Urban water interfaces

Urban water interfaces

Accepted Manuscript Urban Water Interfaces M.O. Gessner, R. Hinkelmann, G. Nützmann, M. Jekel, G. Singer, J. Lewandowski, T. Nehls, M. Barjenbruch PII...

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Accepted Manuscript Urban Water Interfaces M.O. Gessner, R. Hinkelmann, G. Nützmann, M. Jekel, G. Singer, J. Lewandowski, T. Nehls, M. Barjenbruch PII: DOI: Reference:

S0022-1694(14)00295-9 http://dx.doi.org/10.1016/j.jhydrol.2014.04.021 HYDROL 19552

To appear in:

Journal of Hydrology

Received Date: Revised Date: Accepted Date:

4 October 2013 14 March 2014 8 April 2014

Please cite this article as: Gessner, M.O., Hinkelmann, R., Nützmann, G., Jekel, M., Singer, G., Lewandowski, J., Nehls, T., Barjenbruch, M., Urban Water Interfaces, Journal of Hydrology (2014), doi: http://dx.doi.org/10.1016/ j.jhydrol.2014.04.021

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Urban Water Interfaces Gessner MO1,2, Hinkelmann R2, Nützmann G1,3,§, Jekel M2, Singer G1, Lewandowski J1, Nehls T2, Barjenbruch M2 1

Leibniz-Institute of Freshwater Ecology and Inland Fisheries (IGB), Berlin, Germany Technische Universität Berlin (TU Berlin), Berlin, Germany 3 Humboldt University Berlin, Berlin, Germany 2

Abstract Urban water systems comprise large-scale technical systems and natural and man-made water bodies. The technical systems constitute essential components of urban infrastructure for water collection, treatment, storage and distribution, as well as wastewater and runoff collection and subsequent treatment. Urban aquatic ecosystems are typically subject to strong human influences, and the quality and function of both surface and ground waters tend to be strongly modified, often with far-reaching impacts on downstream aquatic ecosystems and water users. The various surface and subsurface water bodies in urban environments can be viewed as interconnected compartments that are also extensively intertwined with a range of technical compartments of the urban water system. As a result, urban water systems are characterized by fluxes of water, solutes, gases and energy between contrasting compartments of a technical, natural or hybrid nature. Referred to as urban water interfaces, boundaries between and within these compartments are often specific to urban water systems. Urban water interfaces are generally characterized by steep physical and biogeochemical gradients, which promote high reaction rates. We hypothesize that they act as key sites of processes and fluxes with notable effects on overall system behaviour. By their very nature, urban water interfaces are heterogeneous and dynamic. Therefore, they increase spatial heterogeneity in urban areas and are also expected to contribute notably to the temporal dynamics of urban water systems, which often involve non-linear interactions and feedback mechanisms. Processes at and fluxes across urban water interfaces are complex and less well understood than within well-defined, homogeneous compartments, requiring both empirical investigations and new modelling approaches at both the process and system level. We advocate an integrative conceptual framework of the urban water system that considers interfaces as a key component to improve our fundamental understanding of aquatic interface processes in urban environments, advance understanding of current and future system behaviour, and promote an integrated urban water management.

Key words: urban water system, aquatic ecosystems, interface processes, water systems modeling, urban water management

§

Corresponding author 1

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1. Introduction

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Extensive landscape fragmentation through human activities has resulted in strong

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proliferation of interfaces between distinct land-cover types (Cadenasso et al., 2007; Haase,

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2009). In addition, humans have created numerous intersections between technical and non-

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technical systems, including natural, though often strongly modified, ecosystems. Nowhere is

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this perhaps more evident than in the tightly interconnected water systems of urban areas. The

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technical structures designed for water treatment, storage and distribution, as well as for

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wastewater and runoff collection, treatment and controlled discharge to receiving water

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bodies, are vital components of urban infrastructure. They are often well managed, at least in

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highly industrialized regions and countries, although increasingly also in major cities of the

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developing world. Man-made channels and other artificial water bodies complement the

