Unstable quasi-gaseous media

Unstable quasi-gaseous media

PHYSICS REPORTS (Review Section of Physics Letters) 155. No. 3(1987)137—230. North-Holland, Amsterdam UNSTABLE QUASI-GASEOUS MEDIA B.A. TRUBNIKOV I. ...

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PHYSICS REPORTS (Review Section of Physics Letters) 155. No. 3(1987)137—230. North-Holland, Amsterdam

UNSTABLE QUASI-GASEOUS MEDIA B.A. TRUBNIKOV I. V. Kurchator institute of Atomic Energy. Kurchatov Square, 123182 Moscow, U.S.S.R.

and S.K. ZHDANOV Moscow Engineering-Physical institute, Kashirskoe C’haussee 31. /15409 Moscow, L:..S.5 .R. Received March 1987

Contents: I. General theory of “quasi-Chaplygin” media 1. Introduction 2. Two alternative forms of “quasi-Chaplygin” equations 3. Reduction of the system to the Laplace equation 4. Solutions complying with the “evolutionary principle” 5. Four elementary perturbations 6. Maxima and minima of the “density” profile 7. Determination of the coordinate 8. Periodic perturbations 9. Solitary perturbations of the “well”, “hill” and “doublet” types 10. The case of cylindrical and spherical flows

139 139 143 144 145 146 148 15(1 152

II. Examples of “quasi-Chaplygin” unstable media Preliminary remarks 11. Self-similar solutions for the collapse and self-focusing of waves A. Four basic prototypes of QChM 12. Chaplygin gas 13. “Overturned shallow water” 14. Sausage instability in an incompressible current-carrying skin pinch 15. Cylinder of a liquid with surface tension

158 158

154 156

159 161 161 164 167 170

16. Sausage instabilities in a compressible pinch B. Media classed with the “drops on the ceiling” 17. Rayleigh—Taylor instability of a cool surface current in the ocean 18. Self-focusing of light in a non-linear medium 19. Modulational instability of Langmuir waves in plasma 20. Self-contraction of wavepackets and the ‘quasi-Chaplygin” form of the Lighthill criterion “c~>0” 21. Instability of the tangential velocity discontinuity 22. Separation of an electron beam into hunches, layers and filaments in a plasma C. Media classed with the “Chaplygin gas” 23. Tearing instability of a plasma current sheet 24. Buneman plasma instability 25. Plasma instability in an oscillating external electric field D. “Quasi-Chaplygin” soliton perturbations 26. “One-atomic gas” of KdV soliton perturbations 27. Cnoidal KdV waves 28. Two-dimensional solitons of the Kadomtsev—Petviashvili equation 29. Perturbations of NSF solitons 30. Solitons described by the sine-Gordon (SG) equation

171 172 172 17ñ 179 181 183 186 190 190 194 196 197 197 201 2(14 208 210

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UNSTABLE QUASI-GASEOUS MEDIA

B.A. TRUBNIKOV

I.V.

Kurchatov Institute of Atomic Energy, Kurchatov Square, 123182 Moscow, U.S.S.R. and S.K. ZHDANOV

Moscow Engineering-Physical Institute, Kashirskoe Chaussee 31, 115409 Moscow, U.S.S.R.

I

NORTH-HOLLAND—AMSTERDAM

BA, Trubnikov and S,K, Zhdanov, Unstable quasi-gaseous media 31, Conclusion Appendix A. Formulae and tables of functions Appendix B, “Quasi-Chaplygin” dispersion corrections and their relation to the non-linear Schrödinger equation Appendix C. Energy principle in the theory of stability of

212 214

217

139

solitons described by the generalized non-linear Schrödmger equation Appendix D, On regularization of the perturbation theory as applied to the soliton stability problem Appendix E, Chaplygin’s method References

221 224 226 229

Abstract: The present work shows that in the long-wave approximation many — about 30— unstable media are described by the equations ji = —p div 0, = c~mVpU~~ which differ from the equations of ideal gas motion only in the sign on the right-hand side, Various quantities can be taken as an “effective density” p and the parameter m, referred to as the “azimuthal number”, is generally an integer or half-integer varying as m = —2, —1, —1/2, 1/2, 1, 3/2, Historically, the earliest example of the systems under consideration is the hypothetical “Chaplygin gas”, i,e, a gas with the adiabatic exponent y = —1, which corresponds to the azimuthal number m = —1/2 (it was studied by S,A. Chaplygin in 1896—1902), That is why the authors refer to such media as “quasi-gas” or “quasi-Chaplygin” media. They include, in particular, the “overturned shallow water”, constrictions on current-carrying pinches, self-focusing of light, the Buneman, modulation and tearing instabilities in plasmas, as well as many other instabilities, Similar “quasi-Chaplygin” equations describe perturbations of various solitons, such as the Korteweg—de Vries and Kadomtsev—Petviashvili solitons, those of the non-linear Schrodinger equations, as well as cnoidal waves, These equations are shown to have particular self-similar solutions of the form u -‘- nt in the multi-dimensional case, Of greater interest, however, is the possibility of their complete integrability under any initial conditions either in a one-dimensional unsteady-state case when p = p(t, x) or in a two-dimensional steady-state case when p = p(x, y). In these cases, the original non-linear equations are 2~’(r,~, z) = 0 in a certain reduced by hodograph transformations to two linear equations and then to the classical Laplace equation V three-dimensional “phase” space. The two simplest “electrostatic” solutions — the Coulomb and dipole ones — give four forms of the most typical “spontaneous” perturbations which increase in such media and are abundantly found in nature, These simple analytical solutions have not been noticed before, though some of the media in question have been considered previously by a number of researchers.

I. General theory of “quasi-Chaplygin” media 1. Introduction In the year 1896, Chaplygin [11analysed the example of an ideal gas with an unusual adiabat, p=p 0p0Ip (i.e. with ‘y = —1), were p0 and p0 are the unperturbed pressure and density, respectively. With the introduction of a dimensionless “effective reduced density” Pef = pip0, equations for such a “Chaplygin gas” can be written in a convenient “standard form” 11~’~

tt=c~mVp~m,

(1.1)

PefPef(

where m =

— ~,

c~= p

01p0 >0, and the dot stands for the operator i/Ii/t + (tYV). Although the Chaplygin gas does not exist in nature, equations similar to (1.1) with other, approprite values of m and c0 describe in a long-wave approximation a great number of other unstable media which hereafter will be referred to as “Quasi-Chaplygin” Media, or QChM. Their consideration is the object of the present review covering about 20 such media, part of which (—40) have been known before, while the rest (—‘10) have been studied by the authors of this review (see table 1). In terms of mathematics, QCHM differ from ordinary ideal gases only in their having a negative compressibility, i/p li/p <0. As a result, the system (1.1) describes increasing perturbations rather than waves and has the following features worthy of note: 1) Assuming that in an unperturbed state v = 0 and Pet’ = 1, we get the following solution in a linear approximation, irrespective of m —



140

BA. Trubnikov and S.K. Zhdanov, Unstable quasi-gaseous media Table I Six types of “quasi-Chaplygin” unstable media described by the equations ~ = —p div 0, 0 = c~mVp’ with azimuthal number m= —2, —1, —1/2, 1/2, 1,3/2 N 2

m

“Quasi-Chaplygin” medium

Section

—2 — 1

cylinder of liquid with surface tension constrictions on a current-carrying skin pinch

15 (4

Media classed with the Chaplygin gas, m = —1/2 3 4 5 6

—1/2 —1/2 —1/2 —1/2

Chaplygin gas tearing instability of a plasma Buneman instability of a plasma parametric instability of a plasma in an external oscillating electric field

12 23 24 25

Media classed with the “Drops on the Ceiling”. sri = + 1 7 8 9

1 1 I

10 11 12 13 14 15 16 17

1 1 1 1 1 1 1 1

unstable van der Waals gas overturned shallow water cold surface flow in the ocean various modulation instabilities: self-focusing of light in a medium instability of Langmuir waves in a plasma collapse of Langmuir waves in a plasma self-contraction of wavepackets (Lighthill criterion) deep water waves (“ninth surge” theory) gravitating gas slab instability of tangential velocity discontinuity filamentation of an electron beam in a plasma

18 19 20 21 22

3/2 1—3/2 1/2 1/2 —1/2

Korteweg—de Vries (KdV) solitons cnoidal KdV waves 2D solitons of the Kadomtsev—Petviashvili equation perturbations of NSE solitons perturbations of SG solitons

13 17 18 19 11 20 20 20 21 22

“Quasi-Chaplygin” soliton perturbations 26 27 28 29 30

(1.2) p1 =(a~e~t+a e~’)sink~ where y = k~C() is the linear growth rate and a+ represents two initial amplitudes, the condition of = 0 making it possible to proceed to the limit —x, when the perturbations of the medium become vanishingly small. Perturbations of this type will be referred to as “spontaneous perturbations”. 2) In an N-dimensional medium (N= 1,2,3) with an appropriate symmetry we can get a simple self-similar solution of the type Pefl+Pt

~

v

=

r/ar<0;

p~= (F— Nz

2

) ,n

z

=

N an,

v/2mc 11

;

F=

t0/r~

(1.3)

where a = 1 + N12m, T = t t~<0, and t~, and to are the parameters. Here, it is also possible to proceed to the limit t—~—os. 3) Of great interest is the possibility of complete integrability of system (1.1) in a one-dimensional unsteady-state case (as well as in the case of a two-dimensional but steady-state flow with a supersonic —

BA, Trubnikov and S,K, Zhdanov, Unstable quasi-gaseous media

141

velocity, u c~)since the hodograph transformation reduces the system (1.1) to the simple Laplace equation, V2W”(r, z) = 0, for the “potential” ~P= rmt cos mp in a three-dimensional space with cylindrical “parametric” coordinates ~‘

~,

r=p~2m;

z=vl2mc

~

0. 4) Should we confine ourselves to the spontaneous perturbations, our greatest concern will lie in the two simplest spontaneous solutions the Coulomb and dipole ones —

I’ 0 yt=—rQ~

vi yt=rQ~cos(~+~1);

I r’=—m—~,

(1.4)

where Q~(a) stands for the second Legendre functions, a = coth ~ and ‘i~ are the toroidal “parametric” coordinates in the same space. 5) In view of the possibility of choosing between the three values for the phase: m = 0, IT, iri2, these two solutions produce the four most typical forms of medium perturbations, viz., the one periodic in x and passing into the linear approximation (1.2) as t as well as three local perturbations the “well”, “hill” and “doublet” (“well + hill”). This set permits us in a way to “unify” the theory for all QChM. The five features of the system (1.1) are discussed in detail in part I, the subsequent sections being devoted to specific QChM which can be conveniently classified according to the values of the parameter m. It appears reasonable to describe this parameter number”, since this 2~P=as0,the for“azimuthal the “electrostatic potential” ijr is exactly cos mt’p.the It function it performs in the Laplace equation, V may be interesting to note that QChM occur “in nature” either with an integer or half-integer value of this azimuthal number and, what is more, only six of its values can be found ~,

~,

—~ — ~,





m = —2, —1, —1i2, +1i2, +1, +312.

(1.5)

The mathematical definition of the medium grows in complexity with the increase in the absolute value of m. Coming to the description of QChM, we should like to point out that apart from the hypothetical “Chaplygin gas” there is the van der Waals model for real gases which are approximated by the equation of state [2]

8T*p* ~*=

2

—3p~

(c9p*~ ~

24T~

(3—p*)2 —6p~,

where all the quantities are related to their values at the critical point. With T * derivative i/pt idp* is negative in the range 4sin2 a
a = ~ arcsin\I~

(1.6) =

Ti T~< 1, the

(1.7)

which corresponds to the instability of the supercooled vapour. Taking, for the sake of simplicity, the case of T~ p~~ 1 and resorting to approximation, we can neglect the first positive term in the derivative, assuming that ilp*ii/p* —6p*, which leads to the “quasi-Chaplygin” equations -~

142

B.A. Trubnikov and S. K. Zhdanov, Unstable quasi-gaseous media

PefPefdivv~

(1.8)

~=—~~VP=C~VPCO

with the azimuthal number m = 1, c~= 6PcPt)IP~and

PIP0, where p1~ is the initial unperturbed density of the supercooled vapour “fairly quickly” prepared, say, in a Wilson cloud chamber. Another particularly evident example of a medium with m = 1 is a layer of “overturned” shallow water found, for instance, on the bath-house ceiling which is kept from falling down by the pressure of a weightless gas i.e., atmospheric air. If H~1is its unperturbed thickness and H(t, x, y) its perturbed thickness, the law of conservation of volume in the long-wave approximation will produce the equation H = H div 1J, which should be supplemented with the equation of water movement (flow) along the ceiling —

Pet =









t~= —p~Vp;

p =p.,,~+ ~p;

~p = p0 gz =

(1.9)

—p~gH

where ~ipis the hydrostatic growth rate which is negative due to the layer being “overturned”. Here, the role of the “effective reduced density” is played by the quantity Pd = H/He, for which we shall also obtain equations similar to (1.1) with parameters m = 1 and c~= gH0 >0. This problem was first handled numerically in ref. [3], then analytically but erroneously in ref. [4], and finally a correct analytical solution was given in ref. [51. Let us take two simple examples with other values of m. On the assumption of gravity being absent, as in a spaceship, we shall consider a cylinder 2.ofInincompressible fluid withperturbations unperturbed with radius the case of long-wave A a0, a, perturbed radius a(t, x) and cross-section S = ira the condition of volume conservation produces the equation S = S div t~’,which can be rewritten in the “quasi-Chaplygin” form f~ef= Pei i/v/i/x, where Pet’ = (a/a 2 is the “effective reduced density”. 0) density p Taking a first example, we shall suppose that this fluid with 1 = const. has a surface tension of u = const. which produces a pressure p = u/a on the cylinder surface (for A a). Then, the equation of longitudinal motion (flow) will take the form of (1.1) 2 c~= uI2a = —p~ Vp = —2c~Vp~’~ 0p0 (1.10) —



~‘



~‘

with the azimuthal number m = —2. In the second example, we shall assume that a- = 0, but the fluid is conductive (like mercury), and that the skin current J runs over 2/8ir =pthe cylinder, setting up a magnetic field B = 2JIca on the surface and a magnetic pressure p = B 0Ip~1. Here, we have the “quasi-Chaplygin” equation (1.1) with the azimuthal number m = —1. This problem was handled numerically in ref. [6] and analytically in refs. [5,7]. Other examples are more complicated and will be discussed later. For instance, it has been found out that a special group of QChM with m = and ~is formed by perturbations of solitons described by the well-known equations of Korteweg and de Vries, Kadomtsev and Petviashvili, and by the non-linear Schrodinger equation. Thus, quasi-Chaplygin media form a fairly wide group, the similarity of their description suggesting their singling out as a special class of unstable media. As far as we know, the fact that a certain medium, i.e. a self-focusing laser beam, is mathematically similar to a gas with a negative pressure, was first mentioned in ref. [8]. Later, references to this similarity were made in other publications [5, 6, 9, 10, 11, 121, where some QChM were considered both numerically and analytically. As a rule, they dealt with the evolution of some “initial impact” deliberately introduced by the researcher for the sake of simplicity and convenience or “in compliance with experiment”. ~,

~



BA. Trubnikov and S.K, Zhdanov, Unstable quasi-gaseous media

143

However, in contrast to stable media, unstable media can have special “spontaneous” solutions which were absent in the limit t—* or to be more exact, existed in a sort of “incipient” form against an unperturbed background with v = 0 and p = p0, i.e., with Pef = 1. Such solutions are of great interest to us as they seem to show possible ways of evolution of a medium left to itself without interference from the outside. And though their number is also infinitely great, from among them we can single out two particularly simple types described by formulae (1.4) and corresponding either to the growing well or hill of density. It might be interesting to note that practically all the works we cite here have failed to mention these simple solutions, relying instead, as a rule, on more complicated parametric solutions. Meanwhile, the above “standard” spontaneous solutions (1.4) are similar to any other particular solution in all their peculiarities, which is why hereafter we are going to confine ourselves to the solutions (1.4) for all media. Besides, spontaneous perturbations of all QChM turn out to be very much alike and their evolution is generally similar to the quite obvious behaviour of the “drops on the ceiling” if we imagine them as devoid of surface tension. So, with small amplitudes, either hills or wells of density (layer thickness in the case of water) grow in the medium. In the non-linear stage, the hills approach infinity at time t—* —0, while the wells reach zero either when t—* —0 or somewhat earlier. A phenomenon of general prevalence is the “tearing” of a medium into separate bunches, similar to the drops on the ceiling, with gaps between them being already empty at t = 0 and the “drops” continuing their evolution, now independent of each other. This picture is typical of all QChM described by the system of equations (1.1) the latter, however, being itself approximate. In reality, dispersion (or diffraction) effects are the greater, the larger are the gradients, they are different in different media and are left out of account in the “quasi-Chaplygin” approximation (1.1). For these to be taken into consideration, it would be necessary to use more exact equations, different for dissimilar media and therefore disregarded here (the role of dispersion in the case of the “drops on the ceiling” with regard to the forces of surface tension, is exemplified in the appendix). One can hope that the proposed unification of solutions and patterns of behaviour for all media of the “quasi-Chaplygin” type will prove also useful in other, more complicated cases (so, perhaps, elementary spontaneous forms of perturbations could be singled out in the behaviour of the “hot” Universe splitting into galaxies, although this process is not described by the “quasi-Chaplygin” equations [13]). In this review, we are going to discuss the mathematics of the QChM description, followed by various specific examples. —~,

2. Two alternative forms of “quasi-Chaplygin” equations Two equivalent alternative forms of equations are possible for the system (1.1). In the first case, the medium is considered to be one-dimensional, but evolving with time. Then, we have = = 0, p = p(t, x) and v5 = v(t, x), the system taking the form ~p+~—pv=0;

~v+v~—vc0m~--p

.

(2.1)

A different though equivalent statement is obtained in the case of a two-dimensional but timeindependent flow. Here we have

p

=

p(x, y),

v~= u(x, y),

v~,= v(x, y),

v~= 0

144

B. A. Trubnikov and S. K. Zhdanov, Unstable quasi-gaseous media

and the system takes the form

.



(vV)p



p div v =

+



2



(vV)v

0;

=

c0m Vp

1/rn

-

(2.2)

Under the condition curl iJ = 0, we can from the second equation obtain the Bernoulli integral and the following relationship between derivatives: 2+ 2mc~~~/m = const.; i/vIi/x = ôu/i/y, (2.3) u which permits eliminating one of the three functions. Equations (2.1) and (2.2) belong to the elliptic type and hence describe no running waves. In system (2.1), we examine the evolution of perturbations against an initially steady background, whereas for system (2.2) we consider perturbations against the background of a uniform flow with velocity v~= U —

11

along the x axis. Of greatest interest is the case of the inequality u0 ~0 when the flow consists of streams extended far along the x axis in the down-stream direction. With the small parameter 2, C = system C1~/U1~ (2.2) I introduced such a case, form it can be easily shown that on neglecting terms of order of e the takes theforapproximate ~‘

-~

2

U 0

Pu = 0;

fJ +

u0

~—

v

+

v-~-—v

c0m

i/n, ~—

p

(2.4)

,

and practically coincides with the system (2.1), differing only in notation. Thus, the system (2.1) can be regarded hereafter as the “basic” one and will be referred to as the “quasi-Chaplygin” system of equations for unstable media. 3. Reduction of the system to the Laplace equation For a real gas with y >0, the system (2.1) can be solved either by the “Riemann wave” method or by a “hodograph transformation” (see, e.g., ref. [141). The Riemann wave method is inapplicable in our case with y <0 due to the impossibility of connecting the two functions, p(x, t) and v(x, t), by a functional relationship of the type p = p(v). An example of its misuse can be found in ref. [4], whose erroneous approach will be discussed in section 13. The hodograph transformation, however, is quite usable in the case under consideration and we are going to show that after a number of substitutions it reduces system (2.3) to the “simple” Laplace equation in a certain three-dimensional “phase” space. Instead of determining the functions, p(x, t) and v(x, t), the hodograph method aims at finding the inverse relationships, t = t(p, v) and x = x(p, v), whence the following “direct” derivatives are obtained i/vIi/t = x~/w;

i/pIi/t = —x~Iw;

av/dx = —t,/w;

i/pIi/x

=

t~/w

(3.1)

where w = x~t~x~t~ is the Jacobian of the transformation. Substituting (3.1) into (2.3) we get the linear equations —

,

x,,

,

=

,

vt~ pt~; —

,

,

x,~= vt,,

+

2

c0p

—1±!/,i,,

t~,-

The condition for their compatibility is the following equation for the time

(3.2) t

= t(p,

v):

BA. Trubnikov and S.K, Zhdanov, Unstable quasi-gaseous media 2t~y+

p_l/m(p

145

c~t’ 5’5=0,

(3.3)

which is reducible to the Laplace equation. With this aim in view, we shall replace p and v by new dimensionless variables r=p

l/2m

;

z=vl2mc0

(3.4)

which change eq. (3.3) for t= t(r, z) as t’r’r +

1+2m r ~ + t~= 0.

(3.5)

Taking, for instance, the Chaplygin gas with ‘y = —1, m = we immediately get the two-dimensional mt Laplace equation t,~ + = 0.* But if m t(r, z) will be replaced by a new function ~/i(r,z) = r for which the following equation will be derived from (3.5): — ~,

~

— ~,

(3.6) Finally, we can add a spurious “angle” q’ to r and z and treat r, z as cylindrical coordinates in a certain “phase space”. Then, for the auxiliary function, or “potential”, 11~= çli(r, z) cos mt’p eq. (3.6) takes the form of the three-dimensional Laplace equation ~,

V21P(r,

~,

z) = 0

(3.7)

which can be provided with quite unambiguous solutions, if supplemented with an “evolutionary principle” which is discussed below. 4. Solutions complying with the “evolutionary principle” The Laplace equation (3.7) has many different solutions and a medium can evolve in a most whimsical way which is dictated by random specification of initial conditions. However, this chaotic set contains some particularly interesting solutions which will be structurally stable against mild profile “stirs”. If, for instance, the perturbations are small, solutions of the initial system (2.3) will be represented in a linear approximation by a sum of functions of the form: v = [a exp(’yt) + b exp(—yt)] sin kx

(4.1)

where ‘y = kc 0 >0 is their time-dependent growth rate. The most interesting solution is obviously the one with b = 0, which permits proceeding to the limit t—* when perturbations vanish. Such a solution is apparently independent of the choice of initial conditions and arises as if “of its own accord from nothing”. —~,

2r(r, z), r = In p special case is discussed in detail in section 12. y = 1 is also a special value when m = ~ in (3.5). Substitution of t p~ and *zThis = v/c, in this case reduces condition (3,3) to the Klein—Gordon equation r’, + r” = r14, Not a single medium of this type being known to us, we eliminate the case of y = 1 from further consideration.

146

BA. Trubnikov and S.K. Zhdanov. Unstable quasi-gaseous media

Fig, 1. Qualitative representation of the function t(r, z) <0: a) toroidal coordinates ~, Coulomb solution; c) dipole solution.

i~, ~

r

(sinh ~)/cr: z

=

(siti s~)io:o’ = cosh E + cos

~

h)

The initial-value formulation is the only one possible for a numerical solution of a non-linear problem, in which case there are practically no ways of avoiding the introduction of an undesirable “impurity” with b ~ 0 and, thereby, of a certain random element caused by the non-linearity. However, this can be prevented by resorting to an analytical solution under the requirement that all perturbations vanish in the limit as t—~—~s This requirement will be referred to as the “evolutionary principle” of solution selection. When applied to the Laplace equation (3.7), the absence of perturbations corresponds to the equalities p = p0 and v =0, i.e., to a unit circle r= 1, z =0 in the three-dimensional r, z-space, and ~,

our further requirement will be for all the “seeding” perturbations to fall on this infinitesimally thin circle in the limit as t—* rji—* Drawing an analogy with electrostatics, one might say that the “electrostatic potential” ~I’should be engendered by “charges” distributed over this infinitesimally thin circle. The role of such “charges” could be played by sets of various multipoles on the circle r = 1, z = 0. Under the circumstances, the only possible way to find the “potential” ~I’(r,p, z) is to use the well-known toroidal system of coordinates ij shown in fig. 1. Here, apparently, one should take such solutions that are singular only on the said circle. And, what is more, of particular interest are only the first two multipoles the Coulomb and dipole ones with a possibility of taking two branches of the latter, r < 1 and r> 1, viz., the left- and right-hand ones. As shown below, the Coulomb potential produces periodic perturbations in an ordinary space in contrast to the “phase” space while the dipole potential generates three solitary perturbations somewhat resembling standing solitons whose amplitude is growing with time. These will be referred to as the “well”, “hill” and “doublet” (“hill + well”). Thus, instead of studying a great variety of solutions, we can confine ourselves for each “quasiChaplygin” medium to the two functions ~i( ~) producing the four above-mentioned “fundamental” perturbations which will be discussed below. Moreover, the “doublet” the “general-position” dipole is the most representative of all QCh media. —~,

~,

—~.

~‘,









~,





5. Four elementary perturbations In compliance with our plan, we shall introduce the three right-hand toroidal coordinates i~, using the following relations 2 + dz2 = (a- d~)2+ (a- dij)2. r = a- sinh z = a- sin ij, a- = (cosh ~ + cos ij)’ dr (5.1) ~,

~,

,

~,

BA. Trubnikov and S,K. Zhdanov, Unstable quasi-gaseous media

For these, the Lamé coefficients will be hg form (9 /

-

(91p\

(9

~j k,,a- sinh ~ -i-) + ~

/

h~= a-, h,~= r, and the Laplace equation will take the

=

a-ET1 w296 614 m302 614 lSBT sinh ~ -~—~= 0.

.

l,,,o sinh

~

147

--) +

(5.2)

Its solution should be sought in the following form ifr=r~’2f,

~P=~icosm~,

f=>~f~(4)cosnij

(5.3)

where n = 0, 1, 2,. . is an integer. Here, the necessity for an integral value is dictated by the required unambiguity of solutions in the plane r, z (or ‘q). If a new argument, a = coth E, is introduced the Legendre equation will have integer superscripts for the functions f~ -

~,

~-

[(1_a2)~]+[v(v+1)_ 1~2]fr0.

