Accepted Manuscript A Systematic Analysis of PM2.5 in Beijing and its Sources from 2000 to 2012 Baolei Lv, Bin Zhang, Yuqi Bai PII:
S1352-2310(15)30373-3
DOI:
10.1016/j.atmosenv.2015.09.031
Reference:
AEA 14112
To appear in:
Atmospheric Environment
Received Date: 15 February 2015 Revised Date:
7 September 2015
Accepted Date: 8 September 2015
Please cite this article as: Lv, B., Zhang, B., Bai, Y., A Systematic Analysis of PM2.5 in Beijing and its Sources from 2000 to 2012, Atmospheric Environment (2015), doi: 10.1016/j.atmosenv.2015.09.031. This is a PDF file of an unedited manuscript that has been accepted for publication. As a service to our customers we are providing this early version of the manuscript. The manuscript will undergo copyediting, typesetting, and review of the resulting proof before it is published in its final form. Please note that during the production process errors may be discovered which could affect the content, and all legal disclaimers that apply to the journal pertain.
ACCEPTED MANUSCRIPT
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A Systematic Analysis of PM2.5 in Beijing and its Sources from 2000 to 2012
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Baolei Lv1,2, Bin Zhang1,2, Yuqi Bai1,2,3 *
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Science, Tsinghua University, Beijing 100084, China
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Joint Center for Global Change Studies (JCGCS), Beijing 100875, China
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State Environmental Protection Key Laboratory of Sources and Control of Air Pollution Complex,
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Beijing 100084, China
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Corresponding author. E-mail address:
[email protected] (Y. Bai); Tel.: 86 10 62795269; fax: 86 10 62795269.
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Ministry of Education Key Laboratory for Earth System Modeling, Center for Earth System
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Abstract Particulate matter with an aerodynamic diameter of 2.5 micrometers or less (PM2.5) is the main
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air pollutant in Beijing. To have a comprehensive understanding of concentrations, compositions and
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sources of PM2.5 in Beijing, recent studies reporting ground-based observations and source
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apportionment results dated from 2000 to 2012 in this typical large city of China are reviewed.
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Statistical methods were also used to better enable data comparison. During the last decade, annual
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average concentrations of PM2.5 have decreased and seasonal mean concentrations declined through
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autumn and winter. Generally, winter is the most polluted season and summer is the least polluted
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one. Seasonal variance of PM2.5 levels decreased. For diurnal variance, PM2.5 generally increases at
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night and decreases during the day. On average, organic matters, sulfate, nitrate and ammonium are
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the major compositions of PM2.5 in Beijing. Fractions of organic matters increased from 2000 to
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2004, and decreased afterwards. Fractions of sulfate, nitrate and ammonium decreased in winter and
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remained largely unchanged in summer. Concentrations of organic carbon and elemental carbon were
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always higher in winter than in summer and they barely changed during the last decade.
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Concentrations of sulfate, nitrate and ammonium exhibited significant increasing trend in summer
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but in reverse in winter. On average they were higher in winter than in summer before 2005, and took
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a reverse after 2005. Receptor model results show that vehicle, dust, industry, biomass burning, coal
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combustion and secondary products were major sources and they all increased except coal
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combustions and secondary products. The growth was decided both changing social and economic
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activities in Beijing, and most likely growing emissions in neighboring Hebei province. Explicit
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descriptions of the spatial variations of PM2.5 concentration, better methods to estimate secondary
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products and ensemble source apportionments models to reduce uncertainties would remain being
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open questions for future studies.
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Keywords: PM2.5; Beijing; carbonaceous materials; inorganic ions; source apportionments
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1. Introduction
As the capital of China, Beijing is a typical rapidly growing large city. Heavy local and regional
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emissions, as well as geographical conditions (as shown in Fig. 1) result in severe air pollutions in
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Beijing, which is regarded as one of the most polluted cities in the world (WHO, 2011). Since 2000,
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especially after Beijing won the bid to host the 29th Olympic Games, the most rigorous ever local
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emission control measures have been implemented to abate air pollutions (Wang et al., 2009a; Zhou
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et al., 2010; Schleicher et al., 2012). Since Beijing is the most developed large city in China, and it
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has an uncompromising emission control policy, understandings of how emissions in Beijing could
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be controlled may provide valuable insights for the evaluation of air quality in other large cities in
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China.
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Based on ground measurements, particulate matter with an aerodynamic diameter of 2.5
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micrometers or less (PM2.5) is the main air pollutant in Beijing. Major components of PM2.5 include
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sulfate, nitrate, ammonium, organic carbon, elemental carbon, and mineral dust. According to
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epidemiologic studies, PM2.5 can be inhaled and absorbed into lungs, causing adverse effects to
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human health and increase of cardiopulmonary mortality and morbidity (Pope III et al., 2009; Fann
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et al., 2012; Huang et al., 2012). Particulate matter can also influence local and regional weather and
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climate by upwardly reflecting and absorbing incoming solar radiations and altering cloud properties
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(Charlson et al., 1992). The hygroscopicity, optical property and reactivity of PM2.5 are significantly
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ACCEPTED MANUSCRIPT determined by compositions. Concentrations and compositions of PM2.5 have complex seasonal
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variations. They are greatly influenced by emission sources and weather conditions. As climatic
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conditions in a specific region barely changed within a decade or two, emissions played the most
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important factor for variations of PM2.5 concentrations and compositions within that period. Thus,
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source apportionments are essential to make PM2.5 control policy. Intensive measurements of PM2.5
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concentrations and compositions in Beijing have been undertaken in the past decade. However, the
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durations of these observations are mostly under 12 months, which is insufficient for understanding
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its long-term trend and achieving a comprehensive evaluation. Hence a comprehensive summaries of
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these PM2.5 observation studies are necessary and none have been carried out yet to date, to the best
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of our knowledge.
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The main purpose of this paper is to review over sixty reported studies of PM2.5 in Beijing over
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the last decade, with a focus on the concentrations, compositions, and sources of PM2.5. Details of the
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data used in these studies are summarized in the supplementary materials.
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2. Concentrations of PM2.5
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2.1 Observational Studies and Methods
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The observational studies and their sampling and chemical analysis methods are specified in the
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table ST.1 of the supplementary material. Generally, medium or mini volume samplers were used for
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collecting ambient PM2.5 on Teflon filters or pre-baked quartz fiber filters. Teflon filters were
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conditioned under constant temperature (~20℃) and relative humidity (~40%) for 24 hours or longer
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before being weighed by analytical gravimeters. PM2.5 mass concentrations were determined by the
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difference in the weight of filters before and after sampling. PM2.5 concentrations could also be
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measured by Tapered Element Oscillating Microbalance (TEOM). In the TEOM instrument, the
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ACCEPTED MANUSCRIPT sample stream was preheated to 50℃ and as a result semi-volatiles such as ammonium nitrate were
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not measured (Sciare et al., 2007). Therefore to compensate for this loss, PM2.5 mass concentrations
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determined by TEOM were multiplied with a factor of 1.3 (Green et al., 2001; Liu et al., 2014) in
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this paper. Quartz filters were frequently used for organic and elemental carbon (OC) analysis using
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the thermal/optical reflectance (TOR) method. Further organic speciation is determined by Gas
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Chromatograph-Mass Spectrometer (GC/MS). Teflon filters were used for inorganic ions analyses by
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ion chromatography (IC). Elements were usually ascertained with Teflon filters by X-ray
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fluorescence (XRF), proton-induced X-ray emission (PIXE), Inductively Coupled Plasma-Atomic
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Emission Spectrometry (ICP-AES) or Inductively Coupled Plasma – Mass Spectrometry (ICP-MS).
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Although difference of errors with these observational studies is beyond the scope of this paper, to
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quantify the trend of concentrations of PM2.5 mass, its compositions and sources contributions, we
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used a robust non-parametric Theil–Sen estimator. The estimator is resistant to the presence of
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outliers and it also does not rely on the distributions of the data. The significance of the estimated
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trend (slope) was evaluated through P-value of the estimation, and P-value <0.05 was chosen as the
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criteria of statistical significance in this paper.
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2.2 PM2.5 Trends from 2000 to 2010
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The PM2.5 concentrations observed from the studies that lasted for an entire year or longer are
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exhibited in Fig.2a. The corresponding time-points are determined by the exact midpoint of these
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studies. Observed annual average PM2.5 mass concentrations decreased during the last decade with
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very strong statistical significance (P-value ~ 0). The first long-term observational studies in Beijing
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were conducted by He et al. (2001) from September 1999 to September 2000 with a weekly
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frequency. As shown in Fig.2a, the PM2.5 mass concentrations varied from 72.2µg/m3 in 2010, to 147 5 / 32
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µg/m3 observed in 2002. The annual average PM2.5 concentrations observed prior to and after 2005
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(inclusive) were 112.7(±21.1) and 92.9(±14.3) µg/m3, respectively. After 2008, PM2.5 mass
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concentrations have stayed at a level of around 90µg/m3. All observations far exceed the national standard level 2, i.e. annual average 35 µg/m3,
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according to Ambient Air Quality Standards (GB3095-2012) issued in 2012, let alone the air quality
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guideline of an annual average of 10 µg/m3 by the World Health Organization (WHO, 2005).
