Twenty-Five Year Outcomes of the Lateral Tunnel Fontan Procedure

Twenty-Five Year Outcomes of the Lateral Tunnel Fontan Procedure

Accepted Manuscript Title: Twenty-Five Year Outcomes of the Lateral Tunnel Fontan Procedure Author: Thomas G Wilson, William Y Shi, Ajay J Iyengar, Da...

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Accepted Manuscript Title: Twenty-Five Year Outcomes of the Lateral Tunnel Fontan Procedure Author: Thomas G Wilson, William Y Shi, Ajay J Iyengar, David S Winlaw, Rachael L Cordina, Gavin R Wheaton, Andrew Bullock, Thomas L Gentles, Robert G Weintraub, Robert N Justo, Leeanne E Grigg, Dorothy J Radford, Yves d'Udekem, The Australia and New Zealand Fontan Registry PII: DOI: Reference:

S1043-0679(17)30166-1 http://dx.doi.org/doi: 10.1053/j.semtcvs.2017.06.002 YSTCS 989

To appear in:

Seminars in Thoracic and Cardiovascular Surgery

Please cite this article as: Thomas G Wilson, William Y Shi, Ajay J Iyengar, David S Winlaw, Rachael L Cordina, Gavin R Wheaton, Andrew Bullock, Thomas L Gentles, Robert G Weintraub, Robert N Justo, Leeanne E Grigg, Dorothy J Radford, Yves d'Udekem, The Australia and New Zealand Fontan Registry, Twenty-Five Year Outcomes of the Lateral Tunnel Fontan Procedure, Seminars in Thoracic and Cardiovascular Surgery (2017), http://dx.doi.org/doi: 10.1053/j.semtcvs.2017.06.002. This is a PDF file of an unedited manuscript that has been accepted for publication. As a service to our customers we are providing this early version of the manuscript. The manuscript will undergo copyediting, typesetting, and review of the resulting proof before it is published in its final form. Please note that during the production process errors may be discovered which could affect the content, and all legal disclaimers that apply to the journal pertain.

1 1

Twenty-Five Year Outcomes of the Lateral Tunnel Fontan Procedure

2 3

Authors

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Thomas G Wilson, BSc, MD1, 2, 3, William Y Shi, MBBS, 1, 2, 3, Ajay J Iyengar, MBBS(Hons),

5

BMedSci, PhD1, 2, 3, David S Winlaw, MBBS(Hons), MD, FRACS4, 5, Rachael L Cordina,

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MBBS, FRACP5, 6, Gavin R Wheaton, MBBS, FRACP 7, Andrew Bullock, MBBS, FRACP 8,

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Thomas L Gentles, MBChB, FRACP9, Robert G Weintraub, MBBS, FRACP2, 10, Robert N

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Justo, MBBS, FRACP 11, Leeanne E Grigg, MBBS, FRACP12, Dorothy J Radford, MBBS,

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MD, FRACP13, 14, Yves d’Udekem, MD, PhD1, 2, 3, The Australia and New Zealand Fontan

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Registry

11 12

Institutions and Affiliations

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1. Department of Cardiac Surgery, Royal Children’s Hospital, Melbourne, Australia

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2. Heart Research Group, Murdoch Childrens Research Institute, Melbourne, Australia

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3. Department of Paediatrics, Faculty of Medicine, The University of Melbourne,

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Victoria, Australia 4. The Heart Centre for Children, The Children’s Hospital at Westmead, Sydney, Australia

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5. Department of Paediatrics, University of Sydney, Sydney, Australia

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6. Department of Cardiology, Royal Prince Alfred Hospital, Sydney, Australia

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7. Department of Cardiology, Women’s and Children’s Hospital, Adelaide, Australia

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8. Children’s Cardiac Centre, Princess Margaret Hospital for Children, Perth, Australia

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9. Greenlane Paediatric and Congenital Cardiac Service, Starship Children’s Hospital,

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Auckland, New Zealand 10. Department of Cardiology, Royal Children’s Hospital, Melbourne, Australia

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11. Queensland Paediatric Cardiac Service, Lady Cilento Children’s Hospital, Brisbane, Queensland, Australia

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12. Department of Cardiology, The Royal Melbourne Hospital, Melbourne, Australia

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13. Adult Congenital Heart Unit, The Prince Charles Hospital, Brisbane, Australia

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14. Faculty of Medicine, University of Queensland, Brisbane, Australia

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Corresponding Author

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A/Prof Yves d’Udekem, MD PhD

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Department of Cardiac Surgery, Royal Children’s Hospital

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Flemington Rd, Parkville VIC 3052

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Phone: +61 3 9345 5200 Fax: +61 3 9345 6001

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E-mail: [email protected]

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Acknowledgement of Grant Support

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The Australia and New Zealand Fontan Registry is funded by grants from the National Health

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and Medical Research Council (NHMRC; Project Grants 1012241, 1047923, 1065794). The

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authors acknowledge support provided to the Murdoch Childrens Research Institute by the

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Victorian Government’s Operational Infrastructure Support Program. Dr William Shi is

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supported by the Royal Australasian College of Surgeons Foundation for Surgery Peter King/

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Heart Foundation Research Scholarship in addition to the University of Melbourne Viola

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Edith Reid and the RG and AU Meade Scholarships. Yves d’Udekem is a NHMRC Clinician

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Practitioner Fellow (1082186). The Victorian Government’s Operational Infrastructure

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Support Program supported this research project.

