Japanese Dental Science Review (2010) 46, 102—111
a v a i l a b l e a t w w w. s c i e n c e d i r e c t . c o m
journal homepage: www.elsevier.com/locate/jdsr
Review article
Aspiration pneumonia: With special reference to pathological and epidemiological aspects, a review of the literature Kayo Kuyama *, Yan Sun, Hirotsugu Yamamoto Department of Oral Pathology, Nihon University School of Dentistry at Matsudo, 2-870-1, Sakaecho-Nishi, Matsudo City, Chiba 271-8587, Japan Received 27 July 2009; received in revised form 2 November 2009; accepted 5 November 2009
KEYWORDS Aspiration pneumonia; Silent aspiration; Oral hygiene; Aging; Etiology
Summary Silent aspiration plays an important role in the pathogenesis of bacterial pneumonia in the elderly. Defense of the airway is impaired in the elderly by alteration in respiratory mechanics; decreased mucociliary clearance and immunosenescence. And, the number of microorganisms in the oral cavity of the elderly is usually larger than that of young adults because of gradual reduction in production of saliva. A relationship between poor oral health and respiratory disease has been suggested by a number of recent microbiologic and epidemiologic studies, especially in elder subjects; who requiring help with feeding, wearing denture/edentate, with periodontal disease, and so on. Several researchers have reported that using professional oral health care (POHC) can prevent pneumonia. Oral/respiratory mucosal tissues produced cytokine that stimulated by oral microorganisms and were altered expression of various cell adhesion molecules on their surface in response to cytokine stimulation. Then, aspiration pneumonia histopathologically characterized with inflammatory response including macrophage infiltration was caused by aspiration of oral microorganisms, acid and food particle. In conclusion, silent aspiration may be a key risk factor for the pathogenesis of pneumonia in the elderly patients with poor oral hygiene. # 2009 Japanese Association for Dental Science. Published by Elsevier Ireland. All rights reserved.
Contents 1. 2.
Introduction . . . . . . . . . . . . . . . . . . . . Silent aspiration and oral hygiene . . . . . . 2.1. Aging . . . . . . . . . . . . . . . . . . . . 2.2. Epidemiology . . . . . . . . . . . . . . . 2.3. Candida spp.. . . . . . . . . . . . . . . . 2.4. Professional oral health care (POHC)
. . . . . .
. . . . . .
. . . . . .
. . . . . .
. . . . . .
. . . . . .
. . . . . .
. . . . . .
. . . . . .
. . . . . .
. . . . . .
. . . . . .
. . . . . .
. . . . . .
. . . . . .
. . . . . .
. . . . . .
. . . . . .
. . . . . .
. . . . . .
. . . . . .
. . . . . .
. . . . . .
. . . . . .
. . . . . .
. . . . . .
. . . . . .
. . . . . .
. . . . . .
. . . . . .
. . . . . .
. . . . . .
. . . . . .
. . . . . .
. . . . . .
. . . . . .
. . . . . .
. . . . . .
. . . . . .
. . . . . .
. . . . . .
. . . . . .
. . . . . .
. . . . . .
* Corresponding author. Tel.: +81 47 360 9334; fax: +81 47 360 9335. E-mail address:
[email protected] (K. Kuyama). 1882-7616/$ — see front matter # 2009 Japanese Association for Dental Science. Published by Elsevier Ireland. All rights reserved. doi:10.1016/j.jdsr.2009.11.002
103 103 103 104 104 105
Aspiration pneumonia: With special reference to pathological and epidemiological aspects, a review of the literature 3.
4.
Etiology. . . . . . . . . . . . . . . . . . . 3.1. Pathological approach . . . . . . 3.2. Animal experimental approach Conclusion . . . . . . . . . . . . . . . . . References . . . . . . . . . . . . . . . . .
. . . . .
. . . . .
. . . . .
. . . . .
. . . . .
. . . . .
. . . . .
. . . . .
. . . . .
. . . . .
. . . . .
1. Introduction Pneumonia is the fourth leading cause of death in Japan, resulting in 110,000 deaths in 2007, which represents a mortality rate of 87.4 per 100,000 individuals [1]. The mortality rate due to pneumonia increases with age. Pneumonia is an inflammation of the lungs by viruses, fungi, parasites or bacterial infections, and the last one is usually classified as community-acquired pneumonia (CAP) or nosocomial (hospital-acquired) pneumonia. The differential diagnosis is important because the pathogens implicated and the preventive measures taken are different for the 2 types. The causative microorganisms of these 2 types differ. CAP is usually associated with infection by Streptococcus pneumoniae and Haemophilus influenzae and with other species such as Mycoplasma pneumoniae, Chlamydia pneumoniae and Legionella pneumophila; a variety of anaerobic species can also be involved [2]. The spectrum of microorganisms responsible for nosocomial pneumonia is quite different, with Gram-negative bacteria and Staphylococcus aureus being the most prevalent [3]. Aspiration pneumonia (AP) is defined as lower respiratory tract infections mostly in elderly people who have aspirated oropharyngeal or gastric contents, and this condition is most often associated with dysphasia [4]. Though researchers have indicated that 5—15% of CAP is AP [5,6], AP likely occurs more frequently than reported, because the disease is not recognized in many cases. The reason the disease is not always recognized is that the causative microorganism of AP is common to CAP and nosocomial pneumonia and the spectrum of AP is even broader [3]. Bartlett et al. reported that anaerobic bacteria were detected in 93% of AP, and the mixed infection of anaerobic bacteria and aerobically growing bacteria were often observed [7]. Namely, the causative bacteria involved are indigenous oral flora or they are acquired in the hospital. But the frequency of infection with anaerobic microorganisms is uncertain because of the technical difficulty associated with anaerobic culture and the possibility of contamination by anaerobic oral flora during sampling. Anaerobic bacteria are not routinely cultured from bronchial secretions due to these difficulties [8], and this might be one of the reasons why little research exists concerning oral flora and aspiration pneumonia. The term ‘‘aspiration’’ was mainly used as ‘‘apparent aspiration’’ for the pediatric accident of swallowing foreign bodies until around 1995 [9,10]. As for silent aspiration, it is defined as the inhalation of oropharyngeal or gastric contents into the larynx and lower respiratory tract and may cause infections such as AP or aspiration pneumonitis. The right lung of incident rate of AP is high. The foreign body drops easily to right bronchia because right bronchium is sharper bifurcated angle from the trachea than a left one [11]. Contraction of AP or aspiration pneumonitis was caused by
. . . . .