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2.3 Seasonal and Diurnal Variations
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The results from the studies lasted for over two weeks in each season are summarized in Fig.2b.
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Seasonal average PM2.5 concentrations had exhibited significant (P-value < 0.05) decreasing trend in
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winter and autumn. However, the absolute slope was smaller than that in the annual average in Fig.2a.
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It even appeared an increasing trend in summer despite of being statistically insignificant. The reason
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for the difference might be that serious pollution episodes with very high PM2.5 concentrations
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seldom happened after 2005, which could happen in spring, autumn and winter before 2005 as in
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Fig.2b. Disappeared pollution episodes in spring should be attributed to the establishment of the
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Three North Shelterbelt (Zhang et al., 2010b). Before 2005, dust storms frequently occurred in spring
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and during these events, PM2.5 mass concentrations can reach up to >500 µg/m3 with proportions of
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mineral aerosols significantly increased (Han et al., 2005). Decreased concentrations in autumn and
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winter are probably the result of strict controlling measures on coal combustions and biomass
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burning. These measures should be the main causes of unchanged annual average concentrations of
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SO2 as shown in Fig.3. Barely changed concentrations in summer is probably resulted from rapidly
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growing vehicle ownership, as shown in Fig.4. Stable annual average NO2 concentrations during the
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last decade, as in Fig.3, also verify the significance of vehicle emissions.
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ACCEPTED MANUSCRIPT Average PM2.5 mass concentrations are generally at the highest level in winter and at the lowest
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level in summer. From 2000 to 2010, the values were 123.3(±57.48), 92.1(±24.7), 108.9(±31.0) and
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140.1(±42.5) µg/m3 in spring, summer, autumn and winter, respectively. However, higher
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concentrations in summer were also monitored in 2001 (Wang et al., 2004), 2005 and 2006 (Wang et
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al., 2008; Yu et al., 2011), which might be due to drastic secondary photochemical reactions (Yao et
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al., 2002) and hygroscopic growth (Han et al., 2014). The seasonal variation of average PM2.5
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concentrations in 2006-2010 reduced compared to that in 2000-2005, as shown in Fig.5. The ratio of
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PM2.5 to PM10 is a useful indicator of contributions of secondary products. The ratio was smaller
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(about 0.4-0.6) in spring and summer and larger (>0.7) in winter and during heavy haze events. The
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larger ratio suggests larger contributions from secondary products, such as secondary organic carbon
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and inorganic ions.
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Generally speaking, diurnal PM2.5 mass concentrations kept increasing during the night and
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decreasing during the day (Wang et al., 2004; Zhao et al., 2009; Liu et al., 2014). The average
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variations in 2014 in an urban site are depicted in Fig.6. The highest mass concentration is usually
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observed at midnight as a result of decreasing boundary layer height (BLH) (Guinot et al., 2006;
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Miao et al., 2009) and low wind speed. The lowest mass concentration was often observed at around
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15:00 in the mid-afternoon at the urban site. However, at the background site, the lowest
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concentration occurred in the morning. At the urban site, PM2.5 concentration increased slightly at
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about 9:00 (Zhao et al., 2009) during morning rush hours and decreased sharply in the afternoon,
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because of increasing BLH. These diurnal variations are similar to what was observed in other large
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cities (Perez et al., 2002).
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Short-term and drastic variations of PM2.5 concentrations were significantly influenced by 7 / 32
ACCEPTED MANUSCRIPT meteorological factors. For instance, 1-min average PM2.5 concentrations exhibited a negative
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correlation with wind speed and a positive relationship with relative humidity (Zhang et al., 2010c).
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One another study by Wang et al. (2010) showed that under appropriate meteorological conditions,
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particulate concentrations could keep increasing even for days. However, relations between
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particulate pollution and meteorological conditions were typically discussed in qualitative methods
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(Chen et al., 2008; Wang et al., 2010). Studies on quantitative analysis between variations of PM2.5
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mass concentrations and meteorological parameters deserve more attentions.
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2.4 Spatial Variations
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Comparisons of PM2.5 mass concentrations between urban and rural areas had been conducted
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by Shi et al. (2003), Zheng et al. (2005), Song et al (2006a), Wang et al. (2006), Dong et al. (2009)
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and Zhao et al. (2009). Generally, their findings indicate that PM2.5 mass concentrations in urban
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areas were higher than those in rural or background areas. However, limited number of sampling
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sites in these studies may lead to unconvincing, even inaccurate conclusions. For example, no
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significant difference of pollution levels between rural and urban areas was found by Wang et al.
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(2006) after 3-year long sampling activities. To better investigate spatial variation within urban areas,
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more observation stations are required. For example, Zhang et al., (2013a) concluded that air quality
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of Beijing deteriorates from north to south by interpolating PM2.5 data of 31 stations in autumn of
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2012. Considering that primary pollutant emissions are mainly distributed in the urban areas of
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Beijing (Zhao et al., 2012), the spatial variation indicated strong southbound regional transport of
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particulate pollutants. Moreover, diverse data sources such as remote sensing products, land use data
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and meteorological data could help better spatially interpolate PM2.5 mass concentrations. For
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example, it has been proved to be effective by adopting Aerosol Optical Depth (AOD) data to obtain
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ACCEPTED MANUSCRIPT finer spatial distributions of PM2.5 (Liu et al., 2005; Schaap et al., 2009; Ma et al., 2015). In Beijing,
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Zheng et al (2013) developed a new method to model the spatial variations of PM2.5 within urban
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areas at a high resolution of 10km by assimilating multiple data sources such as points of interest,
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meteorology and traffic flow data.
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3. Species of PM2.5
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Mass balances of PM2.5, as shown in Fig.7, are either obtained directly from references or
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reconstructed with chemical compositions by the method given by Yang et al (2011b). In Yang’s
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method, compositions of PM2.5 were determined by eight types of speciation, which are organic
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materials (OM), elemental carbon (EC), SO42-, NO3-, NH4+, crustal species, trace species and
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unidentified species. OM is obtained by multiplying organic carbon (OC) by a factor of 1.4. Crustal
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species are derived by multiplying corresponding enrichment factor to compensate for the weight of
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oxygen in the mineral oxides. The explicit data for the figures in this section are shown in the tables
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of ST.2, 3 and 4 in the supplementary material. In Fig.7, mass balances of PM2.5 are averaged if they
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were observed within the same time frame but at different sites.
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OM, EC and sulfate, nitrate and ammonium (SNA) are dominant species. On average they
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constituted 67.1% of PM2.5 altogether during the last decade and, specifically, organic materials and
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three SNA species respectively contributed 35.5 (±10.2), 11.7 (±2.2), 7.9(±1.3) and 5.2(±0.6) %,
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when only the results of observations lasting for 1 year or longer were considered. Contributions of
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OM increased before around 2004 and then decreased. Lu and his colleagues (2011) estimated that
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biofuel and coal are the top two contributors among all fuel types. The field straw burning was
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mostly located in central China and decreased since 2005 (Wang et al., 2015). Besides, coal
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reductions in Beijing (Fig.3) also contributed the decreased OC fractions in Beijing since 2004.
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ACCEPTED MANUSCRIPT Factions of SNA have decreased in winter but changed by only a minimal margin in summer during
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last decade. As for seasonal variations, OM constitutes larger fractions in winter than in summer,
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which are respectively 35(±9.3) and 20.2(±6.2) %. Higher proportion of organic materials in winter
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is mainly derived from coal combustions for domestic heating in North China (Yang et al., 2005; Lin
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et al., 2009). For the three SNA species, they all constitute more in summer than in winter. On
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average from 2000 to 2010, they constitute 13.2(±5.2), 9.0(±3.3) and 7.1(±3.2)% in winter and
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18.2(±9.1), 14.1(±4.6) and 12.4(±8.0) in summer. Higher proportions of inorganic ions in summer
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are primarily a result of accelerated aqueous heterogeneous reactions and in-cloud processes (Yao et
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al., 2003), due to higher temperature and humidity in summer (Schleicher et al., 2010; Ianniello et al.,
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2011). It is important to note that a higher proportion does not necessarily mean a higher
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concentration. For example, some monitoring activities found a higher concentration of nitrate in
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winter (Yao et al., 2002; Duan et al., 2006).
