Chapter II Localization of Homotopy Types

Chapter II Localization of Homotopy Types

Chapter I1 Localization of Homotopy Types Introduction In this chapter we apply localization methods to homotopy theory. We use the definitions of loc...

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Chapter I1 Localization of Homotopy Types Introduction In this chapter we apply localization methods to homotopy theory. We use the definitions of local groups and localization given in Chapter I, in order to introduce the corresponding notions into homotopy theory; and we prove the basic theorems that relate to localization in homotopy theory. These theorems find many applications in homotopy theory, but we will reserve the applications to Chapter 111. Our definition of a P-local (pointed) space is simply that its homotopy groups should be P-local groups. This definition could be made quite generally for an arbitrary pointed space. However we are concerned to obtain a localization theory and also to obtain useful criteria for establishing when a given map of spaces does in fact P-localize.

It is

therefore necessary for us to work in a restricted category of (pointed) topological spaces. It is also necessary for us to work in a homotopy category (that is, in a category in which the morphisms are homotopy classes of continuous maps), since our procedures for establishing the existence of a localization theory will all operate up to homotopy. A more general treatment, valid in the semisimplicial category, has been given by Bousfield-Kan u 4 ] . We will always suppose that our spaces have the homotopy type of CW-complexes. In Section 1, we present a localization theory in the homotopy category H1

of 1-connected CW-complexes. We establish two fundamental

theorems in H1, namely that every object of the category does admit a P-localization, and that we can detect the P-localizing map

f: X

+.

Y either

through the induced homotopy homomorphisms, which should also P-localize, or through the induced homology homomorphisms, which should also P-localize.

In the course of establishing that there is a localization theory in H1,

Localization of homotopy types

48

we a c t u a l l y c o n s t r u c t t h e l o c a l i z a t i o n of a given CW-complex i m i t a t i n g t h e c e l l u l a r c o n s t r u c t i o n of t h a t of a ZocaZ c e l l .

X

by

X, r e p l a c i n g t h e i d e a of a c e l l by

The f a c t t h a t t h e l o c a l i z a t i o n can b e d e t e c t e d e i t h e r

through homotopy o r through homology h a s t h e immediate consequence t h a t we may l o c a l i z e f i b r e and c o f i b r e sequences i n

H1,

I n S e c t i o n 2 , we d e s c r i b e a broader homotopy c a t e g o r y i n which we w i l l a l s o b e a b l e t o e s t a b l i s h a s a t i s f a c t o r y l o c a l i z a t i o n theory.

It t u r n s

o u t t h a t we would wish t o e n l a r g e t h e c a t e g o r y t o which we apply l o c a l i z a t i o n methods from our o r i g i n a l c a t e g o r y confined t o o b j e c t s of

H1,

even i f our main i n t e r e s t were

For, i n o r d e r t o prove theorems about l o c a l i z a t i o n of

H1.

i t is v e r y u s e f u l t o employ function-space methods, and

H1,

t h e function-space c o n s t r u c t i o n t a k e s u s o u t s i d e t h e c a t e g o r y . i t is t r u e t h a t i f

and i f into

W

X

X

However,

is a niZpotent s p a c e , i n a s e n s e defined i n S e c t i o n 2 ,

is f i n i t e , t h e n t h e f u n c t i o n space Xw is a g a i n n i l p o t e n t .

f a c t s about t h e category

of pointed maps of

S e c t i o n 2 concerns i t s e l f w i t h some b a s i c

NH of n i l p o t e n t s p a c e s , and may be regarded i n

p a r t as propaganda f o r t h e u s e of t h i s c a t e g o r y i n homotopy theory. i t has a l r e a d y been shown by Dror [23] t h a t

homotopy t h e o r y .

W

NH

Indeed,

is a s u i t a b l e c a t e g o r y f o r

Roughly speaking, one may s a y t h a t most of t h e t e c h n i q u e s

of homotopy t h e o r y which have been developed s i n c e t h e p u b l i c a t i o n of S e r r e ' s t h e s i s can a l l be c a r r i e d o u t i n t h e c a t e g o r y

NH

techniques were of course o r i g i n a l l y formulated i n

although many of t h o s e

H1,

The b a s i c theorem

proved i n S e c t i o n 2 is t h a t a space is n i l p o t e n t i f and only i f i t s Postnikov tower admits a p r i n c i p a l refinement. t h e category

Mi

It is t h i s theorem which e x p l a i n s why

is s u i t a b l e f o r homotopy theory; f o r t h e given refinement

of t h e Postnikov tower may be used i n p l a c e of t h e Postnikov tower i n t h o s e arguments i n which t h e c r u c i a l f a c t which is r e q u i r e d is t h a t t h e f i b r a t i o n s which appear i n t h e tower should b e induced o r p r i n c i p a l .

Introduction

49

However, it should be pointed out that the category NH has eertain defects over the category H1.

One of the defects is that it is not closed

under the mapping cone operation. This defect has a serious consequence in Section 3 .

We also describe in Section 2 how to relativize the notion of a

nilpotent space to obtain that of a nilpotent map. In Section 3 we generalize the theorems of Section 1 from the category H1

to the category NH. Formally, we get the corresponding

formulations of the two fundamental theorems of Section 1. However there is an important difference in the way in which we construct the localization of an object. For, whereas in the category H1 we are able to proceed cellularly, since the mapping cone construction respects the category H1, we cannot in the nilpotent case proceed cellularly, since the mapping cone construction would take us outside the category. It is therefore necessary for us to proceed homotopically rather than cellularly in constructing the localization. In this way, of course, we lose much of the conceptual simplicity of the construction in Section 1. Section 4 is a brief technical section in which we introduce the idea of a quasifinite complex in Mi. relative to the category H1.

Here again we see a certain disadvantage

For if X

is a 1-connected CW-complex whose

homology groups are all finitely generated, and vanish above a certain dimension, then X itself has the homotopy type of a finite complex. If we discard the condition of simple-connectivity, we can no longer assert this conclusion. Indeed, we have the obstruction theory of Wall which enables

US

to discuss the question whether a CW-complex X whose homology looks like that of a finite complex in fact has the homotopy type of a finite complex. Thus we are led to introduce the concept of a quasifinite CW-complex, meaning a nilpotent CW-complex X such that the homology of X is finitely

Localization of homotopy types

50

generated i n each dimension and v a n i s h e s above a given dimension.

We prove

t h a t such a q u a s i f i n i t e complex always h a s t h e homology type of a f i n i t e complex. I n S e c t i o n 5 we prove t h e fundamental p u l l b a c k v a r i o u s v a r i a n t s as consequences of t h a t theorem.

theorem and

Here we l e a n v e r y h e a v i l y

on t h e r e s u l t s of Chapter I . The fundamental p u l l b a c k theorem a s s e r t s t h a t t h e p o i n t e d set i s t h e p u l l b a c k of t h e pointed sets

[W,Xl set

1, provided t h a t

[W,X

W

{[W,Xpll

over t h e p o i n t e d

i s a f i n i t e connected CW-complex and

a n i l p o t e n t complex of f i n i t e type.

X

is

T h i s a s s e r t i o n f a l l s i n t o two p a r t s .

The f i r s t p a r t s t a t e s t h a t given two maps

f,g: W

-+

X

such t h a t

= e g: W + X f o r a l l primes p, t h e n f = g . T h i s p a r t of t h e a s s e r t i o n P P P’ does not r e q u i r e t h a t X b e of f i n i t e t y p e . The second a s s e r t i o n s t a t e s e f

that i f

f(p): W

-+

c l a s s of t h e map

X

P

a r e maps, f o r a l l primes

r f(p): W P

-+

Xo

p , such t h a t t h e homotopy

i s independent of

i s t h e r a t i o n a l i z a t i o n map, t h e n t h e r e exists a map

e f P

2

f(p)

f o r a l l primes

t h e condition t h a t

W

p.

p , where

f: W

-+

X

rp: Xp

-+

Xo

such t h a t

We show by an example t h a t we cannot omit

should be f i n i t e .

However, provided t h a t

W

is

n i l p o t e n t , we may i n f a c t weaken t h e hypotheses of t h e p u l l b a c k theorem by simply r e q u i r i n g t h a t

W

be q u a s i f i n i t e .

I n S e c t i o n 6 we make a p r e l i m i n a r y s t u d y of t h e l o c a l i z a t i o n of H-spaces.

Our main r e s u l t i n t h i s s e c t i o n i s a g e n e r a l i z a t i o n of t h e p a r t

of t h e fundamental theorem of Chapter I which t e l l s u s how t o d e t e c t t h e P - l o c a l i z a t i o n of a n i l p o t e n t group i n terms of t h e P - b i j e c t i v i t y of t h e l o c a l i z i n g homomorphism. I n S e c t i o n 7 w e formulate t h e fundamental mixing technique of Zabrodsky w i t h i n t h e c o n t e x t of t h e l o c a l i z a t i o n of n i l p o t e n t s p a c e s .

The

Introduction

51

p a r t i c u l a r r e s u l t which w e emphasize is t h a t , given n i l p o t e n t spaces

X, Y

with equivalent r a t i o n a l i z a t i o n s , and given a p a r t i t i o n of t h e primes

Il

= P

u

Q , then t h e r e e x i s t s a n i l p o t e n t space

2

such t h a t

2

P

= Xp

and

ZQ = YQ. We make very considerable a p p l i c a t i o n of t h e r e s u l t s of t h e l a s t two s e c t i o n s i n Chapter 111.

Indeed, we a r e r a t h e r l i t t l e concerned t o g i v e

e x p l i c i t examples and a p p l i c a t i o n s i n t h i s Chapter i n view of t h e f a c t t h a t Chapter 111 is e n t i r e l y concerned with applying t h e theory of Chapter 11.

Localization of homotopy types

52 1.

Localization of 1-connected CW-complexes. We work i n t h e pointed homatopy category

CW-complexes. X

X C H1,

If

and i f

P

is a family of primes, we say t h a t

is P-zocal i f the homotopy groups of

W e say t h a t

f: X + Y

H1

in

H1 of 1-connected

X

P-localizes

a r e a l l P-local a b e l i a n groups. X

if

Y

i s P-local and*

f*: [Y,Z] z [X,Zl f o r a l l P-local

2 C H1.

Of course t h i s u n i v e r s a l property of

c h a r a c t e r i z e s i t up t o canonical equivalence: both P-localize H1

with

in

H1.

X

hfl = f 2 .

if

fi: X

-+

then t h e r e e x i s t s a unique equivalence

Yi,

f i = 1, 2 ,

h : Y1

PI

Y2

in

W e w i l l prove t h e fallowing two fundamental theorems

The f i r s t a t t e s t s t h e e x i s t e n c e of a l o c a l i z a t i o n theory i n

H1

and the second a s s e r t s t h a t we may d e t e c t t h e l o c a l i z a t i o n by looking a t induced homotopy homomorphismor induced homology homomorphisms. Theorem 1A.

( F i r s t fundamental theorem i n H1.)

Every

X

We T r i t e Theorem 1B.

Let

i n HI e: X

admits a P-localization.

+

Xp

f o r a f i x e d choice of P-localization

of

X.

(Second fundamentaZ theorem i n H1.l f: X * Y

i n H1.

( i ) f P-localizes (ii) nnf: n X (iii) Hn f : HnX

Then the following statements are equivalent:

X;

nnY

P-localizes f o r a l l

n 3 1;

-+ H Y

P-localizes f o r a l l

n 2 1.

-t

We w i l l prove Theorems l A , 18 simultaneously.

*We w r i t e , a s usual, [Y,Z] of maps from Y t o 2.

f o r H1(Y,Z),

W e r e c a l l from

t h e s e t of pointed homotopy classes

Localization of I -connectedCW-complexes

Proposition 1.1.9 that a homomorphism

B

if and only if

is P-local and

$:

A

+

B

53

of abelian groups P-localizes

is a P-isomorphism; this latter condition

@

+

means that the kernel and cokernel of

belong to the Serre class C of

abelian torsion groups with torsion prime to P.

