Medical Hypotheses 74 (2010) 110–117
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Air pollution as a potential contributor to the ‘epidemic’ of autoimmune disease Stacey A. Ritz * Medical Sciences Division, Northern Ontario School of Medicine, East Campus – Laurentian University, 935 Ramsey Lake Road, Sudbury, ON, Canada P3C 2C9
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Article history: Received 15 July 2009 Accepted 16 July 2009
s u m m a r y There has been remarkable progress over the past 20 years in pushing forward our understanding of many facets of autoimmune disease. Indeed, knowledge of the genetic basis of autoimmunity and the molecular and cellular pathways involved in its pathogenesis has reached an unprecedented level. Yet this knowledge has not served to prevent autoimmune disease nor to curtail the dramatic rise in its incidence over the same interval. Population-level genetic changes cannot explain this trend; thus, environmental factors are strongly implicated. Among the possible environmental contributors to autoimmune disease, air pollution exposure has received very little attention. Although there is only a small amount of published data directly examining a possible causal relationship between air pollution exposure and autoimmunity, data from related fields suggests that it could facilitate autoimmunity as well. If correct, this hypothesis could prove to have sizeable public health implications. Ó 2009 Elsevier Ltd. All rights reserved.
Introduction The adverse health effects of exposure to air pollution have been recognized for decades, beginning especially with the occurrence of the famous ‘‘London Fogs” of the 1950s; during the most severe incident, the smog resulted in a mortality rate 3 times greater than normal [1]. Although regulation of emissions has led to improvements in air quality, epidemiological data indicates clearly that air pollution continues to have widespread effects on human health. Literally dozens of studies have demonstrated that poor air quality is associated with increased morbidity and mortality due to numerous causes; air pollution is thought to be responsible for approximately 3 million deaths per year worldwide [2]. Of course, death represents only a fraction of the likely impact. While it is obvious how air pollution could affect the lungs, its potential for effects on other body systems is not immediately evident, and for many years the epidemiological associations between poor air quality and non-respiratory health effects were puzzling. Seaton et al. are widely credited with introducing the hypothesis that the systemic effects of air pollution exposure are mediated through the induction of pulmonary oxidative stress and inflammation, the mediators from which can spill over into the circulation and influence distant events [3]. This framework has inspired much research over the past 15 years, and shed light on the mechanistic pathways linking air pollution exposure with diverse effects throughout the body, particularly with respect to cardiovascular morbidity and mortality. * Tel.: +1 705 662 7253; fax: +1 705 675 4858. E-mail address:
[email protected] 0306-9877/$ - see front matter Ó 2009 Elsevier Ltd. All rights reserved. doi:10.1016/j.mehy.2009.07.033
With respect to the immune system, air pollution has attracted significant research attention as a factor that could influence allergic disease, but virtually none has been directed to its potential role in autoimmune disease. Allergic and autoimmune diseases have both been described as ‘epidemics’ in the literature, with dramatic increases in incidence observed over the span of several decades [4]. Genetic factors influence susceptibility to these diseases significantly. However, population-level genetic changes cannot explain the steep rises in incidence that have been observed epidemiologically over the span of only a few generations; thus, environmental factors are strongly implicated. Autoimmune diseases are an eclectic group of disorders that can target a wide variety of tissues and organs, with the common thread being that the immune system is inappropriately activated to produce destructive responses against self antigens. Relatively common autoimmune diseases include pernicious anaemia, coeliac disease, Crohn’s disease, type 1 diabetes, Graves’ disease, Hashimoto’s thyroiditis, idiopathic thrombocytopenia purpura, systemic lupus erythematosus, multiple sclerosis, and rheumatoid arthritis; many more autoimmune diseases are recognized but are relatively rare. In addition, a number of common disorders causing significant morbidity and mortality are suspected to be related to autoimmunity, including such diverse conditions as chronic obstructive pulmonary disease [5–7], endometriosis [8–10], and schizophrenia [11–13]. To date, there have been astonishingly few population-based or experimental investigations of the possible influence of air pollution on autoimmune diseases. The small amount of existing data on air pollution and autoimmunity (along with extrapolations from relevant studies in other areas) are suggestive, and lead to the
