Addressing processing problems associated with plasma spraying of hydroxyapatite coatings

Addressing processing problems associated with plasma spraying of hydroxyapatite coatings

Biomaterials 17 (1996) 537-544 published by Else&x Science Limited Printed in Great Britain. All rights reserved 0 1996 ELSEVIER 0142-9612/96/$...

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Biomaterials

17 (1996)

537-544

published by Else&x Science Limited Printed in Great Britain. All rights reserved

0

1996

ELSEVIER

0142-9612/96/$15.00

Addressing processing problems associated with plasma spraying of hydroxyapatite coatings * P. Chean& and K.A. KhorS t School of Applied Science and t School of Mechanical and Production University, Nanyang Avenue, Singapore 2263, Singapore Biomedical

coatings

linity (for positive necessary Thermal

generally

biological

to enhance

have to satisfy specific

responses),

spray processes

such as hydroxyapatite

implants

have been widely

generated

concerns

investigations on coating performance

acknowledged,

using HA coatings

such as bioresorption, such as powder

degradation

morphology

In addition,

conditions

tive or secondary

treatment

problems

associated

feedstock

morphology

efficiency

and produce

Keywords:

certain

opposing

via thermal

stages

with plasma

to attain the desired spray coating

suitable

an acceptable

coating

structure.

plasma

sprayed

spraying,

composition

Variation

has Recent

has significant

influence and

in process

and mechanical

inconsistencies

In order to reach some acceptable in commercially

results.

available

the means to achieve

creating

This paper

powder

highlights

that tailoring processes

properties,

level

HA the necessary

the need to introduce

conditioning

microstructure,

HA coatings.

variability

of HA and suggests

through

in coated

poor performances

and chemical

constrain

alone; therefore,

and properties

Hydroxyapatite,

related

variability

factors severely

spraying

are

fixation.

of HA materials

of several

and bone apposition.

to control existing

it may be necessary

and improve

active biomedical

can induce microstructural

of reliability,

of crystal-

These

functionally

structure

of the coating.

porosity.

The benefits

of thermally

have shown that process

such as phase composition,

performance

coating

implants.

and reliability

such as a high degree healing

used to deposit

but the occurrence

Nanyang Technological

and optimal

post-operative

that have an effect on the service feedstock.

adhesion

(HA), onto prosthetic

over the consistency

characteristics

parameters

accelerate

have been frequently

coatings,

requirements

good coating

biocompatibility,

Engineering,

other innova-

some of the

the powder

can aid the deposition

bioactive

phases

Received 9 March 1995; accepted 15 May 1995

adverse reaction by the provision of a biocompatible phasel. Some important coating characteristics that are generally expected of biomedical coatings are good biocompatibility of the desired phase and crystallinity, good coating integrity and adequate porosity. Phase and crystallinity are important to ensure that the appropriate biological responses occur. The formation of transitional phases can elicit unfavourable resorption and toxicity. Coating integrity is needed to ensure that necessary mechanical characteristics are present to keep the coating intact. Porosity of the optimum size can improve fixation by promoting bone ingrowth to create mechanical interlocking’. A bioceramic commonly used as coating material for prosthetic implants is HA. It is a bioactive material with chemical composition similar to natural bone. It has been known to form strong biological bonds with bony tissue without the presence of soft fibrous tissues3’4. The provision of a high calcium and phosphorus-rich environment promotes rapid bone formation within the vicinity of the implant. HA also

Coatings used for biomedical applications are often subjected to many stringent constraints. In general, materials that are applied onto metallic prostheses often adopt a secondary role in enhancing the characteristics of the implants. As coatings, they are not intended to substitute existing materials but more correctly to improve the characteristics of a fully functional implant’. Good prosthetic designs normally have provisions to accommodate eventualities such as coating failure without jeopardizing the function of the implant. This perception is important to ensure that the role and purpose of coatings are not misunderstood. Coatings have specific functions ranging from improving fixation by establishing strong interfacial bonds, shielding the metallic implant from environmental attack or leaching effects, promoting fast tissue growth and interaction by the presence of a catalyst material, hydroxyapatite (HA), and minimizing *Presented in part at the 8th International Conference on Biomedical Engineering, 7-10 December 1994, Singapore. Correspondence to Dr K.A. Khor. 537