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technical water infrastructure and natural aquatic ecosystems such as streams and rivers, lakes

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and ground water in urban areas. Urban ‘natural’ aquatic ecosystems are typically subject to

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strong physical, chemical and biological modifications, often with far-reaching negative

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consequences for downstream aquatic environments and water users (Roy and Bickerton,

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2012; Walsh et al., 2005; Meyer et al., 2005). For example, until tertiary wastewater treatment

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was introduced to reduce the ammonium load generated by the metropolitan area of Paris,

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France, a huge ammonium plume severely depleted oxygen concentrations in the estuary of

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the River Seine 100 km downstream of the effluent (Brion et al., 2001).

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Water use and management in cities is driven by a multitude of goals that may be

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partially conflicting. They include water supply for domestic and industrial consumption,

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adequate sanitation, and protection of humans and infrastructure from natural disasters.

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Ongoing efforts to control pollutant loads to urban surface waters are starting to bear fruit.

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However, rarely taken into account are impacts such as the disruption of linkages of urban

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water bodies with their riparian areas and floodplains, disconnection of surface waters from

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hyporheic zones and aquifers, or outright disappearance of natural surface waters in 2

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underground pipes. Thus, by managing water resources and land to meet goals dictated by

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immediate public, industrial or personal demands, humans have profoundly modified urban

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water bodies (Grimm et al., 2008).

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The term “urban stream syndrome” has been coined to describe the strong ecological

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degradation of running waters consistently observed in urban environments (Meyer et al.,

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2005; Walsh et al., 2005). Classic symptoms of the syndrome include flashy hydrographs that

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promote physical disturbance in urban running waters; high loads of nutrients, suspended

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solids and various pollutants ranging from heavy metals to personal care products and drugs;

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and a simplified and homogenized channel morphology providing limited in-stream and

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riparian habitat and habitat heterogeneity (Laub et al., 2012). Together, these and other

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pressures severely compromise water quality and quantity in natural and man-made urban

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water bodies. Consequences include impoverished biodiversity compared to natural

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freshwater bodies and increased costs to ensure human water security in terms of water

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resource supply, wastewater removal, and protection from excessive surface runoff and floods

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(Grimm et al., 2008).

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In the future, urban water management will face additional challenges as demographic

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trends and continued migration of the world population to metropolitan areas leave their

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imprint on urban water quality and quantity (Endlicher et al., 2011). Global climate change is

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likely to exacerbate these tendencies in many cities of the world by increasing the likelihood

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of extreme meteorological events, shifting precipitation regimes, changing surface and

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groundwater conditions, temperature increases, and other factors (Langeveld et al., 2013). The

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widespread need to accelerate investments for the maintenance of water distribution and

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sewer systems adds to this challenge. At the same time, however, growing environmental

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awareness has prompted measures to improve the quality of urban waters, including heavily

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modified water bodies, not only in terms of chemical water quality but also in attempts to

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restore essential structures and functions of aquatic ecosystems as a whole. In Europe, these 3

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efforts have been fostered particularly by the requirements of the Water Framework Directive

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(WFD), which stipulates that a good ecological status, or a good ecological potential, is

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achieved by 2015. The modifications of urban water systems resulting from this stipulation

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are currently underway or will soon be initiated. Both natural and technical water flows will

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be affected, with likely consequences on urban water quality and quantity (Braud et al., 2013).

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Finally, changing behaviours of water users pose their own challenge. Widespread water-

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saving initiatives are a point in case. They are laudable from a broad-scale sustainability

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perspective, but run counter at the local scale to the fact that many sewer systems have been

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designed for larger water volumes than are currently generated with new water-saving

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technologies.