Thus to prove that (ii)

(iii)

in Theorem 1 B above it suffices to prove the following two propositions. Proposition 1.1. Let Y C H1. only if H Y

is P-locat f o r a l l n

Proposition 1.2.

all

Then

f: X

Let

-+

n E 1 if and only if

TI

Y is P-local f o r a l l

Then

nn(f)

is a €'-isomorphism f o r aZZ

for all n E 1 if and only if Hn(Y;Z/p) = 0 disjoint from P.

n 2 1.

P

is a P-local abelian group, so are the homology groups

of the Eilenberg-MacLane space K(A,m).

K(A,m-l)

-+

-+

K(A,m),

with E

if H (A,m-1; Z/p) = 0 n Now let

...

of Y.

is a P-local abelian

1. It now follows, by induction

Hn(A,m)

E

is P-loca?

for all n 2 1 and all primes

Now, by Proposition 1.1.8, if A

group, so are the homology groups H A, n on m, that if A

1 if and

is a P-isomorphism for

Proof of Proposition 1.1. We first observe that HnY

p

?

2 1.

Y in H1,

Hn(f)

n

For we have a fibration

contractible, from which we deduce that,

for all n E 1, then Hn(A,m; Z/p) = 0 -+

Ym

-+

Ymm1-+

...

Thus there is a fibration K(nmY,m)

Thus, if we assume that

nnY

for all n 1 1.

Y2 be the Postnikov decomposition

* Ym

+

Ym-l, and Y2 = K(n 2Y , 2 ) .

is P-local for all n P 1, we may assume inductively

that the homology groups of Ym-l

are P-local and we infer (again using homology

with coefficients in Z / p , with p disjoint from P) that the homology groups of Ym

are P-local.

Since Y

-+

Y,

is m-connected, it follows that HnY

P-local f o r all n 1 1. To obtain the opposite implication, we construct the 'dual' Cartan-Whitehead decomposition

is

Localization of homotopy types

54

There i s then a f i b r a t i o n if we assume t h a t

K(amY,m-l)

i s (m-1)-connected,

Y(m)

*

Y(m+l)

i s P-local f o r a l l

HnY

t h a t t h e homology groups of Y(m)

+

n

T

m

and

Y(2) = Y .

Since

Y Z H Y(m) m

Y(m) = n Y m m

P)

t h a t the homology groups of

s t e p i s complete and

T

Y 2 H Y(n) n

and i s P-local.

to

C

a r e P-local,

p

disjoint

so t h a t the i n d u c t i v e

is P-local.

Proof of Proposition 1 . 2 . mod C , where

Y(m+l)

and

a

Thus we i n f e r (again using homology w i t h c o e f f i c i e n t s i n Z / p , w i t h from

Thus,

2 1, w e may assume i n d u c t i v e l y

a r e P-local.

i t follows t h a t

Y(m)

Since a P-isomorphism

is an isomorphism

i s t h e c l a s s of a b e l i a n t o r s i o n groups with t o r s i o n prime

P, Proposition 1 . 2 is merely a s p e c i a l case of t h e c l a s s i c a l Serre theorem.

We have thus proved t h a t ( i i ) t h a t (ii) * (i). counterimage of

f.

(iii) in Theorem 1 B .

We now prove

The o b s t r u c t i o n s t o t h e e x i s t e n c e and uniqueness of a g: X

-+

under

Z

Now, given ( i i ) (or ( i i i ) ) ,H,f of t h e map

Q

f*: [Y,Z]

C C , where

-+

[X,Z]

H,f

l i e in

H*(f;n,Z).

r e f e r s t o t h e homology groups

Thus (i) follows from the u n i v e r s a l c o e f f i c i e n t theorem f o r

cohomology and Proposition 1.1.8(v).

We now prove Theorem 1 A . of

f: X

-c

Y

in

More s p e c i f i c a l l y , we prove t h e e x i s t e n c e

s a t i s f y i n g (iii). Since we know t h a t (iii) 3 (i), t h i s

H1

w i l l prove Theorem 1 A .

Our argument is f a c i l i t a t e d by t h e following key

observation. Proposition 1.3.

Let

we have constructed

U be a f u l l subcategory of f: X

-+

Y

automatically y i e l d s a functor

satisfying l i i i ) . L: U

transfornation from the embedding U

-+

H1,

5 H1

Then the assignment X * Y

f o r which t o L.

f o r whose objects X

HI

f

provides a natural

Localization of 1-connectedCW-complexes Proof of P r o p o s i t i o n 1 . 3 .

g: X

Let

-+

in

X'

U.

55

W e t h u s have a

diagram

Y in

H1

with

f, f'

Y'

satisfying ( i i i ) .

Since

f

s a t i s f i e s ( i ) and

P-local by P r o p o s i t i o n 1.1, we o b t a i n a unique ( i n

H1)

Y'

is

h 6 [Y,Y'] making

t h e diagram

I t i s now p l a i n t h a t t h e assignment

commutative.

desired functor

X

rf

Y, g* h

yields the

L.

We e x p l o i t P r o p o s i t i o n 1 . 3 t o prove, by i n d u c t i o n on may l o c a l i z e a l l n-dimensional

CW-complexes i n

H1.

n, t h a t w e

.If n = 2, t h e n such a

complex i s merely (up t o homotopy e q u i v a l e n c e ) a wedge of 2-spheres

x = v s2 , a

where

a

runs

through some index s e t , and w e d e f i n e

Y = VM( ZP,2), a

where map

M(A,2) f: X

+

fo: Xo + Y o dim X = n

Y

i s t h e Moore s p a c e having satisfying ( i i i ) . satisfying ( i i i ) i f

+ 1, X



H1.

H M = A. 2

There i s t h e n an e v i d e n t

Suppose now t h a t w e have c o n s t r u c t e d dim X

5 n , where

n 1 2 , and l e t

Then w e have a c o f i b r a t i o n

vsn R, xn i . x By t h e i n d u c t i v e h y p o t h e s i s and P r o p o s i t i o n 1 . 3 , we may embed (1.5) diagram

i n the

Localization of homotopy types

56

where fo, fl satisfy (iii) and the square in (1.6) homotopy-commutes. embeds Yo

Thus if j (1.6) by

f: X

+

Y

in the mapping cone Y of h, then we may complete

to a homotopy-commutative diagram and it is then easy

to prove (using the exactness of the localization of abelian groups) that f: X

+.

Y

also satisfies (iii).

(iii) if X

Thus we may construct f: X

+

Y satisfying

is (n+l)-dimensional, and the inductive step is complete.

It remains to construct f: X

-+

Y satisfying (iii) if X

is

infinite-dimensional. We have the inclusions

x2

cx3 2 . .

and may therefore construct

where f", fn+l

satisfy (iii).

We may even arrange that (1.7)

is strictly

If we define Y = UY(n), with the weak topology, n and the maps fn combine to yield a map f: X -+ Y which again

commutative for each n. then Y t H1

obviously satisfies (iii). Thus we have proved Theorem lA in the strong form that, to each X

in H1,

there exists f : X

-+

Y

in H1 satisfying (iii).

Finally, we complete the proof of Theorem 1B by showing that (i) = (iii).

Given f: X

-+

Y which P-localizes X, let fo: X

constructed t o satisfy (iii).

Then fo: X

+

Y

which one immediately deduces the existence of

-+

Y

be

also satisfies (i), from a

homotopy equivalence

Localization of 1-connectedCW-complexes

u: Yo

+.

Y with uf

= f.

It immediately follows that f also satisfies

(iii). Thus the proofs of Theorems l A , 1B are complete. We note that our proof of the first fundamental theorem does much more than establish the existence of a localization theory in H1;

it provides

us with a combinatorial recipe for constructing the localization of a given CW-complex. The Moore spaces S;

=

may be called P-ZocaZ n-spheres,

M(Zp,n)

and a cone on a P-local n-sphere may be called a P-ZocaZ (n+l)-ceZz.

Then,

given a cellular decomposition of X, we may--as shown in the proof of Theorem 1A--construct a P-ZocaZ-ceZZuZar decomposition of Xp by 'imitation'; that is, whenever, in building up X, we attach an n-cell to Y f : Sn-'

of a map to Yp

+.

$, we attach a P-local n-cell

Y, then, in building up

by means of the localized map

sn-l

fp:

(say) by means

P

-+

Yp.

We illustrate this

procedure by means of an example. Example 1.8. Let Sm

-+

E

-+

Sn

be an Sm-bundle over

S",

n

z

m, and let

m

a C T ~ ~ - ~) ( be S the characteristic (homotopy) class of the bundle.

it is well-known that E

Then

admits the cellular decomposition

E

=

sm ua

en

u

emh,

where we will not trouble to specify the attaching map f o r the top-dimensional cell. If m 1 2 we may now localize E Ep = S;

Ua

P

to obtain

nntl-n ep U ep

.

Let us consider,in particular, the Stiefel manifold Vn+l , 2 vectors to

S",

and let us assume that n

over Sn with fibre Sn-', a = 2 6 T~-~(S~-').

so

We obtain

of unit tangent

is even. Then 'n+1,2

that we may take E = V

n+1,2'

m = n

fibres

-

1, and

Localization of homotopy types

58

Suppose now t h a t

P

is t h e f a m i l y of a l l odd primes. Sn-'

s o t h a t i t is e a s y t o s e e t h a t

n ep

2p

Then

is i n v e r t i b l e ,

h a s t h e homotopy type o f a p o i n t .

It t h u s f o l l o w s from (1.9) t h a t

if

E = V n+1,2, n

even, and

f u r t h e r follows t h a t i f [E,Y]

%

P

is t h e f a m i l y of odd primes.

It t h e r e f o r e

is a P - l o c a l space t h e n

Y

[I? ,Y] '2 [Sp 211-1,Y] '2 [ S 2n-1 , y ] =

P

Here t h e most s t r i k i n g f a c t is t h a t t h e s e t

[E,Y]

2n-1

y.

h a s acquired a v e r y n a t u r a l

a b e l i a n group s t r u c t u r e and h a s simply been i d e n t i f i e d w i t h a c e r t a i n homotopy group of

Y.

We have t h e f o l l o w i n g immediate c o r o l l a r i e s of t h e second fundamental theorem. C o r o l l a r y 1.10.

Let

F

i s a f i b r e sequence i n

Proof.

-t

E + B

be a f i b r e sequence i n H1.

Then Fp

+

H1'

Of c o u r s e we a r e o n l y making t h e a s s e r t i o n up t o homotopy,

so t h a t our c l a i m amounts t o s a y i n g t h a t e x a c t sequence of homotopy groups.

Fp

-+

Ep

-t

Bp

induces t h e u s u a l

However t h i s f o l l o w s immediately from

P r o p o s i t i o n 1 . 1 . 7 and t h e e q u i v a l e n c e of (i) and (ii) i n Theorem 1B. S i m i l a r l y , r e p l a c i n g (ii) of Theorem 1B by ( i i i ) of Theorem lB,

we o b t a i n C o r o l l a r y 1.11. Let

5 + Yp

-+

Cp

Ep

X

+

Y

-+ C

be a cofibre sequence i n H1.

i s a cofibre sequence.

Then

+

B

P

Localization of I -connected CW-complexes

59

We now introduce an important definition. Definition 1.12.

A map

f: X

is called a P-equivalence if

in H1

Y

--f

fP

is a (homotopy) equivalence. Theorem 1.13. Let

primes.

f: X

Y in

+

H ,and l e t 1

P

be a non-empty f a m i l y of

Then the following statements are equivalent: (il (iil

f i s a ?-equivalence; f i s a p-equivalence f o r a l l

Q C

(iii) TInf i s a P-isomorphism f o r a l l n ( i v ) H f i s a P-isomorphism f o r a l l n

Proof.

By Whitehead's Theorem f

P; 2 1; 2 1.

is a P-equivalence iff n f n P

is an isomorphism for all n 1 1. By Theorem 1B it follows that

Thus the equivalence (i) (i)

Q

(iv).

(iii) follows from Theorem 1.3.1.

