confidence interval; IE ¼ infective endocarditis; LVEDD ¼ left ventricular end-diastolic dimension; OR ¼ odds ratio; TAVR ¼ transcatheter aortic valve replacement.

experience, an arterioapical rail was used in only 1 of 86 cases of aortic PVL closure.

1

55 (70)

2

15 (19)

$3

9 (11)

Important technical considerations

should

be

taken into account to maximize the efficiency and minimize the risks of the procedure.

Device types (AVPII vs. others) AVPII

61 (71)

First, device and sheath compatibility and fit

Other

16 (19)

are crucial to procedural execution. Knowledge of

AVPII plus others

2 (2)

sheath-sizing requirements for each device with and

Residual shunt

without an anchor wire shortens the duration and

None or trivial

22 (26)

Mild

31 (36)

Mild to moderate

17 (20)

Moderate or more

16 (19)

reduces the cost of the procedure. Compatibility charts are provided in Online Figure 1. Second, a feared complication of aortic PVL closure is the impingement of a mechanical or bioprosthetic

53 (62)

Procedural time (min)

86  46

valve leaflet during device deployment. Mechanical

Fluoroscopy time (min)

38  24

leaflet impingement is usually readily recognized with

Contrast load (ml)

46  58

fluoroscopy. However, impingement of bioprosthetic

Length of stay (days)

3.0  5.9

#48-h length of stay

leaflets, albeit rare, is more difficult to recognize but

69 (80)

can be suspected when there is echocardiographic evidence of sudden valvular regurgitation or an

Values are n (%) or mean  SD.

increased transvalvular gradient. Detailed assessment

AVPI ¼ Amplatzer Vascular Plug II.

of valve leaflet motion should be performed in every case before releasing the closure device. In rare used in patients with bioprosthetic valves. Although

occasions, device interference with the prosthetic

we have used this technique successfully in patients

valve leaflets can occur after plug release because of

with mechanical prosthesis, we recommend against its

tilting of the device, which would require device

routine use with mechanical valves. A wire across the

removal with a snare or a long, flexible bioptome.

mechanical valve can lead to stuck leaflets with severe

Third, para-aortic leak closure may lead to coro-

aortic regurgitation and result in rapid hemodynamic

nary artery obstruction. Aortography or selective

compromise. If the patient has a mechanical valve and

coronary angiography may be needed to assess ostial

the device could not be delivered without a rail, the left

clearance before device release. Meticulous cardiac

ventricular wire can be snared through a transseptal or

computed tomographic measurement and analyses

transapical puncture, creating an arteriovenous rail

can identify low takeoff of the left or right coronary

and

ostia before the procedure.

an

arterioapical

rail,

respectively.

In

0.62

*Defined as more than mild residual leak at the end of the procedure.

Double or anchor wire

Mild or less

p Value

0.35

our

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Percutaneous Aortic Paravalvular Leak Closure

F I G U R E 4 Change in New York Heart Association Functional Class at 30 Days After

Aortic Paravalvular Leak Closure

greater than mild). The probability of death or repeat surgery according to residual PVL groups was graphically displayed according to the method of Kaplan and Meier, with comparison of cumulative survival across strata by the log-rank test. Binary logistic regression analysis was used to identify variables independently associated with the failure to reduce the PVL to less than mild (technical failure). Variables included in the model were age, sex, diabetes, prosthesis type (bioprosthesis vs. mechanical, transcatheter heart valve), history of infective endocarditis (IE), location of the PVL, procedure status (elective vs. urgent), imaging guidance (transthoracic vs. transesophageal echocardiography), and device type (AVPII vs. others). All analyses were performed with SPSS version 22 (IBM, Armonk, New York). Statistical significance was inferred at p #0.05.

RESULTS STUDY COHORT. Eighty-six aortic PVL closure pro-

cedures were performed in 80 patients. Baseline characteristics of the study population are shown in Table 1. The mean age was 67.8  14.6 years, 70% were men, and 63% had bioprosthetic valves. The mean number of prior sternotomies was 1.4  0.9 (range 0 to 6). The indication for aortic valve replacement was calcific aortic stenosis in 64%, IE in 9%, aortic regurgitation in 6%, and rheumatic aortic valve disease in 5%. The primary indication for percutaneous PVL (A) New York Heart Association (NYHA) functional class change overall and according to

closure was symptoms of heart failure in 66 patients

the residual leak. (B) Distribution of NYHA functional class before and after paravalvular

(83%), hemolysis in 4 patients (5%), and both in 10

leak closure.