(5.4)

Here, v = —m — ~ is a half-integer subscript and solutions can include both P~(a)and Q~(a). However, as stated above, for the “evolutionary principle” to be ensured the potential 1P should be produced only by the “charges” found on the infinitesimally thin circle a = 1, which is why we are taking only the “second” Legendre functions Q~ (a), showing divergence as a 1, i.e., on the said circle. The “first” functions P~(a),diverge as a—*x, i.e., on the axis r=0, which makes them ineligible for the set of “fundamental” solutions. In the case of a numerical solution, the only possible problem formulation is the one having merely initial conditions which makes it difficult to avoid introducing an “impurity” with P~,(a), which brings about a random element, such as the wave overturning and in the case under consideration would result in an acute-angled wave profile. The acute-angled profile solutions constitute a valid alternative which, as a rule, is exactly the type found in practice due to the randomness of initial conditions “introduced by the researcher”. Nevertheless, the possibility of obtaining our “fundamental” solutions — which are not random and at the same time have the quickest and smoothest increase is of obvious interest from the viewpoint of our incorrect problems. The most important and quickest-growing solutions are the ones with n = 0 and n = 1, to the study of which we are going to confine ourselves. In view of the possibility of adding the arbitrary constant factor t~> 0 into the relationship ~ r we get four “fundamental” solutions (fig.1) —*







tit~= F0(~,~) = _rvQ,

(for any

tit~= F1(~,i~) = r~Q~ cos ~ tit~= F 2(~,~) = _rvQ~cos ‘q

(—ir

in2)

(5.5) (5.6)

‘t~<3ir12)

(5.7)

‘ij)

12< ~<

(iri2 <

(0<’i~
(5.8)

148

BA. Trubnikov and 5K. Zhdanov, Unstable quasi-gaseous media

Here, the function F~is valid for any angle

while the functions F1 and F2 differ in sign and region of angle ~ setting, with allowance made for Q,, >0 and Q~ <0. All four functions are taken to be negative in view of our intention to start from —cc rather than solve the problem with initial conditions specified for a finite t = t51. To complete the solution, we should now find a parametric representation of the coordinate x = x( -q) and, using the formulae ij,

~—*

~,

p=r

2rn

/ sinh ~ =l~ )\2n~ cosh~+cosij

v=2mc~z=

,

2mc0 sin i~ cosh~+cosi~

(5.9)

calculate the values of the “reduced density” p(x, t) and velocity v(x, t) for any given time t. However, even without finding the coordinate x( i~) we can elicit useful information on the maximum and minimum perturbations directly from equations (5.5) to (5.7), this being carried out below. ~,

6. Maxima and minima of the “density” profile The perturbation “appearance” is most vividly represented by the density profile p(x,t) for a given t. The second formula (5.9) suggests that the velocity v — sin ij goes to zero with i~= 0 and i~= in, i.e., on the line z = 0, while the first formula (5.9) shows that the density p is either a maximum or a minimum at these points since rm,n

=

sinh ~ cosh ~ + 1

rmax

=

sinh ~ cosh ~ 1 —

2 On this line we also have r = a a~(r+1Ir).





rniaxrm,n



= 1 = PmaxPmin



(6.1)

I whence

Va (6.2)

Substituting this a into formulae (5.5) to (5.7) we can find the relationships r,~~(t) < 1 and rm.jx(t)>

1

from the following formulae: tIt~= _(rvQv)rr,e,x,rj 0

(6.3)

for the Coulomb potential (5.5) periodic in x; t/t* =

~

(rmax calls for x(~,~i) to be known)

(6.4)

for the “left-hand dipole” (5.6) localized in x, and finally t/t* =

(r’Q~)~,.

(rmjn calls for x(

~,

ii)

to be known)

(6.5)

for the “right-hand dipole” (5.7) localized in x. On finding rmjn(t) and rmax(t), we shall also obtain the density extremes p = r *2n, for different m. Of certain importance for various applications is the case of m~= 1 which has two alternatives m = —1 and m = +1, both permitting the subscript of Legendre functions to be taken as r’ = ~. Then, with regard to formula (6.2) we can provide them with the following expressions [151

BA, Trubnikov and S.K, Zhdanov, Unstable quasi-gaseous media

=

—2E’~k”~”2, E*

K*=K(k)_

=

E(k) — K(k),

149

Q~= K*kh/2,

E(k)<0.

(6.6)

Here, K(k) and E(k) are complete elliptic integrals in which either k = rmjn < 1 or k = ~ < 1 should be substituted as an argument in accordance with alternatives (6.3) to (6.5) which in the cases with mi = 1 yield 8 formulae for the inverse relations t = ~ Pmax)’ adduced in table 2. Table 2 does not cover all the types of “quasi-Chaplygin” unstable media which are found in nature with other m values as well, but the case of ml = 1 is still the most frequent occurrence. Eight direct relations pmjn(t) and Pmax(t) calculated for this case from table 2 are presented in fig. 2. The coordinate x = x( i~)is found in the next section. ~,

Inverted relations

t=

t(p_,,) and

t

=

Table 2 t(pm*) for two types of unstable media with m = —i and m = +1

“Density” maximum

“Density” minimum = k5

Perturbation type

Pm*, =

periodic in the coordinate

2kE*

2k2E*

solitary, hill-shaped

kK’

()

solitary, well-shaped

(—)

k2K*

periodic in the coordinate

Media with m = 1 2E*

2k~E*

solitary, hill-shaped

K*

()

solitary, well-shaped

(—)

kiK*

pm,,,

Media with m = —1

The (—) sign implies that the corresponding quantity requires the coordinate x( ~, i~)to be known and is not derivable from (5,5—7). For p,,, 1, or Pmax to be calculated, the function found in the corresponding square should be equated to the time normalized to t~,e.g., 2kE* = tit,.

Ji~: Fig. 2. “Density” maxima and minima as a function of time. The curves are numbered as in table 3, The curve 1 (“periodic” perturbation) has the largest bend and so is quickest.

150

B.A. Trubnikov and S. K. Zhdanov, Unstable quasi-gaseous media

2E*/k2

Table 3 Numerical values of 8 inverted functions found in table 2 and determining the time t/t in fig. 2 2 Maxima p~,, = k2 Minima p,,,,, = k K*/k2 2E*/k K*/k k 2kE* kK 2E* time

1 0.9 (1.8 0.7

0.6 0.5 0.4 (1.3 0.2 0.1 0

—~

—x

—x

—x

—3.27 —2.70 —2.38 —2.17 —2.01 —1.89 —1.79 —1.70 —1.63 —sr/2

—20.5 —10.4 —7.09 —5.41 —4.39 —3.72 —3.23 —2.87 —2.58 —3,r/4

—3.11 —2.41 —1.99 —1.68 —1.42 —1.19 —0.98 —0.76 —0.52 (1

—19.4 —9.33 —5.93 —4.19 —3.11 —2.35 —1.77 —1.28 —0.82 1)

1

2

3

4

Fig. 2:

K*

time 1 10/9 10/8 10/7 10/b 10/5 10/4 10/3 10/2 10/1

—x

—x

—x

—x

—2.79 —1.93 —1.39 —1.01 —0.71 —0.48 —0.29 —0.07 —0.02 0

—17.5 —7.47 —4.15 —2.51 —1.54 —0.94

—2.95 —2.16 —1.67 —1.30 — 1.01 —0.76 —0.54 —0.34 --0.16 (1

--18.4 —8.35 —4.96 --3.24 —2.20 —1.49 —0.97 —0.57

—0.53

—0.26 —0.08 I)

5

Fig. 2:

6

-0.26

(1 8

7

Determination of the coordinate The parametric representation of the coordinate x will be found from eqs. (3.2) which by changing to the cylindrical variables r, z can be first conveniently written in vector form 7.

~,

i

Vx=2mz Vt+ r[1~ Vtl.

Using the variables x(

~,

~,

~,

ij, it

~) = t(2mz

~

(7.1)

will be convenient to take the In

t



r

ln

i~component

(7.2)

t),

in which the time t should be substituted in three different cases — (5.5) to (5.7). For the “Coulomb” case (5.5), it will result in =

C

(2m + 1)

Q~[(~



m)r3’2”

+

G(a) r’

2~

— mr

(7.3)

I.2~n~j

0t~ 77

where we temporarily define the function G(a)=

~

~

InQ~+(2m- ~)a,

(7.4)

which depends only on a = coth ~. Integration with respect to following result for the coordinate =

(2m + 1)

Q,,[(~



m)R3/2,,,

Cl) *

Here, we introduce the functions

+

i~in

the range of 0 to

G(a) R~2,,, mR1,2n,]. —

ij

produces the (7.5)

BA. Trubnikov and S.K. Zhdanov, Unstable quasi-gaseous media

R~= R~, ~

2 — 1)1/2 cos 77]P d

r~d77 =

=f

I[a (a

77

+

151

(7.6)

satisfying the recurrence relation (1

+

~)R~~2= —zr~— i-’R~+

(1 +

2i.’)aR~÷1

(7.7)

,

using which we can conveniently eliminate the higher function Rm+312 from (7.5). Then, in view of p =

—m — the coordinate (7.5) can be written as xIc0t~= x0(~~ ~)= (2m + 1)ztIt~+ irA,,, ~,

for any

~.

(7.8)

Here we introduce another convenient function (v = —m —

Jim = htm(~,

~)= -~(Q~1R~+1 — Q~R~).

(7.9)

In the derivation, use was made of the recurrence relations [15] 2Q~ = (a2 — 1) Q, = v(aQ~— Q~ (a2 — 1)~ 1).

(7.10)

Let us consider now (5.6) the case of the (in the r, z plane) “left-hand” dipole, when eq. (7.2) for the coordinate takes the form 3/2m + a

c 0t~(977

=

—cosh

~ Q~(air

2m +

a

2m + a 312m), 3rt/

2r~

(7.11)

4r

the coefficients a1234 depending only on ~ and being 2—

a

~,

a1 —2m

2)+ a(~—m—4m2)—A,

2!

(~—2m—2m

2+6m— ~ +AIa,

a 3=6m

4= —m(3+2m)Ia.

Here, for short, we write A range of 0 to ~ results in x = —cosh c0t~

(7.12)

a

1

~

=

(dId~)ln

Q~(a1R3/2_n,+

Q~.Integration

a2Rl/2m +

of expression (7.11) with respect to ~ in the

a3Ri/2m

+

a4Rsi2_m).

(7.13)

Using recurrence relation (7.7), we can conveniently eliminate the first and the last functions, Rm+312 and R_m312, whereupon (7.13) assumes the form (ci. eq. (7.8))

~ where

=Xt(~,77)=(2m—co~)~~- —(1+

~m is

P)ITAm,

~<77<

~,

the same function (7.9) as in the Coulomb coordinate (7.8).

(7.14)

152

B.A. Trubnikoy and S.K. Zhdanov, Unstable quasi-gaseous media

Finally, if we consider the third case (5.7) of the (in the r, z plane) “right-hand” dipole, we shall easily notice that the functions F1(~,~) and F2(~,7/) differ only in sign and range of the angle 77. By analogy with the result (7.14), this provides us with a ready answer for the third case x / cosh~\ t -~=X2(~,7/)=~2m--cos7/)~”~~U’

in

3in

(7.15)

~<77<-~--.

Thus, for all “fundamental” solutions (5.5—7), the coordinate can be expressed by relatively simple formulae — (7.8), (7.14) and (7.15) — in which the type of the medium is prescribed by the parameter m. Next we shall deal with the “Coulomb” case — (5.5) and (7.8) corresponding to periodic perturbations. —

8. Periodic perturbations In the numerical approach, consideration is usually given only to perturbations which are periodic in x, the study covering merely one period, since solitary perturbations have descending tails which, strictly speaking, are infinitely long (though, naturally, when resorting to approximations, the calculation can be terminated whenever required). As shown by fig. 2. periodic perturbations have the quickest increase and, in our case, are described by eqs. (5.5) and (7.8) —

~

=

~)= —r”

Qja),

=

x0(~,~)= —2uz

(8.1)

+ irA,,.

From the first equation we can derive the relationship cos77

=

C(~,t)

=

—cosh ~ +sinh ~[Q,~(ct)t51(—t)}’

(8.2)

,

which permits eliminating the angle ~. Now, let us consider the function A,~( ‘ri). It has an important feature of being increased by a constant quantity ~ with every 2ir increment of the angle i~,this 6.~being independent of This feature ensures a regular increase of the coordinate x as it passes each period in succession. In order to calculate this additional quantity, 8.~= 2An,(~, i~= in), we should bear in mind that the function R,,, with 7/ = in, can be expressed through the first Legendre functions ~,

~.

IT

sin

~

~h~+)

d77=inP,,~(a).

(8.3)

Therefore, this addition is defined with the use of the Wronskian and turns out to be =

2i.’[P~(a)Q,,1(a)



P~1(a)Q,,(a)]

=

2

(8.4)

so the coordinate (8.1) changes by the wavelength, ~ix= A11 = 2inc51t*, which apparently should be regarded as initially specified in the problems under consideration. Comparison with the linear approximation (4.1) shows that the quantity 1/t~= 2inc151A,1

=

k11c51

(8.5)

BA. Trubnikov and S.K. Zhdanov, Unstable quasi-gaseous media

153

coincides with the growth rate of the periodic perturbations which increase exponentially while they are still relatively small. It might be useful to take a closer look at the transition of the exact solution (8.1) into the linear approximation (4.1), given — t/t~~ 1. For this purpose, we introduce the small parameter e = exp(— ~) and, bearing in mind that a = coth ~ = (1 + s2) 1(1 e2) apply the hypergeometric representation of the function —

,‘

~2

QV(a)

tv!)

/

i

2

2

2(l+2~l+~

Fl+v,l+v;2+2v;i+ 2 [—lns+ ~(1+n)—~(1+n+

=(1—

2)V+1 flmO ~

v)]s2~.

(n!)v),,] [(1+

Retaining only one term with n

= 0

for small r

‘~

(8.6)

1, we get

(8.7) where ~/i(v)is the well-known psi-function for which çli(v + 1) = ~/i(v)+ 1/v. Next, we use an expansion for the function ‘l

~)=1(1

~

+

e2+2scos

) d

2) 77 =

— 2v exp(—fl sin

+

(8.8)

0(r

and in this approximation the function Am (7.9) is found to be ~

(8.9)

Also finally, considering that r 1 — 2s cos ‘t~and z (8.1) to an accuracy of terms of the order of r, as ~

2r sin ~1,we can write down the initial equations

~~=~/i(1+ ii)—~i(1), (8.10)

xIc

0t*~fl+2vexp(—~)(~—c~—1Iv—1)sin77.

However, in view of r 1 2r cos 7) and z take the zero terms alone in eqs. (8.10) —

=

x/c0t~= 2irx/A0,

~ = —tIt~+

2s sin ~1already containing the small parameter r, we can

(8.11)

to get the linear approximation (4.1) It will be more convenient if a further analysis of exact periodic solutions (8.1) for specific cases is made separately. However, we find it useful to consider the linear approximation for the localized dipole solutions (5.6) and (5.7) which cannot be obtained through the ordinary linearization of the initial equations for any unstable medium.

i54

B. A. Trubnikov and S. K. Zhdanov, Unstable quasi-gaseous media

9. Solitary perturbations of the “well”, “hill” and “doublet” types As mentioned above, among the three “fundamental” perturbations introduced here the periodic (“Coulomb”) perturbations are characterized by the quickest increase, but their development still requires a “seed” which should also be periodic in x. Unless such a seed is deliberately provided, the system will in all probability experience a spontaneous rise and development of some local perturbations which at first will be poorly interrelated. The simplest among them are the dipole perturbations. Let us consider one of such perturbations described either by equations (5.6) and (7.14) for the “left-hand dipole” (— i’r12 < ~1< in12) =

r~Q~ cos~,

=

(2m —

c0~~)

z

—(1

~) irA,

+

(9.1)

or by eqs. (5.7) and (7.15) for the “right-hand dipole” (ir/2
x

—r~Q~cos77,



=

/1

cosh~’\ 5,2m— cosT)) z

t

+(1

v) in(A,,, —1).

+

(9.2)

We shall examine the case of — tIt~ 1 when perturbations are small and are found in the r, z plane near the point r = 1, z = 0, allowing the small parameter r = exp(—~) 1 to be introduced. Then, formula (8.9) shows the function A,,, 7//IT to be of the order of unity and, therefore, the leading term on the right-hand side of the second equations of (9.1) and (9.2) will be represented by ~-

-~

x c15t~

t — t~

cosh~ t =——tan77.

cos 7)

(9.3)

t*

Hence it follows that 2 sin 7) = ~x/tc 21t2, (9.4) (xltc0) 0[1 + (x/tcs,) the (+) sign being taken for the “left-hand dipole” (9.1) and the (—) sign for the “right-hand dipole” I/2

cos ij = ±[1

+

(9.2).

Using formula (8.7), we can now find the function Q~(a)=

~

[Q~—

e2(Q~+ Q~~)I—1/2s

+

0(r),

+

(9.5)

which diverges to a greater degree than Q,, in (8.7). Then, disregarding all the corrections in the first equations (9.1) and (9.2), we shall put them down as —

I ±Q cosTj=

cos’q ~—~-—--

,

r

2 l/2

—t~!2t[1 + (xltc

0) I

-

(9.6)

*

Together with formulae (9.4), this will result in a relationship, universal for all media, given in an approximation which is linear in r ~

c~tt~ 2

22’

x +tc0

z=2rsin7)=±

c0t~x 2

22~

x +tc55

(9.7)

BA. Trubnikov and S. K. Zhdanov, Unstable quasi-gaseous media

155

The medium type, defined by the parameter m, manifests itself only in the density and velocity, this being shown by the trivial multiplier 2m: p(x, t) = v(x,

1

2m

r

±2mc

2tt~/(x2

+ IC

0

(9.8)

0),

±2mc0t*xI(x + t ce).

t) = 2mc0z

As we see, the density distributions in the x coordinate for such solitary perturbations always appears as a Lorentz curve with halfwidth (ox)112 = tc~which is linearly reduced with time, ~ —+ t—+ 0, and is absolutely independent of the parameter t~ in contrast to the periodic case (8.5) where t~ was associated with the wavelength A0. Such spontaneous perturbations appearing as a solitary density hill or well are generally disregarded, but as we see, they are very simple and universal in nature — while still small and should undoubtedly occur in all “quasi-Chaplygin” media. We can even maintain that just as for stable non-linear waves solitons have been found to be more typical and important entities compared to periodic waves, so for the unstable media a random set of local hills and wells is more characteristic than periodic solutions. The solutions (9.8), however, are peculiar in having an uncompensated full volume —



J

V=

p(x, 1) dx

V0

±2m

J

c0t*Itid

=

V0

±2inmc0t~,

(9.9)

which fails to coincide with the initial unperturbed volume V0 = lim 2x , even if the latter is infinite. This fault, apparently, does not reduce the possibility of getting solutions similar to (9.8) in the real conditions of an experiment, but still constitutes a certain drawback, which we shall try to eliminate by considering another exact solution characterized as a “compensated” hill—well pair. For this purpose, we take the “left-hand dipole” (5.6) and rotate it through the angle 7)~,which will result in the solution 2 <~1— 7/b < ir/2, (9.10) = r~ Q~cos(7) — 7/0), IT/ describing a certain hill-and-well combination. Since cos(~— ~ = cos cos 7) + sin ~ sin ‘i~, it will be —

convenient to assume 7/b = t~r~Q~ cos 77, 12 = t*rvQ~ sin?) (9.11) cos ?)o + t2 sin Considering the linearity of eq. (7.2) for the coordinate, we take x = x 1 cos 77~+ x2 sin 7)~and derive the following equations for x1 and x2

1= t

-

1

(9 ~

C0u7)

= t12

/

(9 l~,2mz~— ln t1,2 77



r

(9

ln 11,2)

.

(9.12)

It can be easily seen that for x1 the equation completely coincides with the previous equation (7.11) whereas for x2 the expression can be reduced to x2= c0t~

~-

[(2vz+cotti)

~

+(1

the latter being open to direct integration.

+

v) r~Q~],

(9.13)

156

B. A. Trubnikov and S. K. Zhdanov, Unstable quasi-gaseous media

Let us take, for instance, the case of

~ = in!2,

where t =

t

2

and x = x2, with eq. (9.13) producing the

coordinate xIc0t~= —(2vz —cot~)tIt~ —(1 + p)r~Q~ ,

0<77< in.

(9.14)

For this exact solution, we shall consider the limit tIt~l 1 when perturbations are small, with equations (9.10) and (9.14) taking the form ~‘

t

sin~j

X

I

c0t~

1*

t*

rexp(—~)~1.

(9.15)

Hence we draw an approximation

sin~~ [~

+

()2]l/2

cos7)= ~

[i

+

(~)2]~2,

r

=

~

[~

+

(9.16) which leads to the relationships (cf. eq. (9.7)) 2 + c~t2), z c~tt~/(x2 + c~t2). r= I + c11t*xI(x So, finally, we get the following expressions for density and velocity

(9.17)

p~1 + 2mc

2 + c~t2), v —2mc~tt~I(x2 + c~t2). (9.18) 0txl(x Here, the volume V= j~,.p dx turns out to be “compensated” due to the odd parity of the addition, in contrast to the cases of (9.8), but unfortunately the “half-volumes” V 1,2 = J1~”p dx prove to be logarithmically diverging, which should be regarded as a defect of the approximation (9.18). The pattern of the perturbation evolution (9.14) in the particular case of m = — ~is also discussed in part II. section 12. 10. The case of cylindrical and spherical flows Of great interest for many problems is the case of cylindrically symmetric flows of a medium, when the velocity has a single component, v = ~r’ and the basic equations (1.1) take the form (9 (9 ~—p+—-~j-(rpv)=O~

(9v (91) ~+v~—=c~m~—p

1~m

(10.1)

.

Since the radius r is implicitly present here, this system cannot be solved through the hodograph transformation. However, one can point out several particular solutions of practical interest. We are particularly concerned with the simplest solution which complies with the “evolutionary principle” and goes to zero in the limit as t—~—~.It cannot be found otherwise than by numerical methods, but we shall confine ourselves to constructing an approximate solution which will be close to the solution sought for. With this aim in view, let us consider, first, the linear approximation when p = 1 + i.1’ Iv/c~i~ 1 and system (10.1) appears as —

B.A. Trubnikov and S.K. Zhdanov, Unstable quasi-gaseous media

(9

(9

ôv

2~

2

157

___

~-~p1+-—~---rv=O,

-~=c0~--p1, VP1”—2 2P1. (10.2) Here, a solution complying with the “evolutionary principle” is p1 = a0 exp( yt) J0( yr/c0) with the Bessel function J0 (z). With a0 >0, the perturbation on the r = 0 axis increases, forming a density hill. The quickest decrease of the density p = 1 + p1 is observed on the circle with radius r0 = z~ c0/y where z1 is the first zero of the function .10(z), z1 = 3.83171. In time, the value of a0 exp(yt) approaches unity and the density on the said circle soon goes to zero, so that the hill separates itself from the environment, whereupon it can be looked upon as an isolated bunch similar to a “drop on the ceiling”. And though we are unable to precisely analytically calculate the movement of the liquid in this drop resulting from the previous evolution, we can still find an exact self-similar solution for the system (10.1) which gives an adequate description of such a drop. Direct substitution proves that such a self-similar solution will have the form 2/2m2c~)m (10.3) v(r, t) = ar/r, p(r, t) = (p~/m v —

where the following notations are introduced a=m/(m+1)>0,

Ttt*
po(t)=iro/r12’

(10.4)

and the function p

0 shows the density on the r = 0 axis. In the important specific case of m = 1 describing, as shown in part II, the “overturned shallow water” and the self-focusing of light, the density p(r, t) in (10.3) has a parabolic profile 2/R2) , p 2 (10.5) p = p0(l — r 0 = ‘ro/rI , R(t) = c018r0r1v The drop retains its full volume -

R(t)

V=

J

p(r, t) 2irr dr = 41TC

2

=

const.

(10.6)

0

which, hence, is defined by the parameter r~introduced above. On the other hand, at the linear stage (10.2) the volume drawn into the drop should approximate V~rrr~= ir(z 2, where z 1c0Iy) 1 = 3.83171, so the growth rate of linear perturbations will be approximately y = z1/2r0 1.9/r0 and, hence, will also define the volume of the future drop. We see that the solution obtained is “explosive” in nature since the drop radius vanishes at the time t = t~while the density p0 becomes infinite. Finally, let us take the spherically symmetric case described by the equations 2 ~p+—y——(pvr)O,

(9v (9v 2 ~+v-~---=c0m~---p

.

(10.7)

In a linear approximation, when p = 1 + p1, I p1, v/c0 I ~ 1, a solution complying with the evolutionary principle will be represented by p1 = a0 exp(yt) z~sin z, where z = ry/c0, a0 >0. The first minimum of this function is determined by the equation z1 = tan z1 and equals z1 = 4.49341. The full density near this point soon goes to zero whereupon the spherical bunch detaches itself from the environment and undergoes independent compression.

158

B.A. Trubnikov and S. K. Zhdanov. Unstable quasi-gaseous media

This final stage of the “collapse” can be approximated by an exact self-similar solution of the form v(r, t)

=

ar/r ,

where a = 2m/(2m

p(r, t) +

3) >0,

= [pl/m

pp

2

0(1—r/R ),

3(vI2mco)21m

T = t — t~<0,

In the particular case of m = 2



1,

(10.8)

,

and, finally, p

3’ is the density at the centre r = 0.

0(t) = r0/r1 we have a parabolic density profile 10 3 2 1/5

p0=~r0/r~

,

R=~COITOT

(10.9)

this sphere collapsing into a point at T—* 0, resembling an explosion in reverse. Such an explosive process is essentially similar, for instance, to the formation of the so-called “Langmuir cavities” in plasma in the stage of strong turbulence [16]. For all three cases — onedimensional (N = 1), two-dimensional (N = 2), and three-dimensional (N = 3) — self-similar solutions can be written down in a single form: V = anT,

p

=

[p01/rn



N(v/2mc()) 2 I ,n

(10.10)

1, p where a = (1 + N!2m) 0(t) = With this we should like to conclude the review of the general theory of “quasi-Chaplygin” media and proceed to the description of specific examples. The method of calculating various functions required here is presented in appendix A.

II. Examples of “quasi-Chaplygin” unstable media Preliminary remarks In this part, we are going to discuss specific physical applications of the general theory of the “quasi-Chaplygin” unstable media described by equations (2.1) and (2.4). According to this general theory, any unstable medium of this class is characterized by an effective “density” p and a “velocity” v, while the difference between the media is set in (2.1) by two parameters, c0 and m, which is why the problem is reduced to showing the physical meaning of the quantities p and v, and to calculating the values c0 and m in each particular case. Although the absolutely unstable media are not all “quasi-Chaplygin”, this class, as proved by the examples given below, appears to be fairly well represented. All the examples of the “quasi-Chaplygin” media discussed here are brought together in table 1 which can serve as a guide through the material set forth below. It should be pointed out that some of the problems presented here were studied by many authors before us, which we tried to show in the references as fully as possible. However, we know nothing of the applications, if any, of the four “fundamental” solutions (5.5 to 5.8), (7.8), (7.14), (7.1) and (9.14), which besides throwing more light even on the previously investigated cases, serve to essentially unify the whole theory of such media. The choice of particular examples being largely dictated by the interests of the authors, we still aimed at most completely illustrating the applicability of the “quasi-Chaplygin” system of equations to media of different physical nature. It might be interesting to note that in nature we find media with either integer or half-integer values of the “azimuthal number” m, the most important applications being described by a set of only six

BA. Trubnikov and 5K. Zhdanov, Unstable quasi-gaseous media

159

values: m = —2, —1, —1/2, 1/2, 1, 3/2. Apparently, the mathematical description of a medium grows in complexity with the increase in the absolute value of m since the Legendre functions Q~ (a) become more complicated, which is why the Chaplygin gas turns out to be the simplest QCh medium. It should be pointed out that the authors are still in the dark about the cause of the “quantization” of QChM types, save for the general assumption that “nature tends to simplicity”. 11. Self-similar solutions for the collapse and self-focusing of waves Let us first consider the applications of the simplest self-similar solutions (10.10). For instance, the authors of ref. [16]solve the problem of the collapse of Langmuir waves in a plasma, whose instability will be described in detail in section 19. Here, running somewhat ahead, we are going to use eq. (19.5), writing it down, however, to suit a three-dimensional case EI2E=0.