. . . . .
. . . . .
. . . . .
. . . . .
. . . . .
. . . . .
. . . . .
. . . . .
. . . . .
. . . . .
. . . . .
. . . . .
. . . . .
. . . . .
. . . . .
. . . . .
. . . . .
. . . . .
. . . . .
. . . . .
. . . . .
. . . . .
. . . . .
. . . . .
. . . . .
. . . . .
. . . . .
. . . . .
. . . . .
. . . . .
. . . . .
. . . . .
. . . . .
. . . . .
103 . . . . .
. . . . .
105 105 108 108 109
silent aspiration in some dysphagic patients with neurological disorders [12]; Parkinson’s disease or alcoholism was suspected [8]. And children with neurologically based dyphagia were also thought to be at high risk [13]. Generally, abnormal oropharyngeal colonization as a result of medical complications is shown in dysphagic patients who have decreased immunity and/or impaired pulmonary clearance. Those subsequently develop pneumonia when potential respiratory pathogens are aspirated together with food and/or liquid [14]. Further, nondysphagic persons may occasionally experience microaspiration of pharyngeal secretions during sleep or at times of depressed consciousness [15—17]. Also, approximately half of all healthy adults also aspirate small amounts of oropharyngeal secretions during sleep [16,17]. In 1994, Kikuchi et al. examined the occurrence of silent aspiration during sleep in elderly patients with CAP by using indium-111. Silent aspiration in patients with CAP was more frequent than in age-matched control subjects (71% vs 10%) [18]. Therefore, it seems reasonable to conclude that silent aspiration has an important role in pneumonia that occurs in the elderly.
2. Silent aspiration and oral hygiene 2.1. Aging Silent aspiration appears to play an important role in the pathogenesis of bacterial pneumonia and chronic pulmonary disease [19—22]. Elderly people frequently aspirate during sleep [16,17], and pneumonia develops when the defense mechanism of the healthy lung organization is overwhelmed [23] and/or weaken by aging. Defense of the airway is impaired in the elderly by alteration in respiratory mechanics, decreased mucociliary clearance, immunosenescence and, in some cases, concomitant illnesses that predispose to aspiration [24,25]. It is suggested that swallowing function and the cough reflex are important defenses to the aspiration [26]. Sekizawa et al. described that marked depression of the cough reflex was shown in elderly patients with pneumonia [27]. Petroianni et al. also reported that the increased incidence of AP with aging might be a consequence of impairment of swallowing and the cough reflex [28]. In contrast, the occurrence of aspiration in healthy elderly people is not different from that in younger persons in previous studies, though older people swallow more slowly [29]. The cough reflex also did not decrease with aging [30]. Therefore, it may be considered that aging alone is not causes of elderly AP. However, oropharyngeal deglutition is impaired with aging, because of increased neural processing time and diminished oral control [23]. Further, the incidence of cerebrovascular and degenerative neurologic disease increase with aging, and these impediments are strongly
104
K. Kuyama et al.
associated with impaired swallow and cough reflex and increased risk of aspiration [30]. The number of microorganisms in the oral cavity of the elderly is usually larger than that of young adults because of a gradual reduction in basic oral function [31,32], such as diminished production of saliva as a result of medications and oral/dental disease [14]. It is thought that these oral environments of elder person become risks of AP. Adaptive immune responses are required to defend the lung against pathogens. Microbes initiate both innate immune responses and specific adaptive immune response [33]. The aging of lungs is a diversified decline in pulmonary immune function, on the contrary. Alveolar defenses are divided into resident defense mechanisms, inflammatory responses, and specific immune responses. Aged T-lymphocytes are markedly impaired in their ability to activation and proliferation in response to an antigen [25,34]. In addition, the ability of the T-lymphocytes with secreting interleukin-2 declines with age, and the macrophages by senescent T cells were diminished [34]. These many interacting and compounding impairments may explain the increased susceptibility of the elderly to pulmonary infection.
As for denture-wearing patients, denture hygiene is suggested to be a significant factor in pharyngeal bacterial colonization [49]. Eighteen species of microorganisms were detected in denture plaque. A variety of pathogens colonized on dentures of dependent elderly [50]. In addition, agreement rate of the race of the bacillus of the denture and the pharynx is reported to be 68.5% [49]. It is necessary to think about the denture as an important reservoir of microorganization. Tongue-coating is a risk indicator of AP also in edentate subjects [45]. It is not overemphasized even if it is describe that denture plaque controlling is necessary for the prevention of aspiration pneumonia. [51,52]. Plaque is a complex system that associates microorganisms embedded in an extracellular matrix. Bacteria constitute approximately 70—80% of the solid material, and 1 mm3 of plaque contains more than 106 bacteria with 300 different aerobic and anaerobic species [53]. From the above-mentioned reports, plaque may serve as a reservoir for respiratory pathogens, especially in high-risk elder patients with poor oral hygiene, periodontal disease, dentate and edentate by epidemiology [44—52,54,55].