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speculation that air pollution could be one environmental factor that is contributing to the ‘epidemic’ of autoimmunity. The hypothesis Studies have repeatedly demonstrated that air pollution can affect lung development and promote respiratory morbidity and mortality [14,15]. Emerging more recently is evidence that exposure to relatively low levels of air pollution might contribute to the development of other diseases, including those without an obvious connection to the respiratory tract. Experimental and epidemiological studies have demonstrated associations of air pollution exposure with a wide variety of negative health effects, including myocardial infarction and other cardiovascular events [16–21], atherosclerosis [22–24], altered haemostasis [25–28], adverse birth outcomes [29–32], otitis media [33], neuroinflammation and accumulation of proteins associated with neurodegenerative disease (such as Abeta42 and alpha-synuclein) [34], and even suicide [35]. With respect to immunological disorders, current thinking recognizes a likely role for air pollution in the development of allergy [36–39], but the possibility that it might be involved in other kinds of hypersensitivity disorders has been almost completely overlooked. Although there are clear genetic predispositions to many autoimmune disorders, and gender is known to be a significant influence, environmental factors undoubtedly play a critical role in determining whether that genetic potential is manifested. The vast majority of study in this area has concentrated on nutritional factors, smoking, and infection. We hypothesize that air pollution exposure could contribute to the development of autoimmunity by enhancing antigen presentation and by augmenting autoimmune responses. The respiratory tract is the largest body surface exposed to the external environment, and inflammatory responses in the lungs are highly prevalent. Soluble mediators generated during immune–inflammatory processes in the respiratory tract are known to have systemic sequelae, as detailed below. These kinds systemic effects can influence nascent and ongoing immune responses, as has been well-established for allergic disorders; there is no a priori reason to expect that these events would have any lesser effect on the development of autoimmune responses. Thus, we speculate that inhalation of air pollution could be a significant pathway through which susceptibility to autoimmune disorders could be modified. Prospective mechanisms linking air pollution exposure and autoimmunity Air pollution is a heterogeneous mixture, including gaseous, liquid, and solid components, each of which has unique potential for effects on biological systems. In general terms, the adverse effects of air pollution are thought to be due primarily to the induction of the NF-jB and MAP kinase pathways in response to oxidative stress [40–46]. Volatile chemicals and reactive metals can directly generate free radicals; in the case of particulate air pollution, oxidative stress can be produced even by relatively inert particles because they provide a reaction surface upon which redox cycling can take place [43]. There is also evidence that air pollution can stimulate neurogenic inflammation [47–49]. These effects do not remain localized to the respiratory microenvironment, but have systemic sequelae as well, including evidence of systemic oxidative stress [22,28,50], bone marrow stimulation [51–53], and increased leucocyte numbers and cytokine levels in the blood [25,53,54]. Of special relevance here is the observation that oxidative stress and air pollution exposure
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have been shown to cause maturation of antigen-presenting cells [55–61], equipping them with the costimulatory molecules required for the activation of T lymphocytes. Experimental studies have clearly demonstrated that air pollutants (especially airborne particulates) can act as adjuvants, stimulating the development of active immune responses against otherwise innocuous antigens. Injection of particles significantly enhances the production of cytokines and antigen-specific immunoglobulins in a variety of mouse models [62–64]. Based on these data, we speculate that air pollution could influence autoimmunity by facilitating presentation of self-antigens in a context that would cause activation of self-reactive lymphocytes (Fig. 1). Air pollution exposure creates oxidative stress in the airways, causing airway epithelial cells and alveolar macrophages to express pro-inflammatory cytokines that trigger the maturation of airway-resident dendritic cells, which in turn migrate to the local lymph nodes. In an individual in whom self-reactive lymphocytes had escaped the mechanisms of central tolerance in the bone marrow and thymus, these activated dendritic cells present self-antigens in the context of costimulatory molecules, activating the lymphocytes instead of tolerizing them, and triggering the development of a full-blown autoimmune response. Once such an autoimmune response is established (even in cases where air pollution exposure was not a factor in the initiation steps), the pro-inflammatory cytokines generated upon air pollution exposure will act to consolidate and exacerbate the ongoing response. Although the mechanisms involved in this chain of events have all been demonstrated in principle, whether or not they operate in the context of autoimmunity has not been definitively established. Studies that directly examine the relationship between air pollution and autoimmunity are sparse, but there are many others that indirectly support this hypothesis.