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3.1 Carbonaceous Materials
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Carbonaceous materials, which include OM and EC, are usually the largest single fraction of
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PM2.5 mass. Concentrations of OC and EC did not exhibit significant variation trend during the last
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decade, with the P-value of the estimated slope much larger than 0.05. As shown in Fig.8,
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concentrations of both OC and EC were higher in winter than those in other seasons. During the last
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decade, average concentrations of EC were 5.8(±1.7) and 10.0(±4.1) µg/m3 in summer and in winter
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respectively, and concentrations of OC were 15.4(±5.6) and 32.0(±8.6) µg/m3. Possible causes of the
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variation include intensive coal combustions and unfavorable meteorological conditions. Low air
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temperature in winter could condense the semi-volatile compounds. Low BLH and reduced
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precipitations in winter could further increase the OC concentration. As for diurnal variations,
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ACCEPTED MANUSCRIPT concentrations of OC and EC were lower in the daytime than in the night, with the lowest occurring
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in the afternoon and the peak at midnight. The higher concentration of OC and EC during nighttime
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were mainly the result of heavy-duty diesel trucks and much lower BLH at night (Han et al., 2009;
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Miao et al; 2009). OC is composed of primary organic carbon (POC) and secondary organic carbon
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(SOC). Since the ratio of POC/EC is considered to be a constant in primary sources, higher ratio of
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OC/EC in the daytime (Han et al., 2009) in Beijing probably indicates that 1) there is an increased
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amount of SOC produced during the daytime, due to stronger solar radiation, and 2) more EC is
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produced at midnight because of heavy diesel trucks. SOC is usually estimated using the following
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equation (Lin et al., 2009), where (OC/EC)pri is the ratio of OC to EC in primary emissions.
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SOC = OC - POC=OC - EC×(OC/EC)pri
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.
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OC mainly comes from coal combustions (Yang et al., 2005), biomass burnings (Duan et al.,
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2004), vegetative detritus (Dong et al, 2009), cooking (Wang et al., 2009b) and secondary reactions
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(Lin et al., 2009). Biomass burning is widespread in Northern China. More OC was emitted through
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biomass burning in autumn and early summer than that in other seasons. Its contribution to OC could
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be up to 38%. Chinese cooking is believed to be another important source of OC. Its total OC
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emissions was comparable to vehicular emissions (Wen and Hu, 2007). But in most source
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apportionment studies, Chinese cooking was not included as a potential source. In a few studies
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which considered Chinese cooking, their source apportionments for organic carbon showed that
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Chinese cooking and coal combustion are major emission sources during summer and winter (Zheng
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et al., 2005; Wang et al., 2009b). EC is mainly generated from coal combustions, vehicles and
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ACCEPTED MANUSCRIPT biomass burnings (Benjamin and Helene, 2006; Han et al., 2009). Correlations between
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concentrations of OC and EC can be an indicator to help determine their potential sources. Strong
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correlations indicate a greater probability that OC and EC are emitted from the same sources (Brook
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et al., 2010). In Beijing, strong correlations appeared temporally in winter (Zhang et al., 2013) and
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concentrated in urban areas (Yang et al., 2011a). A possible reason for this is that intensive coal
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combustions in winter, widespread industrial emissions and vehicle exhausts in urban areas.
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Dan et al (2004) estimated that SOC constituted more than 50% of OC all the year round, while
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Benjamin and Helene (2006) estimated the value to be 25% in winter and 45% in summer, Lin et al.
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(2009) 19% in winter and 42% in summer, Chan et al (2005) 58% in summer. Generally,
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concentrations of SOC in PM2.5 were higher in summer, as a result of stronger photochemical
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reactions. However, high SOC concentration was also observed in winter by Dan et al. (2004) and it
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was probably because of a large amount of precursors of semi-volatile organic compounds emitted
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by intensive coal combustions. SOC usually contributed more in severe haze events, as revealed by a
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number of intensive studies on severe haze pollutions in January, 2013 (Guo et al., 2014; Sun et al.,
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2014). It worth noting that (OC/EC)pri varies in different sources and conditions (Yang et al., 2005).
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Treating it as a constant, as most studies did, could derive significant uncertainties to estimate SOC.
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Organic species in PM2.5 mainly include n-alkanes, sugars, sterols, hopanes, aliphatic
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dicarboxylic acids, polycyclic aromatic hydrocarbons (PAHs) and traces of other organic compounds
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(Feng et al., 2005; He et al., 2006; Wang et al., 2009b). N-alkanes, which come from diverse sources,
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were one of most abundant species of organics in PM2.5 and their concentrations were much higher in
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winter, probably owing to coal combustions (He et al., 2006). Carbon preference index (CPI) was
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employed to trace the sources of n-alkanes (Simoneit, 1986). CPI was found to be lower and close to 12 / 32
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revealing strong emissions from fossil fuels. Sugar species were also relatively rich in organics of
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PM2.5 and their concentration was also higher in winter. Levoglucosan was widely used as an
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indicator of biomass burning (Cheng et al., 2013) and its higher concentrations in autumn indicated
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stronger emissions from biomass burning. PAHs are known, probably or possibly carcinogenic
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(IARC class 1, 2A and 2B for most congeners) and its concentration was also much higher in winter,
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as PAHs were mainly emitted from incomplete coal combustions (Ravindra et al., 2008). The
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concentration of hopanes, often regarded as a tracer of coal combustion (Oros and Simoneit, 2000)
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and motor vehicle exhaust (Simoneit, 1986), was also higher in winter.
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3.2 Inorganic Ions
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SO42-, NO3- and NH4+ were three dominant inorganic ions in PM2.5 in Beijing. SO42- and NO3-
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are mainly derived from secondary gas-phase (Yao et al., 2002; Wang et al., 2005) and aqueous-
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phase (Sun et al., 2006; Zhou et al., 2012) oxidations of SO2 and NOx (Guinot et al., 2007). It has
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been observed that their concentrations declined in winter and grew in summer over the last decade
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except the insignificant positive slope for NO3- in summer, as shown in Fig.9. In summer, SO42- and
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NO3- were mainly generated from strong photochemical reactions. They were tightly related to
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intensive emissions from coal combustions and low dispersion conditions (Wang et al, 2005) in
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winter. As shown in Fig.9, average concentrations of SNA species were significantly higher in winter
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than in summer before 2005 with their P-values < 0.05 in t-tests. After 2005, concentrations of NH4+
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became significantly higher in summer with a P-value of 0.026. For the observations after 2007,
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concentrations of SO42- and NO3- were both significantly higher in summer than that in winter.
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Specifically, average concentrations of SO42-, NO3- and NH4+ were 16.9(±4.3), 9.7(±4.3), 8.2(±2.8)
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ACCEPTED MANUSCRIPT µg/m3 in summer and 21.7(±7.4), 13.7(±3.5), 10.9(±4.6) µg/m3 in winter before (including) 2005.
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After 2005, they were 22.4(±7.9), 11.7(±6.2) and 11.9(±4.7) µg/m3 in summer and 17.0(±12.5),
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9.7(±4.1) and 6.8(±1.5) µg/m3 in winter respectively. Decreased concentrations of ions in winter
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should be attributed to the practices to reduce emissions from coal burnings (Hao and Wang, 2005).
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The reason for the increased concentrations of ions in summer is believed to be the rapid growth of
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vehicle ownership in Beijing and neighboring provinces as shown in Fig.4.
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In terms of diurnal variations, SO42- usually kept increasing from early morning to late
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afternoon, probably because of stronger solar radiations and higher concentrations of O3 in the
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daytime. In urban areas, NO3- and NH4+ showed an inverse correlation and the maximum and
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minimum concentration of NH4+ occurred in the morning and late afternoon, respectively, as a result
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of accumulation of (NH4) NO3 in higher relative humidity (RH) conditions at night (Pathak et al.,
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2012). However, in rural areas, concentrations of NO3- and NH4+ remained almost unchanged
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throughout the day (Gao et al., 2013), because NOx, precursors of NO3-, is mainly emitted from
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mobile sources (Lin et al., 2011). The similar diurnal variations were also reported by Hu et al.,
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(2008) and Wu et al., (2009) in other temporal and spatial settings. During haze-fog events,
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concentrations of SNA dramatically surged (Huang et al., 2014; Ji et al., 2014; Sun et al., 2014) and
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sharply increasing concentrations of inorganic ions indicated strong secondary sulfate and nitrate
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formations (Jung et al., 2009; Guo et al., 2014).
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Sulfur oxidation ratio (SOR) and NOx oxidation ratio (NOR, seen in ST.5 in the supplementary
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material) have often been used to indicate the significance of the formation process of SO42- through
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oxidations of SO2. Correlations between SOR or NOR and meteorological factors have been adopted
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to reveal details about the secondary products formation reactions. In Beijing, the correlations were 14 / 32
ACCEPTED MANUSCRIPT strong between SOR and temperature, relative humidity and ozone. The noticeable correlations
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between SOR and humidity were mainly because that the oxidation rate of SO2 was much higher in
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aqueous-phase than in gas-phase (Newman, 1981). Therefore, hotness, humidity and intensive solar
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radiation and increasing coal consumptions for steel production in neighboring province (Hebei
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Province Statistic Yearbook, 2012) could be the reason for growing concentrations of SO42- in
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summer in Beijing. A good correlation between NOR and NH4+ reveals that (NH4)NO3 was the main
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form of NO3- in the particle phase. The reason for weak correlation between NOR and
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meteorological factors was that higher temperature and humidity could not only influence oxidation
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rate of NOx but also the partition of nitrite in gaseous, aqueous and solid phase (Ianniello et al., 2011).