Theorem 1.3.12 ensures that

(nnf)p

TI

f = (nnf)p. n P

Similarly

is an isomorphism iff

(nnf) is an isomorphism for all p C P. Thus the equivalence of (i) P and (ii) readily follows. A further refinement is possible in the case in which

are of f i n i t e t y p e , that is, n

?

1. Notice that, in

H1,

IT

X and nnY

n

X and Y

are finitely generated for all

this is equivalent to asking that H X and

HnY be finitely generated. Theorem 1.14. Let

f: X

-+

Y i n H1 with X , Y

P be a non-empty f a m i l y of primes. f,:

Hn(X; Z/p) zz Hn(Y; Z/p) f o r Proof. Let

Z/p

f: X

+

Y

Then

of f i n i t e type, and l e t

f i s a P-equivalence i f f

p € P.

be a P-equivalence. Then, since, for p C P,

is P-local, it follows from Theorem 1B and PropOsftiOn I.1.8(ii)

we have a comutative diagram

that

Localization of homotopy types

60

Thus

is a n isomorphism; n o t i c e t h a t t h e i m p l i c a t i o n we have proved does

f,

not require t h a t

It is i n t h e o p p o s i t e i m p l i c a t i o n

b e of f i n i t e type.

X, Y

t h a t t h i s condition plays a decisive r o l e . induces type,

Hn(X; Z f p )

f,:

Hn(Y;

We w i l l prove t h a t

H f n

Consider t h e diagram, f o r each

ZIP),

Thus w e suppose t h a t

n 2 1, p 6 P , where

i s a p-isomorphism,

f: X + Y

are of f i n i t e

X, Y

Hnf: HnX

H Y , n 11.

-+

n 5 1,

$

(1.15)

f

*n

t h e v e r t i c a l homomorphisms being induced by

f.

i t f o l l o w s t h a t we must prove t h a t each

is b i j e c t i v e and each :f

It f o l l o w s immediately from (1.15) t h a t e a c h

surjective. and each

f i

surjective.

It a l s o f o l l o w s from (1.15)

Suppose, i n d u c t i v e l y , t h a t we have shown Then

f:

By P r o p o s i t i o n 1 . 1 . 8 ( i i ) ,

Hrf: HrX

--t

fi,

is a p-isomorphism f o r

HrY

It t h u s f o l l o w s from (1.15) t h a t

bijective.

that

..., f C 1 r 5 n f:

-

f;

is injective

fi

is bijective.

bijective,

1, so t h a t

n Z 2.

f:-l

is

is b i j e c t i v e , and t h e i n d u c t i v e

s t e p i s complete. Since

H f

Theorem 1.13, t h a t Remark. if

f: X

i s a p-isomorphism

f

for a l l

p € P , we conclude, from

is a P-equivalence.

Theorems 1.13 and 1 . 1 4 show t h a t we have t h r e e p r a c t i c a l ways t o t e s t +

Y

p-isomorphism

i s a P-equivalence. for a l l

We may t r y t o show t h a t

n Z 1, p € P; we may t r y t o show t h a t

II

f Hnf

is a

is a

Localizationof 1-connected CW-complexes

p-isomorphism for all n 1 I, p t P; or, if X, Y

are of finite type, we

have the potentially most practical procedure, namely to try to show that f,:

Hn(X; Z/p)

-+

Hn(Y; Z/p)

is an isomorphism for all n 1 1, p € P.

In the case when P is empty, we have the following evident modification of Theorem 1 . 1 3 . Theorem 1.16. Let

f: X

-+

Y i n H1.

Then the f o l l o w h q statements are

equivalent: (il (iil

f

i s a 0-equivaZence;

nnf

f i i i l Hnf ( i v ) f,:

i s a O-$somorphism f o r a12 n 2 1; is a 0-isomorphism f o r a l l Hn(X;Q)

2

H (Y;Q)

n 2 1;

for a12 n 2 1.

61

Localization of homotopy types

62 2.

Nilpotent spaces. It turns out that the category

is not adequate for the full

H1

exploitation of localization techniques.

This is due principally to the fact

that it does not respect function spaces. We know, following Milnor, that if X

is a (pointed) CW-complex and W

a finite (pointed) CW-complex, then

the function space Xw of pointed maps W

-+

X

has the homotopy type of a

CW-complex. However its components will, of course, fail to be 1-connected even if X Xw

is 1-connected. However, it turns out that the components of is nilpotent. Moreover, the category of nilpotent

are nilpotent if X

CW-complexes is suitable for homotopy theory (as first pointed out by E. Dror), and for localization techniques [14,83]. Definition 2.1.

A connected CW-complex X

and operates nilpotently on

IT

is nilpotent if nlX

X for every n

is nilpotent

>_ 2.

n

Let NH be the homotopy category of nilpotent CW-complexes. Plainly NH

2

H1.

Moreover, thesimple CW-complexes are plainly in MH; in particular,

NH contains all connected Hopf spaces. It isalsonotdifficult tosee (Roitberg [69])

that, if G

is a nilpotent Lie group (not necessarily connected) then its is nilpotent in the sense of Definition 2.1.

classifying space BG

We prove

the following basic theorem, which provides us with a further rich supply of nilpotent spaces. Theorem 2.2.

Let F

Then F C NH if

Proof.

-i

E

f

B be a fibration of connected CW-compzexes.

E €NH.

We exploit the classical result that the homotopy sequence

of the fibration is a sequence of is

IT

IT

E-modules. 1

E-nilpotent of class icy then 1

IT

n

F

is

IT

We will prove that, if nnE F-nilpotent of class 5c 1

+

1.

Nilpotent spaces

63

(A mild modification of the argument is needed to prove that if

nilpotent of class Zc, then

71

F is nilpotent of class 5c 1

+

IT

E

is

1

1; we will

deal explicitly with the case n 1 2.) We will need the fact that and that the operation of I T ~ Eon

TI

E 1

F

IT

operates on

IT

B

through f,,

is such that

It will also be convenient to write IF, IE for the augmentation ideals of rlF,

IT

E. 1

Then the statement that anE is

IT

E-nilpotent of class 5c 1

translates into

Consider the exact sequence of

... and let S-CC=

,€ €

I;, a



a ~ B, c IT,+IB.

(i*n-.l)['a,

=

-IT

F.

Let

n+l B

- - IT

E-modules 1

a

IT

nF

Then i*(S.a) 11 €

i*

=

IT

nE

(i*c)*i,(a)

rlF. Then a((i*n-l).B)

( n - l ) c . c ~ , by ( 2 . 3 ) .

But

... = 0 =

by ( 2 . 4 ) .

(i,n-l).aB

(i*Q-l)*B = (f,i,n-l).B

=

Thus

=

0, SO

0. This shows that IC+'*~ F = (O), and thus the theorem is F n proved. Note that, in fact, our argument shows that, even if F is not (n-1)S-a

=

connected, each component of

F is nilpotent. F e w i l l feel free to invoke

this more general statement. Now let W be a finite connected CW-complex and let X be a connected CW-complex. Let Xw b e the function space of pointed maps W W + X and let Xfr be the function space of free maps. Choose a map W as base point and let g € XW (g€Xfr) of

g.

(XW ,g)((XfrW,g))

be the component

Localization of homotopy types

64

(Compare G. Whitehead [871 , Federer [ 2 6 1 . )

Theorem 2 . 5 .

( i ) (xw,g) i s nilpotent. W

(xfr,g)

liil

x

i s nilpotent i f

Proof. We may suppose t h a t ( i ) , ( i i ) are certainly true i f i n d u c t i o n on t h e dimension of

i s nitpotent. is a p o i n t .

Wo

i s 0-dimensional,

W

Thus t h e a s s e r t i o n s and w e w i l l argue by

We w i l l be c o n t e n t t o prove ( i ) . We have

W.

a cof i b r a t i o n

v where

is a wedge of

V

-+

wn

*

wn+l,

g i v i n g r i s e t o a f i b r a t i o n (where we d i s p l a y

n-spheres,

one component of t h e f i b r e )

where

w"+'-+

g:

Wn (X ,go)

X

and

g

= glw".

Our i n d u c t i v e h y p o t h e s i s i s t h a t

is n i l p o t e n t , so t h a t Theorem 2 . 2 e s t a b l i s h e s t h e i n d u c t i v e s t e p .

Corollary 2 . 6 .

Let

W

be a f i n i t e CW-comptex and

W (X ,g)

X € NH. Then

and

W (Xfr,g) are nilpotent.

Proof. L e t

Wo,

W1,

..., Wd

Then

xw =

x"0

x

;*

b e t h e components of

x

...

x

W, w i t h

o € Wo.

Xd'f r .

Since p l a i n l y a f i n i t e product of n i l p o t e n t s p a c e s is n i l p o t e n t , i t f o l l o w s that

W (X ,g)

is n i l p o t e n t .

Similarly

W (Xfr,g)

is n i l p o t e n t .

C o r o l l a r y 2 . 6 t h u s e s t a b l i s h e s ( i n view of M i l n o r ' s theorem) t h a t we s t a y i n s i d e t h e c a t e g o r y NH when we t a k e f u n c t i o n s p a c e s

X € NH and

f i n i t e , i n t h e s e n s e t h a t each component of

W

Xw

Xw

is i n

with

NH.

W e now proceed t o g i v e an important c h a r a c t e r i z a t i o n of n i l p o t e n t

spaces.

Let

X

be a connected CW-complex and l e t

-

...

(2.7)

- ...

Nilpotent spaces P

xn 4 xn-l

be i t s Postnikov decomposition, so t h a t K(nnX,n).

65

-x1-0 i s a f i b r a t i o n with f i b r e

pn

W e s a y t h a t t h e Postnikov decomposition

n

refinement a t stage

x

(2.8)

qc.

Yc

=

n

where t h e f i b r e of

Let

decomposition of

if and only i f Proof.

TI

pn

- -...

91

Y1

gi: Yi-l + K(Gi,n+l),

Y n o

.

'n-1' K(Gi,n)

x

admits a principal refinement a t stage

X

operates n i l p o t e n t l y on

1

X

71

LK(Gi,n+l),

Since

IT

Y = (O), n o

TI

and

n ? 2

Suppose conversely t h a t W e consider

p :X n n

-t

Xn-l.

IT,X

Suppose

Then we may r e g a r d

i = 1,

X(=nlYi,05i5c) 1

rnYC = rnXn =

(stage 1)

n 2 2.

..., c , o p e r a t e s t r i v i a l l y on

Thus, by r e p e a t e d a p p l i c a t i o n s of t h e proof of Theorem 2.2,

o p e r a t e s n i l p o t e n t l y on

qi

( T I ~ Xi s n i l p o t e n t ) .

We w i l l be c o n t e n t t o g i v e t h e argument f o r

yi

IT

o

Then the Postnikov

f i r s t t h a t we have t h e p r i n c i p a l refinement (2.8).

as a fibration.

Y

1 5 i 5 c.

be a connected CW-compZex.

X

principal

may be f a c t o r e d as a product of f i b r a t i o n s

is an Eilenberg-MacLane s p a c e

qi

i s induced by a map Theorem 2 . 9 .

if

admits a

nlX

X.

IT

is

IT

X-nilpotent of c l a s s 3. 1

Then, by t h e r e l a t i v e Hurewicz Theorem we have

a n a t u r a l isomorphism

where Thus

n+l

(p ) n

Gn+l(pn)

a s a n element of

i s o b t a i n e d from

I T ~ + ~ ( P , )by k i l l i n g t h e a c t i o n of

may be i d e n t i f i e d w i t h Hn+l

2 (pn;nnX/r rnX).

IT

n

2

X/r I T ~ X ,and h-'

Thus

h-l

nlXn.

may b e regarded

g i v e s rise t o a diagram

Localization of homotopy types

66

with

u b - 0.

If

u

induces

ql: Y

1 -+ Xn-1'

then

pn

factors a s

(2.10) with

q1

The homofopy sequence of (2.10) reduces t o

induced a s required.

rl replacing

Thus we may r e p e a t t h e above procedure, with

- -

p

and,

n'

continuing i n t h i s way, we reach

xn

(2.11) each

qi

r yC

&

Yc-l

being induced by a map

...