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Conflicts of Interest

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Yves d’Udekem is a consultant for MSD and Actelion. Andrew Bullock reports consulting

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fees from Actelion. All other authors have nothing to disclose with regard to commercial

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support.

54 55

Keywords

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Fontan Procedure, Heart Ventricles Abnormalities, Heart Defects Congenital, Retrospective

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Studies, Survival Rate, Follow-Up Studies, Disease-Free Survival

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Article word count: 4,295

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Abstract

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Objective(s): To characterize late outcomes of the lateral tunnel (LT) Fontan procedure.

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Methods: The outcomes of all patients who underwent a LT Fontan procedure in Australia

64

and New Zealand were analysed. Original files were reviewed and outcomes data were

65

obtained through a binational Registry.

66

Results: Between 1980 and 2014, a total of 301 patients underwent a LT Fontan procedure

67

across 6 major centers. There were 13 hospital mortalities, 21 late deaths, 8 Fontan

68

conversions/revisions, 8 Fontan takedowns and 4 heart transplantations. Overall survival at 15

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and 25 years was 90% (95% confidence interval [CI]:86-93%) and 80% (95% CI:69-91%),

70

respectively. Protein-losing enteropathy/plastic bronchitis was observed in 14 patients (5%).

71

Freedom from late failure at 15 and 25 years was 88% (95% CI:84-92%) and 82% (95%

72

CI:76-87%), respectively. Independent predictors of late Fontan failure were prolonged

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pleural effusions post-Fontan operation (HR 3.06,1.05-8.95, p=0.041), age >7 years at Fontan

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(vs. 3-5 years, HR 9.7, 2.46-38.21, p=0.001) and development of supraventricular tachycardia

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(4.67, 2.07-10.58, p<0.001). Freedom from tachy- or bradyarrhythmias at 10 and 20 years was

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87% (95% CI:83-91%) and 72% (95% CI:66-79%), respectively. Thromboembolic events

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occurred in 45 patients (16%; 26 strokes), and freedom from symptomatic thromboembolism

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at 10 and 20 years was 93% (95% CI:89-96%) and 80% (95% CI:74-86%), respectively.

79

Conclusions: Over a twenty-five-year period, the LT technique has achieved excellent late

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survival. As this population ages, they are at increasing risk of failure and adverse events. We

81

are likely to see an increasing proportion requiring heart transplantation and late

82

reintervention.

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Abstract word count: 249

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Glossary of abbreviations

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LT = lateral tunnel

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CI = confidence interval

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HR = hazard ratio

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SVT = supraventricular tachycardia

90

AP = atriopulmonary

91

ECC = extracardiac conduit

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VAD = ventricular assist device

93

ECMO = extracorporeal membrane oxygenation

94

PLE = protein-losing enteropathy

95

PB = plastic bronchitis

96

NYHA = New York Heart Association

97

SD = standard deviation

98

IQR = interquartile range

99

DKS = Damus–Kaye–Stansel

100

HLHS = hypoplastic left heart syndrome

101 102

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Central message: Late survival after the lateral tunnel Fontan procedure is excellent. This

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population is subjected to an ongoing risk of late failure.

105 106

Perspective statement: Late survival after the lateral tunnel Fontan procedure is excellent.

107

There is, however, an ongoing risk of failure of the Fontan circulation this population. The

108

onset of new arrhythmia predicts later occurrence of failure and it is likely that careful

109

monitoring of this population is warranted as their atrial channel might be subjected to

110

progressive dilatation.

111 112

Central picture: Competing events cumulative incidence curves for all patients (n=301).

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Introduction

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The efficacy of the Fontan procedure in the treatment of children born with single ventricle

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cardiac malformations continues to be unveiled as this population progresses further into

118

adulthood[1]. It is believed that refinements in surgical techniques have led to an

119

improvement in outcomes since the original atriopulmonary (AP) Fontan, which has now

120

been abandoned[2, 3]. Progressive atrial distension and the development of turbulent flow

121

within the atrial chamber predisposed recipients to tachyarrhythmias, thromboembolic events

122

and even compression of the pulmonary veins [6]. In 1988, the concept of total

123

cavopulmonary circulation was proposed by de Leval in an attempt to avoid turbulent flow

124

within the atrium, and his design of the intra-atrial lateral tunnel (LT) Fontan was widely

125

adopted[7]. In the 1990s, the extra-cardiac conduit (ECC) progressively came into vogue and

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today is the most frequently performed type of Fontan [8, 9]. Many patients have undergone

127

a LT Fontan operation and the specific outcomes of this form of Fontan are unclear. In one

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United States multicentre database, more than a third of the Fontan operations performed

129

between 2000 and 2009 were undertaken using the LT technique[9]. Locally, a quarter of the

130

patients with a Fontan circulation currently followed within our region are living with a LT

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Fontan type[1, 10]. While the implementation of this technique has resulted in improved

132

survival up to early adulthood, the rate of failure of their circulation is still unclear. We sought

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to characterize the late outcomes of the patients who have undergone a LT Fontan procedure

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in Australia and New Zealand.