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NH4+ is formed largely through reactions of ammonia with nitric and sulfuric acid (Seinfield and
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Pandis, 2006) and its precursor. NH3 is mainly emitted from anthropogenic sources, especially
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agricultural activities and traffic (Asman et al., 1998; Meng et al., 2011). Therefore, increasing
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concentrations of NH4+ in summer during last decade were associated with more traffic (Ianniello et
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al., 2010), more frequent agricultural activities and accelerated animal metabolisms, which could be
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revealed by growing grain yield per unit area and meat production in the neighboring Hebei province
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(Hebei Statistic Yearbook, 2013).. As an alkali gas, NH3 in the atmosphere could be in order
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neutralized by sulfuric, nitric and hydrochloric acids (Seinfield and Pandis, 2006), so that
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correlations between NH4+ and major anions, including SO42-, NO3-, Cl- and their sum, could be used
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to reveal neutralizations. When one anion had strong positive correlations with NH4+, the anion was
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supposed to be completely neutralized by NH4+. In Beijing, SO42- was usually fully neutralized while
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NO3- and Cl- could be partly neutralized (Yao et al., 2002; Ianniello et al., 2011). As for Cl- in PM2.5,
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it was mainly associated with coal combustions. Its contributions from sea-salt particles were
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were usually high in autumn and winter, which was ascribed to biomass burning. Atmospheric
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chemical reactions are highly complex since various ion species and reactions are involved. There
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are still many missing sciences in the field in spite of a large number of observations. The
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elaboration of these chemical processes requires more intensive studies.
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4. Source Apportionment of PM2.5
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There are many different methods to conduct source apportionments such as indicators and
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models. Model methods can be further classified into receptor models, diffusion models and
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atmospheric chemistry models. Indicators and receptor models are widely used because of their
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modest complexity.
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4.1 Indicators
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Indicators are elements, ions, organics or their combinations used to identify and trace potential
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sources, chemical processes or events of pollution. Since indicators are effective and efficient in
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qualitative source apportionments, they are widely utilized in PM2.5 observational studies, as shown
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in ST.1. One limitation with the indicators method is that they lack the ability to quantitatively
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identify the sources. As there are too many indicators, they are summarized in the supplementary
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material in ST5.
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4.2 Receptor Models
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Three types of receptor models had been widely used to apportion the sources of PM2.5 in
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Beijing since 2000. They are positive matrix factorization (PMF; Wang et al., 2005; Song et al., 16 / 32
ACCEPTED MANUSCRIPT 2006b; Song et al., 2006c; Wang et al., 2008; Yu et al., 2013; Zhang et al., 2013), chemical mass
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balance model (CMB; Zheng et al., 2005; Zhu et al., 2005; Song et al., 2006b., Wang et al., 2009b)
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and factor analysis (FA; Sun et al., 2004; Wang et al., 2005; Song et al., 2006a; Yu et al., 2011; Wang
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et al., 2012). The percentage contributions to PM2.5 of potential sources in Beijing from these
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receptor models are shown in Fig.10. Detailed data are shown in ST.6 of the supplementary material.
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The source contributions to PM2.5 expressed as mass concentrations are also shown in SF.1 of the
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supplementary material.
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The annual average contributions from vehicles, dusts, industries, biomass burnings, coal
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combustions and secondary products in the past decade were 7.5(±3.9), 14.6(±5.9), 9.1(±7.0),
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9.8(±2.9), 15.4(±7.7) and 29.1(±11.0) %, respectively. Expressed in mass concentrations, they were
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7.8(±2.3), 16.8(±8.66), 12.2(±9.8), 10.6(±4.0), 16.6(±7.8) and 32.2(±13.5) µg/m3. Even though the
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year-long studies were in a small number, they focused on two periods, namely around 2000 and
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2009-2010. Therefore, they could be used to investigate differences between the source contributions
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respectively at the start and the end of a decade long timespan. Specifically, the annual average
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contributions of vehicle exhausts prior to and after 2005 (a study from 2001 to 2006 was excluded in
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both groups) were 6.8 and 10.6%, respectively. The increase was consistent with rapid growth of car
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ownership in Beijing since 2005 as shown in Fig.4. Besides, vehicle exhausts contributed more in
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summer than in other seasons, due to the strong solar radiation and high humidity. The industry
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contribution grew from 6.9 (before 2005) to 15.5% (after 2005). Considering that large factories had
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been gradually moved out of Beijing, emissions from neighboring booming steel industries in
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neighboring Hebei province. For example, the steel production in Hebei increased from 12.3 million
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tons in 2000 to 164.5 million tons in 2011. Dusts also contributed more after 2005 than before 2005,
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ACCEPTED MANUSCRIPT with an annual average of 19% compared to 13.3% before 2005. The increase was probably derived
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from expanding construction activities in Beijing which can be corroborated by rapid growth of floor
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areas under construction as shown in Fig.4. Additionally, contributions of dusts to PM2.5 in spring,
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32.4% (36.2µg/m3) on average, were much higher than that in other seasons (~14%, or 11.4µg/m3 on
377
average). This was apparently caused by high northwest wind speed, dry weather conditions and
378
occasional dust storms from the Gobi desert. In terms of biomass burning, its annual average
379
contribution slightly increased from 7.9% (before 2005) to 11.6% (after 2005) during the last decade.
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Its contribution in autumn and winter was approximately 14% (14.8µg/m3), which is higher than 9%
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(8.4µg/m3) observed in other seasons. The major reason for this seasonal variation could be wood
382
burnings for heating in winter and straw burnings for cropland cleaning in autumn in rural areas.
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Annual average contributions from coal combustions remained almost unchanged, 15% on average
384
before 2005 and 15.5% afterwards. As discussed in Section 3, declined fractions of OM and SNA in
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winter revealed reduced coal combustions in winter. However, after considering the booming steel
386
industries in Hebei province (Hebei Statistical Yearbook, 2013), it is understandable that annual
387
contributions from coal remained stable. Contributions of coal combustions in winter were 30.8%
388
(33.6µg/m3) on average, which is much higher than that of 7% (6.3µg/m3) in other seasons. This
389
seasonal variation corresponds well with that of OC concentrations, indicating coal combustions as
390
an important source of increased OC in winter. Contribution of secondary products was 41%
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(39.7µg/m3) on average in summer, which is much higher than that of 26% (23.5µg/m3) in other
392
seasons, which was probably caused by strong solar radiation, high temperature and humidity in
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summer. Contribution of vegetative detritus peaked (~0.9%) in autumn, probably as a result of fallen
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leaves and crops harvest. Chinese cooking was regarded as the largest emission source in summer
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(Wang et al., 2009b). Although chemical compositions of emission from Chinese cooking have been
396
investigated (He et al., 2004; Zhao et al., 2007), the explicit emission volumes and contributions to
397
PM2.5 are not yet clear. Further studies on this aspect are highly expected. On account of deficient mathematical theories and unspecific source profiles in these methods,
399
source apportionment results of individual studies may exhibit significant differences even if the
400
studies are close in time (Zhang et al., 2015). Results of CMB model could be comparable because of
401
probable use of identical source profiles from EPA or studies in the US (Zheng et al., 2005). Source
402
apportionments by PMF and FA are partly subjective and could cause more uncertainties to inter-
403
compare. The major uncertainty of CMB method is caused by lack of local source profiles. FA and
404
PMF factors could be influence by the number of factors. Besides, unresolved factors also affect the
405
source apportionments results. Recent studies have shown that ensemble models encompassing
406
multiple methods exhibited better performance (Lee et al., 2009; Balachandran et al., 2012). These
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models need to be considered in China to reduce uncertainties in PM2.5 source apportionments.
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5. Conclusions
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In this paper, we reviewed over sixty studies on concentrations, compositions and source
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apportionment of PM2.5 in Beijing during the last decade. We used proper statistical measurements to
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reduce the uncertainties among these studies. The following conclusions are reached.
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• During the last decade, annual average concentrations of PM2.5 exhibited declining trend.
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Seasonal average concentration decreased in autumn and winter with statistical significance.
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Generally, winter was the most polluted season with average PM2.5 concentrations of
415
140.1(±42.5) µg/m3 and summer was the least polluted with 92.1(±24.7) µg/m3.
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• Seasonal variance of PM2.5 concentrations decreased. For diurnal variance, PM2.5 generally 19 / 32
ACCEPTED MANUSCRIPT 417
tended to increase at night and decrease during the day. Morning peaks only occurred in urban
418
sites as a result of rush hour. Concentrations in urban sites were found higher than in rural
419
sites, but spatial variations of PM2.5 in Beijing requires further investigation. • OM, EC and SNA were identified as dominant species during last decade and they in total
421
constitute 67.1% of PM2.5 on average. Fractions of OM exhibit increased before around 2004
422
and then decreased, due to effective coal cleaning measures. Factions of SNA have decreased
423
in winter but has seen little change in summer. As for seasonal variations, OM constitutes
424
larger fractions in winter than in summer and SNA species constitute more in summer than in
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winter.
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• Concentrations of OC and EC were higher in winter than in other seasons. They had barely
427
changed during last decade. The ratio of OC/EC was higher at daytime than that in nighttime,
428
revealing that SOC production was stronger during the daytime and the emission of EC was
429
intensive at night. Contributions of SOC to OC were around 20% in winter but 50% in
430
summer. The method to estimate SOC could cause uncertainties and need to be improved.
