Accepted Manuscript Altered resting-state cerebral blood flow and functional connectivity of striatum in bipolar disorder and major depressive disorder
Zongling He, Wei Sheng, Fengmei Lu, Zhiliang Long, Shaoqiang Han, Yajing Pang, Yuyan Chen, Wei Luo, Yue Yu, Xiaoyu Nan, Qian Cui, Huafu Chen PII: DOI: Reference:
S0278-5846(18)30187-8 https://doi.org/10.1016/j.pnpbp.2018.11.009 PNP 9537
To appear in:
Progress in Neuropsychopharmacology & Biological Psychiatry
Received date: Revised date: Accepted date:
16 March 2018 26 August 2018 15 November 2018
Please cite this article as: Zongling He, Wei Sheng, Fengmei Lu, Zhiliang Long, Shaoqiang Han, Yajing Pang, Yuyan Chen, Wei Luo, Yue Yu, Xiaoyu Nan, Qian Cui, Huafu Chen , Altered resting-state cerebral blood flow and functional connectivity of striatum in bipolar disorder and major depressive disorder. Pnp (2018), https://doi.org/ 10.1016/j.pnpbp.2018.11.009
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ACCEPTED MANUSCRIPT Altered resting-state cerebral blood flow and functional connectivity of striatum in bipolar disorder and major depressive disorder
Zongling Hea,b,, Wei Shengb, Fengmei Lua,b, Zhiliang Longb,, Shaoqiang Hanb, Yajing Pangb,
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Yuyan Chenb, Wei Luoa, Yue Yua, Xiaoyu Nanb, Qian Cuic*, Huafu Chena,b*
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The Clinical Hospital of Chengdu Brain Science Institute, MOE Key Lab for Neuroinformation, University of
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Electronic Science and Technology of China, Chengdu, China b
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Center for Information in BioMedicine, Key laboratory for Neuroinformation of Ministry of Education, School of
Life Science and Technology, University of Electronic Science and Technology of China, Chengdu 610054, China c
* Corresponding authors: Huafu Chen:
[email protected]
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School of Public Administration, University of Electronic Science and Technology of China, Chengdu, China
The Clinical Hospital of Chengdu Brain Science Institute, MOE Key Lab for Neuroinformation, University of
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Electronic Science and Technology of China, Chengdu, 610054, China Or Qian Cui:
[email protected]
School of Public Administration, University of Electronic Science and Technology of China, Chengdu, China
Conflicts of interest None The authors declare that there are no conflicts of interest associated with this publication and there has been no significant financial support for this work that could have influenced its outcome.
ACCEPTED MANUSCRIPT Abstract Background: Clinically distinguishing bipolar disorder (BD) from major depressive disorder (MDD) during depressive states is difficult. Neuroimaging findings suggested that patients with BD and those with MDD differed with respect to the gray matter volumes of their subcortical structures, especially in their striatum. However,
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whether these disorders have different effects on functionally striatal neuronal activity and connectivity is unclear. Methods: Arterial spin labeling and resting-state
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functional MRI was performed on 25 currently depressive patients with BD, 25
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depressive patients with MDD, and 34 healthy controls (HCs). The functional properties of striatal neuronal activity (cerebral blood flow, CBF) and its functional
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connectivity (FC) were analyzed, and the results from the three groups were compared. The result of the multiple comparisons was corrected on the basis of the
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Gaussian Random Field theory. Results: The patients with BD and those with MDD both had higher CBF values than the HCs in the right caudate and right putamen. The hyper-metabolism of right striatum in BD patients was associated with increased
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average duration per depressive episode. The two disorders showed commonly
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increased FC between the striatum and dorsolateral prefrontal cortex, whereas the altered FC of the striatum with precuneus/cuneus was observed only in patients with
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BD. Conclusions: Patients with BD and those with MDD had a common deficit in
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their prefrontal-limbic-striatal circuits. The altered striato-precuneus FC can be considered as a marker for the differentiation of patients with BD from those with MDD.
Keywords: bipolar disorder, major depressive disorder, cerebral blood flow, functional connectivity, striatum, receiver operating characteristic curves.
ACCEPTED MANUSCRIPT Introduction Bipolar disorder (BD) is a chronic and fluctuating disease and considered as one of the most debilitating psychiatric illness, affecting 1.5%~3.0% of the population worldwide (Ferrari et al. , 2016). BD causes various degrees of manic, hypomanic, and depressive states. According to the Diagnostic and Statistical Manual of Mental
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Disorders (DSM-IV), diagnosis is easy when patients with BD are in the manic and hypomanic state, whereas those mainly in depressive episodes and have no history of
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mania are often misdiagnosed (Cardoso de Almeida JR and ML., 2013) and often
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treated as having major depressive disorder (MDD). This misdiagnosis may lead to inappropriate medication and increase the risks of switching to mania and suicide
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(Hirschfeld et al. , 2003). Therefore, identifying robust biomarkers is helpful in correctly diagnosing the two disorders. Brain imaging techniques may be useful in
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revealing some critical changes in the brain of patients with BD and in assisting the distinctions between BD and MDD.