patients (12%). Eight procedures (9.4%) were done urgently in patients not in stable condition who presented with decompensated heart failure soon after STUDY ENDPOINTS. The primary efficacy endpoints

aortic valve replacement. The mean times from valve

of the study were the change in NYHA functional class

implantation to first detection of aortic PVL and to

at 30 days and the elimination of transfusion

percutaneous repair were 22  40 months and 35  46

requirement

hemolysis

months, respectively. Using the Society of Thoracic

requiring blood transfusion. The primary safety

Surgeons risk calculator, the estimated operative

endpoint of the study was the occurrence of acute and

mortality for open repair in the cohort was 5.7  4.6.

in

patients

with

severe

30-day major adverse cardiovascular events, defined as stroke, major vascular complications, tamponade, acute coronary syndrome, or death. Secondary endpoints were: 1) long-term survival from death within the duration of the study; and 2) long-term event-free freedom from repeat cardiac surgery. DATA

ANALYSIS. Continuous

ACUTE PROCEDURAL OUTCOMES. Echocardiographic

guidance was used in all cases. Baseline echocardiographic data are summarized in Table 2. Percutaneous repair was attempted in a total of 105 PVLs in 80 patients. Successful crossing and device deployment were achieved in 94 defects using 114 closure

parameters of the

devices (90%). The AVPII device was used in the ma-

study groups were compared using the Student t test.

jority of cases (88%). The reasons for failure to close the

For comparison of categorical data, we used the

11 remaining leaks were inability to cross the defect

chi-square or Fisher exact test. To examine the impact

with a wire or with a sheath in 8 defects, impingement

of residual regurgitation on outcomes, patients were

of prosthetic leaflet in 1, proximity to a coronary artery

grouped according to the residual PVL (mild or less,

ostium in 1, and coronary dissection in 1.

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Percutaneous Aortic Paravalvular Leak Closure

Technical success (defined as mild or less residual PVL) was achieved in 53 patients (62%). The residual

T A B L E 5 Short-Term (30 Days) and Long-Term Clinical

Outcomes of Patients Who Underwent Percutaneous Aortic

PVLs were mild to moderate in 17 patients (20%)

Paravalvular Leak Closure (N ¼ 80)

and

In-hospital outcomes

moderate

or

more

in

16

patients

(18%)

(Table 3). Among multiple baseline and procedural

MACE

6 (7.6)

characteristics, only history of IE predicted more than

Death

2 (2.5)

mild residual PVL after the procedure (Table 4).

Procedure-related death

1 (1.3)

In-hospital major

adverse

cardiovascular

events

occurred in 6 patients (7.6%). These included death in 2 (2.5%) (1 due to tamponade and hemothorax after an apical puncture and 1 due to persistent cardiogenic

30-day outcomes MACE

10 (12.5)

Death

5 (6.3)

Mean change in NYHA functional class

0.94  0.72

NYHA functional class

shock in a patient who underwent successful salvage

I

19 (27.0)

PVL closure immediately after surgical aortic valve

II

32 (46.0)

replacement), stroke in 1 (1.2%), retroperitoneal

III

16 (23.0)

bleeding in 1 (1.2%), tamponade in 1 (1.2%), and cor-

IV

3 (4.0)

onary dissection in 1 (1.2%). The mean length of

Died or missing

10

hospital stay was 2.3  3.2 days for patients who un-

Elimination of transfusion requirements

7 (88.0)

derwent elective PVL closure compared with 10.8  15.7

days

for

patients

who

underwent

urgent

procedures (p < 0.001). SHORT-TERM (30-DAY) OUTCOMES. C l i n i c a l e f fi c a c y .

Clinical follow-up (NYHA functional class assessment) at 30 days was available in 70 patients (93%).

Long-term outcomes Mean follow-up (months)

27  25

Death

22 (27.5)

Redo valve replacement

10 (13.0)

Repeat percutaneous closure

5 (6.3)

CHF readmission

18 (23.0)

Stroke

5 (6.0)

NYHA functional class at maximum follow up

The primary endpoint of the study was achieved in

I

19 (24.0)

51 patients (64%). The mean change in NYHA func-

II

24 (30.0)

tional class was 0.9  0.5 (Figure 4). Patients who

III

18 (23.0)

had successful reductions in PVL grade to mild or less experienced significantly more improvement in NYHA functional class (mean change 1.21, from 2.93 

Values are n (%) or mean  SD. CHF ¼ congestive heart failure; MACE ¼ major adverse cardiovascular event(s); NYHA ¼ New York Heart Association.

0.62 to 1.72  0.73) compared with those with more than mild residual leak (mean change 0.51, from 3.03  0.57 to 2.52  0.74) (p < 0.001) (Figure 4). In patients with severe hemolysis requiring blood

follow-up, all-cause mortality was 27.5%, and redo

transfusion (n ¼ 8), transfusion requirement was

valve replacement for residual or recurrent PVL was

eliminated in 7 cases (88%).

