Bovine tuberculosis: Within-herd transmission models to support and direct the decision-making process

Bovine tuberculosis: Within-herd transmission models to support and direct the decision-making process

Accepted Manuscript Title: Bovine tuberculosis: within-herd transmission models to support and direct the decision-making process Author: Julio Álvare...

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Accepted Manuscript Title: Bovine tuberculosis: within-herd transmission models to support and direct the decision-making process Author: Julio Álvarez, Javier Bezos, Maria Luisa de la Cruz, Carmen Casal, Beatriz Romero, Lucas Domínguez, Lucí,a de Juan, Andrés Pérez PII: DOI: Reference:

S0034-5288(14)00140-4 http://dx.doi.org/doi:10.1016/j.rvsc.2014.04.009 YRVSC 2653

To appear in:

Research in Veterinary Science

Received date: Accepted date:

29-10-2013 24-4-2014

Please cite this article as: Julio Álvarez, Javier Bezos, Maria Luisa de la Cruz, Carmen Casal, Beatriz Romero, Lucas Domínguez, Lucí,a de Juan, Andrés Pérez, Bovine tuberculosis: withinherd transmission models to support and direct the decision-making process, Research in Veterinary Science (2014), http://dx.doi.org/doi:10.1016/j.rvsc.2014.04.009. This is a PDF file of an unedited manuscript that has been accepted for publication. As a service to our customers we are providing this early version of the manuscript. The manuscript will undergo copyediting, typesetting, and review of the resulting proof before it is published in its final form. Please note that during the production process errors may be discovered which could affect the content, and all legal disclaimers that apply to the journal pertain.

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Bovine tuberculosis: within-herd transmission models to support and direct the decision-

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making process

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Julio Álvareza,*, Javier Bezosc, Maria Luisa de la Cruzc, Carmen Casalc, Beatriz Romeroc, Lucas

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Domínguezc,d, Lucía de Juanc,d, Andrés Pérezb

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a

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c

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d

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*Corresponding autor. Tel.: +1 612-624-9458.

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E-mail address: [email protected] (J. Alvarez).

Department of Veterinary Population Medicine, College of Veterinary Medicine, University of Minnesota, St. Paul, Minnesota 55108, USA. Centro de Vigilancia Sanitaria Veterinaria (VISAVET). Universidad Complutense Madrid. Avda. Puerta de Hierro S/N, 28040 Madrid, Spain Departamento de Sanidad Animal, Facultad de Veterinaria, Universidad Complutense de Madrid. Avda. Puerta de Hierro S/N, 28040 Madrid, Spain

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Abstract

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Use of mathematical models to study the transmission dynamics of infectious diseases is

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becoming increasingly common in veterinary sciences. However, modeling chronic infectious

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diseases such as bovine tuberculosis (bTB) is particularly challenging due to the substantial

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uncertainty associated with the epidemiology of the disease. Here, the methodological

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approaches used to model bTB and published in the peer-reviewed literature in the last

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decades were reviewed with a focus on the impact that the models’ assumptions may have

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had on their results, such as the assumption of density vs. frequency-dependent transmission,

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the existence of non-infectious and non-detectable stages, and the effect of extrinsic sources

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of infection (usually associated with wildlife reservoirs). Although all studies suggested a

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relatively low rate of within-herd transmission of bTB when test-and-cull programs are in

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place, differences in the estimated length of the infection stages, sensitivity and specificity of

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the tests used and probable type of transmission (density or frequency-dependent) were

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observed. Additional improvements, such as exploring the usefulness of contact-networks

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instead of assuming homogeneous mixing of animals, may help to build better models that can

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help to design, evaluate and monitor control and eradication strategies against bTB.

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Keywords: bovine tuberculosis; modeling; within-herd transmission; eradication; diagnosis

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1. Introduction

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Although mathematical models of disease dynamics have been extensively used in human

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medicine since the eighteenth century and particularly from the 1900’s onwards (Keeling and

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Rohani, 2008), their use in veterinary medicine has been quite limited until the end of the

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twentieth century. However, in recent decades, the number of animal disease mathematical

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models published in the peer-reviewed literature has substantially increased. In the field of

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animal health, different types of disease models of varying complexity have been useful tools

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for development of policy, design and evaluation of surveillance systems and the prediction of

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consequences due to introduction of new diseases and the expected impact of control

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strategies (Garner and Hamilton, 2011; Willeberg et al., 2011a; Willeberg et al., 2011b). In the

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case of bovine tuberculosis (bTB), modeling has been used to provide estimates of i) within-

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and between-herd transmission rates (Alvarez et al., 2012; Barlow et al., 1997; Griffin et al.,

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2000; Kao et al., 1997; Kean et al., 1999; Perez et al., 2002a), ii) the duration of the period