2.2. Epidemiology
Pneumonia is an inflammation of the lungs by microorganism infection. One study reported a patient suspected of Candidal pneumonia, though the majority of AP is a bacterium [56]. Pulmonary fungal infection of community-acquired origins is becoming a serious problem. Candidal pneumonia has 2 forms. The most common form is a hematogenously disseminated pulmonary infection along with various other organs, often resulting in fungal emboli in the lungs. The other form is rare and occurs after aspiration of oral/oropharyngeal material, causing primary pneumonia [57]. For latter form, Candida infection usually occurs in at-risk patients. It is described that aspiration is important as the route of entry of intrabronchial and intraalveolar fungi that is not vascular invasion [58]. Then, Yamamoto et al. performed amplified polymorphic DNA analysis and DNA sequence examination of Candida strains isolated from the oral cavity and autopsied lung. It was revealed the identity of both strains as Candida albicans. The DNA analyses therefore suggest that oral Candida was aspirated and multiplied in the lungs, and this result suggests the importance of oral hygiene for AP [59]. C. albicans is the most common Candida pathogen not only in systemic but also in Candidal pneumonia [60—63]. Candida glabrata accounts for up to 20% of Candidal pneumonia [63] occurs almost exclusively in immunocompromised patients [64]. However, some epidemiologic studies have described that C. glabrata is a pathogen of lower respiratory infections [61—63]. Report of C. albicans infection of denture plaque was published [65]. As for the etiology of the Candida growth environment, adherence of C. albicans to denture-based acrylic resin, in vitro, is related to the hydrophobicity of the organism [66]. That is, denture-based acrylic resin is easily colonized by oral endogenous bacteria and Candida spp., and eventually by extra-oral species such as Staphylococcus spp., Pseudomonadaceae or members of Enterobacteriaceae. This microbial reservoir may be responsible for AP, especially in geriatric patients [51]. Abe et al. reported that
It was at the 1990s that the epidemiologic studies of the environment in the oral cavity, quality of life and pneumonia were started [35—39]. The history of the epidemiologic study concerning elderly AP is comparatively shallow. Because the mortality rate of pneumonia rises remarkably with aging [40], the elder generation is a logical target of this research. And elder person often has complex factors; poor nutritional status and medication could confound the relationship between oral conditions and pneumonia. In the most recent studies [8,14,41], oral conditions emerged as potentially important risk factors of AP after adjustment for established medical risk factors. A relationship between poor oral health and respiratory disease has been suggested by a number of recent microbiologic and epidemiologic studies, especially in high-risk subjects. Terpenning et al. [39] reported that requiring help with feeding was one of the most significant risk factor of AP in dentate patients. As for requiring help with feeding, it means serious oral health problems; including poor oral hygiene, high level of dental needs and low rates of dental care utilization [42,43]. For instance, Scannapieco et al. described a plaque index (OHI) was associated with chronic respiratory disease [44]. Significant positive correlation was found between salivary bacteria and visual evaluation of plaque index in dentate patients [45]. And, the number of patients developing pneumonia is larger in dentate patients with tongue plaque index (TPI)-based poor scores than those with good scores [45]. In addition, it is known that anaerobic lung infectious disease develops after saliva aspiration, especially in patients with periodontal disease [46]. Scannapieco et al. reviewed the association between periodontal disease and pneumonia, and mentioned that poor oral hygiene and periodontal diseases appeared to be related with pneumonia [47,48]. In conclusion, the periodontal disease and dental plaque may act as a reservoir of respiratory pathogens in dentate patients.
2.3. Candida spp.
Aspiration pneumonia: With special reference to pathological and epidemiological aspects, a review of the literature Table 1
105
The review papers concerning about oral health and pneumonia.
Author
Ref. no.
Year
Mojon P.
[8]
2002
Scannapieco et al.
[48]
2003
Main purpose to know for review
Reference no.
1
Direct evidence of an association between pulmonary infection and oral diseases
12
1
The relationship between epidemiological/ micrological studies on oral health and nosocomical pneumonia Intervention studies of oral cleaning and pneumonia
11
8
40
19
180
2
Evidence of asscociation between oropharyngeal colonization and pulmonary infection Evidence of effective intervention plans
12
1 2
Risk factors for aspiration pneumonia The assessment of oral care and pneumonia
37 2
112
1
Evidence of relationship between oral health and incidence of pneumonia Evidence of relationship between intervention of oral health and respiratory infection
5
46
2 Garcia
Kikawada et al. Azarpazhooh and Leake
[53]
[14] [82]
2005
2005 2006
1
2 Scannapieco
[83]
2006
1
Paju and Scannapieco
[81]
2007
1
Sarin et al.
[68]
2008
1 2
Oral interventions and pneumonia in nonambulatory patients The role of improved oral cleaning in reducing pneumonia Comparison of microorganisms of the oral cavity and known respiratory pathogens The relationship between aspiration pneumonia and oral health
POHC in elderly people decreased the cell numbers of Candida in the oral cavity [67].
2.4. Professional oral health care (POHC) Dentists have the role of maintaining oral health to prevent AP. Sarin et al. [68] reviewed microorganisms that caused AP and provided oral health care guidelines. The common microorganisms of the oral cavity and respiratory system are S. aureus, H. influenzae, Actinomyces species and Peptostreptococcus. Previous epidemiological studies reported that elderly people who received POHC showed a lower prevalence for respiratory pathogens [69,70] such as Staphylococcus species [71,72], Streptococci [71], Pseudomonas aeruginosa [72] and C. albicans [72] than those who did not. The relationship between potential respiratory pathogens that cause pneumonia and colonize the oral cavity of highrisk elderly people, for example, those in intensive care units [22,73,41], and nursing home residents [41,74,75] were reported. Significantly, results from 3 preliminary intervention trials demonstrate that attention to oral hygiene, either by the use of mechanical cleaning and/or oral antiseptic rinses, significantly reduces the rate of lower respiratory infection in institutionalized subjects [76—78]. Further, the ratio of fatal AP [72] and dying from pneumonia [79] in POHC patients was significantly lower than that in patients without POHC. In another report, cough reflex sensitivities in the intervention group were significantly higher than those of the control group ( p < 0.05) [80]. Like the above-mentioned
Total reference no. 38
10 16
28
17
45
6
64
16
study, many review papers with positive results concerning the relationship between POHC and AP [8,14,48,81—83] have been reported (Table 1). However, some researchers have reported that there is no relationship between oral health and AP. Multivariate analysis identified tube feeding, presence of a hyperextended neck, contractions, malnutrition, and the use of benzodiazepines and anticholinergics as risk factors for AP for longterm care patients, but the results were not sufficient for dental characteristics [84]. There is a report that mechanically ventilated intensive care is mainly a risk factor for bacterial pneumonia [85]. Although medical ICU patients tended to have more dental plaque than preventative dentistry’s outpatient, there was no significant difference noted between the presence of dental plaque and respiratory pathogen colonization [73]. Most data showed a high level of dental needs; untreated coronal and/or root decay among the majority of nursing home residents, accompanied by significantly reduced oral health-related quality of life [86]. Interventional epidemiological studies indicate that oral microorganisms might cause lung infection.