Yi-l

However, a l l t h e homotopy groups of

-f

r

o

Y2

K(Gl,n+l), where

Gi =

r

vanish, s o t h a t

n-1'

r innX/ri+lnnX.

i s a homotopy

equivalence, and (2.11) is e s s e n t i a l l y t h e p r i n c i p a l refinement a t s t a g e

n

whose e x i s t e n c e we set out t o prove. We would say t h a t t h e Postnikov system of

X

refinement i f i t admits a p r i n c i p a l refinement a t s t a g e

admits a principal

n

f o r every

n 2 1.

We then have the evident Corollary 2.12.

Let

X

be a connected CW-complex. Then X

i s nilpotent i f

and only i f i t s Postnikov system a h i t s a principal refinement. W e p o i n t out t h a t t h e s i m p l e spaces a r e i d e n t i f i e d , by t h e

correspondence i m p l i c i t i n t h i s c o r o l l a r y , with those spaces whose Postnikov system is i t s e l f principal.

Remark.

Once we have obtained a p r i n c i p a l refinement of t h e Postnikov system

of a space, t h e r e i s , of course, no d i f f i c u l t y i n obtaining f u r t h e r refinements,

Nilpotent spaces which w i l l remain p r i n c i p a l .

61

Thus i f , f o r example,

i s of f i n i t e t y p e

X

and n i l p o t e n t we may r e f i n e i t s Postnikov system so t h a t each map

of t h e r e f i n e d system i s induced by some map

ZIP,

or

f o r some prime

Yi-l

+

f: E

i f a l l of IT

+

nlF).

To t h i s end we s a y

a r e connected ( s o t h a t

f,

maps

n E

1

F

onto

n i l p o t e n t l y on t h e homotopy groups of

f.

nlB),

and

( i n c l u d i n g , of c o u r s e ,

W e could a l s o e x p r e s s t h i s l a s t c o n d i t i o n by a s k i n g t h a t

by t a k i n g

A = Z

F , of ( p o i n t e d ) CW-complexes i s nilpotent

o p e r a t e s n i l p o t e n t l y on t h e homotopy groups of

E

1

Yi-l

p.

B, w i t h f i b r e

F, E, B

+

where

K(A,n+l)

We w i l l need a r e l a t i v e form of Theorem 2.9. t h a t a map

Yi

n E 1

operate

Note t h a t w e r e c o v e r D e f i n i t i o n 2 . 1

t o b e a p o i n t , provided w e adopt t h e r i g h t n o t i o n of n i l p o t e n c y

B

f o r t h e o p e r a t i o n of

T

E

1

on

TI

F.

Although we w i l l n o t need t h e g e n e r a l

1

case i n t h i s t e x t , w e now d e s c r i b e t h i s n o t i o n f o r t h e a c t i o n of a group

on a group

Q

With r e s p e c t t o such a n a c t i o n w e d e f i n e a lower central series

N.

as f o l l o w s (see H i l t o n [36]): rlN = N ,

Q

rrh

=

gp{(x.a)ba

W e t h e n s a y t h a t t h e a c t i o n of

YC+lN = 11).

Q

N

N

N

i s commutative.

by c o n j u g a t i o n , t h e n

r% = r 9

nilpotent map, it f o l l o w s t h a t i f

i s nilpotent of class

b€N, i21. 5c

if

f

Note a l s o t h a t i f

i N.

Q = N

and o p e r a t e s

T h u s , w i t h o u r d e f i n i t i o n above of a

i s n i l p o t e n t , t h e n t h e f i b r e of

f

W e a l s o have t h e f o l l o w i n g f a i r l y e v i d e n t p r o p o s i t i o n .

nilpotent.

P r o p o s i t i o n 2.13.

connected f i b r e .

Proof. Q =

on

r iN ,

Note t h a t t h i s d e f i n i t i o n a g r e e s w i t h t h a t g i v e n i n 1.4 i n

t h e case i n which

on

Q

-1 -1 b 1 , x C Q, a €

rlE, and

Let

f: E

+

B

Then, if E , B

be a map of connected CW-complexes with are nilpotent,

f

i s nilpotent.

We have a n e x a c t sequence of groups w i t h Q-action,

F = f i b r e of

f,

where

is

Localizationof homotopy types

68

...

+

IT

n+l

B - +IT F + n

E+ n

IT

...

+

s B

2

-+

TI

F +

1

E+ 1

TI

IT

B. 1

are nilpotent, slE operates nilpotently on nnB, TI E n for all n 2 1. Thus, if n 5_ 2 , the conclusion that IT E operates nilpotently 1 on n F follows from Proposition 1.4.3, since our definition of nilpotent

Now since E, B

action coincides, in the case of a commutative group, with that of 1.4. Thus the case n = 1 remains. We have an exact sequence IT

B-+n F+TIE

2

1

1

of Q-groups and the argument of Proposition 1.4.3 may be adapted to yield the result in this case in view of the fact that the image of n2B lies in the center of

IT

F.

1

It is, of course, necessary to take account of both facts

noted after the definition of a nilpotent Q-action. The relative form of Corollary 2.12 reads Theorem 2.14.

Let

f: E

+

B

be a map of connected CW-complexes inducing a

surjection of fundamental gruups.

Then f i s niZpotent i f and only i f i t s

Moore-Postnikou system admits a principal refinement.

be the Moore-Postnikov system of f .

-

Now if pn may be factored as in ( 2 . 8 ) ,

we obtain a sequence of extensions of n E-modules

Gi>where Gi

nYi

IT

1

nnYi-l, i

*

1,

is a trivial module. Now the fibre of

an Eilenberg-MacLane space K(Hi,n) an extension of

nlE-modules

..., c,

is i = ql’”qi: Yi Y and the relation siqi+l = si+l yields s

-+

69

Nilpotent spaces where Ho = {O}, Hc

=

~ l ~ = + n~ F. p ~ It follows from (2.15) and Proposition

1.4.3, by an easy induction, that

TI

F is a nilpotent

n

~l

1E-module.

(The

case n = 1 is again slightly special, but we will omit the details in this case.) The converse implication is proved exactly as in the absolute case; see the Proof of Theorem 2 . 9 . Before proceeding to discuss how to intr0duce.a localization theory Here we confine

into NH we show how Serre's C-theory may be applied to NH.

attention to the absolute case, since the relative case requires stronger axioms on a Serre class, as is already familiar in the classical case of the Thus we will be considering generalized Serre classes in the

category H1.

sense of Definition 1.5.1.

We prove the one basic theorem which we need in

the sequel. Theorem 2.16.

Let

X E NHand l e t

be a generalized Serre class.

C

Then

the following assertions are equivalent: (il

T I ~ Xf

C for a l l

(ii) HnX E C f o r all n (iii) nlx c cover of

1

n Z

c and H ~ Xc c

1

for a l l

n 2 1, where

X

i s the u n i v e r s a ~

X.

Proof.

We need two lemmas, which are interesting in their own right.

The first is a generalization (to general m?l) of Theorem 1.4.17, though we here only state the result for homology with integer coefficients. Lemma 2.17.

If

~l

acts n i l p o t m t t y on the abelian group

A, then

n

acts

nilpotently on Hn(A,m), n 1 0 .

Proof. n-series of A

Let 0 = rC+'A

5 rCA 5

... 5 I-1A = A

(see Section 1.41, and write Ai = r iA

be the lower central for convenience,

Note that each Ai is a nilpotent a-module, of class less than that of A

Localization of homotopy types

70

if

i 2 2.

Moreover,

a

a c t s t r i v i a l l y on

Ai/Ai+l.

We have a s p e c t r a l

sequence of a-modules,

converging ( f i n i t e l y ) t o t h e graded group a s s o c i a t e d w i t h I f w e assume i n d u c t i v e l y t h a t

filtered.

i t o p e r a t e s n i l p o t e n t l y on

n i l p o t e n t l y on Lemma 2.18.

Proof. K(nmX,m) + that TI

x

E2 whence i t r e a d i l y f o l l o w s t h a t P4'

X € NH and Zet

a = nlX.

i s the universaZ cover of

Hn(%) where

o p e r a t e s n i l p o t e n t l y on

operates

X.

m Z 2 , where

X

1

= 0.

%. We

o p e r a t e s n i l p o t e n t l y on t h e homology of

have a f i b r a t i o n

Thus we may suppose i n d u c t i v e l y

o p e r a t e s n i l p o t e n t l y on t h e homology of

IT

Hq(Ai+l,m),

Then a operates n i l p o t e n t l y on

Consider t h e Postnikov system of

+ Xm-l,

IT

suitably

completing t h e i n d u c t i v e s t e p .

Hn(Ai,m),

Let

a

Hn(Ai,m),

%m-l

and, by Lemma 2.17,

K(nmX,m).

We ?iave a s p e c t r a l

sequence of n-modules

converging ( f i n i t e l y ) t o t h e graded group a s s o c i a t e d w i t h filtered.

We s e e immediately t h a t

i t r e a d i l y follows t h a t

the inductive step.

IT

Sihce

a

o p e r a t e s n i l p o t e n t l y on

o p e r a t e s n i l p o t e n t l y on

k

+

Hnk,

imi s m-connected,

Hnim.

suitably

EL

P4'

whence

This completes

the c o n c l u s i o n of t h e

lemma f o l l o w s . We now r e t u r n t o t h e proof of Theorem 2.16. (i)0 (iii) is c l a s s i c a l , s i n c e t h e a b e l i a n groups i n

c l a s s i n t h e o r i g i n a l sense.

(ii)

0

(iii).

Of c o u r s e , t h e e q u i v a l e n c e

c

constitute a Serre

Thus we may complete t h e proof by showing t h a t

For t h i s we invoke t h e s p e c t r a l sequence of t h e covering

I n t h i s s p e c t r a l sequence we have

k*

X.

Nilpotent spaces

71

and t h e s p e c t r a l sequence converges t o t h e graded g oup a s o c i a ed w i t h a ( f i n i t e ) f i l t r a t i o n of

HnX.

By Lemma 2 . 1 8 and Theorem 1 . 5 . 6

Assume, t h e n , t h a t ( i i i ) h o l d s .

EL C C u n l e s s p + q = 0. I t t h e r e f o r e q u i c k l y follows t h a t P4 n 2 1. Assume now, c o n v e r s e l y , t h a t ( i i ) h o l d s . By P r o p o s i t i o n

we i n f e r t h a t

c,

H X f

1.5.2 we know t h a t

TI = II

X C C.

1

( i f s u c h e x i s t s ) such t h a t infer that

f

E2

Pq

c

H

q

q c s

if

q = s 2 2

Let

2 fC

.

b e t h e s m a l l e s t v a l u e of

By Lemma 2.18 and Theorem 1.5.6 we

(unless

p

+

q = 0)

2

and t h a t

Eos

f C.

Consider t h e diagram, e x t r a c t e d from t h e s p e c t r a l sequence,

I

Es+l Then, by t h e axioms of a S e r r e class, each of

c , while

belongs t o 3 EoS,

..., Eoss+l, EEs

E2

0s

r' c.

s+l,O 2 E2,s-l,

3

..., Es+l s+l ,0

E3,s-2,

We t h u s deduce, s u c c e s s i v e l y , t h a t

do n o t belong t o

C.

But

E:s

i s a subgroup of

HsX,

which b e l o n g s t o C , s o t h a t w e have a r r i v e d a t a c o n t r a d i c t i o n . Theorem 2.16 w i l l , i n p a r t i c u l a r , be a p p l i e d i n t h e s e q u e l t o t h e c a s e i n which Remark.

(2.19)

c

i s t h e class of f i n i t e l y g e n e r a t e d n i l p o t e n t groups.

It is e a s y t o see t h a t t h e converse of Lemma 2.18 h o l d s .

Let

X be a connected CW-complez.