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The hydrology of urban areas has been extensively studied in the past (Harremoës,

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2002; Fletcher et al., 2013). However, as highlighted by Paola et al. (2006), prominent

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knowledge gaps in the urban water cycle remain, especially with regard to the interaction of

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water with sediments, solutes and biological communities over a range of spatial and temporal

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scales (Schulz et al., 2006; Palmer and Bernhardt, 2006; Potter, 2006). This is the domain of

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ecohydrology, which integrates hydrological and ecological concepts and information

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(Rodriguez-Iturbe and Porporato, 2004). Debates about sustainable development of urban

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areas, including urban water systems, have also been informed by ecological concepts. This

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has led to the notion of urban metabolism (Broto et al., 2012), which refers to the processes

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by which cities transform raw materials, energy, and water into the built environment, human

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biomass, and waste. The ecosystem view embodied in the urban metabolism concept has

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inspired new ways of thinking about how cities can be made more sustainable (Decker et al.,

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2000). Considering integrative approaches across traditional disciplines in urban design and

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planning holds potential to improve current management strategies of urban water systems,

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enhancing understanding of urban ecosystem processes, biodiversity conservation, and partial

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ecosystem restoration (Alberti, 2005; Pickett and Cadenasso, 2008). 4

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Here we advocate an integrated water management approach in urban areas that

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explicitly recognizes the multiple interactions between and among technical water

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infrastructure and natural and man-made surface waters and aquifers. Given the strong focus

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on technical water systems in the past when considering urban water issues, the key objective

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of the present paper is to strengthen the conceptual basis for integrated urban water

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management strategies that simultaneously consider the technical and natural component of

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urban water systems and how they interact. A central tenet is that an improved understanding

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of processes and fluxes at interfaces between system components benefits this integrative

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approach. Thus, we propose that diverse urban water interfaces within and between natural

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and technical system components play key roles in the transformation and transport of water,

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matter, and energy in urban areas. In addition, we present typical urban water interfaces and

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their roles in the urban water cycle and identify selected areas of urban water research that

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require particular attention.

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2. Recognizing interfaces as a key feature of urban water systems

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A prominent feature of urban water systems is that their natural and technical components are

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tightly meshed, creating multiple interfaces in the urban and peri-urban water cycle (Fig. 1).

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The transport and transformation of water, matter and energy takes place at and across these

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interfaces, or boundary zones, between adjacent system compartments, resulting in the

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exchange of mass, momentum and heat over various spatial and temporal scales (Gualtieri

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and Mihailovic 2013). Water flow within and across the system components can be

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adequately described based on the principles of fluid mechanics. Bed load transport can also

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be modeled based on fundamental physical laws. In contrast, the movement of solutes and

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suspended solids along the flow paths is superimposed by a variety of biogeochemical

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processes (e.g. geochemical reactions, biological uptake, enzymatic transformations) and

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physico-chemical processes (e.g. adsorption, desorption, aggregation) that need to be 5

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considered for an appropriate system description. Although some of these processes also

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occur in the bulk phase of water, rates are often highest at interfaces (McClain et al. 2003).

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We refer to urban water interfaces as the boundary zones between components,

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subsystems or compartments of the urban water system as a whole. The interfaces may be

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natural, technical or hybrid depending on the adjacent system compartments. In a strict sense,

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water interfaces are two-dimensional surfaces of potentially complex and irregular shape.

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However, three-dimensional structures which are thin relative to the extent of the adjacent

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system compartments are also included. It is implicit in this definition that interfaces can exist

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at multiple spatial scales, ranging from tens of micrometres in the biofilm of a sewer or a

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natural stream, to metres in a drinking water well, or even to entire technical structures such

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as a wastewater treatment plant that acts as check point between the sewer network and the

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receiving stream. Often, urban water interfaces are delineated by a gas-liquid or solid-liquid

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phase transition, linking atmosphere, hydrosphere and pedosphere. However, liquid-liquid

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interfaces are also common.

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In general, urban water interfaces are characterized by steep physical gradients, steep

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chemical gradients, non-linear interactions, and feedback mechanisms, resulting in distinctive

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biological communities and high turnover rates of organic matter and individual organic and

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inorganic chemical species, including anthropogenic contaminants. As a result, water quality

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and quantity are typically altered when water flows across these interfaces (Table 1).

