A simple and efficient method for enrichment of cocoa polyphenols from cocoa bean husks with macroporous resins following a scale-up separation

A simple and efficient method for enrichment of cocoa polyphenols from cocoa bean husks with macroporous resins following a scale-up separation

Accepted Manuscript A simple and efficient method for enrichment of cocoa polyphenols from cocoa bean husks with macroporous resins following a scale-...

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Accepted Manuscript A simple and efficient method for enrichment of cocoa polyphenols from cocoa bean husks with macroporous resins following a scale-up separation Jia-Lun Zhong, Nadeem Muhammad, Yu-Chao Gu, Wei-Dong Yan PII:

S0260-8774(18)30360-1

DOI:

10.1016/j.jfoodeng.2018.08.023

Reference:

JFOE 9373

To appear in:

Journal of Food Engineering

Received Date: 3 June 2017 Revised Date:

19 August 2018

Accepted Date: 22 August 2018

Please cite this article as: Zhong, J.-L., Muhammad, N., Gu, Y.-C., Yan, W.-D., A simple and efficient method for enrichment of cocoa polyphenols from cocoa bean husks with macroporous resins following a scale-up separation, Journal of Food Engineering (2018), doi: 10.1016/j.jfoodeng.2018.08.023. This is a PDF file of an unedited manuscript that has been accepted for publication. As a service to our customers we are providing this early version of the manuscript. The manuscript will undergo copyediting, typesetting, and review of the resulting proof before it is published in its final form. Please note that during the production process errors may be discovered which could affect the content, and all legal disclaimers that apply to the journal pertain.

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A simple and efficient method for enrichment of cocoa polyphenols from

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cocoa bean husks with macroporous resins following a scale-up separation

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Jia-Lun Zhong, Nadeem Muhammad, Yu-Chao Gu, Wei-Dong Yan1

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Department of Chemistry, Zhejiang University, Hangzhou 310027, China

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Abstract

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The aim of this study is to develop an efficient method for the decaffeination and enrichment of the

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polyphenols from cocoa husks extracts. LX-17 was selected for the exploration of optimal processing

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parameters from eight kinds of macroporous resins. The adsorption kinetics and thermodynamics of

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(-)-epicatechin (EC) were studied prior to the scale-up separation. The optimum parameters for separation

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were as follow: 6.0 mg/mL cocoa extracts, pH 2.0, 25 °C column temperature, flow rates of adsorption

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and desorption 1.6 BV/h (Bed Volume, the volume of the resin) and ethanol-water (20:80, 50:50, 95:5,

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v/v) solutions in the gradient elution. In the scale-up separation, 2 kg of cocoa husks were extracted in 20

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L 50 % ethanol solutions, separated on 3 L LX-17 resins and yielded 34.99 g cocoa polyphenols. This

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method significantly increased the total polyphenol contents from 2.23 % to 62.87 % with a recovery

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yield of 78.57 %.

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Key words

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Cocoa husk, Polyphenol, Macroporous resin, Adsorption, Separation, Scale-up

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Corresponding author at: Department of Chemistry, Zhejiang University, Hangzhou 310027, China

Tel: 0086 571 87951430. Fax: 0086 571 8795189. E-mail: [email protected] ( W. D. Yan) 1

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Chemical compounds studied in this article:

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(-)-Epicatechin (PubChem CID: 72276); Caffeine (PubChem CID: 2519); Theobromine (PubChem CID:

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5429); Procyanidin B2 (PubChem CID: 122738); Procyanidin C1 (PubChem CID: 169853);

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(PubChem CID: 702); Sodium Hydroxide (PubChem CID: 14798); Formic Acid (PubChem CID: 284);

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N-Hexane (PubChem CID: 8058); Hydrochloric Acid (PubChem CID: 313); Acetonitrile (PubChem CID:

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6342)

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1. Introduction

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Ethanol

Cocoa beans (Theobroma cacao L.) have been cultivated for a long period of time as a major

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ingredient of cocoa and chocolate (Baba et al., 2000; Andres-Lacueva et al., 2008). Cocoa beans contain

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approximately 6-8 % polyphenols by dry weight (Grassi et al., 2008). Polyphenols are secondary plant

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metabolites with high antioxidant properties and also have potentially beneficial effect on human health,

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such as treatment and prevention of cancer, cardiovascular disease and other pathologies (Ignat et al.,

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2011; Quideau et al., 2011). EU Commission approves health claim: Cocoa flavanols support a healthy

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blood circulation (2013).