135 136

Methods

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Ethical Review Board approvals were obtained at all participating institutions. The need

138

for specific consent was waived because of the retrospective nature of the study.

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The full design, data fields and administration of the Australia and New Zealand Fontan

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Registry have been described previously[1, 10]. Of the 1,462 participants whose data were

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collected in the Registry database between 1 January 1975 and 1 August 2015, all those who

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underwent a LT Fontan were identified. Fontan conversions from atriopulmonary (AP)

143

connection and Bjork procedures were excluded.

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Perioperative variables were extracted from the database and follow-up data were updated

145

where necessary via contact with patients’ cardiologists and obtaining their latest clinical

146

summaries and echocardiogram reports. Medical histories were screened for missing data.

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The LT technique was gradually phased out between 1997 and 2006 because of the potential

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theoretical advantages of the ECC, whereafter the ECC modification was solely performed

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throughout the region. Over this time period, decision to fenestrate the Fontan was left to

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surgical preference.

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Definitions

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Hospital mortality was defined as death during the initial hospital stay. Prolonged pleural

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effusion was defined as effusions requiring pleural drainage persisting for longer than 30 days

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or requiring reoperation including pleurodesis. Early failure was defined as death, Fontan

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takedown, Fontan revision or mechanical support with a ventricular assist device (VAD) or

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extracorporeal membrane oxygenation (ECMO) within 30 days or during the initial hospital

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stay. Late failure was defined as death, Fontan takedown or conversion to ECC after hospital

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discharge, heart transplantation, protein losing enteropathy (PLE), plastic bronchitis (PB) or

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New York Heart Association (NYHA) class III/IV. Concomitant procedures were defined as

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intracardiac procedures performed at the time of the Fontan operation, excluding atrial

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septectomy.

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Analyses of long-term outcomes were performed only on those who were discharged from

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hospital with an intact Fontan circulation (i.e. excluding Fontan takedowns performed during

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the same admission as their initial operation).

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Statistical Analysis

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Values are reported as absolute value (percentage [%]) for proportions, mean (standard

169

deviation [SD]) for normally distributed data and median (interquartile range [IQR]) for non-

170

normally distributed data. Where appropriate, these data were compared between groups

171

using χ2 tests, t-tests and Wilcoxon rank-sum tests, respectively.

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Multivariable logistic regression was used to identify independent predictors of early

173

outcomes, and Cox regression was utilised to identify predictors of early and late outcomes.

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The backward elimination method was used in regression analyses to include all potential

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predictors of end points in the initial models and subsequently eliminate covariates in an

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iterative process to create a final model. Variables with at least moderate evidence against the

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null hypothesis (P<.10) were included. Inclusion of all potentially important variables in the

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initial model allows their joint predictive behaviour to be initially evaluated, which is

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important given that a set of variables may exhibit predictive capability even if a subset does

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not. The variables used in regression analyses were selected based on those found to be

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associated with outcomes in prior studies by our group as well as based on our group’s

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clinical experience. Due to the nonlinear relationship of age at the time of Fontan with the risk

183

of late outcomes, patients were grouped into categories based on their age at Fontan: <3 years,

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3 to 5 years, 5 to 7 years, and >7 years, with 3 to 5 years as reference group. Similarly,

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oxygen saturation prior to the Fontan procedure was divided into categories: <77%, 78% to

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81%, 82% to 85%, and >86%, and comparisons were made using the 82% to 85% category as

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a reference group. Linearity was examined by performing a likelihood ratio test comparing

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regression models with continuous covariates against models in which the numeric variable

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had been categorically transformed. Age at Fontan operation had nonlinear associations with

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mortality and the other end points and was analyzed as a categoric variable.

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The time of the first onset of an arrhythmia was inserted into the multivariable Cox regression

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model as a time-varying covariate and its associated hazard ratio (HR) calculated. In essence,

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patient follow-up was split into two periods: before and after the onset of arrhythmia,

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allowing the association between the development of an arrhythmia and subsequent late end-

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points to be established. Analysis of long-term outcomes where onset of SVT was used as a

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co-variate only occurred in those who were discharged with an intact Fontan circulation. As

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such, the onset of SVT and its association with early failure was not studied.

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Estimated cumulative incidence curves for each competing event post-Fontan (Alive, death,

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transplant, takedown, conversion to ECC) were constructed using the cumulative incidence

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function described by Scrucca et al[11]. Here, the cumulative incidence function is defined as

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the probability of failing from cause r (r = 1, …, k, where k is the number of causes of failure)

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up to a certain time point t such that:

203

Where λr(t) is the cause specific hazard rate and S(t) = Pr(T≥t) is the survival function. Non-

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parametric maximum likelihood estimation of (cause-specific) cumulative incidence is:

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.

206 207

Results

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A total of 301 patients were identified from hospital and surgical databases. Patient

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characteristics are detailed in Table 1.

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Patient and surgical characteristics

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At the time of the Fontan operation, 71 patients (24%) underwent concomitant procedures,

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consisting of pulmonary artery reconstruction in 21 patients, Damus–Kaye–Stansel procedure

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in 8, atrioventricular valve repair in 9, subaortic resection in 8, semilunar valve repair in 4,

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ventricular septal defect enlargement in 5, pulmonary artery band revision in 4, main

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pulmonary artery ligation or division in 5, aortic arch reconstruction in 2, arterial switch

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operation in 2, epicardial pacemaker insertion in 2 and other concomitant procedures in 11.