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Anthropogenic modification of water quality during treatment for human use or release into

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the environment after human use is substantial. The implication is that differences in water

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quality are many orders of magnitude greater where different water masses meet at urban

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water interfaces than is normally encountered in natural environments. Moreover, drinking

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water supply, wastewater treatment, and storm water management in urban areas all tend to be

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centralized. This results in large water diversions and, thus, creation of new interfaces and

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shifts in the location and importance of existing ones. The concomitant massive alterations of 6

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water flow and quality strongly modify the natural aquatic ecosystems in urban areas (Alley et

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al., 2002).

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3. Examples of urban water interfaces

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Extensive areas of the urban land surface are totally or partially sealed by buildings,

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paved streets, sidewalks, esplanades or traffic infrastructure. This results in highly impervious

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surfaces, reduced ground water recharge, and increased run-off volumes and peak flows

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(Shuster et al., 2005). Pavements are typically composed of (i) pavers, which can be partially

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pervious or impervious; (ii) seams between the pavers filled with pervious or impervious

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materials (Nehls et al., 2008); and (iii) a layer of usually coarse porous material on top of the

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autochthonous soil whose purpose is to ensure quick drainage and thus prevent frost damage

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of the pavement. Some of the rainwater falling on paved surfaces is collected and directed

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into the sewer, especially if the building materials are impervious. To calculate sewer

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dimensions, storm water run-off in particular has been well described and is frequently used

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in urban water models (e.g. Mitchell et al., 2001). However, some of the rain water can be

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stored at the surface (Nehls et al., 2011) before it evaporates or infiltrates through seams,

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pavers or pavement cracks into the subsoil (Mansell and Rollett, 2009). The portion seeping

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into the subsoil eventually becomes isolated from the surface because of the pore

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discontinuity, and infiltrates to the aquifer. Quantifying the flow paths of precipitation on

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paved surfaces is critically important to understand the urban water cycle.

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Interfaces between surface and ground water are important even where surface

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sealing in urban areas is extensive. Though not specific, water interfaces in urban areas show

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features that often markedly deviate from surface water-ground water interactions in forested

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or agricultural catchments, partly because of the connection between natural and technical

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water systems. For example, subsurface water abstraction by bank filtration leads to water 7

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infiltration from lakes and rivers into the aquifer while suppressing the exfiltration from

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surface waters into the aquifer. An important variable to consider when managing bank

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filtration systems is the infiltration capacity. It depends on the well-operation mode and

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hydraulic resistance of the bed sediments. The latter varies over time. Specifically,

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fluctuations in temperature and lake stage lead to transient changes in the leakage coefficient

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(Doppler et al. 2007). Numerical analyses by Wiese and Nützmann (2009) revealed that the

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water exchange between a lake and the surrounding aquifer follows non-linear behaviour.

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Although the relationships between surface and ground water are reasonably well understood,

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the ecological impacts of reversing the flow path as a result of bank filtration are not well

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known (Nützmann et al., 2011). They could include negative effects on submerged

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macrophytes and their role in stabilizing clear-water conditions in shallow urban water bodies

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(Hilt et al., 2011).

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Ground water in urban aquifers is interconnected with technical water infrastructure in

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various ways other than water extraction wells for bank filtration (Fig. 1). Leaky sewer

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systems and water supply pipes are particularly noteworthy, in addition to infiltration ponds

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for treated sewage and rainwater infiltration systems. Importantly, pipes not only can lose

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significant volumes of water to the aquifer, especially pressurized drinking water pipes. The

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hydrostatic pressure in the aquifer also leads to unknown amounts of water infiltrating into the

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sewer network (Wittenberg and Aksoy, 2010), whereas losses are normally small because

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sewers are not under pressure and a self-sealing effect of wastewater constituents reduces

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seepage. Thus, large quantities of ground water can be drained by sewer pipes, especially if

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wastewater treatment plants are located near rivers that create a positive hydrostatic pressure.