Subcortical neuroanatomic sites relevant to mood states including the striatum
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and thalamus, and subcortical gray matter structures which were widely studied in
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MDD and BD are associated with cognitive process as well as emotion generation and regulation (Lindquist et al. , 2012, Ochsner et al. , 2012). Furthermore, the
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cortico-striatal projections are arranged into a number of parallel and integrative loops,
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which subserve specific motor, cognitive, or affective processes and may be involved in the pathology of mood disorders (Jung et al. , 2014). The cortical-subcortical interactions have been implicated in the cognitive regulation of emotion, the neural pathway through striatum, which was associated with reward and reinforcement learning, might mediate this regulation ability of emotion (Kober H et al. , 2008). In several task-based functional magnetic resonance imaging (fMRI) studies, the greater reappraisal success can be predicted by the neural circuit through striatum, furthermore, the activity in the amygdala and the striatum were typically modulated by cortical regions, such as the prefrontal cortex, during reappraising affective stimuli (Ochsner, Silvers, 2012, Wager TD et al. , 2008).
ACCEPTED MANUSCRIPT In some structural neuroimaging studies, the disruption of frontal volume was observed in patients with MDD and BD, although the two disorders have different effects on subcortical volume (Bielau et al. , 2005, Grotegerd et al. , 2013, Konarski et al. , 2008, Redlich et al. , 2014, Strakowski et al. , 2002). Specifically, patients with BD consistently showed more enlargement in the basal ganglia, especially in their
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striatum, than healthy subjects (DelBello et al. , 2004a, Nugent et al. , 2006). By contrast, volumes of these subcortical structures were smaller in patients with MDD
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(Kempton et al. , 2011, Krishnan et al. , 1992, Liu et al. , 2012). These studies highlighted the crucial role of the striatal volume in differentiating BD from MDD
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(Redlich, Almeida, 2014, Sacchet et al. , 2015) and indicated that the two disorders are distinct with respect to the abnormalities in striatal neuronal activity.
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As a reflection of neuronal activity, regional cerebral blood flow (CBF), which can be measured using functional neuroimaging techniques, such as single-photon
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emission computed tomography, positron emission tomography (PET), and arterial spin labeling (ASL), have been widely employed in BD and MDD studies. These
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studies observed CBF alterations mainly within the prefrontal-limbic-subcortical
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circuits, including the prefrontal cortex (PFC), anterior cingulate cortex (ACC), amygdala, insula, caudate, putamen, and thalamus in depression patients (Brooks et
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al. , 2009, Chen et al. , 2015, Gabbay et al. , 2007, Lui et al. , 2009, Mah et al. , 2007, Monkul et al. , 2012, Vasic et al. , 2015). However, whether these brain areas showing
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impaired neuronal activity in BD and MDD are interrelated is unknown. To investigate the interaction between brain areas, the resting-state functional connectivity (FC) method (Biswal B et al. , 1995) was employed to measure the temporal correlation between the spontaneous blood oxygenation level dependent fluctuations in distributed brain regions at resting-state. This method has been applied to BD and MDD research. Altered FC of striatum was found in patients with BD accompanied by ACC (Anand et al. , 2009), thalamus, default-mode network (Teng et al. , 2014), and ventrolateral PFC (Pompei et al. , 2011). Impaired striatal FC was also reported in patients with MDD, mainly in their PFC (including ventromedial and dorsal prefrontal areas), ACC, hippocampus, and thalamus (Anand, Li, 2009, Lui et
ACCEPTED MANUSCRIPT al. , 2011, Ma et al. , 2012). However, to the best of our knowledge, no study has directly investigated the striatal FC between patients with BD and those with MDD, especially when they are under a depressive state. Given the role of striatal volume in the differentiation between patients with BD and those with MDD, we aim to examine whether the two
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disorders differed with respect to striatal CBF and its FC with other brain areas. Depressive patients with BD and MDD and healthy controls (HCs) were recruited in
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the current study. The CBF and FC values were then estimated by using ASL imaging data and resting-state fMRI data respectively, and the results of the three groups were
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compared. Based on previous structural and functional neuroimaging evidence, we hypothesized that 1) depressive patients with BD and MDD have impaired CBF and
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FC of the striatum, and 2) the two types of depression differed in striatal dysfunction.