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The data obtained from the Food and Agriculture Organization of the United Nations Statistics

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Division have shown that 4.58 million ton of cocoa beans were produced in 2013. Whereas, cocoa husks

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about 5-10 % weight of cocoa beans were generated as a waste by-product of the cocoa industries. Cocoa

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husks can be a rich source of polyphenols and its low cost as compared to cocoa beans make a better

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choice. Three main polyphenol groups can be distinguished in cocoa: catechins, anthocyanins and

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procyanidins, whose common skeletal structure is a flavanoid-type structure (Wollgast and Anklam,

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2000). The molecular structure of EC is shown in Figure 1. The crude polyphenol extracts of cocoa husks

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always contain alkaloids, proteins, polysaccharides and other impurities. Therefore, an efficient

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purification method is needed to enrich cocoa polyphenols.

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The conventional method of decaffeination and enrichment of cocoa polyphenols were carried out by

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means of solid-liquid extraction (Chemat et al., 2011), precipitation or silica gel column chromatography.

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However, these separation methods are inefficient, time consuming, laborious and using high contents of

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toxic organic solvents.

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Macroporous adsorption resins have been widely used for the separation and enrichment of

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biochemical products. Researches like madecassoside and asiaticoside from Centella asiatica (Jia and Lu,

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2008), rutin and quercetin from Euonymus alatus (Thunb.) Siebold (Zhao et al., 2011), flavonoids from

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Glycyrrhiza glabra L. leaf (Dong et al., 2015) and rosavin from Rhodiola rosea (Ma et al., 2009) have

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been reported due to the large surface area and distinct pore structure on macroporous resin which

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increases the efficiency of purification process. In addition, the functional groups on the surface of the

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macroporous resin also enhance the separation selectivity. Therefore, compounds can be eluted based on

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polarity, molecular size and hydrogen-bond interactive forces. The mildness and low toxicity of these

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adsorption and desorption interactions make this process food-friendly.

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Therefore, in this study the adsorption and desorption characteristics of EC and the optimal

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separation condition for polyphenols on macroporous resins were studied. Meanwhile, the adsorption

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kinetics and thermodynamics were also investigated. The decaffeination was achieved by gradient elution 3

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with different ratios of ethanol-water solutions. In the end, the experiments were scaled up to evaluate the

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feasibility of the industrial process.

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2. Experimental

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2.1 Chemicals and materials

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Distilled water was purchased from Hangzhou Wahaha Group Co., Ltd while HPLC grade methanol

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and acetonitrile were purchased from MERYER (Shanghai, China). Theobromine, caffeine and

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(-)-epicatechin standards of analytical grade were purchased from Sigma-Aldrich.

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phenol reagent, formic acid, n-hexane and ethanol were purchased from Sinopharm Chemical Reagent

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Co., Ltd (Shanghai, China). The standard solutions were prepared by weighing the appropriate amounts

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of standards and dissolving in 20 % ethanol-water at the concentration of 1.06 mg/mL. Cocoa beans

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(Forastero) were purchased from Wuxi Aokang food Corp., Ltd (Wuxi, China). Cocoa husks were

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purchased from Zhejiang Qili Xingguang Cocoa Products Corp., Ltd. The cocoa beans/cocoa husks were

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milled into small pieces using liquid nitrogen.

Folin-Ciocalteu's

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Macroporous resins LX-68, LX-32, LX-17, XDA-1, XDA-8, AB-8, and DM130 were purchased

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from Lanxiao technology Co., Ltd (Xian, China), D101 were purchased from Lansheng Co., Ltd (Xian,

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China). The moisture contents of macroporous resins were determined. Macroporous resins were

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pretreated by soaking in 95 % ethanol (1:5, v/v) and eluting with 5 % NaOH (1:5, v/v), 5% HCl (1:5, v/v)

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and distilled water (1:5, v/v) before using.

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2.2 Apparatus

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The scale-up extraction was carried out in 20L-Jacketed Pilot Plant Reactors connected with

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20L-circulation constant temperature water bath (GYY-20L, Zhengzhou Zhuocheng instrument Co., Ltd.,

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China). The centrifugation was performed on low speed centrifuge (SC-3610, Anhui USTC Zonkia

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Scientific Instruments Co., Ltd., China). The pH value of the cocoa husk extracts was determined by

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Waterproof pHScan2 Tester, Eutech Instruments Pte Ltd. Water bath was carried out in a thermostatic

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water bath (THD-2006, Ningbo Tianheng Instrument Works Co., Ltd., China). The cocoa husk extracts

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and the fractions eluted by macroporous resins were concentrated by a RE2000 rotary evaporator

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(Shanghai Yarong Biochemical Co., Ltd., China). In the scale-up experiments, the fractions were

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concentrated by a RE-5220 rotary evaporator (Shanghai Yarong Biochemical Co., Ltd., China). The

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aqueous solutions were dried by a freeze drier (FD-1A-50, Beijing Boyikang experimental instrument Co.,

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Ltd., China). The effluent and eluted solutions were collected by auto parts collector (BS-100N, Shanghai

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Luxi analytical instrument Co., Ltd., China). HPLC analyses were carried out on Wufeng LC-100 HPLC

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(Shanghai, China) coupled with the Wufeng LC-100 UV detector (Suzhou, China). The column used was

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Phenomenex Luna C18 100A column (250 mm × 4.6 mm, 5 µm). The ultraviolet absorption of total

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polyphenols was measured by using Photometer (UV-1800PC SPECTROPHOTOMETER, MAPADA,

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Shanghai, China).