1 64inn

~

(11.1)

0T0 Here, E is the electric field, ~ is the plasma frequency, and D is the Debye radius. This non-linear Schrödinger equation basically coincides with the input equation in ref. [16] dealing with the wave collapse. For our purposes we find it useful to introduce the following notation: 2 exp(i’k), p = IE/E 2, v = 3D2w E = E0p’’ 01 0 Vk(t, r). (11.2) Then, for p and

1J,

we obtain the following equations from (11.1)

p + div p~J=O,

+

(r~V)tJ=c~Vp

+

~D4w~V(V.~),

(11.3)

where c0 = Dw0~3E~I 64 inn0 T0. In the long-wave approximation, we can ignore the last term accounting for dispersion, which results in the QCh system (1.1) with the azimuthal number m = 1. Then, for a spherically symmetric wavepacket, we get the parabolic-profile solution —

~2—~,2

~

‘-‘o ,.t

6/5~ 1~ —

r 2\ ,

D(\—— I’.~,t)

A U ~7~’ C

0

321/5

l~~l ,

1<

which is exactly the one found in ref. [16]. Taking another self-similar example and following ref. [8], let us consider the self-focusing of light which is described in greater detail in section 18 where, among other things, we get a QCh equation (18.5) for a cylindrical beam (9 (9 ~—p+--~--rpv0,

8v (9v 2~ -~--+v~—=c0~--p.

(11.5)

2 is the reduced intensity, and c is2 the Here, v is the dimensionless velocity, p = IE/E01 0 = (s2E~I2s0)~ dimensionless characteristic velocity. Solution (10.5) existing in this case also has a parabolic profile EI2=E~Iz

2/R2), R(z)=c 1’2, z<0. (11.6) 0/zI(1—r 018z0z1 This self-focusing solution is presented in ref. [8]. Similar equations describe the filamentation of an electron beam in a plasma, this problem being

B. A. Trubnikov and S. K. Zhdanov, Unstable quasi-gaseous media

160

discussed in section 22. One might expect that the parabolic solution (11.6) would be applicable to each separate filament at the final stage of its self-focusing. However, experiments [17]show each filament to be further broken into several concentric zones which in turn split in the angle p. Numerical calculations [18] do not suggest the existence of such a complex picture which, however, can be easily explained in terms of the QCh approximation taking into account the angular dependence. At the initial linear stage, perturbations of the background — uniform in the limit as z —÷—~ — can be apparently described by a solution including the Bessel function p

=1 +

p1,

p1

+

~p1

= 0,

p1

=

a0 exp(yz) J,,(kr) cos n~.

(11.7)

If n = 0, we get one central maximum and annular zones with maxima 2j + ~) at foreven a zeros of the function J~(x)for a0 >0 and those with maxima at odd zeros kr~5 = ir( 0 <0. If n + 0, we get an

t

~

~ -. -J

~

~1’~

~

L~’

T.~

5-40

(a)

L. I

~

_______________ .

_______________ i ,4 ~

_______________

T-~O

~.Q

T.,~

I

~

T.b40

4,~

_______________

I I

~

t.Z~ _______________

4

4

5.520

5-300

p

(b)

-

..‘.

~

2Opm

Fig. 3. This figure illustrates the instability of an electron beam in a plasma. (a) Relativistic electron beam division into 2D filaments in plasma (numerically calculated in ref. [181);(b) fine structure of an isolated filament from an electron beam formed in the plasma focus (experimental data from ref. [17]).

BA. Trubnikov and 5K. Zhdanov, Unstable quasi-gaseous media

161

angle-dependent intensity modulation with zone-to-zone alternation of maxima, this result being in line with fig. 3 borrowed from an experimental study [17]. A. Four basic prototypes of QChM 12. Chaplygin gas Let us begin with an instructive example of a hypothetical gas with an adiabat p

p0(p0Ip). This “gas” was first put into use in gas dynamics by S.A. Chaplygin who introduced it in his doctoral thesis “On the Gas Jets” — published in 1902 as an instance of complete integrability of gas dynamics equations. Now it is generally referred to as the “Chaplygin gas”. As a rule [14, 19] this term of gas dynamics implies the presence of an adiabat in the form p = p0 — p1 (p0/p) which complies with the condition of normal compressibility, whereas the case under consideration with p = p0( p0/p) does not correspond to any real gas. Both modifications are mentioned in ref. [1]. Owing to the small value of the “azimuthal number” m = ~, the Chaplygin gas is the simplest convenient model of the unstable media discussed here, which can be used for tracing all the major regularities in the evolution of such media. In our notation, the “Chaplygin gas” is a medium with m = — ~ and in terms of (2.1) the unsteady-state flow of this “gas” is defined by the following equations, p0, p0 indicating the equilibrium state of the medium, =





3~- p, p+

Pu =0,

+

v

=

c~=p

c~p

0/p0.

(12.1)

In compliance with the general theory set forth in part I, we shall resort to the hodograph transformation. In doing so, it will be convenient to use the dimensionless pressure r = pip0 = lip and velocity z = v/c0 as independent variables. This will result in the relationships c~x~ = zt~ — rt~ ,

c~x~ = rt

+

zt~,

t’,’,

+ t’~’~ = 4r,zt =

0

(12.2)

the time, as mentioned above (see (3.5)), being defined by the two-dimensional Laplace equation. Therefore, the solution should be represented by a function of the form t(r, z) = Re A(Z) constituting the real part of some analytical function A(Z) of the complex argument Z = r + iz. It can be easily shown that the coordinate x = x(r, z) also satisfies the Laplace equation z1,~x= 0. If we assume that x = c0 Re A1(Z), eqs. (12.2) will yield the following relationship for the derivatives A~(Z)= —iZ A’(Z),

(12.3)

which when solved for a given A(Z) will permit easily finding the coordinate x = x(r, z). Thus, solutions for the “Chaplygin gas” can be found by analogy with electrostatics since the time t is similar to the “plane” potential ~(x, y) [5]. It should be kept in mind here that a purely mathematical description permits us to consider any value of the pressure coordinate r, including negative values. Since we are using the Chaplygin “gas” as a model of other, real instances, we shall confine ourselves to the range of its positive pressure values, assuming that the process of instability development is interrupted when Pmin 0. The simplest, yet the most important, solutions for the “gas” are obtained if we assume, in compliance with the evolutionary principle of section 4, that as t — perturbations are absent, as if —~

B. A. Trubnikov and S. K. Zhdanov, Unstable quasi-gaseous media

162

they were concentrated at the point Z = 1 of a complex plane. By placing a negative “charge” (—t~)at this point and a positive “charge” (t~) at the opposite point Z = —1, we get the time-like “potential” t* (r—1)2+z2 t=ReA(Z)=—ln 2 (r+1)2+z2

A(Z)=t*ln~~~, ____

2 — 1), so that

From (12.3) we find A 1

(12.4)

-

ln(Z

= —itt

2nz

x=c 0 Re A1(Z)= —c0t~arctan 1

+



By inverting these formulae and writing

2

(12.5)

-

r

T =

tIt~<0,

x =

x/c 0t~,we get

r=p(x,t)ip0=

coshr—cosx - .1 I slnnl’rI

z=vIc0=—

,

sinx . slnhITI

(12.6)

-

In the limit as t—~—~,this apparently coincides with the linear approximation p/p0~l—2exp(r)cos

x

vIc0= —2exp(r)sin

,

(12.7)

x~

but when t—~—0 the maximum pressure (P’Po)max = coth(IrI /2) at the points x = in + 2inn and the minimum pressure (P’Po)min = tanh(IrI /2) at the points x = 2ii-n simultaneously tend to limiting values, V Pmin~°(fig. 4). This example corresponds to perturbations which are periodic in x, the time —

max t/t~=—O.5

P~”Po

—22’

0

-~

~

J~3

___

—~ —‘1 —4 —2

0

2

x/C0t*

0

1~ ~

4

P/Po~~~ —2



~

2 ot *

0

2

x

—4 -2 0 2 4 Fig. 4.1pEvolution of four particularly simple perturbations of the Chaplygin gas: (a) periodic in “x”; (b,c,d,e) localized; (a—d) pressure profiles. p(x, t) 5 (e) velocity profiles for the “doublet” (d); -yt is the parameter of the curves.

BA. Trubnikov and 5K. Zhdanov, Unstable quasi-gaseous media t

163

from (12.4) being similar to the first fundamental solution (5.5) for the general “quasi-Chaplygin”

system of equations.

Solitary perturbations similar to a standing growing “soliton” can be obtained by taking such an expression for the function A(Z), that would not allow going round the point Z = 1 without changing the sign of the time t. The simplest case is the “electric dipole” of the form A(Z)

= 1

/(Z



1)

(12.8)

for which from (12.3) we find A1(Z) =

z

i



ln(Z — 1))

+

const.

(12.9)

To describe the solutions corresponding to these functions, let us introduce the parametric representation p/p0=r=l+kcos7/,

vic0=z= ksin7).

(12.10)

Now, taking the real part of (12.8), (12.9) and adding the “dipole” value of a proper sign, we get the following result for the time and coordinate 2<7/<

tit~= —k~cos~, X/C0t~= 77 + k’ sin~, tit~= k~cos ~, x/c 0t~= —77 k’ sin~, —

~r/2

—IT1

(12.11)

ir/2 <77< 3ir/2.

It can be easily ascertained that these relationships are equivalent to the two second “fundamental” solutions (5.6) and (5.7) for the “quasi-Chaplygin” gas. So, in the asymptotic limit as t—~ (12.10) and (12.11) yield exactly the profiles defined in (9.8) for the solitary hill and solitary well. Pressure is apparently extreme at the point x =0 where it varies with time, following exact formulae —~,

(P1’Po)hiiI = 1

+

/tI ,

t~

(~!~0)~011 =1



t~ /tl

(12.12)

.

Evolution of a local hill and a solitary well is shown in fig. 4b,c. The “solitons” (12.11) are obviously associated with the choice of a certain “dipole” (12.8) orientation. Rotation of the “dipole” leads to new solutions, i.e., to distinctive non-linear “instability waves” which partly resemble N-shaped “doublets” [20]but are growing and self-accelerating. In the case of a transverse orientation, imaginary parts of the potentials (12.8—9) should be taken instead of

the real ones, as was done above, which will result in t/t~=

—k~sin~,

x/c0t~= —k’ cos~+ln k,

0<77< ~r (12.13)

t/t1=k~sin7),

xic0t~=k~cos7/—lnk,

1r<7)<21r.

These two waves differ only in the direction ofpropagation — up or down the x axis and are relatively simple in shape (see also fig. 4d). The perturbation profile in the limit as t—~ (or at infinity, xl —~ approximates to —

—~

B. A. Trubnikov and S. K. Zhdanov, Unstable quasi-gaseous media

164



÷~22’’

222,

where x0(t) is the “doublet” centre (a point with p x0(t) = ±c01 ln(t~/ltl)

x — x0(t)

~

=

=

p0) which shifts, following an exact law

±c0t~ / tI -

=

(12.14)

(12.15)

The “doublet” runs with its pressure well first, gradually accelerating, increasing in amplitude and decreasing in width. The amplitudes of the hill and well are equal (P”Po)max.min

= 1 ±t~, /2It~

and Pmin~~~’° at the time

(12.16)

t—~—t~I2.Thus,

in essence, the “doublet” is merely a non-linear superposition of standing “solitions” (12.11) which in this respect are more “fundamental” in nature. In conclusion, we should like to point out that a great variety of solutions complying with the “evolutionary principle” can be formally constructed by additionally filling the left half-plane of the n, z “phase” space with arbitrary sets of “charges” which, however, will not result in any basically new characteristics of instability evolution, differing from those inherent in “fundamental” perturbations. 13. “Overturned shallow water” The best known classic example of absolute aperiodic instabilities is the Rayleigh—Taylor instability

[14]for the boundary between two different liquids in a gravitational field, the heavier liquid overlying the lighter one. Let us consider a specific case of one-dimensional drops — “overturned solitons” — similar to the ridges that rise in a shallow water layer clinging to the ceiling. The equilibrium here is maintained by the upward gas pressure. Formally, the mathematical description of the “overturned” shallow water can be apparently

obtained from the well-known equations for shallow water (on the floor, rather than on the ceiling) [14, 21], the only change being made in the sign of the gravitational acceleration. However, we are going to reproduce this derivation here since it can prove also useful in other similar situations. In view of the incompressibility of water, we get the equations div~=0,

~~+(UV)~—’Vp+~ 8t p0

(13.1) 2~~ = 0, the x axis being horizontal and the z

in it can be assumed thatdownwards. v = V~i(x,z, On t), so V itself, we have the boundary condition of axiswhich running along g vertically thethat ceiling “clinging”, v~= 0, and, given a shallow layer, the solution of the Laplace equation will be sought through expansion in powers of z ~i(x, z, t)

=

~i

2 ç1i 0(x,t) + z

2(x, t)

(13.2)

+....

On writing v = lfr~(x,t), where the prime represents the derivative with respect to x, we look for the velocity components 2v”/2 =

v—z

+

---

V =

—zv’

+

z3v”/6

+...

.

(13.3)

BA. Trubnikov and 5K. Zhdanov, Unstable quasi-gaseous media

165

For the liquid boundary z = h(x, t), we get the equation zh

Z

—v X

zh

~ox

Ox

(13.4)

Ox

where the thickness in the second small term on the right-hand side can be regarded as equal to the unperturbed layer thickness h = h0.

If we now introduce p = h/h0 and define e (9

=

h~i8, eq.

(13.4) will finally take the form

a

(13.5)

It can be easily shown that in the same approximation the equation of motion (13.1) will yield the relationship 3v

Ov + v — Ov —c 2 0 0 — p3e 9tOx 2 (13.6) ôt Ox Ox c where c~= I gh 0 I. Comparison with (2.3) shows that in the case of the drops on the ceiling, the role of effective density is played by the layer thickness and that the “quasi-Chaplygin” index m = 1. The only —

difference consists in the presence of the small dispersion terms e. Hereafter, however, the effect of dispersion will be ignored. The system (13.5)—(13.6) is written in the same approximation as the Bousinesq equations for shallow 2,water it can p = 1[21,22]. + js and Specifically, assuming that ~i be v/1cused to obtain the KdV equation by formally replacing c~—~ —1c01 01 and a/Ot—~—1c01 O/dx in the small terms, which would yield 3v —+——+-——--~-0, ôv v (9v 2e 0 Ot 2 Ox IcoI Ox

(13.7)

the familiar Korteweg—de Vries equation. Thus, the “overturned shallow water” is a quasi-Chaplygin medium with “azimuthal number” m = 1, and in order to describe the most important flows it remains for us to use the general results of part I. Since this case is still to be found below (sections 17—22), we shall write out the explicit forms of the “fundamental” solutions in terms of elliptic integrals. In toroidal coordinates, according to (5.9), we

have the following expressions for the layer thickness and flow velocity h —=pr h 0

2

/

=l~

sinh ~

)

cosh~+cos77

2

v — ——2z— —

,

c0

2

sin 77

.

(13.8)

cosh~+cos’?j

Then, using the formulae of section 8 for drops periodic in x, we get 3)h’2 , x/c t/t~= 2E*(k)i(kr 0t~= irA0 + 2zt/t ,

the two types of local perturbations, according to section 9, being described by the formulae

(13.9)

BA. Trubnikov and S.K. Zhdanov, Unstable quasi-gaseous media

166

1/1~=

t/t*

=

3 1/2 K*(k)cos7//(kr)

_______

xic0t~=

,

3 1/2 _K*(k) cos 7//(kr)

(cosh ~ —2) zt/t~+ \ cos 77

xIc0t~=

,

(2— \

inA1I2,

77<

ir/2 (13.10)

________ cosh ~) zt/t~— in(A1 — 1)/2,

cosi~

irI2<77<3’rrI2.

Here, A0 A1

=

= A0(k’, 77/2) is the Heuman function (27.12), and A1 according to (27.5), is defined as 3)~2, with the following designations made for brevity’s sake: A0 _2zE*(k)/(kr

K*(k) = K(k)

k2 1—k2 E(k), 1 +



E*(k)

=

E(k) — K(k),

k = tanh ~/2,

k’

=

cosh’ ~/2. (13.11)

Formulae (13.8)—(13.10) provide a parametric representation of the relations h(x, t) and v(x, t) whose profiles are shown in fig. 5. It will be recalled at this point that the exact laws of temporal variations of the effective density extremes, obtained in section 6, directly determine the maximum or minimum thickness p = h/h 0, of “overturned water” on the ceiling. The same figure shows also the “doublet” drop whose parametric representation takes the form t 1~



K*(k) sin77

x

(kr~)~ ‘

3

~(1c

-1/2

[K*(k)r5iflh~c05h~2Z5in77+E*(k)].

)

-2’

0

_

a)~

!~,2~

7~i~4~ ~

2~\~

~ d)

(13.12)

—g ,

—2 I

I

0

I

1



L

x/c0t 0

*

1

I

4f~~

_________________ z= v/2c0 h/h0

~

10

—2 0

2

4

~

x/c0t~

Fig. 5. Evolution of the ‘drops on the ceiling”: (a) periodic in “x”; (b,c,d) localized; (e) velocity profiles for the “doublet” (d). The parameter yt equals respectively: (a) 1—3: yt = —~, —2.52, —(112)x-; (b) 1—3: yt = —~, —0.4, —0.155; (c) 1—3: yt —~, —4. —(314)ir; (d—e) 1—4: yt = —x, —4, —2,—i, —1.35.

BA. Trubnikov and SK. Zhdanov, Unstable quasi-gaseous media

167

Let us discuss at greater length the perturbations appearing as periodic drops. In this case the minimum and maximum liquid depths, as shown in section 6, are determined by the formulae 112 E*((ho/hmax)l/2)

tit~= 2(ho/hmax)

t/t*

=

(13.13)

(2h 0ih~1~,) E*((hmin/ho))

and (see fig. 2) at a certain critical instant of time, t= t~5,we have hmin~~~*O, hmax ~ the liquid splitting into separate drops. The value of tCr can be easily found by using the well-known asymptotic forms of elliptic integrals [15] with a small modulus k 2/4—3k4/64+”~), E(k)=(ir/2)(1—k K(k)(ir/2)(1+ k2/4+9k4/64+”-), E*(k)

= —(irk2/4) (1 + 3k2/8

(13.14)

+...).

This yields

ten

= wt*12 =

A

2

0i4c0

(13.15)

,

= ~0/4~gh0~U

where A

0 is the spatial period of the structure. The periodic drops of “overturned shallow water” were studied numerically in ref. [3].As an initial condition, the authors took the profiles dictated by the linear stage of instability p

= 1 +

p1 exp(yt) cos kx,

u

=

—c0p1 exp(yt) sin kx,

y = kc0,

(13.16)

where p1 ~ 1 is the initial perturbation amplitude, but their result differed from the one presented above. The cause of this disparity, which we have failed to ascertain so far, may lie in the inadequately small initial perturbation amplitude adopted in the numerical calculations. Finally, an analytical study of periodic drops was previously attempted in ref. [4]. The author of this

work assumed that, just as in ordinary hydrodynamics, the layer of “overturned water” could be described by the “Riemann wave” method which linked the flow parameters by a functional relationship of the form p = p(v). The fallacy of this assumption becomes obvious even in the linear approximation (13.16) since even linear p and v fail to be connected by a functional relationship without derivatives. 14. Sausage instability in an incompressible current-carrying skin pinch

Another important “quasi-Chaplygin” example is the problem of evolution of constrictions (also known in the pinch theory as the “m = 0 mode” or “sausage instability”) of a plasma cylinder with a longitudinal current, which was first considered in the linear approximation by Trubnikov [23]. Let us begin with a simplified incompressible model [6] of a skin pinch with constant longitudinal current, I~= const., which permits using eqs. (13.1) of the previous section for the plasma description, but with g = 0. From the outside, the pinch is surrounded by a magnetic field, B = 2L2icr. At the pinch boundary, which is specified by the way the plasma column radius r = a(x, t) depends on the time and

B. A. Trubnikov and S. K. Zhdanov, Unstable quasi-gaseous media

168

2, where p 0(a0ia) 0, a0 stand for equilibrium values. We are using a cylindrical system of coordinates r, ~, x, with the x-axis running along the pinch. longitudinal coordinate, the plasma pressure is p = B218ir

=

p

Like the drops on the ceiling, sausage instabilities are not “quasi-Chaplygin” unless their characteristic length 1 along the axis exceeds the pinch radius a0. Equations for sausage instabilities in this limit are derived in ref. [6] using an expansion in the parameter a~Il~ 1. Here, however, we resort to the analogy of the “overturned water” and introduce the potential ~fr(r,x, t), for which we have the following series expansion instead of (13.2) 2 ~(x, t) +... (14.1) = ~x, t) + r resulting in the velocity components 2

vx =u =v—rvI4+~,

(14.2)

3v”I16+”~

VV

—rv’I2+r where u = (0/Ox) ç11 1

=

0(x, t)

=

~/i~(x,t). By analogy with (13.4), the equation for the boundary a(x, t)

appears as Oa ~=Vr cit

ra

a , III -~---=—(avI2+va)+(av +2ava)116

—v~

r=a aX

(14.3)

but in its last small terms 2weand candefine approximately take (14.3) a equalcan to a0, unperturbed radius. If we = a~I8,eq. be the rewritten in the pinch form analogous to now introduce p = (a/a0) (13.5)

0

0

03v

(14.4)

The equation of motion (13.1) yields in the same approximation Or’

Ov

c~ (9

—+u———~—p=2e Ot Ox p Ox

c73v 2’ OtOx

(14.5)

where c~= p 2. = c~/2, = B0i(4inp0)~ With the 0/p0 exception ofCAsmall dispersion corrections, the system (14.4), (14.5) coincides with the “quasi-Chaplygin” system (2.1) and corresponds to the “azimuthal” number of the medium m = —1. We are not going to write out the explicit formulae for “fundamental” sausage instabilities — local and periodic — since they are actually presented in sections 8, 9 of part I (see also ref. [7]). However, it should be borne in mind that for incompressible sausage instabilities the effective density is p = (a/a 2, 0) i.e., is equal to the squared pinch radius. The evolution of “fundamental” sausage instabilities defined from the above analytical solutions is illustrated by fig. 6. Sausage instabilities develop in a somewhat different manner than do the drops on the ceiling (fig. 5). Here, the instability also causes tearing of the plasma pinch, but as the moment of tearing approaches, the constriction in the neighbourhood of the minimum radius gets Pttened.

BA. Trubnikov and 5K. Zhdanov, Unstable quasi-gaseous media

a)



4~a/a

~ .z~_

~ ~=-~z--~

~

2

a/ax

-3i~/2

1

169



~

31i72 I

2~

d)

__~

L~1

-3~r/s~s~ ~—3rd8

a/a

z=—v/2c

0

~

‘l

Fig. 6. Evolution of constrictions on an incompressible pinch: (a) periodic constriction; (b) local well; (c) local hill; (d, e) “doublet” constriction. The parameter yt is (a) i—3: yt = —~, —0.628, —0.126; (b) i—3: yt = —sc, —2.84, —0.072; (c) 1—3: -yt = —~, — 0.284, —0.072; (d—e) 1—3: yt = —~, —2, —0.i; (e) velocity profile for the “doublet”.

Non-linear constriction evolution in an incompressible model, studied numerically by Book et al. [6], at the initial state, is generally in line with our analytical results. This is no surprise since in ref. [6]the initial profile was chosen to fit the linear approximation for periodic constrictions, that is, it conformed to the “evolutionary” principle formulated in section 4. However, a curious phenomenon, important for computer simulation, was observed in subsequent calculations, to wit, the situation with amax~*x arose before the one with amjn_*O, making it impossible to proceed with the numerical calculation. This is exactly the root of the problem discussed in ref. [6]:what will come first, amax_* or amjn~~ 0, and is the constriction tearing possible at all?