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Methods Participants
We recruited 25 BD patients and 25 MDD patients from the Clinical Hospital of
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Chengdu Brain Science Institute, University of Electronic Science and Technology of
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China. Both groups were under a depressive state. The patients were interviewed by two experienced psychiatrists using the Structured Clinical Interview for
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DSM-IV-TR-Patient Edition (SCID-P, 2/2001 revision). The patients were diagnosed
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according to the DSM-IV criteria. Exclusion criteria included schizophrenia, mental retardation or personality disorder, any history of loss of consciousness, substance abuse, and serious medical or neurological illness. The clinical states of the patients were evaluated with the 24-item Hamilton Depression Rating Scale (HAMD-24) and 14-item Hamilton Anxiety Rating Scale
(HAMA-14).
The
other
clinical
characteristics data of patients were collected, including age of first onset, number of depressive episode, number of manic/hypomanic episode, average duration per depressive episode, and medication load. Patients with MDD were treated with antidepressants,
including
selective
serotonin
reuptake
inhibitors
and
serotonin-norepinephrine reuptake inhibitors. Meanwhile, patients with BD were
ACCEPTED MANUSCRIPT treated with antidepressants, mood stabilizers, and antipsychotics. To measure total medication load, we used the strategy described previously. Each antidepressant, mood-stabilizer, and antipsychotic medication was firstly coded as absent (0), low (1), or high (2). For antidepressants and mood-stabilizers we converted each medication into low- or high-dose groupings by using a previously employed approach (Sackeim,
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2001). Individuals in the levels 1 and 2 of these criteria were coded as low dose, whereas those in levels 3 and 4 were coded as high dose. We added a no-dose subtype
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for those who did not taking these medications. Medicines (e.g., escitalopram, duloxetine, and valproate) that are not included by Sackeim were coded as 0, 1, or 2, to
the
midpoint
of
the
daily
dose
range
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according
recommended
by
Physician’s-Desk-Reference. For the antipsychotics, we converted antipsychotic doses
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into chlorpromazine dose equivalents, and coded as 0, 1, or 2, for no medication, equal or below the chlorpromazine equivalents dose, or above 300 mg/d, respectively,
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according to Davis and Chen (Davis and Chen, 2004). We then calculated a composite measure of total medication load for each individual by reflecting the doses and
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for each medication category.
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varieties of different medications taken and summing all individual medication codes
Thirty-four HCs who were recruited from the community through poster
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advertisement in this study were also interviewed using the SCID (non-patient edition). None of the HCs presented a history of serious medical or neuropsychiatric
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illness or a family history of major psychiatric or neurological illness in their first-degree relatives. HCs were closely matched with age, sex, and years of education in the patients group.
A written informed consent was obtained from each participant before experiment. The study was approved by the research ethical committee of University of Electronic Science and Technology of China. Scan acquisition The MRI data of all participants were acquired using a 3 T GE DISCOVERY MR750 scanner (General Electric, Fairfield Connecticut, USA) equipped with a high-speed gradient. An eight-channel prototype quadrature birdcage head coil fitted
ACCEPTED MANUSCRIPT with foam padding was used for the minimization of head movement. Participants were asked to remain motionless, keep their eyes closed, and not think of anything. Functional MRI images were obtained by using an echo-planar imaging sequence with the following parameters: repetition time (TR)/echo time (TE) = 2000/30ms, 43 slices, matrix size = 64 × 64, voxel size = 3.75 × 3.75 × 3.2 mm3, flip angle = 90°,
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slice thickness = 3.2 mm, no gap, and 255 volumes. The T1 structural image was scanned by using the following parameters: TR/TE = 5.92/1.956 ms, slice thickness =
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1 mm, no gap, flip angle = 12°, matrix size = 256 × 256, and 156 slices. The following parameters were used for the acquisition of pseudo-continuous ASL images:
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TR/TE = 4632/10.536 ms, slice thickness = 4 mm, no gap, flip angle = 111°, voxel size = 1.875 × 1.875 × 4 mm3, matrix size = 128 × 128, 36 slices, post-labeling delay
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= 1.525 s, label duration = 1.45 s, number of excitations = 3, and 269 seconds. ASL fMRI data processing
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The preprocessing of ASL fMRI data was performed using the SPM12 software toolbox (http://www.fil.ion.ucl.ac.uk/spm/software/spm12/). For the ASL fMRI data,
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the CBF images of each individual were first obtained using the Functool (version
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12.2.01), an automated image postprocessing tool embedded in the GE MR-750 scanner system. Generally, ASL imaging data consist of two images, a control image
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and a label image. Then, we used the value obtained by subtraction of the label image from the control image to get the absolute quantification maps (Liu et al. , 2016).