218 219

The majority of the LT Fontan procedures were performed across five major centres (295

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patients), with a minority undergoing Fontan completion at smaller or international centres (6

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patients).

222 223

Early outcomes

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There were 13 hospital mortalities (4%). Causes of death were low cardiac output in 5

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patients, sepsis in 3, massive pulmonary emboli in 2, hemorrhagic stroke in 2, and unknown

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in one patient. No deaths occurred out of hospital within the first 30 days after surgery. A

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total of 4 patients underwent Fontan takedown during the initial hospital stay, due to low

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cardiac output syndrome in 2 patients, prolonged chylous effusions with obstruction of the LT

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conduit in 1, and thrombosis of the Fontan circuit in one patient.

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The median length of hospital stay was 13 days (IQR: 9-19 days). Prolonged effusions

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occurred in 23 patients (8%), of whom 11 underwent reoperation (pleurodesis in 6, Fontan

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takedown/revision in 4, and fenestration dilatation in one patient) and resulted in an increase

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in the median length of stay to 58 days (IQR: 38-79).

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In 30 patients (10%) the length of stay exceeded 30 days, and was attributable to prolonged

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pleural effusions in 16 patients, low cardiac output syndrome in 6, persisting arrhythmias in 3,

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stroke in 2, pneumonia in 2 and pericardial tamponade in one patient. There were no

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independent predictors for having prolonged pleural effusions.

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Two patients required mechanical circulatory support (1 ECMO, 1 VAD) with the former

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subsequently undergoing an early Fontan takedown on postoperative day 2, and the latter

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dying on postoperative day 8 from persisting low cardiac output and renal failure. Early

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failure (death, takedown, revision or ECMO/VAD) occurred in 21 patients (7%). On

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multivariable logistic regression, there were no independent predictors of early Fontan failure.

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Clinical evidence of perioperative cerebral infarction was observed in 20 patients (7%) during

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the Fontan admission. These consisted of embolic stroke in 10 patients, hemorrhagic stroke in

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3, and cerebral ischemia secondary to a low output state in 7.

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Follow-up

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After excluding patients who moved overseas and were followed internationally (8 patients),

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hospital mortalities (13 patients) and those who had a Fontan takedown during the initial

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hospital stay (4 patients), 276 patients remained for survival analysis. Late follow-up was

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available in 275 patients (99.6%). Survival analysis was undertaken on 4,749 patient-years of

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follow-up. The median duration of follow-up was 18.6 years (IQR: 15.1-21.1).

253 254

Survival

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Overall survival at 10, 15, 20 and 25 years was 92% (95% confidence interval [CI]: 88-95%),

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90% (95% CI: 86-93%), 86% (95% CI: 81-90%) and 80% (95% CI: 69-91%), respectively.

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Late survival of patients discharged alive with an intact Fontan circulation (n=276) at 10, 15,

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20 and 25 years was 97% (95% CI: 94-99%), 95% (95% CI: 92-98%), 91% (95% CI: 87-

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95%) and 85% (95% CI: 74-96%), respectively. Competing events cumulative incidence

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curves for all patients are displayed in Figure 1. There were 21 late deaths. The causes of

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death were low cardiac output syndrome in 4 patients, stroke in 3, intractable ventricular

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arrhythmias in 3, massive pulmonary embolism in 2, sepsis in 2, pulmonary haemorrhage in

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1, protein-losing enteropathy in 1, traumatic injury in 1, and unknown in 4. Independent

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predictors of late mortality are displayed in Table 2.

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Late failure and reintervention

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Late failure occurred in 45 hospital survivors discharged with an intact Fontan circulation,

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consisting of 21 late deaths, 4 heart transplantations, 7 conversions to ECC, 1 Fontan

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takedown, 9 PLE/PB and 3 patients who where classified as NYHA Class III at last follow-

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up. Freedom from late failure was 91% (95% CI: 88-95%) at 10 years, 88% (95% CI: 84-

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92%) at 15 years, 83% (95% CI: 78-88%) at 20 years, and 82% (95% CI: 76-87%) at 25 years

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(Figure 2). Independent predictors of late failure are displayed in Table 2. . Multivariable

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predictors of late failure prior to backward elimination are included in the Appendix.

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Major late reinterventions undertaken in hospital survivors discharged with an intact Fontan

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circulation consisted of Damus-Kaye-Stansel procedure in 7 patients, Fontan circuit revision

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in 6, Maze procedure in 6, atrioventricular valve repair or replacement in 5, pulmonary artery

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reconstruction in 5, pleurodesis in 4, ligation of the left superior vena cava in 2, thoracic duct

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ligation in 2, aortic root replacement (Bentall’s procedure) in 2, neo-aortic valve replacement

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in 1, aortic valve repair in 1, aortic root reconstruction in 1, and diaphragm plication in one

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patient. Transcatheter intervention was performed in 26 patients (9%), with radiofrequency

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arrhythmia ablation in 11, embolization of venovenous or aortopulmonary collaterals in 6,

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occlusion of left superior vena cava in 3, pulmonary artery angioplasty ± stent in 3,

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fenestration dilatation in 2, and coronary artery stenting in one patient. The fenestration was

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closed in 35 of the 148 patients (24%) who had a primary fenestration.