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Unwanted consequences are wastewater dilution and increased water volumes discharged into

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wastewater treatment plants.

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Sewer networks themselves have several technical interfaces. An important one where

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gas transfer occurs is the interface between wastewater and the sewer atmosphere. If volatile 8

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hydrogen sulfide (H2S) produced by anaerobic sulfate-reducers escapes the sewer system, it

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causes odour problems in the urban surroundings. Alternatively, H2S is oxidized within the

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sewer system, and the product of this oxidation, SO3, which is the anhydride of sulphuric acid,

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can thus subsequently corrode the sewer pipe construction material. Increased centralization

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of wastewater disposal has favoured the extension of sewer networks and prolonged the

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residence time of wastewater in the pipes. At the same time, the specific volume of

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wastewater per capita has declined, because water saving measures in households has

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increasingly concentrated the wastewater. This promotes unpleasant odour emission and pipe

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corrosion by sulphuric acid. Various quantitative relationships have been established to

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predict H2S production in sewers (e.g. Pomeroy 1970; Nielsen et al., 1998; Urban and

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Heilmann, 2011). However, application of these empirical relationships is limited to specific

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conditions, making them ill-suited as a general basis for taking countermeasures to prevent

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undesirable odour and corrosion (Saračević, 2009). On the other hand, many countermeasures

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have been developed and applied to sewer networks based on local operational experience.

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Three main alternatives exist: (i) wastewater treatment to prevent H2S formation, (ii) H2S

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removal from the water phase or prevention of emissions to the atmosphere, and (iii)

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treatment of the gas and use of corrosion-resistant material (Barjenbruch et al., 2008). For

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example, H2S can be chemically bound by iron-based agents, or its formation can be reduced

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by dosing sewage with nitrate to favour denitrification at the expense of sulfate reduction.

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Alternatively, moulded trap systems, biofilters and amorphous trap systems are used to treat

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gas and limit gas emissions (Barjenbruch et al., 2008). Comparisons of the efficiency of these

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options (e.g. Barjenbruch, 2003; Saračević, 2009; Frey, 2008) have not yielded clear

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recommendations of which approaches to adopt as effective control measures.

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Water capture, treatment and supply systems: Protected groundwater is a preferred

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source of water for human consumption. However, since underground resources are

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frequently insufficient or polluted in urban agglomerations, water demand usually exceeds the 9

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locally renewable resources. Therefore, water must be either withdrawn from nearby rivers or

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brought in from distant sources by man-made water conducts. Local recycling can be a

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complementary strategy to mitigate water shortage. Two key techniques used to ensure the

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supply of high-quality water in urban areas are bank filtration and groundwater recharge.

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Under favourable hydrogeological conditions, these approaches have been widely adopted,

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both in Germany and elsewhere in the world. For example, in the city of Berlin, Germany, up

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to 70 % of the water supply occurs via bank filtration and artificial recharge (Grünheid et al.,

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2005). The contact zone between surface and ground water is an essential interface to ensure

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safe and sustainable water supply. The capacity of this interface to clean up polluted surface

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waters is remarkable, offering prospects of long-term reliability and stability of water capture

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systems based on bank filtration and artificial groundwater recharge (Wiese et al., 2011).

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Notwithstanding, a number of critical questions remain to ensure high water security

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for urban populations. These include heterogeneity of redox conditions, which can

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compromise water quality (Ernst et al., 2012), and the influence of natural organic matter

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availability on the biodegradation of contaminants (Baumgarten et al., 2011). Furthermore, to

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enhance water quality when persistent residues are present, additional technical solutions

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involving interface processes are usually needed after water has been naturally treated at the

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surface water–groundwater interface. Passage of contaminants over activated carbon has

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proved effective, taking advantage of adsorption and desorption processes at the interface

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between the water phase and an artificial solid, although irreversibility of the processes and

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the desorption kinetics remain incompletely known (Worch, 2012).