13% (Table 5). Compared with patients who had more

o u t c o m e s . Among the 78 patients dis-

than mild post-procedure leak, those who had mild or

charged from the hospital, 5 major adverse cardio-

less residual leak had better freedom from repeat

vascular events occurred in 4 patients (5.1%): 3 deaths

cardiac surgery but long-term survival rates were

Safety

and 2 hemorrhagic strokes. Two deaths occurred after

similar (Figure 5). In patients who achieved event-free

successful PVL closure; 1 was at day 6 because of a

survival, the initial improvement in NYHA functional

hemorrhagic stroke, and 1 was at day 27 because of an

class persisted at maximum follow-up (mean NYHA

unknown cause in a 35 year-old patient with a 27-mm

functional class 1.95  0.78). The magnitude of

Starr-Edwards Silastic Ball valve. One death occurred

NYHA functional class improvement was more sig-

at day 28 because of decompensated heart failure

nificant in patients with mild or less residual leak

after an unsuccessful attempt for PVL closure in an

(mean NYHA functional class 1.76  0.74 vs. 2.24 

86-year-old patient with a 23-mm SAPIEN-XT valve.

0.76; p ¼ 0.027).

Both hemorrhagic strokes occurred between 2 and 5 days after the procedure in patients who were bridged to therapeutic warfarin with low–molecular weight heparin.

DISCUSSION The principal findings of the present investigation are

LONG-TERM OUTCOMES. Median follow-up for the

as follows. 1) Percutaneous repair of aortic PVL can

study patients was 18.5 months, with a range of

be performed safely with a low incidence of major

1 to 101 months (mean 27  25 months). During

complications. 2) Cannulation and closure device

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Percutaneous Aortic Paravalvular Leak Closure

F I G U R E 5 Kaplan-Meier Curves Showing Survival Free of Death and

Repeat Cardiac Surgery According to Degree of Residual Paravalvular Leak

PVL is seen predominantly in patients with moderate and severe PVL (17,18). We classified successful PVL closure on the basis of the residual leak to mild or less (technical success) and more than mild (technical failure). Similar to what has been observed in the post-TAVR PVL literature, our findings suggest that more

than

mild

residual

PVL

after

percutan-

eous closure is associated with less symptomatic improvement and a lower rate of event-free survival. Although there was no difference in all-cause mortality between the 2 groups, our study is underpowered to detect mortality differences given the small sample size. Achieving complete or near complete obliteration of aortic PVL, however, can be challenging. As illustrated in this study, although successful crossing of aortic PVL and deployment of closure device(s) across the leaks were achieved in 90% of defects, reduction in PVL to mild or less was possible in only 62% of patients. This can be due to a number of reasons. First, a significant predictor of more than mild residual PVL in this study was a history of IE. The process of inflammation and healing in IE can lead to scar formation and/or fibrosis and may result in tissue fragility, which can make complete abolition of the leak more challenging. Other predictors of technical failure are the presence of mechanical prostheses,

transcatheter

heart

valve,

and

urgent

indications for PVL closure. Bioprosthetic valves generally have lower risk for device-leaflet interaction. In contrast, the spatial relationship of mechanical prosthesis occluder discs relative to the defect(s) is a key determinant of the size and number of devices that can be implanted without leaflet impingement. Therefore, technical success rates are expected to be lower with mechanical prostheses (11). Patients who develop significant PVL after PVL ¼ paravalvular leak.

TAVR represent another challenging group. In these patients, if the transcatheter heart valve is properly positioned and adequately expanded, the PVL is due

deployment across aortic PVL was achieved in the

to the lack of surgical excision of the old calcified

vast majority of PVLs (90%). However, successful

valve, resulting in multiple defects of small dimen-

reduction of the PVL to mild or less was only achieved

sions (19). Smaller profile devices such as the

in 62% of patients. 3) History of IE was strongly

Amplatzer Vascular Plug IV have been used in these

correlated with significant residual leak after percu-

patients, but the technical success rate has been

taneous PVL closure. 4) Successful PVL reduction to

only modest (20–22).

mild or less resulted in quick and durable symptom-

Second, despite the growing prevalence of PVL,

atic relief and reduced the need for redo cardiac

there are no devices that were designed, tested, or

surgery.

approved for PVL closure (23). The AVPII is the most

There is growing evidence from the global experi-

commonly used off-label device because of its sta-

ence with transcatheter aortic valve replacement

bility and low profile. However, many patients

(TAVR) that PVL after TAVR is associated with poor

have crescentic or irregular shaped PVLs, and the

long-term outcomes. However, the negative impact of

AVPII may not be adequate for treatment of such

Alkhouli et al.