Then X f NH i f

nlX

That i s ,

is

nilpotent and operates nilpotently on the homology groups of the universal cover of

X. However, no use w i l l b e made of (2.19) i n t h e s e q u e l .

q

Localization of homotopy types

12

3. Localization of nilpotent complexes. In this section we extend Theorems 1A and 1B from the category

H1

to the category NH. To do so we need, of course, to have the notion of the localization of nilpotent groups, which was developed in Chapter I. We are thus able to make the following definition. Let X ENH. Then X

Definition 3.1.

all n 2 1. A map

X is P-local for n in Ni P-localizes if Y is P-local and

f: X + Y

is P-local if

TI

f*: [Y,Z] s [ X , Z ] for all P-local

in NH.

Then the main theorems of this section extend the enunciations of Theorems lA, 1B from H1

to NH.

Theorem 3A (First fundamental theorem in NH.)EVery

X in NH admits a

P-localization. Theorem 3B (Second fundamental theorem in NH.) Let f: X

-f

Y in NH. Then

the following statements are equivalent: li)

f P-localizes X;

(iil vnf: snx+nnY (iii) Hnf: HnX

+.

P-localizes f o r all n P 1;

HnY P-localizes for all n P 1.

The pattern of proof of these theorems will closely resemble that of Theorems lA, 1B. However, an important difference is that the construction of localization in NH

does not proceed cellularly, as in the 1-connected case,

but via a principal refinement of the Postnikov system. We first prove that universal covers of X, Y

so

(ii)

=3

(iii) in Theorem 3 B .

that we have a diagram

Let X, i! be the

--

Localization of nilpotent complexes

73

Ii-If-

2 (3.2)

Y

Since

X

K(nlX,l)

Y

Jfl K(slY,l)

induces localization in homotopy, it induces localization in homology

by Theorem 1B. Moreover, we obtain from ( 3 . 2 ) a map of spectral sequences 2

which i s , at the E -level, (3.3)

By Lemma 2.18 n X operates nilpotently on H and alY operates nilpotently 1 q on H 9 . We thus infer from Theorem 1 . 4 . 1 2 , together with Theorem 1 . 2 . 9 q

if q = 0, that ( 3 . 3 ) is localization unless p = q = 0. Passing through the spectral sequences and the appropriate filtrations of HnR, Hna, we infer that Hnf localizes if n 2 1. Now let ( i ' )be the statement: f*: [Y,Z] Z in

Zi

[X,Z]

f o r aZZ P-zOCUZ

NH.

-

Note that this statement differs from (i) only in not requiring that

Y be P-local. We prove that (iii) (ii)=a

(i').

This will, of course, imply that

(0. If Z i s P-local nilpotent, then we may find a principal refinement

of its Postnikov system. Moreover this principal refinement may be chosen that the fibre at each stage is a space K(A,n),

where A

so

is P-local abelian.

For, as we saw i n the proof of Theorem 2 . 9 , we may take A = riITnZ/ri+'anZ for some i , and we know (Theorem 1 . 2 . 7 ) that P-local. Given g: X

+

r iB

i s P-local if

B is

Z, the obstructions to the existence and uniqueness

of a counterimage to g under f* will thus lie in the groups H*(f;A)

and,

as in the corresponding argument in the 1-connected case (note that we have trivial coefficients here, too), these groups will vanish if f induces P-localization in homology.

Localization of honiotopy types

14

Next we proceed to prove Theorem 3A, via a key observation playing the role of Proposition 1.3. Proposition 3 . 4 .

Let

U be a f u l l subcategory of

have constructed

f: X

-+

Y

s a t i s f y i n g (ii). Then t h e assignment

automatically y i e l d s a functor

L: U

-+

Proof of Proposition 3 . 4 .

X

r+

X

we

Y

NH,f o r which f provides a natural L.

U LNH t o

transformation from the embedding

Let g : X

+

X' in U.

We thus have a

If If

diagram

in NH,where

x

X'

Y

Y'

f, f' satisfy (ii).

,fi

(3.5)

satisfies (i) and Y'

Then f

P-local, so that there exists a unique h

commutes.

NH, f o r whose o b j e c t s

Y

is

in NH such that the diagram

If'

Y'

It i s now plain that the assignment X I + Y, g * h yields the

desired functor L. We now exploit Proposition 3 . 4 to prove Theorem 3A. consider spaces X

in

We first

NH yielding a f i n i t e refined principal Postnikov

system and, for those, we argue by induction on the height of the system. Thus we may assume that we have a principal (induced) fibration

where G

is abelian even if n = 1, and we may suppose that we have constructed

f ' : X ' + Y'

satisfying (ii).

(The induction starts with X ' =

0.)

Since

Localization of nilpotent complexes

-

75

( 3 . 6 ) i s induced, we may, i n f a c t , assume a f i b r a t i o n X Now we may c e r t a i n l y l o c a l i z e

i s t h e l o c a l i z a t i o n of

X'

K(G,n+l); we o b t a i n

-

be t h e f i b r e of

K(Gp,n+l), where

Gp

If'-

X'

Y' Y

K(G,n+l)

and s o , by P r o p o s i t i o n 3 . 4 , w e have a diagram

G

x

Let

-&

K(G,n+l)

h

K(Gp,n+l)

There i s then a map

h.

f: X

-+

Y

rendering t h e

diagram

4f -4f' A X --+

X'

K(G,n+l)

Y

Y'

K(Gp,n+l)

commutative i n NH and a s t r a i g h t f o r w a r d a p p l i c a t i o n of t h e exact homotopy sequence shows t h a t

f

satisfies ( i i ) .

It remains t o consider t h e case i n which t h e r e f i n e d p r i n c i p a l Postnikov system of

has i n f i n i t e height ( t h i s i s , of course,the ' g e n e r a l ' c a s e ! ) .

X

-

Thus we have p r i n c i p a l f i b r a t i o n s

...

(3.7)

Xi

g

4-XiWl

and t h e r e i s a weak homotopy equivalence

- ...

X

*

0

Lim Xi.

Now w e may apply t h e reasoning already given t o embed ( 3 . 7 ) i n t h e diagram, commutative i n

NH,

... -xi

gi. I

- ...

0

(3.8)

where each

fi

satisfies (ii).

Moreover, w e may suppose t h a t each

hi

is

Localization of hornotopy types

16

a f i b r e map. of

Let

Y

be t h e geometric r e a l i z a t i o n of the s i n g u l a r complex

Then t h e r e is a map

@Yi.

is homotopy-commutative.

f: X

-+

such t h a t t h e diagram

Y

Moreover, t h e construction of (3.8) shows t h a t t h e

Y -sequence is again a r e f i n e d p r i n c i p a l Postnikov system, from which i t i

r e a d i l y follows t h a t

is i n NH.

satisfies (ii).

@ fi

So t h e r e f o r e does

f , and

f

Thus we have completed t h e proof of Theorem 3A i n t h e s t r o n g e r form

t h a t t h e r e e x i s t s , f o r each The proof t h a t (i) t h e category

H1.

X =)

i n NH, a map

f: X

-+

Y

in NH s a t i s f y i n g (ii).

( i i ) proceeds exactly a s i n t h e e a s i e r case of

Thus we have e s t a b l i s h e d t h e following s e t of i m p l i c a t i o n s ,

r e l a t i n g t o Theorem 3B: (3.9)

(ii) = (iii), ( i i i ) * (if), (ii)

=)

(i), (i)

=a

(ii).

All t h a t remains is t o prove t h e following p r o p o s i t i o n , f o r then we w i l l be a b l e t o i n f e r t h a t , i n f a c t , (iii) =. (i) Proposition 3.10.

is P-local f o r every n 1 1, then n Y

If Y C NH and HnY

is P-local f o r every n

?

.

n

1.

To prove t h i s , we invoke Dror's theorem, which we, i n f a c t , reprove

- n,

s i n c e i t follows immediately from (3.9). P

where

n

Thus we consider t h e s p e c i a l case

is t h e c o l l e c t i o n of a l l primes.

Then a homomorphism of

( n i l p o t e n t , abelian) groups Il-localizes i f and only i f i t i s an isomorphism. Moreover, every space i n NH is II-local, so t h a t , i n t h i s s p e c i a l c a s e , t h e d i s t i n c t i o n between (if) and (i) disappears. t h e equivalence of (ii) and ( i i i ) f o r

P =

n,

Thus (3.9) implies, i n p a r t i c u l a r , which i s Dror's theorem.

Localization of nilpotent complexes We construct f: Y

Now we prove Proposition 3.10. (ii).

I1

It thus also satisfies (iii); but HnY i s P-local,

so

+

Z satisfying

that f induces

an isomorphism in homology. By Dror's theorem, f

induces an isomorphism in

homotopy. However, the homotopy of Z i s P-local,

so

that Proposition 3.10

is proved, and, with it, the proof of Theorems 3A and 3B is complete.

Remark. Of course, we do not need the elaborate machinery assembled in this section to prove Dror's theorem. In particular, Theorem 3A is banal for P

-

IT, since, then, the identity X

-r

X n-localizes!

The fact that we have both the homotopy criterion (ii) and the f

homology criterion (iii) of Theorem 3B for detecting the localizing map enables us to derive some immediate conclusions. For example we may use (ii) to prove

Theorem 3.11. If X i s nilpotent and

W connected f i n i t e a d i f

localizes, then fw : (Xw ,g) (Yw,fg) localizes, where W and (X ,g) i s the component of xW containing g. +-

f: X

-+

Y

w x

g i s any map

-t

Proof. We argue just as inthe proofs of Theorem 2.5 and Corollary 2.6, using Theorem 3.12 below. A similar result holds for

W Xfr

(Roitberg [ 6 9 ] ) ; thus we may

remove the condition that W be connected in the theorem. We also note that

-

the theorem implies that H(Fp) = E(F)p

-

where F € NH is finite and H

is

the identity component of the space of (free or pointed) self-homotopy-equivalences. Theorem 3.12. Let

F

+-

E

+

B be a f i b r e sequence i n NH.

Then Fp

+

Ep

-+

is a f i b r e sequence i n tti. Theorem 3.13.

Then

% + Yp -+

Let

X

+

Y

-+

C be a cofibre sequence i n NH. With

c

Cp is a cofibre sequence i n NH.

These two theorems are proved exactly in the manner of their counterparts in H~

(Corollaries 1.10, 1.11).

Our reason for

H1-

Bp

Localization of homotopy types

I8

imposing i n Theorem 3.13 t h e condition

C

proof t h a t , i n general, t h e c o f i b r e of

5

If

7

i s t h a t w e have given no

E H1 -t

is necessarily nilpotent.

Yp

were t h i s c o f i b r e , we would, of course, have a homology equivalence

t o NH; we

H1

k k e w i s e Theorens1.13, 1.14, and 1.16 extend from

w i l l f e e l f r e e t o quote them i n t h e sequel in t h i s extended context. Given

k

X C NH l e t

component of t h e loop space of be t h e supension of a l l belong t o

X.

b e the u n i v e r s a l cover of

X

X, l e t

ZX

be t h e

containing t h e constant loop, and l e t

k , PX

It i s , of course, t r i v i a l t h a t

NH ( f o r t h i s we do not even need t h a t

X

and

CX

EX

i t s e l f be n i l p o t e n t ! ) .

We then have Theorem 3.14.

(i)

N

($)

ru

(k)p; (ii) E ( X p ) =

Proof. To prove (i) that

B

we l i f t

e: X

3

(zX)p; ( i i i j to

Xp

E:

s a t i s f i e s c r i t e r i o n (ii) of Theorem 3B (or 1B).

follow immediately from Theorems 3.12, 3.13 r e s p e c t i v e l y .

k

Z(%)

3

rr/

3

(ZX),.

and observe

(X,)

P a r t s (ii) and (iii) Notice t h a t

Theorem 3.14(i) has t h e following g e n e r a l i z a t i o n ; r e c a l l t h a t l o c a l i z a t i o n preserves subgroups (Theorem 1.2.4). Theorem 3.15.

Let

covering space o f of

3

X E NH and Let

be a subgroup of

X corresponding t o Q and l e t

corresponding t o Q,.

P-ZocaZizes.

Q

Then e : X

+

5

2

nlX.