Biomaterials 1996, Vol. 17 No. 5

538

Problems

associated

establishes strong interfacial bonds with titanium implants. Its excellent biointegration makes HA an ideal choice for use in orthopaedic and dental applications. HA coatings can be applied in several ways4-g. The use of thermal spraying techniques to coat HA onto implants is popular due to certain advantages such as simplicity, high deposition rates, low substrate temperature, variable coating porosity, variable phase and structure. With this process, any material that does not decompose or vaporize during melting is suitable for thermal spraying’“. Particulate materials are injected into the high temperature heat sources where they are melted and propelled at high velocity towards a substrate. The molten droplets flatten on impact as splats to form a lamellar coating structure. Although thermal spraying is conceptually a simple process, it is, however, complex in operation. Some 100 variables are associated with the spraying process which have interrelated influence on the microstructure and properties of the final coatinglo. Among these are the operating conditions of the plasma spray system (power setting, choice of auxiliary gas, feed rate, etc.), the size of the plasma jet hot zone and the heat and momentum transfer from the plasma jet to the particlesl’. The turbulent profile of the plasma jet affects the quantity of air entrainment and, hence, the heat transfer rates to particles travelling through the plasma process zone. While it is easy to form any coating, it is difficult to produce a coating with the desired coating characteristic. Furthermore, there is generally a concern over the consistency and reliability of the coating quality. This is particularly true for HA coatingsl’. Recent studies have concentrated on the selection of spraying parameters that affect the coating microstructure and properties, hence coating performance. The influence of the morphology and denseness of the feedstock was also investigated13. A problem pertinent to the plasma-sprayed HA coating is the generation of an amorphous phase, along with other non-bioactive calcium phosphate phases following plasma spraying14. The formation of the amorphous phase is apparently associated with partial dehydroxylation of the HA during the plasma spray process15. The presence of an amorphous calcium phosphate phase is undesirable because natural bone HA is crystalline, thus the integrity of the bone-implant interface is compromised16. In addition, the strong resorption of the amorphous phase may cause mechanical and adhesive instability in the coating. Degradation of HA coatings with high amorphous phase content occurs by d&-adhesion of cracked lamellae and dissolution of the remaining lamellae during in vitro tests17. Mechanical tests show that failure of the bone-coating-implant interface consistently occurred within the bone for amorphous and poorly crystallized HA coatings as a result of bioresorptionl’. Some factors identified as influencing the coating stability in plasma-sprayed HA coatings during in vivo experiments include the particle size distribution, degree of melting (determined by the feed position of the powders into the plasma flame) and post-spray treatmentlg* “. As results from recent studies have indicated, thermal spraying of HA coating is indeed a formidable challenge to a materials Biomaterials 1996, Vol. 17 No. 5

with

plasma

spraying

of HA coatings:

P. Cheang

and K.A.

Khor

processor due to the low degree of ‘forgiveness’ of both the process and the material concerned. The plasma spray process demands a series of conditions such as appropriate particle size range, power setting, particle morphology, etc., for optimal coatings, while the material concerned, HA, reacts strongly to rapid solidification following the plasma spray and yields a series of amorphous and metastable phases. In this study, the problems encountered during the thermal spraying of HA-based materials are examined. Particular emphasis is placed on the characteristics of the powder feedstock and their influence on the microstructural and mechanical properties of plasmasprayed HA-based coatings.