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Arrhythmia

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A total of 38 patients (14%) developed SVT, and freedom from SVT at 10, 20 and 25 years

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was 90% (95% CI: 86-93%), 76% (95% CI: 70-82%) and 65% (95% CI: 55-74%). Freedom

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from tachy- or bradyarrhythmias at 10 and 20 years was 87% (95% CI: 83-91%) and 72%

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(95% CI: 66-79%), respectively. On multivariable Cox regression analysis, only right atrial

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isomerism was independently associated with development of SVT (HR 3.41, 95% CI: 1.35-

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8.64, p=0.009).

293

Pacemakers were implanted in 41 patients (14%). Five patients had a pacemaker in situ at the

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time of Fontan, and the remaining 36 patients had a pacemaker inserted at the time of Fontan

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(2 patients), during the Fontan hospital stay (5 patients) or during follow-up (29 patients).

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Amongst hospital survivors discharged with an intact Fontan circulation, freedom from

297

pacemaker implantation at 10, 20 and 25 years were 89% (95% CI: 85-93%), 84% (95% CI:

298

79-89%) and 82% (95% CI: 76-88%) respectively

299 300

Anticoagulation and thromboembolic events

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Of the 242 surviving patients with an intact LT Fontan at last follow-up, 203 patients (84%)

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were on anticoagulation therapy or antiplatelet agents, consisting of warfarin in 108 patients

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(45%), aspirin in 89 (37%), low-molecular-weight heparins in 2 (0.8%) and a combination of

304

agents in 4 (1.6%). No anticoagulation or antiplatelet agent was utilized in 29 patients (12%),

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and the method of anticoagulation was unknown in 10 (4%).

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Symptomatic thromboembolism occurred in 45 patients (16%) during follow-up. These

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included 26 strokes, 9 pulmonary emboli, 7 transient ischemic attacks, 1 peripheral embolus,

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1 renal embolus and 1 paradoxical embolic myocardial infarction. Thirteen of the patients

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who suffered a symptomatic thromboembolic (13/45, 29%) event had a history of SVT. A

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further 22 patients had a thrombus detected within the conduit or central venous circulation on

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routine echocardiography during follow-up. Freedom from symptomatic thromboembolism at

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10, 20 and 25 years was 93% (95% CI: 89-96%), 80% (95% CI: 74-86%), and 80% (95% CI:

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74-86%), respectively. On multivariable Cox regression analysis, pre-Fontan common

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atrioventricular valve regurgitation ≥ moderate (HR 9.34, 3.80-22.93, p<0.001) and

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development of SVT (HR 2.67, 95% CI: 1.06-6.71, p=0.04) were associated with

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thromboembolism. Age < 3 years at the time of Fontan was associated with a reduced

317

likelihood of thromboembolism (HR 0.37, 95% CI: 0.15-0.88, p=0.02). Ten of the 45 patients

318

who experienced a symptomatic thromboembolic event during follow-up (22%) had a

319

documented history of tachyarrhythmia prior to the event.

320 321

Discussion

322

More than twenty-five years after its original description, the LT modification of the

323

originally-described Fontan procedure has demonstrated is superiority over the former AP

324

Fontan. The twenty-five-year survival of the patients discharged from hospital with an intact

325

LT circulation has reached a remarkable 85% within our population.

326

Estimates of late survival from the Mayo Clinic of 84%, 70% and 39% at 10, 20 and 30 years

327

after the LT Fontan, respectively, are less optimistic than our current series. They have

328

suggested that this may have been related to their large number of patients with heterotaxy

329

syndromes and the incorporation of larger amounts of native atrial tissue into surgical repair,

330

rendering their patients more susceptible to some of the complications observed after the

331

atriopulmonary connection[12]. Smaller patient numbers beyond 20-years in both instances

332

are also likely to contribute to the observed discrepancies in survival estimates. Our series is a

333

historical group of patients. One should be aware that, today it is likely that the lateral tunnel

334

procedure would be reserved to very small patients because it avoids the need for

335

implantation of bulky adult-size conduit. In many centers the lateral tunnel procedure would

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therefore be reserved to patients with more severe condition such as those with hypoplastic

337

left heart syndrome (HLHS) which were present in only very small numbers in our series. It is

338

therefore possible that contemporary results of the lateral tunnel would be worse than those

339

presented here.

340

Despite excellent survival rates, this population seems to be subjected to a slow but consistent

341

failure of their Fontan circulation. We have now demonstrated that none of the three main

342

types of Fontan circulation have experienced a sudden drop in their survival as was initially

343

expected, however, there still seems to be constant rate of attrition over time[13]. The exact

344

reasons for the failure of the Fontan circulation remain to be elucidated, and therefore the best

345

way to prevent the decline is still unclear [14-16]. One may be surprised to notice a

346

discrepancy between the large number of patients with a failed Fontan circulation and the

347

small number of those reaching heart transplantation. This phenomenon has been observed

348

worldwide, and is attributed to the complexity of undertaking transplantation in these patients,

349

the risk to undergo the procedure and inequality of access to transplantation[12, 17, 18]. The

350

lateral tunnel technique was primarily introduced in order to decrease the rate of arrhythmias

351

developing after Fontan completion, and it seems that it has achieved this goal [7]. We have

352

previously demonstrated that the incidence of arrhythmias was significantly decreased by the

353

introduction of the LT technique, which is again supported by our 20-year overall freedom

354

from arrhythmias of around 70% of patients [2].