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Subsequently, the CBF maps were normalized into the standard Montreal neurological Institute (MNI) space and resampled into 3 × 3 × 3 mm3 voxel size. First, the T1 image of each participant was coregistered to its own CBF map. Then, the coregistered T1 image was segmented into gray matter, white matter, and cerebrospinal fluid. This step resulted in transform parameters. Finally, each CBF map was normalized into MNI space based on the transform parameters that were estimated during nonlinear co-registration. To reduce the effect of inter-subject variations in the global CBF values for the group-level comparisons, the resulted CBF maps were normalized by subtracting the mean CBF map within the gray matter mask and divided by the standard deviation of the CBF. The normalized CBF images were
ACCEPTED MANUSCRIPT then smoothed with 6 mm full width at half maximum (FWHM). A subcortical mask was obtained through an automated anatomic labeling (AAL) altas, including bilateral caudate, putamen, pallidum and thalamus (Figure 1A). We performed one-way analysis of variance (ANOVA) on the CBF images within this subcortical mask to test the hypothesis that the CBF values of the patients with BD,
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patients with MDD, and HCs had no significant difference. The multiple comparisons were corrected by using the Gaussian random field (GRF) theory with a
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cluster-defining threshold (CDT) of P = 0.001 voxel Z>3.1, cluster level p<0.05) (Eklund et al. , 2016, Kessler et al. , 2017).
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The brain regions which survived the correction were served as regions of interest (ROIs) for the subsequent analyses. First, we performed a post-hoc analysis of
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two-tailed two-sample t-test on the ROIs to determine the direction of the CBF changes. The statistical level of p<0.05/3 were considered as significant. Second, we
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employed the Pearson correlation analysis to determine the relationship between the CBF values as well as FCs of the ROIs and clinical characteristics, including age of
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first onset, number of depressive episodes, average duration per depressive episode,
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medication load, score of HAMD and HAMA. The statistical level of p<0.05/6 (Bonferroni corrected) was considered as significant.
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BOLD fMRI data processing
The preprocessing of BOLD fMRI data was conducted with the SPM12. After
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the discarding of the first five time points, the images were corrected for the time-delay between slices and for the motion movement between volumes. Participants with head motion parameters exceeding 3 mm in the x, y, or z directions or 3° rotation of each axis were discarded for further analysis. No participant was excluded on the basis of this criterion. Normalization was then performed on the resulting images by using the unified segmentation of anatomical images, each was resampled into a 3-mm isotropic voxel. The effect of covariance of no interests, including 24 motion parameters and the first top five components obtained from the white matter signals and cerebrospinal fluid signals, were removed by using a multiple regression model (Behzadi et al. , 2007, Muschelli et al. , 2014). The resulted
ACCEPTED MANUSCRIPT images were then smoothed with 6 mm FWHM and then linearly detrended and filtered at 0.01-0.08 Hz. Head motion analysis Given that resting-state FC is sensitive to minor head movements (Liu et al. , 2015, Lu et al. , 2017a, Lu et al. , 2017b, Power et al. , 2012), we computed the
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frame-wise displacement (FD) (Power, Barnes, 2012) at time point i , which is defined as:
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FDi dix diy diz r i r i r i
,
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where dix d(i 1) x dix , and is similar with other parameters of diy , diz , i , i , and i . The radius r is 50 mm, which is the approximate mean distance from the
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cortex to the center of the head. The mean FD across time points was calculated for each participant. No significant difference was observed among the mean FD values
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of the patients with BD (0.1±0.08; mean±SD), patients with MDD (0.08±0.03), and HCs (0.09±0.046; p=0.61, ANOVA). “Bad” time points and their 1-back and
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2-forward time points were removed from the time series through a “scrubbing”
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method (Power, Barnes, 2012) and by using an FD threshold of 0.5 mm. Participants
further analysis.
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retaining more than 80% of the original signals after scrubbing were included for
Resting-state FC analysis
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Resting-state FC was computed as the Pearson correlation between spontaneous low-frequency fluctuations of seed regions (ROIs) and the entire brain. The seed regions were the brain areas in which the CBF values of the three groups were significantly different from one another. The correlation maps were then Fisher r-to-z transformed (Liu et al. , 2017). The differences among the numbers of time points of the participants after scrubbing were accounted by transforming the z-maps into Z score maps. That is, the square root of the theoretical variance were divided (1
n 3 ,
where n is degrees of freedom) (Vincent et al. , 2007). The differences among the FC values of the patients with BD, patients with MDD, and HCs were tested by using
ACCEPTED MANUSCRIPT ANOVA with FD as covariate. The multiple comparisons were corrected using GRF theory with a CDT of P = 0.001 (voxel Z>3.1, cluster level p<0.05) (Eklund, Nichols, 2016, Kessler, Angstadt, 2017). Brain areas that survived the GRF correction were used for the post-hoc analysis of two-tailed two-sample t-test. Statistical level of p<0.05/3 was considered significant.
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Reproducibility analysis To test the reproducibility of our results, a split-half analysis was carried out
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(Zhang Z et al. , 2011). HCs were divided into two subgroups, matched for age and sex (HC1: 17 participants, 10 females, age: 34.22±11.77 years; HC2: 17 participants,
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7 females, age: 34.05±10.45 years). Meanwhile, patients were also divided into two matched subgroups (MDD1: 12 participants, 6 females, age: 14.45±3.78 years;
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MDD2: 13 participants, 7 females, age: 13.63±2.69 years. BD1: 14 participants, 7 females, age: 14.08±4.03 years; BD2: 11 participants, 5 females, age: 13.33±3.47
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years). Then, the same analysis procedures was did in these two sub-dataset (A: among HC1, MDD1 and BD1; B: among HC2, MDD2 and BD2).