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• Average concentrations of SNA species increased in summer and decreased in winter, with
432
relatively strong statistical significance. What’s more, before 2005 they were usually higher in
433
winter than in summer. After 2005, they took a reverse. The growth of SNA species in summer
434
could be both determined by emission changes in Beijing and neighboring province. SOR and
435
NOR could be used to reveal secondary reactions, but more explicit method need to be
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developed.
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• Vehicle, dust, industry, biomass burning, coal combustion and secondary products were major
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PM2.5 pollution sources. On average, their annual average contributions are higher before 2005 20 / 32
ACCEPTED MANUSCRIPT than those afterwards, except coal combustions and secondary products. The growth was
440
decided both changing social and economic activities in Beijing, and most likely growing
441
emissions in neighboring Hebei province. We suggest that future studies should focus on
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building up more explicit and specific source profiles and ensemble source apportionment
443
models.
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In consideration that Beijing is one of a few the most developed large cities in China, it is
445
reasonable to assume that growing cities in northern China will generally follow the development
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process that Beijing has experienced. Findings about the concentration, composition, and sources of
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PM2.5 in Beijing is valuable in understanding and mitigating particulate pollutions in other growing
448
cities in North China.
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Acknowledgement
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This study was supported by State Environmental Protection Key Laboratory of Sources and
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Control of Air Pollution Complex (No. SCAPC201406) and by Tsinghua University (20131089277,
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553302001). The authors thank Dr. Yuxuan Wang for her helpful comments. We appreciate
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anonymous reviewers for their constructive comments.
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1526-1537.
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Song, Y., Xie, S., Zhang, Y., Zeng, L., Salmon, L. G., Zheng, M., 2006b. Source apportionment of
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Zhou, J., Zhang, R., Cao, J., Chow, J. C., Watson, J. G., 2012. Carbonaceous and Ionic Components
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Fig. 1 The terrains of Beijing and the surrounding big cities.
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Fig. 2 Annual and seasonal trend of average PM2.5 mass concentrations from 2000 to 2012 in Beijing
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SO2 annual average daily concentration NO2 annual average daily concentration SO2 annual emission
2001
2003
2005
2007
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2011
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SO2 emissions (Kton)
Concentrations (µg/m3)
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Fig. 3 Annual SO2 emission in Beijing from 2004 to 2011 and annual average daily concentration of SO2 and NO2 from
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Coal consumption
Civil car ownership
Crude oil consumption
Floor area under construction
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2009
2011 Year
Fig. 4 Coal consumptions (10k tons), Crude oil consumption (10k tons), Civil car ownership (10k) and Floor area under construction (40k M2) in Beijing, 2000-2011 (Beijing Statistical Yearbook 2012)
2000-2011
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2000-2005
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Spring Summer Autumn Winter
Fig. 5 Seasonal variations of PM2.5 in Beijing. (The dots represent average PM2.5 concentrations; the upper bars represent
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maximum values and the lower bars represent the minimum values of observed PM2.5 concentrations.)
PM2.5 concentratioin (µg/m3)
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Hour of the day Fig. 6 Diurnal variations of PM2.5 concentration in a typical urban site in Beijing.
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Fig. 8 Reported OC and EC concentrations in summer and in winter in Beijing from 2000 to 2009.
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Fig. 9 Reported concentrations of SO42- , NO3- and NH4+ in PM2.5 in summer and in winter in Beijing from 2000 to 2009.
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Fig.10 Reported percentage contributions of PM2.5 from all sources in Beijing from 2000 to 2010.
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Highlights Data from over sixty studies on PM2.5 in Beijing from 2000 to 2012 are reviewed. Annual average PM2.5 concentrations decrease from 2000 to 2012.
Concentrations of OC and EC remain unchanged from 2000 to 2010. Concentrations of SNA decrease in winter and increase in summer from 2000 to
2010. Sources of PM2.5 correlate closely with social and economic development.
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ST.1 Summary of PM2.5 sampling activities from 2000 to 2010 in Beijing SAMPLING TIME
REFERENCE
R1
1999.06-2000.09.26
He et al., 2001
SAMPLING SITES
SAMPLING METHODS
RI PT
ID
Tsinghua University(THU);
Low flow rate sampler; Mass concentration: Teflon + gravimetry ; Water; soluble
Chegongzhuang(CGZ)
ions: Teflon + ion chromatography (IC); Elements: X-ray fluorescence (XRF);
OC/EC: thermal/optical reflectance (TOR)
R2
1999.05.28-07.01
Song et al., 2002
Guoan Hotel (GAH)
R3
1999.06-2000.09.28
Yao et al., 2002
THU and CGZ
Tapered Element Oscillating Microbalance (TEOM)
SC
Low flow rate sampler; Mass concentration: gravimetry; Water soluble ions:
Teflon + IC; Elements: XRF; OC/EC: TOR
Monthly periods over 2001, with 7 days
Shi et al., 2003
collection per month.
China University of Ming and
M AN U
R4
Mass: glass fiber and polycarbonate filter + microbalance
Technology(CUMT), Nankou and Ming Tomes Reservoir (MT)
R5
Summer of 2001 and the spring of 2002
Yao et al., 2003
R6
2001.03-2001.04
Zhang et al., 2003
IAP
R7
(1) 2001.07-08 and 2002.06-07; (2)
Dan et al., 2004
Beijing normal university (BNU) ; Capital steel
OC/TC: quartz filter + C/H/N elemental analyzer; Elements: Inductively Coupled
company (CS) ; Yihai garden
Plasma-Atomic Emission Spectrometry (ICP-AES); Ions: IC
2001.12-2002.01, 2002.12; and (3) 2003.03
PKU
Mini volume sampler; Mass: gravimeter ; Ions: IC; Elements: XRF; OC/EC: TOR Elements: Teflon + proton-induced X-ray emission (PIXE) method
R9
1997.11.07-1998.10.31
summer and winter from 2002 to 2003
Duan et al., 2004
Sun et al., 2004
March, June, September, December 2001
Wang et al., 2004
R11
1990.09-2000.06
Yang et al., 2004
R12
2003.01.16-05.05
Yu et al., 2004
R13
2001.08.23-2002.08.15
R14
2003.08.10-25
BNU, CS, YH
Sampling: glass fiber filter; OC/EC: TOR; Water soluble ions: flame atomic absorption (FAAS) OC/TC: quartz filter + C/H/N elemental analyzer; 23 elements: Teflon filter + ICP-AES; Ions: IC
CMA, PKU, EPB
OC/EC: TOR; Water soluble ions: IC; Elements: XRF and ICP
THU and CGZ
Water soluble ions: IC; Elements: XRF; OC/EC: TOR
BMEMC
Mass concentration: TEOM
Yu et al., 2004
THU and CGZ
OC/EC: C/H/N elemental analyzer; Ions: IC
Chan et al., 2005
Institute of Atmospheric Physics(IAP), Chinese
MINIVOL Samplers; Mass concentration: DustTrak portable monitor; OC/EC:
Academy of Sciences(CAS), Chinese Academy
TOR
AC C
R10
MT and the Temple of Heaven (TOH)
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R8
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(YH) ;Miyun(MY) ; Pinggu(PG)
of Meteorological Sciences(CAMS) and Southern Observational Base(SOB) of CAMS
ACCEPTED MANUSCRIPT
R15
2002.07, 2002.11.11-18 and 2002.12.02-09
Feng et al., 2005
PKU and Chinese Research Academy of
Quartz filter + GC/MS
Environmental Science(CRAES)
R17
2001-2003
Han et al., 2005
BNU, CS and YH
2002.07.25-08.05, 2002.10.27-11.03, and
He et al., 2005
PKU
Huang et al., 2005
PKU
Medium volume sampler; Elements: ICP-AES
RI PT
R16
Large volume sampler; OC/EC: carbon analyzer; Organic species: GC/MS
2003.01.02-10. R18
2002.07.25-08.05, 2002.10.27-11.03, and
Large volume sampler; OC/EC: TOR; Organic species: GC/MS
SC
2003.01.03-10. From 2001 to 2003.
Wang et al., 2005
BNU, CS, YH, Miyun(MY) and Pinggu(PG)
Medium volume sampler; Ions: IC; Elements: ICP-AES
R20
1999.07-2000.06
Yang et al., 2005
THU and CGZ
Low volume sampler; Mass: analytical balance; Ions: IC; Elements: XRF; OC/EC:
R21
2000.01, 04, 07, 10
Zheng et al., 2005
DongSi EPB(EPB), PKU, The site close to the
Medium volume sampler; Ions: IC; Elements: ICP-MS; OC/EC: TOR; Organic
airport (NB), Yong Le Dia(YLD) and MT
speciation: GC/MS
Beijing Union University (BUU), Chinese
Ions: IC; OC/EC: TOR; Organic speciation: GC/MS
R22
24-30 April, 18-25 August, 30 October to 4
Zhu et al., 2005
November 2000
M AN U
R19
TOR
Center For Disease Control And Prevention(CDC), CRAES
2001.08-2002.09, weekly
Duan et al., 2006
CGZ and THU
R24
2002.07.25-08.05, 2002.08.27-11.03, and
He et al., 2006
PKU
Large volume sampler; OC/EC: carbon analyzer; Organic species: GC/MS
PKU
Large volume sampler; Mass: gravimeter; OC/EC: carbon analyzer; Organic
2003.01.03-10
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R23
Low flow rate sampler; Mass: gravimetric filter measurements; Water soluble ions: Teflon + IC; Elements: XRF; OC/EC: TOR
2001.08-2002.07
Huang et al., 2006
R26
2004.11.30-12.09
Sun et al., 2006
R27
2000.01, 04, 07, 10
Song et al., 2006a
MT, NB, PKU, EPB and YLD.