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between infection and detection/shedding of the pathogen (commonly referred to as

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“latency”) (Conlan et al., 2012; Fischer et al., 2005; Kao et al., 1997; Perez et al., 2002a; Smith

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et al., 2013a), iii) bTB diagnostic techniques reliability (sensitivity and specificity) (Conlan et al.,

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2012; Fischer et al., 2005; Smith et al., 2013a), iv) disease dynamics in wildlife and contribution

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of wildlife reservoirs in disease incidence and/or persistence in livestock (Anderson et al.,

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2013; Barlow, 2000; Delahay et al., 2013; Graham et al., 2013; Kean et al., 1999), and v) the

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effectiveness of alternative control measures in cattle and wildlife reservoirs (Fischer et al.,

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2005; Hardstaff et al., 2013; Kao and Roberts, 1999; Perez et al., 2002b; Smith et al., 2013b).

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Here, we offer a comprehensive review of models assessing bTB within-herd transmission,

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including a simplified description of the methodologies and assumptions adopted to formulate

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the models, a summary of the values used to parameterize or obtained from the modeling

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exercises, and a discussion on the most important conclusions that may be extracted from

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existing knowledge. We emphasize the review of studies published since the last review of the

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subject was published more than 10 years ago (Goodchild and Clifton-Hadley, 2001).

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2. Modeling within-herd transmission of bTB

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2.1. Model formulation and basic parameterization

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Models of bTB within-herd transmission typically assume different mutually exclusive states

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between which individuals move through transitions with a given probability, which are

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referred to as “state transition models” (Fig. 1). All models consider a “Susceptible (S)” state

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(non-infected animals that become infected after an adequate contact) and an “Infectious (I)”

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state (infected animals shedding the pathogen that, when in contact with susceptible cattle,

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may infect them). However, certain models also assume a number of intermediate stages

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between those two states. An infected-but-unreactive state (animals in early stages of

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infection that do not contribute to new infections and do not respond – or respond poorly – to

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the in-vivo diagnostic tests), typically referred to as “Unreactive (U)” or “Occult (O)” (of a given

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duration=λ1), has sometimes been assumed. In addition, other models also considered an

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infected-and-reactive state (animals in intermediate stages of infection that become

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detectable by in-vivo diagnostic tests but do not shed the pathogen and therefore do not act

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as sources of new infections), referred to as “Reactive (R)” period (of duration= λ2) (Fig. 1).

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Transition between these categories may be dependent on the period of time that a given

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individual has spent in each of the states, although a constant rate of transition (1/λ1 for

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animals moving from state O to R

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sometimes assumed.

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Parameters λ1 and λ2 have been parameterized using data from experimental studies (Costello

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et al., 1998; Dean et al., 2005; Neill et al., 1989; Neill et al., 1991) as well as fitting models to

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field data (Conlan et al., 2012; Kao et al., 1997; Perez et al., 2002a), with the median values

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and 1/λ2 when the transition is between state R to I) is

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assumed to be 41 days for λ1 and 21 months for λ2, although much higher estimates (> 34

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months) than those typical values have also been reported (Table 1).

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A wide variety of field data from bTB outbreaks have been used to validate models. Results of

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diagnostic tests (usually the tuberculin skin test, performed either in the cervical or the caudal

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region) are used to approximate the true number of infected animals in the detectable stages,

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taking into account their limitations in terms of sensitivity and specificity. In addition,

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assessment of the effectiveness of alternative diagnostic approaches (or improvement of those

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in place by means of an increase in its frequency/sensitivity) for disease control/surveillance

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has been pursued using transmission models. In those cases, the uncertainty about the true

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performance of the diagnostic tests is often included in the models using estimates for the

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sensitivity and specificity obtained from the literature, typically ranging from 55 to 100% for

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sensitivity [although recent studies suggest an even lower sensitivity may be possible (Conlan

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et al., 2012; VLA (Veterinary Laboratories Agency), 2011)] in the case of the skin test (Table 1).

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2.2. Basic model assumptions: density- vs. frequency-dependent models

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Most bTB within-herd transmission models have assumed homogeneous mixing of individuals

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(susceptible and infectious) in the population; however, whereas some have assumed that

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transmission is density-dependent (Anderson and May, 1979), others rely on the principle of

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frequency-dependent transmission (de Jong, 1995). This difference may have an impact on the

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model outputs. In the former scenario, the transmission rate will increase if the herd size

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increases (and the farm size remains constant, thus leading to an increase in animal density) as

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this will yield an increase in the contact rate. This may be particularly true for smaller farms in

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which animals are housed in reduced areas, and in which an increase in the number of animals

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will likely have a strong impact on the transmission patterns. In contrast, in extensively

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managed herds, a change in the actual number of animals may not affect the animal density.

