JMV—Journal de Médecine Vasculaire (2018) 43, 302—309
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REVIEW
Anticoagulants in frail patients. Seven situations at risk Anticoagulants chez les patients fragiles, sept situations à risque I. Elalamy a, O. Hanon b, G. Deray c,d, V. Launay-Vacher c,d,∗ a
Hematology department, Tenon Hospital, 75020 Paris, France Geriatrics department, Broca Hospital, 75013 Paris, France c Service ICAR, Pitié-Salpêtrière Hospital, 75013 Paris, France d Nephrology department, Pitié-Salpêtrière Hospital, 75013 Paris, France b
Received 18 October 2017; accepted 30 June 2018 Available online 31 July 2018
KEYWORDS Chronic kidney disease; Frailty; Polypharmacy; Cancer; Pregnancy
MOTS CLÉS Insuffisance rénale ; Fragilité ; Polypharmacie ; Cancer ; Grossesse
∗
Summary In the case of venous thromboembolic disease (VTE), physicians are facing more and more difficulties in managing VTE and their treatment in frail patients. These patients could present several risk situations such as: chronic kidney disease (CKD), underweight or malnourished, falls, cognitive impairment, multi-medicated patients, cancer and pregnancy. Guidelines typically recommend anticoagulation. There are multiple challenges in the safe use of anticoagulation in frail patients, including bleeding risk, monitoring and adherence, and polypharmacy. The objective of this review is to explore these at-risk situations and to suggest adequate anticoagulation therapy, when possible, in each of these complex situations. © 2018 Elsevier Masson SAS. All rights reserved.
Résumé En cardiologie et en médecine vasculaire, les médecins sont de plus en plus confrontés aux difficultés de la gestion des évènements thromboemboliques veineux (ETEV) et de leur traitement chez les patients fragiles. En effet, ces patients pourraient présenter au moins une de ces situations à risque : insuffisance rénale chronique (IRC), insuffisance pondérale ou malnutrition, chutes, troubles cognitifs, polymédication, cancer et grossesse. Les recommandations proposent généralement de recourir à des anticoagulants dans le traitement ou la prophylaxie des ETEV. Ainsi, il est nécessaire de prendre en charge ces patients fragiles lors de l’utilisation
Corresponding author. Service ICAR, Pitié-Salpêtrière Hospital, 83, boulevard de l’Hôpital, 75013 Paris, France. E-mail address:
[email protected] (V. Launay-Vacher).
https://doi.org/10.1016/j.jdmv.2018.07.003 2542-4513/© 2018 Elsevier Masson SAS. All rights reserved.
Anticoagulants in frail patients. Seven situations at risk
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des anticoagulants, en tenant compte du risque thrombotique et du risque de saignement, mais également du suivi, de l’observance et de la polymédication. L’objectif de cette revue est d’étudier les risques et la gestion des anticoagulants chez ces patients fragiles. © 2018 Elsevier Masson SAS. Tous droits r´ eserv´ es.
Introduction The direct oral anticoagulants (DOAC) represent a new era of anticoagulation for patients with venous thromboembolism (VTE). These agents may (or may not) offer advantages to patients in whom the use of traditional anticoagulants is typically challenging. For the medical practitioner, an assessment of the patient’s vulnerability to treatment involves an examination of the clinical situation and the patient profile, together with the monitoring of the thromboembolic and bleeding risk which are intimately linked one to another in the VTE situation. In fact, these situations are often interconnected and seven different types of at risk situations can be described: • • • • • • •
chronic kidney disease (CKD); underweight or malnourished; falls; cognitive impairment; multi-medicated patients; cancer; pregnancy.
For each of these situations, it is necessary to assess the vascular risk, identify different anticoagulant treatment options, and choose the one that seems the more suitable to control the risk of thrombosis and bleeding. Elderly patients often have a combination of these situations (except pregnancy) and this underlines the importance of such a reflexion. This review discusses the main data on the anticoagulant management in each of these seven situations in frail patients.