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2.3 Extraction of cocoa beans/husks

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The extraction procedure of cocoa beans/cocoa husks was carried out by following Langer (Langer

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et al., 2011) scheme with slight modifications. The milled cocoa beans/cocoa husks were defatted and

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extracted together with n-heptane (1: 5, w/v) and 50 % ethanol in a solvent ratio of 1: 10 (w/v) following

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it was vortexed (1 min), sonicated (50 °C, 30 min) and filtered. Solvents were added to the residue after

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filtration and the process was repeated thrice. After that, the n-heptane layer was discarded and ethanol in

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the lower extracted phase was removed by rotary evaporation under partial vacuum at 80 °C. The

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resulting yield was dry froze and stored in the fridge at -20 °C for further use.

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2.4 HPLC analysis

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A linear gradient elution was used for the HPLC analyses from A (acetonitrile containing 20 % water)

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to B (water containing 1 % formic acid). Gradient elution was followed as: from 11 % A to 20 % A in 20

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min, keep 20 % A for 10 min, from 20 % A to 80 % A in 20 min, keep 80 % A for 5 min, and return to

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11 % A in 3 min at a flow rate of 1.0 mL/min, 20 µL of the sample was injected in duplicates into the

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column kept at 30 °C. The wavelength of the detector was 280 nm. Total polyphenols contents (TPC)

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were determined with the Folin–Ciocalteu procedure described by Silke Elwers (Elwers et al., 2009).

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2.5 Static adsorption and desorption tests

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2.5.1

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Selection of macroporous resins

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2.0 g of accurately weighed pretreated D101, LX-68, LX-32, LX-17, XDA-1, XDA-8, AB-8, and

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DM130 macroporous resins were put into a 250 mL conical flask and 50 mL of 6.0 mg/ml aqueous cocoa

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beans extracts solution (pH 2.0) was added. TPC (mg EC/ml) of the aqueous cocoa beans extracts

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solution was analyzed before adsorption. The sealed flasks were shaken at 25 °C for 60 min. After

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adsorption, a 1 mL sample solution was withdrawn with an injection syringe a having a long needle for

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analysis of TPC. Then the resins were washed with 50 mL distilled water twice, filtered and the residues 6

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were desorbed with 50 mL ethanol-water (50:50, v/v) solution, stirred for 60 min at 25 °C. After

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desorption, TPC of the desorbed solution was analyzed. A circulating water bath with a thermostat was

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applied to maintain the temperature within ±0.01 K. Adsorption capacities were calculated using equation

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(1).

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Qt = V0 (C0 − Ct ) / M

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Desorption ratios were calculated using equation (2).

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D = 100CdVd /[V0 (C0 − Ce )]

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2.5.2

(1)

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(2)

Effects of initial concentration, temperature, pH and adsorption time on the adsorption amounts

The freeze-dried cocoa beans extracts were diluted with distilled water to different concentrations

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(0.409, 2.04, 4.09, 6.13, 8.17 mg/mL). The solutions were adsorbed and desorbed as described in section

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2.5.1 on the selected resin and the concentrations of EC were analyzed with HPLC. The effects of

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temperature (methods described in section 2.6.3), pH (2.0, 3.0, 4.0, 5.0, 7.0 and 9.0) and adsorption time

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(0, 5, 10, 15, 30 and 60 min) on adsorption capacity were also studied respectively.

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2.5.3

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Adsorption kinetics and thermodynamics

The results of adsorption time effect were linearly regressed using the pseudo-first and second order

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models.

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Pseudo-first order model

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ln(Qe − Qt ) = ln Qe − K f t

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Pseudo-second order model

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t 1 1 = + t 2 Qt K s Qe Qe

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(3)

(4)

The selected resin (8.0 g) was added to series of 25 mL standard solutions having cumulative

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concentration of EC (0.018, 0.026, 0.039, 0.054, 0.087 mg/mL). Adsorption was conducted at four

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different temperatures (28.5, 39.8, 54.1, 68.0 °C) in a 100 mL boiling flask-3-necked with a stirring

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paddle and a mercury thermometer inside. The adsorption isotherms for EC were determined using

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Langmuir and Freundlich equations.