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Receiver operating characteristic curves
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The availability of seed-based resting-state FC, which is a potential neuroimaging difference between depressive patients with BD and those with MDD,
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was determined by employing the receiver-operating characteristic curves (ROCs). ROC analysis was performed, and the FC values of the brain regions surviving the
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GRF correction were used. The area under the curve (AUC) of ROCs was computed (Liu et al. , 2013).
The statistical significance of the AUCs was tested through a nonparametric permutation test. The group labels (MDD and BD) were permuted for 5000 times, and the AUC was calculated for each permutation. The statistical significance level was determined by calculating the number of permutations whose AUCs were greater than the original AUC divided by the total number of permutations. Multiple comparisons were corrected through the Bonferroni method with p<0.05/n, where n is the number of brain areas.
ACCEPTED MANUSCRIPT Results and statistical analyses Demographics A total of 84 patients, 25 patients with BD, 25 patients with MDD, and 34 HCs, completed the study. Demographic information and clinical characteristics are presented in Table 1. No significant difference in age (F(2,81)=0.1877, p>0.05), sex
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(Chi-square=0.51, df=2, p>0.05), years of education (F(2,81)=0.1623, p>0.05), FD (F(2,81)=0.6792, p>0.05) and handedness (Chi-square=0.8647, df=2, p>0.05) was
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observed among the three groups. The differences among the patient groups with
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respect to age of first onset (t=0.36, df=48, p>0.05), average duration per depressive episode (t=0.95, df=48, p>0.05), HAMD score (t=1.94, df=48, p>0.05) and
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medication load (t=-1.12, df=48, p>0.05) were not significant. The BD group had more depressive episodes (t=-3.72, df=48, p<0.05) and had a higher HAMA score
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(t=3.54, df=48, p<0.05) than the MDD group.
*** Table 1 about here*** Altered CBF in patients with BD or MDD
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In contrast to HCs, patients with BD and MDD showed increased CBF values in
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their right caudate and right putamen (Figure 1B). Furthermore, the average duration per depressive episode in the patients with BD was positively correlated with CBF
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value of right putamen (r=0.55, p=0.0044) and right caudate (r=0.61, p=0.0011)
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(Figure 2). In addition, BD patients also showed significantly positively relationships between the average duration per depressive episode and the CBF value in right putamen (r=0.46, p=0.0290) and right caudate (r=0.50, p=0.0133) after the number of depressive episode was regressed out (Figure S1). *** Figure 1 about here*** *** Figure 2 about here*** Altered striatal FC between the three groups Compared with HCs, BD and MDD patients had increased FC between right caudate and right dorsolateral prefrontal cortex (DLPFC) (Figure 3). Only the patients with BD showed increased FC between right caudate and right precuneus (Figure 4A),
ACCEPTED MANUSCRIPT between the right putamen and left cuneus, as well as bilateral precuneus (Figure 4B). Table 2. No significant correlations between aberrant FC and clinical symptoms or characteristics were observed. *** Figure 3 about here*** *** Figure 4 about here***
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*** Table 2 about here*** Reproducibility analysis
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To test the reproducibility of results, our results were tested in two sub-dataset (see detailed information in Method part). The split-half analysis results showed that
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the abnormal brain function was located in similar brain regions as our prior analysis. These reproducibility results demonstrated that the main findings can be reproduced
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and our results were stable (see Table S1 and Figures S2-S3 in Supplementary materials).
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ROC analysis
ROC analysis results confirmed that patients with BD can be distinguished from
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those with MDD on the basis of the FC values between the right caudate and right
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precunus, between the right putamen and bilateral precunus, and between the right putamen and left cuneus. The AUCs of these FCs were significantly higher than those
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expected by chance (Bonferroni-corrected with p<0.05/4 for four ROIs). Optimal performance was achieved in the FC between the right putamen and bilateral
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precuneus at an AUC of 0.8087 (sensitivity of 88%, and specificity of 65.2% for left precuneus; sensitivity of 76%, and specificity of 82.6% for right precuneus; Figure 5).