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Sediment-water interfaces of urban surface waters: A key feature of urban water

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bodies is that they often receive high loads of organic carbon and nutrients, not only from

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their natural catchments, but also from technical systems such as wastewater treatment plants,

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as direct run-off from roads and other paved surfaces, and from dry and wet deposition (Nehls

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and Shaw, 2010). As a result of this abundant resource supply, urban water bodies are often 10

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highly productive (Yu et al., 2012), unless discharge of toxic waste products limits biological

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activity (Meyer et al., 2005), and tend to show symptoms of eutrophication exerting negative

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impacts on water quality, sometimes in extreme ways (Kira, 1993; Yu et al., 2012). Moreover,

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abundant resource supply fosters heterotrophic activity and oxygen depletion in the unmixed

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deep water layer above rich organic sediments. Potent greenhouse gases such as methane

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(CH4) and nitrous oxide (N2O) form in these conditions as products of anaerobic carbon

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transformations (e.g. denitrification, sulfate reduction, methanogenesis). As a result,

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significant quantities of gas can accumulate in sediment pore water and lead to strong

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supersaturation (Casper et al., 2000). Subsequently, the gases either diffuse into the water

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column or rise as bubbles, a process known as ebullition. It is unknown, however, to what

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extent rates of such anaerobic processes in urban water bodies and the corresponding gas

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fluxes across the sediment-water interface differ from those in natural aquatic ecosystems

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(McKaina et al., 2012).

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Finally, water surfaces of lakes and running waters also acts as exchange zones for

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water, energy, particles, solutes and gases (Gualtieri and PulciDoria, 2013). In the case of

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methane, one of the most important greenhouse gases, only a fraction of the gas released from

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the sediment is emitted to the atmosphere. This is because methane is efficiently oxidized

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when reaching the interface between anoxic deep and oxic surface water layers in stratified

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water bodies. This so-called oxycline, defined by a steep vertical gradient in oxygen

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concentration, thus functions as a biological methane trap (Duc et al., 2010; Casper et al.,

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2009). In rising gas bubbles, methane oxidation at the oxycline and in the overlying

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oxygenated surface water may be effectively circumvented, especially in shallow water

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bodies. However, whether these fluxes from urban water surfaces are significant at local,

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regional and possibly global scales, and how they compare with fluxes from technical

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compartments of urban water systems, is unknown. The temperature rise projected by climate

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change scenarios will affect such fluxes across water interfaces in the future, influencing not 11

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only greenhouse gas dynamics but also urban micro-climate and surface water dynamics, not

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least through shifts in the timing and duration of ice cover on urban lakes.

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4. Selected research challenges

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Understanding the dominant controls of processes is a prerequisite to understand,

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predict and influence the overall performance of any system (Schulz et al., 2006; Cadenasso

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et al., 2007). In urban water systems, hydrological and biogeochemical processes have been

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found to be strongly influenced by physical and chemical characteristics of the subsurface

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(Paola et al., 2006) as well as by small-scale land-use patterns (Haase, 2009), which generate

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a multitude of interfaces. It appears, therefore, that understanding interface processes could be

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particularly important to manage urban water resources efficiently (Aronica and Lanza, 2005).

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This suggests that concepts, models and data derived from studies in either natural or rural

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catchments, or from technical systems alone, cannot be readily applied to urban settings,

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calling for investigations into patterns and processes specifically at interfaces of the urban

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water system. This includes, but is not limited to, processes at technical-natural interfaces. An

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emerging research priority to improve urban water resource management is, therefore, to

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describe and quantify the fluxes and transformations of matter and energy as water flows

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across interfaces characteristic for urban areas.

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Meeting this objective not only requires improved analytical techniques to characterize

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steep physical and biogeochemical gradients, but also advanced computational methods,

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including numerical modeling. Numerous biogeochemical transformations alter the

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composition of ground water moving through the aquifer, especially where ground water

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reaches the sediment-water interface of surface water bodies (Eiswirth et al., 2004).