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Langmuir equation (5):

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Qe =

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Freundlich equation (6):

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Qe = K F Ce

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The enthalpy changes (∆H) were calculated by the Van’t Hoff equation:

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ln K = −

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2.6 Dynamic adsorption and desorption

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QmCe K L + Ce

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n

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∆H +A RT

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2.6.1

Effects of flow rates and ethanol-water ratios on dynamic adsorption and desorption

Dynamic adsorption and desorption experiments were performed on glass column (length 50 cm × Φ

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4 cm) wet-packed with the selected resin (100 mL, 25 °C). The aqueous cocoa beans extracts solutions

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(6.0 mg/mL, pH 2.0) were adsorbed and then eluted by ethanol-water (10:90, 20:80, 40:60, 50:50, 60:40,

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70:30, 95:5, v/v, 1.6 BV/h) eluent and the volume of each solution was 2.5 BV. An auto parts collector

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was used to collect eluted solutions, analyzed by HPLC and TPC was determined. Effects of flow rates

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(1.6, 2.4, 3.2 BV/h) on dynamic adsorption and desorption were also studied to obtain dynamic

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breakthrough curves and desorption curves.

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2.6.2

Enrichment under optimal conditions

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The 100.0 g cocoa husks were extracted as described in Section 2.3. The experiments were

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performed on glass column (length 50 cm × Φ 4 cm) wet-packed with the selected resin (300 mL, 25 °C).

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The aqueous cocoa husks extracts solutions (6.0 mg/mL, pH 2.0) were adsorbed at the flow rate of 1.6

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BV/h. After the adsorption, the column was eluted by ethanol-water (0:100, 20:80, 50:50, 95:5, v/v. 1.6

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BV/h) solutions and the volume of each solution was 5 BV. Each part of the eluted solutions was

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concentrated in a rotary evaporator at 70 °C, analyzed by HPLC and TPC was determined.

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2.7 The scale-up experiments

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The extraction of 2 kg cocoa husks was carried out in a 20 L-Jacketed Pilot Plant Reactor connected

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with 20 L-circulation constant temperature water bath. The milled cocoa husks were extracted with 50 %

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ethanol in a solvent ratio of 1:10 (w/v). Afterward 20 L solvents were added, the agitating vane in the 9

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reactor stirred up at the rate of 550 rpm. And the circulation constant temperature water bath was kept at

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85 °C (80 °C in the reactor).

To validate the stability of EC and polyphenols, three sealed conical flask filled with 50 % ethanol

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cocoa husk extracts (50 mL) were heated to 80 °C and maintained by the circulating water bath with a

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thermostat. Meanwhile, at the time interval of 0 h, 1 h and 4 h the solution was withdrawn and injected to

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the HPLC system to determine the concentration of EC and TPC.

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The extraction was repeated for three times and the extracted solutions at the end were combined.

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The extracts were evaporated in a rotary evaporator having a 20 L-round-bottom flask to remove the

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organic solvents at 70 °C. The glass column (length 100 cm × Φ10 cm) was filled with 3L the selected

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resin. The aqueous cocoa husks extracts solutions (6 mg/mL, pH 2.0) were adsorbed at the flow rate of

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1.6 BV/h, 25 °C. The elution and analysis processes are described in section 2.6.2.

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2.8 Evaluation of the scale-up process

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The scale-up procedure described in section 2.7 was repeated for 10 cycles on the selected LX-17

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resin (1 L, 25 °C) to evaluate the regeneration capacity of the exhausted resin. After each adsorption and

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desorption process, the resin was pretreated as described in section 2.1.

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Total polyphenols produced per volume of the selected resin per day was calculated using the equation:

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M tp

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Pt =

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The volume of waste solvent produced in the production of one mass unit of polyphenols was using the

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equation:

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Psc =

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(8)

(9)

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Vs M tp

The description of the equations (1-9) can be seen in Supporting Information and the reference

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(Dong et al., 2015; Ma et al., 2009).

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3. Results and discussion

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Vr ⋅ tr

According to Langer’s research (Langer et al., 2011), (-)-epicatechin (linear regression with total

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polyphenols, R2 = 0.96) was a reliable marker of total polyphenols. The molecular structure of

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(-)-epicatechin is similar to other polyphenols like catechin, epigallocatechin, procyanidin oligomers and

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procyanidin polymers. Furthermore, the adsorption and desorption characteristics of these polyphenols on

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the macroporous resins would also be similar. Therefore, the adsorption capacity and desorption ratios of

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EC were determined in some parts of the experiments instead of TPC.

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The typical chromatogram of cocoa beans extracts is shown in Figure S1. The peaks of theobromine,

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caffeine, procyanidin B2, (-)-epicatechin and procyanidin C1 were identified by the standard solutions

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based on their retention time on HPLC (Esatbeyoglu et al., 2011). TPC was determined at equivalents of

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EC (mg EC/mL). A calibration curve was made with the EC standards. The linear regression equation y =

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0.1056x – 0.0019 was obtained with R2 = 0.9975. The linear regression of the calibration curve of EC is

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shown in Figure S2.