355

Although ongoing failure and late onset of arrhythmia were not unexpected findings, we can

356

now demonstrate that that late failure is associated with the eventual occurrence of

357

arrhythmias. The onset of arrhythmias have been shown to predict mortality in other Fontan

358

populations around the world [19]. However, it must be acknowledged that the development

359

of arrhythmias may indeed be just one manifestation of a failing Fontan.

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We may face a similar phenomenon that was earlier observed in the patients with an

361

atriopulmonary connection, albeit at a later stage. In the LT Fontan, half of the venous circuit

362

draining the blood from the inferior vena cava to the pulmonary arteries is made of native

363

atrial tissue. With time, this atrial tissue may dilate and this stretch of the atrial wall, in

364

conjunction with the long suture lines, may form triggers for supra-ventricular

365

tachyarrhythmias. Atrial stretching may occur at a later stage than in patients with an

366

atriopulmonary connection as the wall stress is reduced by the elimination of turbulent flow

367

within the atrium. Serial imaging of the LT conduit may be useful to aid risk stratification,

368

however, this is yet to be fully investigated.

369

The incidence of thromboembolic events, and the number of massive pulmonary emboli,

370

seems to be increased compared to what we have observed at the same time-points in our

371

ECC cohort. The reasons for this are unclear, although the increased turbulence within a

372

dilated atrial channel may predispose to later thrombus formation [20]. This is supported by

373

the additional number of patients in the current study who were noted to have thrombus

374

present within the LT Fontan circuit.

375 376

Limitations

377

The incidence of arrhythmias, particularly those that were intermittent or transient in nature,

378

may be underestimated due to the limited availability of Holter monitoring or serial

379

electrocardiography data.

380

Due to the low number of patients with HLHS in this study, we were unable to draw any

381

significant association between HLHS morphology and an increased risk of adverse events,

382

failure or mortality.

Page 17 of 28

18 383

Another important limitation is the inability to accurately assess NYHA status retrospectively

384

from medical records. The numbers derived for late Fontan failure may therefore not reflect

385

the true burden of symptoms and non-cardiac morbidities.

386

Prolonged pleural effusions were defined in this study as lasting greater than 30 days, a

387

definition which differs from that of other institutions that have used greater than 14 days.

388

This is definition is based on how the data has been collected in the Registry.

389 390

Conclusion

391

Over a twenty-five-year period, the LT technique has achieved excellent late survival. As this

392

population ages, they face an increasing risk of failure and adverse events, including

393

arrhythmia and thromboembolism. We are likely to see a growing number of these survivors

394

requiring heart transplantation and late reintervention. Efforts must be made to develop

395

treatment strategies for the increasing number of Fontan patients that will continue to

396

experience attrition over time.

397 398

Acknowledgements

399

The authors thank the Murdoch Childrens Research Institute for infrastructure support. The

400

authors also acknowledge the Fontan Registry management and research assistants for their

401

invaluable support in the creation and maintenance of the Registry, as well as support in data

402

gathering for this paper, as well as Belinda Bortone for administrative support. The authors

403

acknowledge support provided to the Murdoch Childrens Research Institute by the Victorian

404

Government's Operational Infrastructure Support Program.

405

Page 18 of 28

19 406

Disclosures

407

Yves d’Udekem is a consultant for MSD and Actelion. Andrew Bullock reports consulting

408

fees from Actelion. All other authors have nothing to disclose with regard to commercial

409

support.

Page 19 of 28

20 410

References

411 412 413 414 415 416 417 418 419 420 421 422 423 424 425 426 427 428 429 430 431 432 433 434 435 436 437 438 439 440 441 442 443 444 445 446 447 448 449 450 451 452 453 454 455 456 457