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Temperature, pressure, and chemical concentrations of dissolved substances can change

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substantially as water flows across such interfaces. A difficulty for accurate quantitative 12

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descriptions of the dynamics beyond the local scale is that locations of high activity are

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patchily distributed. They also often occur as pulsed events, driven by hydrological conditions

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that are dictated by local precipitation and run off patterns and, at larger scale, by river flow

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regimes including severe floods and droughts. Drivers of surface-subsurface water exchange

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are not restricted to hydraulic gradients, however; temperature, oxygen concentration and

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biological activity at the sediment-water interfaces can also affect rates of biogeochemical

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transformations and need to be considered (Greskowiak et al., 2005).

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Patchiness of the processes and high dynamics imply that measurements at high

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temporal and spatial resolution are required to identify where and when the processes occur.

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A range of new and increasingly affordable technologies, both ground-based sensors and air-

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borne instruments (Lewandowski et al., 2013), are now available to record ecohydrological

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data in real-time and thus monitor rapid flow alterations or changes in physico-chemical water

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quality (e.g. during pulse events) as well as detect early indications when and critical

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thresholds where urban water systems might switch between states (Battin et al., 2003;

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Argerich et al., 2011). This potential of the new technologies has been insufficiently exploited

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to date.

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Even basic hydrological processes in urban areas are not well understood. For

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example, rainwater partitioning after light rain events is not well investigated. Process-based

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models embracing the whole range of rain intensities are lacking to date, and important

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features such as non-linear dynamic filling of surface stores in porous media or the extent of

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relief storage (puddles, lane grooves) are not currently embodied in such models. Importantly,

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both run off and evaporation must be represented in the models at sufficiently fine resolution,

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both in terms of volumes and time, to address questions such as the cooling power of paved

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surfaces, daily rainwater availability (for toilet flushing, urban greening, and urban gardening)

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or first-flush toxicity assessments. Thus, an important research need is to investigate the

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fundamental dynamics of rainwater partitioning, including evaporation from overheated 13

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pavers into saturated atmospheres, and factors influencing such processes (e.g. hydrophobicity

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caused by dust accumulation). Coupling of process-oriented rainwater partitioning equations

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into urban water simulation models could help to get an integrated view of the water

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dynamics on paved urban surfaces (Rim, 2011).

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While process-oriented models are important, an additional challenge is to develop a

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synoptic understanding of the essential processes that characterize urban water systems, with

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special emphasis on interfaces. One way forward to meet this goal is to engage in building

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complex models, either comprehensive single models or a suite of coupled models designed

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for urban water management (Blöschl, 2006). In coping with the task of representing small-

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scale spatial structures and dynamic processes in these numerical models, it is vital to capture

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complex information in a small number of meaningful quantities (Schulz et al., 2006). This

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requires advanced strategies for integrating flow and reactive transport linking two different

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models on either side of the interface (Dogan, 2011). This problem is similar to modelling

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concepts developed for porous media and free flow (Khalili et al., 1999). In addition, the new

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models require laboratory studies to estimate model parameters before tests are run under

379

controlled conditions for initial validation (Hinkelmann, 2005). Next, the models need be

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subjected to tests in real-world field settings in urban areas to explore the application range

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for predictions, and to identify significant limitations.

382

Much research effort has been directed towards urban water systems over the past few

383

decades, especially with a view to improve water treatment technology and quantitative urban

384

water management (Aronica and Lanza, 2005). At present, urban water management is

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generally centralized, based on a small number of drinking and wastewater treatment plants.

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By and large this approach has proved effective to assure human water security in cities.

387

However, it also suffers from notable weaknesses. In particular, the fact that centralized water

388

supply and wastewater treatment result in extensive water diversions from the original flow

389

systems, contributing to the degradation of urban aquatic ecosystems which often serve as 14

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signature landscape features of urban areas (Kareiva et al., 2007). Extensive pipe networks

391

also involve important operational costs, particularly for energy consumption of drinking

392

water supply systems, as well as high long-term maintenance costs. Therefore, a shift from a

393

few large treatment plants to a system of small, spatially distributed facilities has been

394

advocated to manage water resources in urban areas (Langeveld et al., 2013). Elements of

395

such a decentralized approach include small-scale engineered systems, but also constructed

396

wetlands for treated wastewater management designed to mimic natural ecosystems, reduce

397

environmental impact (Potter, 2006), and even deliver direct environmental benefits (e.g.