EXPERIMENTAL TECHNIQUE The HA feedstock was prepared by wet reacting orthophosphoric acid with calcium hydroxide in specific mole concentratior?. The fine precipitates were later used to produce three other powders: calcined HA (CHA), spray-dried HA (SDHA) and spheroidized HA (SHA). CHA was produced by oven drying at -180°C and calcining the feedstock at 800°C for 4 h. SDHA was prepared by blending HA with 2% organic binder and spray dried using a two-fluid nozzle (Lab-Plant SD-04 system, UK). The size range of the SDHA is approximately 2-20 pm. SHA was produced in-house by flame spraying the 53-75 pm CHA faction using a combustion flame gun PF-73 (Miller Thermal Inc., USA) into distilled water. The HA coatings were produced via plasma spraying using a 40 kW DC plasma torch (SG-100 Miller Thermal Inc., USA) and assisted by a computerized closed loop rotor-feed hopper. Typical spraying conditions are tabulated in Table 1. Optical light (Nikon Metallurgical System) and scanning electron microscopy (Cambridge S360 SEM) were used to evaluate the surface morphology and sectioned microstructure of coatings and powders. A powder X-ray diffractometer system (Philips MPD 1880) was used to determine the phase composition of the coatings.

Table

1

Plasma spraying

Main arc gas (Ar) Auxiliary gas (He) Arc current Arc voltage Spraying distance

’ 1 psi

parameters 50 psi” 15-50 psi 800 A 32-35 V 120 mm

= 6.9 kPa.

RESULTS Particle morphology Calcined HA (CHA) The CHA powders are essentially angular in shape with a porous structure comprising fine agglomerated particles with size 2-5 pm. Particle size between 53 and 75 pm were used for plasma spraying (Figure 2).

Problems

associated

with plasma spraying

of HA coatings: P. Cheang and K.A. Khor

Percent~gc I%

539

Plasma Vs Flame Spheroidization of HA

__

30

20

10

0 10

20

32

-

Flame

m

Figure 4 Particle size distribution spheroidized hydroxyapatite. Figure 1

Calcined hydroxyapatite

53 Particle

45

siu

76 /microns

Plasma

of plasma

and flame

powders.

Spray dried HA (SDHA) The spray-dried powder sizes range between 2 and 20 pm and is similar in structure to CHA except for its spherical geometry (Figure 2).

Spheroidized HA (SHA) These are highly dense spherical particles with a glassy smooth surface texture. Particle sizes range between 20 and 53 pm (Figure 3). Comparison

a Figure 2

Spray-dried

hydroxyapatite

powders.

b Flgure 3

Flame spheroidized

hydroxyapatite

powders.

Figure 5 a, As-sprayed surface of calcined hydroxyapatite coating; b, cross-section of calcined hydroxyapatite coating. Biomaterials 1996, Vol. 17 No. 5

Problems

540

associated

with

plasma

spraying

of HA coatings:

P. Cheang

and K.A.

Khor

led to deposition and phase inconsistency caused by the impact of irregularly sized particles. Completely different surface and cross-sectional microstructures were observed using SHA powders (Figure 7). The regular formation of neatly stacked disc-like splats produced a flat and smooth surface profile. The cross-sectional view of the coating microstructure reveals a lamellar structure that is free of large macrovoids. The presence of good interlamellar contact and the absence of macropores and unmelted particles greatly improves coating integrity.

X-ray diffkaction (XRD) analysis XRD analysis of the plasma-sprayed CHA coatings revealed the presence of amorphous calcium phosphate, tetracalcium phosphate (TET), tricalcium phosphate (TCP) and calcium oxide (CaO) in addition to crystalline HA. They differed considerably from the starting material that was essentially pure and crystalline HA. Comparing the phase content of the SDHA coatings, it was observed that both the crystallinity of

b Figure 6 a, As-sprayed apatite; b, cross-section coating.