Medium volume sampler; Ions: IC; Elements: ICP-MS; OC/EC: TOR; Organic
R28
2000.01, 04, 07, 10
Song et al., 2006b
MT, NB, PKU, EPB and YLD.
Medium volume sampler; Ions: IC; Elements: ICP-MS; OC/EC: TOR; Organic
R29
2004.01.11-19 and 2004.08.11-19
Song et al., 2006c
PKU, Olympic Center (OLC), CS, Tongzhou
Medium volume sampler; Ions: IC; Elements: ICP-MS; OC/EC: TOR; Organic
(TZ), Liangxiang (LX), MT
speciation: GC/MS
EP
R25
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BNU
species: GC/MS Medium volume sampler; Elements: ICP-AES; Ions: IC
speciation: GC/MS
speciation: GC/MS
ACCEPTED MANUSCRIPT
R30
2001.3, 6, 9, 12
Wang et al., 2006
Atmosphere
Exploration Base of China
Elements: ICP; Ions: XRF; OC/EC: TOR
PKU, DongSi (DS), Capital Airport (CA), Yongledian (YLD), MT R31
2003.1.10-28; 2003.8.27-9.12
Yu et al., 2006
Beijing Municipal Environmental Protection Monitoring Center (BMEMC)
July 2001 to April 2003
Zhang et al., 2006
BNU
R33
2002.03.12-04.26; 06.18-07.21;
Wang et al., 2007
BNU, CS and YH
Medium-volume sampler; Elements: ICP-AES; Ions: IC;
Xu et al., 2007
Beijing dance Institute (BDI) and CMA
Wang et al., 2008
BNU
Zhang et al., 2008
Sino-Japan Friendship Centre for
2003.1.29-2.28; 3.1-5.21; 8.4-31 ;
R35
summertime and wintertime from 2001 to
9.1-11.30; 12.1-2004.2.5
2006 R36
2002.7 – 2003.7
M AN U
09.05-10.06; 12.01-2003.01.05 R34
Mass: TEOM; OC/EC: real time Ambient Carbon Particulate Monitor
SC
R32
RI PT
Meteorological Administration (AEBCMA),
Ions: IC; Elements: ICP-AES;
Mass: TEOM;
Elements: NAA + PIXE; Ions: IC
Medium volume sampler; Elements: ICP-AES; Ions: IC
OC/EC: two-stage thermal method; Elements: GC-FID and GC/MS; Ions: IC
Environmental Protection (SJFCEP) R37
2005
Dong et al., 2009
CUGB, Chengfu Road(CFR),
Medium volume sampler
R38
R39
June 2006
winter, 2005.11.19-2006.01.16; spring,
Jung et al., 2009
2007.01.16-02.02 (Winter)
AC C
2006.09.28-10.31 2005.08.02-31 (Summer I) ,
PKU
Mass: aerosol spectrometer; OC/EC: semi-continuous OC and EC analyzer; Ions: IC. OC/EC: semi-continuous OC and EC analyzer
EP
2006.06.27-09.16; and autumn,
2006.08.16-09.10 (Summer II);
PKU
Lin et al., 2009
2006.03.24-05.16; summer,
R40
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Qianmen(QM),CS, Zhongguancun(ZGC)
Wang et al., 2009a
PKU
EC/OC: TOR Primary organic matter (POM): GC/MS
R41
7.28 – 9.3, 2008; 9.13 – 10.7, 2008
Wang et al., 2009b
PKU
High volume sampler; Mass: gravimeter
R42
2005.1-2007.12
Zhao et al., 2009
Baolian(BL) and Shangdianzi (SDZ).
Mass: TEOM
R43
2006
Schleicher et al., 2010
MY, OLC, TH, TZ
Low volume sampler; Mass: mircobalance; water soluble ions: IC
ACCEPTED MANUSCRIPT
2007.01.23-02.14 and 2007.08.2-31
Ianniello et al.,2011
PKU
Low volume sampler; Ions: IC
R45
2008.07.28-09.03 and 2008.09.13-10.07
Wang et al., 2011
Peking University(PKU)
EC/OC analyzer; PAHs: gas chromatographic mass spectrometry (GC/MS)
R46
2005-2008
Yang et al., 2011a
THU and MY
mini volume sampler; OC/EC: Three-stage thermal method.
R47
April 18th 2005 to May 26th 2008
Yu et al., 2011
China University of Geosciences, Beijing (CUGB)
March 2005 to February 2006
Yang et al., 2011b
THU
R49
January 6 – 20, June 3 –July 30 2003
Cao et al., 2012
BNU
2008.07.28 – 2008.08.19; 2008.12.05 –
Song et al., 2012
North 4th Ring
R50
mass spectrometer (HR- ICP- MS); BC: ProTaqs Paramount TM Mini volume sampler; Mass: gravimeter; Ions: IC; Elements: XRF; OC/EC: TOR Mini volume sampler; Mass: gravimeter; Elements: XRF; Ions: IC; OC/EC: TOR Medium volume sampler; Mass: gravimeter; Ions: IC; Elements: XRF; OC/EC:
TOR
2009.11.30 – 2009.12.11
M AN U
2008.12.14; 2009.08.03 – 2009.08.14;
R51
December 2010 - March 2011
Wang et al., 2012
BNU
R52
3.16 – 4.6; 7.19 – 8.31, 10.23 – 11.13, and
Zhou et al., 2012
IAP
Gao et al., 2013
CRAES and Heishanzai(HSZ)
12.6 – 12.29, 2006. R53
7.11 – 8.25, 2008 at CRAES and 7.31 –
Mini volume sampler; Elements: high-resolution inductively coupled plasma;
SC
R48
RI PT
R44
TE D
8.25, 2008 at HSZ
Airborne particulate sampler; analytical balance; Elements: ICP/MS; Ions: IC; OC/EC: TOR Mini volume sampler; quartz-fiber filters; Mass: gravimeter; OC/EC: TOR; Ions: IC; Ions: ambient ion monitors (AIM)
R54
2010
Yu et al., 2013
BNU
Low volume sampler; Mass concentration: TEOM; Elements: PIXE.
R55
2009. 6, 7, 10 and 2010.1
Zhang et al., 2013
PKU
Mini volume sampler; Ions: IC; Elements: ICP-MS; OC/EC: thermal/optical
2008.07.01-09.20
Li et al., 2013a
Sep. 2006 – Aug. 2007
Li et al., 2013b
R58
2009.6, 7, 10 and 2010.1
Zhao et al., 2013
th
th
Medium volume sampler; Mass concentration: analytical balance; OC/EC: TOR; Elements: ACP-AES; Ions: IC.
IAP
High volume sampler; Mass: gravimeter; Organic species: GC-MS; Ions:IC.
Meteorological Stations
Medium-vol sampler; Elements: ICP-AES; Ions: IC; OC/EC: thermal optical
AC C
R57
THU
EP
R56
carbon analyzer
carbon analyzer.
R59
Sep. 30 , 2007 - Jan.. 4 , 2011
Chen et al., 2014
CARES
Mini volume sampler; Mass: gravimeter; Elements: HR-ICP-MS.