3. Etiology 3.1. Pathological approach Though interventional epidemiologic research had been a main method in the research of AP, it is shifting to experi-
106
K. Kuyama et al.
Figure 1
Flow until approving aspiration pneumonia.
mental pathology research. For instance, it was reported that DNA of microorganism in the bronchial tube and oral cavity of pneumonia patients were consisted [87]. Therefore, pathological approach of the process the aspiration of the microorganism in the oral cavity to bronchial tube, proliferation, and progressing to AP is necessary. An illustration of aspiration pneumonia is shown in Fig. 1. Aspiration of indigenous oral flora and colonization into the lung are the course of lung infection by the oral microorganism. In short, the oral flora are released into the saliva and aspirated into the lower airway. The pathogenesis of pneumonia begins with the colonization of the oropharyngeal surfaces by potential respiratory pathogens. The adhesion of bacteria to these surfaces is usually mediated by specialized bacterial surface structures, which bind to specific receptors on the host surface. Oral bacteria are potent stimulators of cytokine production from oral epithelial cells [88], and those may also modulate the adhesion of respiratory pathogens to respiratory epithelial cells. Oral bacterial products or cytokines in oral/pharyngeal aspirates have 2 kinds of function; one is stimulating cytokine production from oral/respiratory epithelial cells [88,89], and the other is modulating the adhesion of respiratory epithelial cells [89]. Then, epithelial cells also alter expression of various cell adhesion molecules on their surface in response to cytokine stimulation [90]. Variation in expression of such adhesion molecules may alter the interaction of bacterial pathogens on the mucosal surface [91]. Once aspirated into the lower airway, the bacteria adhere to the bronchial or alveolar epithelium, again via specific adhesion—receptor interactions, which include lectin as well as protein-protein interactions for glycoproteins and glucolipids [89]. Epithelial cell destruction by adhered bacteria may be due to the direct effect of bacterial products on membrane permeability. Wilson R et al. have demonstrated that bronchial secretions may also contain bacterial toxins, which can cause epithelial necrosis and disrupt ciliary ultrastructure [92]. One of the
main functions of the airway epithelium is to inactivate and remove infectious particles from inhaled air and thereby prevent infection of the distal lung. Necrosis in airway epithelium might decrease removal capacity. Studies of pulmonary infections have demonstrated that there is also a close relationship between bacterial load and neutrophil recruitment [93]. In acid aspiration-induced systemic organ injury, cytokines have been shown to increase neutrophil—endothelial adhesion [94]. Therefore, the neutrophils engulf and degenerate necrotic cells. Neutrophils may play important roles in the phagocytosis and pathogenesis of infective lung diseases, due to their ability to release a variety of oxidants and proteolytic enzymes capable of causing acute and chronic lung injury. As grounds for this hypothesis, neutrophils with a left shift were a common finding in dogs with AP [95]. AP is characterized histopathologically as granulomatous bronchopneumonia with prominent formation of macrophages/multi-nucleated giant cells. Migration of macrophages is caused by repeatable chronic aspiration of particulate food matter [96] and response of acid-induced lung injury [97]. However, phagocytic exposure of the macrophages was inhibited by in vitro exposure of the macrophages to acid [98]. In addition, a robust tumor necrosis factor-alpha (TNFalpha) response is seen following aspiration of food particles, while there is only a modest response to acid. TNFalpha might play a role in the pathogenesis of AP induced by food matter [99]. In conclusion, this accumulation of harmful bacteria and local inflammatory agents at the moment of aspiration may be the key risk factor in the pathogenesis of pneumonia associated with poor oral hygiene. However, further research is necessary, because only recently research has focused on the mechanisms responsible for acid and base secretion into the airway surface liquid [100], and reports of the AP animal model with silent aspiration of food matter at the present stage are scarce.
Animal experimental papers of aspiration pneumonia.
Author
Ref.
Year
Animal
Kudoh et al.
[106] 2001 Wister rat
Mitsushima et al.
[103] 2002 Mouse
Method
Control group
Experimenal group
Trans-oral endotracheal instillation Intratracheal instillation
PBS (pH 7.4)
1 HCL (pH 1.0, 0.1 ml)
NS
1 HCL 10
1
to 10 4N
Instillation Analytical item condition 0.1 ml
Cultured alveolar 1 macrophage
++
TNF-a nitric oxide
50 ml
Histophatological 3 analysis
++
SEM study
++
Numerous neutrophils infiltrated in the lung tissue in HCL 10 1N with bacteria Numerous bacteria were found on exfoliated epithelium
2 Bacteria
3 HCL 10 1 to 10 + bacteria Raghavendran [108] 2005 WT and MCP-1 Intratracheal et al. ( / ) mice instillation
Rotta et al.
[107] 2004 Long Evans rat
Aspiration introduced in the trachea by direct puncture
4
Appel et al.
Nader et al.
[101] 2007 C57BL/6 mice
Normal saline 1 NS* + HCL (pH 1.25) (pH 5.3) 2 NS* + gastric particle (pH 5.3) 3 NS* + gastric particle + HCL (pH 1.25)
3.6 ml/kg
NS* (pH 5.3)
1.2 ml/kg
[105] 2007 F344 rat
[98]
2007 Long Evans rat
Instilled from PBS (pH 7.4) deep oropharynx
1 Gastric aspirate (pH 1.25) + NS *
Aspirathion through ventilator placed Intratracheal instillation
NS *
NS
*
1 HCL (pH 1.8)
1 Gastric fluid
1 Low pH saline
3
N Histopathological 1,2,3 analysis 1,2,3 BAL analysis
2 NS* + bacteria 3 Gastric aspirate (pH 1.25) + bacteria Allen et al.
Main result
75 ml
Mortality rate
WT
Granuloma formation
MCP-1 ( / ) MCP-1 ( / ) >WT
Severe diffuse pneumonia Several inflammatory mediators
1,2,NS 3
0.0% 31.8%
BAL analysis 3 Cytokine analysis 1,3
>12 ++
Neutrophil counts MCP-1
Histopathological 1 analysis BALF analysis 1
++ ++
Fibrinogen and fibrin accumulation Total cells Neutrophils Total lung fibrin levels
Cytokine analysis 1
++
Macrophage Tcell
1
++
Fibrosis score
>1
Mononuclear cells
Cytokine analysis 2,3
Aspiration pneumonia: With special reference to pathological and epidemiological aspects, a review of the literature