Seven situations at risk Chronic kidney disease In the situation of renal insufficiency, the physiopathological mechanisms of hemostasis are complex and diverse and they lead to an imbalance coagulation/fibrinolysis equilibrium involving oxidative stress and inflammation [1—4]. Patients with renal insufficiency have a higher risk of both venous thrombosis, and bleeding [5,6]. This cumulative over-risk represents a two-fold constraint, making an anticoagulation treatment difficult to manage in CKD patients [7]. At least one third of the patients with MTEV have a moderate renal insufficiency and between 5 and 10% have a severe renal insufficiency [5,8].
In such a situation, risk management with vitamin K antagonists (VKA) is detrimental to the patient’s health [9] leading to an increased risk of bleeding [10]. Furthermore, interstitial nephritis and glomerular bleeding induced by VKA have been reported [9]. In a small French study on 24 patients, 33.3% of the acute interstitial nephritis cases were attributed to VKAs [11]. The anticoagulant-related nephropathy is associated with CKD and increased mortality. It was initially named ‘‘warfarinrelated nephropathy’’ as warfarin has been the only available and commonly used oral anticoagulant until recently [12]. Nevertheless, the term currently used is anticoagulant-related nephropathy, since DOAC have been also associated with episodes of glomerular haematuria and acute kidney injury as well [13—15]. However, an Asian study reported that among AF patients, dabigatran was associated with a lower risk of acute kidney failure than warfarin [16]. Consequently, it seems premature to use the term of anticoagulant-related nephropathy. For heparins, there is a fundamental relationship between their structure and how they act. The longer polysaccharide chains are eliminated by the reticuloendothelial system whereas the shorter chains are eliminated via the renal pathways [17]. Low molecular weight heparins (LMWH) are a very heterogeneous group and it is important to take their composition into account [17,18]. Because of its smaller molecular mass, enoxaparin binds less to plasma proteins, macrophages, and endothelial cells, thereby conferring a more reliable dose—response relationship and longer plasma half-life when compared with unfractionated heparin (UFH) [19,20]. Several studies have highlighted the risk of accumulation in patients with kidney failure as a function of the molecular weight of the polysaccharide chains in the LMWHs. LMWHs with short chains are essentially eliminated through the urine and those with long chains pass through the reticuloendothelial system. These studies have shown that this accumulation does not take place with every type of LMWH. This has the potential to increase the risk of bleeding depending on the clinical context and therapy chosen [17]. In fact, the use of LMWHs with short polysaccharide chains, in both curative and prophylactic doses, showed an increased risk of bleeding in patients with kidney failure, whereas this was not found to be the case with LMWH with long polysaccharide chains [21,22]. The clinical value of DOAC in VTE patients has been demonstrated in large randomized trials, compared to warfarin [23]. In this meta-analysis from four phase III trials, the elderly populations represented 12 to 18% of the total
304 population and CKD patients represented 5 to 8% of the total populations. In elderly patients (more than 75 years old), a meta-analysis showed a 45% reduction in thrombosis and a 61% reduction in serious bleeding. In CKD patients, these benefits were pointing in the same direction but were not statistically significant due to the lower number of patients with such a profile [23]. In cases of patients with moderate CKD, the dose of DOAC should be adjusted for patients with AF, but this has not been confirmed in cases of VTE as these reduced doses have not been studied.