The analytical solution provides an unequivocal answer to these questions. The results of section 6 show the extremes of periodic sausage instabilities to be in exact agreement with the relationships t/t~=

2E’~(a0/a,,,~) ‘

t/t~=

(2a0/amjn)E*(amjn/ao)

,

E*(k) = E(k)



Recalling the asymptotic limit of E* (k), (13.4), for a small modulus value, as 2,

(a/ao)max

=

(—2t/irt*)~’

K(k) <0 .

t —*

(14.6)

—0 we get

(a/a 0),,,11,

=

—2t/irt* ,

(14.7)

and the situations with amax ~ and amjn —*0 occur simultaneously. As for the overflow observed in the numerical calculation, it is apparently caused by the uncontrollable increasing “impurity” of the local “dipole” perturbation. (In numerical calculations, sausage instabilities are only conventionally regarded as periodic, since only one period is covered.) Complete tearing of constrictions is in our opinion the most important phenomenon observed in current-carrying plasma pinches [25].It is bound to be accompanied by a new current breakdown on the periphery and to cause a complex series of acceleration phenomena which result in the experimentally —*

170

BA. Trubnikov and 5K. Zhdanov, Unstable quasi-gaseous media

observed beams of accelerated particles and the generation of neutrons in a powerful impulsing discharge [24, 25]. 15. Cylinder of a liquid with surface tension The problem of the instability of a balanced gravity-free cylinder of a liquid with surface tension is largely similar to the above problem of the constrictions on an incompressible cylindrical plasma skin pinch. The role of the magnetic field, which determined the boundary plasma pressure, p = B2/8in, is played here by the surface tension which sets up excessive pressure defined by the Laplace formula [14] p=

a-(1/R 1 +

(15.1)

1/R2)

where a- is the coefficient of surface tension and R12 represents the main radii of curvature of the surface. It is but natural that these constrictions are not identical to the plasma ones owing to a difference in the nature of the surface forces, but the final equations prove to be similar. Under the conditions of axial symmetry, formula (15.1) can be written as follows, a(x, t) standing for the boundary radius, 2 — a 02a/0x2) (1 + (Oa/OX)2)312 (15.2) p = (a-/a) (1 + (Oa/Ox) and in the long-wave limit we have p = a-/a in lieu of p = p 2, as was the case for sausage 0(a0/a) flow is described by the same instabilities in the current-carrying plasma pinch. Since the internal equations, the procedure of reduction to the “quasi-Chaplygin” system is the same as in section 14. Therefore, skipping the intermediate calculations, we put down the final result 0 0 ~_tp+~__pv=O,

Ov Ov ~—+v~—=c

2

-3/’

0p~~--p,

(15.3)

2, c~= o-/2p where p = (a/a0) 0a0 and small dispersion corrections are omitted. Thus, the instability of a thin liquid cylinder is characterized by the “quasi-Chaplygin” “azimuthal number” m = —2 rather than m = —1 for sausage instabilities. The “fundamental” formulae for periodic and localized drops turn out to be more cumbersome due to the large “azimuthal” number m, and we see no point in writing them down. They can be easily derived, if required, since all the preliminary work has been done in part I, sections 8—10. In illustration, we find it sufficient to analyse exact formulae for the extrema of periodic perturbations. For the medium under consideration we have m = —2 which corresponds to v = —m — = ~, hence the extrema, according to (6.3), (5.8), are defined by the formula 3~2Q 2 + 1)/2r, r = p~4 = (a 2. (15.4) tIt~ = —r 3,2(~)’ a = (r 0Ia)’ Using the recurrence relation (A.2) and definitions (A.4), we express Q 3/2(a) in terms of the elliptic 2 — 1)1/2 integrals K(k) and E(k) with the argument k = a — (a Q 312) [(1 + K(k) — (1 + k2) E(k)] . (15.5) 3/2(a) = (4/3k Considering that the extreme values, according to (6.1), (6.2), are related to k through k2/2)

rmaxmjn

=

k

=

(aoiamjnmax) 1/2

,

(15.6)

BA. Trubnikov and S.K. Zhdanov, Unstable quasi-gaseous me4ia

171

we find the required relations in the form of inverse functions =

t,~ t

=

t~

-~

3

+

ao ) K((-~-)) 2a,,,~ amax

(a)~ 3 amjn

[(i

4

+

-(1

+

~)

K((~~))

2a0

a0

-~-) E((-~--))], ama,, ama,, — (i

+

~)

(15.7)

E((~!~))].

a0

a0

These formulae suggest that in the limit as t—~—0, amaxmjn(t) vary in the following manner

(a/ao)max~a(_3irt*/8t)1/2 ,

(a/ao)mjnns(8t/3irt*)

2 ,

(15.8)

amjn —‘0 and ama,, occurring simultaneously, just as was the case with the constrictions in (14.7). In our situation, the cylinder assumes the form of “pancakes” with thin necks between them, the latter breaking when t—* —0. However, this picture is based on the long-wave approximation (A ~ a) which holds true in the region of the necks but is soon disturbed near the “pancakes” which actually turn into “beads”. Such a “bead-shaped flow” caused by surface tension was observed in the experiments reported by Samoilenko and Slezin [26],when a thin stream of liquid was injected from below into a vessel with glycerine. Much the same is the picture of water trickling out of a faucet, with the exception of the long thin links between the beaded drops being almost indiscernible. The four examples discussed in sections 12—15 will be called the “basic prototypes” since their evolution makes a clear and typical picture. They can be conveniently referred to in the analysis of other more complicated systems whose behaviour is less demonstrative but which are described by the same equations as, for instance, is the case of compressible sausage instabilities discussed below. —*

16. Sausage instabilities in a compressible pinch [7] The previously discussed model of a pinch with an incompressible plasma is attractive in its simplicity and gives an adequate description of the sausage instability development. Nevertheless, to make it more comprehensive, we shall use a model of a compressible gas with a mass density Pm Pm+d~~/Pm~0~

+(t~V)t~=

—~,

p—p~,

(16.1)

2/8ir = p 2 at the plasma boundary r = a(x, t). Just as we did in the case of the and pressure p =plasma, B 0(a0/a) incompressible using the long-wave approximation we neglect the variations of the functions Pm’ p and v, in the pinch cross-section and assume that Vr = r f(x, t). Under these circumstances, it

appears useful to introduce the function p=(a(x,t)/ao)2s

,

s=(-y— l)/’y ,

(16.2)

which brings the system (16.1) with the plasma boundary condition to the form 0 0 ~-~p+~--pv—O,

Or’ Or’ 2O -1 -~+v~---——c0~—p,

(16.3)

172

BA. Trubnikov and 5K. Zhdanov, Unstable quasi-gaseous media

where c~= yp0/(y — l)p0 = yc~/2(y— 1), c~= B0/(4irp0)”2. Thus, “compressible” sausage instabilities may also be regarded as a “quasi-Chaplygin” medium with “azimuthal number” m = —1, which permits borrowing all the pertinent results from section 14 dealing with “incompressible” sausage instabilities. Allowance should be made, however, for the change of the quantity c 0 and the power of the radius in the effective density p. From (16.2) it follows that the instability development should be most intensive when the adiabatic exponent y approaches unity and the sausage instabilities become “isothermal”. The isothermality is roughly realized in vacuum-spark experiments when a discharge develops in metallic vapour (see, e.g., refs. [27,28]). Therefore, the “isothermal” sausage instabilities are of particular interest as a model of the so-called “plasma point”. For the system (16.3), however, y = 1 is a special case requiring separate research which is beyond the scope of the present work. We conclude this section devoted to sausage instabilities by a brief comparison with the numerical results of refs. [29, 30] where other aspects of the instability of the pinch boundary were studied. In the present work, just as in ref. [6], the equations for the sausage instabilities are derived strictly from hydrodynamic laws in the “shallow water” — or “thin pinch” — approximation, whereas in refs. [29,30] they are obtained by the “profiling” method similar to the well-known snowplough model [31],but for a cylindrically asymmetric case. The difference amounts basically to the fact that we “underrate” radial inertia while in the “profiling” method its role is “overrated” with the risk of violating the laws of conservation. In the calculations of refs. [29, 30], as opposed to ref. [6], the initial “seed” is given arbitrarily and the resulting plasma profile is heavily broken and random in nature, just as might be expected when the “evolutionary principle” stated in section 4 is violated. This is why the calculation results are not always clear. Thus, in ref. [29] plasma constrictions are not, for some unknown reason, symmetric with respect to the midplane x = 0, and in ref. [30] the cumulation of the final-mass shell at the time of its reaching the axis causes its intantaneous “shooting out” to infinity. This is yet another testimony to the fact that the generation of “experiment-like” random forms engendered by arbitrary initial conditions should be supplemented by an analysis of spontaneous instability modes complying with the “evolutionary principle”. In conclusion we should like to emphasize the fact that the possibility of a complete breaking of constrictions in the pinch demonstrated here applies only to our model of long-wave hydrodynamics. In reality, the constriction tends to, but is unable to, break completely and this problem, strictly speaking, calls for a kinetic analysis.

B. Media classed with the “drops on the ceiling” The “quasi-Chaplygin” media with “azimuthal number” m = 1, as in the case of the “drops on the ceiling”, are apparently the most common natural occurrence. Let us discuss some examples of such media. 17. Rayleigh—Taylor instability of a cool surface current in the ocean Let us consider a thin layer of cold water with density p~,flowing over a warmer water “substratum” with density p~< Pr~ These conditions, including the action of gravity, are bound to give rise to a Rayleigh—Taylor instability, the calculation of which can be simplified by assuming that there is no friction at the boundary, the substratum is not involved in the motion and the flow is steady-state. Let us assume that the flow is unperturbed at the left infinity, y = and has a velocity U1) = v~and a depth within —h0 < z <0. As it moves along the y axis, it becomes exposed to spontaneous —~,

BA. Trubnikov and 5K. Zhdanov, Unstable quasi-gaseous media

perturbations of the top surface, z

=

173

z1 = ~1(x,y), and the boundary z =

=

—h0 — ~2(x,y), so that

the perturbed layer depth becomes (17.1) It can be easily shown that in the long-wave approximation, given e = h/A -~1, this problem is reduced to the “quasi-Chaplygin” system of equations (2.4). Here, the input equations are divt3=0,

tY=V~(’,

(tiV)tY=—Vp/p~+~,

(17.2)

the second equation giving the Bernoulli integral defining the pressure in the layer p

=

t~(v~ —



2gz)/2.

(17.3)

This pressure should be equal to the atmospheric Patm on the top surface, z = z1 and to the unperturbed pressure of the warm substratum Pw = Patm + p~gh0 p~g(z+ h0) on the boundary, z = z2, if we wish —

the substratum to remain motionless. These two boundary conditions yield the relationships

=v~—2g~1,

v2~ z—z1

~

- =v~+2g(1—p~/p~)32. z—z2

The velocity potential is written as a series 2 ~i ~i(x,y, z) = ~i0(x,y)+ z ~1(x, y) + z 2(x,y)+

(17.4)

(17.5)

-“,

2çb

whereupon from the incompressibility equation div ~J= V = Vifr0, the velocities will appear, respectively, as vx=V~+zV~lJi, where v~=

~

vy=Vy+zV,~/i1,

0 it

can be found that

~

= —V

0/2. If

(17.6)

v~=v°5—zdivV,

The conditions to be met on both surfaces, z = z1 and z

we write

=

z2, are v,

=

(UV)z12, which

to first order in e leads to the relationships

v~=divV81,

divVh=0.

(17.7)

2 = V2 + 0(s2) and, hence, with terms of the order of It is seen from v expressions (17.4)(17.6) shouldthat coincide, which results in the equations ~

8 0, 1~(lp~/p~) 2’

V2=v~+2c~(h/h

0—1),

~2

discarded,

(17.8)

where c0 = (gh0 p~/p~ — 11)1/2 is the velocity of “internal” waves. Equations (17.7—8) are equivalent to the relationships div Vh

= 0,

(VV)V= c~V(h/h0)

(17.9)

174

B. A. Trubnikov and S. K. Zhdanos’, Unstable quasi-gaseous media

and at V~ v0

~‘-

0

c0 lead to the “quasi-Chaplygin” system 0

Or’

v0~—p+~---pv0,

Or’

~O

V~,-~j--+v~—=c~---P

(17.10)

for the “reduced density” p = h/h0 and velocity v = V,~.In this case the “azimuthal number” m = I and the parameter r’ = —m — =112 — ~, as in the problems of the “drops on the ceiling” or light self-focusing. and z = v/2c On introducing r = (h/h0) 0, we put down three simple spontaneous solutions (5.5—7)

as

y/y~=—r~Q,,, y/y*~rnQ~cos7/,

y/y*=_rvQ~cos7/,

(17.11)

where y~= v0t, is the length parameter. The first solution, periodic in x, describes a flow which spontaneously splits into separate streams whose boundaries draw closer together by the law of (18.12), as shown in fig. 10. For illustration, let us take a closer look at the third solution (17.11) describing the process of one isolated stream separating from the flow; the stream has as axis x = 0 and the same cross-section of the depth h(x), with a given y, as that of the solitary “drop on the ceiling” displayed in fig. Sb. When approaching the point y—~—0, the stream gets narrower and, assuming the form of a thin vertical layer, dives under the warm water. To make it more graphic, we shall find its boundaries, x = x(y), which would be seen from aloft e.g. “from an airplane”, if the cold and warm water differed in colour. For this to be done, we should consider the limit 4—~ 0, at which r—’ 0 and h(x, y) = 0, as well as Q1(th

1+k)k~1/2[K(k)

E(k)]_~k312.

~

(17.12)

In this limit, the last equation (17.11) and the associated equation (7.15) for the coordinate x can be conveniently written in terms of the angle ~ as the parametric relationships y/L

=

A cos 7//2!~cos ~,

L

=

(c0/v0) y~,

A

=

3irV0/4c()

(17.13) ~cos7/)Icos7/lsin77—i+ Jlcoswld~].

Then, it can be seen that the parameter L which is arbitrary, as is y * — defines the stream half-width at the time when its boundaries begin to separate from the rest of the flow. This 2AL, criticaland moment at y = is0 approximately associated with the values: ~ = 180° ~ 70°, XCn = ±L, y ~ = —6.45 x 10 the stream sinks completely. On adopting the scale A = 10, we get the “flow map” presented in fig. 7. A similar phenomenon is also likely to occur in the atmosphere, giving rise to narrow air streams at the Earth’s surface. In this regard, it might be interesting to watch the behaviour of the ocean surface —

z=z 1=81(x,y)=(p~/p~—1)(h0—h),

(17.14)

BA. Trubnikov and S. K. Zhdanov, Unstable quasi-gaseous media

175

~

\(

—1

—I---

—,

~0

~

1 .5

2~

I

III

~ III

= wy/AL

Fig. 7. Map of “stagnant zone” boundaries in a cold surface flow with one separating stream (top view): I — sinking stream, II — standing warm water (“stagnant zone”), III — cold-flow region.

which rises

(~>0)

above those areas where the layer depth, h(x, y), decreases and, vice versa, where the depth increases (h > h0) due to the accumulation and sinking of cold water, the surface also falls,

closing like a book (fig. 8). As this takes place, any objects which might be found on the surface (the “Bermuda Triangle ships”?) are likely to be drawn down. The non-linear process of “sinking” of the initially motionless layer would be far more difficult to calculate since this would require allowing for the motion of the warm substratum. However, if this motion is considered to be much slower than the layer movement, it should be approximated by the same “quasi-Chaplygin” equations as the drops on the ceiling, but now time-dependent. Specifically, the “sinking” of one “drop” is approximated by the self-similar solution (1.3) 2/8c~It h/h0 = t0/tI (1 — r 0tl), (17.15) which can be also regarded as “evolutionary” since it vanishes in the limit as t—~—ce• This solution is

depicted in fig. 9.

~T1 z/h0

z/h0

Cross-sections of the stream shown in fig. 7 at the points in a streamwise sequence (a) with y= —4.24 (yt= —1), (b) with (yt = —0.155); (c) with j = —0.17 (yt = —0.04). We have used the notation: z1 = (h0 — h) SpIp, z2 = h + z, and adopted op/p = p0/p~— 1 Fig. 8.

—0.66 = 0.2.

176

BA. Trubnikov and 5K. Zhdanov, Unstable quasi-gaseous media 0

—~

1

2

2

~

r/R

72

z/11

0

Fig. 9. A sinking axisymmetric “cold drop” on the surface of the “warm ocean” (self-similar solution) at consecutive moments of time. h is the cold layer depth (17.15). We have used the notation: R = 8Scoto, z, = h Op/p, z2 = h + z, and adopted op/p = p,/p~—1=0.1.

We can visualize, for instance, the following picture. A heavy cool shower has fallen on the warm ocean and the uniform cold top layer formed therewith is at rest for some time (or is flowing, driven by the wind), but then, splitting into several large “drops” this process being referred to as the “tearing instability” or gathering into one large “drop on the ceiling”, this mass comes down. For this to be true, the condition for the Rayleigh—Taylor instability should be fulfilled, which might be hindered by the difference in density between the salt and fresh water, the latter being lighter in weight at the same temperatures. —



18. Self-focusing of light in a non-linear medium This phenomenon, comprehensively covered in ref. [8], amounts to the fact that in some liquids, such as carbon bisulphide, CS2, a sufficiently powerful laser beam, about —1 mm in the original diameter, is contracted to a diameter of some —50 p.r, and even —5 ~.rfilamentous beams are sometimes

observed. The theory suggests that such phenomena are possible not only for light, but also for various kinds of waves, provided their intensity is great. The relevant case of a plasma is covered in ref. [32].

For light, use the Maxwell equation for the material medium 2V2E=D~, D=eE. c

(18.1)

Here, e is the dielectric permittivity which in the presence of an intensive electric field E can itself depend on its amplitude, as, for instance, in the simplest case, e = e~+ ~2 El2, where s~and ~2 are defined by the properties of the medium (such a medium is known as “cubic”). If the wave is monochromatic, so that E = ~fr(x,y, z) exp(—iwt) (18.1) will yield the non-linear Schrödinger equation 2 V

~fr+(w/c)2 (~

2

0+e2I~frI)~i=0,

(18.2)

BA. Trubnikov and S.K. Zhdanov, Unstable quasi-gaseous media

177

whose solution in the linear approximation is represented by a plane wave, i~= A exp(ikz), k = ws~2Ic,propagating along the z axis. To allow for non-linearity, we shall regard the complex amplitude A as only slightly dependent on the coordinates, thus obtaining the equation +

2ik OAIOz + k2

(~2/~o)Al2

A

(18.3)

= 0.

Here, we ignore the term 0 2A /0z2, considering the perturbations to be extended far along the beam (0/Ox ~ O/Oz). In real experiments, the beam has a roughly cylindrical shape and the solution should be sought in the form A(r, z) = a(r, z) . exp(iks(r, z)), where the amplitude a and the quantity s (known as the “eikonal”) are real. Substitution yields two equations: Oa Oa a 0 —+v—+——(rv)=0, Oz Or 2rOr

Os 2 ~2 2 2—+v =—a +—y, Oz ak

(18.4)

where v = Os/Or. In the geometrical optics approximation (A—*0), one should disregard the last term accounting for diffraction (wavelength finiteness). If we now introduce the wave intensity, I = a~it will be possible to write doWn the system (18.4) in the quasi-Chaplygin cylindrical form (11.5)

01 0 —+—(rvl)=0, Oz rOr

Or’ Or’ ~2 01 —+v———, Oz Or 2s~Or

(18.5)

which can not be solved in the general case, but is provided with a self-similar solution of the

“drop-on-the-ceiling” type in section 11. An exact solution permits of a plane-layer case, for which solution of eq. (18.3) should be sought in the form A(x, z) = a(x, z) exp(iks(x, z)). Then, for the velocity v =

01 0 ~+~v1=0, Oz

Ox

=

Os/Ox and intensity 1= a2, we get the equations

Or’ Or’ 201 —+v—=c 0——, Oz Ox Ox 1~

2

c0=—10 2s~

(18.6)

which are fully analogous to the equations for the “cold flow on top of warm water”, discussed in the previous section 17. So, fig. 7 illustrating the process of a single stream separating from the “cold flow” shows at the same time the separation of a “stream of light”. Although the self-focusing of light can now be looked upon as a well-studied phenomenon, we would like to emphasize two points.

Firstly, the presentation of the equations in the standard “quasi-Chaplygin” form and the full analogy with the “drops on the ceiling” (or to be more exact, with the “cold flow”) give a clear and useful idea of the nature of the process. Secondly, note that both in experiments and theoretical studies, such as ref. [8], consideration is usually given only to such situations in which the beam has a limited diameter even when it enters the medium. The ensuing impression is that the beam is focused by its boundaries, similar to a wire being drawn through a converging opening or a nail being driven into a wall.

178

BA. Trubn,kov and 5K. Zhdanov, Unstable quasi-gaseous media

This would be a wrong idea and it should be emphasized that even if the inlet intensity of the light flux, 1~= a~,were uniform in the transverse coordinates, the flux, with its large cross-section, would spontaneously split into separate streams, as shown by our evolutionary solutions vanishing in the limit as z—* Such a formulation of the problem has not been considered before, but it can serve as a —~.

useful supplement to the theory of self-focusing and is presented below for a solution which is periodic in x. In the two-dimensional equation (18.6) we introduce the designations p = II1~,c~= 5210/251) and the “phase” cylindrical coordinates I?—

p

sinh~ cosh~+cos7/‘

1/2 —

sing 2c~— cosh~+cos7/

~——~—— —

187 -

-

Of greatest interest is the solution (8.1) which is periodic in x and on using the recurrence relationships =

Q112(a),

312

A1

=

(18.8)

A0 + ZQ112/7rR

takes the form

312Q

z/z~= —R312Q 112

,

x/c~z~ = 2ZR

112 + ITA0

(18.9)

,

where z is an initially specified parameter, with z~> 0,2)/2k, z <0.therefore On the line = 0, we have R = k, where the7) minimum light amplitude, k is =introduced by the relation a = coth 4 (1 + k a~/a~ = k, varies as the coordinate zl is reduced under the law 2 (E(k) — K(k)) (18.10) 112(a) = 2k and in the limit as k—*0 we have z/z~= —ir/2. Beginning with this moment, or to be more exact, with this coordinate ZCr = — 7rz~/2, the light flux splits into separate independent streams, this process being fully analogous to the breaking of the “overturned shallow water” layer into separate ridges. The light intensity is maximum at ~ = ii~+ 2iTn on the horizontal lines Xm = c 0z*(i-r + 2lTn). Hence, the initial width of the streams at the instant of their separation in the plane z = ZCt~is ~ = 2 rrc0z *. At the stream boundary we have k = 0, and in this limit eqs. (18.9) take the form (with 0< ~ < 3(7)/2) , x 3(~/2), (18.11) z/z~= —(ir/2) cos 1/c0z~= — iT sin so that the stream width within the range Zcr < z <0 is reduced as z/z~ =

8

—k312 Q

= 8~(1 —

sin3(7//2)) =

going to zero at z

=

8~[1



(1 — IZ/Zcr1213)312]

(18.12)

0. Thus, the length lZcrl = 8

0/4c0 can be defined as the “self-focusing length”. The

beam shape (18.9) is shown in fig. 10 which also presents the graph of maximum intensity of the beam

on its axis,

~ = iT

2, Pmax

=

2k[K(k)



E(k)]

=

—z/z~= —irz/2lz~~l

(18.13)

k

this graph coinciding with curve S in fig. 2. Note that in the experiments of Townes et al.

[331

there

B. A. Trubnikov and S. K. Zhdanov, Unstable quasi-gaseous media

_____

179

I 10

~



~

~.5:ito.5o

~

Fig. 10. The shape of rays (18.12) of spontaneously self-focusing light beams (layers), and the graph of maximum light intensity 1/10, on the axis of an individual beam (layer).

were cases of filamenting light beams (see also fig. 3e in ref. [8]), which appear to be close to our

spontaneous plane-layered solution (18.9). It might be interesting to note that to the right of z = Zcr~ where the solution (18.9) splits into separate beams (fig. 10) of the width defined by (18.12), the profile of these beams, 1(x), is not exactly parabolic. Nevertheless, they are point focused without aberration, contrary to a statement made in ref. [8] p. 36, to the effect that “if a beam has the amplitude profile which is other than parabolic, it can no longer be point-focused as a whole, and aberrations come into play”. So, this statement is wrong. 19. Modulational instability of Langmuir waves in plasma The phenomenon of the modulation instability of a plasma (MIP) is quite similar to the effect of light

self-focusing, discussed above. The MIP theory being thoroughly covered in refs. [34,35], we think it appropriate, however, to point out that the possibility of density wells filled with electromagnetic oscillations forming in plasma was first mentioned in a work by Volkov [36]in 1958. This study dealt with merely transverse oscillations, but we find that inessential inasmuch as 2/ both thewhich longitudinal 8iT), is addedand to transverse oscillations of the field E set up a supplementary pressure, p = (E the plasma pressure p = 2nT. If we consider only the quasi-equilibrium states of a plasma whose motions are slow compared to the sound velocity, the total pressure, p + j, should be constant in space, and when the density is modulated, n = n 0 + 6n, ~n ~ n~= const., 2)/16iTT. (19.1) ~n=—J3i2T=—(E Hence, the density, n = n 2) is a 0 + &n, decreases in the areas where the oscillation intensity, (E maximum. A plasma free of a magnetic field can have high-frequency transverse oscillations with a frequency = (w~ + k2c2)~2where w 2/m)112, as well as longitudinal oscillations whose frequency with regard to the thermal motion1, =is (4iTne = W~(l + 3k2D2I2) where D = (T14iTne2)1’2 is the Debye radius. If the density is modulated, n = n 0 + &n(i), we have the following approximation 2D2/2 + ~nI2n

= W0(l +

3k

0),

2k2I2w~+ ~nI2n

alL = w0(1 +

c

0).

(19.2)

Here, we consider the case of long waves with kc —~ ~ for transverse waves and the case with kD 4 1

for longitudinal waves, expressions (19.2) being actually identical. Then, the equations of geometrical optics,

180

BA. Trubnikov and 5K. Zhdanov, Unstable quasi-gaseous media

uriut =

Vgr =

Ow/Ok

3w0D 2k,

=

(19.3) dk/dt= —Ow/Or= —(w0/2n0)Vn(i), show that the2), wavepackets in both the region of reduced density oscillation is a maximum, as cases may deviate be seen tofrom eq. (19.1). This gives risewhere to thethe self-focusing intensity, (E instability for transverse waves and to the modulational instability for longitudinal Langmuir waves. For the latter, let us consider merely the one-dimensional case E~(x,t) = ~E(x, t) exp(—iw 0t) + c.c.

(19.4)

with a slowly varying complex amplitude, E(x, t), for which the dispersion law (19.2) suggests the equation 2E ~in —-~-=—~D—~-+~—-E, ~n=—lEl2/32iTT (19.5) i OE 2O similar to the non-linear Schrödinger equation.

Its particular solution can be represented by the Langmuir soliton E(x, t)

=

a(x) exp(i(lt),

a(x) = E 1~/cosh(x/L) 2T/eL, which “pulsates” with a frequency 12

with a width L and amplitude E0 = 4 x 3” and resides in a density well with the profile

an(x)

=

—1E12/32irT= —6n

2/cosh2(x/L).

0(D/L)

(19.6) =

~w

2 0(DIL) (19.7)

There are no oscillations of E away from it, so such a soliton seems to have absorbed all the available relatively small amount of the energy of oscillations “plasmons” — per unit area dy dz —

W=

J

~E2/8iT)

dx

48n

=

2

0TL(D/L)

=

12T2/iTe2L

(19.8)

and is no longer evolving. The “quasi-Chaplygin” evolution will take place, provided that in the beginning (as t—* —cc) there was a uniform background of oscillations, (E~),and that the initial stage of the evolution is considered. Then, for eq. (19.5), analogous to the self-focusing equation (18.3), the solution will be sought in the form E = a(x, t). exp(i1(x, t)), where a and P are real quantities. If the dimensionless variables T = w 0t 1’2D are introduced here, we shall get the following two equations for CP and I = a2 and ~ = x13 + (19.9) cP Or

+

v2/2

=

I/64iTn 0T

+

a~/2a,

BA. Trubnikov and 5K. Zhdanov, Unstable quasi-gaseous media

181

where v = I~.The last “diffraction” term is equal to (D/L )2 as to order of magnitude, where L is the characteristic perturbation length, and we are going to assume that the initial level of oscillations was high enough to meet the following inequalities (D/L)2 4 E012132irn0T 4 1.

(19.10) 2IE~)we

Then, last term in (19.9) can be omitted and on introducing p = (E get thethe standard “quasi-Chaplygin” system of equations for the the case“reduced of m = density” 1 0

0

Or’ Or’ 20 -~--+v-~jco~P~

~—p+~pvO,

(19.11)

I

where c~= E 0 12/64 irn0 T. This system is fully analogous to the equations for the “drops on the ceiling” and its solutions complying, in particular, with the “evolutionary principle” p = 1, at t—~—cc, are already well known to us. In this case the intensity, p = El 2~ E0 2, is analogous to the reduced water depth, h/h0,cause and the 2D~ which soon the quickest-growing perturbations are the ones periodic in the coordinate x = 31 ‘ splitting of the “layer” of oscillations, El2, into separate, independent bunches of the field E, with E = 0 between them.