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3.1 Extraction and analysis of cocoa beans and cocoa husks

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To compare the constituents and contents, the concentrations of theobromine, caffeine and EC and

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TPCs in cocoa husks and cocoa beans were determined as listed in Table S1. It shows that cocoa beans

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have higher TPCs than cocoa husks. In addition, the concentrations of theobromine, caffeine and EC in

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cocoa beans were higher while there were no significant differences in constituents between cocoa beans

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and cocoa husks. It should be noted that there was some cocoa bean powder left in the cocoa husks. The

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TPC content can be lower in coca husks without the cocoa bean powder. However, TPC content in cocoa

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husks are acceptable regard to the prices of cocoa beans and cocoa husks. Therefore, in this study, cocoa

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beans were used in the static and dynamic experiments and cocoa husks were used in the final scale-up

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separations.

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3.2 Static adsorption and desorption

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3.2.1 Selection of macroporous resins

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The pretreated resins were soaked in water and filtered to remove the free water before the

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determination of moisture. The chemical composition, physicochemical parameters, adsorption capacities

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and desorption ratio of polyphenols on these resins are shown in Table 1. The material of the tested resins

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is all polystyrene series. LX-32, XDA-1, XDA-8 and LX-17 are all polar resins and have shown high

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adsorption capacities while moderate-polar resins AB-8 and DM130 displayed low adsorption capacities. 12

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The maximum handling capacity of cocoa husks in one run depends on the maximum adsorption capacity

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of macroporous resins.

Also, the physical adsorption should be reversible in the desorption process. The specific surface

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areas of XDA-1 and XDA-8 were higher than LX-17 and there were more irreversible adsorptions on the

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resins. In this way, the desorption ratios of XDA-1 and XDA-8 were lower than LX-17 resin. Thus,

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LX-17 was selected as the effective macroporous resin in the following experiments.

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3.2.2 Effects of initial concentration and pH on the adsorption capacity

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The effects of initial concentration and pH on the adsorption capacity are shown in Figure 2A and 2B.

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Figure 2A showed that adsorption capacity rose as the concentration increased and the highest adsorption

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capacity was observed when the initial concentration of EC reached 0.025 mg/mL (The aqueous cocoa

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beans extracts solution, 6.0 mg/mL). On further increase of EC concentration of 0.035 mg/mL the

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adsorption capacity decreased. It can be attributed to decrease in the number of free active sites and more

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chance of impurities adsorption on LX-17 resin, resulting in competition for active sites between the

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polyphenols and the impurities (Sun et al., 2013), which led to a slight drop in adsorption capacity. Thus,

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the initial concentration of the aqueous cocoa beans extracts should be 6.0 mg/mL or less than it for the

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adequate adsorption of EC.

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As Figure 2B shows, the resin showed the highest adsorption capacity of EC when the pH value of

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the sample solution was 2.0. Figure 2B also shows that from pH 3.0 to pH 5.0 the adsorption capacity

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changed little. The adsorption capacity of EC declined when the pH value was higher than 5.0. This may

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be due to existence of phenolic compounds as in molecule forms at low pH value. As the pH value rose,

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polyphenols ionized and the physical interactions between polyphenols and the adsorptive sites of the

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adsorbent declined. Similar results were found according to Xi et al. (Xi, Mu, & Sun, 2015). Thus, pH 2.0

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was chosen as the optimum pH value of the sample solution.

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3.2.3 Effects of adsorption time on the adsorption capacity and adsorption kinetics

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The effect of adsorption time is shown in Figure 2C. The adsorption capacity of EC increased with

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the adsorption time and reached to equilibrium at about 30 min. In the first 5 min, the adsorption

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capacities increased rapidly and from 5 to 15 min, the adsorption capacity increased slowly. Later from 15

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to 60 min the adsorption capacity changed little indicating attaining of the adsorption equilibrium.

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Therefore, the adsorption process can be clarified into three stages. The results of adsorption time effect

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were linearly regressed using the pseudo first order ( ln(0.725 − Qt ) = ln 0.725 − 0.1175t R2 = 0.9904) and

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second order model (

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pseudo-first-order model could be used to describe the initial (0 - 5 min), second (5 - 15 min) and third

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(15 - 45 min) adsorption process with different slopes while the pseudo second order model can be used

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to describe the whole process. Similar observations were found in previous studies (Buran et al., 2014;

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Dong et al., 2015) and 60 min was selected as the optimal adsorption time for static tests.