Direct investigations of air pollution and autoimmunity Air pollution has been considered in only a handful of studies as a factor that could induce or exacerbate autoimmunity. The most compelling of the epidemiologic investigations are two retrospective case-control studies of the relationship between air pollution exposure and the development of type 1 diabetes (T1D) published by Hathout et al.; in both instances, the authors found significant associations between ambient air pollution levels and the risk of T1D [65,67]. The first study demonstrated that children with T1D had significantly higher exposure to ozone or particulate air pollution prior to diagnosis compared to healthy controls, with odds ratios of 4.22 [1.96–9.10] and 2.37 [1.11–5.03] respectively [65]. Exposure to particulate air pollution was specifically associated with the development of T1D before 5 years of age (OR = 3.32 [1.10–10.08]) [65]; this is notable because epidemiological studies of the incidence of T1D among children has indicated that such early onset is increasing especially rapidly [68–75]. The second study showed that cumulative exposure to ozone and sulfate was significantly associated with the development of T1D, with odds ratios of 2.89 [1.80–4.62] and 1.65 [1.20–2.28], respectively [67]. Children with diabetes were also significantly more likely to have been exposed to second-hand smoke than healthy controls [67]. Dahlgren et al. conducted a community comparison study examining the prevalence of rheumatic disease and systemic lupus erythematosus in individuals living in a subdivision exposed to high levels of airborne petroleum products and mercury, compared to those living in another community with no such known exposures [76]. They observed a significantly increased risk of rheumatic disease (OR = 10.87, [4.14–28.12]) and lupus (OR = 19.33, [1.96–190.72]). There was also evidence of immunological aberration among exposed individuals without overt disease. Of course,
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Fig. 1. The putative mechanisms through which air pollution exposure could influence autoimmune diseases are illustrated. Inhalation of gaseous and particulate air pollution brings these substances in contact with the airway epithelium and alveolar macrophages. Oxidative stress caused by the pollutants elicits the production of proinflammatory cytokines. These cytokines can have local effects, including the stimulation of resting dendritic cells. Cytokines generated in the airways by exposure to air pollution can also spill over into the systemic circulation and have effects on distant tissues, thereby consolidating nascent or ongoing autoimmune responses.
the methodological limitations in exposure assessment and the potential confounding by other environmental contaminants are significant shortcomings of the study, but the magnitude of the increased risk for autoimmune diseases suggests that further investigation is warranted. Poor air quality has also been associated with exacerbations of existing autoimmune disease. Oikonen et al. demonstrated a four fold increase in the risk of multiple sclerosis relapse during periods when the concentration of coarse particulate air pollution was in the highest quartile [77]. They speculated that increased exposure to particulate air pollution enhanced susceptibility to transmissible infections, thereby triggering the exacerbation. Other mechanisms (including the pro-inflammatory effects of the pollution itself) could potentially explain this relationship. Examination of the literature on cigarette smoking and autoimmunity also provides a form of evidence that inhalation of toxic particulates and gases and influence the development of these diseases. Although there is not complete consistency, the balance of evidence from both epidemiological and experimental studies sup-
port the notion that smokers, those exposed to second-hand smoke, and those exposed to smoking in utero tend to have a higher risk of developing autoimmune diseases (including multiple sclerosis, rheumatoid arthritis, type 1 diabetes, and systemic lupus erythematosus) [78–89], although some forms of autoimmune thyroid disease appear to be decreased with smoke exposure [89–91]. Of course, cigarette smoking is an imperfect proxy for exposure to ambient air pollution, since the doses involved are vastly different, as are the temporal patterns of exposure over the lifespan. Even given these limitations, the data from these studies are informative because they illustrate the principle that inhalation of toxic gases and particulates can indeed influence autoimmune responses. Experimentally, there are few published papers investigating the effect of air pollution exposure on autoimmunity. In two papers examining the effect of diesel exhaust particles (DEPs) on rheumatoid arthritis, the authors used DEPs or their extracts, administered intranasally over the course of 20 days, in a mouse model of collagen-induced arthritis [92,93]. They showed that exposure to DEPs (or chemicals contained in them) during the development of
