Autism spectrum disorders: Methodological considerations for Early Intensive Behavioral Interventions

Autism spectrum disorders: Methodological considerations for Early Intensive Behavioral Interventions

Research in Autism Spectrum Disorders 7 (2013) 809–814 Contents lists available at SciVerse ScienceDirect Research in Autism Spectrum Disorders Jour...

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Research in Autism Spectrum Disorders 7 (2013) 809–814

Contents lists available at SciVerse ScienceDirect

Research in Autism Spectrum Disorders Journal homepage: http://ees.elsevier.com/RASD/default.asp

Autism spectrum disorders: Methodological considerations for Early Intensive Behavioral Interventions Johnny L. Matson *, Jina Jang Louisiana State University, USA

A R T I C L E I N F O

A B S T R A C T

Article history: Received 15 December 2012 Accepted 24 January 2013

Early Intensive Behavioral Intervention (EIBI) has become a cornerstone of early intervention for young children with autism spectrum disorders (ASDs). As this field has matured, the emphasis will need to shift from does it work to more specific and tailored research topics. Increasing compatibility across studies will be critical. Establishing more rigorous methods of group assignment and more systematic and detailed descriptions of participants, and developing more up-to-date criteria and methods of diagnosis will be needed. Also, providing more systematic and detailed descriptions of treatment and more emphasis on staff training and treatment integrity will be required. How methodology can be improved serves as the primary focus of the paper. ß 2013 Elsevier Ltd. All rights reserved.

Keywords: Autism spectrum disorders Early intervention Methodology

Autism spectrum disorders (ASDs) have become a centerpiece for mental health, medical, and educational researchers worldwide (Kjellmer, Hedvall, Fernell, Gillberg, & Norrelgen, 2012; Lin, Chen, & Chou, 2012). The condition is considered neurodevelopmental in origin and has a lifelong course (Gardiner & Iarocci, 2012; Kuhn & Matson, 2002; LoVullo & Matson, 2009; Matson & LoVullo, 2008; Matson & Rivet, 2008; Matson, Mahan, Hess, Fodstad, & Neal, 2010; Nygren et al., 2012). Core symptoms of communication, social deficits, and stereotyped and repetitive behaviors are evident and need to be assessed and treated (Horovitz & Matson, 2010; Matson & Wilkins, 2008, 2009; Matson, Smiroldo, & Bamburg, 1998; Matson, Leblanc, & Weinheimer, 1999; Matson, Dempsey, LoVullo, & Wilkins, 2008; Smith and Matson, 2010a, 2010b, 2010c). Many other problems often co-occur with this condition including challenging behaviors, comorbid psychopathology, and physical delays and disabilities (Bahrami, Movahedi, Marandi, & Abedi, 2012; Gadow & Drabick, 2012; Matson & Kuhn, 2001; Matson & Neal, 2009; Rojahn, Zaja, Turygin, Moore, & van Ingen, 2012; Rumpf, Kamp-Becker, Becker, & Kauschke, 2012). Finally, rates of ASD have been rising (Matson & Kozlowski, 2011). For all of these reasons, this group of children has become a focus for intervention. Much has been done in the area of assessment to identify people with ASD (Edwards, Perlman, & Reed, 2012; Matson & Wilkins, 2008; Matson, Fodstad, & Dempsey, 2009; Matson et al., 2009c; Matson, Boisjoli, Hess, & Wilkins, 2010). Particularly robust efforts have been made with young children (Matson, Wilkins, & Gonzalez, 2008; Matson et al., 2009c). The idea is to identify the condition and collateral behaviors and disorders as early as possible (LoVullo & Matson, 2009; Matson & Kuhn, 2001; Matson et al., 1999; Poon, 2012; Smith & Matson, 2010a). Once this has occurred, efforts are then made to provide as much intervention as possible (Matson, Dempsey, & Fodstad, 2009; Strauss et al., 2012). The intervention is often as much as 40 h a week, much of it is one-to-one, and heavy parental involvement is common (Wan et al., 2012). Medications are also added to the intervention package in some cases, but best practice suggests that this should only occur later in life (Lunsky &