I

I

A separate bunch resides in a density well which gets steadily deeper, but at the final stage this deepening slows down as the bunch assumes the shape approaching that of the soliton (19.6). Such self-stabilization is accounted for by the influence of the “diffraction” term rejected by us, and with this

the modulational instability should have come to an end, but, in reality, as shown by Zakharov [37],the “collapse” will persist since the resulting one-dimensional soliton (19.6) proves to be unstable under two-dimensional perturbations which split it into separate elongated cavities. This problem is beyond the scope of the present work and therefore will not be discussed here. However, it might be useful to point out that the process of self-stabilization of the plasma modulational instability closely resembles the stabilization of the “drops on the ceiling” due to surface tension (see appendix B), but in the three-dimensional case the modulational instability of a plasma gives rise to the immediate formation of three-dimensional collapsing cavities.

20. Self-contraction of wavepackets and the “quasi-Chaplygin” form of the Lighthill criterion “c~> 0” The modulational instability of a plasma (MIP) discussed above, leading to the bunching of oscillations, is a special case of the general phenomenon of modulational instabilities inherent in many non-linear media which comply with the so-called “Lighthill criterion”. The above MIP analysis can be generalized for different media in the following way.

Equation (19.2) for the MIP can be rewritten as w

=

w

2,

(20.1)

0(k) + w2a where a is the wave amplitude, and w 0(k) al’~k= represents of the linearw waves, which will be 2w’~k/2,where (02w the frequency 2)ko, and, finally, taken as w0(k) = w0(0) + k 0(k)/0k 2 is the non-linearity parameter, so that w = w(k, a) = w0(0)

24k +

~k

+

w 2. 2a

(20.2)

182

BA. Trubnikov and S.K. Zhdanov. Unstable quasi-gaseous media

Comparing this representation with (19.2), for a2 = E~,one can find the values of all the three w 0(0), al’~k and w2 for the case of a plasma which, however, can be different in other media, as in the case, e.g., of shallow water with surface tension, covered in appendix B. quantities





By repeating the procedure of the previous section we can pass from eq. (20.2) to the non-linear Schrödinger equation for the amplitude a(t, x) and then, ignoring diffraction in the long-wave approximation, obtain a “quasi-Chaplygin” system of the (19.11) type, similar to the “drops on the ceiling”. In making this derivation it can be easily shown that the “quasi-Chaplygin” parameter c~turns out to be equal to the combination 2

c~=

,,

aOwlwkk,

(20.3)

while the instability, as we already know, requires that c~>0, which is known as the “Lighthill criterion” [38]. This derivation can prove to be quite simple if, using the geometrical optics equations, ~ = Ow/Ok, k = —Ow/Ox, we assume that the group velocity v = Ow0(k)IOk = al’~k k(t, x) should describe the transfer of energy whose density is proportional to the squared amplitude and that hence the law of energy conservation is in evidence [39] -

(20.4)

~

The second equation of geometrical optics yields Or’

+v

Or’ i—

=

dv

=

dk

d

~

= ~W’~k

0 ~—

,

w(k, a) = c~

0 / a

~—

~—)

(20.5)

which can be reduced to the “quasi-Chaplygin” system with c~,= —a~w2w’~k. By way of illustration, we shall examine a nontrivial example from cosmology for a gas slab with pressure p —— pY, assuming that the slab is contracted by its own gravity. The law of wave dispersion in such a slab takes the form (see ref. [40])

(1 + k2H~/5y z2a2/H~), (20.6) w= where w~= (4irGp 112 is the so-called Jeans frequency (similar to the Langmuir frequency in a plasma), 0) the gravitational constant and p with G standing for 0 for the initial density of the mass; 2H0 is the unperturbated slab depth;2= and a = a(x, t) is the amplitude of the boundary deviation from the (y + l)(2y — 1)/48>0. equilibrium; finally Comparingand (20.2) and~s(20.6), we find the parameters for the gravitating gas slab tI2



al~y

1/2

w

0(O)

Here.

= y

,,

w~,

Wkk =

2

1/2

2w~H0/Sy

1/2 ,

w2

=

—w5y

2

(/L/H0)

-

(20.7)

>0, w2 <0, and on bringing eq. (20.6) to the “quasi-Chaplygin” form (20.4—5), we get

W’~k

c~lb=_a~w2W~k=

l1~(2y—1)a~w~>0.

(20.8)

BA. Trubnikov and 5K. Zhdanov, Unstable quasi-gaseous media

183

In view of satisfying the Lighthill criterion, c~>0, the gravitating gas slab is found to show modulational instability. The boundary oscillations, if such are excited therein, have approximately the Jeans frequency (or w~y 1/2) and are bunching like the “drops on the ceiling”; somewhat later, however, they undergo self-stabilization due to the diffraction effects forming motionless or running “envelope solitons”, Another well-known example is the periodic waves on deep water [38,39] (which is not “overturned”). In the linear approximation, their frequency is w0(k) = (kg)112 and with regard to the non-linear addition w = w 2, with w 2/2 >0, in contrast to the gravitating gas slab 0(k) +For w2athe second 2 =derivative, w0(k)k however, we have with the parameters of (20.7). —

W’k =

02w



2 = —~(gIk3)112<0

(20.9)

0(k)/0k

and if the excited waves have the values of k = 2 iT/A approaching k

approximate w0(k) = w0(k0) + (k



k0)w~+ (k

c

0 = 2 ir/A0, making it possible to 2w’~k/2,then the Lighthill criterion



ko)

112>0

(20.10)

0—a0w2w~=~a~w2(g/k~)

proves to be satisfied and the waves show modulational instability, gathering into running bunches, resembling the notorious “ninth surge”. In conclusion of the present section it may be said that both the self-focusing and self-contraction of wavepackets are described with regard to diffraction by the so-called parabolic equation of Leontovich [41] /Oa

Oa\

w’

O2a

i—+w—)+~~.1a+~w~k----S—w 2a=0 ut uX 0 Ox 2lal

(20.11)

for the wave amplitude. In recent publications, however, an equation of this type is generally referred to as the “anisotropic non-linear Schrödinger equation”.

21. Instability of the tangential velocity discontinuity Here, we shall abide by the classical scheme of an infinitesimally thin transition layer of velocity

discontinuity, beyond which the flow is potential. In this case, the description of the non-linear stage of instability is materially simplified and can be reduced in the long-wave approximation to equations of the “quasi-Chaplygin” type.

In our first example, which will help elucidate all the peculiarities and the nature of the approximations used, we shall examine the instability of a thin stream of incompressible fluid of radius a, running at a velocity v

0 in a rigid cylindrical tube of radius R> a and separated from the walls by a steady fluid layer which, for simplicity, is assumed to have the same density, Pm~ If we disregard the viscosity and consider the fluids to be non-miscible, the problem will reduce to the following equations for the two separate flows (21.1)

where the subscript a

= 1,

2 will mark respectively the fast (0< r < a(z, t)) and slow (a(z, t) < r < R)

184

BA. Trubnikov and 5K. Zhdanov, Unstable quasi-gaseous media

components, of the flow which runs originally along the tube z fluids have the same pressure, Oa Ot —



~

=



Oa~ / v~,—) = ~Vr2 Oz r~a

= P21r=a’



axis, so at first

~

=

v0é~,v20

= 0..

The

at the flow boundary where, besides,

Oa~ v~2—) Oz

(21.2)

-

Besides, the normal velocity component Ur2l r=R = 0, should be absent at the rigid wall with r = R. We are going to confine ourselves to the long-wave limit which is equivalent to the narrow-passage approximation. This will permit us to neglect pressure variations across the flow, assuming that

nsp(z,

and, besides, taking v~1= v1(z, t), v~2= velocity components 2—r2 0 r 0 R Un 2 ~ v 1~ Ur2 2r ~ v2

~

=~2

t),

v-,(z, t).

Then, we find for the transverse

(21.3)

and eqs. (21.1—2) are reduced to the system 0 lOp 0 222’ 0 -~---v1=—--— 0t 02 0 2 0 2 2 ~-a =—~--v 1a—~—v2(R —a). O ~v1+v1

-~~~—-

(21.4)

2/a~,normalizing the stream section to its It will be convenient introduce “effective sdensity” p <= 1.a System (21.4) apparently implies the initial value, and toto include thetheparameter = a~/R2 preservation of the fluid flow, which results in the condition =

e(v 0



v1p)/(1



(21.5)

ep)

which will help us to find two equations describing the evolution of the central stream (the subscript 1

will be subsequently omitted): ~—p+~---vp0, O 0

Or’

Ov

~+r’~—z—~---—~--,

0 p

Pet5PPm

1 (er’0

2 —

v)

-

(21.6)

These equations are somewhat more complicated than the foregoing “quasi-gas” ones, since the effective pressure Pef is obviously dependent here not only on the “density” (flow section here), but also on the velocity. In physical terms, this complication is accounted for by the fact that the boundary “hills” growing into the fast flow are found to be deformed under the thrust of the stream. If e -~ 1, this

effect will be negligible. Let us transfer to a coordinate system travelling with the stream, introducing ~=z—v 0t,

~J=v—v0.

(21.7)

BA. Trubnikov and S.K. Zhdanov, Unstable quasi-gaseous media

Assuming that

r’

0~

I

0)

185

and ep 4 1, we get a simplified description

O 0 Ott Ov 20 .~_tp+~___pv=O, -~+r’~-z=c~-~-p,

2

2

c0sv0

(21.8)

corresponding to the “quasi-Chaplygin” medium with azimuthal number m = 1, which is why the evolution of the cylindrical stream reduces to the problem of the “drops on the ceiling” whose typical profiles are shown in fig. 4. This analogy clearly suggests, for instance, that a periodic perturbation causes the stream to quickly split into separate “beads”. Equations (21.6) and (21.8) prove to be equally suitable to other similar problems ofevolution of the tangential discontinuity. It can be shown that the problem of a plane flow of width h, running in the middle of a plane slot of width H> h, can also be reduced to these equations, the only difference being that p = h/H plays the role of an effective density. Moreover, we are going to show that under certain conditions eqs. (21.6) and (21.8) can be also useful in a “compressible” case. The simplest model of this is a tangential discontinuity in a thin atmospheric layer, described by the following equations neglecting the Coriolis force [42] t3 + (iJV)tJ =

—gVh,

h + div hii =0.

(21.9)

As was done in ref. [42],we shall study the flow in a passage of width L with rigid vertical walls, but in

contrast to that publication, consideration will be given to the limit of long-wave perturbations which is simpler in the description of the non-linear stage. It should be borne in mind, however, that the case of short waves can prove to be more important in practice, as they have a greater instability growth rate in the linear stage.

For long-wave perturbations this simplification is accounted for by the fact that the longitudinal velocities (along the initial discontinuity line, e.g., the x axis) found within each of the flows can be looked upon as independent of the transverse coordinate (their designations will be v1 and u2), while the atmospheric depths therein can be taken to be equal. Under these conditions, we get O

0

0

0

0

(21.10)

Let the flows be separated along the surface y = ~(x, t), which will show no “leak” if

~

~=



~

= (~~2—

~).

~

(21.11)

Next, we determine the y component of the velocity from the second equation (21.9), with y = 0 and y = L defining the position of the walls =

—y(h + (hv1)~)/h,

v~2= (L



y)(h~+ (hv2))Ih.

(21.12)

Then, conditions (21.11) can finally be written as the relations h~+

~—

r’1h~=

0,

(L



~)h +

~-

v2(L



~)h

= 0,

(21.13)

186

B. A. Trubnikov and S. K. Zhdanov, Unstable quasi-gaseous media

which determine the preservation of the number of particles in each of the flows. The set of four equations (21.10—13) is exact in the long-wave limit and describes, in particular, the stability threshold which exists when the “supersonic” discontinuity takes place. So, for instance, the flow is steady in symmetric conditions when

~

r’

= L/2,

10 =

—v20

v0, provided that ~v

=

2v1, > Vmax

=

2\/~i~,this

value constituting 21/2 of the “short-wave” limit result [14, 42]. The final equations can be materially simplified in two limiting cases: near the threshold, by expanding them in the parameter l’~ Vmaxl/Vmax -~1 and far from the threshold under the conditions of hard excitation, when v0 4 Vmax. The latter, which can be obtained through the formal expansion in powers of g’, allows us to take h -—- h0 = const. in the equations of volume conservation (21.13), so that the situation actually reverts to the “incompressible” case and the system of equations (21.10—13) is simplified to a form similar to (21.4) and hence can be reduced to two equations akin to (21.6). It might be noted that the problem of long-wave instability of an electron beam in a plasma [43](see the next section) can also be reduced to the forms (21.6), (21.8). The identity of their description shows the analogy between these two seemingly dissimilar problems to be reciprocally useful. Thus, the exact solutions of a particular form presented in ref. [43]can be applied to the problem of the tangential discontinuity. On the other hand, the bunching of an electron beam in a plasma can be graphically interpreted in view of its complete analogy with the tangential discontinuity. —

22. Separation of an electron beam into bunches, layers and filaments in a plasma In accordance with ref. [43], we shall consider a plasma (i + e) penetrated by an electron beam (b) and described by the following equations, with a = e, b O +

0 ~~~nava=0,

0 ~

0 r’~+v,

~—

v~=

—lel E/m.

(22.1)

It is assumed that the plasma temperature is negligible, that the heavy ions are motionless, and that the condition of quasi-neutrality is fulfilled. Then, system (22.1) yields the law of current conservation fleVe + nbr’h = n~r’O=

const.

+

=

n1

=

N = const.

(22.2)

where n~,v0 are the initial density and velocity of the beam which, in this case, is referred to as “uncompensated in current”. The conditions of (22.2) permit us to express ne, Ue in terms of ~b’ and if p = nb/n~, e = n°b/Nthe system (22.1) is reduced to two equations for the beam not of the r’b

“quasi-Chaplygin”, but of a more general type 0

0

0

0

~r’b+vb~r’hR~

~P+~PVbO,

OIep [l_Cp(Er’oVbY]~

(22.3)

which fully coincide with the equations for the tangential discontinuity (21.6). Ref. [43], using the hodograph method without any approximations, presents some exact solutions (the errors in formulae

(9) of ref. [43]can be easily corrected). But we are particularly interested in the “quasi-Chaplygin” case, for which the authors of ref. [43]

give, in our opinion, a wrong approximation Er’~r’h,

e41.

(22.4)

BA. Trubnikov and S.K. Zhdanov, Unstable quasi-gaseous media

187

If adopted, it would yield an expression for the right-hand side of (22.3), which can be written in the “quasi-Chaplygin” form (22.5)

c~=s3v~.

R=c~f—p,

The following approach is more correct in our opinion. Since the perturbations in the given problem are “drifting”, it appears reasonable to take a coordinate system moving with the beam, assuming that x=I + v

0t,

p

=

p(t, I),

r’b = r’0 +

v(t, 1’).

(22.6)

Then, in the new variables, t and I, the system (22.3) takes the form 0

0

di-’

~jp+~pv=O,

di’

OIep

~

21 (22.7)

and the “quasi-Chaplygin” case takes place if v0~’v,

e41,

(22.8)

when the right-hand side appears as R = c~Op/Ox, c~= ev~. (22.9) 2 times as great as in (22.5) which, however, makes no difference in terms of mathematics. Here, c~issee, e a plasma penetrated by an electron beam is equivalent to the “overturned shallow water” As we

and, even without the “initial impact” can spontaneously break into bunches similar to the “drops on the ceiling”, described in the simplest cases by the four “fundamental” solutions (5.5—7) which were overlooked in ref. [43].We are not going to repeat them here, referring the reader to fig. 5. Another interesting problem is the separation of a beam into longitudinal layers and filaments. Under typical conditions, a beam is long (L 11 > L1) and therefore, having a large growth rate, = c0k1 c0/L1 is first bound to split into parallel filaments, rather than into bunches in the longitudinal direction, which are discussed above and have the growth rate -~

7)

=

c0k11



c0IL11 4 y1

(22.10)

-

This filamentation process is treated in ref. [44],which we shall follow in the subsequent discussion. Its calculation is somewhat more complicated, as compared to the forementioned bunching process, due to the necessity of allowing for the magnetic field. However, if the beam density is small, s = n°bIN4 1, the calculation can be simplified in the following way. Using the same notation, we shall put down the starting equations for the beam electrons in the laboratory coordinate system ~

flb~’flbU,

1~t(E+[~.~]). .~ ff~+(ö,V)ii~,= _

(22.11)

BA. Trubnikov and S.K. Zhdanov, Unstable quasi-gaseous media

188

We shall assume, as we did before, that the beam propagates along x, breaking into layers across in the y direction, so that the magnetic field has merely the B~component. With v1 = r’by the system (22.1) can be written as 10

O\

70

O\

0 (22.12)

0

el 7v~

Here, the fields E~and B5, acting on the beam, are excited by the beam itself and can be found from the Maxwell equations for the medium

~B5=c~—E5,

curlB~~Jext+—~--eE,

(22.13)

in which s is the plasma permittivity and Jext is the so-called “extrinsic” current which should be equated to the beam current, lb = lelnbvb, the wave equation for the transverse waves excited by the beam appearing as 2V2E



2

(rE)

-~-~

=

4iT ~

lb.

(22.14)

c Assuming the field B~to be fairly weak, we take the permittivity to be equal to the well-known expression e = 1 (~oe/W)2. However, considering slow transverse motions with the frequency cv being lower than the Langmuir frequency Woe = (4iTNe2/m)”2, one can see that the second term on the right, (eE)~= cv~eE,exceeds the first term of the order of c2 V2E —— (c/L 1 )2 E, if the transverse dimension of the beam exceeds the length of the “vacuum skin” 8~= c/woe -~L1. This condition being supposedly fulfilled, (22.3—4) will yield the following expressions for the fields —

m

0

mu0 0 mcv 0 EX=j-1-~~--nb~ BZ=fl—~5~_-nb~

EY—)—j-~~-~nbr’I,

(22.15)

whose substitution into system (22.3) results in 10

+ r’0

0\ ~—)p

+

0 ~—

pv1 =0, (22.16)

(0 O~ Or’1 2OP 0 l,~-~-~+v0~---)r’1+r’1 -~-—=c0~—-—e~-~pv1 where c~= ev~,e

=

n°b/N,tJ

= ~b’~b

1.

The last term is small, compared to the first term on the left, which is why the influence of the electric field E~can be ignored, the principal effect being exerted by the magnetic field B~which yields

189

BA. Trubnikov and 5K. Zhdanov, Unstable quasi-gaseous media

the term c~Op/dy in (22.16). In the coordinate system moving with the beam, eqs. (22.16) apparently take the standard “quasi-Chaplygin” form, as in the case of the “drops on the ceiling” (m = 1) 0

0

p+

0 0 ~ v1 +v1

pv =0,

~—

20 r’~L=c0

~—

p.

(22.17)

If allowance were made for the beam temperature, the following pressure term should have been added on the right-hand side 1

0

0

Tb

(22.18)

so that the last equation would take the form + r’~1

where UTb >

(22.19)

2 Pr’~-b), —

-i--

r’1 =

~—

(c~p

~-

(2 Tb/rn)~2is the thermal velocity of the beam particles. This suggests that when

r’Tb =

2, the

c~= r’

pressure impedes the beam contraction and the instability is impossible unless

0e~

VTb
This problem, making allowance for temperature and, besides, dealing with a relativistic electron beam (REB), was solved numerically in ref. [44],proceeding basically from the above equations, since 2]1 consideration of relativity would result merelyprofile in the was addition of the factor = [1 (r’0/c) on the right-hand side of (22.9). The initial selected in constant ref. [44]in the 72 form —

p(0,y)=cosay,

layI~iT/2

(22.20)

and smaller-scale temperature fluctuations with a low amplitude, VTb 4 c~,were superimposed on this profile, the increase in the fluctuations causing the plane beam to split into layers. Another paper [18]provided a numerical solution to the problem of a beam, originally uniform in the y, z section, splitting into two-dimensional filaments. This process produced density patterns in the beam cross-section, which were quite similar to the graphic picture of the division of an “overturned shallow water” layer into two-dimensional “drops on the ceiling”, to which the given problem is equivalent when T = 0 (see fig. 3). It is also equivalent to the problem of the “cold surface flow in the ocean” or to that of light self-focusing and therefore we could repeat all the solutions studied before. However, we shall refrain from doing so here and, instead, refer the reader to figs. 7 and 10. Suffice it to mention that if the beam has a cylindrically symmetric profile as it enters the plasma, it can focus into a point (— 6~in size), evolving according to the self-similar solution (11.6) of the form =

lt

0/tl (1

2/8c~t



r

0tl)

,

t

0-

(22.21)

This concludes the presentation of media categorized as the “overturned shallow water” media (seven examples are discussed above, but their number can be increased). Now we turn to media ofthe “Chaplygin gas” type.

190

BA. Trubnikos’ and 5K. Zhdanov, Unstable quasi-gaseous media

C. Media classed with the “Chaplygin gas” This chapter deals with three examples of such media, whose “azimuthal number” is the smallest, and which consequently are described by the simplest mathematical formulae without elliptic integrals: 1. tearing instability of a current-carrying plasma layer [45]; 2. Buneman plasma instability [46,47]; 3. aperiodic parametric plasma instability [48]. All three problems were studied before and were provided with specific solutions, mostly of the “initial impact” type, with the exception of one “evolutionary” example in ref. [47]. The analogy with the Chaplygin gas and, in essence, with other “quasi-Chaplygin” media as well, gives a clearer idea of their behaviour. Besides, our “evolutionary” solutions prove to be simpler, compared to those studied by other authors. m=

— ~,

23. Tearing instability of a plasma current sheet

Thin current-carrying plasma sheets can be found both in laboratory conditions (flat pinches) and in outer space (in the Earth’s magnetosphere, in the solar plasma atmosphere, in cosmic nebulae). However, they are unstable and liable to be torn into separate current strips. Such a tearing instability is of special interest due to the fact that current disappears in the tear areas, which is responsible for the formation of electric fields. As was first shown in refs. [24,49] (see also ref. [50]),these fields accelerate the particles, thus allowing effective energy transfer from the magnetic field to the accelerated electron and ion beams in the vicinity of the tear. The tearing instability was studied in many papers (see, e.g., ref. [51]and the publications cited therein). A “quasi-Chaplygin” case was discussed in ref. [45],which will be referred to below, this publication giving two particular examples with the “initial impact” conditions permitting of simple solutions. Below, we shall present simpler “spontaneous” solutions without the “initial impact”, which will be a useful supplement to the theory of the tearing instability. Let us assume that a layer of depth L is found near the plane y = 0 and the magnetic field therein follows Harris’ law, B = B~(y)= —B0 tanh(y/L) = OA/Oy, where B0 is the field value far from the layer, and A = A~(y)= —LB0 ln cosh(yIL) is the unperturbed vector potential (fig. 11). The value of B0 is determined by the total current, i~,per unit length of the layer, while the layer depth can be different with invariant B0. However, keeping in line with ref. [43],we shall consider the case of a thin layer whose depth is smaller than the Larmor radii of both the ions and electrons. Under these specific conditions, the magnetic field can penetrate through the deformed surface, y = ±L(t, x) /2, of the perturbed layer, and it can be assumed that in the long-wave approximation the field on the surface is always equal to B0, so that the current value, i~= Lj~= i5°= cB0/2rr per unit length of the layer is invariant. Since the current density is j~= en(v51 r’ze), where n = n1 = ~2e is the density of a —

quasi-neutral plasma, we find the relationship

¶Y “~ ‘~

B0 ~

•-f~

£~

-



~

B0

~

L( t , ~

-

Fig. 11. A thin current-carrying plasma layer subject to the tearing instability.

BA. Trubnikov and S.K. Zhdanov, Unstable quasi-gaseous media



Vze =

cB0!2irenL = const./nL

191

(23.1)

and the product nL (the length-specific number of particles) should apparently comply with the law of conservation of the particle number ~-nL+-~-vnL=0.

(23.2)

Note, that in ref. [45]this continuity equation is written without the multiplying factor L and in this representation the number of particles would not be preserved. On introducing, as we did throughout, the “effective reduced density” p(t, x) = nL/n0L0, corresponding to the number of particles in the layer section, we get the first “quasi-Chaplygin” equation ~p+~_pvs-0.

(23.3)

The second equation is obtained from the4e), law assuming of plasmathat motion along the x axis.ofelectrons Here, however, we the thermal velocity is smaller disregard the pressure, p = 2nT = men ( t than their current velocity, VTe ~ r’ze~ In these conditions, the equation of motion takes the form or’ j~B~ e OA —+r’—=————--—=—(v.—r’ )—, Ot Ox m~nc m 1c zi ze Ox or’

(23.4)

and since the system is uniform in z, the laws of conservation of generalized z-momenta of ions and

electrons are in evidence mv51 + eA/c

=

const.,

mevze

eAIc = const.



(23.5)

Hence OA



Ox



memjc 0 e(me + m~)~



(23.6)

~

With allowance made for relationship (23.1), we finally reduce the equations of motion (23.4) to the “quasi-Chaplygin” form Or’

~

Or’

me 0

2

c0 0 —~~—p.

(23.7)

2 is the Here, c0 = 2c°~0IL0 i s the “effective rate” of perturbation development, c°~ = B0!(4iTn0m1)U Alfvén velocity, c5~= c/w 2/m)”2 is the Langmuir frequency, 0 isô~ the the assumption being that 4 Lvacuum skinlayer, and co0 = (4iTn0e 0 and c0 4c°A.

The resulting equations, (23.3) and (23.7), fully coincide with eqs. (12.1) for the “Chaplygin gas”, whose evolutionary solutions are described in section 12, which will come in handy in subsequent discussions.

The simplest solution is the one periodic in x (12.6), which in terms of the tearing instability will be rewritten as

192

BA. Trubnikov and S.K. Zhdanov, Unstable quasi-gaseous media

n0L0

= p(t,

x)

=

sinhlrl cosh r cos x

=

c0





Sifl

X

(23.8)

,

slnh rI

where rtlt*<0, x=x/c0t*. The solitary perturbation causing complete tearing of the layer lengthwise, ~iX= ir, at the time r = 0 is obtained from the first solution (12.11). Unlike (23.8), it cannot be provided with an explicit expression for p(t, x), but we can find the explicit inverse relation, x = x(t, p), permitting easy plotting of p(t, x). For this to be done, both parameters should be eliminated from relation (12.10) and the first solution (12.11), which leads to the formula: 2]’~2, (23.9) ±x/c0t*=x(r,p)=A+arctan(AIlrl), A=[IrIp/(1—p)—r

wherep<1, —co
parametric representation (with one parameter). The second solution (12.11) represents a single hill, rather than a tear. It can be also written as an explicit, though inverse relation ±x/c

0t~ = x(r, p)

= iT

+

A



A

arctan(A/lrI),

=

[Irlp/(p



1) —

r2]u2.

(23.10)

Finally, it might be useful to note that the quickest-growing perturbation is obviously the one periodic in x, which will be conventionally called the “purely Coulomb perturbation” and which is obtained when a “charge” is located at the point Z = 1 in the Laplace equation without adding another “charge” at the mirror point Z = —1. Then, (12.3) yields the complex potentials

a)

b)

T

~

j

_____ ______ —2~

~

Q

Fig. 12. Tearing of the plasma density (nL/n0L0) — periodic in ‘x” (a) and localized (b) — in a thin neutral current-carrying layer. Curves 1—4 correspond to the parameter yt= —2, —1, —0.5, —0.1.