398

habitat for wetland species). Concepts to implement these principles have been proposed

399

(Rodriguez-Iturbe and Porporato, 2004) but they need refinement with built-in flexibility to

400

accommodate a wide variety of site-specific natural, technical and socio-economic variation.

401 402 403

5. Conclusions

404

To conclude, natural, technical and hybrid interfaces play a key role in the urban water

405

cycle. Our central tenet is that analyzing, understanding and modelling processes and fluxes at

406

urban water interface at various spatial scales is key to improve sustainable water resource

407

management in urban areas. Recognizing that natural and technical system components of the

408

urban water cycle need to be viewed in an integrative fashion is an important prerequisite to

409

achieve this goal. Its implementation requires close collaboration of engineers and scientists

410

grounded on a common conceptual basis. Graduate education can serve to develop this basis

411

and catalyse the transfer of the approach from research to urban water management and

412

engineering practice.

413

Beyond the integration of water engineering and science, it is important for success to

414

involve the multitude of stakeholders with vested interests in urban water flows and water

415

bodies, ranging from the water industry and public authorities to taxpayers and a wide range 15

416

of scientists, including social scientists. For example, in catchment management studies, role

417

plays are becoming an important instrument to investigate the behaviour of stakeholders and

418

the consequences thereof (Endlicher et al., 2011). Similarly, integrated system models might

419

be developed not necessarily to provide the best possible representation of a system’s

420

behaviour, but to serve as a communication tool that facilitates understanding complex facts,

421

evaluating their repercussions, and thus reaching consensus among stakeholders as a basis for

422

evidence-based and widely accepted management decisions (Blöschl, 2006).

423 424 425

Acknowledgements

426

We would like to thank our colleagues Peter Casper, Sabine Hilt, Michael Hupfer,

427

Birgit Kleinschmit, Anke Putschew, Ulrich Szewzyk and Gerd Wessolek for their helpful and

428

constructive input during the preparation of this manuscript as a part of a graduate PhD school

429

proposal.

430 431 432 433

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FIGURE CAPTIONS

Figure 1:

Scheme of an urban water cycle

Table 1:

Examples of urban water interfaces, major processes and key questions

612 613 614

24

615 616 617

Table 1: Examples of urban water interfaces, major processes and key questions

618 Interfaces

Processes

Key questions

Surface water - atmosphere

Release of greenhouse gases

Gas production processes and flux rates are poorly known and differ from those in natural systems

Soil surface - atmosphere

Vapor and heat transport across the interface

Rainwater partitioning, especially from small rain events, storage and evaporation dynamics of paved urban soils

Surface water - sediment groundwater

Bank filtration / exchange between aquifers and urban streams and rivers

Fate of nutrients and pollutants at the interface between surface water – aquifer; Reactivity of this interface

Sewer pipe: wastewater gas space

Transport of sulfurous compounds in sewers

Transport and kinetics of sulfuric acids in sewers are poorly known, especially under variable temperatures

619 620 621 622 623 624 625 626 627 628 629 630 631 632 633 634 635 636 637 638 639 640 641 642 643 644 645 646 647

Surface water - treated wastewater

Interaction of trace substances originating from treated wastewater and freshwater biota

To which extent is the treated wastewater diluted in the surface water and how does it affect the water quality of the receiving water?

648 649 650 651 652 653 654 655 656 657 658 659 25

Figure

660

Highlights

661 662

We identify boundaries involving compartments of the urban water system as urban water interfaces.

663

These urban water interfaces are characterized by steep physical and biogeochemical gradients.

664

We regard these interfaces as hotspots of environmentally relevant fluxes.

665

We discuss a framework to improve our fundamental understanding of aquatic interface processes.

666 667 668

26