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Alternatively, the latter scenario assumes that the number of contacts is independent of the 5 Page 5 of 29

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population size, and that it is affected by the disease frequency, i.e, its prevalence (Keeling and

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Rohani, 2008).

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Depending on whether a density- or frequency-dependent model is fitted, the “transmission

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term” dI/dt, i.e., the rate per unit of time during which susceptible hosts become infected due

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to contact with infectious individuals, may be estimated as: dI/dt=βSI/A (density-dependent

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transmission) or dI/dt=β’SI/N (frequency-dependent transmission), where S and I represent

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the number of susceptible and infected individuals in a population of size N, A is the area

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occupied by the population, and β and β’ are the transmission coefficients (the product of the

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contact rate and the probability that a given contact will end in transmission of disease) for

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each scenario. Density-dependent transmission models are often expressed as dI/dt= β*SI,

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with β*= β/A, and therefore being constant only if A is constant (Begon et al., 2002). Thus, β*

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depends on the area occupied by the population and assumes such area is constant so that any

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increase in the population size leads to an increase of the density, whereas β’ is a true constant

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irrespective of the density of the population (Begon et al., 2002; de Jong et al., 1995). However

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if density is constant for two populations, the larger the population size (N=S+I), the larger the

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area A in which the population is located, and for that reason the transmission term dI/dt will

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not be affected by population size for the density-dependent transmission. In contrast, the

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transmission term will be inversely proportional to the population size in frequency-dependent

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transmission based models (de Jong et al., 1995). Conversely, the basic reproductive ratio R0,

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(the average number of new infections resulting from the introduction of an infectious

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individual in an entirely susceptible population) is directly proportional to the population size

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for density-dependent transmission models but independent of the population size if

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frequency-dependent transmission is assumed (de Jong et al., 1995; McCallum et al., 2001). In

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summary, both approaches have certain factors in common driving the transmission force (the

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size of the susceptible and infectious population), whereas they are differentially affected by

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other factors, such as size of the population in frequency-dependent models and density –

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area in which individuals are located – in density-dependent models.

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2.3. Density-dependent models

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Early models of within-herd bTB transmission assumed that density-dependent transmission

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occurred based on experimental evidence (Neill et al., 1989). Fitting a SORI (Susceptible →

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Occult → Reactive → Infectious) model to different sets of data from herds of between 100

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and 300 animals in New Zealand, Canada and Egypt, Barlow and collaborators estimated that

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every infected animal could make from 0.0014 to 0.0056 infectious contacts per day

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depending on the size of the herd, the assumed duration of the occult and reactive periods

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and the sensitivity and specificity of the test used (thus leading to an annual estimate of

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between 0.5 and 1.7 new infected animals per infectious cattle and year in a herd of 200

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animals) (Barlow et al., 1997). However, analysis of the herd histories of bTB outbreak in which

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the number of susceptible, infected and infectious animals was known, provided a an overall

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higher estimate of 0.0073 infectious contacts per day per infected animal (2 new infected

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animals per infectious cattle and year) compared to early estimates, suggesting a relevant

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effect of within-herd transmission in disease control and a potential expected benefit of

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increasing test sensitivity and frequency on the time required for releasing movement

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restrictions (Barlow et al., 1997).

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In order to assess the contribution of cattle-to-cattle transmission and infection from an

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external source (infected possums) in the overall infection burden in cattle herds in New

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Zealand some of the data used by Barlow and collaborators were further analyzed using a SORI

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model and an alternative “simple analytical model” in which only two status (Susceptible and

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Infected) were considered, so all infected cattle were assumed to be infectious (Kean et al.,

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1999). Assumed values for the sensitivity of the diagnostic test used [caudal fold tuberculin

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(CFT) test] and duration of Occult and Reactive periods were identical to those previously used 7 Page 7 of 29

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(Barlow et al., 1997), but the inclusion of potential external sources of infection led to a 3 to

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10-fold decrease in the estimates for the transmission coefficients, compared to the values

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initially obtained (Table 1). Assuming that the sensitivity of the diagnostic test used in the

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study was accurate, those findings suggested that within-herd transmission could not be

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maintained in the absence of re-infections (likely due to contact with infected wildlife) (Kean et

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al., 1999). Another SORI density-dependent transmission based model considering both a

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wildlife source of infection (possum) and within-herd transmission was formulated to evaluate

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the existing disease control methods in New Zealand (Kao et al., 1997). Under the assumption

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of an external source of infection (wildlife) for most of the new bTB cases, higher estimates for

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the rate of infection due to wildlife (4.42*10-4 per year) compared to within-herd transmission

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(7.19*10-5 per year) were obtained, and an insufficient impact of potential measures targeting

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exclusively cattle-to-cattle transmission (improved herd management and testing, use of

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therapeutic vaccines) was expected. Prophylactic vaccines for cattle that would decrease the

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infection rates due to contact with both infected wildlife and cattle were predicted to succeed

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as long as a 50% of final vaccine efficacy over all animals could be achieved within a period of

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three months (Kao et al., 1997).