The underweight, malnourished patient Malnutrition is common in the elderly. It affects 30 to 60% of hospitalized elderly patients. It is defined by a weight loss of at least 10% in six months (or 5% in a month), and a serum albumin of less than 35 g/L or a body mass index of under 21 kg/m2 [24]. Oral anticoagulants, particularly VKA, and to a lesser extent, DOAC, bind to plasma proteins and specially to albumin [25]. This can potentially influence their bioavailability and increase the risk of all bleeding in cases of hypoalbuminaemia in VKA patients (OR = 1.95; 95%CI = 1.17—3.25) [26]. Monitoring the INR should be considered for these patients in order to reduce the risk of overdose. Treatment with a DOAC significantly reduced the risk of major bleeding (RR 0.61, 95% CI 0.45—0.83). In parallel, intracranial bleeding, fatal bleeding, and clinically relevant non-major bleeding occurred significantly less in DOAC recipients [27]. However, depending on the molecule under consideration, plasma protein binding ranges from 34 to 93% [25]. A study with 156 elderly patients, treated with 0.61—1.1 mg/kg/12 h enoxaparin sodium, showed that minor or major bleeding was observed in 5.8% of these patients. The results suggest that low bodyweight is associated with a higher risk of bleeding (≤ 55 kg, OR = 5.63) [28]. Therefore, testing for malnutrition is important in the care of elderly patients being treated with anticoagulants in order to adjust the dose appropriately and in order to monitor the level of anticoagulation [29]. The vitamin K intake, from the diet or as a dietary supplement, may interfere with the INR and complicate its stabilization [30—32].
Falls Any fall naturally increases the risk of bleeding when using antithrombotics, whether they are anticoagulant or antiplatelet types. For this reason, fall risk was found to be one of the leading physician reasons (26.7%) for not prescribing anticoagulants [33]. However, the benefit/risk balance for anticoagulants remains favourable in the patient who has suffered from a fall [34]. A systematic and comprehensive assessment of the risk of fall should be carried out to identify any treatable factors and to search for known risk factor of falls [35]. The signs of seriousness related to the consequences of the fall are: rhabdomyolysis, hypothermia, pressure sore, significant fractures and also those that have had a high number of falls (> 2 falls a year) without any curable factor being identified [35]. Furthermore, several drugs at risk of fall
I. Elalamy et al. have been identified in the elderly, such as anticonvulsants, antipsychotics. . . [36]. Vitamin D has been shown to play a role in thrombosis via hemostatic factors like the tissue factor pathway inhibitor [37]. Doses of 700 IU to 1000 IU supplemental vitamin D a day could reduce falls by 19% or by up to 26% [38]. However; the clinical use of vitamin D doses below 700 IU a day for the prevention of falls among older individuals is not effective. A 25(OH)D concentration of at least 60 nmol/L is required for fall prevention; therefore, a daily intake of at least 700 IU supplemental vitamin D is warranted in all individuals aged 65 and older [38]. Notably, good adherence is essential for the effect of vitamin D on falls. Furthermore, it is possible that greater benefits may be achieved with the use of vitamin D3 instead of vitamin D2 [38].
Cognitive impairment Dementia is associated with increased mortality in AF patients [39]. Several studies have clearly established the fact that cognitive impairment increases the risk of thromboembolic and bleeding [40]. In case of cognitive impairment, the patient can: • forget to take their treatment, risking a recurrence of thrombosis; • take the treatment more than once (having forgotten that they have already taken it) thereby exposing themselves to overdosage and to a risk of bleeding complications. Therefore, it is very important to identify patients with cognitive disorders. The classic test is the Mini-Mental State Examination (MMSE) [40]. However, this test has thirty questions and takes a long time to complete. Consequently, it is not used very much in practice. The Memory Impairment Screen (MIS) test is simpler and faster [41]. The patient must try to remember four words written on a sheet of paper (for example, mackerel, onion, rose, willow). After being shown the list of words, they are asked to return it ten minutes later [41]. If the patient cannot recall a word, he can be offered a clue to help them (‘‘tree’’ for willow or ‘‘fish’’ for mackerel). If they cannot remember the word despite being given the clue, they may potentially have cognitive impairment. The presence of a cognitive disorder is not a contraindication for anticoagulation treatment because the considerable stroke risk without oral anticoagulants often exceeds the bleeding risk of oral anticoagulants in patients with cognitive dysfunction [42]. However, it is necessary to closely monitor the patient’s drug intake. For example, it is possible to ask someone else to check that the medicine is being taken properly. Using a pill organizer is a practical method and it could be filled weekly. Regular checks by a nurse, especially if LMWH are being injected or tablets are being taken orally, is the best option to make sure the treatment is being followed properly. Regarding the choice of anticoagulants in patients with cognitive disorders, all treatment options (VKA, DOAC, LMWH) are possible, with help from a third party. Regular
Anticoagulants in frail patients. Seven situations at risk visits by a nurse to the patient’s home are the best way to ensure that the anticoagulation medication is being taken properly.