[1] Iyengar AJ, Winlaw DS, Galati JC, Gentles TL, Weintraub RG, Justo RN, et al. The Australia and New Zealand Fontan Registry: description and initial results from the first population-based Fontan registry. Internal medicine journal. 2014;44:148-55. [2] d'Udekem Y, Iyengar AJ, Cochrane AD, Grigg LE, Ramsay JM, Wheaton GR, et al. The Fontan procedure: contemporary techniques have improved long-term outcomes. Circulation. 2007;116:I157-64. [3] Fontan F, Baudet E. Surgical repair of tricuspid atresia. Thorax. 1971;26:240-8. [4] Kreutzer J, Keane JF, Lock JE, Walsh EP, Jonas RA, Castaneda AR, et al. Conversion of modified Fontan procedure to lateral atrial tunnel cavopulmonary anastomosis. The journal of thoracic and cardiovascular surgery. 1996;111:1169-76. [5] Quinton E, Nightingale P, Hudsmith L, Thorne S, Marshall H, Clift P, et al. Prevalence of atrial tachyarrhythmia in adults after Fontan operation. Heart. 2015;101:1672-7. [6] Lardo AC, Webber SA, Friehs I, del Nido PJ, Cape EG. Fluid dynamic comparison of intra-atrial and extracardiac total cavopulmonary connections. The journal of thoracic and cardiovascular surgery. 1999;117:697-704. [7] de Leval MR, Kilner P, Gewillig M, Bull C. Total cavopulmonary connection: a logical alternative to atriopulmonary connection for complex Fontan operations. Experimental studies and early clinical experience. The journal of thoracic and cardiovascular surgery.1988;96(5):682-95. [8] Iyengar AJ, Winlaw DS, Galati JC, Wheaton GR, Gentles TL, Grigg LE, et al. The extracardiac conduit Fontan procedure in Australia and New Zealand: hypoplastic left heart syndrome predicts worse early and late outcomes. European journal of cardio-thoracic surgery : official journal of the European Association for Cardio-thoracic Surgery. 2014;46:465-73. [9] Stewart RD, Pasquali SK, Jacobs JP, Benjamin DK, Jaggers J, Cheng J, et al. Contemporary Fontan operation: association between early outcome and type of cavopulmonary connection. The Annals of thoracic surgery. 2012;93:1254-60. [10] d'Udekem Y, Iyengar AJ, Galati JC, Forsdick V, Weintraub RG, Wheaton GR, et al. Redefining expectations of long-term survival after the Fontan procedure: twenty-five years of follow-up from the entire population of Australia and New Zealand. Circulation. 2014;130:S32-S8. [11] Scrucca L, Santucci A, Aversa F. Competing risk analysis using R: an easy guide for clinicians. Bone Marrow Transplant. 2007;40:381-7. [12] Pundi KN, Johnson JN, Dearani JA, Pundi KN, Li Z, Hinck CA, et al. 40-Year FollowUp After the Fontan Operation: Long-Term Outcomes of 1,052 Patients. Journal of the American College of Cardiology. 2015;66:1700-10. [13] Schilling C, Dalziel K, Nunn R, Du Plessis K, Shi WY, Celermajer D, et al. The Fontan epidemic: Population projections from the Australia and New Zealand Fontan Registry. International journal of cardiology. 2016;219:14-9. [14] de Leval MR, Deanfield JE. Four decades of Fontan palliation. Nat Rev Cardiol. 2010;7:520-7. [15] Rychik J. The Relentless Effects of the Fontan Paradox. Semin Thorac Cardiovasc Surg Pediatr Card Surg Annu. 2016;19:37-43. [16] Ohuchi H. Adult patients with Fontan circulation: What we know and how to manage adults with Fontan circulation? J Cardiol (2016), http://dx.doi.org/10.1016/j.jjcc.2016.04.001. [17] Shi WY, Yong MS, McGiffin DC, Jain P, Ruygrok PN, Marasco SF, et al. Heart transplantation in Fontan patients across Australia and New Zealand. Heart. 2016;102:1120-6.

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[18] Iyengar AJ, Sharma VJ, Weintraub RG, Shipp A, Brizard CP, d'Udekem Y, et al. Surgical strategies to facilitate heart transplantation in children after failed univentricular palliations: the role of advanced intraoperative surgical preparation. European Journal of Cardio-Thoracic Surgery. 2014;46:480-5. [19] Giannakoulas G, Dimopoulos K, Yuksel S, Inuzuka R, Pijuan-Domenech A, Hussain W, Tay EL, et al. Atrial tachyarrhythmias late after Fontan operation are related to increase in mortality and hospitalization. International journal of cardiology. 2012;157:221-6. [20] Iyengar AJ, Winlaw DS, Grigg LE, Celermajer DS, d’Udekem Y. No difference between aspirin and warfarin after extracardiac Fontan in a propensity score analysis of 475 patients. European Journal of Cardio-Thoracic Surgery. 2016; doi:10.1093/ejcts/ezw159.

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22 471

Figure 1: Competing events cumulative incidence curves for all patients (n=301). Late

472

survival after the lateral tunnel Fontan is excellent with an overall survival of 82% at 20

473

years.

474

Figure 2: Freedom from Fontan failure for those surviving to hospital discharge with an

475

intact Fontan circulation (n=276). Late Fontan failure was defined as death, takedown,

476

transplantation, Fontan conversion/revision, NYHA class III/IV, protein-losing enteropathy or

477

plastic bronchitis.

478 479

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23 480

Table 1: Patient characteristics Characteristics Male, n (%)

Total ( n = 301) 165 (55%)

Anatomical comorbidities, n (%) Dextrocardia/Mesocardia

24 (8%)

Isomerism/Heterotaxy

21 (7%)

Non-cardiac anomaly

42 (14%)

Ventricular morphology, n (%) Left

188 (63%)

Right

81 (27%)

Biventricular/Indeterminate

32 (11%)

Primary morphological diagnosis, n (%) TA

81 (27%)

DILV

65 (22%)

DORV

50 (17%)

CAVC

28 (9%)

PA-IVS

19 (6%)

ccTGA

18 (6%)

TGA

12 (4%)

HLHS

9 (3%)

PA-VSD

6 (2%)

Other

13 (4%)

Pre-Fontan procedures Number of prior palliations, mean (SD) Prior aortic arch intervention, n (%)

2 (1) 39 (13%)