* Corresponding author at: Department of Psychology, Louisiana State University, Baton Rouge, LA 70803, USA. E-mail address: [email protected] (J.L. Matson). 1750-9467/$ – see front matter ß 2013 Elsevier Ltd. All rights reserved. http://dx.doi.org/10.1016/j.rasd.2013.01.006

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Elserafi, 2012; Matson & Neal, 2009; Memari, Ziaee, Beygi, Moshayedi, & Mirfazeli, 2012; Singh, Matson, Cooper, Dixon, & Sturmey, 2005). 1. Lack of compatibility A tempting issue when evaluating any treatment method is to assess outcomes across studies. Early Intensive Behavioral Interventions (EIBIs) is no exception to this trend. Meta-analysis, where effects are statistically compared across studies, is perhaps the most common of these. However, this method is not without controversy. For example, Eysenck (1978) referred to this procedure as mega-silliness. He suggested that meta-analysis basically consisted of adding apples and oranges; however, the procedure has continued to gain in popularity and is not generally considered to be the dominant methodology for synthesizing research (Aguinis, Pierce, Bosco, Dalton, & Dalton, 2011). We believe there are two primary reasons for this development. First, individual studies are the building blocks for science. Studies must be replicable so that others can run studies to confirm earlier findings. Over time, a body of data is developed and must be summarized. Then broader conclusions can be drawn about efficacy and best practice applications and so on. Meta-analysis and general literature reviews are in use because no better methods of summarizing data across multiple studies have emerged. As the extant literature expands, so does the need for summary papers. Given that major improvements in synthesizing studies have not emerged, the current methods are likely to continue at least for the foreseeable future. One way to improve summary outcomes, however, is to aim for greater standardization in methodology and data reporting. Thus, we may not get to the goal of comparing apples to apples, but perhaps apples to a mix of apples and oranges. What follows is a description and analysis of some of the most problematic methodological issues in the EIBI literature. Numerous meta-analyses have already been published (see Kuppens & Onghena, 2012 for details). This topic is becoming so large, that many facets of EIBI are open to study and debate. How EIBI affects major behavioral domains such as language, adaptive behavior, and performance on cognitive tasks are critical issues. Variations of the EIBI model, such as home versus community programs and parent versus professional focused trainers must also be considered. Since there are many different components of applied behavior analysis (ABA), different subtypes are used with different weekly intensity and overall duration (e.g., weeks, months, or years). The time and difficulty in sorting all these factors will take time. However, the task will be made much easier if some basic methodological rules are followed. Standardization was first addressed with respect to dependent variables used to evaluate the efficacy of EIBI (Matson, 2007). Researchers pointed out that many studies did not use a core measure of ASD symptoms, yet authors were claiming improvement in ASD. In the present review, we extend this discussion to include description of participants, criteria, and methods of diagnosis, group assignments, and descriptions of treatment. Rather than to point out studies where omissions are present, we will take the more positive approach of pointing out where authors have, in our view, gotten it right from a methodological point of view. 2. Group assignment For establishing and working out specific intervention components at the outset of intervention development, single case designs are particularly good since they preserve resources. As topics evolve, however, economy of size begins to work in the opposite direction. As a technology matures, group studies with pretest–posttest data and no-treatment control groups are compared to EIBI, and in some cases, other interventions become more critical for generalization, reliability, and validity of the methods. Group assignment becomes an issue in this case. A number of factors are important and should be incorporated in establishing experimental and control groups in quasiexperimental pretest–posttest EIBI studies. The general point is that the groups must be as comparable as possible at pretest. Obviously, if a single case study design is used, this issue is mute since the participant is a ‘‘self-control.’’ As a general rule, random assignment to groups as described by Kaale, Smith, and Sponheim (2012) is to be preferred. However, this tactic assumes relative homogeneity between children on core symptoms of ASD, developmental milestones, challenging behaviors, and other factors that can impede treatment. Where considerable variability in these factors exists, yoking may be a preferred method of assignment (matching children as closely as possible in pairs, triplets, etc. is used depending on whether there are two groups, three groups and so on). Prioritizing the variables for matching, we argue, should be based on their predictive ability on outcomes. Perry et al. (2011) note that developmental and diagnostic factors for EIBI programs are particularly pertinent. Matching variables should be rank ordered. In addition to predictive value, discrepancies between individuals should also be factored into the matching process. For example, if predictor variable one has very small discrepancies across the projected sample group, but major discrepancies are evident on predictor variable two, then the latter variable would be the prime match variable. 3. Description of participants Developmental level and age have been discussed as important criteria for matching. Obviously then, such variables should be among the factors routinely defined and discussed in the EIBI literature. Very young children (2–5 years old) have reported IQ scores in some studies (see review by Peters-Scheffer, Didden, Korzilius, & Sturmey, 2011). However, reporting