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arthritis enhanced both incidence and severity [92,93]. In another paper, investigators injected n-hexadecane (a chemical contained in oil mist, jet fuel, or diesel exhaust) intraperitoneally in normal Balb/c mice, and observed a pattern of autoantibody production similar to systemic lupus erythematosus 3 months later [94]. The relevance for real-life exposures to air pollutants is unclear given the doses and routes of administration used by these investigators. However, they clearly serve as a ‘proof-of-principle’ that these materials can influence the development of autoimmune disorders, at least under experimental conditions. Our laboratory has conducted pilot studies examining the effect of chronic respiratory exposure to ambient urban particulate matter (Ottawa dust, EHC-93) [95] in the non-obese diabetic (NOD) mouse model of type 1 diabetes. Beginning at 4 weeks of age, NOD mice were exposed 2x-weekly to an aerosolized suspension of EHC-93 particles, and the development of frank diabetes monitored. The preliminary data suggest that although exposure to EHC-93s did not affect the cumulative incidence of autoimmune diabetes after 5 months, it appeared to accelerate the onset of disease (median time-to-onset of 84 days in EHC-93-exposed mice, vs. 105 days in saline-exposed mice). EHC-93-exposed mice were also more likely to have high titres of anti-insulin autoantibodies (unpublished data). Although the pilot study was not powered to detect statistically significant differences, the fact that our observations are fully consistent with the observations of Hathout et al. [65] is suggestive. Although these studies indicate a possible relationship between air pollution exposure and autoimmune disease, a great deal more investigation is required to substantiate these findings. Until such studies are conducted, we must look elsewhere for indirect evidence of the ability of air pollution to affect such responses.
Population-based studies of air pollution and immune– inflammatory responses Although the literature on air pollution an autoimmunity per se is sparse, there is little question that air pollution exposure has immunological effects, with the specific nature of those effects varying depending on pollutant, dose, chronicity of exposure, age, and other factors. Population-based studies have clearly indicated that air pollution exposure affects the immune system. In a cross-sectional study of 17 European cities, exposure to particulate air pollution was associated with increased numbers of lymphocytes and total IgG [96]. Compared to children living in a less polluted environment, those living in Mexico City had significantly reduced interferon-c (IFN-c), granulocyte-macrophage colony-stimulating factor (GM-CSF), and natural killer cells, but increased levels of monocytes, CD8 + T cells, and systemic inflammation [97]. Other population-based studies have also demonstrated alterations in numerous immunological markers related to air pollution exposure [98,99]. In addition to measureable effects on immune cells and mediators, significant epidemiological associations between air pollution exposure and the development of overt immune–inflammatory disorders have been demonstrated, including allergy [100–104], asthma [105–112], and atherosclerosis [24]. However, not all studies have found robust associations [113,114]. The discordance in the literature is most likely due to some very difficult practical impediments to epidemiological investigation of the influence of air pollution on disease, all of which are likely to result in exposure misclassification bias and thereby underestimate the effect size. There has been significant progress in the development of more sophisticated approaches to exposure assessment, and studies utilizing more nuanced modeling strategies have tended to find more
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robust associations [109,115]. Although the current literature in population-based studies of air pollution and immunological disorders is somewhat conflicting, the experimental literature is much more consistent.