Discussion
We investigated striatal CBF and its FC in patients with BD and those with MDD. The alteration in functional striato-prefrontal circuits was observed in both types of patients. Functional striato-precuneus/cuneus connectivity was observed impaired only in patients with BD, which could be served as a potential biomarker for differentiating the two disorders. In this study, both MDD and BD patients showed increased CBF values in the
ACCEPTED MANUSCRIPT striatal regions (right caudate and putamen) and had increased resting-state FC between the right caudate and right DLPFC. That is to say, the brain regions which exhibited depression-related FC increases also had increased CBF in MDD and BD as compared with HCs. This was consistent with previous studies suggesting that FC has a metabolic basis which is coupled with CBF and rates of metabolism, i.e. the highly
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connected hubs will show more CBF and higher metabolism rates (Liang et al. , 2013, Tomasi et al. , 2013). The striatum plays an important role in mood and cognitive
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processings and also form several neuroanatomic circuits that are associated with mood regulation (Tekin and Cummings, 2002). Previous studies of depressed
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individuals have found abnormalities in striatal function associated with anhedonia and activation in postive stimuli (Epstein et al. , 2006, Keedwell et al. , 2005).
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Recently, Vasic et al. applying the CBF and voxel-based morphometry method in patients with MDD have found higher CBF in patients than controls in right striatal
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areas including the caudate and lentiform nucleus (Vasic, Wolf, 2015). Additionally, using ASL fMRI imaging, Lui et al., reported increased rCBF in limbic-striatal areas
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in MDD (Lui, Parkes, 2009). Moreover, Monkul and his colleagues utilizing H215O
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PET to measure the rCBF in unmedicated MDD patients have demonstrated an increased blood flow in right caudate (Monkul, Silva, 2012), Brody et al. using
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F
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fluorodeoxyglucose PET also showed increased glucose metabolism in the caudate and thalamus in MDD patients (Brody et al. , 2001). Furthermore, increased striatal
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(caudate) activity were found in BD patients in several PET studies (Blumberg et al. , 2000, Ketter et al. , 2001, Mah, Zarate, 2007). Hyperperfusion in the striatal regions revealed in our sample is in accordance with the results of prior perfusion or metabolism reports, which might be part of the overall increased caudate and putamen activity/responsiveness according to currently hypothesized memory biases for negative stimuli in depression models (Disner et al. , 2011). The convergence results of increased striatum CBF in MDD and BD in this study manifested the possibility of a common and stable pathway disruptions to depressive symptoms independent of depression subtype (unipolar vs. bipolar) to some extent, shedding light on that hyperperfusion in this brain structure may be pathophysiologically critical in
ACCEPTED MANUSCRIPT depression. Specifically, the increased FC between right caudate and right DLPFC in both types of depression patients suggested a common dysfunction of frontal-striatal neural circuit in these two disorders. Our findings supported the hypotheses proposing that the dysfunction of frontal-striatal circuit within the right hemisphere is related more to
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the pathophysiology of depression (Robinson et al. , 1988). Patients with MDD or BD shared some common clinical symptoms, such as depressed mood and diminished
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pleasure, which have been speculated to be closely associated with disrupted fronto-limbic-striatal circuit (Maletic and Raison, 2014, Palazidou, 2012). In previous
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task-based studies, patients with BD showed abnormally activated prefronto-striatal system during performing the tasks (McIntosh et al. , 2008, Townsend et al. , 2013).
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The microstructural and macrostructural deficits of the prefronto-striatal pathways were also found in these patients (Haznedar et al. , 2005, Ong et al. , 2012). Likewise,
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desynchronization of prefrontal-striatal circuits was reported in MDD (Furman et al. , 2011, Leaver et al. , 2016). Additionally, Heller et al., had observed increased
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activation in the fronto-striatal system of MDD patients during performing an emotion
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regulation task after they received antidepressant treatment (Heller et al. , 2013). Accordant with previous studies, the current results might suggest the aberrant
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emotional processing underlying a common neural mechanisms of MDD and BD. Interestingly, only patients with BD showed increased FC between striatum
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(right caudate and putamen) and bilateral precuneus as well as left cuneus, compared to patients with MDD and HCs. Moreover, AUCs of those connectivity were up to 80%, which could be considered as markers for the differentiation of BD from MDD. The altered FC of striato-cortical midline structures (including precuneus) observed in BD in our study agreed with prior findings (Marchand et al. , 2011). The precuneus is a core area of default-mode network (DMN), which is implicated in emotional regulation (Johnston et al. , 2010). Caudate’s connectivity is preferentially linked with areas of the DMN (such as the medial prefrontal and posterior cingulate cortex), whereas Putamen’s intrinsic FC pattern links more with the insula and anterior cingulate cortex which are the core regions of the salience network (SN) (Di Martino
ACCEPTED MANUSCRIPT et al. , 2008). Both SN and DMN are strongly involved in major depression (Hamilton et al. , 2013) and the DMN’s neural correlates with emotion regulation was confirmed in Xie’s study by comparing its activity at rest with their brain activations during emotional self-regulation tasks (Xie et al. , 2016). Although both patients with BD and MDD are characterized by emotion dysregulation (Gotlib and Joormann, 2010, Price
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and Drevets, 2010), differences in emotional regulation between the two disorders were observed in several neuroimaging studies. For example, Rodrigo et al. found that
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the abilities of emotion regulation in people with BD were less compromised compared to those in MDD regarding emotional awareness, acceptance of emotions
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and understanding of emotions (Rodrigo et al. , 2013). Besides, using emotional regulation fMRI task, Rive and his colleagues observed that patients with BD and
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MDD differed with regard to happy and sad emotional regulation processing (Rive et al. , 2015). Consistent with previous findings, the altered striatal connectivity
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associated with self-motion regulation found in the current study may be helpful in distinguishing patients with BD from those with MDD.