surface of spray-dried hydroxyof spray-dried hydroxyapatite

between plasma spheroidized and combustion flame SHA powders have shown that the latter batch possessed a more uniform distribution (Figure 4) and consistent chemical composition among the particles (determined using energy dispersive X-ray analysis)“.

a

Coating microstructure Using angular CHA powders produced relatively poor coating microstructures. They consisted of micro- and macro-pores, irregular splats and unmelted particles with limited interlayer adhesion (Figure 5). Considerable amounts of unmelted particles were present which contributed to the formation of large pores and cavities. These coatings have poor structural integrity because of limited interparticle cohesion. Some microstructural improvements were observed using SDHA powders. The reduction in the overall porosity was attributed to better flow behaviour of the spherical powder (Figure 6). However, the weakly agglomerated structure of both powders did not eliminate the problem of particle break down which Biomaterials

1996, Vol. 17 No. 5

b Figure 7 a, As-sprayed surface of spheroidized hydroxyapatite coating; b, cross-section of spheroidized hydroxyapatite coating.

Problems

associated

with

plasma

spraying

of HA coatings:

Calcined

HA

(53-75

JU,I)

(45-53

Spray

Z-Theta

Figure 8 X-ray diffraction spray-dried hydroxyapatite tite coatings.

Dried

HA

(5-20

P. Cheang

pm)

pm)

Angle

of calcined hydroxyapatite, and spheroidized hydroxyapa-

HA and peak intensity of CaO were lower (Figure 8). For SHA, the peak intensity of HA was similar to CHA, although some degree of line broadening was observed. The level of CaO was found to be the lowest among the three powders.

DISCUSSION Thermal spraying processes involve complex interactions between the heat source, particulates and substrate. Particles injected into the plasma zone experience extreme heating rates and temperatures exceeding 10 000”Cz3. As a result, the majority of the powder, within a critical size range, melts to yield an aerosol of molten droplets. Large particles, above the critical size range, may experience only partial melting while the small particles may have a layer of vaporized material surrounding the liquid droplets. Hence, conditions arising from plasma-particle interactions such as short residence time (milliseconds), high gas velocities and inconsistent trajectory path of different particle sizes generally cause incomplete and nonThese heated uniform treatment of particulates. particles further interact with the surrounding atmosphere and subsequently impact at high velocity and cooling rate (about 10” KS-‘) to form a coating. The solidification process of the molten droplet is obviously non-equilibrium. These conditions promote the formation of metastable phases and a complex microstructure comprising macro- and micro-porosity, fused and partially molten particles that have limited

and K.A. Khor

541

interparticle cohesion. In general, the deposition profile of the as-sprayed coating depends largely on the operating state of the plasma and the physical characteristics of the powder. These ultimately introduce large variability that may or may not be desirable, depending on the application concerned. However, proper understanding and selection of essential parameters could minimize unfavourable properties. Investigations into the thermal spraying of HA coatings have shown that variation in operating parameters can cause significant changes to the microstructural and mechanical properties of the coating. Even though similar starting materials were used, process-related factors have significant effects on the final coating characteristic. XRD analysis of both powder and coating reveal distinctly different peak profiles. Variation in the powder characteristic in terms of morphology, structure and size alters the coating characteristic in terms of integrity, microstructure, surface profile and degree of crystallinity. This therefore suggests that in order to achieve coating consistency, hence similar mechanical and biological behaviour, similar powder type and configuration must be used, provided all other parameters remain constant. Achieving this in practice is difficult because of the wide variability of commercially available powdersZ4. Coating generated from agglomerated spray-dried powder has differing characteristics from that of densely fused powders. The variation in the coating microstructure is caused by differing stability of the powder, flow characteristic, melting behaviour, deposition rate and droplet size. The stability of the feedstock affects the flow behaviour, deposition consistency, phase content and degree of crystallinity in the as-sprayed coating. The flow characteristic of the powder is dependent on factors such as particle size and size distribution. Finer particles have greater difficulty to flow consistently due to closer particle spacing and static effects. This would lead to intermittent feeding, inconsistent deposition and coating unevenness. Powders with a narrow particle size range have better flow behaviour compared to mixed sizes comprising large and fine particles. Fines generated from a weakly bonded particle also disrupt flow. Under the turbulent environment of the plasma jet, these weakly agglomerated particles are likely to break down to create further complications during deposition. The physical nature of the particle has an effect on the melting characteristics. Therefore, differences in melting behaviour will occur between dense and porous particles. Porous particles have the tendency to form hollow spheres that further increase coating porosity. With dense particles, the formation of a filled spherical droplet would lead to a more uniform splat pattern. Quality coatings that are both smooth and dense are normally formed by the deposition of monosized particles that are sufficiently molten. The sizes of the impacting particles have an effect on the phase composition. The thermal state of the particle is governed by the heat absorbed during plasmaparticle interaction. Some factors influencing the Biomaterials