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developmental quotients on tests such as the Bayley scales of Infant Development (Kelly-Vance, Needelman, Troia, & Ryalls, 1999) and the Behavioral Assessment System for Children (BASC-2; Reynolds & Kamphaus, 2003, 2004) are to be preferred over IQ. Standardized intelligence tests do not produce stable test scores for young children and thus are not reliable participant variable(s). Additionally, there has been some confusion in the literature over what increased IQ scores from pretest to posttest mean. Perhaps all one can actually conclude is that scores increased. Suggesting that an increased score denotes increased IQ versus better attending skills, greater motivation to perform well, and a combination of these factors or other factors is an over-interpretation of the data at this point (Matson, 2007). Another important factor that should be routinely addressed involves past treatment history of the child (Granpeesheh, Dixon, Tarbox, Kaplan, & Wilke, 2009). This factor is among the most important but is generally ignored in EIBI research. Past treatment history is so important because parents routinely use multiple interventions, often simultaneously. Additionally, the methods by which parents learn about and select treatments vary widely (Miller, Schreck, Mulick, & Butter, 2012). Past efforts, if they produce effects may be detected and controlled at pretest by carefully matching across conditions and/or by statistically covarying out uneven rates of performance across multiple dependent variables. More problematic is the potentially steeper learning curve these interventions may produce by establishing factors that are not directly measured such as sitting, attending, and other basic variables that affect the rate of skill acquisition in other areas. Additionally, where other treatments are being provided simultaneously with EIBI, they produce noise in the methodological system and complicate the researchers’ ability to establish what works from what does not produce an effect. Comorbid psychopathology, challenging behaviors, and serious health conditions such as seizures and cerebral palsy also need to be evaluated. Where present, specifics on severity and frequency of symptoms should be reported in the study. A considerable amount of EIBI resources are likely to be devoted to comorbid psychopathology and challenging behaviors. The potential for these factors to affect quality of life and absorb resources underscores the need to assess for these covarying conditions within and outside the EIBI study itself. These data are underscored by a study noting that parents’ treatment priorities were highest in areas of greatest deficits or where their children were displaying emerging skills (Pituch et al., 2011). 4. Criteria and methods of diagnosis There is a consensus among researchers and clinicians alike that ASD is a very heterogeneous condition. This fact highlights the need to provide the reader with detailed information on not only the severity and type of symptoms presentation, but the data these conclusions are based on, and who made these decisions. Optimally, consensus of more than one professional, past history, observation, and standardized tests will be used in these determinations. Ben Itzchak and Zachor (2009), Schreibman, Stahmer, Barlett, and Dufek (2009) and Strauss et al. (2012) provide good examples of methods and measures that can be used to help in identifying core symptoms of ASD and collateral behaviors such as self-help skills, challenging behaviors, and comorbid psychopathology. Different intensities and behavior analytic methods as well as primary targets for intervention will need to vary by child. The studies which will help to resolve these questions have not been conducted. A major goal of future EIBI research will focus on this topic. Looking ahead in this way underscores the importance of providing detailed participants information. Without these data, it will be difficult to make important clinical decisions. Routinely, skill levels need to be discussed as previously noted. Age, gender, comorbid disorders, developmental level, race, and cultural data, treatment setting, and external stressors should be consistently reported. 5. Descriptive of treatments One of the biggest problems with EIBI is that many parents and professionals view this treatment approach and ABA in general as a monolith. In fact, ABA and EIBI relative to this review are constituted by a broad and varied number of procedures developed by many researchers over decades. Often, EIBI has been mislabeled as a singular accomplishment and categorized accordingly (e.g., Lovaas therapy). Many intervention components are involved in these treatments. These strategies date to laboratory research aimed at establishing principles of how organisms learn, from rats and pigeons to people, and have been in development for almost a century. EIBI strategies thus have a long heritage of basic and applied research on the experimental analysis of behavior (e.g., Matson, 1977; Watson & Rayner, 1920; Wolf, Risley, & Mees, 1963). All of this data underscores the need for a detailed description of the intervention in any EIBI study. When manuals or curriculums are used, they should be referenced and made available free or for purchase. To the extent that EIBI can be manualized, comparability of studies can be enhanced further. As a result, this approach should be endorsed where possible. The EIBI literature has advanced to a point where this strategy is now possible. Even when techniques have been standardized, adjustments and modifications across and within children over time are inevitable. The discussion (or methods) section in manuscripts should note these changes and why they were necessary. Unfortunately, this rarely occurs. As a result, valuable knowledge on how to provide optimal EIBI treatment is being lost. One of the best and most descriptive treatment modifications was one of the earliest EIBI studies. Lovaas (1987) describes how length of intervention, number of hours of treatment per week, and number of months of treatment varied based on outcomes. In addition to length of treatment, the qualifications of the trainer, whether training is individualized, how many