JACC: CARDIOVASCULAR INTERVENTIONS VOL. 9, NO. 23, 2016 DECEMBER 12, 2016:2416–26

Percutaneous Aortic Paravalvular Leak Closure

defects (24). In recent years, the Amplatzer Vascular

Third, residual PVL grade in our study was corre-

Plug III has been increasingly used for PVL closure

lated with symptomatic improvement and need for

given its oblong shape (25,26). Also, a new purpose-

redo surgery. However, grading of aortic PVL can be

specific device, the Occlutech PLD occluder (Occlu-

quite challenging. Echocardiographic measures used

tech, Jena, Germany), was designed to tackle a large

to grade PVL are semiquantitative and suffer from

range of PVL sizes and morphologies (26). Early

limited validation. This could lead to interpretation

experience with the Occlutech PLD device showed

variability, which may affect the results of this study.

results (26,27). Unfortunately,

Fourth, follow-up laboratory data on patients with

neither the Amplatzer Vascular Plug III nor the

hemolysis were limited because of the referral nature

Occlutech is available in the United States. Another

of our center. However, in those with severe hemo-

consideration to increase the success rate of the

lysis requiring blood transfusion, PVL closure elimi-

procedure is the possible use of transapical access in

nated blood transfusion in all but 1 patient.

very encouraging

selected cases. Transapical access has been used pri-

Last, the small number of patients enrolled in this

marily in the treatment of mitral PVL for medial and

study may affect the reliability of the data, and the

anterior leaks or when concomitant aortic and mitral

validity of certain statistical analyses (e.g., logistical

PVL closure is planned (12). Although transapical ac-

regressions). However, to our knowledge this is the

cess is potentially associated with higher complica-

largest reported series of percutaneous aortic PVL

tion rates, these can be minimized by careful access

closure. The descriptive data in our study are very

planning with a pre-acquired computed tomographic

valuable in closing the knowledge gap on the

angiogram and closure of the access site with vascular

management of this complex entity.

plugs or occluders (12). Despite the low rate of adverse events in our series, further modification of the current technique

CONCLUSIONS

may further lower the risk for these complications.

Percutaneous aortic PVL closure can be performed

First, we observed 2 hemorrhagic strokes in patients

with high technical success and low complication

with atrial fibrillation who were bridged with low–

rates. Successful PVL reduction to mild or less results

molecular weight heparin. Recently, the BRIDGE

in quick and durable symptomatic relief and reduces

(Bridging Anticoagulation in Patients Who Require

the need for redo cardiac surgery. Attempts should be

Temporary Interruption of Warfarin Therapy for an

made to accomplish adequate reduction in PVL to

Elective Invasive Procedure or Surgery) trial sug-

optimize clinical outcomes.

gested no benefit and higher bleeding events in patients who underwent periprocedural bridging

REPRINT REQUESTS AND CORRESPONDENCE: Dr.

with low–molecular weight heparin for atrial fibril-

Charanjit S. Rihal, Mayo Clinic College of Medicine,

lation (28). Therefore, we believe that bridging

Division of Cardiovascular Diseases, 200 First Street

anticoagulation should be avoided when possible.

SW, Rochester, Minnesota 55905. E-mail: rihal@

Second, a meticulous post-procedural protocol that

mayo.edu.

includes frequent echocardiographic examinations should be implemented when an apical puncture is

PERSPECTIVES

performed to aid in early detection and management of hemothorax or tamponade. Closing the apical puncture site with a vascular plug should also be considered when sheath sizes >4 F are used. STUDY LIMITATIONS. First, the retrospective nature

of this study has known limitations, including potential for referral basis. Notably, serial echocardiography was not performed, and data on residual regurgitation at final follow-up were not available, because of the referral nature of our clinical practice. Second, the practice of PVL closure might differ outside the United States because of the availability of purpose-specific devices. Therefore, the results of this study may not be generalizable to practices outside the United States.

WHAT IS KNOWN? Percutaneous closure has emerged as an alternative therapy to repeat valve surgery for patients with symptomatic aortic PVL. However, procedural and long-term outcomes of percutaneous closure techniques are not known. WHAT IS NEW? Percutaneous reduction of aortic PVL is associated with durable symptom relief and lower rates of repeat cardiac surgery. The magnitude of benefit is greatest with PVL reduction to grade mild or less, which was achieved in two-thirds of the patients. WHAT IS NEXT? Further studies are needed to assess the effectiveness of PVL closure with purpose-specific devices.

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Percutaneous Aortic Paravalvular Leak Closure

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KEY WORDS aortic regurgitation, paravalvular leak, percutaneous repair A PPE NDI X For a supplemental figure, please see the online version of this article.