Nutrition, Metabolism & Cardiovascular Diseases (2009) 19, 667e673
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REVIEW
Cerebrovascular disease in diabetes mellitus: The role of carotid intima-media thickness S. Vigili de Kreutzenberg*, A. Tiengo, A. Avogaro Department of Clinical and Experimental Medicine, University of Padova, Via Giustiniani, 2, 35128 Padova, Italy Received 6 October 2008; received in revised form 14 January 2009; accepted 17 March 2009
KEYWORDS Carotid intima-media thickness; Diabetes mellitus; Cerebrovascular disease
Abstract Background and purpose: Cerebrovascular disease in diabetes appears to be less considered than coronary and peripheral disease, the reason being the intrinsic difficulty in finding available diagnostic tools for its early identification. Among these, carotid artery intima-media thickness (cIMT) represents the simplest measurable parameter for preatherosclerotic lesions in extra-cranic arteries. Methods: The role of cIMT as a surrogate marker of cerebral atherosclerosis and predictor of stroke, its relationship to microangiopathy and chronic inflammation, along with its role as an outcome parameter in anti-hyperglycemic therapeutical intervention trials in type 2 and 1 diabetes mellitus are discussed in this paper. Results and conclusions: Carotid IMT is increased in diabetes. It is an independent predictor of stroke, in particular of the ischemic subtype, and of stroke recurrence in diabetic, as well as in non-diabetic populations. A possible role of cIMT as a predictor of microangiopathy has also been suggested, but it needs further investigation. A weak association with chronic inflammation has been demonstrated in diabetic patients. Carotid IMT has been successfully employed as an outcome parameter for several anti-hyperglycemic therapeutic trials. However data on cIMT as a predictor of cerebrovascular disease are scarce in diabetic patients, particularly in type 1 diabetes, and more studies are needed to define the risk of cerebrovascular disease in diabetic patients. ª 2009 Elsevier B.V. All rights reserved.
Introduction
* Corresponding author. Tel.: þ39 049 821 2183; fax: þ39 049 875 4179. E-mail address:
[email protected] (S. Vigili de Kreutzenberg).
Stroke remains the third cause of death in western countries [1], resulting in more than 160 000 deaths annually in the United States, and approximately 650 000 in Europe [2]. Type 1 and 2 diabetes are independent risk factors for stroke and its recurrence [3e5]. Thus, identifying diabetic
0939-4753/$ - see front matter ª 2009 Elsevier B.V. All rights reserved. doi:10.1016/j.numecd.2009.03.014
668 patients who are at high risk of developing stroke is of great clinical importance. The average risk of stroke in diabetic subjects compared to non-diabetic, ranges from 1.8- to nearly 6-fold, according to epidemiological studies [6]. In insulin treated diabetes, the relative risk for stroke mortality has been reported as 3.1 in men and 4.4 in women. The presence of other risk factors, which often cluster with diabetes, can further increase the risk. Among these, high blood pressure is a major independent predictor for stroke in diabetes [7], while cholesterol levels are not associated with the risk of stroke, as in the non-diabetic population. Arterial hypertension directly contributes to arterial wall alterations with one of the first being intimal-medial thickening [8]. Thickness of the arterial wall is an independent predictor of stroke in normotensive subjects [9]. The metabolic/insulin resistance syndrome is a well-documented predictor of cardiovascular disease (CVD) and stroke [10], as well as of diabetes.
Carotid intima-media thickness in type 2 diabetes Carotid IMT is a surrogate marker of subclinical atherosclerosis and a strong predictor of future cardiovascular events [11,12], asymptomatic myocardial ischemia [13], peripheral vascular disease [14], ischemic stroke [15] and cardiac dysfunction [16]. Hunt et al. [17] demonstrated that IMT of the internal carotid artery is significantly elevated in subjects who will subsequently develop diabetes. In newly diagnosed type 2 diabetic subjects, cIMT is significantly greater compared to normal glucose tolerant matched controls [18]. A weak relationship between genetic variants and carotid atherosclerosis has also been demonstrated [19]. The mean common carotid IMT is reported to range from 0.71 to 0.91 mm in diabetic patients who are middle-aged and without coronary artery disease (CAD), and from 0.66 to 0.74 mm in comparable control subjects [20]. An increase of IMT in type 2 diabetes, and to a lesser extent in impaired glucose tolerance, has been widely documented [20,21]. In a recent review, Brohall et al. [22] analyzed the mean cIMT value reported for type 2 diabetes and found that it was 0.13 mm thicker, compared to non-diabetic subjects. Lee et al. [23] and Haffner et al. [24] established that this increase was higher in diabetic subjects with overt macroangiopathic complications. In diabetic patients, the predictive value of cIMT for coronary events has been demonstrated to be similar and additive to that of the Framingham risk score [25]. This observation was not confirmed by the Rotterdam Study that did not find an incremental value of IMT in the prediction of CVD risk [26]. As well as hyperglycemia, metabolic abnormalities that cluster with diabetes and represent single risk factors for atherosclerosis, for example, insulin resistance, arterial hypertension, central obesity, and dyslipidemia contribute to the progression of cIMT in diabetes [7,9,27]. However, it is difficult to dissect the role of specific components of metabolic abnormalities in cIMT progression. Among these, the most important seems to be arterial hypertension, which, per se, determines functional and anatomical changes of arterial walls [9].