R60
Jan. 2004 – Dec. 2012
Liu et al., 2014
IAP
Mass: TEOM;
ST. 2 Compositions of PM2.5 (%) from 2000-2010
Article
Sites
Time
Organic
Elemental
Sulfate
Nitrate
Ammonium ion
Crustal
Trace
Unidentified
ACCEPTED MANUSCRIPT
Carbon
ion
ion
species
CGZ
1999-2000
30
7
15
10
He et al., 2001
THU
1999-2000
34
8
12
8
Duan et al., 2006
CGZ
2001-2002
45
11.6
10.4
6.5
Duan et al., 2006
THU
2001-2002
48
9.8
10.2
7
Huang et al., 2005
PKU
11-2002
49.5
4.2
6.7
10.7
Sun et al., 2004
BNU
12-2002
29.4
8.1
22.4
Sun et al., 2004
CS
12-2002
30.9
7.0
16.4
Sun et al., 2004
YH
12-2002
24.7
12.0
16.4
Sun et al., 2004
BNU
7-2002
17.9
6.7
Sun et al., 2004
CS
7-2002
13.6
8.0
Sun et al., 2004
YH
7-2002
17.8
7.8
Huang et al., 2005
PKU
8-2002
24.2
4.7
Huang et al., 2005
PKU
1-2003
51.0
5.8
Song et al., 2006c
PKU
1-2004
44.2
Song et al., 2006c
OLC
1-2004
41.6
Song et al., 2006c
PKU
8-2004
29.4
Song et al., 2006c
OLC
8-2004
29.8
Yang et al., 2011
THU
2005
28.95
Jung et al., 2009
PKU
8-2006
22.00
Zhang et al., 2013
PKU
2009
Zhao et a., 2013
MS
4-2009
Zhang et al., 2013
PKU
4-2009
Zhao et a., 2013
Meteo
7-2009
Zhang et al., 2013
PKU
7-2009
5
species
12
1
20
5
11
1
21
5.5
14.5
6.5
5.1
13.5
6.4
9.2
2.5
2.4
14.8
12.5
9.5
8.7
5.9
3.5
9.6
9.4
7.6
5.7
13.3
10.6
11.1
8.0
5.0
12.1
20.7
15.8
13.5
7.6
3.3
14.6
23.4
16.2
13.4
9.0
3.6
12.8
26.1
17.5
12.9
9.5
3.0
5.2
24.9
9.7
14.3
1.7
0.3
20.2
10.1
6.2
9.6
1.9
2.2
13.2
TE D
M AN U
SC
He et al., 2001
RI PT
materials
12.5
9.2
5.4
10.3
11.4
7.3
11.3
6.2
5.6
9.9
18.2
7.4
7.8
18.1
6.2
11.5
19.6
6.8
3.9
11.9
5.3
8.5
33.8
6.91
13.33
8.52
6.16
14.74
1.03
7.00
11.00
9.50
31.50
16.00
3.00
21.10
3.50
9.00
7.40
4.40
25.50
0.50
28.60
18.42
4.31
13.68
16.96
5.64
13.05
0.62
27.32
18.90
2.30
10.80
11.10
5.20
35.20
0.50
16.00
12.89
5.36
30.69
20.69
7.66
4.88
0.62
17.20
14.70
3.20
15.40
7.60
7.10
9.10
0.50
42.40
AC C
EP
7.1
20.36
ACCEPTED MANUSCRIPT
Meteo
10-2009
24.54
6.14
10.03
18.73
4.36
14.59
0.63
20.98
Zhang et al., 2013
PKU
10-2009
22.10
3.80
5.10
6.50
2.80
25.50
0.50
33.70
Zhao et a., 2013
Meteo
1-2010
30.02
5.71
11.38
13.67
4.17
9.46
0.57
25.02
Zhang et al., 2013
PKU
1-2010
28.60
4.50
5.20
4.40
2.40
32.40
0.40
22.10
AC C
EP
TE D
M AN U
SC
RI PT
Zhao et a., 2013
ST. 3 OC and EC concentrations (µg/m3) of PM2.5 during last decade in Beijing.
Site
Study
Urban
Song et al., 2006a
EC-Summer
Year
2000
EC-Winter 3.06
OC-Summer 2.03
OC-Winter 16.37
23.4
ACCEPTED MANUSCRIPT
NB
Zheng et al., 2005
2000
Urban
Yang et al., 2005
2001
5.2
PKU
Wang et al., 2009
2001
5.6
BNU
Dan et al., 2004
2002
5.3
CS
Dan et al., 2004
2002
7
YH
Dan et al., 2004
2002
8
CGZ
Duan et al., 2006
2002
5.5
CAS
Chan et al., 2005
2003
8.4
BMEMC
Yu et al., 2006
2003
CREAS
Cao et al., 2012
2003
Urban
Song et al., 2006c
2004
PKU
Lin et al., 2009
2005
THU
Yang et al., 2011
2005
THU
Yang et al., 2011
2006
PKU
Lin et al., 2009
IAP
Zhou et al., 2012
THU
Yang et al., 2011
THU
Yang et al., 2011
N4R
Song et al., 2012
N4R
Song et al., 2012
PKU Meteo
13
31
17
40.1
9.8
22.1
36.2
21.9
11.5
36.6
11.3
9.3
36
9.9
11.2
37.5
7.4
14.9
32.2
11.3
29.2
6.1
9.4
11.2
5.7
6.2
19.7
23.9
4
8.3
15.3
47.1
TE D
M AN U
SC
RI PT
12.9
6
20
5
14.5
15
36
7
14
15
45
4.5
2006
4.2
7
14.9
37.9
2007
9.5
14
19.5
25
2008
6
11
13
28
2008
3.34
11.7
11.7
39.3
2009
8.76
10.4
29.8
34.6
Zhang et al., 2013
2009
2.8
7.5
11.1
24.9
Zhou et al., 2013
2009
5.9
7.14
10.13
26.8
Site
Reference
AC C
EP
2006
CGZ
He et al., 2001
1999-2000
3
10
ST. 4 Concentrations of inorganic ions (µg/m ) of PM2.5 during last decade in Beijing. Time
SO4-Summer 17.14
SO4-Winter 24.87
NO3-Summer 4.59
NO3-Winter 15.35
NH4-Summer 5.7
NH4-Winter 7.8
ACCEPTED MANUSCRIPT
Duan et al., 2006
2001-2002
13.43
9.88
5.36
10.72
5.9
7.13
Urban
Wang et al., 2005
2001-2003
18.42
20.96
11.18
12.29
10.1
10.64
BNU
Sun et al., 2004
2002-2003
16
30.4
12.2
17
10.4
12.9
CS
Sun et al., 2004
2002-2003
19.2
23.1
13.3
13.5
11
13.3
YH
Sun et al., 2004
2002-2003
19.7
29.9
13.2
19.3
9.75
20.3
CREAS
Cao et al., 2012
2003
22.6
20
13.7
13.1
9.8
9.4
Urban
Song et al., 2006c
2004
8.7
12.7
3.7
8.3
3.3
6
IAP
Zhou et al., 2012
2006
29.9
20.3
15.2
13.3
9.3
7.3
PKU
Ianniello et al., 2011
2007
18.24
7.5
9.62
8.38
12.3
6.51
IAP
Li et al., 2013b
2007
12.6
43.7
5.3
5.3
21.4
7.4
N4R
Song et al., 2012
2008
14
12.7
4.15
7.51
7.72
8.55
N4R
Song et al., 2012
2009
24.6
12.1
12.8
8.54
13.5
8
PKU
Zhang et al., 2013
2009
23.5
8.5
11.8
7.3
11
4.5
Meteo
Zhao et al., 2013
2009
33.76
14.23
22.76
17.09
8.43
5.21
AC C
EP
TE D
M AN U
SC
RI PT
CGZ
ACCEPTED MANUSCRIPT
ST. 5 Indicators and tracers that are often used in PM2.5 source identifications.
Ca
Description
Reference
RI PT
Indicators
An indicator of construction activities.
He et al., 2001; Wang et al., 2005; Schleicher et al., 2010; Yu et al., 2011;
A tracer of coal burning and waste incineration. Concentration of Cl- in PM2.5 is higher in
Yao et al., 2003; Sun et al., 2004; Wang et al., 2005; Duan et al., 2006;
winter in Beijing.
Song et al., 2006a; Song et al., 2006b;
SC
Cl-
An indicator of coal burning. Its concentration was also higher in winter.
Al
An element tracer for long range transportation of crustal aerosols. Its concentration was higher in Spring and during haze fog from western direction.
+
K
Pb/Ti
M AN U
F-
Sun et al., 2004; Wang et al., 2005;
He et al., 2001; Wang et al., 2005; Sun et al., 2006; Song et al., 2006b;
An indicator of biomass burning, whose concentration was higher in Spring and Autumn
Watson and Chow, 2001; He et al., 2001; Duan et al., 2004; Song et al.,
when straw and fallen leaves were burning.
2006a; Cheng et al., 2013; Yu et al., 2013;
An indicator of relative importance of geogenic or anthropogenic sources. It was larger in
Schleicher et al., 2010; Yu et al., 2011;
Ca/Al
TE D
autumn and winter revealing a stronger anthropogenic contributions.
An indicator of contributions from dust storms and suspended construction materials. It was usually larger in summer and autumn.
An indicator of relative importance of crustal dusts and suspended construction materials. It
EP
Ca/Si
He et al., 2001; Wang et al., 2005; Song et al., 2006a; Song et al., 2006b;
He et al., 2001; Duan et al., 2006; Song et al., 2006b;
was smaller in winter and during dust storms.
NO3-/SO42-
A tracer of sources of mineral aerosols. A larger ratio in spring in Beijing revealed higher
AC C
Mg/Al
Sun et al., 2004; Han et al., 2005; Zhang et al., 2006; Yu et al., 2011;
contributions of long range transportation mineral aerosols.
Zhang et al., 2010a
An indicator of relative importance of mobile and stationary sources. The ratio was lower in
Arimoto et al., 1996; Yao et al., 2003; Wang et al., 2005;
winter, revealing a higher proportion of emissions coal burning. O3+NO2 and O3+NO SOR =
Indicators of oxidation ability.
Polidori et al, 2006; Lin et al., 2009;
An indicator of secondary transformation of sulfur. In Beijing, the ratio was larger than 0.1
Sun et al., 2004; Wang et al., 2005; Duan et al., 2006; Yao et al., 2003;
ACCEPTED MANUSCRIPT
n-SO42-/(n-SO42- +
except in winter and the largest value appears in summer.