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Furthermore, only in the BD patients, we observed the significantly positive
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correlations between CBF values in the right caudate and putamen and the average duration per depressive episode, i.e. the longer the duration per depressive episode,
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the higher the striatum’s CBF value, suggesting that subtle abnormalities in striatum structures over the course of illness could reflect potential pathopyhsiological
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mechanisms in BD. An inverse correlation was found between disease duration and total gray matter volume (GMV) of striatum in patients with BD (Frey et al. , 2008), which may reflect a functional compensation to the structural impairment in these regions in BD and may also indicate that more metabolic supply is needed to maintain its connections with the rest of the whole brain. Lisy et al. illustrated that length of illness has a significant influence on striatum structures (the caudate and putamen) in patients with BD in a longitudinal study that BD patients had increased GMV in the caudate (Lisy et al. , 2011). Additionally, several studies have reported caudate and putamen enlargement in bipolar patients as compared to healthy subjects (Aylward et al. , 1994, DelBello et al. , 2004b, Noga et al. , 2001, Strakowski et al. , 1999). These
ACCEPTED MANUSCRIPT results suggested that striatal enlargement may serve as a heritable vulnerability factor for developing bipolar disorder. The aberrant striatal CBF associated with length of bipolar illeness in our study might suggest a potential role of striatum in emotional regulation and expression in chronicity or cerebrovascular disease of BD. Moreover, the absence of correlation between striatal CBF and number of depressive episodes
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indicate that the progressive changes in striatum is independent of the recurrence of depressive episodes. Overall, we realized that the CBF and the FC abnormalities
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observed in this study was not all specific to MDD or BD, it is possible that CBF alterations in our patient sample and the associations between CBF and depressive
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durations could to some extent reflect relationships between neural activity and psychopathology that the striatum develops distinctively in MDD and BD.
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There were several limitations that warrant discussion in this study. Firstly, all of the patients in our study were on antidepressant treatment, and it is now
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well-recognized that drug treatment can modulate activity in several regions of the depressed brain, most markedly in lateral prefrontal and anterior cingulate regions
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(Chen et al. , 2011, Savitz and Drevets, 2009), thus the current results should be
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interpreted with caution. However, in our study, we have measured the total medication load of each patient according to previous study (Almeida et al. , 2009).
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Each antidepressant, mood-stabilizer, and antipsychotic medication was firstly coded as 0, 1 or 2, denoting the absence, low dose or high dose of drug, respectively. In our
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further statistical analysis, the medication load was found no relationships with the CBF values as well as FCs of the ROIs. Further studies is needed to recruit larger samples of unmedicated depression patients to explore the medication effects on perfusion in more detail. In addition, we caution against overgeneralization of our results because of our relatively small sample size, which may limit the statistical power. For this reason, further studies need to be performed using a larger cohort of patients to confirm our exploratory findings. Furthermore, all participants in our study were adults. Thus, how the striatal dysfunction varies with age in these diseases is unclear. Future research could help clarify this issue with more patients with wider age ranges. Finally, the brain function was largely constrained by anatomical
ACCEPTED MANUSCRIPT pathways. A combined analysis of multimodal imaging data would provide more information on the interaction between function and structure.
Conclusion Keeping the limitations of our study in mind, we investigated the resting-state CBF and FC of the striatum of patients with BD and those with MDD, our findings
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demonstrated the abnormal striato-prefrontal functional circuits in depression patients during conditions of absent experimental stimulation. Two disorders differed in
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functional striato-precuneus connectivity, which is associated with the self-regulation
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of emotion. Overall, this study highlighted the crucial role of striatum in the pathology of patients with BD or MDD.
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Acknowledgments
We thank the 863 project (2015AA020505), the 973 project (2012CB517901),
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the Natural Science Foundation of China (61533006, 81771919 and 31400901) which provided the funding to buy computer and software for data processing, the Scientific
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research project of Sichuan Medical Association (S15012) and the Science
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Foundation of Ministry of Education of China (14XJC190003) which provided the funding for collecting data, paying remuneration and traffic expenditures fee to
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participants. Thank the Youth Innovation Project of Sichuan Provincial Medical Association (Q14014) and the Fundamental Research Funds for the Central
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Universities (ZYGX2014J104, ZYGX2016KYQD120 and ZYGX2015J141) which provided the funding for data analyzing and English proofing.