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No external sources of infection were assumed in the analysis of field data from outbreaks in a

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limited number (n=20) of Irish herds, carried out using a density-dependent transmission

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based SORI model that provided low estimates for the transmission coefficient in addition to

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high estimates for the cervical comparative tuberculin (CCT) test sensitivity and specificity

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(Table 1) (Griffin et al., 2000).

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Two SORI and SOR (in which all occult and reactive animals are considered infectious) models

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were recently formulated using Approximate Bayesian Computation to fit data from 3,094

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outbreaks occurring in 2003-2005 in the UK (Conlan et al., 2012). In this study a transmission

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parameter ranging from 0 to 1 was included in the models formulation to measure the

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strength of density dependence of the transmission: a non-linear dependence of the cattle-to8 Page 8 of 29

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cattle transmission with the herd size was found with both models suggesting the occurrence

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of density-dependent transmission, with R0 estimates around 0.5-1.5 for small herds (n=30)

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and 3.6-4.9 for large herds (n=400) depending on the model used (SOR-SORI).

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2.4. Frequency-dependent models

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Frequency-dependent models provided, in general, higher estimates for the within-herd

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transmission coefficient in small-middle size (n<2,000 animals) cattle herds compared to those

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obtained using density-dependent transmission based models (Table 1). Perez and

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collaborators estimated a β coefficient of 2.2 using field data from three dairy herds in

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Argentina. Fitting the same field data to a SRI model that assumed perfect sensitivity and

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specificity of the diagnostic test used (CFT) yielded a large estimated mean duration of the

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incubation of the disease (24 months) (Perez et al., 2002a). A SORI model developed to

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evaluate the usefulness of different surveillance strategies for bTB detection in the

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Netherlands (Fischer et al., 2005) used a higher estimate of β=5.2 (newly infected animals per

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infectious cattle and year), obtained from the analysis of field data, and length values for the λ1

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and λ2 transition rates similar to those used by Barlow and collaborators (Barlow et al., 1997)

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(Table 1). Analysis of field data from cattle herds located in a region from Spain yielded a β of

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2.3, although the estimated transmission coefficient varied with the productive type of the

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herd (from 2-2.6 in extensively managed beef and bullfighting cattle to 4.3 in intensively

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managed dairy herds) (Alvarez et al., 2012). Recently, comparison of fit of models assuming

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alternative density and frequency-dependent transmission to field data from bTB outbreaks in

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10 US dairy herds revealed a significantly higher predictive ability of the latter, although

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density-dependent transmission based models performed significantly better in the two

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largest outbreaks (Smith et al., 2013a). The frequency-dependent model provided a basic

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reproductive number R0 = 4.13 if no test-and-cull strategies were in place and a R0 = 0.02 if this

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control measure was implemented (assuming a three-month interval and sensitivity values 9 Page 9 of 29

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>96% for the CCT and CFT tests considered, Table 1). In fact, implementation of constant test-

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based culling yielded a R0 <1 if testing was performed more frequently than every four years

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(Smith et al., 2013a). The same frequency-dependent model was used to determine the most

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cost-efficient strategy to eradicate a bTB outbreak in a dairy herd (Smith et al., 2013b). In this

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study the diagnostic strategy was based on the combined use of CFT [screening test, with an

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assumed sensitivity ranging from 63.2 to 100% (with 83.9% as the most likely value)], CCT

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[applied in serial on CFT-positive cattle once a herd had achieved a number of negative herd-

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tests assuming a sensitivity between 75-95.5%)] and an enhanced post-mortem investigation

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(histopathology + culture and PCR of bacilli, with an expected sensitivity of 100%). Two

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consecutive negative herd tests (i.e., in which no CFT reactors were found, or the post-mortem

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inspection of the skin test-positive animals was negative) with a 2-month testing interval was

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identified as the optimal program to consider a herd as free of disease (Smith et al., 2013b).

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Those results do not support the rationale behind current U.S. and European policies, which

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require at least two consecutive herd tests in which no reactors are identified separated by at

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least six months since the removal of the last positive cattle (Anon., 1964; USDA, 2005). That

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divergence may be explained, at least in part, by the high individual-sensitivity values assumed

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for the diagnostic techniques considered, in contrast with recent estimates for skin tests

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performed repeatedly in infected herds (Alvarez et al., 2011; Clegg et al., 2011; EFSA, 2012;

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Smith et al., 2013a) combined with the possibility of finding animals in the occult stage for

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longer periods of time (in which the techniques would likely be less sensitive).