Let

Y

be the

be the covering space

l i f t s to

e: Y

-+

Z

which

Quasifinite nilpotent spaces

19

4. Quasifinite nilpotent spaces. In this short section we present a result which will enable us to prove an important modification of the main theorem (The Pullback Theorem) of Section 5. Let X € hkl. We say that X generated for all n 2 1 and that X

is of f i n i t e type if anX is finitely is q u a s i f i n i t e if X is of finite type

and moreover H X = {O}

for n

and H X = {O}

N, we will say that X has homological dimension

for n

and may write dim X

(iil

x

3-l

N.

i s of f i n i t e type;

H X i s f i n i t e Z y generated f o r n

(iii) X

is quasifinite

X € NH. Then the following statements are equivalent:

Theorem 4.1. Let

(i)

5

sufficiently large. If X

N

Y, where

Y

n 1 1;

i s a CW-complex with f i n i t e skeleta.

Proof. The equivalence of (i) and (ii) follows from Theorem 2.16. That (iii) implies (ii) is trivial. We prove that (i) implies (iii).

Since

nlX is finitely-generatednilpotent, the integral group ring Z[alX]

is

noetherian. Moreover, if

x

Is

the universal cover of X, Hi?

is certainly

finitely-generated over Z [ n X I , being, in fact, finitely-generated as abelian 1 group. Thus (iii) follows from Wall's Theorem (p. 61 of [ S S ] ) . From Theorem 4.1 we deduce the result in which we will be interested in the next section. Theorem 4.2. Let f:

x

-+

x

X 6 NH. Then X i s q u a s i f i n i t e i f f there e x i s t s a map

o f a f i n i t e CW-complex i n t o X inducing isomorphisms i n homology.

Proof.

It is obvious (in the light of the equivalence of (i) and

(ii) in Theorem 4.1) that the existence of such a map quasifinite. Suppose conversely that X

f

implies that X

is

is quasifinite. By Theorem 4.1 we

Localization of homotopy types

80

may assume that each skeleton of X

is finite. If dim X 5 N, we will show

that we can attach a finite number of (N+l)-cells to XN to obtain a finite complex X such that the inclusion XN 5 X extends to f: .+ X inducing

-

x

homology isomorphisms. We have a diagram

where the vertical arrows are Hurewicz homomorphisms. Now %+l(X,X N) , as a N subgroup of H# , is free abelian and finitely-generated. Let B be a basis N N for s+l(X,X ) and let be a subset of K~+~(X,X) mapped by h bijectively to B. Attach (N+l)-cells to XN by maps in the classes ab, b € B, to form X. It is then obvious that the inclusion XN 5 X‘ extends to a map X -+ X.

-

Let f:

x

+

X be any such extension.

N It is plain that f induces an isomorphism s + p , x ) It follows almost immediately that %+lX isomorphism

HN”; % €$X.

Corollary 4 . 3 . 4.2.

Let

-

=

?2 5

N + p , x 1.

{O}, and that f induces an

This completes the proof of the theorem.

X € NH be q u a s i f i n i t e and l e t

f:

x

.+

X be a s i n Theorem

Then

f*: [X,Y] for all

Y

E

[X,Y]

NH.

-.Proof. Construct

a

-

principal refinement

... -Yi & Yi-l

* *.

of the Postnikov tower of Y. Then, if the fibre of

gi

is K(Gi,ni),

nil 1, the pbstructiomto the existence and uniqueness of a counterimage,

Quasifinite nilpotent spaces

under i

=

f*, of an arbitrary element of

1, 2,

..., r

= ni

+

1

or

ni.

these cohomology groups all vanish.

[x,Y]

Since

f

will all be in Hr(f;Gi), induces homology isomorphisms,

81

Localization of homotopy types

82

5. The Main (Pullback) Theorem. We will denote by X

the p-localization of the nilpotent CW-complex P X; by e the canonical map X + X where p E II, or p = 0; by r : X X 0 P P) P P the rationalization, p E n , and by can ('canonical map') the function -+

[W,Xp]

[W,Xo] induced by

-+

r P

.

We also denote by

g P

the p-localization of

a map g. Theorem 5.1. (The Pullback Theorem). and

Let

W be a connected f i n i t e CW-complex

X a n i l p o t e n t CW-complex of f i n i t e type.

pullback of the diagram of s e t s

{[W,Xpl

Then the 3et [w,x0i

IP

E

[W,X] i s the

ni.

It will follow that, under the conditions stated, X is determined r by the family {X a Xolp E n). Indeed, X is the unique object in the P homotopy category of connected CW-coriplexes which represents the functor

{[W,X 3 + [W,X ]Ip E II} from the category of connected finite P CW-complexes to the category of pointed sets.

W

I+

pullback

Our main theorem also implies, in the light of Corollary 4 . 3 , that, for X

as in Theorem 5.1 and W now quasifinite nilpotent, a map

g:

W+ X

is completely determined (up to homotopy) by the family of its p-localizations {gplp E rI),

and, conversely, a family of maps

a unique homotopy class g: W the maps g(p)

-+

rationalize to

X with a

{g(p):

X Ip E n) determines P for all p, provided that We

-t

g N g(p) P common homotopy class not depending on p.

Therefore the situation is analogous to that in the theory of localization of finitely-generated nilpotent groups (Theorem 1.3.6).

Indeed, this algebraic

fact provides one with an easy proof of Theorem 5.1 in case W or X

is a suspension

a loop space, in view of Theorem 3B. The method we use to prove Theorem 5.1 is the localization of function

spaces (Theorem 3.11), which enables us to prove the result by induction on the number of cells of the CW-complex W.

The main (pullback) theoreni Definition 5.2. g,:

g: X

A map

-f

Y

83

i n NH i s an F-monomorphism i f

i s i n j e c t i v e f o r a l l connected f i n i t e CW-complexes

[W,X]+ [W,Y]

2: X

W.

IIX t h e map with components { e p l p C rI]. We P prove one h a l f of Theorem 5.1, b u t , f o r t h i s h a l f , remove a f i n i t e n e s s Denote by

r e s t r i c t i o n on Theorem 5.3.

2: X

IIX

-+

P

+

(Compare Theorem 1.3.6.)

X.

Then t h e canonical map

be a n i l p o t e n t CW-complex.

X

Let

is an F-monomorphism.

Proof.

W e have t o show t h a t

f o r an a r b i t r a r y f i n i t e CW-complex

[W,X] If

W.

the cofibration

Sn-l

+

Z l[W,X ]

P

i s injective

i s a f i n i t e wedge of s p h e r e s ,

W

i:W

Given

3

W = V U en

W , and assume

V + W.

P

Hence we can proceed by induction

t h e theorem follows from Theorem 1.3.6.

on the number of c e l l s of

[WJX

-+

-+

X, l e t

n 2 2.

with

We consider

g = g l V ; we g e t a f i b r a t i o n ,

up t o homotopy, ( i n which we e x h i b i t one component of t h e f i b r e ) (x',E)

+

(xv,g)

+

p-1 (X ,o), n 2 . 2 ,

giving r i s e t o a diagram with exact rows

Here and l a t e r where

h

[W,X]g

[

, Ih

s e r v e s a s basepoint f o r t h i s s e t .

6

i

and, by exactness, the o r b i t of

which a r e homotopic t o that

denotes t h e s e t of (based) homotopy c l a s s e s of maps

g

Notice t h a t

i m $'

when r e s t r i c t e d t o

g'

i m $J g

X

o p e r a t e s on

c o n s i s t s p r e c i s e l y of t h o s e maps

i s i n j e c t i v e , and we have t o show t h a t

i n j e c t i v e and s i n c e

71

V.

By induction we may assume y-'(Yp)

=

g.

Since

a r e t h e i s o t r o p y subgroups d

r e s p e c t i v e l y , i t follows t h a t the s e t

Y

-1

(YE)

i,

6

is

Ispi)

i s i n one-one correspondence

Localization of homotopy types

84

with the set ker (coker $ localize their domain and

g

-+

so,

coker J, ) . The components of B clearly all g too, do those of a by Theorem 3.11. Therefore

the cokernel of J, splits into a product of p-local groups and the map g coker 0 + coker J, has components which p-localize. Hence g

ker (coker 0 g required.

+

coker J, ) = I01 by Theorem 1.3.6, and y

-1

g

(yp) =

9,

as

Notice that no finiteness conditions on X were needed for this argument. But if the space X is of finite type then, by following the lines of the proof of Theorem 5.3,we obtain the following corollary. Corollary 5.4.

Suppose W is a connected f i n i t e CW-complex and X a

nilpotent CW-complex of f i n i t e type.

Let

S

5 T denote s e t s of primes.

Then: a)

The canonical map

[W,XT]

b ) The canonical map

f i n i t e l y many primes c)

map

+

[W,Xs] is finite-to-one.

[W,Xp] + [W,Xo] i s one-one f o r a l l but

p.

There e x i s t s a c o f i n i t e s e t of primes Q such that the canonicaZ

[W,XQl -+ [W,X

I

i s one-one.

Notice also that we may replace the partition of I7 into singleton sets of primes, in the enunciation of Theorem 5.3, by any partition of lT. We now illustrate, by means of an example, the fact that, even when A

X is a sphere, the map X A n X is not a monomorphism in the homotopy P category of a l l CW-complexes

.

Proposition 5.5.

Let

W = (Si

V

S;)UAen+l

non-empty complementq s e t s of primes, and Then there is an essential map primes

p.

K:

w + sn+'

where n 1. 2, R and A = (1,l) C nn(S;

such t h a t

K.

P

T are

v $j

= o for a l l

The main (pullback) theorem

Proof.

Let

W

K:

+

Sn+'

85

be the collapsing map and consider the

Puppe sequence

Then, for all primes p, E X (CS;)p

or

wP "4. sP n But, were

K

cA

has a left homotopy-inverse since either P is homotopy equivalent to S*l. From the cofibration P

= 0 for all p. P = 0, this would imply that ZX had a left homotopy-inverse and

+ 1 4 (CS;

V

Cs;Ip

we conclude that

K.

hence, by taking homology, Z would be a direct summand of ZR @ZT which rISn+l i s not a monomorphism. P We now complete the proof of Theorem 5 . 1 .

i s absurd. Thus

Theorem 5 . 6 .

Let

Sn+'

-+

W be a connected f i n i t e CW-complex and X a nilpotent

CW-complex of f i n i t e type. p C I'l U {O],

such that

i s the canonical map. that e g P

= g(p)

Proof.

Suppose given a f a m i l y of maps

g(p):

W

-+

xP'

n. g(0) f o r a21 p f Il where r : X + X P P P 0 Then there i s a unique homotopy class g: W - + X such

r g(p)

for all

p.

Uniqueness has already been proved in Theorem 5.3,

have only to prove the existence of g.

If W

then the theorem follows from Theorem 1.3.6.

so

we

is a finite wedge of spheres,

Hence we proceed again by

induction. Let W = VUXen, n 1 2 , and assume that we have constructed g': V such that epg'

= g(p)

IV for all p.

such an extension exists since by Theorem 5.3.

(g'k)p

Let

i:W +X

be an extension of g';

0 for all p and hence g'A = 0

Now consider the diagram

+

X

Localization of homotopy types

86

For each a(p)

*

p C l 7 U {O)

t h e r e i s a unique

*

epp = g ( p ) , t h e

on t h e set

0

-1

(epg').

d e n o t i n g t h e f a i t h f u l a c t i o n of

Note t h a t

used t o prove Theorem 5 . 3 . action

x

a ( p ) C coker $ g l ( p )

coker $ , ( p ) e' (coker $ g g

Further, since

eog(p)

is f a i t h f u l , i t f o l l o w s t h a t each

C=

g(0)

,p

such t h a t

coker $

(p)

by t h e argument

P C

g'

n, and

the

n, r a t i o n a l i z e s

a(p), p C

to

coker $ i s f i n i t e l y g e n e r a t e d , i t f o l l o w s from Theorem 1.3.6 g t h a t t h e family {o(p)} C n(coker $ ) d e t e r m i n e s a unique element g' P a C coker $ which p - l o c a l i z e s t o a ( p ) f o r a l l p . By n a t u r a l i t y w e g' a(O),

Since

conclude t h a t

h a s t h e p r o p e r t i e s r e q u i r e d of

a x

g.