S. Vigili de Kreutzenberg et al. The specific role of cIMT as a predictor of stroke and stroke recurrence has been widely demonstrated in the general population [9,11,15]. Unfortunately, studies devoted to assessing diabetic subjects alone are scarce. Recently, Lee et al. found that an increased cIMT is associated with acute ischemic stroke in type 2 diabetes [28]. In a Japanese study, Matsumoto et al. [29] also observed this significant association in 438 type 2 diabetic patients.
Carotid intima-media thickness in type 1 diabetes As in adults with type 2 diabetes, cIMT is significantly increased in adult type 1 diabetic patients [30], suggesting a precocious development of atherosclerosis in this disease. The Epidemiology of Diabetes Intervention and Complications (EDIC) Study evaluated cIMT progression in type 1 diabetic subjects and found the IMT of the internal carotid artery significantly increased in both sexes, compared to matched non-diabetic controls, at year 6 of follow-up. The mean progression was significantly less in the group that had received intensive therapy. Therefore, hyperglycemia seems to influence atherosclerosis development in the long run, and the positive effect of intensive therapy efficiently reduces cIMT progression [30]. The Stockholm Diabetes Intervention Study also provided evidence of the favorable influence of glucose intensive treatment on carotid IMT and stiffening in a total of 59 type 1 diabetic patients [31]. In a small cohort of type 1 diabetic subjects (23 men; 16 women) a significant link between mean glycated hemoglobin and cIMT was found in women, but not in men, in an 18 year follow-up study [32]. In another cross-sectional study, major factors influencing common carotid artery cIMT in 148 type 1 diabetic patients were age, diabetes duration and hypertension while long-standing glycemic control played a minor role. Few other studies have evaluated the association of IMT and classical risk factors for atherosclerosis in type 1 diabetic patients [33]. The DCCT/EDIC trial [34] suggested that age, height, smoking and BMI were the most important predictors of common carotid IMT by multivariate analysis, whereas age, smoking and LDL cholesterol were the most important predictors of internal carotid IMT. This study also demonstrated that increased levels of modified ApoB-rich immune complexes are associated with an increased progression of internal carotid IMT [35]. A recent analysis of a patient subgroup of the DCCT/EDIC study demonstrated that among CRP, fibrinogen, soluble VCAM-1, ICAM-1, E-selectin and fibrinolytic markers, fibrinogen was the best predictor for progression of cIMT [36]. For type 1 diabetic children, only conflicting results are available, some confirming [37], and others denying [38] an increased cIMT in this population. The reason for this discrepancy could be the small number of patients included in the studies, and the lack of a well standardized method for cIMT measurement; further studies are therefore needed to answer this question. In type 1 diabetic children an increased IMT was associated with peripheral endothelial dysfunction [38], age of onset of diabetes, insulin dose requirement, systolic blood pressure and total cholesterol
Cerebrovascular disease in diabetes: role of carotid IMT levels [39]. In type 1 diabetes, no data are available on cIMT as a predictor of cerebrovascular disease (CD).