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Using a simplified SI model (in which all infected animals are infectious) and considering

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external (wildlife) sources of infection and a more limited sensitivity of the diagnostic test

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considered (CCT) of ≈ 66.7% for fitting data from bTB incidence data from the UK, Cox and

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collaborators estimated higher R0 values (1.02-1.11). Still, these values were close enough to 1

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so that a relatively small increase in the test performance would yield R0 values below the 1

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threshold thus leading to control of the epidemic in the region (Cox et al., 2005). 10 Page 10 of 29

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3. Lessons learned from bTB within-herd transmission modeling

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Modeling has received criticism in the past, often due to a misunderstanding about the

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potential benefits that could be gained from modeling disease dynamics in animal populations

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(de Jong, 1995). As reviewed in the previous sections of the manuscript here, alternative

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modeling approaches and assumptions may be applied to one single disease and

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epidemiological setting, eventually leading to a wide range of estimates for a number of

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parameters, and thus demonstrating the impact that the different assumptions may have in

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their outcomes (Table 1).

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However, one conclusion is consistently extracted from the review of all the above mentioned

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studies; namely, the number of new cases caused by the existence of infectious cattle in a

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given herd is always estimated using a transmission term that includes (1) the number of

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infectious cattle, (2) the number of susceptible cattle, and (3) the contact rate between

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individuals. Because disease control may be obtained by reducing at least one of those three

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parameters down to values that are not compatible with disease transmission, disease control

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and eradication may be planned and assessed considering the impact that selected strategies

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may have on each of those three components through the use of transmission models.

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Reducing the number of infectious cattle, thus leading to disease control, is the target of “test-

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and-cull” programs, and their success is highly dependent on the accuracy of the diagnostic

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tests used to identify infected animals. For that reason, a number of the bTB models published

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in peer-reviewed literature have tried to measure the impact in bTB control by a theoretical

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increase of the sensitivity or the frequency of the diagnostic tests in place (Barlow et al., 1997;

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Conlan et al., 2012; Cox et al., 2005; Fischer et al., 2005; Kean et al., 1999; Perez et al., 2002b).

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Such a trend is likely related to and consistent with the nature of current bTB-control

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programs, whose foundation is the implementation of test-and-cull strategies. However, little

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attention has been paid to the potential effect that the two other components of the equation, 11 Page 11 of 29

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namely, the reduction of the susceptible population and the reduction of the contact rate

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between infected and susceptible cattle, may have on bTB control. Only one study found in

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peer-reviewed literature addressed the impact of a modification in those terms by using a

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prophylactic vaccine (Kao et al., 1997).

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Even when similar theoretical compartment models were used a wide range of estimates were

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obtained for the parameters defining duration of the diseases intermediate stages

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(occult/reactive) and accuracy of diagnostic tests used (sensitivity and specificity). This may

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reflect the inherent variability that can be expected in the case of chronic diseases with a long

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period of incubation such as bTB and may also be the product of changes in the estimates of

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certain parameters to compensate expected values in others (so an increased transmission

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rate could compensate a longer latent period, for example). Still, most studies yielded an

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estimated period between infection and detection of infected animals of between one to eight

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weeks, while estimates of the duration of the infectious stage were much more variable and

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ranged between a few months to up to 3 years (Table 1). Assumed diagnostic sensitivity and

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specificity of skin tests were high (particularly for the sensitivity) considering recent studies

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that have reported a much more limited sensitivity (with median values <70%) of the skin test

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at animal level using latent class analysis (Alvarez et al., 2011; Clegg et al., 2011; EFSA, 2012).

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Interestingly, one of the two studies that also modeled diagnostic performance of the skin test

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provided values for the diagnostic sensitivity of the skin test in the same range (Conlan et al.,

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2012), suggesting that overall individual sensitivity in infected herds may be overestimated

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when values >85% are assumed.

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Despite different model assumptions, when the effect of an extrinsic infectious pressure was

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considered, improvements in the performance of the diagnostic strategies evaluated (mostly

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based on the skin test) were often considered ineffective unless the external source of

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infection was also addressed (Barlow et al., 1997; Conlan et al., 2012; Kean et al., 1999),

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although a modest increase in the sensitivity was expected to have an effect in disease control 12 Page 12 of 29

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in one case (Cox et al., 2005). In contrast, in the absence of a continuous external source of

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infection an increase in diagnostic sensitivity is expected to improve bTB control effectiveness

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(Barlow et al., 1997). In this context the gain expected by the use of ancillary diagnostic tests

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that may increase diagnostic sensitivity such as the IFN-γ would be maximized (Perez et al.,

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2002b), while its use in areas where there is a high extrinsic infectious pressure would be more

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limited unless such extrinsic source of infection is adequately addressed (Conlan et al., 2012;

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Kean et al., 1999).