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3.2.4 Effects of temperature on the adsorption capacity and adsorption thermodynamics

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R2 = 0.9998) as shown in Figure S3.1-3.2. The

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The effect of temperature on static adsorption is shown in Figure 2D, which indicates that the

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adsorption capacity decreased as the temperature rose from 28.5 °C to 68.0 °C and it is also confirmed by 14

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Freundlich equation. The data were linearly regressed by the Langmuir equation and Freundlich equation,

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respectively. As it is shown in Table 2 and Figure S4, the Freundlich equation appeared fitting better. The

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constant of Freundlich equation KF decreased as the temperature increased which indicated that the

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adsorption capacity was higher at the room temperature. Thus, 25.0 °C was selected as the column

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temperature. According to the Van’t Hoff equation (linear regressed in Figure S5), the enthalpy change

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(∆H) were calculated as -21.12 kJ/mol which indicated the adsorption process was exothermic and the

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low temperature was appropriate for the adsorption process. Macroporous resins adsorb the targeted

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constituents selectively through electrostatic force, hydrogen bonding interactions, complexation and size

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sieving (Gao et al., 2007). The interactions declined as temperature rose due to molecular thermodynamic

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movement, the swelling of resin and the increasing kinetic energies of the polyphenol molecules at higher

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temperatures (Sun et al., 2013; Wu et al., 2010).

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3.3 Dynamic adsorption and desorption

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3.3.1

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Effect of ethanol concentration on the desorption ratio and the elution order

Different content of ethanol-water solutions (10:90, 20:80, 40:60, 50:50, 60:40, 70:30 and 95:5, v/v)

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were used to perform desorption tests in order to study the effect of ethanol content on the ratio of

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desorption and the elution order of adsorbates as results are shown in Table S2 and Figure S6. The main

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peaks of cocoa bean extracts are theobromine, caffeine, procyanidin B2, EC, procyanidin C1 and

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procyanidin polymers as shown in Figure S6A. Most of theobromine could be eluted by water as shown

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in Figure S6B whereas caffeine could be eluted by 20 % ethanol Figure S6D. Thus, removal of

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theobromine and decaffeination were achieved by eluting with 20 % ethanol content and most of the

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polyphenols were still adsorbed on the macroporous resin. It should be noted that about 20 % of the

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polyphenols were eluted in the water fraction while the resin has not reached the saturated adsorption. It

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was probably because sugars and proteins were eluted in the water fractions. On the one hand, the result

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determined by the Folin–Ciocalteu method would be interfered by sugars in the water fraction and a part

282

of the polyphenols would combine proteins by chemical bonds. From 40 % to 60 % ethanol fractions, EC

283

and polyphenols were enriched in these fractions as shown in Figure S6E. TPCs were all over 45 % and

284

the rest of the adsorbates were eluted in the 70 % and 95 % fraction. In this way, ethanol-water (20:80,

285

50:50, 95:5, v/v) solutions were used in the gradient elution.

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3.3.2

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Effects of flow rate on dynamic adsorption and desorption

By choosing the initial concentration of EC 25 mg/L, the flow rate was investigated at 1.6 BV/h, 2.4

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BV/h and 3.2 BV/h. It can be seen from Figure 3A that better adsorption performance of EC was

289

exhibited at the flow rate of 1.6 BV/h. The breakthrough point was defined as 1% ratio of the exit to the

290

inlet solute concentration (Jung et al., 2001). The breakthrough point of LX-17 resin at the flow rate of

291

1.6 BV/h was approximately 4500 mL. While at the flow rate of 2.4 BV/h and 3.2 BV/h, the breakthrough

292

volume was approximately 3000 mL and 2500 mL respectively. At the volume of 5600 mL the

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concentration of EC eluted was coincident. The concentration of EC eluted rose steadily after 5600 mL at

294

the flow rate of 1.6 BV/h. In contrast, at the flow rate of 3.2 BV/h it showed as a flat curve. And the cocoa

295

extract solutions broke through at the volume of approximately 9000 mL. As section 3.2.3 indicated, EC

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had less time to interact with the surface of the resin at higher flow rates and the adsorption process was

297

inadequate resulting in EC broke through the macroporous resin. Thus, 1.6 BV/h was selected as the best

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dynamic adsorption flow rate. At the flow rate of 1.6 BV/h, the adsorption capacity of EC on LX-17 resin

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was 1.27 mg/g which was coincident with the results obtained from section 3.2.2.

Better desorption performance of EC was exhibited at the flow rate of 1.6 BV/h according to Figure

301

3B. Polyphenols were totally desorbed by ethanol-water solutions (50:50, v/v) in 2 BV at the flow rate of

302

1.6 BV/h. As the flow rate increased, polyphenols were totally desorbed in 3 BV, 3.6 BV at the flow rate

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of 2.4 BV/h, 3.2 BV/h respectively. At the lower flow rate, adsorbents were eluted in higher

304

concentrations with lower cost of ethanol-water solutions. 1.6 BV/h was selected as the proper flow rate

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of desorption.