BA. Trubnikov and 5K. Zhdanov, Unstable quasi-gaseous media

A

=

t~ln(Z

A1

— 1),

=

—it*[Z + ln(Z —1)],

193

(23.11)

defining the time and coordinate t=

Re A = (t~/2) ln[(r



1)2 +

(23.12) x = c0 Re A1

On taking r =

1/p

c0t~(z + arctan[z/(r

=



1)]).

for the tearing instability and finding z from the first equation, we get an explicit, but

inverse relation ±xIc0t~ = ~(r, p) = z + arctan[zp/(1



p)], (23.13)

z = [exp(—2 ri)



(i/p



1)2]h/2

where the density varies within the limits

1

[1 +

exp(—Irl)]

=

Pmjn


= [1—

exp(—lrl)]1

(23.14)

-

This solution describes periodic hills whose maxima become infinite as r—* —0 and the minima are still short of zero, in contrast to solution (23.8).

All these simple solutions have not been found until now. But what is most important, our “evolutionary” solutions are non-existent in the limit as t—~—cc, i.e., are spontaneous, whereas in ref. [45] the initial conditions of the form p = 1, v ~ 0 are chosen at t = 0, implying an initial impact forcing the tearing of the current sheet. We should also like to emphasize the fact that it is not the current, but the plasma “material” that is

being torn in the simplified one-dimensional model under consideration. Examination of a true tearing instability would require studying a two-dimensional problem which, however, is not reducible to the “quasi-Chaplygin” system of equations. In conclusion, note that two implicit parametric solutions are presented in ref. [45]dealing with the tearing instability. The first one appears as x=~

+ (K/2)

arctan[2~t/(1+ 2) +

Z=

1 + 2(~2 —

t

(42

~2

+ t2)2,



v/v

t2)],

0 = (ic~/z)(1 + ~2 +

n/n

(23.15)

0 = zI[Z

+

Kt(l +

~2



where K is a constant, and ~ is a parametric variable. It is assumed here that t 0, but we find it also possible to proceed from the asymptotic limit t—~ x~ The second solution fails to comply with the “evolutionary principle” and is described by the formulae 2—~2), p2t~ x=~+Esinq~, E=Kexp(t (23.16) v/r’ 1. 0 =2(t sin ~ + ~ cos ~)E, n/n0 =[1 + 2(tcos ~ sin ~)E] When t = 0 here, we have an initial impact with v(t = 0) = 2V 2)at n(t = 0) = n 0K~exp(—~ 0. —

~



194

BA. Trubnikov and S.K. Zhdanos’, Unstable quasi-gaseous media

24. Buneman plasma instability Following refs. [46,47], we shall discuss the so-called Buneman instability in a plasma, which arises when electrons (e) move at a superthermal velocity, v0> r’Te, with respect to the ions (i) which are initially at rest and are then described by the equations of motion On 0 —+—nr’=0, Ot Ox

Or’ Or’ e eO —+v—=—E=———~, 0t Ox m m1Ox

(24.1)

r’1, n = ‘~e= n1 (due to the quasi-neutrality), and ~‘ is the potential of the electric field resulting from the instability. The magnetic field of the current and the pressure will be ignored in view of r’0> r’Te~ For the electrons, whose velocity is v~,= r’0 + 3, where 3 is the oscillatory addition, we have the same equations

where v =

On

+v0



Ot

On 0 + nr’ =0, Ox Ox .





03

+ r’0



Ot

03 O3 + v Ox Ox





=

e 0 me Ox





(24.2)

~.

However, considering merely the slow motions determined by the ion inertia, we shall assume that On/Ot 4 v0 On/Ox,

O3/Ot 4 v0 03/Ox,

cv 4 kr’0

(24.3)

and then, omitting the small terms with time derivatives in (24.2), we shall get two laws of conservation:

mev~/2 ep

nu~= const. = n0r’0,



=

const. = rner’~/2,

(24.4)

whence the following potential can be found: 2 1) mer’~/2e. (v~Iv~ 1) mer’~/2e= (n~/n Its substitution into (24.1) and the introduction of the “effective density”, p

(24.5)



=



=

n/n 0, lead to the

“quasi-Chaplygin” system O

0

~-jp+~--pr’=O,

Or’

Or’

2_30

-~--~+v~--=c0~ ~—p, (24.6) 2.Thus, the system coincides with the equations for the “Chaplygin gas”

where c0 = r’0(m~/m1)” (m=—~).

The simplest solution the first among the “fundamental” ones is given by (see fig. 13) —



n/n 0

[47]

(—sinh r)/(cosh r

cos x)~

r’~/c0= (sin x)/sinh r, (24.7) 2 ~)/sinh2 r, = (m~r’~I2 el) (1 —2cosh rcos x + cos where r = t/t~<0, x = x/c 0t~.When TI 41, it changes to the exact self-similar solution reported in ref. =



BA. Trubnikov and S. K. Zhdanov, Unstable quasi-gaseous media

n/n0=IrII(i—cosx),

195

u~Ic0=—~r(~sinx, (24.8)

2 r2

(m~r’~/2 el) (1 cos x) (with a minor distinction of x —~x + ir); but this solution is no longer “evolutionary”, since it does not vanish when t—~ and arises only with a certain choice of the initial impact. For completeness, we shall adduce another three “evolutionary” explicit but inverse solutions: (23.9—10) a single well or hill — and (23.13) periodic in x: =



—~





(±x/c

2]112,

(24.9)

0t*)12=A±arctan(A/Iri), A=[Irp/(i—p)I—r ±xlc 0t = A + arctan(ApI(i



p)),

A = [exp(2r) (i/p —



1)2]h/2.

(24.10)

The last solution, in a more complicated form, is presented in ref. [47], but the three simple solutions (24.7) and (24.9) are missing there. The authors of ref. [47] show that numerical calculations with regard to temperature and kinetics at the final stage of evolution have always resulted in the forms close to -the self-similar formulae (24.8), which justifies the “quasi-Chaplygin” approximation. It might be interesting to note that, as suggested by solution (24.7), at the time t = 0, when the entire plasma gathers into bunches, the function of ion distribution turns out to be (—~< r’


[24]). eiq/2inv~

f\ / \ I’~w~ I 2\ :

a)

i’~ -

~i

-

-

-.

x/c

—1

0t~

b)

/

___ -~

\e(q/2mvO

2 4

____

~

c)~

~

~ -~

.-~

o ~

Fig. 13. The growing perturbations of the potential (solid line) and plasma density (broken line) during the development ofthe Buneman instability at: a) -yt = —1/2, b) yt = —1/3, 2]. c) -yt = —2. At t = 0 the current is instantaneously broken and the ion distribution function takes the form dN/dv = (N/1Tv~)/[1 + (v/u~)

196

B.A. Trubnikov and S. K. Zhdanov, Unstable quasi-gaseous media

Note, in conclusion, that two implicit particular solutions are given in ref. [47] devoted to the t—~—cc, thus complying with the evolutionary

Buneman instability. The first of them goes to zero as principle, and takes the form v=v0exp(yt)cos(kx—v(2U)~’2),

n=n

1’2,

0(1+ep/m1U) 2) (2U)”2]2 U

eip/m



1

(24.12)



exp(yt) sin(kx r’(2U)~’ where r’ 2 are constants. The second solution does not vanish as t—~—cc and has a more 0, k, form y = k(2U)” complicated r’ =

= ~[r’~



(e/Z)(U/2)112 sinh(x* IL) sin(t(2U)’’2/L)

x~= x



(EL!2)

arctan[v/([2(w + U)]”2 — (2U)”2)] (24.13)

Z = cosh2(x* /L) cos2(t(2U)’’2/L) + sinh2(x* IL) sin2(t(2U)’’2/L) [2(w + U)]”2



(2U)’’2

(n

= (2U)’’2

2 cosh(x* IL) cos(t(2U)’’2/L) 0/n — 1)

where e, L, V are constants, and w

=

is a parametric

(r/Z) (U/2)’’ variable.

25. Plasma instability in an oscillating external electric field This is sometimes called the “aperiodic parametric instability” [48]. It bears a close resemblance to the Buneman instability, constituting its variety. It will be recalled that in the “quasi-Chaplygin” equations (24.6) for the Buneman instability 0

0

Or’

~p+~—pv=0,

Or’

2_30

-~-+r’~—=c

0p ~ui

(25.1)

there is a parameter c~= r’~me/mj,where v0 is the velocity of inertial motion of electrons, set up by the initial impact. Let us assume now that there was no such impact, but the plasma e.g., contained in a capacitor has an electric field, E = E0 sin(flt), which is time-dependent, but uniform in x, and acts on the ions —



and electrons in accordance with the equations =

eE0

sin(flt) = ~mete

,

r’e

=

~mjvj/me

= (eEo/meQ)

cos([It)

.

(25.2)

If the frequency f~is sufficiently high, compared to the slow averaged plasma motions, the velocity should be substituted for

r’e

in c~ and averaged over fast oscillations, which yields a new parameter 2E~/2memjQ2. (25.3) c~—~ c~,= (me/mi) ‘(v~)= e This parameter is to be used in the same equations (25.1) describing now the “aperiodic parametric” r’0

instability which, consequently, also behaves as the “Chaplygin gas” and is basically not different from the “purely Buneman” instability discussed above.

BA. Trubnikov and 5K. Zhdanov, Unstable quasi-gaseous media

197

It remains to be added only that the linear growth rate is now ~ = kcAP = keEo/fl(2memj)”2, and the previous considerations will hold true provided the condition ‘y~~ 4 f? is met, the latter implying the slow plasma motions over the period of the field oscillations E 0 sin(flt).

D. “Quasi-Chaplygin” soliton perturbations The solitary waves (solitons), first discovered by Russell, have come to stay as a key notion in the

modern theory of non-linear wave processes. In this section, we are going to examine them in terms of their stability against transverse perturbations. We shall assume the transverse modulation to be “long-wave” in nature, with the soliton perturbations turning out to be “quasi-Chaplygin” and giving rise to new varieties of QCh media. Five types of solitary waves for the most important non-linear wave models are discussed below: i Korteweg—de Vries (KdV) solitons [52,53], —

2— Cnoidal KdV waves [11,54], 3 Two-dimensional solitons of the Kadomtsev—Petviashvili (KP) equation [55,56], 4— NSE solitons [37], —

5

Solitons of the sine-Gordon (SG) equation [21].



In analysing specific examples we shall follow Whitham’s method [21]. Its main points being generally known, we see no need to dwell on them here. It should be noted though that we are

following the “Lagrange” formulation adopted by Whitham [21].The Hamiltonian formalism in the theory of one-dimensional modulations is extended in refs. [57,58], while the Lagrangian approach, similar to ours but devoid of the long-wave simplification, is used in ref. [53]for the KdV, NSE, Klein—Gordon and Higgs solitons. However, as shown in ref. [59],without the long-wave approximation the method of ref. [53] can give rise to inaccuracies. 26. “One-atomic gas” of KdV soliton perturbations We are going to show in this section that long-wave transverse perturbations of the Korteweg—de

Vries solitons are described by exactly the same equations as is the ideal and, besides, one-atomic

(!)

gas. 2u~ The KdV equation u~+ uu~ sc0l 5= 0, where s = ±1 is the dispersion symbol, c0 is the sound velocity, and I stands for the dispersion length, has a particular solution in the form of the KdV soliton 2O, 6=(x—ct)/zl, c=—su 2, (26.1) —

u,=—su0cosh

0/3,

~=l(12c0/u0)~

whose perturbations are known to be described by the Kadomtsev—Petviashvili (KP) equation [60] ~

,

j2p~

,

~

j

\1_/’

p \

~ut uu~ sc 0~~



~c0~ ~ ~U)~

,

which is derived under the assumption that the inequality k~54 k~is satisfied. Note that this equation is not only suitable for the analysis of the stability of the soliton (26.1) but is of great interest in itself, since in a two-dimensional case it allows complete integrability [611by the inverse scattering method (ISM), given arbitrary initial conditions. The linear theory of soliton stability based on linearization, such as u = u1 + ~u, is covered in refs. [60,62,63], where the “linear long-wave approximation” (k~5—*0)has been obtained, with a two-

BA. Trubnikov and 5K. Zhdanov, Unstable quasi-gaseous media

198

dimensional medium studied in ref. [60],a three-dimensional medium studied in ref. [62],and a case of a three-dimensional anisotropic medium investigated in ref. [63]. For instance, the authors of ref. [60] present the law of dispersion of small perturbations, cv = ~sc~,u0k~, which shows the instability of soliton (26.1) in a medium with positive dispersion, s = + 1. Zakharov [64] has applied the ISM for obtaining2 the exact solution of -the linearized KP = —Iw~~I(1 lk~Izu2/l 6h12), for s = +1, equation and thereby finding the exact law of dispersion, w which covers, among other things, the region of maximum growth rate of small perturbations at sufficiently small soliton amplitudes (u —



0 4 c0).

The present paper, however, seeks to study large, i.e., non-linear perturbations. In view of this, note that particular solutions of (26.2) can be represented by “chains” of two-dimensional solitons found in refs. [65, 66, 67] whose stability in terms of the linear theory is discussed in ref. [68].Using the general formulae of ref. [64]as a basis, we can consider, in particular, the example of an unstable (for s = + i) soliton, from which such a “chain” splits off. Thus, non-linear soliton perturbations can take various forms, which should be considered individually if their behaviour in the region of maximum growth rate is a matter of special interest. This example shows the impossibility of a general description of non-linear perturbations with arbitrary k1 - Such an attempt, however, based on a variational principle with a Lagrangian, was made in refs. [53,69], but, as shown in ref. [59],this method [53,69] fails to produce a correct description of the maximum growth rate region. It is only far from this region, with k1 4 kr”, that the general non-linear analysis proves to be still possible, which will be demonstrated below. Specifically, using the Whitham method [53,69], we are —



going to show that in the “approximation of long non-linear waves” the KdV soliton perturbations

behave like the bunches of an ideal one-atomic gas with adiabatic exponent y = ~, whose effective pressure is positive in the stable case (s = i) and negative in the unstable case (s = + 1). In the unstable case, the above “gas” equations reduce simply to the Laplace equation which can be easily solved (two particularly simple spontaneous solutions are presented). Oddly enough, this useful and (!)



clear “gas analogy” has never been noted by other researchers, although the stability of KdV solitons

can be justly regarded now as a well-studied problem. One of the equations of interest to us can be easily obtained from simple and clear considerations, following the linear approach shown in ref. [70].For this to be done, it should be merely taken into account that the total soliton is preserved front bends and since the energy density per 2,the energy following equation when shoulditshold unit length is u~i u~ -=

--

u~’2+ div(u~’2tY

1)=

0,

(26.3)

where tJ1 stands for the transverse components of the group velocity, for which it is possible, in turn, to

obtain approximate non-linear equations similar to those of geometrical optics. To make the derivation more rigorous, we shall proceed from the observation that a particular solution of the KP equation is an inclined soliton 2 0,

=

—su0 cosh

where the constants u0, c1

=

0

=

(x



x°)/Lt,

x°= x°(t,y, z) = c 1t

a, /3, c, are related as 2 + /32)12 , LI = l(i2c 2 —su0/3 + c0(a 0Iu0)’’ ~,



ay



f3z,

(26.4)

BA. Trubnikov and S.K. Zhdanov, Unstable quasi-gaseous media

199

Note that this solution is exact and has arbitrary a and /3, but since the KP equation itself supposes k~
rewriting (26.2) as 2co’~’~ + (c

+ ~‘p’~~ sc0l

0/2) (~‘;~ + ço’~)= 0.



(26.5)

In such a form, this equation can be derived from the Lagrangian

~J ~

dx dy dz dt =

2~o~ + c

~

0,

+

=

~/3

+

sc0l

2/2,

(26.6)

0(V~)

into which the potential =

—su

0(t, y, z) 4(t, y, z)tanh 0,

0=(x—x°)I4,

(26.7)

corresponding to particular solution (26.4) can be substituted as a minimizing test function. Here, in view of the above inequalities, no derivatives other than those of the function x°(t,y, x) will be retained, which results in 4 0 [—x~’+ c 2/2+ (su 2 0)], (26.8) = u~ cosh 0 (V1x°) 0/3) (1 cosh — 2

Next, by analogy with Whitham’s method, evaluate the integral

L

=

J

dx

~

=

8l(c

2/2]u~2 su~’2/5},

2 {[—x?’ + c 0/3)V



(26.9)

0 (V1x°)

which should be treated as a new Lagrangian describing the perturbations x°and 4 in the soliton. Then, the Euler—Lagrange equations lead to the system —x~’+ c

2)~ = div(u~2c

2/2= su 0 (V1x°)

0I3,

(u~

0V1x°).

(26.10)

Introducing the convenient notation 312 = —c p = (u01u00) 0 V1x° were u00 is the unperturbed soliton amplitude, we obtain the “gas” equations p~+divpU~ =0,

LJIj+(LYIV)r’±=~P~V±Pef.

(26.11)

200

B. A. Trubnikov and S. K. Zhdanov, Unstable quasi-gaseous media

Here, the “velocity” components are interrelated through Or’~/Oz=

0r’

5/Oy,

signifying the flow poten-

tiality, and the “effective pressure” is 5POOP

y

,

=

p

,

00 = 2c0u00/15

Pef =

>0

(26.12)

-

As seen from the above, the KdV soliton perturbations behave like a one-atomic (in view of y = ideal gas, if the medium has negative dispersion, s = —1, so that Pef >0. In this case, we get in the linear approximation the following wave equation [70] for the perturbations ,,

2

p11,

c00 ~ p1



c00

= 0,

=

1/2

(2c0u00) /3

(26.13)

and hence there is no perturbation increase. Such solitons are stable, but the gas analogy shows that in view of the finiteness of the modulational amplitude phenomena akin to wave “tipping” are likely to occur, which however are beyond the approximations used in the derivation of the system (26.11). As already established before, solitons prove to be unstable in media with positive dispersion (s = + 1). This instability is responsible for the soliton self-focusing [70]which is quite simply described by eqs. (26.11). So, in the case of a cylindrically symmetric perturbation with s = +1, they take the

form (cf. section 11) 2

p,+(rpr’)~Ir=0,

r’t+vr’r=cOop

—1/3,

(26.14)

Pr

and have, in particular, a simple self-similar solution

3r/5r,

r’ =

p

=

[p02/3



2(r15rc00) 2 ] 3/2 ,

p0

=

6/5 Ir* Ir~

,

(26.15)

the density on the r = 0 axis, r = t — tcr <0, and r~is an additional parameter. Here, the soliton self-focuses into a point r = 0 at the time t = tcr~ In a two-dimensional case, eqs. (26.11) are written in the standard “quasi-Chaplygin” form

where p0(r)

is

—cc < t < t~, and

p

(pr’)~= 0,

+

r’ + r’r’~=

mc~0(plm)~,,

(26.16)

which complies with the azimuthal number of the QCh medium m =

~. They can be thus integrated by the general methods expounded in part I. As an illustration, we give an exact solution for the

“Coulomb” case of periodic modulation (see section 8): 4=

~

r’1c00

r’

=

=

3z

=

(cosh

~ + cos ~)sinh’

3(cosh ~ + cos ij)’

~,

sin ~, (26.17)

2Q

yt=—4

=

1,

Q,=~coth~—1,

ky=fl—(3LIQ,—~)sin?)sinh~~, where ~ = kc00, k = 2iT/A and A is the spatial modulational period, the sole parameter of the solution. Evolution of the reduced soliton thickness LI(t, y) is shown in fig. 14.

BA. Trubnikov and 5K. Zhdanov, Unstable quasi-gaseous media

201

7

k~1.85

+~/2T

1.36

1.34

__~—_=~____~_L

0



Fig. 14. Evolution of the reduced thickness of a KdV soliton in the process of self-focusing. Numbers at the curves show the time in terms of (—yt) with —~
In conclusion we would like to emphasize that our gas equations (26.11) contain only the velocity v which is perpendicular to the direction of the soliton propagation. This is what makes them different from the “general geometrical beam” equations of ref. [71] which, for some reason, contain also the component u~along the normal to the soliton front. Note, besides, that in a particular two-dimensional case (t, x, y) the “gas” equations (26.11) can be derived from the equations of ref. [69], if 7 “superfluous” terms with the derivatives LI~),5 are rejected in the latter. Their retention, as shown in ref. [59], leads to inaccurate results in the region of maximum growth rate. 27. Cnoidal KdV waves The KdV solitons studied above are known to be a particular case of the more general, periodic solution of eq. (26.1). These waves can be described using the Jacobian elliptic cn-functions (hence the

term cnoidal). The general-type cnoidal wave is obtained under the assumption that the solution of the KdV equation (26.1) can be presented as

2(0,m)+B,

0=(x—ct)ILI,

u=—Acn

(27.1)

where A, B, c, LI and m (the latter standing for the elliptic function modulus, 0< m < Their substitution into the original equation yields but two additional relations

A

=

i2smc

are constants.

2,

0(1ILI)

B = c +4s(2m

1)



(27.2)

1)c

2, 0(i14)

so that any three parameters among those listed can be looked upon as arbitrary. The results of the linear stability analysis of the waves similar to (27.1) made for various wave models, such as isotropic, anisotropic and “velocity” non-linear models, are summarized in ref. [54].In —



general, they boil down to the assertion that the cnoidal KdV waves are usually unstable under the

same conditions as are the solitons. Here, we deliberately confine ourselves to a particular class of one-parameter cnoidal waves presented in ref. [11],for which the modulational equations prove to be similar to those of gas dynamics. We require that the wave described by (27.1) should be strictly periodic in x, with a period, A and, besides, that u = 0 in the period average. This results in two additional conditions LI = A/2K(m),

B = A (cn2),

(cn2)

=

(E(m)/K(m) —1 + m)/m

(27.3)

202

BA. Trubnikov and 5K. Zhdanov, Unstable quasi-gaseous media

where K(m), E(m) are elliptic integrals. The modulus m of the elliptic functions can be conveniently employed as a parameter. In this case, in the limit as m—~0, the amplitude of the wave (27.1) is small, the latter approaching the harmonic form 2, i~ = 2ir(x Ct) IA, c sc 2 (27.4) u0 6smc0(’rrl/A) 0(2irl/A) For highly non-linear waves, m—~1, solution (27.1) changes to a periodic sequence of solitons similar to (26.2): u

u0 cos



-

i~ ,

—su

2 0, 0 cosh

u 0

=

12c0 (1/4)2,

c

—su013,

LI = AI2K(m)—~0.

(27.5)

Let the transverse perturbations of the en-wave be determined by the isotropic KP model (26.3), (26.6) as in the case of the soliton in section 26, our analysis being confined to the unstable medium with s = + 1. Formulate the averaged variational principle. The following en-wave potential is to be introduced into the exact Lagrangian (26.6) as a test function: =

—A(m) Z(0, m) LI(m)Im,

=

(x — x°(t,y, z)) /4(m),

(27.6) 0

m = m(t, y, z),

where Z(0, m) is the Jacobian zeta-function [15], and the parameter m is a slowly varying function of time and transverse coordinates, such that Im~5I ~ Since the initial wave is strictly periodic in x, the perturbations of x°and m in the en-wave (27.1—3) can be naturally described by the Lagrangian integrated with respect to the wavelength: -~

L=J~dx,

(27.7)

with A assumed to be fixed. This results in 2/2]+ c L = I[—x~’ + c0 (V1x°) 0 F(J),

(27.8)

with the following designations:

I = 1(m) =

f u2 dx;

F=

J (12u~2+ u3/3c 0)

dx

(27.9)

-

Setting up the Euler—Lagrange equations with the aid of the Lagrangian L, we get a “gas-like” system for transverse modulations of the cnoidal wave O1/Ot+

div(1ii~)=

0;

Ot3iOt +

(tiV)iJ= —c~F”(I)VI;

~=

—c,, Vx°-

(27.10)

The function F(1) included here (see fig. 15) is determined parametrically by the relations (27.9) which give explicitly

B.A. Trubnikov and S. K. Zhdanov, Unstable quasi-gaseous media

203

o

0P(I)/I~’2~

Fig. 15. Function F (I) for the cnoidal wave:

= (12c,l’k~)’,k0 =

2a-/A.

3(m)[3(cn4) (cn2)—2(cn2)3—(dn6)], F(m)=AA 1(m) = A A2(m)[(cn4) (en2)2].

(27.11)



The average powers of the Jacobian elliptic cosine can be conveniently determined by the recurrence rule (2n—i)mq~=2(n—1)(2m—i)q~..,+(1—m)(2n—3)q~

2

(27.12) 2~); q 2) = 1— m~+ E(m)/m K(m). (cn 0 = 1; q, = (en The general formulae (27.11) being cumbersome, it appears useful to adduce the results for the q~

limiting cases. In the limit (27.5) of large-amplitude waves (m F~—Iconst.I

—~

1) ,we find (27.13)

j5/3

which exactly coincides with the result obtained for the unstable single soliton (section 26). In the limit (27.4) of the near-harmonic wave (m—~0),we find [72] F”(I)= —i/12(c

2A<0; 01k0)

k 0 =21T/A

(27.i4)

so these waves are also unstable and in this case are similar to the “drops on the ceiling” (see chapter

C). Thus, perturbations of the cnoidal KdV wave offer an example of an unstable QCh medium of a more complex type, whose “azimuthal” number varies with the modulational amplitude from i

(harmonic wave) to 3/2 (soliton limit). For verification, it might be useful to derive the result (27.14) in a different way. It is quite feasible since the Stokes expansion [21]can be used for the slightly non-linear wave, so we seek the solution of the KP equation (26.3) through the expansion u

u0eos

i~+

au~cos2i~ +

i~=

k0(x— ct+ ~ (27.15)

c=c(~)=c°+/3u~+-”,

204

B. A. Trubnikov and S. K. Zhdanov, Unstable quasi-gaseous media

where the expansion coefficients c°,a, first coefficients, we get 0

c

22

/3,.

are determined by direct substitution into (26.3). For the

. .

2

c0l k0 + c0~/2, (27.16) 2k~, /3 = —1I24c 2k~. a = —1/12c0I 0l Considering that f3 ~0, the phase velocity of the wave (26.12) proves to be dependent on the =

amplitude, and in view of ~3<0 this relationship leads to self-contraction (see section 20). Then, as prescribed by section 20, we deduce the equations of transverse modulations which fully coincide with (27.iO),

(27.14).

Finally, we should like to point out that a different result was obtained in ref. [11] for a slightly non-linear cnoidal wave. It can be shown that in our notation it would correspond to the relationship F”~_j~2 rather than to the correct formula F” = —lconst.~(eq. (27.14)). Two-dimensional solitons of the Kadomtsev—Petviashvili equation [72] In the case of a medium unstable for solitons and cnoidal KdV waves with positive dispersion, the KP equation has a particular solution in the form of a two-dimensional or, as it is sometimes described, “rational” soliton. It was first found numerically in ref. [55] and then in analytical form in ref. [56]. It can be also obtained as a limiting case from soliton chains [66]. As applied to the KP equation in the 28.

form of (26.3), this wave appears as u = —12c 2 ~ ln[1 + ((x + ct)/4,)2 0l Ox LI~= 3c~1~I2c~ ,

+

(yILI 2], 2)

(28.1)

= 61/2421,

where c is the soliton velocity, and ~i2 stand for the scales along or across the propagation direction. As previously established, the rational soliton is stable for two-dimensional perturbations, but is destroyed by three-dimensional bends within the isotropic KP model [62].