Page 23 of 28

24 Prior pulmonary artery banding, n (%)

90 (30%)

Prior staging with BCPS, n (%)

120 (40%)

Bilateral BCPS, n (%) Age at BCPS in years, median (IQR) Atrioventricular valve repair/replacement, n (%) Pulmonary artery reconstruction or angioplasty, n (%)

7 (2%) 1.4 (0.8-2.8) 7 (2%) 35 (12%)

Pre-Fontan haemodynamics Oxygen saturation (%), mean (SD)

81 (7)

Pulmonary artery pressure (mmHg), mean (SD)

12 (4)

Aortopulmonary or venovenous collaterals, n (%)

25 (8%)

Atrio-venous malformations, n (%)

7 (2%)

Atrioventricular valve regurgitation ≥ moderate, n (%)

12 (4%)

Fontan operative characteristics Age at Fontan in years, median (IQR)

3.8 (2.8 – 5.9)

Concomitant procedure, n (%)

77 (26%)

Concomitant pulmonary artery reconstruction, n (%)

20 (6%)

Concomitant atrioventricular valve repair/replacement, n (%)

8 (3%)

Fenestration, n (%)

156 (52%)

481

TA: tricuspid atresia; DILV: double-inlet left ventricle; DORV: double-outlet right ventricle;

482

CAVC: common atrioventricular canal; PA-IVS: pulmonary atresia with intact ventricular

483

septum; ccTGA: congenitally-corrected transposition of the great arteries; TGA: transposition

484

of the great arteries; HLHS: hypoplastic left heart syndrome; PA-VSD: pulmonary atresia

485

with ventricular septal defect; SD: standard deviation; BCPS: bidirectional cavopulmonary

486

shunt; IQR: interquartile range; mmHg: millimeters of mercury.

487

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25 488

Table 2: Results of multivariable Cox regression for late outcomes Predictors of late mortality Hazard

95% CI

95% CI

ratio

Lower

Upper

2.84

1.06

7.60

0.04

6.29

1.30

30.45

0.02

8.11

2.97

22.16

<0.001

Variable

p-value

Male Pre-Fontan common atrioventricular valve regurgitation ≥ moderate Prolonged pleural effusions

Predictors of late Fontan failure Hazard

95% CI

95% CI

Variable

p-value Ratio

Lower

Upper

Development of SVT#

4.68

2.07

10.58

<0.001

Age >7 (vs. 3-5) at Fontan

9.69

2.46

38.21

0.001

Prolonged pleural effusions

3.06

1.05

8.95

0.04

489

#

490

CI: confidence interval; SVT: supraventricular tachycardia.

Development of SVT was analyzed as a time-dependent covariate.

491 492

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26 493

Appendix 1. Multivariable predictors of late mortality prior to backward elimination. HR

95.0% CI for HR

p value

Lower

Upper

8.982

2.026

39.822

.004

Development of SVT

4.973

1.449

17.063

.011

Pre-Fontan atrioventricular

9.834

1.438

67.267

.020

Prior PA banding

4.019

1.091

14.806

.037

Male

2.698

.844

8.617

.094

Prior aortic arch intervention

.288

.042

1.970

0.20

Age 5-7 (vs. 3-5)

.543

.093

3.177

0.50

Prior BCPS

.613

.147

2.562

0.50

Fenestration at Fontan

.675

.212

2.151

0.51

LV dominance

1.240

.481

3.196

0.66

Age < 3 (vs. 3-5)

.742

.155

3.546

0.71

Age > 7 (vs. 3-5)

1.315

.292

5.912

0.72

Era 1990-1999 (vs. pre-1990)

1.143

.248

5.275

0.86

Era 2000-2014 (vs.pre-1990)

.000

n/a

n/a

0.99

HLHS

.000

n/a

n/a

0.99

Prolonged post-operative pleural effusions

valve regurgitation ≥ moderate

494 495

Page 26 of 28

27 496

Appendix 2. Multivariable predictors of late failure prior to backward elimination. HR

95.0% CI for HR

Sig.

Lower

Upper

Development of SVT

5.294

2.271

12.338

<0.0001

Prolonged effusions

3.510

1.131

10.890

.030

Age > 7 (vs. 3-5)

2.648

.867

8.089

.087

Pre Fontan AV regurg

2.507

.448

14.032

0.30

Fenestration

.629

.258

1.532

0.31

HLHS

3.524

.302

41.175

0.32

Age 5-7 (vs. 3-5)

1.618

.494

5.300

0.43

Male

1.360

.633

2.922

0.43

Era 2000-2015 (vs. pre 1990)

.379

.031

4.672

0.45

Era 1990-1999 (vs. pre 1990)

.725

.267

1.968

0.53

LV dominance

1.228

.627

2.403

0.55

Prior BCPS

1.339

.512

3.500

0.55

Age < 3 (vs. 3-5)

1.152

.358

3.703

0.81

Prior aortic arch

.882

.221

3.525

0.86

Prior PA banding

.999

.360

2.771

1.00

497

SVT: supraventricular tachycardia; PA: pulmonary artery; BCPS: bidirectional

498

cavopulmonary shunt; LV: left ventricle; HLHS: hypoplastic left heart syndrome.

499

Page 27 of 28

28 500

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