Table 2
107
108
K. Kuyama et al.
Table 2 shows details of the research on aspiration pneumonia in animal models. Some research that used animal models of AP used artificial suction of acid. Acid aspiration in mice leads to substantial deterioration in lung function. Bronchoalveolar lavage fluid demonstrated a significant rise in total cells by 4 h and a significant increase in neutrophils relative to saline controls by 24 h, and both remained elevated to 48 h. Total fibrin lung levels increased progressively compared to the control group and showed significantly greater levels of fibrin and fibrinogen from 4 to 48 h by immunohistochemistry [101]. It was shown that suction of acid caused migration of inflammatory cells; mainly neutrophils and beginning of tissue restoration. Likewise, lung-lining fluid is a primary constituent of the pulmonary host defense system. The pathogenicity of microorganism in airways and alveoli might be increased when microorganism clearance in both regions were suppressed by low pH [102]. As a result, it is suggested that bacterial adheremce to epithelium of the lungs would be enhanced [103]. The lung tissue of rats was histopathologically demonstrated to have bronchopneumonia with formation of multinucleated giant cells, on the contrary [104]. As for the relation between aspiration and macrophage infiltration, an inflammatory reaction that consists of T cells and macrophages was caused by repetitive aspiration [105,106]. Chronic inflammatory infiltrates including multi-nucleated giant cells were observed when treated with gastric fluid, neutralized gastric fluid, bile and food suspension [96]. In addition, bronchoalveolar lavage of rats that were firstly aspirated with rat gastric fluid adjusted to pH 1.2, and secondly aspirated with bacteria, had remarkably increased MCP-1 concentration [107]. WT mice had prominent granuloma formation in lung tissue after aspiration, though MCP1( / ) mice had little or no evidence of granuloma formation [108]. From this, acid aspiration-induced airway epithelial injury and enhanced bacteria adherence to the epithelium. And, macrophages/multi-nucleated giant cells play a key role in repeated aspiration. That is, these cells migrate to encapsulate aspirated foreign body and to stop the inflammation.
Cytokine analysis 1—5 2 Neutralized gastric fluid from rats (pH 7.0) 3 HCL (pH 2.2) 4 Bile solution from rats (pH 7.4) 5 Food suspension (pH 6.8)
0.5 ml/kg 1 Gastric fluid from rats (pH 2.2) NS *
4. Conclusion
NS*: Normal saline.
[96] Downing et al.
2008 Wister rat
Endotracheal tube instillation
2 Small non-acid particles 3 Acidified particles
Control group Ref. Author
Table 2 (Continued )
Year
Animal
Method
Experimenal group
Instillation Analytical item condition
Histopathological 1,2,5 analysis
—
Main result
Chronic inflammation with multi-nucleated giant cells No significance in BAL among groups
3.2. Animal experimental approach
The research of AP has been advanced based on epidemiology analysis. Especially, several researchers have reported that intervention with POHC can help prevent pneumonia. Silent aspiration of oropharynx bacterial pathogen to the lower respiratory tract is an important risk factor for nosocomial pneumonia [109]. Knowledge within the profession will improve the environment in the oral cavity of elderly people who need intensive care. For instance, Chiba et al. described that around 90% of caregiver managers recognized the importance of oral care and were interested in oral care [110]. Caregiver oral care knowledge is important for preventing AP. Dentist should initiate POHC though a lot of professions of the nurse, the care person, and the helper, etc. are involved. Therefore, dentists should study AP more, and instruct other care providers. In addition, more research on AP is needed.
Aspiration pneumonia: With special reference to pathological and epidemiological aspects, a review of the literature
References [1] Statistics and Information Department, Minister’s Secretariat, Ministry of Health, Labour and Welfare, editor. Handbook of health and welfare statistics. Tokyo: Health and Welfare Statistics Association; 2009 [in Japanese]. [2] Ostergaard L, Andersen PL. Etiology of community-acquired pneumonia. Evaluation by transtracheal aspiration, blood culture, or serology. Chest 1993;104:1400—7. [3] Bentley DW. Bacterial pneumonia in the elderly: clinical features, diagnosis, etiology, and treatment. Gerontology 1984;30:297—307. [4] Terpenning M. Geriatric oral health and pneumonia risk. Clin Infect Dis 2005;40:1807—10. [5] Moine P, Vercken JB, Chevret S, Chastang C, Gajdos P. Severe community-acquired pneumonia, etiology, epidemiology, and prognosis factors. French Study Group for Community–— Acquired Pneumonia in the Intensive Care Unit. Chest 1994;105:1487—95. [6] Torres A, Serra-Batlles J, Ferrer A, Jime ´nez P, Celis R, Cobo E, et al. Severe community- acquired pneumonia, epidemiology and prognostic factors. Am Rev Respir Dis 1991;144: 312—8. [7] Bartlett JG, Gorbach SL, Finegold SM. The bacteriology of aspiration pneumonia. Am J Med 1974;56:202—7. [8] Mojon P. Oral health and respiratory infection. J Can Dent Assoc 2002;68:340—5. [9] Wolach B, Raz A, Weinberg J, Mikulski Y, Ben Ari J, Sadan N. Aspirated foreign bodies in the respiratory tract of children: eleven years experience with 127 patients. Int J Pediatr Otorhinolaryngol 1994;30:1—10. [10] Hoeve LJ, Rombout J, Pot