IMT, inflammation and microangiopathy The association between pre-atherosclerosis, as measured by cIMT, and a low-grade inflammation shows conflicting results. The prospective Carotid Atherosclerosis Progression Study demonstrated a highly significant association between IMT and hs-CRP, in a total of 3122 subjects (2.5% were diabetic); however, this association disappeared after controlling for other cardiovascular risk factors [40]. The data analysis of the Intervention Project on Cerebrovascular Diseases and Dementia in the Community of Ebersberg, Bavaria (INVADE), a prospective, population-based study enrolling 3534 subjects (mean age 69 years), of which 882 were diabetic, showed that cIMT progression was not significantly related to hsCRP (P Z 0.06), after adjustment for risk factors [41]. Similarly, studies carried out in smaller cohorts of type 2 diabetic patients failed to find such an association [42] or found it, but only by applying linear regression analysis [43]. On the other hand, CRP appeared to be significantly related to cIMT in small cohorts of type 1 diabetic subjects [44], suggesting that lowgrade inflammation could be a more important risk factor in young patients with type 1 diabetes. Serum concentrations of ICAM-1, VCAM-1, and E-selectin have been demonstrated to strongly predict microangiopathy, but to have a lesser value in macroangiopathy prediction when this is accompanied by an increased cIMT (>1.1 mm) [45]. Interleukin 18 showed an association with cIMT in type 2 diabetes [46]. A positive association between cell adhesion molecules and IMT was also present in a general population sample, of which 18% were diabetic subjects [47]. These data suggest a weak association between chronic inflammation and pre-atherosclerosis. A significant correlation between cIMT and functional changes of the arterial wall, such as arterial stiffness and brachial artery flow-mediated vasodilatation, was observed in type 2 diabetic patients in the SMART study [48] and in the Chennai Urban Population Study [49], underlying the link between endothelial dysfunction and atherogenesis. A common pathogenesis for both micro- and macrovascular complications of diabetes has been suggested. However this issue remains controversial and is still under debate. A significant association between retinal microangiopathy and IMT was found in the diabetic population of the Atherosclerosis Risk in Communities Study [50] and in that of the Chennai Urban Rural Epidemiology Study [51] and was independent of age, diabetes duration and glycemic control. Different conclusions were drawn in the Cardiovascular Health Study (CHS), in which no association between early atherosclerosis and diabetic retinopathy was found. However, in CHS, only a small number of patients was affected by retinopathy (n Z 80) and the age of these subjects was quite elevated (>69 years) [52], invalidating these conclusions. The same results were obtained in a subgroup of 256 participants of the Hoorn Study [53], of which 42% were diabetic; this study does not uphold the hypothesis that subclinical atherosclerosis is associated with retinal microangiopathy. Instead, a significant association has been extensively demonstrated between
669 microalbuminuria and cIMT in type 2 diabetic subjects in IRAS [54], in the Multi Ethnic Study of Atherosclerosis [55] and in other studies. Furthermore, in a subgroup of the Fenofibrate Intervention and Event Lowering in Diabetes (FIELD) study, this association was demonstrated even for microalbuminuria levels still in the normal range [56]. A recent analysis of the SMART study suggested a different pathogenesis between small- and large-vessel disease [57]. In this study, common carotid artery (CCA) IMT was higher in patients with large-vessel disease (1.08 vs 0.92 mm), and the difference remained significant after adjustment for age, sex and hypertension (0.11 mm; 95% CI, 0.05e0.18). Similar results were obtained by Cupini et al. [58]. On the other hand, the GENIC Investigators and others researchers did not find any difference in CCA IMT between patients with large- or small-vessel disease [59,60]. Finally, no conclusive remarks about a common pathogenesis for micro- and macroangiopathy can yet be made. In type 1 diabetes, endothelial dysfunction [37] and nephropathy [61] are associated with cIMT. Altogether, these data strongly support the hypothesis of a common ground in the development of both micro- and macrovascular complications both in type 2 and type 1 diabetes.
Effects of therapeutic intervention on IMT in diabetes Carotid IMT measurement has been extensively employed as an outcome parameter in several clinical trials. Lifestyle changes favorably influence cIMT progression in patients affected by diabetes. Kim et al. observed a significant reduction of cIMT progression in a small sample of type 2 diabetic patients after 6 months of intensive lifestyle modification [62]. The amelioration of glucose metabolism, as demonstrated by better glycated hemoglobin, as well as fasting and post-prandial glycemic levels could play an important role in IMT regression, as demonstrated by Esposito et al. [63] and Yamasaki et al. [64]. In a Japanese study, metformin therapy was able to attenuate IMT progression of the common carotid artery in type 2 diabetic patients [65]. The most probable primary mechanism of action is attributed to the anti-oxidant effects of this drug. In a comparison between metformin, gliclazide and glibenclamide, the two anti-hypoglycemic agents, rather than glibenclamide were effective in slowing the progression of cIMT [66]. Glitazones have shown important and rapid (months) effects in either reducing the progression or determining regression of IMT in type 2 diabetic patients [67], as in nondiabetic subjects [68]. These agents act by improving endothelial function through anti-inflammatory mechanisms and through positive direct effects on the arterial wall, glucose and lipid metabolism and reducing arterial pressure. The Carotid Intima-Media Thickness in Atherosclerosis Using Pioglitazone (CHICAGO ) trial, which randomized 462 type 2 diabetic patients, demonstrated that, over an 18-month treatment period, pioglitazone slowed the progression of carotid IMT, in comparison with glimepiride [69]. Recently, Davidson et al. have suggested that this action is mediated by an increase of HDL
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cholesterol due to this glitazone [70]. Nakamura et al. demonstrated that pioglitazone treatment significantly reduced carotid IMT in type 2 diabetic patients, after 6 and 12 months of treatment compared with glibencalmide or voglibose [71]. The reduction of carotid IMT seems to be independent of glycemic control [72]. Similarly, rosiglitazone significantly reduces IMT progression in type 2 diabetic patients [73]. The magnitude of IMT reduction with glitazones is similar to that obtained with high-dose statin therapy in hypercholesterolemic patients. In the STOP-NIDDM trial, acarbose treatment determined a significant reduction of the progression of IMT versus placebo, with a mean IMT increment of 0.02 mm and 0.05 mm, respectively (P Z 0.027), after an average period of 3.9 years in patients with impaired glucose tolerance [74]. Oyama et al. also found a reduction of cIMT in type 2 diabetic patients treated with sulfonylurea, after its association with acarbose [75]. Table 1 summarizes the main studies on cIMT modifications induced by anti-hyperglycemic therapy. Finally, in type 1 diabetic patients a reduction of cIMT progression has also been documented in those who underwent pancreas transplantation [76].