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ACCEPTED MANUSCRIPT Table 1. Demographic information and characteristics of patients with MDD or BD and HCs. Variables
Age (years)
HC
MDD(n=2
(n=34)
5)
33.53±11.
33±10.8
BD(n=25)
p-valu e
34.28±8.6
08
0.92a
5
16/18
12/13
13/12
0.84b
Years of education
13.79±4.8
13.48±3.6
13.6±3.39
0.96a
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Number of manic/hypomanic episodes
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Average duration per depressive
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Score of HAMA
0.076±0.0
0.079±0.0
5
3
4
0/25
1/24
0.65b
28.39±8.9
26.72±7.5
0.49c
6
9
2.04±0.93
2.84±1.55
0.04c
0
1.20±0.50
0.00 c
5.26±3.15
4.24±3.22
0.27c
24.96±6.0
20.16±10.
0.06c
9
12
22.13±11.
16.08±8.8
52
7
23/2
21/4
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Number of depressive episodes
Score of HAMD
0.089±0.0
1/33
Age of first onset (years)
episode (month)
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Handness (Left/Right)
Medication state
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FD
9
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2
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Sex (Male/Female)
0.51 a
0.04c
0.91b
(treatment/treatment-naïve) 0.21 c
Medication load 2.28±0.61
2.68±1.43
Antidepressant
17
0
Antidepressant+antipsychotic
6
4
Combination of medicine
ACCEPTED MANUSCRIPT medication Antidepressant+mood stabilizer
0
4
Antidepressant+mood-stabilizer+antips
0
6
0
7
ychotic medication Antipsychotic
medication+
mood
stabilizer
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Note: Values are presented as mean±SD, aOne-way analysis of variance, bChi-square
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t-test, cTwo-tailed two-sample t-test. MDD, Major depressive disorder; BD, Bipolar disorder; HC, Healthy controls; FD: frame-wise displacement; HAMD, Hamilton
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Depression Rating Scale; HAMA, Hamilton Anxiety Rating Scale.
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Table 2. One-Way ANCOVA Contrast FC of striatal among BD, MDD and HCs. Cluster size
Statistic
(voxels)
value
at (MNI)
Peak
x
y
z
12.5
30
21
48
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Brain Regions
Peak Coordinates
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Both BD and MDD showed increased FC
dorsolateral
cortex
prefrontal 69
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R.
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Seed: R caudate
BD showed increased FC
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Seed: R putamen L. precuneus
165
15.3
-6
-66
45
R. precuneus
108
13.1
6
-75
39
L. cuneus
58
11.9
-12
-69
27
45
12.4
1
-63
45
Seed: R caudate R. precuneus
Note: MNI, Montreal Neurological Institute; L, left; R, right; FC, functional connectivity.
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Figure 1. A: Subcortical mask based on the automated anatomic labeling (AAL) atlas, including bilateral caudate, putamen, pallidum and thalamus. B: Compared with HCs,
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both patients with BD and those with MDD showed increased CBF values in right
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caudate and putamen.
Figure 2. CBF value of right caudate and right putamen were positively correlated
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with average duration per depressive episode in BD patients.
Figure 3. Compared to HCs, both BD and MDD patients had increased FC between right caudate and right dorsolateral prefrontal cortex (DLPFC).
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Figure 4. A: Compared with MDD and HCs, patients with BD showed increased FC
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between right caudate and right precuneus. B: Compared with MDD and HCs, patients with BD showed increased FC between right putamen and left cuneus and
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bilateral precuneus.
Figure 5. The ROCs for discrimination between MDD and BD for variance of resting-state FC between right caudate and right precuneus (A), variance of
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resting-state FC between right putamen and left cuneus and bilateral precuneus(B).
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The AUC of these ROIs were higher than those expected by chance (Bonferroni corrected). ROC, receiver operating characteristic; AUC, areas under the ROC curve;
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MDD, major depressive disorder; BD, bipolar disorder; ROI, region of interest.
ACCEPTED MANUSCRIPT Ethical statement A written informed consent was obtained from each participants before experiment. The study was approved by the research ethical committee of University of Electronic Science and
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Technology of China.
ACCEPTED MANUSCRIPT Highlights
Both patients with Bipolar disorder (BD) and Major depressive disorder (MDD) had higher cerebral blood flow (CBF) value in right caudate and putamen.
Both patients with BD and MDD showed commonly increased functional conectivity (FC)
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between striatum and dorsolateral prefrontal cortex.
The altered FC of striatum with precuneus/cuneus was observed only in patients with BD.
This study suggested a common deficits of prefrontal-limbic-striatal circuit in patients with
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BD and those with MDD. While the striato-precuneus FC could be considered as marker to
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differentiate BD patients from MDD patients.
Figure 1
Figure 2
Figure 3
Figure 4
Figure 5