Zhou et al., 2012; Ohta and Okita, 2006;
NOR = n-NO3-/(n-NO3-+
RI PT
n-SO2)
An indicator of secondary transformation of nitrate. The ratio was higher in summer but lower in winter and dust storm days.
n-NO2) SO42-)/NH4+
The ratio >1 indicates complete neutralizations of acid species (HNO3 and H2SO4) by ammonia.
R
EC and OC
An indicator of predominant single source of EC and OC. In Beijing, the larger correlation coefficient in winter indicated proximate sources of EC and OC.
EC
Dan et al., 2004; Chan et al., 2005; Yang et al., 2005; Yu et al., 2006;
An indicator of sources of carbonaceous aerosols. The ratio larger than 2.9 indicates strong
Dan et al., 2004; Chan et al., 2005; Yang et al., 2005; Duan et al., 2006;
secondary organics formations and it was higher in winter in Beijing.
Zhang et al., 2006; Lin et al., 2009; Chow et al., 1996; Strader et al.,
An indicator of primary emissions of OC. It is usually higher in winter because of lower
TE D
OC/EC
M AN U
2
Yao et al., 2002; Sun et al., 2004; Duan et al., 2006;
SC
(NO3-+
Wang et al., 2005; Sun et al., 2006;, Yao et al., 2003; Zhou et al., 2012;
1999 Yang et al., 2005; Yu et al., 2006; Lin et al., 2009; Han et al., 2009
BLH and during the nighttime heavy-duty diesel trucks. K(excess)/OC
An indicator to help identify biomass burnings from other OC emission sources. The ratio
Index (CPI) Levoglucosan
14
C
To discriminate fossil fuel and biogenic sources of the alkanes. CPI was lower and closer to
Feng et al., 2005; He et al., 2006; Huang et al., 2006; Wang et al., 2009a;
1 in winter indicated larger contribution of fossil fuel combustions.
Simoneit, 1986
AC C
Carbon Preference
EP
was higher in Beijing than in other cities.
Andreae, 1983; Duan et al., 2004;
A unique indicator for biomass burning. Its concentration was higher in winter and autumn
Duan et al., 2004; He et al., 2005; Zheng et al., 2005; He et al., 2006;
and lower in summer, mainly because of straw and wood burning.
Zhang et al., 2008; Wang et al., 2009a;
A tracer of modern carbon emissions like biomass burning. It reveals that the fraction of
Wang et al., 2005;
modern carbon is about 40%. Cholesterol
A tracer of cooking emissions especially during high-temperature processing of meat. The
He et al., 2006; Wang et al., 2009a; Zhao et al., 2007
ACCEPTED MANUSCRIPT
tracer shows a larger contribution of Chinese cooking in summer. Oros and Simoneit, 2000; Feng et al., 2005; He et al., 2006; Huang et al.,
H30 and H29)
significant in summer and coal burning significant in winter.
2006; Zhang et al., 2008; Wang et al., 2009a;
Picene (PIC)
A PAH tracer of coal combustion. Its concentration was much higher in summer than in
Levo/EC &
Indicators of biomass burning (Levo/EC) and coal combustions (IncdP/EC).
IncdP/EC
(BghiP or BgP) /benzo(e) pyrene (BeP) An indicator of vehicular exhaust. Higher ratio in summer reveals larger contributions of traffic to PAH.
M AN U
benzo(ghi)perylene
Oros and Simoneit, 2000; Huang et al., 2006;
Wang et al., 2009a;
SC
winter, indicating a larger contribution of coal burning.
RI PT
Organic tracers of fossil fuel combustions. In Beijing, they revealed vehicular emission was
Hopanes(mainly
Nielson, 1996; Feng et al., 2005; Huang et al., 2005; He et al., 2006;
Enrichment factor
An indicator to determine if the element (X) are from crustal sources. Ti, Fe, Si and Al were
Dan et al., 2004; Sun et al., 2004; Duan et al., 2006; Yu et al., 2011;
(EF)=(X/R)aerosol/(
adopted in Beijing as reference elements (R). The results showed that Na, Mg, Si, K, Ca, Ti
Wang et al., 2012; Zhang et al., 2010a
EP
TE D
and Fe were mainly from crustal sources.
AC C
X/R)crust
ACCEPTED MANUSCRIPT
ST. 6 Source apportionment results (%) during last decade in Beijing Site
Time
Method
Diesel
Vegetati
Metallurgi
Biomass
Coal
Cigarett
Other
Secondary
Chinese
Unidentifi
Total
Secondary
Second
Secondary
Soil
Road
and
ve
Dust
cal
aerosol
combust
e smoke
organic
Products
Cooking
ed
identified
sulfate
ary
ammonium
dust
Dust
gasoline
detritus
emission /
exhaust
ion
matter
Industry
RI PT
Article
nitrate
Urban
Jan-00
CMB
6.3
0.5
14.6
9.5
15.6
1.3
24.8
27.3
0.0
100.0
13.6
8.2
5.6
Zheng et al., 2005
Urban
Apr-00
CMB
4.7
0.5
36.5
2.0
3.1
0.6
7.0
28.1
17.5
82.5
11.7
10.7
5.7
Zheng et al., 2005
Urban
Jul-00
CMB
7.9
0.8
16.9
2.4
0.8
Zheng et al., 2005
Urban
Oct-00
CMB
7.9
1.8
10.9
12.6
8.8
2.0
Song et al., 2006b
Urban
2000
CMB
6.5
1.0
12.3
0.0
8.3
6.3
1.3
Song et al., 2006a
Urban
2000
PCA/APCS
6.3
0.0
7.5
6.9
0.0
27.8
Song et al., 2006a
Urban
2000
UNMIX
11.3
0.0
8.8
11.5
0.0
Song et al., 2006b
Urban
2000
PMF
6.0
0.0
7.6
5.1
11.0
Sun et al., 2004
Urban
2002
FA
5.7
13.3
6.1
Wang et al., 2005
Urban
2001-2003
FA
6.44
22
12.2
Song et al., 2006c
Urban
Jan-04
PMF
8.0
7.3
Song et al., 2006c
Urban
Aug-04
PMF
14.9
8.4
Wang et al., 2008
BNU
2001-2006
PMF
5.9
15.68
Wang et al., 2009a
PKU
Aug-06
CMB
7.5
0.2
Wang et al., 2009a
PKU
Jan-07
CMB
11.7
0.5
Zhang et al., 2013
PKU
2009
PMF
4
Zhang et al., 2013
PKU
Apr-09
PMF
5
Zhang et al., 2013
PKU
Jul-09
PMF
4
Zhang et al., 2013
PKU
Oct-09
PMF
4
Zhang et al., 2013
PKU
Jan-10
PMF
2
Yu et al., 2013
BNU
2010-Spring
PMF
16.9
41.4
16.3
83.7
28.5
5.5
7.4
4.4
37.7
13.8
86.2
14.1
16.9
6.8
11.2
33.9
19.2
80.8
16.9
10.8
6.5
0.0
0.0
24.3
27.3
72.7
24.5
0.0
0.0
29.5
14.6
85.4
17.2
0.0
0.0
33.8
19.4
80.6
16.2
15.2
3.6
53.7
17.6
82.4
7.29
26.24
25.8
74.2
15.4
38.1
18.5
12.8
87.2
8.6
9.8
12.8
11.3
32.2
20.3
79.7
24.1
8.0
11.8
16.7
27.4
13.7
86.3
12.7
14.7
8.4
1.2
7.2
75.5
24.5
24.9
11.5
6.4
45.0
55.0
25
12
18
26
AC C
M AN U
13.6
TE D
SC
Zheng et al., 2005
0.0
100.0
0.0
EP
15
8.82
23
14
19
5
34
3
32
6
1
54
18
42
17
7
13
16
12
7
57
6
37.6
6.2
7.4
10.0
0.0
0.0
22.0
10.6
10.1
ACCEPTED MANUSCRIPT
BNU
2010-Summer
PMF
17.8
0.0
18.8
7.3
11.8
4.5
0.0
0.0
39.8
0.0
100.0
3
6.2
Yu et al., 2013
BNU
2010-Autumn
PMF
16.6
0.0
20.8
5.9
12.3
16.4
0.0
0.0
28.1
0.0
100.0
4.9
5.4
Yu et al., 2013
BNU
2010-Winter
PMF
17.5
0.0
14.5
4.6
13.1
32.0
0.0
0.0
18.2
0.0
100.0
3.2
4.7
Yu et al., 2013
BNU
2010
PMF
17.2
0.0
22.9
6.0
11.2
15.7
0.0
0.0
27.0
0.0
100.0
Wang et al., 2012
BNU
2010-Winter
FA
13.2
35.5
14.3
85.7
10.7
AC C
EP
TE D
M AN U
SC
26.3
RI PT
Yu et al., 2013
AC C
EP
TE D
M AN U
SC
RI PT
ACCEPTED MANUSCRIPT
SF. 1 PM2.5 concentrations from different sources using receptor models in Beijing.