Experimental evidence that air pollution exposure influences immune responses Although some of the studies cited previously have used contrived models of immune responses with questionable physiological relevance, there are a large number of experimental studies using a variety of disease models that more directly demonstrate the clinical relevance of these effects. Probably the largest and most persuasive literature in this regard has looked at the influence of air pollution on allergy. Experimental investigations have consistently demonstrated that air pollution can both exacerbate existing allergic disease [116–119], and also cause allergic sensitization, at least under experimental conditions. Whitekus et al. reported that daily exposure to aerosolized DEPs along with the innocuous protein ovalbumin resulted in the production of ovalbumin-specific antibodies of the IgE and IgG1 classes, which are molecular hallmarks of allergy in mice [120]. Inhalation of ambient urban particulate pollution has been shown to elicit specific antibody responses and airway inflammation characteristic of allergy in mouse models [121–123]; other groups have shown similar results using other types of particulates [124–129]. Gaseous air pollutants such as ozone and SO2 can also potentiate allergic responses in experimental settings [130–133]. Thus it is clear that air pollution exposure can cause allergy, at least under experimental conditions. It has been questioned whether findings from these animal models can be extrapolated to humans, and whether the pollutant doses used are relevant to human exposures. Notably, Diaz-Sanchez et al. have demonstrated that particulate air pollution can cause allergic sensitization in human subjects: exposure to the model antigen keyhole limpet haemocyanin (KLH) in the context of intranasal administration of DEPs elicited KLH-specific IgE production, whereas KLH exposure without DEPs did not [134]. The dose of DEPs used in this study were roughly equivalent to approximately 40 h of normal breathing in a city like Los Angeles, or to the acute exposure that might be experience by a person standing in proximity to the exhaust of a diesel engine for 30 s, and so are well within the bounds of what might be expected under everyday conditions [134]. These findings decisively demonstrate the ability of particulate air pollution to cause allergic sensitization in human beings. The link between air pollution exposure and the development of allergic disease has been treated more intensively than that with autoimmunity or other immunological disorders, probably in part because air pollution is broadly characterized as primarily promoting a profile of cytokine production (Th2) that favours the development of allergic responses. However, this seems to be an overgeneralization, as many of the mediators generated by exposure to air pollution are broadly pro-inflammatory, and some are also associated with non-allergic (Th1) types of immune responses [53,54,135]. For example, experimental data looking at air pollution and atherosclerosis (a disorder driven by inflammation) indicates that exposure to particulate matter enhances plaque formation in experimental animal models [22,136], consistent with the epidemiological findings [24]. Air pollution exposure also appears to alter pulmonary immunity in complex ways that undermine host defense. For example, exposure to ozone increases levels of pro-inflammatory cytokines, but reduced leucocyte infiltration into the airways [137]. Exposure to particulates has been shown to diminish the ability to clear bacteria in a mouse model
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of infection [138]. Given that air pollution has been shown to have diverse effects on many immune–inflammatory indices and disorders, one would expect it to influence autoimmune disease as well.
Importance and implications Admittedly, it is unlikely that air pollution is the most important factor in the development of autoimmune disease, but it is a plausible contributor. Genetic susceptibility plays a significant role, accounting for about one third of the risk of developing autoimmune disease, with the remainder attributed to environmental influences [139]. Other environmental and lifestyle factors that have been implicated include chemical and metal exposure, nutritional deficiencies, some drugs, ultraviolet radiation, infectious agents, dietary composition, consumption of antioxidants, and smoking, among others [139]. Air pollution exposure has been under-investigated in this context, but the available data is suggestive; moreover, the body of literature showing that air pollution can influence the immune system and trigger other hypersensitivity disorders (such as allergy) indicates that this question deserves further attention. A great deal of research will be required to address this hypothesis. Further work in experimental animal models of autoimmune disease would establish in principle whether a role for air pollution exposure in the development of autoimmune disease is consistently demonstrable, and delineate the mechanisms through which this occurs. These experiments would be most useful if the models used approximated real-world exposures in humans (via the respiratory tract), using realistic doses. Epidemiological research that examines incident autoimmune disease is crucial to resolve the issue in human populations; such studies are fraught with complexity. First, because air pollution is not a homogeneous entity, it is not immediately evident which constituents are the most relevant to assess. Moreover, the interactions upon co-exposure to multiple pollutants are largely uncharacterized, and