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4. Knowledge gaps and model limitations.

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Although tuberculosis is arguably one of the infectious diseases that has been studied more

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extensively in the history of human and veterinary medicine, many aspects of its pathogenesis

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are yet to be elucidated, which limits the formulation and parameterization of transmission

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models. The way those uncertainties are handled in mathematical models, usually in the form

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of more or less flexible assumptions, may have a critical impact on model outcomes, as

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recently suggested (Conlan et al., 2012). Still, the use of models may help to at least partially

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address these uncertainties. Knowledge gaps include:

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1. The effect of certain factors, such as age, breed, and individual genetic resistance, and co-

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infection with other pathogens, that may influence the susceptibility to infection and

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disease and the hosts ability to respond to the diagnostic tests (Allen et al., 2010; Ameni

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et al., 2007; Claridge et al., 2012; Driscoll et al., 2011; Finlay et al., 2012; Monies, 2000;

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Sun et al., 2012; Vordermeier et al., 2012) among others].

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2. Existence of virulence variations depending on the M. bovis strain as demonstrated for M.

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tuberculosis (Lopez et al., 2003; Palanisamy et al., 2009), although such feature in M. bovis

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infection remains controversial due to contradictory findings of other studies(Goodchild

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et al., 2003; Wright et al., 2013). In this sense, the increasing availability of high

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throughput sequencing techniques will increase the ability to detect genetic signatures 13 Page 13 of 29

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that may correlate with virulence (given the limited variability of the usual DNA loci

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targeted by the characterization techniques between M. bovis strains) in areas in which a

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certain degree of genetic variability may exist.

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3. Variation in the frequency of cattle-to-cattle transmission events as demonstrated in

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experimental studies, probably associated with housing conditions, different infected-to-

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susceptible ratios, and stage of infection in infectious animals, with cattle in advanced

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stages of disease showing a substantially higher risk of spreading the disease compared to

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recently infected animals (Ameni et al., 2010b; Costello et al., 1998; Khatri et al., 2012).

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However, transmission has also been demonstrated in the absence of gross pathology

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(Khatri et al., 2012), and in fact experimental infections with low and high M. bovis doses

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induced a similar outcome regardless of the challenge dose (Dean et al., 2005; Johnson et

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al., 2007), and very low doses of M. bovis may suffice to effectively infect an animal (Neill

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et al., 1991).

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4. Accuracy of diagnostic tests: most within and between-herd transmission models are

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based on the use of in-vivo and post-mortem diagnostic methods for estimation of the

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true burden of disease; however, accuracy of the most widely used diagnostic methods

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(skin test, interferon-gamma assay, detection of gross lesions, bacteriology) is

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considerably variable, leading to wide (and sometimes contradictory) estimates of their

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sensitivity and specificity (Alvarez et al., 2011; Antognoli et al., 2011; Clegg et al., 2011; de

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la Rua-Domenech et al., 2006; Gormley et al., 2006, Monaghan et al., 1994; Muller et al.,

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2009) that may impact the significance of the findings of observational and experimental

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studies (Szmaragd et al., 2012).

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5. Contribution of external sources of infection to the within-herd disease burden (usually

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due to the presence of an infected wildlife reservoir), that may be highly variable and that

339

can lead to differences in model outcomes (Barlow et al., 1997; Kean et al., 1999).

14 Page 14 of 29

340

Some of those unknowns have been brought up by recent investigations, often designed to

341

clarify other aspects of the pathogenesis and epidemiology of bTB. Nevertheless, only

342

experimental studies (that must acknowledge their limitations compared with natural

343

infections) and the thorough assessment of field evidence (sometimes using modeling, which

344

may help to evaluate the reliability of the observations) will provide the answers needed to

345

build robust evidence-based epidemiological models of bTB transmission.

346

In addition, conclusions of the models regarding impact of the herd size differ largely

347

depending on the modeling strategy followed (i.e., density vs. frequency-dependent

348

transmission), with the former yielding higher estimates for larger herds, whereas results of

349

the latter are relatively unaffected by herd size. Despite the methodological advances applied

350

in recent years it still remains unclear which modeling approach may be more accurate or

351

when should either of them be applied, as studies allowing a comparison of both options have

352

provided different results (Conlan et al., 2012; Smith et al., 2013a). In addition all previous

353

models of bTB within-herd transmission have relied on the principle of homogeneous mixing;

354

even though this may be a realistic assumption in certain cases (Kleinlutzum et al., 2013), the

355

potential effect of the degree of mixing in the contact rate estimate (and thus in the estimated

356

rate of transmission) may deserve further attention. In the case of wildlife, homogenous

357

mixing models were found to be ineffective in modeling transmission of tuberculosis (Barlow,

358

2000). Homogeneous mixing-based models may lead to an overestimation of disease spread in

359

a given animal population (Duncan et al., 2012; Schley et al., 2012), whereas accounting for the

360

heterogeneity of contacts between groups of animal (sometimes due to management

361

practices) may provide more accurate estimates for certain diseases (Marce et al., 2011;

362

Turner et al., 2008), although their usefulness for modeling bTB within-herd transmission in

363

cattle is yet to be assessed.