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3.3.3

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Gradient elution tests

100.0 g cocoa husks were extracted and separated under optimal conditions on LX-17 resin in small

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scale. The results are listed in Table S3. Although it was far from saturated adsorption, the similar results

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were given as section 3.3.1 that about 20 % polyphenols were eluted in the water fraction. The

310

discrepancy was that 50 % of theobromine was eluted in the 20 % ethanol fraction while in section 3.3.1

311

the value was only 10 %. It is probably because the saturated adsorption of theobromine has reached and

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most of the theobromine (90 %) broke through in the water fraction. The bed volume of LX-17 in section

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3.3.1 was 100 mL. The test on small scale was generally satisfactory. Theobromine and caffeine were

314

eluted in 20 % ethanol fraction. In the 50 % ethanol fraction, the mass of dried residue was 1.79 g and the

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mass of total polyphenols was 1.04 g EC with TPC 58.10 %.

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3.4 The scale-up experiments

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Before the experiments, the stability of EC and polyphenols was validated at 80 °C and the

318

concentration of EC and TPC changed slightly as shown in Table S4. In the study of Taeye (Taeye et al.,

319

2014), EC and procyanidin B2 degraded obviously at 60 and 90 °C, where these compounds were studied

320

individually. While in this study, both EC and polyphenols were extracted from cocoa husks and they

321

existed as mixtures in an equilibrium state. The degradation and epimerization had finished in natural.

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Thus, EC and polyphenols at the extraction temperature of 80 °C were proved to be stable and the

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extraction was sufficient at a higher temperature.

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The results of scale-up separation are listed in Table 3. Two kilograms of cocoa husks containing

325

44.54 g polyphenols were enriched through 3 L LX-17 resins. The results were similar to that of small

326

scale experiments. Theobromine and caffeine were eluted mainly in water fraction and 20 % ethanol

327

fraction, respectively. The mass of 50 % ethanol fraction was 55.66 g with 34.99 g polyphenols. The

328

value of TPC was 62.86 % and the recovery yield was 78.56 %. The content of caffeine by dry weight in

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the yields was only 0.16 %. The difference with small scale tests was that much more polyphenols were

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extracted in the scale-up separation, it might be due to high temperature that made the extraction

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complete.

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3.5 Evaluation the feasibility of scale-up process

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The regeneration capacity of the exhausted resin is an important factor in the process economy in the

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enrichment of polyphenols. Consecutive polyphenols adsorption and desorption were repeated for 10

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cycles with the same amount of resins and cocoa husks. At the breakthrough point, the adsorption

336

capacity was calculated every 2 cycles and then desorbed to obtain the desorption ratio. The results were 18

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shown in Table S5. The regeneration capacity of the exhausted resin performed consistently in 10 cycles

338

or more which were encouraging for production. Moreover, the yielding capacity, waste solvent volume

339

and estimated cost of cocoa polyphenols production are listed in Table 4. With Pt and the volume of resin,

340

polyphenols produced in one month could be calculated. While some of the ethanol in wasted solvents

341

can be regenerated. According to the TPC obtained in section 3.1 and recovery yield in section 3.4, the

342

exact costs of total polyphenols in cocoa husks and cocoa beans were 189.9 ¥/kg EC and 822.3 ¥/kg EC,

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respectively. And the price of 40 % cocoa polyphenols was 200 ¥/kg, approximately. Despite of the cost

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of ethanol and resins, cocoa husks could be used to produce cocoa polyphenols with profits.

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4 Conclusion

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The decaffeination and enrichment of cocoa polyphenols from low cost cocoa husks were achieved

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by gradient elution on the LX-17 macroporous resin. The optimal conditions for adsorption and

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desorption were achieved by static and dynamic adsorption experiments as: cocoa extracts 6.0 mg/mL,

349

pH 2.0, column temperature 25 °C, flow rates of adsorption and desorption 1.6 BV/h and ethanol-water

350

(20:80, 50:50, 95:5, v/v) solutions were used in the gradient elution. The results of scaling-up separation

351

are satisfactory which suggested that the resin purification technology was efficient and food-friendly that

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can be scaled up in the industry to produce polyphenol rich products with low-cost cocoa husks.

353

Acknowledgements

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This project was financially supported by Sky Herb Co., Ltd (Huzhou, China).

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Oligomers in Processed Cocoa. Journal of Agricultural and Food Chemistry, 62, 9002−9016.

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Wollgast, & Anklam. (2000). Review on polyphenols in Theobroma cacao: Changes in composition

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potato(Ipomoea batatas L.) leaves by AB-8 macroporous resins. Food Chemistry, 172, 166–174.