DJ. Foreign body aspiration in children. The diagnostic value of signs, symptoms and preoperative examination. Clin Otolaryngol Allied Sci 1993;18: 55—7. [11] Eom K, Seong Y, Park H, Choe N, Park J, Jang K. Radiographic and computed tomographic evaluation of experimentally induced lung aspiration sites in dogs. J Vet Sci 2006;7: 397—9. [12] Marik PE. Aspiration pneumonitis and aspiration pneumonia. N Engl J Med 2001;344:665—71. [13] Arvedson J, Rogers B, Buck G, Smart P, Msall M. Silent aspiration prominent in children with dysphagia. Int J Pediatr Otorhinolaryngol 1994;28:173—81. [14] Kikawada M, Iwamoto T, Takasaki M. Aspiration and infection in the elderly: epidemiology, diagnosis and management. Drugs Aging 2005;22:115—30. [15] Winfield JB, Sande MA, Gwaltney Jr JM. Aspiration during sleep. JAMA 1973;223:1288 [letter]. [16] Huxley EJ, Viroslav J, Gray WR, Pierce AK. Pharyngeal aspiration in normal adults and patients with depressed consciousness. Am J Med 1978;64:564—8. [17] Gleeson K, Eggli DF, Maxwell SL. Quantitative aspiration during sleep in normal subjects. Chest 1997;111:1266—72. [18] Kikuchi R, Watabe N, Konno T, Mishina N, Sekizawa K, Sasaki H. High incidence of silent aspiration in elderly patients with community-acquired pneumonia. Am J Respir Crit Care Med 1994;150:251—3. [19] Bates JH, Campbell GD, Barron AL, McCracken GA, Morgan PN, Moses EB, et al. Microbial etiology of acute pneumonia in hospitalized patients. Chest 1992;101:1005—12. [20] Murphy TF, Sethi S. Bacterial infection in chronic obstructive pulmonary disease. Am Rev Respir Dis 1992;146:1067—83. [21] Fagon JY, Chastre J. Severe exacerbations of COPD patients: the role of pulmonary infections. Semin Respir Infect 1996;11: 109—18. [22] Fourrier F, Duvivier B, Boutigny H, Roussel-Delvallez M, Chopin C. Colonization of dental plaque: a source of nosocomial
[23] [24]
[25] [26]
[27]
[28]
[29]
[30] [31]
[32]
[33] [34] [35]
[36]
[37]
[38]
[39]
[40] [41]
[42]
[43] [44]
[45]
109
infections in intensive care unit patients. Crit Care Med 1998;26: 301—8. Sasaki H, Sekizawa K, Yanai M, Arai H, Yamaya M, Ohrui T. New strategies for aspiration pneumonia. Int Med 1997;36:851—5. Pawelec G, Barnett Y, Forsey R, Frasca D, Globerson A, McLeod J, et al. T cells and aging, January 2002 update. Front Biosci 2002;1:d1056—1183. Gyetko MR, Toews GB. Immunology of the aging lung. Clin Chest Med 1993;14:379—91. Homer J, Massey EW, Riski JE, Lathrop DL, Chase KN. Aspiration following stroke: clinical correlates and outcome. Neurology 1988;38:1359. Sekizawa K, Ujiie Y, Itabashi S, Sasaki H, Takishima T. Lack of cough reflex in aspiration pneumonia. Lancet 1990;335:1228— 9. Petroianni A, Ceccarelli D, Conti V, Terzano C. Aspiration pneumonia, pathophysiological aspects, prevention and management. A review. Panminerva Med 2006;48:231—9. Robbins J, Hamilton JW, Lof GL, kempster GB. Oropharyngeal swallowing in normal adults of different ages. Gastroenterology 1992;103:823—9. Katsumata U, Sekizawa K, Ebihara T, Sasaki H. Aging effects on cough reflex. Chest 1995;107:290—1. Percival RS, Challacombe SJ, Marsh PD. Flow rates of resting whole and stimulated parotid saliva in relation to age and gender. J Dent Res 1994;73:1416—20. Heintze U, Birkhed D, Bjo ¨rn H. Secretion rate and buffer effect of resting and timulated whole saliva as a function of age and sex. Swed Dent J 1983;7:227—38. Moore BB, Moore TA, Toews GB. Role of T- and B-lymphocytes in pulmonary host defences. Eur Respir J 2001;18:846—56. Simons RJ, Reynolds HY. Altered immune states in the elderly. Semin Respir Infect 1990;5:251—9. Yoshida Y, Hatanaka Y, Imaki M, Ogawa Y, Miyatani S, Tanada S. Epidemiological study on improving the QUL and oral conditions of the aged–—part I: the relationship between the status of tooth preservation and QOL. J Physiol Anthropol Appl Human Sci 2001;20:369—73. Tada A, Watanabe T, Yokoe H, Hanada N, Tanzawa H. Relationship between the number of remaining teeth and physical activity in community-dwelling elderly. Arch Gerontol Geriatr 2003;37:109—17. Yoneyama T, Yoshida M, Ohrui T, Mukaiyama H, Okamoto H, Hoshiba K, et al. Oral care reduces pneumonia in older patients in nursing homes. J Am Geriatr Soc 2002;50:430—3. Abe S, Ishihara K, Adachi M, Okuda K. Tongue-coating as risk indicator for aspiration pneumonia in edentate elderly. Arch Gerontol Geriatr 2008;47:267—75. Terpenning MS, Taylor GW, lopatin DE, Kerr CK, Dominguez BL, Loesche WJ. Aspiration pneumonia: dental and oral risk factors in an older veteran population. J Am Geriatr Soc 2001;49:557— 63. Koivula I, Sten M, Ma ¨kela ¨ PH. Risk factors for pneumonia in the elderly. Am J Med 1994;96:313—20. Russell SL, Boylan RJ, Kaslick RS, Scannapieco FA, Katz RV. Respiratory pathogen colonization of the dental plaque of institutionalized elders. Spec Care Dentist 1999;19:128—34. Hawkins RJ. Functional status and untreated dental caries among nursing home residents aged 65 and over. Spec Care Dentist 1999;19:158—63. Pyle MA, Nelson S, Sawyer DR. Nursing assistants’ opinions of oral health care provision. Spec Care Dentist 1999;19:112—7. Scannapieco FA, Papandonatos GD, Dunford RG. Associations between oral conditions and respiratory disease in a national sample survey population. Ann Periodontol 1998;3:251—6. Abe S, ishihara K, Adachi M, Okuda K. Oral hygiene evaluation for effective oral care in preventing pneumonia in dentate elderly. Arch Grontol Geriatr 2006;43:53—64.