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trainers are used per child and per groups, specific ABA procedures used, specific skills targeted, and proportion of time spent on each target behavior should be included. 6. Staff training and treatment integrity One of the most neglected topics in EIBI studies pertains to monitoring if the treatment is being implemented correctly. An entire field has grown up around this topic. However, treatment integrity methods did not penetrate the EIBI literature to a major degree as of this writing. Often, treatments are poorly described or terms such as ABA are referenced as if this vast set of complex components and methods is one approach. Thus, at a minimum, the specific components of the intervention should to noted, and a checklist needs to be developed to rate whether these components were employed accurately. Hopefully, manualized methods will be developed in the future. These methods will help to insure accuracy, consistency, and uniformity of the treatment. Furthermore, comparing results across studies would be markedly enhanced. Manualizing procedures also allow for standardized treatment integrity scaling methods. As a result, the same treatment integrity measures could be used in multiple settings. This fact would justify spending time developing reliability and validity data on such measures. How treatment integrity is affected by competing factors is not clear. At a minimum, the additional intervention should be reported. Also, it would be interesting to know if children who receive EIBI alone fair better or if other interventions that simultaneously target core symptoms produce better results. Also, it is impractical to suggest that complementary therapies will not be in place. Speech and physical therapy are examples of therapies that must be employed simultaneously with EIBI when needed. Roberts et al. (2011) provide one good example of checking with parents about other concurrent interventions. Specific guidelines that emphasize a table or spread sheet on how many children are receiving concurrent treatments, who is receiving which treatments, how much time per week children receive these treatments, how long children have received these treatments, and who provided the treatment (e.g., parents, psychologists, etc.) would be helpful. We would like to underscore that this topic needs a great deal of attention than it has received in the past. 7. Conclusions At this point, EIBI and ABA in general, are well established interventions for young children with ASD. What is now emerging consists of researchers looking at the many parameters that surround the topic. Variables such as staff versus parent mediation of treatment, the intensity of the intervention, factors that may help maintain treatment gains, and what client characteristics respond best to specific ABA methods all need additional consideration (Fava et al., 2011; Hayward, Gale, & Eikeseth, 2009; O’Connor & Healy, 2010). The challenge is to establish some level of uniformity in methodology as a way to enhance compatibility across studies. Methodological problems such as the lack of true control groups and poor to nonexistent follow-up data are common in the literature. In the present review, we point out a number of other factors which are inconsistently and/or insufficiently addressed in the methodology sections of published studies. More uniform and comprehensive reporting of methods and more systematic and detailed attention to methods and procedures are needed. These shortcomings are understandable and are due at least in part to the evolving nature of EIBI research. 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