364 365

5. Future uses of bTB modeling. 15 Page 15 of 29

366

The global situation of bTB has changed considerably in the last century. The disease has been

367

eradicated from certain regions while its prevalence is declining in most developed countries in

368

which ad-hoc programs are in place, thus providing evidence of the usefulness of the currently

369

available diagnostic strategies in certain settings (Cousins and Roberts, 2001; Olmstead and

370

Rhode, 2004; Reviriego Gordejo and Vermeersch, 2006). In addition, several developing

371

countries have initiated control and eradication programs in a variety of epidemiological

372

contexts, thus offering the opportunity to gain new knowledge on the epidemiology of the

373

disease in endemic settings and to consider new diagnostic and control strategies, such as

374

those based on vaccination (Ameni et al., 2010a; Ameni et al., 2010b; Cadmus et al., 2011; de

375

Kantor and Ritacco, 2006; Marassi et al., 2010; Perez et al., 2011). The pathogenesis of bTB and

376

other aspects of its epidemiology are also being unraveled by a combination of experimental

377

and field studies. In this context, and using all the information that is becoming increasingly

378

available, within-herd transmission models may be useful tools to achieve the objectives

379

pursued in each of the steps against the disease: control, eradication and prevention of

380

reoccurrence.

381

 In infected areas within-herd transmission models may help to evaluate current

382

control and eradication programs as well as potential alternative diagnostic and

383

control measures (such as vaccination) as shown before (Barlow et al., 1997; Conlan et

384

al., 2012; Cox et al., 2005; Kean et al., 1999; Perez et al., 2002b). This analysis may

385

provide an estimate of the economic benefits that can be expected from each

386

approach. Modeling may be particularly useful to evaluate control programs when a

387

wildlife reservoir is present given the paucity of data usually available in these species.

388

Use of information in the costs associated with breakdowns (Bennett and Cooke, 2006)

389

may aid in the election of the most cost-effective alternatives.

390

 In low prevalence-areas models can be used to optimize eradications strategies when

391

outbreaks take place: usually in the final stages of the disease when outbreaks are 16 Page 16 of 29

392

detected whole-herd culling is the preferred alternative to minimize the risk of

393

recurrence of the disease in properties with residual infection problems (Cousins and

394

Roberts, 2001). However, this option may be unfeasible if very large numbers of

395

animals are involved. Again, adequate models of within-herd transmission can help to

396

establish risk-based alternatives to herd-depopulation, as test-and-cull programs with

397

optimized testing intervals (Smith et al., 2013b), to guarantee disease freedom with a

398

certain (high) level of confidence.

399

 In countries free from the disease accurate surveillance systems are needed in order to

400

verify that the disease is not introduced again (usually by trade of infected animals)

401

and to maintain freedom status. Due to the impossibility of testing the whole cattle

402

population on a regular basis in officially tuberculosis free (OTF) countries to

403

guarantee freedom of disease, most countries in this situation currently rely on

404

slaughterhouse surveillance (i.e., detection of lesioned animals in the abattoir) but,

405

due to the chronic nature of this disease the effectiveness of this method is limited

406

(Radunz, 2006) (particularly for early detection of outbreaks) and thus impair its trace-

407

back. Thus, other surveillance strategies, based on the combination of different

408

sampling and testing protocols, can be designed and evaluated using modeling

409

techniques (Fischer et al., 2005). Accurate models of within-herd transmission can

410

provide some of the needed inputs (estimates of within-herd prevalence and test

411

performance, likely transmission dynamics in infected herds, etc.) to build realistic and

412

cost-effective output-based surveillance standards for bTB surveillance (Cameron,

413

2012) as those suggested for tuberculosis in deer (More et al., 2009). Multiple-herd

414

models in combination with information on between-herds contact networks can help

415

to evaluate the risk of spread of bTB and the surveillance measures in place at the

416

regional level (Dommergues et al., 2012).

17 Page 17 of 29

417

In conclusion, it is envisioned that control and eradication programs may be revisited in the

418

upcoming years in light of what epidemiological modeling may bring to support scientifically-

419

sound decisions. Such revisions may include the reformulation of critical components of

420

current bTB control programs, such as demonstration of absence of infection and early

421

detection of new cases in a region. Field studies will be needed to parameterize the models

422

accurately and to measure the impact of the predictions, including cost-effectiveness

423

assessments of their implementations.