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Zhao, Z., Dong, L., Wu, Y., & Lin, F. (2011). Preliminary separation and purification of rutin and

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ACCEPTED MANUSCRIPT Table 1. Chemical composition, physicochemical parameters, adsorption capacities and desorption ratio on different resins. Resin

Particle size

(mm)

area (m2/g)

(nm)

Moisture

Adsorption

(%)

(mg EC/g)

Desorption ratio (%)

Nonpolar

Polystyrene series

0.37 - 1.25

600 - 650

8.5 – 9.0

59.1 ± 4.2

36.9 ± 3.9

54.8 ± 2.2

LX-68

Nonpolar

Polystyrene series

0.37 - 1.25

1000 - 1050

7.0 – 7.5

58.2 ± 3.0

38.8 ± 4.1

43.6 ± 4.1

AB-8

Moderate-polar

Polystyrene series

0.37 - 1.25

1150 - 1200

12 - 16

58.3 ± 1.2

31.1 ± 1.0

68.5 ± 0.2

DM130

Moderate-polar

Polystyrene series

0.37 - 1.25

450 - 500

LX-32

Polar

Polystyrene series

0.37 - 1.25

650 - 700

XDA-1

Polar

Polystyrene series

0.37 - 1.25

XDA-8

Polar

Polystyrene series

LX-17

Polar

Polystyrene series

10 - 11

46.0 ± 0.9

20.2 ± 1.0

79.5 ± 0.1

-a

65.3 ± 2.0

40.5 ± 3.7

39.7 ± 1.5

1000 - 1100

7.0 – 7.5

48.1 ± 1.4

45.9 ± 2.2

32.2 ± 0.7

0.37 - 1.25

1050 - 1100

-a

53.6 ± 0.4

50.3 ± 0.9

52.4 ± 0.2

0.37 - 1.25

400 - 450

-a

55.2 ± 0.7

48.2 ± 1.8

87.7 ± 0.4

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a

Pore size

capacity

types

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Specific surface

Material

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ACCEPTED MANUSCRIPT Table 2. Langmuir and Freundlich equation Temperatures (°C)

Langmuir equation

R2

Freundlich equation

R2

0.9977

Qe =

0.80Ce −4.91 + Ce

0.7663

Qe = 135.78Ce0.981

39.8

Qe =

2.78Ce 23.72 + Ce

0.5473

Qe = 117.65Ce1.028

0.9902

54.1

Qe =

8.87Ce 175.12 + Ce

0.1162

Qe = 70.13Ce1.067

0.9928

68.0

Qe =

−0.49Ce −28.43 + Ce

0.5359

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0.9997

ACCEPTED MANUSCRIPT Table 3. The results of the scale-up separations extracted residue Cocoa husks (kg) theobromine (g) (g) 490.77 ± 10.05 12.43 ± 0.48 2.00 ± 0.01 417.53 ± 8.76 9.99 ± 0.62 Water fraction 20% ethanol 9.67 ± 0.99 3.04 ± 0.81 fraction 50% ethanol 55.66 ± 2.63 0.28 ± 0.05 fraction 95% ethanol 4.23 ± 0.35 fraction

caffeine (g)

EC (g)

polyphenols (g EC)

1.74 ± 0.19

0.69 ± 0.04

44.54 ± 3.77

0.47 ± 0.08

-

10.87 ± 0.50

1.02 ± 0.07

-

0.47 ± 0.07

0.09 ± 0.01

-

0.63 ± 0.08

34.99 ± 1.21

0.05 ± 0.01

0.21 ± 0.03

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Table 4. The yielding capacity, waste solvent volume and estimated cost of cocoa polyphenols production Pt Typology (g EC/(L·day)) value

Cocoa husk

Cocoa bean

(¥/kg)

(¥/kg)

2

25

Labor cost

Energy cost

Psc (L/g EC)

96.4

0.42

(¥/man-month)

(¥/month)

5000

15000

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Figure 1. The chemical structures ofACCEPTED (-)-epicatechin. MANUSCRIPT Figure 2. Factors affect the adsorption characteristics of LX-17 resin (A) Effects of initial concentration on the adsorption amounts, (B) effects of pH on the adsorption amounts, (C) effects of adsorption time on the adsorption amounts, (D) effects of temperature on the adsorption amounts.

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Figure 3. Dynamic breakthrough curve (A) and desorption curve (B) of EC packed with LX-17 resin

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at different flow rates.

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ACCEPTED MANUSCRIPT Highlights

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Polyphenols from cocoa husks can be enriched with macroporous resins. The content of total polyphenols increased from 1.34% to 57.9%. Adsorption kinetics and thermodynamics are studied respectively. Caffeine and polyphenols were enriched in two fractions using LX-17 resin. The scaling-up separation was found satisfactory.