In the non-linear stage, the bends of a two-dimensional soliton in the third dimension can be fairly simply described by the same method, as the one used for the one-dimensional KdV soliton (26.2). The Lagrangian KP form being presented above (see (26.6)), it remains for us only to evaluate the integral L=JJ~dxdy

(28.2)

for

the Lagrangian ~~93) with a properly chosen test potential function, ç~= u. The latter will be represented by the wave potential (28.1), though with a changed phase x + ct—+x + x°(z,t), and parameters 41.2 = LI, 2(z, t) represented by the slowly varying functions of z and t.

The result, as can be easily shown, will be L = 1[x~0,

+

c0(x50, )2/2]

where we write (q,~ u)

+

c0F(I)

,

(28.3)

BA. Trubnikov and S.K. Zhdanov, Unstable quasi-gaseous media

205

I=JJu2dxdy, -=

(28.4)

+=

F(I) = J J [u~/3c0+ l2u~2+ ~2/2] dx dy

=

—313/21T2(12c

4. 01)

It might be useful to note that the Lagrangian L for the I and x

0 modulations of the two-dimensional soliton is analogous in form to the one given in section 27 for the cnoidal wave (27.8) and, consequently, the equations of now modulations are the same as (27.10). It will be 2 1,one-dimensional with c convenient to define p = (c/ccv)~ 00 standing for the velocity of the non-modulated soliton, and introduce r’ = c0x~’,which will finally result in —



p~+(pr’)~0, (28.5)

+

r’v~= ~

eec =

2c0c00,

a “one-dimensional gas” with negative compressibility, which is another example of an unstable QCh medium with a new “azimuthal” number m =

The small value of the “azimuthal” number points to the possibility (see part I) of finding simple analytical solutions for the non-linear soliton bends, which will not contain elliptic functions. Thus, the spontaneous increase of periodic modulations is described by the following formulae (see fig. 16) p

=

(sinh ~)/(cosh ~ + cos ~),

r’ = C~~(51fl ~)/(cosh

~ + cos (28.6)

~ —ytp,

77

y(z—r’t)/c~~,

where —cc < t <0, and the parameter y >0 signifies the growth rate of the initial-stage instability. In this case, ~ = kzCef~ which coincides with the linear growth rate found in ref. [62]apart from the notation.

c’

1.5

0 2 with a periodic (with a period A) unstable bend of a two-dimensional KP soliton in an isotropic medium. The is equal pto= 1—4: yt = —~, —3, —2.5, —2. Fig. 16. Evolution of theparameter “effectiveytdensity” (c/c00)”

206

BA. Trubnikov and S.K. Zhdanov, Unstable quasi-gaseous media

The modulational minima and maxima, as can be seen from (28.6), follow the explicit but inverse relations yltl = p~

ln[(1

+

Pmin)’(’



Pmin)]’

(28.7)

-1

yltl = Pmax lfl[(Pmax

+

1)’~(Pmax—

1)]

and at the critical time tcr = —2/v we have Pmjn 0, Pmax ~ cc, which corresponds to the soliton tearing into separate “bunches” (in the shape of “necked sausages”) collapsing into points as t—~—0. It should be recalled that in this case the “effective” density determines the local velocity and amplitude of the soliton, c = c 2. 00padopted here for deriving the equations of long-wave modulations can be successfully The method —~

used for the analysis of even more complicated situations, when the perturbation evolution is not reducible to the isotropic KP model. By way of example with anisotropic dispersion we shall consider the stability of the rational soliton (28.1) the so-called oblique magnetosonic wave [55, 731. In the high-frequency region, this wave satisfies the following equation in the notation of ref. [73] + [qq~2





—s-- (r~ —1) ~ Wpe

CA



—~-~-

W,,~

(2a~~+

~~)]]

= —4 1~i,

(28.8)

‘1 ‘1

2 (aw/w.)2, z is the coordinate running along the magnetic field and ij is the where a is the slope, if one running in the direction of the wave propagation. The remaining notations are explained in ref. [73] and the parameters q, e and a are taken to be constant. After obvious changes in notation (e.g., 77—~X cArt/2, CA_~*c 0 etc.) we reduce (28.8) to a form approaching our KP representation of (26.3) 2i c [u + uu~ c01 0l~(2au’~~~ +~ = —c0(u’~~ + u’~,,)/2, (28.9) 2I2w~ 2 — i)c2/2w~~, assuming that 12>0 so that (28.1) will appear as a nonwhere 1~= c 1, 12 =(u singular solution of this equation. It can be shown that the Lagrange function ~AN for eq. (28.9) is —





~‘AN

=~ +

~

(28.10)

~se=

12 c0

~l2

i(~xz

2 ~

where ~Z’is the isotropic part (26.6), and ~ is the flow potential determined from the condition u = q~. Before selecting the test function, note that the solution of eq. (28.9) can be represented not only by the soliton (28.1), but also by a soliton with a constant inclination K. Its description requires merely the following replacements in (28.1): 2/2, X~ X + KX, C~ C + c0K (28.11) 12_* 12[1 + K(K + 2a)l~/l~] It is important that now the length I changes with the given inclination, in contrast to the isotropic case

BA. Trubnikov and S.K. Zhdanov, Unstable quasi-gaseous media

207

with l~= 0. This means that the length l becomes a new independent parameter in the anisotropic case with a bend. Therefore, we shall substitute the potential ~‘ of the initial soliton (28.1) into (28.10) as a

test function, adopting the following form =

—12c0l~.~ ln[1 + ([x + x0(t, z)]/41)2 + (y/42)2],

u = ~,

4~=

3l~c

(28.12)

2. 0Ic,

LI~= 3I~c~I2c

Subsequent integration of this result over the variables x and y with retention of no derivatives other than those of the “fast” phase x 0(t, z), yields

LAN = JJ ~

dx dy = I (x~,+ c0x~/2) + c0F + c0Gx~(4+

2a)

,

(28.i3)

with the notation 3(2

I = I~j-~q, F = I*p. 1/2 2 1~= 3i~2 (4c

0l)

,



3q) /3,

G = 21*p.3(l,/I)2/3, (28.14)

2

~ = (c/c0)

22 ,

q=

L/i

It can be easily shown that the Euler—Lagrange equations determined by the Lagrangian LAN (28.13) will appear as + VV~=

(pq)

c~pp~,

3]~ = 0,

+

(28.15)

[pqv + c~~pq(u)/ 2

22

q = q(v) = 1 + l,v(u + 2ac 0)/c01 2, u = c where p = (c/coo)U 0x,~, as written above. These are by far more complicated than the

“isotropic” equations (28.5) and are obviously not “quasi-Chaplygin”. Note, that the spectrum of small oscillations, v 0, p i 0, for the system (28.15) fully coincides with the spectrum found in ref. [73] by perturbation theory. instance, the characteristic directions, dzldt, in the region of initial 2 4For 1, are defined by the relation inclinations, me/mi 4 a (dz/dt u,)2 = c~(1+ K)2 [i0p2c~~/3a2c~ + K)2] —



— (1

(28.16)

K =

v/ac

2c~fIV(i+ K),

0,

V1 = V + 2Kp

which implies that the soliton is stable when 2 < 10c~~/3c~, given small bends [73],but also suggests the possibility of bifurcation, with the system (28.15) changing from the “hyperbolic” to the “elliptic” type, given large bends.

B. A. Trubnikov and S. K. Zhdanov, Unstable quasi-gaseous media

208

29. Perturbations of NSE solitons [12, 53, 72] The non-linear Schrödinger equation and its one-dimensional soliton have been already mentioned above (see chapter B, sections 18 and 19) in connection with numerous applications to the problems of self-focusing and self-contraction of wavepackets. There, reference has been also made to the stability of the NSF soliton in a one-dimensional case, as well as to the possibility of its breakage and ensuing collapse due to non-one-dimensional perturbations, discovered by Zakharov [37]. It will be demonstrated here that the soliton collapse proves to be “quasi-Chaplygin” in the simplified long-wave limit. The result looks particularly simple if the NSE is taken in the following dimensionless form 2tfr+~i~2=0,

i~+

(29.1)

~V

where V2 is the three-dimensional Laplacian. In this case the NSF soliton is described by the formula =

A

0(x) exp(i~), (29.2)

2t/2. A0(x)=acosh~ax,

tpa

Here, a is the wave amplitude which unambiguously determines the scale and phase of the solution. It can be easily shown that eq. (29.1) is matched by the following Lagrangian, with (*) symbolizing complex conjugation 5~?=~[i(i~~’



~p*~y~+ v~v~



k~4].

(29.3)

Now, following the adopted procedure, we have only to choose a suitable test function. The transverse modulation of the soliton affects primarily its phase, while its amplitude and size are only slightly varied. Therefore, let us take the following expression as a test function ~1i=

A 0(x, a(t, i~j)exp(i~(t,i~)),

~

~

~

(29.4)

and substitute it into the integral

L= J~dx=[~+(V±w)2/2}I+F(I),

(29.5)

with the notation 1= JA0(x)dx,

F= ~ f[A~_A~]dx.

(29.6)

The averaged Lagrangian L (29.5) is the same in “appearance” as L in (27.8) for the cnoidal wave, which is why the modulational equations for the NSE soliton will coincide in the form with the 3/3, system the (27.10). Inasmuch as the calculation made for the NSF soliton yields the values I = 2a and F = a final form of the equations [12, 53]

209

BA. Trubnikov and 5K. Zhdanov, Unstable quasi-gaseous media

a~+ div

av~ = 0,

t3~ (29.7)

+ (ti~V)U~ = a Va

proves to be similar to eqs. (28.5) describing the self-focusing of the two-dimensional KP soliton. Thus, the collapse of the NSE soliton offers another, now two-dimensional, example of a QCh medium with “azimuthal” number m = ~. Therefore, for instance, the dynamics of a two-dimensional collapse for the periodically modulated NSE soliton is described by formulae (28.6—7) where it will be sufficient to take Cef = 1. Finally, a three-dimensional collapse is illustrated by the cylindrically symmetric self-similar solution

of eqs. (29.7); 2

p(r, t) r’ =

=

2 1/2

[p0(t) —2v

r/3r ,

p0 =

(29.8)

213

1r0/r1

where r=t—t,

r’O~/Or,

1<0.

(29.9)

In the generally established terms, the NSE (29.1) is called cubical due to the degree ofnon-linearity in i/i, this being a case of the most frequent natural occurrence. Of certain interest are also other NSE modifications; thus, the problem of the effect of dispersion corrections on perturbations of QCh media (see appendix B) should be handled with the use of the NSE of order 2N + 1: i~+ ~

(29.10)

the particular solution of which for N >0 is represented by the soliton =

AN(x)

exp(i~N),

2/Ncosh ax]1”,

WN =

a2t/2N2,

(29.11)

AN =[a((N+ 1)/2)”

whose stability to transverse modulations is our present interest. The main points of the derivation being comprehensively covered above, we shall briefly present only the principal results. The Lagrange function for modification (29.10) appears as ~ [i(~,

-

~

+

V~V

9~ N+ 1 -

On integration with the test function

i/i

=

~j2~1)].

AN(x, a(t, F1)) exp(i~(t,F1)) including the “fast”

and “smooth” a(t, F1), we get, as in (29.5) 2/2]+ F(I), L = J ~ dx~I [~ + (V1~)

(29.12) ~(t,

F1)

(29.13)

B. A. Trubnikov and S. K. Zhdanov, Unstable quasi-gaseous media

210

where, now 1=J A~dx,

F= ~ f[A~



2A~~/(N

+

1)] dx.

(29.14)

Evaluation of the integrals I and F is quite simple and results in F(I) = —I~(I/I~)(2+N~(2_~(2 — N)/(2 + N) (N +

1)

(29.15)

I~=(ii(N+ 1)/2)1/2 F(1IN)INF(1IN+

which corresponds, for

tJ

1 =V1q

~)

and p = 1II~,to the modulational equations of the following, also

quasi-Chaplygin form +

div prY1

= 0,

(29.16) 2’~2~/(N+1)). (rY1V)111 =V1(p It is worth mentioning that when N> 2 the soliton turns out to be stable to transverse perturbations, +

but not so, as shown by more thorough analysis, for one-dimensional perturbations which cause it to collapse.

30. Solitons described

by

the sine-Gordon (SG) equation

The SG equation can be found in the Josephson effect theory, in the problem of a laser beam in a two-phase medium, in some models of the theory of elementary particles, etc. It is traditionally written

as —~,=sinc~

(30.1)

where x and t are the dimensionless coordinate and time. Let us examine its three-dimensional modification V2~ —

p’,.

usin~,

(30.2)

where V2 is the three-dimensional Laplacian, and the factor a- = ±1 (in the conventional alternative

(30.1)) is added for generality. Consider the transverse stability of a one-dimensional soliton described by the SG equation in the particular case of the “2ir-kink” [20].This is a particular solution of eq. (30.2), appearing as = 4 aretan(exp(~)), (30.3)

~=(x+ct)Iii,

c2=1—u42.

In writing down (30.3) we have chosen a wave of a definite direction.

BA. Trubnikov and 5K. Zhdanov, Unstable quasi-gaseous media

211

The SG equation allows a variational formulation d3r dt 0, = p2 (V~)2]/2 2a- sin2(~’/2),

~J ~



(30.4)



which will be helpful in describing the long-wave modulations of the kink soliton. We shall adopt

4 arctan(exp( i)),

= =

(30.5)

(x + x

0(t, F1))/zI(t, F1),

as a “test” function to generalize (30.3), the modulation being considered smooth, 41~~j ~ Evaluate the integral of £~?(30.4) with ~ = ~. Retaining the derivatives of the fast phase x0 alone, we get L= J~dx~[x~_(V1xo)2_u42_1]I,

where allowance is made for the relationship appearing as =

(2/LI) sin(ç1/2)

=

~

1= ~ J~dx, = (2 /4)

(30.6)

sin(~1/2).The form for the kink soliton

2/LI cosh ~,

(30.7)

we get the integral I = 4/LI in (30.6) and, finally, the averaged Lagrangian becomes 2 1 a-LI2]. —

L = (4/LI) [x~



(30.8)



(V1x0)

Setting up the associated Euler—Lagrange equations, we obtain the system (LI~x~,) = div(LI’V

1x0), 2+1—a-LI2,

(30.9)

x~’(V1x0) which describes the transverse modulations of the kink soliton. Writing p = x

00ILI and ü =



(V1x0)/x~,,

the system (30.9) is reduced to

p~+divptY0, (rYy1)

+

V1y1 = 0, 2

y~(1—v +crp

—2 —1/2 )

which bears a remote resemblance to the equations of relativistic gas dynamics.

(30.10)

212

BA. Trubnikov and S.K. Zhdanov, Unstable quasi-gaseous media

The “quasi-Chaplygin” case can be obtained on the assumption that v ~ 1, p simplified equations p+divprY=0,

1. Here, we find the

tJ~—V1x0, (30.11)

2/2,

+

~‘

(iJV)rY~a-V1p

which fit the dynamics of the two-dimensional “Chaplygin gas” with “azimuthal” number m = unstable when a- = —1. So, the simplest solution, according to (12.6), for the periodic modulation along a single axis, e.g., —

the y-axis, will be p = (cosh T



cos xi’

v=sinh’rsinX,

sinh~r~ r=yt<0,

x=~y.

(30.12)

It should be emphasized that the result obtained in this section being approximate, it should be treated merely as an illustration of the “quasi-Chaplygin” approach.

31. Conclusion Touching on the background of the present work and the contribution of its authors, we shall summarize this review in the following ten points: 1. D.J. Korteweg and G. de Vries obtained their equation for “non-overturned” shallow water in 1895. About the same time, a particular example of a hypothetical gas with the adiabatic exponent = —1 was analysed by S.A. Chaplygin who delivered a report “On Gas Jets” in 1896 and published it

in 1902. Time has proved both works to be rich in content and applications.

2. Several years ago, the authors of the present review, who had long been interested in the theory of current-carrying pinches, took notice of a publication by Book, Ott and Lampe [6], where constrictions on an incompressible skin pinch were studied numerically. The numerical method [6] failed to provide an answer to the question of whether constrictions could break completely. We, however, have succeeded in finding an analytical solution of this problem and getting a positive answer. 3. In doing so, we have found that, as noted in ref. [6], the problem of constrictions is described by the same equations as is the ideal gas with adiabatic exponent y—* 0, or to be more exact, with a pressure of the form p — ln(1/p). Then, we have studied analytically the problem of constrictions on a compressible pinch (which reduces to the previous one), followed by the problem of “overturned shallow water” (previously studied numerically in ref. [3] and analytically, though erroneously, in ref. [4]), and the problems of a cylinder of liquid with surface tension, of evolution of a one-dimensional Chaplygin gas (for Chaplygin himself studied a steady-state two-dimensional flow), of a “cold surface flow in the ocean” (equivalent to the “overturned shallow water”), and of a tangential discontinuity of the velocity. We have also discovered that perturbations of various solitons described, e.g., by the KdV, NSE, KP and SG equations in the long-wave approximation, which is often employed in a linear analysis of soliton stability, are also defined by similar non-linear “gas” equations, which result in a clear pattern of soliton behaviour. Besides, as it turned out, our simplest “evolutionary” solutions are

absent from almost all previous studies made by other authors and containing similar equations. 4. The authors of this review have noticed that all these media are equally described in the long-wave approximation by gas dynamics equations with two parameters

BA. Trubnikov and 5K. Zhdanov, Unstable quasi-gaseous media

1i=—pdivrY,

213

(31.1)

ii.=c~mVpvm,

where p is the “reduced density”, and the dot signifies the total derivative with respect to time, e.g. p = op/~9t+ (tYV)p, etc. Specifically, when m = we have a “Chaplygin gas” and hence refer to system (31.1) as “quasi-Chaplygin” - There will be no instability unless c~>0, which can be called “the generalized Chaplygin—Lighthill criterion” (Lighthill studied a case with m = 1). —

5. Given symmetric conditions, eqs. (31.1) have, in particular, simple self-similar solutions for any number of measurements, N = 1, 2, 3 Of greatest interest, however, are either a one-dimensional ease with time-dependent evolution, or a steady-state two-dimensional flow which, with the supersonic velocity v0 ~ c0, reduces to the previous case allowing an exact analytical solution under any initial conditions (Cauchy problem). 6. For ordinary gases with c~<0, the solution can be found, for instance, by the well-known Riemann wave method, assuming that p = p(v), but bearing in mind that this method is inapplicable when c~>0, since the equations become elliptic. However, the “hodograph” method known in mathematics, as well as in gas dynamics, permits reducing any pair of non-linear equations ~a~1Of/Ox1=0,

i,j1,2

(31.2)

with coefficients of the form a.1( f1, f2) to linear equations for the inverse functions x, ,2( f,, f2). 7. We have discovered that in the case of c~>0, given any m, the hodographic method with a number of subsequent substitutions (see above) does yield linear equations, but reduces system 2!P(r, ~, not z) =only 0. This necessitates introducing cylindrical (31.1) to the Laplace V a spurious “angle” ~, which is devoid of any physical coordinates r = simple (p/p 1’2m, z —V uequation as well as 0) meaning, but elucidates the solutions through expansion in “electrostatic” multipoles composed of “charges” in the space r, ~, z.

8. Seeking to demonstrate the distinctions of the medium behaviour, many authors who dealt with equations similar to (31.1) studied usually one or two examples of solutions, made as simple as possible, using either numerical or analytical methods. As a rule, though, the perturbations described by those solutions were caused by an “initial impact” introduced by the researcher. In the numerical approach, in particular, this is the only possible formulation, which is responsible for substantial arbitrariness in

the solutions. The main shortcoming of such “random” solutions, however, consists in the fact that even if at the moment t = t

0, taken as the initial time, the amplitude of the perturbation introduced is chosen to be adequately small, but the profile is not properly selected, one can easily see, on finding the

analytical solution or making a count down in the numerical solution, that the amplitude was actually great at a certain instant preceding the initial time, tantamount to a heavy “impact on the medium”. 9. Meanwhile, unstable media, unlike stable ones, can have perturbations such that they vanish in the asymptotic limit —cc, leaving an unperturbed background, p(_cc) = p0 and V(—cc) = 0. This means that the “electrostatic” potential ~i(r, ~, z) should be engendered by no other “charges” than those located on the unit circle r = 1, z = 0 in the r, ~, z space. We call this requirement the ~

“evolutionary principle” of selecting spontaneous solutiq~ns,the simplest ones among them being the Coulomb and dipole potentials which give four “fundamental” solutions for the time t—

—r~Q~(a),

t—

rv Q~(a)cos(~+ ~‘) <0,

(31.3)

where a = coth ~, and ~, ~ are toroidal coordinates. These solutions show all the typical features in the behaviour of an unstable medium, which permits restricting the study to these four solutions and

214

BA. Trubnikov and S.K. Zhdanov, Unstable quasi-gaseous media

“unifies” the theory of all “quasi-Chaplygin” media, which were partly investigated before us. However, there are no publications known to us, where the authors would bring to view precisely these analytical solutions which are the simplest ones in the “spontaneously evolutionary” class, all the solutions available in the literature are more complicated. The only exception is the self-similar solutions though not spontaneous, nor vanishing in the limit —cc which necessitate an “initial impact” of a quite definite profile. —

~



In view of this gap, we have supplemented the theory, including all the previously known “quasi-Chaplygin” media. 10. The medium type can be conveniently characterized by the “azimuthal number” m, which most naturally fits in with the Laplace equation with solutions of the form IP(r, ~, z) = qi(r, z) cos(m~).Our studies have shown the media found “in nature” to have only six “quantized” values of this number, m = —2, —1, —1/2, 1/2, 1, 3/2, whose growth entails an increase in the complexity of the mathematical description of the medium due to the complication of the Legendre functions, Q,,,,2. Therefore, the “Chaplygin gas” proves to be the simplest and the cylinder with surface tension the most complicated examples of such media. However, all these media are basically similar in their behaviour which, besides, is fairly uniform. An example most easily visualized is the behaviour of a layer of “water on the ceiling”, devoid of surface tension. A phenomenon of general prevalence is the tearing of a medium into separate bunches “drops” or —

“streams”. It would be reasonable to hope that our “unification” of both the solutions and the patterns of spontaneous behaviour of “quasi-Chaplygin” media will turn out also useful in other more complicated cases, such as the formation of galaxies in the expanding Universe (?). The authors would like to express their appreciation to DN. Zubarev, Yu.A. Danilov, B.B. Kadomtsev and V.D. Shafranov for their valuable comments on the present work, and to L.M. Melnikova for careful translation into english.

Appendix A. Formulae and tables of functions In our parametric solutions for the time t( ~, 7)) and the coordinate x( i~) there are three special functions: Q,~,Q’0 and Am~containing the subscript v = —m ~which hereafter is assumed to be either integer or half-integer. Below we shall show the way various functions are calculated. The Legendre functions, Q~,are to be sought using the well-known recurrence relations ~,



1

2

Q~(a)~(a —1)

—1/2

(aQ,,—Q,,~),

Q,,(a) = a (2— 1/v) Q~~i —(1—

1/u)

Q

(Al)

2



i)h12

However, it would be of more to ause= (k new arguments, k = tanh(~/2) a —rewritten (a k’ = (1 k2)1’2 instead a =convenient coth ~. Since + k~)/2, formulae (A.1) will= be as

and



Q~,= v[(1 + k2) Q,, 2kQ,,_ 2) 1]/(1 k Q~= (k + 1/k) (1— 1/2v) ~ —(1— i/i.’) Q,~

(A2)





2-

Reducing the order of the function, we arrive at the elementary expressions

BA. Trubnikov and 5K. Zhdanov, Unstable quasi-gaseous media

215

Q0=ln[(1+k)/(1—k)],

Q1

2)/2k] ln[(1

+

k)/(1



(A.3)

k)] —1

k and at the complete elliptic integrals

= [(1 +

for integer

is,

Q_

1’2 K(k),

1/2=2k =

(A.4)

2k1’2 [K(k)



E(k)]

for half-integer is. To make tabulation convenient, we shall take k = sin a°(a°~ a) and measure ° in degrees. The values of the 4 functions of (A.3) and (A.4) are given in table 4 and depicted in fig. 17. Consider, finally, the lambda-function, Am (7.9). In view of the recurrence relations (7.7) being satisfied for the integrals R~(7.6) and considering the relations (A.1) for Q,,, it can be easily shown that Am satisfies the simple recurrence equation relating but two functions Table 4 Values of Q,, and related quantities as functions of the angle a’: k=sina°;sinhe=2k/(1—k2);cosh~(1+k2)/(1—k2);coth~a(1+k2)/2k a’

10°

200

300

400

50°

~O

7Q0

0.34 0.12 0.77 1.26 1.63 8.54

0.50 0.25 1.33 1.66 1.25 4.00

0.64 0.41 2.19 2.41 1.10 2.42

0.77 0.59 3.71 3.84 1.04 1.70

0.87 0.75 6.93 7.00 1.01 1.33

0.94 0.88 16.1

~

0.17 0.03 0.36 1.06 2.97 33.2

0 0

0.35 0.04

0.71

1.10

1.53

0.16

0.37

0.68

2.02 1.09

0

1.32

1.89

2.38

2.86

0

0.11

0.33

0.62

0.98

00

k k2 sinh~ coshe a

k2

0 0 0 1

=

~Øo

900

1 1

1.00 1.13

0.98 0.97 65.3 65.3 1.00 1.03

2.63 1.66

3.47

4.87

~

2.48

3.87

=

3.39

4.01

4.86

6.26

~

1.44

2.03

2.86

4.26

~

16.1

= ~ 1 1

Q_,, 5

00 Fig. 17.

30°60°90°

Legendre functions Q0(a) f(a°);a°= arcsin k.

BA. Trubnikov and 5K. Zhdanov, Unstable quasi-gaseous med,a

216

Am = Am_i

z r~’Q~_1/i~,



is

—m

=

(A.5)

.



Successive use of this formula results in the following expression containing a sum Am = AmN



(z/~) ~

rV+fl

~

(A.6)

Given integer m, we shall arrive at 1’2. (K E)R1/2)Ilrk If m is half-integer, however, we shall obtain the function A_ 1/2, which with regard to + irP_,. cot ~ri-’ will appear as

A0 = (Q~1/2R~,/2 — Q,/2R1/2)/27r = (kKR112

= (1/n-) lirn

= 2k~ J

~)



k’2

sin2

~r

Q~_,= (A.8)



(1

(A.7)



(vQ,_,R~~, isQ~R0)= R1/ir.

It will be convenient to introduce k’ = (1 ~



2)112 for the integrals R,, (7.6) and represent them as —

k

d~.