110 [46] Finegold SM. Aspiration pneumonia. Rev Infect Dis 1991;13 (Suppl. 9):S737—42. [47] Scannapieco FA, Ho AW. Potential associations between chronic respiratory disease and periodontal disease: analysis of national health and nutrition examination survey III. J Periodontol 2001;72:50—6. [48] Scannapieco FA, Bush RB, Paju S. Associations between periodontal disease and risk for nosocomial bacterial pneumonia and chronic obstructive pulmonary disease. A systematic review. Ann Periodontol 2003;8:54—69. [49] Sumi Y, Kagami H, Ohtsuka Y, Kakinoki Y, Haruguchi Y, Miyamoto H. High correlation between the bacterial species in denture plaque and pharyngeal microflora. Gerodontology 2003;20: 84—7. [50] Sumi Y, Miura H, Sunakawa M, Michiwaki Y, Sakagami N. Colonization of denture plaque by respiratory pathogens in dependent elderly. Gerodontology 2002;19:25—9. [51] Coulthwaite L, Verran J. Potential pathogenic aspects of denture plaque. Br J Biomed Sci 2007;64:180—9. [52] Nikawa H, Hamada T, Yamamoto T. Denture plaque-past and recent concerns. J Dent 1998;26:299—304. [53] Garcia R. A review of the possible role of oral and dental colonization on the occurrence of health care-associated pneumonia: underappreciated risk and a call for interventions. Am J Infect Control 2005;33:527—41. [54] Scannapieco FA, Mylotte JM. Relationship between periodontal disease and bacterial pneumonia. J Periodontol 1996;67(10 (Suppl.)):1114—22. [55] Sannapieco FA. Role of oral bacteria in respiratory infection. J Periodontol 1999;70:793—802. [56] Segreti J, Bone RC. Overwhelming pneumonia. Dis Mon 1987;33:1—59. [57] Pappas PG, Rex JH, Sobel JD, Filler SG, Dismukes WE, Walsh TJ, et al. Guidelines for treatment of candidiasis. Clin Infect Dis 2004;38:161—89. [58] Haron E, Vartivarian S, Anaissie E, Dekmezian R, Bodey GP. Primary Candida pneumonia: experience at a large cancer center and review of the literature. Medicine 1993;72:137—42. [59] Yamamoto T, Ueta E, Kamatani T, Osaki T. DNA identification of the pathogen of candidal aspiration pneumonia induced in the course of oral cancer therapy. J Med Microbiol 2005;54:493—6. [60] Chen KY, Ko SC, Hsuch PR, Luh KT, Yang PC. Pulmonary fungal infection: emphasis on microbiological spectra, patient outcome, and prognostic factors. Chest 2001;120:177—84. [61] el-Ebiary M, Torres A, Fa `bregas N, de la Bellacasa JP, Gonza ´lez J, Ramirez J, et al. Significance of the isolation of Candida species from respiratory samples in critically III, non-neutropenic patients. An immediate postmortem histologic study. Am J Respir Crit Care Med 1997;156:583—90. [62] Stenderup A. Oral mycology. Acta Odontol Scand 1990;48:3— 10. [63] Chen YC, Eisner JD, Kattar MM, Rassoulian-Barrett SL, LaFe K, Yarfitz SL, et al. Identification of medically important yeasts using PCR-based detection of DNA sequence polymorphisms in the internal transcribed spacer 2 region of the rRNA genes. J Clin Microbiol 2000;38:2302—10. [64] Petrocheilou-Paschou V, Georgilis K, Kontoyannis D, Nanas J, Prifit H, Costopoulos H, et al. Pneumonia due to Candida krusei. Clin Microbiol Infect 2003;8:806—9. [65] Pesci-Bardon C, Fosse T, Serre D, Madinier I. In vitro antiseptic properties of an ammonium compound combined with denture bas acrylic resin. Gerodontology 2006;23:111—6. [66] Radford DR, Challacombe SJ, Walter JD. Denture plaque and adherence of Candida albicans to denture-base materials in vivo and in vitro. Crit Rev Oral Biol Med 1999;10:99—116. [67] Abe S, Ishihara K, Okuda K. Prevalence of potential respiratory pathogens in the mouths of elderly patients and effects of professional oral care. Arch Gerontol Geriatr 2001;32:45—55.
K. Kuyama et al. [68] Sarin J, Balasubramaniam R, Corcoran AM, Laudenbach JM, Stoopler ET. Reducing the risk of aspiration pneumonia among elderly patients in long-term care facilities through oral health interventions. J Am Med Dir Assoc 2008;9:128—35. [69] Yoneyama T, Hashimoto K, Fukuda H, Ishida M, Arai H, Sekizawa K, et al. Oral hygiene reduces respiratory infections in elderly bed-bound nursing home patients. Arch Grtontol Geriatr 1996;22:11—9. [70] Ishikawa A, Yoneyama T, Hirota K, Miyake Y, Miyatake K. Professional oral health care reduces the number of oropharyngeal bateria. J Dent Res 2008;87:594—8. [71] Hirota K, Yoneyama T, Ota M, Hashimoto K, Miyake Y. Pharyngeal bacteria and professional oral health care in elderly people. Jpn J Geriat 1997;34:125—9 [in Japanese]. [72] Adachi M, Ishihara K, Abe S, Okuda K. Professional oral health care by dental hygienists reduced respiratory infections in elderly persons requiring nursing care. Int J Dent Hyg 2007;5:69—74. [73] Scannapieco FA, Stewart EM, Mylotte JM. Colonization of dental plaque by respiratory pathogen in medical intensive care patients. Crit Care Med 1992;20:740—5. [74] Meguro K, Yamagauchi S, Doi C, Nakamura T, Sekizawa K, Sasaki H. Prevention of respiratory infections in elderly bedbound nursing home patients. Tohoku J Exp Med 1992;167: 135—42. [75] Yoshida M, Yoneyama T, Akagawa Y. Oral care reduces pneumonia of elderly patients in nursing homes, irrespective of dentate or edentate status. Jpn J Geriat 2001;38:481—3. [76] DeRiso II AJ, Ladowski JS, Dillon TA, Justice JW, Peterson AC. Chlorhexidine gluconate 0.12% oral rinse reduces the incidence of total nosocomial respiratory infection and nonprophylactic systemic antibiotic use in patients undergoing heart surgery. Chest 1996;109:1556—61. [77] Yoneyama T, Yoshida M, Matsui T, Sasaki H, The Oral Care Working Group. Oral care and pneumonia. Lancet 1999;354: 515 [letter]. [78] Fourrier F, Cau-Pottier E, Boutigny H, Roussel-Delvallez M, Jourdain M, Chopin C. Effects of dental plaque antiseptic decontamination on bacterial colonization and nosocomial infections in critically ill patients. Intensive Care Med 2000;26:1239—47. [79] Carol WB, Gretchen G, Timothy W, Brian MP, Donald JD. Modification of the risk of mortality from pneumonia with oral hygiene care. J Am Geriatr Soc 2008;56:1601—7. [80] Watando A, Ebihara S, Ebihara T, Okazaki T, Takahashi H, Asada M, et al. Daily oral care and cough reflex sensitivity in elderly nursing home patients. Chest 2004;126:1066—70. [81] Paju S, Scannapieco FA. Oral biofilms, periodontitis, and pulmonary infections. Oral Dis 2007;13:508—12. [82] Azarpazhooh A, Leake JL. Systematic review of the association between respiratory diseases and oral health. J Periodontol 2006;77:1465—82. [83] Scannapieco FA. Pneumonia in nonambulatory patients. The role of oral bateria and oral hygiene. J Am Dent Assoc 2006;137(Suppl.):21S—5S. [84] Pick N, McDonald A, Bennett N, Litsche M, Dietsche L, Legerwood R, et al. Pulmonary aspiration in a long-term care setting: clinical and laboratory observations and analysis of risk factors. J Am Geriatr Soc 1996;44:763—8. [85] Frank AS, Joseph MM. Relationships between periodontal disease and bacterial pneumonia. J Periodontaol 1996;67:1114—22. [86] Rebecca R, Hillary LB, George J, Evan S, Malvin NJ. Oral health promotion among older persons and their care providers in a nursing home facility. Gerodontology 2006;23:73—8. [87] EL-Solh AA, Pietrantoni C, Bhat A, Okuda M, Zambon J, Aquilina. et al. Colonization of dental plaques: a reservoir of respiratory pathogens for hospital-acquired pneumonia in institutionalized elders. Chest 2004;126:1575—82.