424 425

Acknowledgements:

426

This study was supported by Agriculture and Food Research Initiative Competitive Grant no.

427

2013-67015-21244 from the USDA National Institute of Food and Agriculture

428 429

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Table 1. Assumed or estimated parameters in within-herd transmission models of bovine tuberculosis (ranges are provided in parenthesis when provided). Parameter Transmission coefficient β (per cow and year)

Assumed value Density-dependent transmission (β*)

Estimated value 0.0099 0.00475 0.00134 0.00053 0.000072

1.5 (0.26-4.9) 4.9 (0.99-14.0) 0.52 (0.1-1.6) 3.6 (0.73-8.85) 1.02-1.11 4.13

(Barlow et al., 1997) (Kean et al., 1999) (Kean et al., 1999) (Griffin et al., 2000) (Kao et al., 1997) (Smith et al., 2013a) (Perez et al., 2002a) (Fischer et al., 2005) (Alvarez et al., 2012) (Smith et al., 2013a) (Conlan et al., 2012) (Conlan et al., 2012) (Conlan et al., 2012) (Conlan et al., 2012) (Cox et al., 2005) (Smith et al., 2013a)

0.02

(Smith et al., 2013a)

24 (15-34) 13.3 (4-27)

(Perez et al., 2002a) (Conlan et al., 2012) (Barlow et al., 1997) (Fischer et al., 2005) (Conlan et al., 2012) (Conlan et al., 2012) (Kao et al., 1997) (Smith et al., 2013a)

0.01 Frequency-dependent transmission (β’)

2.23 (-3.4 –7.9) 5.2 2.3 (1.5-3.6) 2.76

Basic reproductive number

λ1 + λ2: Incubation period (from infection to excretion) (months) λ1: Time from infection to detection (detectable by in-vivo diagnostic tests) (days)

22 (14-22) 41 (30-54) 28 (1-119) 44 (14-44)

Reference

1.8 (0-7.7) 275 (24-517) 43.9

Observations a

SORI model SI model

SORI model, herd-size=30 SORI model, herd-size=400 SOR model, herd-size=30 SOR model, herd-size=400 Frequency-dependent transmission, no test-and-cull Frequency dependent transmission, test-and-cull every three months SORI model

SOR model SORI model

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λ2: Time from detection to infectious (shedding) (months)

6 (3-9) 8.3 (6.3-25) 34.6

Sensitivity of skin test

Specificity of the skin test

644 645 646 647

CFT b CFT CFT CFT CCT c CCT CCT SCT+CCT d CCT severe CCT standard CCT severe CCT standard CFT CFT

35.6 (3-35.6) 100 80 96.8 (63.2-100) 80 90.4 70 (60-80) 99.5 (55.1-100) 65 (55-75) 72 (56-88) 66 (52-80) 48 (34-69) 36 (24-51) 100 100 (98-100)

(Barlow et al., 1997) (Fischer et al., 2005) (Kao et al., 1997) (Smith et al., 2013a) (Perez et al., 2002a) (Barlow et al., 1997) (Kean et al., 1999) (Smith et al., 2013a) (Kao et al., 1997) (Griffin et al., 2000) (Fischer et al., 2005) (Smith et al., 2013a) (Fischer et al., 2005) (Conlan et al., 2012) (Conlan et al., 2012) (Conlan et al., 2012) (Conlan et al., 2012) (Perez et al., 2002a) (Barlow et al., 1997) (Kean et al., 1999) (Griffin et al., 2000) (Kao et al., 1997) (Smith et al., 2013a)

0-30% for animals in O state

SOR model SOR model SORI model SORI model

CCT 99.4 CFT 100 CCT 99.5 (55.1-100) a S=Susceptible, O=Occult, R=Reactive, I=Infectious b CFT=Caudal fold test c CCT=Comparative cervical test d Single cervical test of all animals and confirmation of positives using the comparative cervical test.

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648

Figure 1. Structure of the compartment models used for simulation of within-herd

649

transmission of bovine tuberculosis, based on the allocation of all animals in two or more

650

mutually exclusive states (Susceptible, Occult, Reactive and Infectious). Solid, dashed and

651

dash-dot-dash lines indicate transition stages existing in SORI, SRI and SI models

652

respectively. λ1 and λ1 represent the estimated lengths of the occult and reactive stages,

653

while β* and β’ are the density-dependent and frequency-dependent transmission

654

coefficients.

655

* Certain models allow detection of animals in the occult stage with a decreased sensitivity

656

of the diagnostic tests.

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