P u t t i n g t o g e t h e r Theorems 5 . 3 and 5.6 w e o b t a i n our main r e s u l t , Theorem 5.1.

One can, of c o u r s e , g e n e r a l i z e Theorem 5.1, w i t h o u t changing a n y t h i n g e s s e n t i a l i n i t s p r o o f , t o t h e case of a n a r b i t r a r y p a r t i t i o n of mutually d i s j o i n t famil ies

Pi

Il i n t o

of primes.

I n o r d e r t o deduce t h e e x i s t e n c e of certain g l o b a l s t r u c t u r e s on o u t of given s t r u c t u r e s on t h e

X Is, as w e w i l l w i s h t o do i n Chapter 111, P

i t i s p a r t i c u l a r l y u s e f u l t o know how t o c o n s t r u c t

i n a " t o p o l o g i c a l " way. s i n g u l a r complex of map, and

p:

Xo

w i l l assume t h a t

-r

l7X P

We w i l l d e n o t e by

.

by

Exp r:

X

o u t of t h e maps

xp +. xo

t h e geometric r e a l i z a t i o n of the

EXP - + ~ X p ) ot,h e

rationalization

l o c a l i z e d a t 0. We P are f i b r a t i o n s (without changing t h e n o t a t i o n ) ,

t h e c a n o n i c a l map

r

p

by a l t e r i n g t h e domains of Theorem 5 . 7 .

There are maps

&p)o, and

X

r

and

p

X

+

EX

in t h e u s u a l way.

Suppose X i s a nilpotent CW-complex of f i n i t e type.

51 the topologiaal pullback

of

Xo

ex

) PO

&EX

P

Denote

, Then t h e canonical

The main (pullback) theorem

map

X

+

x

a7

is a homotopy equivaZence.

Proof.

Consider t h e p u l l b a c k

-

square

- -

The "Mayer-Vietoris" sequence i n homotopy g i v e s a n e x a c t sequence

... r n iTi (5.8)

where

nixo

@

... - n p xiX



nn.x 1 P

(n X ) x (rrn X ) l o 1 P

i s f i n i t e l y generated.

The maps

.1 -

n,rr

nn are a l l p u l l b a c k diagrams.

a g a i n by Theorem 1.3.7.

x

w X i

&? TT

mnlxp)o,

r*

,

i 2 2,

defined f o r

n

x

io

i l l

(Trn.x ) I P O

i P

But s o are t h e diagrams

The map

X

+

TI

which i s t h e i d e n t i t y on t h r e e c o r n e r s .

-

P*

...

Hence i t f o l l o w s from (5.8) t h a t t h e

are a l l s u r j e c t i v e by Theorem 1 . 3 . 7 .

diagrams

-

mnix)o

i n d u c e s a map of p u l l b a c k

diagrams

I t t h u s i n d u c e s isomorphisms

X, and s o is a homotopy e q u i v a l e n c e .

i

Of c o u r s e t h e r e i s a l s o a form of Theorem 5.7, mutatis mutandis, for an a r b i t r a r y p a r t i t i o n of

II into m u t u a l l y d i s j o i n t f a m i l i e s of primes.

I f t h e p a r t i t i o n i s f i n i t e , i t i s e a s y t o see t h a t we need no l o n g e r i n s i s t

Localization of homotopy types

88

that

be of f i n i t e t y p e .

X

Theorem 1.3.7,

W e may a l s o e x p l o i t Theorem 1.3.9 i n s t e a d of

t h a t we a r e concerned w i t h t h e c a s e of a p a r t i t i o n of

so

ll

i n t o two d i s j o i n t s u b s e t s . Theorem 5.9.

Let

partition of

n.

n

be a nilpotent CW-complex and l e t

X

Denote by rp:

Xp

-+ Xo

rO: X

a d

.

canonical m a p s , which we assume t o be fibrations. equivalent t o the topological pullback of

X

Q -+

= P U Q

0

be a

the

Then X i s homotopy

rp and

rQ'

The proof e x p l o i t s Theorem 1 . 3 . 9 j u s t a s t h e proof of Theorem 5.7 e x p l o i t e d Theorem 1.3.7.

W e omit t h e d e t a i l s .

Often one reduces a problem i n v o l v i n g i n f i n i t e l y many primes t o one i n v o l v i n g o n l y f i n i t e l y many by means of a c o r o l l a r y which is i n some s e n s e T h i s c o r o l l a r y f o l l o w s a t once by u s i n g t h e diagram

d u a l t o C o r o l l a r y 5.4.

X

used i n t h e proof of Theorem 5.6, r e p l a c i n g C o r o l l a r y 5.10.

by

Suppose W i s a connected f i n i t e

nilpotent CW-complex of f i n i t e type.

Given a map

a ) For a l l but a f i n i t e nwnber of primes There e x i s t s a c o f i n i t e s e t of primes

b) f €

QI

im([W,X

+

X

Q

and

X P

by

CW-complex and f: W

+

Xo,

X a

then:

p , f E im([W,X ] P

Q

Xo.

-+

[W,Xo])

such t h a t

[W,Xol).

Combining t h i s w i t h C o r o l l a r y 5.4 w e g e t

and

f

be as i n Corollary 5.10.

e x i s t s a c o f i n i t e s e t of primes

Q

such that

C o r o l l a r y 5.11.

where

w

g:

-+

Let

xQ,

I n case

W, X

and rQ: xQ -+ X W

f

Then there

factors uniquely as

f

-

i s the canonical map.

i t s e l f is n i l p o t e n t , we can r e f o r m u l a t e Theorems 5 . 3

and 5.6 u s i n g t h e u n i v e r s a l p r o p e r t y of l o c a l i z a t i o n , namely, t h e f a c t t h a t e : W

P

-+

W

P

induces a b i j e c t i o n

e*: [W ,X ] P P P

+

[W,Xp].

W e get

rQg

The main (pullback)theorem

Let W be a nilpotent f i n i t e CW-complex and X an arbitrary

Corollary 5.12.

nilpotent CW-compZex. Given t u o maps g, h: W i f

gp

hp f o r aZZ primes

n.

89

+

X, then

g

n.

h i f and o n l y

p.

This is immediate from Theorem 5.3.

In case h = 0 this answers a

conjecture of Mimura-Nishida-Toda [ 5 3 ] affirmatively. From Theorem 5 . 6 we get

Let

Corollary 5.13.

W be a nilpotent f i n i t e CW-complex and

CW-compZex o f f i n i t e type.

such t h a t cZass

g:

g(p),

w

e

x

g(p'),

Given m y f m i Z y o f maps f o r aZI

p, p' c

n,

{g(p):

a niZpotent

X

Wp

-+

n)

Xplp €

there is a unique homotopy

g n. g(p) f o r a11 p. P However, we may further improve on Corollaries 5.12, 5.13 by exploiting -+

Corollary 4 . 3 . f*: [W,X]

2

-

with

For, according to that result, if W

[W,X], where f:

w -+ W

is quasifinite, then

-

is a map of a finite CW-complex W

Thus Theorems 5.3, 5.6 remain valid if the assumption that W replaced by the assumption that W is quasifinite (nilpotent).

to W.

is finite be Thus we

conclude Theorem 5.14.

The conczusions of Corozlaries 5.12, 5.13 remain valid, i f

i s supposed q u a s i f i n i t e instead of f i n i t e .

W

Localization of homotopy types

90

6.

Localizing H-spaces I n t h i s s e c t i o n we prove a theorem which w i l l be c r u c i a l i n our study

of t h e genus of an H-space i n 111.1, and which provides a n a t u r a l analog of t h e b a s i c recognition p r i n c i p l e i n t h e l o c a l i z a t i o n theory of n i l p o t e n t groups. X

Let

be a connected H-space.

so may be l o c a l i z e d .

-+

Xp

i s an H-map.

Then, f o r any CW-complex

For any monoid

M

and any element x

in

M

x € M,

and we w i l l

f o r such an nth power, even though t h e r e i s , i n general, no unique

n t h power.

It i s thus c l e a r what we should understand by t h e claim t h a t a

homomorphism

$: M

Theorem 6 . 2 .

The map

-+

e,

let

P-local rmd

f,:

[W,X]

W.

Then

CW-complexes

Proof. W

f: X

of monoids i s P - i n j e c t i v e (P-surjective,

N

Conversely,

true i f

property of

W, t h e induced map

we may, in an obvious way, speak of an n t h power of xn

i s n i l p o t e n t and

may be endowed with an H-space s t r u c t u r e such t h a t

Xp

i s a homomorphism of monoids?

write

X

Moreover, i t i s p l a i n , from t h e u n i v e r s a l

l o c a l i z a t i o n , t h a t each e: X

Then c e r t a i n l y

-+

(6.1)

i s f i n i t e connected.

be an H-map of connected spaces such that

Y

-+

i s P - b i j e c t i v e if W

P-bijective).

[W,Y]

f

We prove

i s P - b i j e c t i v e f o r a l l f i n i t e connected

P-localizes. e,

(6.1) P-bijective.

This a s s e r t i o n i s c l e a r l y

is 1-dimensional, by t h e Fundamental Theorem of Chapter I.

t h e r e f o r e argue by induction on t h e number of c e l l s of of Theorem 5 . 1 ) .

We assume

is

Y

W

We

(compare t h e proof

W = V U en, n 2 2 , and t h a t w e have a l r e a d y

proved t h a t e,:

P,XI

* [V,%l

is P - b i j e c t i v e f o r a l l connected H-spaces

X.

W e consider t h e diagram (of

monoid-homomorphisms) *By monoid, we understand a s e t

endowed with a m u l t i p l i c a t i o n with two-sided unity

Localizing H-spaces

We prove

e*: [W,X] + [W,Xp]

e*ix = 1, s o

Then

$pexa = e*$a = 1.

ix" = 1, f o r some

f o r some

respect t o

flX

m

1

so t h a t and

is P-injective.

=

$Jcm2

W e now prove

f o r some

e*:

Then

ipym = e*a

that

jam' = 1 f o r some ipe,x

Thus

yml

f o r some

=' : ,e

m

We conclude t h a t

QXP.

-+

[W,%]

P-surjective.

a € [V,X], m C P I .

1

with

e*x = 1.

Thus

m2 6 P' , whence f i n a l l y

[w,x]

= ipym'

= (e*x).($pb),

m € P'.

x € [W,X]

h e r e we invoke t h e i n d u c t i v e h y p o t h e s i s w i t h

and i t s l o c a l i z a t i o n

m m a 1 2

and

€ P';

Thus l e t

xm = $ a , a C TI X , and m e*a = Jipb, b € [ZV,$,], and b = e*c,

It f o l l o w s t h a t

c f [CV,X]

e*

P-injective.

91

C P'.

Thus

It f o l l o w s t h a t

Now

=

e*$c,

m m

(xm)m1m2 = $ a

= 1

[W,%l.

y €

Let

am1

= i x , x C [W,X],

mm 1-power of

bm2 = e*c, f o r some

Thus, by Lemma 6 . 4 below, ynrmlm2= ek(xm2.$c)

ml

e,ja = j Pe*a = 1, so

( f o r a s u i t a b l y bracketed b C vnXp.

e*a

c

<

y).

unX, m2 C P ' .

and t h e a s s e r t i o n i s proved.

(Note t h a t , i n t h e s e arguments, w e have w r i t t e n a l l monoid s t r u c t u r e s i n ( 6 . 3 ) multiplicatively. ) The converse i s t r i v i a l .

f,: II X

-+TI

n 11.

Thus

For i f we s e t

W = Sn

t h e n we know t h a t

i s a P-isomorphism t o a P - l o c a l group and hence P - l o c a l i z e s ,

Y f

P - l o c a l i z e s by Theorem 3B.

The f o l l o w i n g lemma, t h e n , s u p p l i e s t h e one m i s s i n g s t e p . Lemma 6 . 4 .

Let

X

attaching the cone W

*

ZA

induces

be an H-space and l e t CA

to

V

W = V

by means of a map

U

CA, t h e space obtained b y A

-t

V.