Aspiration pneumonia: With special reference to pathological and epidemiological aspects, a review of the literature [88] Yumoto H, Nakae H, Fujinaka K, Ebisu S, Matsuo T. Interleukin6(IL-6) and IL-8 are induced in human oral epithelial cells in response to exposure to periodontopathic Eikenella corrodens. Infet Immun 1999;67:384—94. [89] Scannapieco FA, Wang B, Shiau HJ. Oral bacteria and respiratory infection: effects on respiratory pathogen adhesion and epithelial cell proinflammatory cytokine production. Ann Periodontol 2001;6:78—86. [90] Riccioli A, FilippiniA, Cesaris PD, Elena B, Mario S, Giuseppe S, et al. Inflammatory mediators increase surface expression of integrin ligands, adhesion to lymphocytes, and secretion of interleukin 6 in mouse Sertoli ells. Proc Natl Acad Sci USA 1995;92:5808—12. [91] Svanborg C, Hedlund M, Connell H, Agace W, Duan RD, Nilsson A, et al. Bacterial adherence and mucosal cytokine responses. Receptors and transmembrane signaling. Ann N Y Acad Sci 1996;797:177—90. [92] Wilson R, Roberts D, Cole P. Effects of bacterial products on human ciliary function in virtro. Thorax 1985;40:125—31. [93] Toews GB, Gross GN, Pierce AK. The relationship of inoculum size to lung bacterial clearance and phagocytic cell response in mice. Am Rev Respir Dis 1979;120:559—66. [94] Goldman G, Welbourn R, Kobzik L, Valeri CR, Shepro D, Hechtman HB. Tumor necrosis factor-alpha mediates acid aspirationinduced systemic organ injury. Ann Surg 1990;212:513—9. [95] Kogan DA, Johnson LR, Jandrey KE, Pollard RE. Clinical, clinicopathologic, and radiographic findings in dogs with aspiration pneumonia: 88 cases (2004—2006). J Am Vet Med Assoc 2008;233:1742—7. [96] Downing TE, Sporn TA, Bollinger RR, Davis RD, Parker W, lin SS. Pulmonary histopathology in an experimental model of chronic aspiration is independent of acidity. Exp Biol Med 2008;233:1202—12. [97] Beck-Schimmer B, Rosenberger DS, Neff SB, Jamnicki M, Suter D, Fuhrer T, et al. Pulmonary aspiration:new therapeutic approaches in the experimental model. Anesthesiology 2005;103:556—66. [98] Nader ND, McQuiller PS, Raghavendran K, Spengler RN, Knight PR. The role of alveolar macrophages in the pathogenesis of aspiration pneumonitis. Immunol Invest 2007;36:457—71. [99] Davidson BA, Knight PR, Helinski JD, Nader ND, Shanley TP, Johnson KJ. The role of tumor necrosis factor-alpha in the
[100]
[101]
[102] [103]
[104]
[105]
[106]
[107]
[108]
[109]
[110]
111
pathogenesis of aspiration pneumonitis in rats. Anesthesiology 1999;91:486—99. Fischer H, Widdicombe JH. Mechanisms of acid and base secretion by the airway epithelium. J Membr Biol 2006;211: 139—50. Allen GB, Leclair T, Cloutier M, Thompson-Figueroa J, Bates JH. The response to recruitment worsens with progression of lung injury and fibrin accumulation in a mouse model of acid aspiration. Am J Physiol Lung Cell Mol Physiol 2007;292:L1580— 9. Ng AW, Bidani A, Heming TA. Innate host defense of the lung: effects of lung-lining fluid pH. Lung 2004;182:297—317. Mitsushima H, Oishi K, Nagao T, Ichinose A, Senba M, Iwasaki T, et al. Acid aspiration induce bacterial pneumonia by enhanced bacterial adherence in mice. Microb Pathog 2002;33:203—10. Kuyama K, Ohta Y, Fifita SF, Yamamoto H. Histopathological study of caries and aging on the lung tissue of rats. Jpn J Oral Biol 2003;45:121—9 [in Japanese]. Appel III JZ, Lee SM, Hartwig MG, Hsieh CC, Cantu III E, Li B, et al. Characterization of the innate immune response to chronic aspiration in a novel rodent model. Respir Res 2007;8:87. Kudoh I, Miyazaki H, Ohara M, Fukushima J, Tazawa T, Yamada H. Activation of alveolar macrophages in acid-injured lung in rats: different effects of pentoxifylline on tumor necrosis factor-[alpha] and nitric oxide production. Crit Care Med 2001;29:1621—5. Rotta AT, Shiley KT, Davidson BA, Helinski JD, Russo TA, Knight PR. Gastric acid and particulate aspiration injury inhibits pulmonary bacterial clearance. Crit Care Med 2004;32:747— 54. Raghavendran K, Davidson BA, Mullan BA, Hutson AD, Russo TA, Manderscheid PA, et al. Acid and particulate-induced aspiration ling injury in mice: importance of MCP-1. Am J Physiol lung Cell Mol Physiol 2005;289:L134—43. Johanson WG, Pierce AK, Sanford JP, Thomas GD. Nosocomial respiratory infections with gram-negative bacilli: the significance of colonization of the respiratory tract. Ann Intern Med 1972;77:701—6. Chiba Y, Shimoyama K, Suzuki Y. Recognition and behavior of caregiver managers related to oral care in the community. Gerodontology 2009;26:112—21.