(A.9)

Hence we find the incomplete elliptic integrals —1/2

R_ 1/2 = 2k

E(k ,77/2), (A.10)

R1/2=2k

1/2

F(k,7712),

and the elementary function =

R,hi- = (2hr) arctan[k tan(77/2)].

(All)

The A0 function proves to be equal to the so-called “Heuman” lambda function A0(2/ir){K(k)E(k’,77/2)—[K(k)—E(k)]F(k’,ij/2)}

,

(A.12)

whose values are given, among other things, by Abramowitz and Stegun [15]. In the limiting cases, it is equal to sin(77/2) when k = 0 or to 77/IT when k = 1, and if the required accuracy is not too high a quite

simple approximation of the form 2(77/IT ~

=

sin(77/2)

+

k



sin( 77/2))

(A.13)

can be used for this Heuman lambda-function. Whenever a more precise calculation is required, use can be made of table 5 which gives the correction (A.13).

K

(accuracy percentage) for the approximated formula

BA. Trubnikov and 5K. Zhdanov, Unstable quasi-gaseous media

217

Table 5 Correction K in the formula for the Heuman lambda-function: k

0.87

0.94

0.98

30°

400

500

60°

70°

80°

1.31 1.23 0.97 0.54

2.74 2.58

4.33

5.60

4.09

2.06

3.29

2.24 2.13 1.79

2.04

5.94 5.63 4.62 3.14

4.81 4.56 3.78

1.21

5.30 4.31 2.81

2.66

1.30

—0.05

—0.08

0.11

0.56

1.13

1.53

1.45

—0.28 —0.31

—0.68 —0.58

—0.78 —0.62

—0.56 —0.49

—0.13 —0.27

0.27 —0.06

0.45 0.07

076 0.29 0.07

0.50

10°

20°

90°

0.34 0.32 0.25 0.13

120°

150° 170°

600

1, k = sin a°

(1 + K/100)A~,°”

076

0.34

10° 30°

=

0.64

0.17

The formulae presented here are applied in part II for calculation of specific “quasi-Chaplygin” media, each type being characterized by a definite value of the “azimuthal” number rn.

Appendix B. “Quasi-Chaplygin” dispersion corrections and their relation to the non-linear Schrödinger equation The “quasi-Chaplygin” equations give a merely approximate description of the relevant media. If

small corrections are retained, they are usually included as the third derivative,

i.e. (B.1)

p+(pV)~=O, V~+ VV~=

p’~,

c~[p”p~+

together with a characteristic length 1, which is also small. It might be useful to correlate these equations with the non-linear Schrödinger equation (NSF) iji

—Ia /4~+J3I~/I”qi,

(B.2)

in which the potential energy itself depends on the psi-function. Its particular solution is a uniform background of the form ~ exp(iIlt) where Li = N = const. Here, it is convenient to introduce a new parameter the length I instead of al, taking IaI = NQ1l2, so that after elimination of al and /3 eq. (B.2) takes the form — /3



i~/~ =



—INQul2l/1’~~ f1I1I,/1froI’~cl’.

(B.3)



Its general solution will be sought in the form = ‘1’~p”2 exp(iq~)where p(t, x) and ç(t, x) will be real. If we write v = 21 NI) I l2co~,the following “near-Chaplygin” equations can be manifestly obtained for p and v ‘P

p~+(pv)~”O, ,

,

2

v,+Vv~c

—v

(B.4) 2

0(p p~+lX),

218

BA. T,-ubnikov and S.K. Zhdanov, Unstable quasi-gaseous media

where the condition of instability, Nfl >0, is assumed to be fulfilled and

is

= 1



N/2,

c0 =

Nfl!!, while

X becomes X(t, x) =

[P-h/2

~-

±

~

(~~I/2

a)].

(B.5)

If p = 1 + p1, where 1p11 41, then X=~p’~ and (B.4) coincides with eq. (B.l). Thus, the dispersion corrections for the “quasi-Chaplygin” equations could be allowed for in the solution, even though in approximation, if the “NS equation” (B.2) were solved. Unfortunately, it can be solved in the general form only for the case of N = 2, which was revealed in 1971 by Zakharov and Shabat in ref. [61]. However, when N is arbitrary, only “motionless” solutions with v = 0 can be shown (see below). The case of N = 2 leads to m = 1, which corresponds to the “water layer on the ceiling” with extra allowance made for the forces of surface tension a- which sets up an additional pressure in the layer 2)312 —a-H~(B.6) a- K(t, x) = —a- H~(1+ H~ Here, H(t, x) is the layer depth and K(t, x) is the curvature of its surface, so the total pressure in the “overturned” layer is given by =

p=

const.

p~gjH —



a-H~,

(B.7)

where Pm is the water mass density.

Thus, the layer is described by the equations (B.8)

+

vv~=

+

a-H~x/pm

which are reducible to (B.l), with p=H(t,x)/H

1’2 , 0,

l=(a-/gp~)1’2.

Comparing eq. (B.8) with the “NSF system” (B.4—5), given small ~ fl(p~H

(B.9)

c0—~gH0~

2/4a-)”2,

a((a-Ho/pm)1’2,

we find the parameters

/3=—fl/~<0

0g

of the corresponding NS equation (B.2) with N = 2, whose solution, however, is rather complicated and therefore will not be presented here. We shall restrict ourselves to the comparison of “motionless” solutions with v = 0 for eqs. (B.8) and (B.4) in order to bring out their similarity and distinctions. In the case of water (B.8), given v = 0 we have +

i2,i~ç~. = 0, (B.l0)

p=a+bsin~+ccosç,

ço=x/l,

BA. Trubnikov and 5K. Zhdanov, Unstable quasi-gaseous media

219

i.e., a modulated “rippled” layer which is apparently unstable. When a < b, c, it breaks into separate drops. On the other hand, the “NSE system” (B .4) simulating water gives the following form for “motionless” solutions with V = 0 p + 12 X(x) =

p + 12 d

[~_1/2

d

(~_1/2

~

=

0,

(B.11)

where p >0, and should we now replace x by a new variable, y, assuming that dy = p1’2 dx the result

will be

p;+12

~

=0, (B.12)

pa+bsin’P+ccosçli,

‘P=y/I,

which coincides with (B .10). The only difference consists in the definition of the angles ~ = x/1 and = yll related as follows: ‘P

~ =J p”2 d’P = J(a

+

b sin

‘P

+

c cos

‘PY1’2

d’P.

(B.13)

In consequence, however, the function p(x) proves to be elliptic and is reduced to the so-called cnoidal

solutions of the NSE: p = a2 dn2(k, u),

dn2

= (1



k2 sin2

‘P)1’2,

(B.14) u = ax/21 = J(1



k2 sin2 a)~’2da,

which are unstable, like the drops on the ceiling. But in the limit k—*1, (B.14) yields the soliton (B.15)

p1’2 = a/cosh(axI2l), which is known to be stable to one-dimensional perturbations.

However, its similarity to the “water ridge on the ceiling” permits predicting by analogy that it will be unstable for two-dimensional perturbations and will break into separate oblong “drops”. This is exactly what happens in the theory of strong Langmuir turbulence in a plasma when a “layer” of waves excited therein is caused by the modulational instability to break into separate bunches growing to reach the stage of solitons which subsequently split into long “Langmuir cavities”, the latter undergoing a collapse at the final stage (see ref. [37]),induced by the aperiodic parametric instability discussed in section 25. In conclusion, it might be useful to note that when is = 1 N/2 is arbitrary, the motionless solutions of the general NSF system can be found from the equation —

BA. Trubnikov and 5K. Zhdanov, Unstable quasi-gaseous media

220

p~p~+l2Xzr0, =

f(cip

+

1(!/2)(N+N2/2)1’2

c 2 2p

(B.16) —

p3_P)_i/2 dp.

With N = 2 or N = 4, the last integral is reduced to elliptic integrals, but complete integrability of the NSE is known to be possible only with N = 2. This is exactly the case for which refs. [74,75] give a number of exact solutions exemplifying the spontaneous evolution of a uniform background instability. In the notation of ref. [74], the NS equation can be written in the form iu+ u’~~I2+u(IuI2—1)=0,

(B.l7)

whose simplest periodic solution, in particular, is the function I

(K2/2)cosh~t+i~sinh8t1

u(x,t)=Ll_K

Keosh~t—~cosKx ]exp(_iz~), (B.18) where z~ç’= arccos(1 ,c2/2), ~ = K(l ,(2/4)1’2, and K is a parameter specifying the perturbation period. In the degenerate case of K —*0, solution (B. 18) passes into the “rational NSE soliton” of the form (see fig. 18) —

u



1—4(1 +2it)/(1 +4t2 +4x2).

(B.l9)

The perturbation evolution described by solutions (B.18) and (B.l9) is basically similar to the periodic and localized modes for quasi-Chaplygin media: the perturbations, infinitely small at the beginning (t—* —cc), break the uniform layer into separate bunches by the time t—* —0, these bunches resembling the “ridges” found in a layer of shallow water on the ceiling. Somewhat unexpected, however, is the fact that the exact solutions ((B.l8) and (B.19)) predict subsequent reversion to the “uniform background” when t—~+cc. This paradox becomes clear if we turn to the “hydrodynamic” NSE version (B.4). Thus, the “flow velocity” v for the localized mode

(B.19) is

Fig. 18. Exact solution of the NSE (B. 19) describing the instability of a background uJ quasi-Chaplygin approximation (broken line).

= 1,

uniform in the limit as 1—’

—~,

compared to the

BA. Trubnikov and 5K. Zhdanov, Unstable quasi-gaseous media v = c9

arg u/ox = xtl[t2 + (x2

+ t2



V=

2ITxl5(x2



~)

(B.20)

~)2/4]

which takes the following form in the limit

221

I t~—*0 (B.21)

sign t.

This means that an impulsive force arising at the moment

t=

0, causes instantaneous velocity reversal

and, consequently, restoration of the uniform condition. Appendix C. Energy principle in the theory of stability of solitons described by the generalized non-linear Schrödinger equation When discussing the soliton stability in various wave models in chapter D, we have dealt with merely transverse quasi-Chaplygin perturbations, leaving aside those modulations which do not break the soliton dimensionality. The picture would be incomplete, however, without mentioning the role of the latter. To those interested in this question we recommend refs. [12,76, 77], where the problem of soliton stability is covered at greater length. Small deformations of solitons are generally studied with the help of perturbation theory which traditionally requires solving complex high-order equations whose coefficients are explicitly dependent on the independent variable. If “rough” information on the initial wave instability is sufficient, it will be convenient to use a different method which will be called the “energy principle” by analogy with the well-known applications [78,79]. The essence of this method will be elucidated here by a particular example of the NSF with a power non-linearity (see section 29 and appendix B) i’P~+

~V2’P+‘PI’PI2~~~=0,

(C.1)

which is of interest, given arbitrary N, in the problem of the effect of dispersion corrections on the evolution of QChM perturbations. For instance, the case with N = 2 is realized in the problem of the transverse stability of the Langmuir soliton [12]which itself is a solution of (C. 1) with N = 1. The soliton for eq. (C.1) with arbitrary N>0 is described in section 29. Substitution of = A exp(iq~)with real A and ~ turns eq. (C. 1) into an equivalent “hydrodynamic” form: ‘P

p~+divprY=0,

(C.2) rY=Vfl,

Lianp~”-~-(~4)/2A

where p = A2 and tY=V~.In this case, the soliton of the original NSF (C.1) (see (29.11)): A 0 = (c/cosh ax)~”,

N>0,

(C.3)

2/(N + 1) = a2/2N2

11 = c

apparently complies with the static equilibrium

Li = const.,

V

=0 which is a particular form of this

BA. Trubnikov and S.K. Zhdanov, Unstable quasi-gaseous media

222

“hydrodynamics”. Therefore, the problem of its stability is equivalent to studying the conditions of static equilibrium stability (C.3) for the system (C.2). This enables us to resort to analogy and employ

the well-known methods of analysing the stability of hydrodynamic equilibria [78,79]. The system (C.2) can be shown to preserve the total energy H comprising the “kinetic”, K, and

“potential”, U, energy: K = fdv pv2/2,

H = K + U,

U=

J dV

[(VA)2/2



PN+l/(N + 1)].

(C.4)

Here, the original equilibrium (C3) will be stable, provided that the “kinetic” energy, subsequently varying in compliance with the expansion K=K 0

+

tK0 + tK0/2

(CS)

+~--

decreases upon introduction of any initial “test” velocity field, V0 = V(r, t = 0) [78].The expansion (C.5) apparently implies that K0 = 0 due to the equilibration of the initial state, so the stability requirement will be (C.6)

or, explicitly, S=



—f

=

dV

prY0

V(Li,),0

>0.

(C.7)

Eliminating the time derivative with the help of (C.2), the “energy principle” (C.6) can be written as S=

f

2

+

2[fl



(2N + 1)pN]~2}>0,

(C.8)

dV {(V~)

where =

—(A~) 0= (1 12A0) div p0rY0,

curl tY0 = 0

(C.9)

and p0(x) = A~is the profile of the initial equilibrium (C.3) with the parameter Li = const. Now, we shall confine ourselves to one-dimensional perturbations, assuming that V01 V(x), V10 = 0. It will be useful to rewrite the functional S directly in terms of the velocity V(x). Definition (C.9) gives ~ = A’(x) V(x) + A(x) v’(x)/2, which, on substitution into (C.8) and a number of obvious transformations, results in 2(x) + 4N (2— N) (1+ N)’ p~v’2(x)}/4, (C.10) S = dx p0[v” from which it follows that the value of power index N = 2 is critical for the stability of the NSE soliton (C.1). The case of N < 2. The functional S is non-negative and of greatest “danger” is the constant velocity field, v = const., for which S = 0. It corresponds to a mere displacement of the soliton as a whole, with

f

BA. Trubnikov and 5K. Zhdanov, Unstable quasi-gaseous media

223

its shape undistorted and its constant “kinetic” energy imparted by the initial “impact”, which spells stability. The case of N = 2. The functional (C. 10) is also non-negative, but this time the field of velocities in the form V -~x is critical. Direct calculation proves that the “kinetic” energy acts as the integral ofmotion,

given such a field of “test” velocities. Nevertheless, the soliton is unstable! This is suggested by the fact that the system (C.2) has the following self-similar solution with N = 2 v(x, t)=x/(t+

T),

(C.11) p(x, t) = p0(x/(1 + t/r))I(1

+

tI’r)

which describes the self-similar gathering (T <0) or spreading (T >0) of the initial soliton, with the “kinetic” energy of the initial “impact” preserved. This example is yet another testimony to the fact that the rigorous inequality in (C.7) is essential to stability. The case of N> 2. Let us introduce a new “test” function, ‘P(x) = A(x) v ‘(x) instead of the velocity v(x) and write the functional S as

2(x)/2+ u(x) ‘P2(x)}/2,

sfdx {‘P’

(C.12)

u(x)= 11 —(N—1)(2N—1)Ar(x)/(N+

1)ns(1—(N—

1)(2N—

1)/cosh2 ax)a2/2N2.

In order to find the minimum functional S, it will be convenient to use the analogy of representing (C. 12) and the Hamiltonian in the variational formulation of the ordinary linear one-dimensional Schrödinger equation. Then it becomes obvious that the true minimum S is determined by the energy of the ground state E 0 in the potential u(x), while the wavefunction of this state complying with the equation +

[E0



u(x)] ‘P(x) = 0

(C.13)

describes the most “dangerous” perturbation. The Schrodinger equation (C.13) has a well-known solution [80]for the particular form of the potential u(x), which appears as ‘P(x)



(cosh ax)

E0=

—a

1/N—i ,

1

j dx

2 ‘P

= 1,

2(N—2)/2N.

(C.14)

The associated velocity field, limited with N> 2,

J dx(coshax)21~ yields S =

E

0/2 <0,

which makes the soliton unstable.

(C.15)

BA. Trubnikov and S. K. Zhdanov, Unstable quasi-gaseous media

224

Appendix D. On regulai-ization of the perturbation theory as applied to the soliton stability problem One of the most common methods of studying the stability of steady waves in non-linear plasma wave models is the perturbation theory (PT) employed in its simplified “long-wave” version. The first step in using it so was made by Kadomtsev and Petviashvili [60] who studied the two-dimensional stability of KdV solitons. An exact solution of the stability problem [64] is possible for the well-known “integrable” wave models [81], such as the Kadomtsev—Petviashvili (KP) equation. Not so for the “non-integrable” models found e.g., in the plasma wave theory, which is why the stability studies are generally restricted to the long-wave perturbation limit [54, 62, 73, 82, 83]. As applied to solitons, the existing version of the long-wave PT (“primitive” in terms of ref. [84],or PPT hereafter) has a certain distinction which is being discussed in the present section. It is common

knowledge that any perturbation theory seeks to eliminate secular terms. The soliton-oriented PPT is quite valid in this respect, in so far as it eliminates the dominant secular terms; however, it still needs regularization in order to advance into the short-wave region. Slight as it is, the irregularity in the PPT

will eventually cause divergences in higher-order terms. To make it clear, let us use the KP equation (u~+ uu~ u~11)~ = —u~,~/2

(D.1)



to study the KdV soliton instability as an example 21(77, u=

~ = x + ct,

c=

4K2.

(D.2)

u0(77) = —3c cosh~

This case is convenient since we know both the pertinent PPT result [84]and a relatively simple exact solution [64] for the linearized equation 2—

Lu

—k

-



u/2—iwOu/0rj,

(D.3) (021c?’q2)

(82/0772



u 0



c)

which describes perturbations of the form i7(77) exp(—iwt + iky) for soliton (D.2). The wavenumber k is considered to be small in the standard PPT procedure, and the solution of (D3) is sought through expansion in this parameter

(D.4) Under the restriction to the first three expansion terms, a limited solution is possible provided that 2/3, (D.5) = —2ck in which case it can be represented as —

~

1

8

-

8

k2 8

1 1/2

8 -~—(c~P 0)

3cIK)

= —(

(D.6)

tanh(K

77),

BA. Trubnikov and S.K. Zhdanov, Unstable quasi-gaseous media

225

where a is the perturbation amplitude, ‘P~is the flow potential (u0 = o’P018q), and the following derivatives with respect to the soliton c velocity are introduced for brevity d’P 018c

=

(‘P0 + 77u0)/2c,

8u0/Oc

=

(2u0

+ ~1 8u01877)/2c.

This, however, exhausts the possibilities of the PPT, since even the next term u3 is obviously unlimited. The way of eliminating the arising irregularity can be found by comparing the PPT result (D.6) with

the exact solution of eq. (D.3) obtained by Zakharov by the inverse scattering method [64].Before writing it down, note that the perturbation i7 in (D.3) is a two-scale function of 77. The dependence on the “slow” variable can always be taken to be exponential, which leads us to the representation =

x(n) exp( pi~).

(D.7)

Its substitution into (D.3) yields the following equation for x(’i) 2

(8/877 +

[(8/877+ p~)2 u

2~/2 iw(8Id’q + IL)x.





0

~t)



c] ,y

=

—k

(D.8)

Zakharov’s exact solution will be restored now under the requirement that x(’i) should be representable as a sum of derivatives of the potential ‘Po(77) x = a[82’P 2 + /3 ô’P~/8q+ y (‘Pa ‘P*)],



01877

(D.9)

where a, /3, y, ‘P * are constants. The x(ii) thus selected, is a solution if the following relations are satisfied $=2~,

~

),~2

=2~(c+2~2)+~t2’P*,

(D.10) k2 = 2~2[3(c+

For definiteness, let =

2) + ~‘P*].

j.~>0,

then solution (D.7—9) will be limited with adoption of (D.11)

‘Po(77_~*~c) = —3CIK,

which gives the parametric representation —iw 2

=

2~(c1’2 I.L)(cV2 —

2



(D.12)

1/22

k =6~(~—c

)

of the available ISP result [64]: w2 = —2k2(c 2(213)”2lkI)13. It can be easily shown that the PPT result (D.3) can be obtained from the exact solution (D.7, 9, 12) by a direct expansion in the parameter —

k.

This is exactly the cause of the irregularity, since such a procedure is valid only when I kr~4 1. Our representation (D.9—12) of the exact solution is useful due to its being actually a power series expansion of the parameter m, which is why it can be restored by the PT methods but, in contrast to the PPT, necessitates proper regularization. We shall seek a solution of eq. (D.8) as a power series in ~

226

BA. Trubnikov and 5K. Zhdanov, Unstable quasi-gaseous media

X~Xo+LX~+PX~+

assuming that

w(~),k =

w =

(D.13)

k(s),

while

k2=~2/32+~3/33+---.

~

(D.14)

The coefficients in (D. 14) will be adopted so as to completely eliminate the irregularity of the expansion (D.13). Just as in the PPT, (D.13—14) yield the following in the zero approximation after substitution into (D.8) LX00,

X0—a8u0/O~.

(D.15)

The following equation is obtained in the next approximation

Lx, = —a ~

877

+2c)u0]

[u~+(61

(D.16)

with a solution (I x1 I
=

—a[81u0!c

+ (1 +

81/2c) ~18u0/877].

Elimination of the irregularity —n by adoption of 8,

(D.17)

=

—2c gives x,

=

2au0. Sticking to the same

procedure, it is possible to obtain the second order X2

=

a [‘Po(7j)—

‘Po(cc)],

(D.18) /32=6c,

82_’P0(cc),

2 and

as =well to show that x~3 0 inexact the next approximations, provided that 83 = —4, f3~= _12cU 6 inasfull compliance with the solution. Thus, the regularized perturbation theory permits us to restore the exact solution of the soliton stability problem without resorting to the ISP techniques. The associated re-normalization method /34

(D.7) applied to the KP equation proves to be relatively simple and appears to be universally applicable

to the generation of regular approximations for a wide range of wave models employed in the study of non-one-dimensional perturbations of solitons in plasma and plasma-like media.

Appendix E. Chaplygin’s method

To complete the picture, let us consider a steady-state flow of an unstable gas described in our notation by the equations divrYpet=0,

(rYV)rY=c~mVp~m.

In the case of a potential flow, the second equation yields the Bernoulli relation

(E.1)

B.A. Trubnikov and SK. Zhdanov, Unstable quasi-gaseous media V~=



2mc~(p~m 1)

Pet



= [1



(i4/2mc~)Jm(1



v2)~,

227 (E.2)

where V= rYI\I v~ 2mc~is the dimensionless velocity. Thus, the system (E.2) reduces to the equation —

div[V(1_V2)m]=0,

(E.3)

V~Vp,

which is of certain interest in itself owing to other possible applications. In the N-dimensional case, its particular solution is the point source V(1

v2y’ = const. ~



(E.4)

However, of greatest interest is the case of a two-dimensional flow, when the general solution can be obtained by Chaplygin’s method [1],assuming that (1— z)m OpIdy— —8’P/Ox

V~(1_V2)m=(1_z)m 8~I8x=t9’P/c9y,

where z

=

V2

=

(V~~)2. If the inverse functions x =

X(c,’P)

and

y=

(E.5)

Y(~,’P)are introduced, (E.5) will

give

(1

z)m Y~= X~,



(1



z)m X~ =



Y~,,

(E.6)

z = (X~,2+ Y~,2)1.

Next, Chaplygin introduces the velocity slope 7 = arctan(u~/V~) = arctan(Y~/X~) = arctan(—X~/Y~),

and considers the functions

and z(~,’P)whose derivatives are easily shown to be related as

~‘,‘P)

8~9(1—z)m8z 2z 8’P’

867 8’P





E8

(1+2m)z—lc7z 2z(1 Z)m+l ~

-



Finally, on introduction of the inverse functions ~ = ~(z, 7) and relations from the system (E.8): —

~

2z (1—z)m

, ~

(E.7)

‘P

=

cli(z, 0) we can get two linear

E9

(1+2m)z—1

,

cc

2z(1_z)m+l ‘Ps-

5

(

-

)

The condition of their compatibility is the equation 2(1



z) ~

+ z(1 + mz

z



z) ‘P

whose general solution is a sum ~ ‘P~(z,0)

=

‘P~

+ (1



1

+2m )

‘P~

= 0

(E.10)

of particular solutions of the form

F?’2 sin nO

where F = F(a, /3; -y; z) is the hypergeometric function with the parameters

(E.11)

228

BA. Trubnikov and 5K. Zhdanov, Unstable quasi-gaseous media

a=(n—m+K)/2,

y=1+n,

f3=(n—m—K)/2,

Substituting (E.11) into the first equation of (E.9) and integrating it with respect to second function ço~(z,7) = z

(1 —

(E.12)

K~Vm2+(1+2m)n2. 7,

we obtain the

z)m (Fz’~2)cos nO.

(E.13)

These were the solutions given by Chaplygin in ref. [1]. The simplest case is the one with m = ~ corresponding to the “Chaplygin gas” proper, for which eq. (E.3) takes the form div(V/V1 V2) = 0 and can be solved in a simpler way since when m = eqs. (F.8) can be reduced to the harmonic forms —



8)

8a-

-;~--=~,

8)



i—Vf~

dz

if

Oo’

a-=~j

-~=—~—,

~

(E.14)

~

and, hence, the solution is any complex analytic function a- + i7 = f(~ + i’P). Let us deal now with the question of selecting “spontaneous” solutions, for which the perturbations would go to zero at the left-hand infinity x —cc, where the flow is considered to be unperturbed and has a velocity V 1 = v0, v~,= 0, which corresponds to —~

7=

0,

z = z0 = V~,

V0

=

v0I\/v~ 2mc~,

(E.15)



as well as to the unperturbed potentials ~cc0xV0,

(E.16)

‘P=’P0=y~~(1_V~)m.

This suggests that for spontaneous solutions the function ~(z, 7) should become infinite (—cc) at the point 7 = 0, z = z0. However, Chaplygin’s particular hypergeometric solutions (E.13) show no singularity at this point and, consequently, are not spontaneous. For them to be constructed we would have to consider an infinite sum of particular solutions, which is certainly difficult. It is only for the “Chaplygin gas” with m = ~that simple examples of such solutions can be found. Such, for instance, is a solution of the form —

a-—a-o+iO=ln(1+

a-0=lnA0,

~•‘P)’

where L is a certain specified length. In the limit cc is exactly what makes the perturbations small as x

Ao~V1+(coIvo)2_(coIvo)

—~

—cc

—*



we are sure to have a-

=

a-0 and 0

(E.17)

= 0,

which

On using the following notation for brevity’s sake ‘P~ccIL,

~P=’PIL,

N°°r(1+’P)2+!1’2

2+11’2, M’P

(E.18)

we find the following functions from relation (E.17) -‘P

0

=

0(cc, ‘P)= arctan ‘P + M

z

=

z(cc,

4A2MN

‘P)°°° (M +NA~)2

(E.19)

BA. Trubnikov and 5K. Zhdanov, Unstable quasi-gaseous media

229

which permits to us eqs. (E.6—7) to find the coordinates ‘P+~lnM—~-inN,

~=

(E .20)

y

1—A~

L =

2A

~P —

A0 -~-

~1’

arctan

-~



1 ~-,~--

____

arctan 1

+ ‘P~

This offers direct evidence of the fact that perturbations are small in the limit as x

—*

—os.

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