The p r o j e c t i o n

Lacalization of homotopy types

92

4 i s central in the monoid

and the image of

Proof.

Let c: W

+

W V CA be the cooperation map, In the terminology

of Eckmann-Hilton. Then, for x € [W,X], a

where € [WVCA,X] Thus

-

[w,x] in the strong sense that



[ZA,X], we have

x.$a = c*, [W,X]

(xl.$al) (x,.4ia2)

c* = x1x2. 4 (ala2>

.

[ZA,X].

X

=

(c*)(c*) = c*() =

Remark. Note that we could have proved that

e*

the following stronger sense, namely, that if e,x xn = yn for some nth power with n



P'.

in (6.1) is P-injective in =

e*y, x , y € [W,X], then

In the presence of a nilpotency

condition, this sense of P-injectivity in fact coincides with the obvious one (obtained by setting y = 1); and, indeed, it is true, with appropriate definitions, that

[W,X] is a nilpotent loop (non-associative group),

Corollary 4 . 3 enables us to deduce the following modification of Theorem 6.2. Corollary 6.5. Let

CW-complex.

X be a connected H-space mrd W a quasifinite

Then ZocaZization induces

and eg i s P-bijective. The following consequence of this corollary will be very important in the sequel. Theorem 6.6.

Let W be a quasifinite CW-compZex and l e t

H-space such that Wp

9

Xp.

Then there e x i s t s a map

X be a connected

f: W * X such that

Localizing H-spaces

fp:

wp

eY

$.

Proof.

Let

g,

= ng*: R*(Wp)

g: Wp

-+

$

n C P' suchthat

6 . 5 there e x i s t s n

93

-+

n,($)

gn = e l ( f ) , f : W

and t h a t , consequently,

isomorphism of homotopy groups found the required map

b e a homotopy equivalence.

f

.

(n C Zt). Thus

-+

X.

n

g,

g": Wp

By Corollary

But i t i s c l e a r that is,like '\I

$,

g*,

an

so that we have

Localization of homotopy types

94

7.

Mixing of homotopy t y p e s T h e i d e a o f m i x i n g h o m o t o p y t y p e s g o e s b a c k t o Zabrodsky [ 9 3 ] a n d h a s been

e x t e n s i v e l y used t o c o n s t r u c t examples and counterexamples i n homotopy t h e o r y ; see, e . g .

[79,93,96] and Chapter 111 of t h i s monograph.

It seems t h a t l o c a l i z a t i o n

t h e o r y p r o v i d e s t h e r i g h t framework f o r d i s c u s s i n g t h i s i d e a and r e n d e r i n g i t most e a s i l y u s a b l e i n a p p l i c a t i o n s . We b e g i n by d i s c u s s i n g puZZbacks

i n homotopy t h e o r y , a t o p i c of some

independent i n t e r e s t , i n p a r t i c u l a r w i t h r e s p e c t t o l o c a l i z a t i o n .

Given a

diagram

If

X (7.1) Y-B

i n t h e category

g

T of based CW-complexes, we may r e p l a c e

and t a k e t h e ( s t r i c t ) p u l l b a c k

which we c a l l t h e weak

by a f i b r e map

We o b t a i n a diagram

T.

puZZback of (7.1) i n t h e homotopy c a t e g o r y H.

known t h a t t h e homotopy t y p e of

as a diagram i n

in

f

2

depends only on t h e diagram ( 7 . 1 ) , i n t e r p r e t e d

H, and i s symmetric w i t h r e s p e c t t o

we might j u s t as w e l l have r e p l a c e d i n s t e a d of choosing t o r e p l a c e

f.

I t is

g

(or both

Of c o u r s e , i f

f

f , g, i n the sense t h a t and

f

(or

g) by a f i b r e map, g) were a l r e a d y a

f i b r e map, n o replacement would be n e c e s s a r y . I f (7.1) were a diagram i n

To, t h e s u b c a t e g o r y of

T

c o n s i s t i n g of

connected CW-complexes, we would o b t a i n t h e weak p u l l b a c k i n the corresponding homotopy c a t e g o r y base point.

Ho by r e p l a c i n g

W e would t h u s o b t a i n

2

i n (7.7.) by t h e component

Zo

of i t s

Mixing of homotopy types U

1. If

zo (7.3)

in Ho.

x

We are interested in the question of when we may infer that

is, in fact, in NH. Theorem 7 . 4 . i f

zO

W e prove:

Suppose t h a t

X , Y C NH

i n (7.31.

Then

nlZo operates n i l p o t e n t l y on nnB, n 2 2 , v i a

Proof.

fu

Zo

.

E NH i f and onZy

The diagram ( 7 . 3 ) gives rise to a Mayer-Vietoris sequence

of groups with nlZo-action, where

Suppose that nlZo

G

i s the pullback of the diagram of groups

operates nilpotently on TInB, n

operates nilpotently (via u

vo)

nlZo operates nilpotently on

?

2. Then, since n lZ o

on the homotopy groups of X

it follows from Proposition 1 . 4 . 3 that nlZo Now

95

TI

2

and Y,

operates nilpotently on nnZo, n ? 2.

B and hence on Im n2B C n l Z o .

However

here the operation is by conjugation and thus the operation of G on Im n2B induced by the exact sequence

Im n2B is also nilpotent.

-TI

Z

l o

-

Since G, as a subgroup of

we infer from Proposition 1.4.1 that r1Z0 Conversely, suppose that Zo

G IT

X 1

x TI

Y, is nilpotent, 1

is nilpotent.

is nilpotent. Then an immediate

application of Proposition 1 . 4 . 3 to the Mayer-Vietoris sequence

Localization of homotopy types

96

shows that nlZo operates nilpotently on nnB, n 1 2 . Of course, it is most useful to have a criterion for Z

to be

nilpotent which is independet of the maps uo, vo, but depends only on (7.1). Thus we now enunciate Corollary 7.6.

Let ( 7 . 1 ) be a diagram i n NH.

Then, i n the weak pullback

(7.3) i n Ho, Zo C NH.

The following immediate consequence of Theorem 7.4, generalizing Theorem 2 . 2 , 1s also useful. Corollarv 7.7.

Let ( 7 . 1 ) be a diagram i n Ho with X, Y C NH.

If X

OP

Y

i s 1-connected, then Zo C N-l. We now suppose that (7.3) i s a weak pullback in N a n d we localize at the family of primes P.

We obtain

yp

Diagram (7.8) i s a weak pullback in NH.

Proposition 7.9.

Proof.

Form the pullback in To

(7.9)

where we may 8:

Zop+ 2'

assume fp to be a fibration. There is then a map

yielding a commutative diagram

Mixing of homotopy types

in

91

NH, andhence a map of t h e P - l o c a l i z a t i o n of t h e Mayer-V

!to1

3

sequence of

(7.3) t o t h e Mayer-Vietoris sequence of (7.9); h e r e Theorem 1.2.10 p l a y s a c r u c i a l r o l e i n e n s u r i n g t h a t , when we l o c a l i z e

G

i n (7.5) w e o b t a i n

t h e p u l l b a c k of t h e diagram

K1yP

-rB

rigp

1P

I n t h i s map of Mayer-Vietoris sequences a l l groups e x c e p t mapped by t h e i d e n t i t y .

Thus

s

rnZoP

are

i n d u c e s an isomorphism of homotopy groups

and hence is a homotopy-equivalence. Suppose, i n (7.31,

C o r o l l a r y 7.10.

Then Zo

€ Mi

and

Proof.

that

f

is a P-equlvalence and X, Y, B

is a P-equivalence.

vo

We a l r e a d y know t h a t

Z

€ NH

i s an e q u i v a l e n c e so t h a t , by P r o p o s i t i o n 7.9, v



by C o r o l l a r y 7 . 6 . vop

Now

fp

is an e q u i v a l e n c e and so

i s a P-equivalence.

Of c o u r s e , t h i s c o n c l u s i o n could more e a s i l y have been drawn w i t h o u t e s t a b l i s h i n g P r o p o s i t i o n 7.9 i n f u l l g e n e r a l i t y . We w i l l b e i n t e r e s t e d i n e s t a b l i s h i n g c o n d i t i o n s under which w e may i n f e r t h a t t h e space

Z

i n (7.2)

is a l r e a d y connected, so t h a t

Z = Zo.

NH.

Localization of homotopy types

98

Obviously this holds if (7.1) is a diagram in To

in which f

(or g)

induces a surjection of fundamental groups. However, we will require a more general criterion. Proposition 7.11. Let ( 7 . 1 ) be a diagram i n nlB i s of the form 17.21 in

H,

f*a.g,f?,

c1

E

Ti

To

i s which every eZement of

Then i n the weak pullback

X, f? E nlY. 1

i s connected.

Z

Proof.

Let us assume f a fibre map, so that ( 7 . 2 )

pullback in T. Given (x,y) E Z, x E X, y E Y, let k o

to x, and m

a path in Y

from o

reverse of m, is a loop in B on p

0 , so

is the strict

be a path in X

to y. Then fII *gi, where

i

from is the

in X,

that there are loops h

in Y with

Thus f(x

* L)

-

-

fk*gm- fh*gp. g(p *m), re1 endpoints,and, since f is a fibre map, we find

L' * h * II, re1 endpoints, that

(II',m')

so

that

f&' = gm', where m' = p *m.

is a path in Z from o

to

It follows

(x,y).

We exploit Proposition 7.11 in the following way.

Let ( 7 . 2 ) be a diagram i n To i n which f,: nlX * TIIB is a

Corollary 7.12.

P-surjection and of the primes.

g,:

TI

Y

1

-+TI

B i s a Q-surjection for some p a r t i t i o n 1

Then, i n (7.21,

Proof.

Z

yn = g,n

P

for m E Q, n € P.

are relatively prime we find integers k, II with km II and then y = f,Sk* g,n ,

+ an =

We are now ready to prove the mixing theorem which is the main objective of this section.

=

i s connected.

Let y E alB. Then ym = f,S,

Since m, n

n

1

u

Q

Mixing of homotopy types

Theorem 7.13.

with Xo

X , Y C NH

Let

of the primes. Then there exists

Proof. h: Y

0

2

X

2

and Let rI

Yo

with

Z C NH

There a r e c a n o n i c a l maps

99

s:

Zp

Xp

+

2

= P U Q

$,

Xo,

ZQ

t: Y

N

Q

Y

-f

be a partition

9' Let

'0'

and c o n s i d e r t h e diagram

0

1

(7.14) Y-%

Q

xO

Form t h e weak p u l l b a c k of ( 7 . 1 4 ) ,

Certainly

s

i s a Q-equivalence and

7.12 e n s u r e s t h a t Corollary Thus

u

7.10 g u a r a n t e e s t h a t induces

up: Zp

2

Xp

u

and

i s a P-equivalence.

Thus C o r o l l a r y

Corollary 7.6 then ensures t h a t

i s connected.

Z

ht

i s a P-equivalence

v

induces

vs:

and

v

2 E NH and

i s a Q-equivalence.

ZQ r- YQ.

The following addendum i s important i n a p p l i c a t i o n s . P r o p o s i t i o n 7.15. Z

(i) Let X ,

Y

in Theorem 7.13 be quasifinite. Then

is quasifinite. lii) Let X , Y in Theorem 7.13 be 1-connected. Then

Z

is 1-connected. liiil Let X,

Y

in Theorem 7.13 have the homotopy type of

a finite 1-connected CW-complex. Then

Z

has the hornotopy type of a finite

1-connected CW-comp Zex.

Proof.

(i) Observe t h a t i f

generated L -module and P by Theorem 1.3.10, is quasifinite.

A

A

Q

A = WiZ

then

is a finitely-generated

%

is a f i n i t e l y -

%-module.

Thue,

is a f i n i t e l y - g e n e r a t e d a b e l i a n group, so t h a t 2

Localization of homotopy types

100

(ii) Observe that

nlZ

is a nilpotent group which l o c a l i z e s t o

the t r i v i a l group a t every prime and hence is c e r t a i n l y t r i v i a l . (iii) This follows from (i) and (ii),using the techniques of

homology decomposition.