305 use several agents that alter haemostasis, whatever it is a pharmacological or an adverse effect.
Cancer The multi-medicated patient Elderly patients are frequently in a situation involving multiple diseases and polypharmacy [43]. Median drug intake increases with age, from 3.3 drugs at 65—74 years, to 4 drugs at 75—84 years, and finally to 4.6 for patients over 85 years [44]. Because many drugs could potentially interfere with VKA treatment, the probability of a drug—drug interaction is heavily increased in polypharmacy patients. Paracetamol (acetaminophen) or nonsteroidal anti-inflammatory drugs can alter the INR and increase the risk of bleeding [36,45]. Search for a medication by paracetamol or nonsteroidal anti-inflammatory drugs may explain an INR unbalance in case of an auto-medication by these drugs. Paracetamol still remains the standard medication for pain and fever in patients taking an anticoagulant treatment. Postmarketing data has reported few isolated cases of elevated INR of clinical significance during concomitant of treat® ment of warfarin and esomeprazole (EMA, Nexium SmPC, www.ema.europa.eu). Monitoring is recommended when initiating and ending concomitant esomeprazole treatment during treatment with warfarin or other coumarin derivatives. With DOAC, there are fewer drug—drug interactions than with VKAs. Only powerful metabolic pathway inhibitors such as hepatic cytochromes should be checked [26]. CYP3A4 is involved in rivaroxaban and apixaban hepatic metabolism. Strong CYP3A4 inhibition or induction may affect plasma concentrations and efficacy or safety. Non-renal clearance of apixaban is diverse (metabolism, biliary excretion, and direct excretion into the intestine), with a moderate contribution of CYP3A4, which makes CYP3A4 interactions of less importance for this drug. Liver metabolism involving CYP3A4 is minimal for edoxaban and null for dabigatran [26]. These two drugs are therefore theoretically less exposed to drug interactions with CYP3A4. Furthermore, an important interaction mechanism for all DOAC consists of significant re-secretion over a Pglycoprotein (P-gp) transporter after absorption in the gut. Moreover, the P-gp transporter may also be involved in renal clearance: competitive inhibition of this pathway will therefore result in increased plasma levels. Indeed, several drugs used in AF patients are P-gp inhibitors (verapamil, dronedarone, amiodarone, quinidine. . .) [26]. In summary, co-medication management with DOAC appears to be less restrictive than with VKA, but it is important to remain cautious with molecules that use the hepatic cytochrome pathways and P-gp. For LMWH, this problem clearly appears to be less significant. Given the elimination pathways of LMWH, the risk from co-medication is much lower since they do not use P-gp and cytochrome systems. In all cases, it is important to minimize the duration of the association between anticoagulant and antiplatelet drugs that simultaneously inhibit the pathways of both primary haemostasis and actual plasma coagulation, increasing the risk of clinical bleeding. Finally, it is important not to
Cancer patients are more exposed to VTE [46]. In fact, 20% of all VTE cases occur in patients with cancer [46]. In addition, VTE can affect up to 20% of patients with cancer, but it has been reported in up to half of cancer patients coming to post-mortem examination, highlighting the fact that the true extent of this complication may be underestimated [46]. The pathophysiology of thrombosis associated with cancer is complex. Cancer patients have a prothrombotic state resulting from the synergic activity of factors involved in the so-called Virchow’s triad: • stasis of the blood caused by bed rest or by tumour compression; • vascular injury caused by intravasation of cancer cells, drugs, or therapeutic devices; • blood hypercoagulability due to the release of cancer cell pro-coagulant factors, which affect the haemostasis process, including platelet functions and clotting cascade [47]. There were several risk factors of VTE related to the tumour (fast growing, biologically aggressive tumours, primary site of cancer, metastatic disease at the time of diagnosis. . .), the patient (elderly, chronic co-morbidities. . .) and the treatments (recent major surgery, long-term central venous catheters. . .) [48]. Furthermore, cancer patients had a high incidence of fatal recurrent pulmonary embolism or fatal bleeding [49]. VTE was also found to be a risk factor of mortality in cancer patients [50]. In fact, survival was particularly poor when the diagnosis of cancer was concurrent with VTE and when cancer was diagnosed within 1 year after an episode of primary VTE [50]. Furthermore, the adjusted 10-year cumulative VTE recurrence rate in active cancer patients was 28.6% and the cumulative incidence of first VTE recurrence was also higher in patients with active cancer than patients without [51]. Finally, VTE was reported to be the second most common cause of death in cancer patients [46,48]. The efficacy of VKA in reducing the risk of thrombosis in cancer patients is half that of LMWHs, with no improvement in controlling the risk of bleeding [52]. The CLOT study [53] reported no significant difference between dalteparin and VKA in the rates of major bleeding, any bleeding, and mortality at six months. These trends were confirmed in the CATCH study [54] which reported similar recurrent VTE rates, major bleeding, and overall mortality between tinzaparin and VKA. However, in the LITE study [55], cancer patients receiving tinzaparin had less recurrent VTE and haemorrhagic complications compared with VKA. A number of clinical studies have compared the efficacy of different types of ACG treatments in cancer patients. The RECOVER studies [56,57] showed no significant difference between dabigatran and warfarin for cancer patients at baseline. In the AMPLIFY trial [58], recurrent VTE and major bleeding were not statistically different between
306 apixaban and enoxaparin/warfarin. The EINSTEIN studies [59,60] showed similar recurrent VTE and major bleeding for rivaroxaban and warfarin patients [61], and rivaroxaban has been suggested as an acceptable therapy in cancer patients [62]. Additionally, the HOKUZAI trial showed less frequent occurrence of VTE with edoxaban compared to warfarin (4% vs 7%, P = 0.0007), less clinically relevant bleeding (12% vs 19%, P = 0.017), and similar major bleeding rates (3%) [63]. A meta-analysis [61] reported that, comparing DOAC to VKA, the relative risks were non-significantly in favour of DOAC for both recurrent VTE and major bleeding. An indirect comparison of LMWH and DOAC shows that DOAC were not more efficient (recurrent VTE) than LMWH in cancer patients and were not more at risk of major bleeding [61]. The American Society of Clinical Oncology recommends LMWH over UFH for the initial 5 to 10 days of anticoagulation for the cancer patient with newly diagnosed VTE who does not have severe renal impairment (defined as creatinine clearance < 30 mL/min). For long-term anticoagulation, LMWH for at least 6 months is preferred due to improved efficacy over VKA. However, VKA are an acceptable alternative for long-term therapy if LMWH is not available. Anticoagulation with LMWH or VKA beyond the initial 6 months may be considered for select patients with active cancer, such as those with metastatic disease or those receiving chemotherapy. The use of DOAC for either prevention or treatment of VTE in cancer patients is not recommended [64]. The International Initiative on Thrombosis and Cancer [65] recommends LMWH for the initial treatment of established VTE (first 10 days) in patients with cancer (grade 1B). They further state that LMWH is easier to use than unfractionated heparin and that once-per-day regimen of LMWH is recommended, unless a twice-per-day regimen is required because of patient characteristics. Fondaparinux and UFH can also be used for the initial treatment of established VTE in patients with cancer, but there is a lower level of evidence (grade 2D), and fondaparinux is easier to use than UFH. For the early maintenance (10 days to 3 months) and long-term treatments (> 3 months), LMWHs are preferred over (grade 1A) and should be used for a minimum of 3 months to treat established VTE in patients with cancer (grade 1A). DOAC can be considered for VTE treatment of patients with stable cancer not receiving systemic anticancer therapy, and in cases where VKA is an acceptable, but not an available, treatment choice (guidance).