could hypothetically be additive, synergistic, or counter-regulatory. Second, it is difficult to account for temporal and spatial variability in air pollution exposures. Most epidemiological investigations involving air pollution base their estimates on outdoor pollutant levels at the subjects’ home address (which may be as simple as assigning levels measured at central monitoring sites, or more sophisticated models that interpolate between these sites, or account for land use and other factors). However, most people spend only a fraction of their day at home (and much of that indoors), so this method of estimating exposure does not account for exposures that occur in transit, and in schools or workplaces. Although some studies have used personal monitors worn on the body to measure actual exposures in real-time, this is an extremely expensive and resource-intensive enterprise that makes it impractical for large prospective studies. Finally, the time period during which such exposures may have been relevant is difficult to ascertain. Cumulative exposure is not necessarily the correct metric; a crucial period of exposure could theoretically be at any point prior to the onset of disease, including even the pre-natal period [140–144]. Indeed, there are particular developmental periods of increased susceptibility to air pollution; children are especially vulnerable, due to their higher baseline ventilation rates, the increased time spent in physical activity outdoors compared to adults, and the relative developmental immaturity of the lungs and immune system [31,145–148]. Prospective studies that address these issues would be ideal, but retrospective, case-control, and community comparison studies would be helpful in beginning to fill the enormous gap in the literature. Research (both experimental and epidemiological) looking at gene-environment interactions could be very informative in this
context, given that there are distinct heritable susceptibilities to both autoimmunity and air pollution. Genetic loci with confirmed associations to human autoimmune disorders include proteins involved in immunoregulation at multiple levels: intracellular signaling, pattern-recognition, transcription factors, cytokines, costimulation, and the major histocompatibility complex [149]. Susceptibility to the adverse effects of air pollution also has a genetic component [150]. Individuals with null polymorphisms in enzymes that respond to oxidative stress (including NQO1, GSTM1, and GSTP1) have been shown to have more severe respiratory effects when exposed to air pollution [102,151–154]. Polymorphisms in some immune–inflammatory genes (TNF and TLR4) have also been associated with enhanced responses to air pollutants [150]. Thus, if air pollution exposure was able to influence the development of autoimmunity, one would expect that there would be an additive or even synergistic effect of these genetic susceptibilities. This possibility is supported by a study showing that NQO1 and NQO2 knock-out mice demonstrated an enhanced predisposition to collagen-induced arthritis [155]. It remains to establish definitively whether there is a causal connection between air pollution exposure and autoimmune disease, determine the magnitude of the problem, and ultimately take action to intervene. If air pollution can promote autoimmune disease, further research into the molecular and cellular pathways involved will continue to be important, but this should be complemented by social and political efforts to reduce exposure. Implementation of personal-level environmental controls would be unlikely to be feasible or cost-effective, and development of pharmacological interventions would be impractical. However, changes in public policy relating to air pollution would likely prove to be a more viable approach, as the public health implications of the hypothesis are potentially sizeable. There is a lack of rigorous quantitative estimates for morbidity, mortality, and economic impact of autoimmune diseases as a category. The best available estimates from the National Institutes of Health in the United States are that autoimmune diseases collectively affect 5–8% of the American population [139]; moreover, the incidence of many autoimmune diseases is increasing and the reasons for this increase are unknown. The cost of treating autoimmune diseases is also substantial: the Director of the Canadian Institute of Infection and Immunity estimates that Canada spends ‘‘about 20% of [the Canadian] healthcare budget on the treatment of autoimmune diseases and their complications” [156]. In Canada alone (a country with a population of 33 million people), that amounts to approximately $25 billion annually [156]. Autoimmune disorders also cause significant mortality: in 2000, Walsh and Rau reported that ‘‘autoimmune diseases constitute a leading cause of death among young and middle-aged women”, ranking among the top ten causes of death for this population [157]. Based on this information, autoimmune disorders likely affect tens of millions of individuals worldwide, with economic costs in the hundreds of billions of dollars. Thus, if air pollution has even a minor influence on the development of these diseases, the impact at the population level would be considerable. Conflicts of interest statement The author declares that there are no conflicts of interest. Acknowledgements My research is currently funded by grants from the Canadian Institutes of Health Research and the National Science and Engineering Research Council (Canada); I have previously held funds from the Ontario Thoracic Society and the Banting Research
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