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No. 5

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associated

degree of heat absorbed are temperature, heating rate, residence time, particle conductivity, thermal geometry, melting point, heat of fusion and density. For a constant plasma environment, a smaller particle size is expected to reach higher temperature. The ease with which materials melt during thermal spraying is defined by the difficulty of melting factor (DMF). This is also related to the maximum fusible particle size (SC). This suggests that for any plasma condition and material system, there is a critical particle size that generates optimum coating quality. Deviation from this optimum value would degrade the quality of the coating by introducing excess porosity, transitional phases and amorphous content. However, the critical value for optimum biocompatibility and mechanical integrity may not necessarily be the same. Previous investigation with agglomerated HA powders has shown that the percentage of unmelted crystalline phases increases with increasing particle sizes above Scz5. Below this value the degree of amorphous nature and transitional phases increased with decreasing particle size. But a more coherent coating microstructure is formed. Thus, in order to achieve a high degree of crystallinity in the as-sprayed coating, a size slightly larger than the largest fusible particle size (SC) must be used. However, too large a size would introduce excessive porosity that could weaken the coating mechanical properties. Since the size of impacting particles severely affects both phase and crystallinity, the stability of the particle during plasma-particle interaction becomes important. To ensure that the optimal thermal states are achieved during heating, the geometry of the particles must be maintained. Investigation with weakly agglomerated HA powders has shown that particle breakdown occurs to an extent that a complex multiphase coating emerges that has varying degree of crystallinity, This inadvertently introduces undesirable properties such as poor biocompatibility and mechanical integrity. Thermal sprayed ceramic coatings are generally porous. This characteristic was initially thought to benefit biomedical application because of the possibility of mechanical fixation through bony ingrowth. Porosity inherent of thermally deposited coatings are essentially bimodal in nature. Pores exist as large cavities above 10 pm to fine pores of less than 1 pm. Fine pores are generally considered as interlamellar pores that occupy 70% of the overall porosity’“. As thermally sprayed coatings are built up of successive layers of lamellar splats, the degree of good contact between lamellae greatly affects the quality of the coating bond strength. This unique arrangement of lamellae renders the coating stiffer in the planar direction as opposed to the perpendicular direction. This anisotropic behaviour is advantageous to applications subjected to shear forces as is normally experienced in the stem section of hip implants. However, pores that normally promote bone ingrowth are generally in the ZOO-GOO pm rangeZ7. The formation of such pores is not encouraged because of the severely weakening effects on mechanical properties. Considering the requirements of a biomedical

with plasma

spraying

of HA coatings:

P. Cheang

and K.A. Khor

coating, it appears that some factors are difficult to achieve while others are conflicting in nature. Thermal spraying invariably causes physico-chemical changes to the starting material, Good biocompatibility requires that the coating material contain a highly crystalline form of HA that is bioactive. The other forms of transitional phases such as TET, TCP and amorphous calcium phosphate have differing biologiAs previously mentioned, highly cal responses. crystalline HA is achieved by using a particle size that is slightly larger than the critical melting size. With larger size, incomplete melting occurs which retains the original crystalline form of HA. On impact, semi-molten particles interlock mechanically to form a complex array of pores and irregularly shaped compacts. Because of the solid nature of the particles, and the high degree of porosity, the mechanical properties are generally poor. Having good structural integrity, on the other hand, requires a regular stream of adequately molten droplets that spread in an orderly fashion on impact, without fragmenting, to form a uniform lamellar structure with minimal porosity. Good adhesive and cohesive properties can be expected from this deposition. In fact, recent tensile adhesion test results support this sensitive dependence of mechanical properties on microstructure. The bond strengths of porous CHA coatings are lower than densely packed SHA coating?. However, well-melted coatings are generally amorphous and contain transitional phases that are more bioresorbable. Here, the mutually opposing effects of biocompatibility and mechanical integrity are clearly demonstrated. Although the long-term benefits of a permanent biocompatible coating are not known, short-term advocators of the HA coating to induce rapid bone growth and fixation emphasize the greater importance of biocompatibility over mechanical properties. Should a more permanent coating be required over extended periods then the engineering of a more coherent coating becomes crucial and obviously more difficult. The constraints introduced by opposing effects of both coating integrity and biocompatibility limits the possibility of achieving the desired coating characteristics in a single-step spraying process. Certainly the use of post-treatment processes involving thermal and laser techniques provides greater opportunity to attain the necessary requirements. Preliminary investigation of laser-treated coatings favours the heat treatment processing to induce phase transformation rather than melting for densification because of apparent crackingzg. A recent investigation using HA-based composite powders suggest a composite coating containing a bioinert ceramic and a bioactive or bioresorbable HA”‘. Such a technique would exploit the strength of the spraying process for melting and deposition and at the same time achieve its dual characteristic based on powder design. Spheroidized composite powders containing two different materials have already been produced and these coatings are currently under investigation. Using hot isostatic pressing to further enhance the coating property is certainly an avenue worth considering31.

Problems

associated

with

plasma

spraying

of HA coatings:

P. Cheang

CONCLUSIONS The problems encountered with the use of thermally sprayed HA coatings are mainly improper melting of the feedstock, reproducibility and satisfying biomedical requirements. Mixed successes with the use of HA coated implants generates a level of uncertainty that the material is unpredictable. This investigation from the purely processing perspective suggests that suitable powder conditioning can help alleviate some of the existing variability originated from a lack of standardization of operating parameters. HA feedstocks that are used for thermal spraying vary considerably from composition, phase, crystallinity, particle size, shape and structure. Most HA powders are of the agglomerated, spray-dried genre. These powders, unfortunately, have a tendency to break down in the turbulent plasma and result in a coating that is built up of droplets whose size range is a mixture of the original size range and broken down fragments. In addition, previous work on plasma spraying of HA coatings utilized powder sizes that ranged between 1 and 100 pm. This will give rise to a wide array of plasma-particle reactions. The resultant coating from this wide particle size range will not provide the level of consistency that is desired. Considering that the coating microstructure is highly dependent on powder characteristics, this alone is sufficient to cause variation. The selection of particle size without considering the critical particle size is certain to lead to the formation of unfavourable weak amorphicity and mechanically phases, microstructures. Satisfying the requirement for pore sizes in the range 200-400 pm is difficult with thermal spraying. Additional post-treatment processes Both biocompatibility and coating are necessary. integrity are competing factors that are mutually exclusive. For short term application of HA coating where the coating exists temporarily, coating integrity can be sacrificed for higher biocompatibility. However, for more permanent long-term purposes where highly crystalline HA phase is necessary, the use of post-treatment techniques is required to restore biocompatibility that is otherwise absent in a mechanical adherent and amorphous as-sprayed coating.

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3 4

5

6

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