Pregnancy Pregnancy is associated with major physiological alterations in the coagulation and fibrinolytic systems that aim to maintain placental function and prevent excessive bleeding at delivery [66,67]. These alterations mostly promote a procoagulant state and thus unfortunately enhance the risk of thromboembolism. There is an estimated 4.5-fold increase in thrombotic risk throughout gestation and the postpartum period [67—69] and 22-fold risk in the 6-week period following delivery [67,70]. Pulmonary embolism remains the leading cause of direct maternal deaths in developed countries and accounts for approximately 20% of pregnancyrelated deaths [67,71].
I. Elalamy et al. Treatment with VKA is not recommended during pregnancy, especially in early pregnancy, given the risk of fetopathy, and in late pregnancy, given the risk of bleeding [72,73]. Finally, evidence-based data presented on the website GPR (www.sitegpr.com), which provides information on the Good Clinical Use of Medicines, reports that warfarin and acenocoumarol are not recommended during pregnancy and that heparins, UFH or LMWH, should be preferably used [74]. Concerning breastfeeding, only warfarin and acenocoumarol are authorized. LMWH is the treatment of choice for VTE management during pregnancy on the basis of observational data or registers, despite the absence of any randomized studies [72]. Both UFH and LMWH do not cross the placenta and are not secreted in breast milk. Advantages of LMWH include superior bioavailability (90% vs 30%) longer half-life, once daily dosing, more predictable and stable anticoagulation, thus avoiding the need for laboratory monitoring, a lower incidence of heparin-induced thrombocytopenia (HIT) and fewer allergic reactions [73,75]. Osteopenia and osteoporosis are of less concern with LMWH [73,76], and prospective data suggest that symptomatic osteoporosis occurs in 0.1% of pregnant patients [77]. Only few data are available about the exposition of pregnant women to DOAC since most of the large clinical trial did not include these women (or breastfeeding women). However, 10 patients became pregnant during the edoxaban clinical trial with exposure occurring in the first trimester and lasting about 6 weeks. There were six live births (two preterm), one first trimester spontaneous abortion and three elective pregnancy terminations [78]. Furthermore, two publications reported few cases of pregnant women exposed to rivaroxaban [78,79]. Because of their small size, DOAC can pass easily through the foetal-placental barrier and get into the milk. Apixaban rapidly crosses the ex vivo term human placenta from maternal-to-fetal circulation. Foetal apixaban levels in vivo are estimated to be 35—90% of the corresponding maternal levels [80]. A study reported that there was a rapid transfer of rivaroxaban across the human placenta in both the maternal-to-foetal and foetal-to-maternal directions, as evidenced by transfer ratios of 0.69 and 0.69, respectively [81]. For dabigatran; another study reported that there was a slower transfer of dabigatran with a median fetal-tomaternal concentration ratio was 0.33. Furthermore, the pro-drug (dabigatran etexilate mesylate) had limited placental transfer as characterized by a foetal-to-maternal ratio of 0.17 [82]. A recent review analysed 233 unique cases of pregnancy women exposed to DOAC. They reported that the risk of embryopathy after DOAC exposure seems to be at least not higher than the approximately 7% rate reported for VKA related embryopathy. Currently, the use of DOAC is not recommended during pregnancy and lactation [72,74].
Conclusion Patient vulnerability is rarely the result of a single clinical condition, but more of several combined factors. In these situations, the management of VTE continues to be a delicate balancing act. A strategic choice must be made by
Anticoagulants in frail patients. Seven situations at risk the physician after a careful analysis of all of these factors, taking into account the benefit/risk balance between giving antithrombotic treatment, the risk of VTE and the risk of bleeding, in order to find the optimal treatment for these particularly vulnerable patients.
Disclosure of interest The authors have not supplied their declaration of competing interest.
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