Summary and conclusions Stroke is one of the facets of cardiovascular disease that represents the first cause of mortality in both type 1
and type 2 diabetic patients. Nevertheless, this complication is poorly recognized as a specific target for primary and secondary prevention in diabetes, and no guidelines dedicated to cerebrovascular disease risk evaluation/diagnosis/treatment exist. Carotid IMT measurement is a relatively simple and cost-effective method for the identification of pre-atherosclerosis in the extra-cranic area. It has been demonstrated that diabetic patients show a significantly higher cIMT than non-diabetic subjects. Carotid IMT progression is due not only to diabetes per se, but also to other metabolic abnormalities that cluster with diabetes, in particular arterial hypertension. Many population-based studies have emphasized the role of cIMT as a marker for ischemic stroke and stroke recurrence. Data obtained in diabetic populations, even if scarce, have confirmed such an association, and cIMT determination should probably become a default examination in the assessment of the CD risk in diabetic patients. A possible link between pre-atherosclerosis, as defined by increased cIMT, and microvascular damage has also been suggested in diabetes, but experimental data are inconclusive. Also, the association with chronic subclinical inflammation seems weak. Finally, further studies are needed in this at risk population, in order to fully define the role of cIMT measurement and, possibly, more diagnostic tests for CD in diabetic subjects should be proposed.
Table 1 Main studies of carotid IMT value (*), progression (þ), or regression () due to anti-hyperglycemic therapy or lifestyle intervention in type 2 diabetic subjects. Author, year (site of IMT measurement)
Drug/intervention (mg/day)
Katakami et al., 2004 [62] (CCA, ICA)
Glibenclamide (1.25e7.5) Gliclazide (20e120) Glibenclamide (1.25e5) þ metformin (500e750) Pioglitazone (30) Glibenclamide (5) Vogliose (0.6) Pioglitazone (45) Glimepride 2.7 1.6 Repaglinide (1,5e12) Glyburide (5e20) With Voglibose (0.4e0.6) Without Voglibose Metformin (500e750) Sulfonylurea/diet Lifestyle Controls Troglitazone (400) Placebo Pioglitazone (15e45) Glimepiride (1e4) Rosiglitazone (4) Metformin (1700) Acarbose (300) Placebo
Nakamura et al., 2004 [67] (CCA)
Langenfeld et al., 2005 [68] (CCA) Esposito et al., 2005 [59] (CCA) Yamasaki et al., 2005 [60] (CCA, ICA) Matsumoto et al., 2004 [61] (CCA) Kim et al., 2006 [58] (CCA) Hodis et al. (subjects with IMT 0.8 mm) 2006 [63] (CCA) Mazzone et al., 2006 [65] (CCA) Stocker et al., 2007 [69] (CCA) Oyama et al., 2008 [71] (CCA)
Subject number 59 30 29 15 15 15 89 84 88 87 51 50 36 56 32 26 97 91 175 186 35 38 41 43
Follow-up period
IMT progression /regression (mm)
3 years
þ0.064 0.045 þ0.032 0.036 þ0.003 0.048
12 months
24 weeks 12 months 3 years 2 years 6 months 2 years 18 months 6 months 12 months
0.68 0.09* 0.78 0.09* 0.77 0.12* 0.054 0.059 0.011 0.058 0.029 0.021 0.005 0.01 0.024 0.047 þ0.056 0.046 þ0.02 0.08 þ0.07 0.08 0.040 0.136 þ0.083 0.167 þ0.0013 mm/year þ0.0084 mm/year 0.001 þ0.012 0.037 0.031 þ0.084 0.038 0.60 0.060 þ11.5 0.038
P
0.05 0.05
0.05 0.05 0.005 0.02 0.0001 0.01 0.007 0.03 0.02 0.02 0.05
When progressive evaluations are performed, the longest follow-up period is considered. ICA, internal carotid artery; CCA, common carotid artery.
Cerebrovascular disease in diabetes: role of carotid IMT
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Conflict of interest The authors have no conflict of interest
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