Accepted Manuscript Characterization of Aerosol Chemical Composition from Urban Pollution In Brazil and Its Possible Impacts on the Aerosol Hygroscopicity and Size Distribution Gerson P. Almeida, Antônio T. Bittencourt, Marçal S. Evangelista PII:
S1352-2310(19)30046-9
DOI:
https://doi.org/10.1016/j.atmosenv.2019.01.024
Reference:
AEA 16513
To appear in:
Atmospheric Environment
Received Date: 6 March 2018 Revised Date:
3 January 2019
Accepted Date: 5 January 2019
Please cite this article as: Almeida, G.P., Bittencourt, A.T., Evangelista, M.S., Characterization of Aerosol Chemical Composition from Urban Pollution In Brazil and Its Possible Impacts on the Aerosol Hygroscopicity and Size Distribution, Atmospheric Environment, https://doi.org/10.1016/ j.atmosenv.2019.01.024. This is a PDF file of an unedited manuscript that has been accepted for publication. As a service to our customers we are providing this early version of the manuscript. The manuscript will undergo copyediting, typesetting, and review of the resulting proof before it is published in its final form. Please note that during the production process errors may be discovered which could affect the content, and all legal disclaimers that apply to the journal pertain.
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Abstract
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We studied the effect of aerosols inorganic chemical composition on the aerosol hygroscopicity of urban
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pollution in Brazil, where biofuels have been used in large scale. We applied size segregated inorganic chemical
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composition analysis using ISORROPIA II model and κKöhler theory to determine the hygroscopicity parameter
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(κ) of submicrometer aerosols measured in São Paulo city. The size dependence of organic and black carbon (BC)
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mass were estimated by chemical mass balance and mean observed values. Results showed ultrafine mode particles with diameter smaller than 100 nm with a relatively K2SO4 and
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Na2SO4 large amount inducing further growth by diffusive condensation and coagulation of low-volatile organic
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compounds. The process could lead to modifications of aerosol size distribution and also to formation of more
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active Cloud Condensation Nuclei (CCN) due to the formation of aerosols with considerably increase of
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hygroscopicity ( > 40 %). The contribution from BC can decreases up to 40% of the observed hygroscopicities
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values of particles around 100 nm in diameter.
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Moreover, we present a parameterization based on aerosol mass fraction to accurately predict κ derived
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from data of Aerosol Mass Spectrometer (AMS) collected in urban pollution in Brazil. Results are compared to
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hygroscopicity derived from observations of the pollution plume downwind Manaus, on the northern region of
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Brazil. Both cases were analogous indicating that, despite the fact of receiving influences of organic components
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from the forest, the pollution plume of Manaus shows the same characteristics of hygroscopicity, and can be
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modeled following the same parameterization.
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Keywords: Urban pollution, Brazil, Biofuels, Aerosols, Chemical Composition, Hygroscopicity, CCN
1. Introduction.
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The hygroscopic properties of atmospheric aerosol particles are of major importance in
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describing its life cycle and the related direct and indirect effects on climate. Such properties
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define particles processes to take up water under saturated environments, developing into cloud
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droplets at supersaturated conditions (e.g. McFiggans et al., 2006). Hygroscopic properties are
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directly related to the chemical composition of individual aerosol particles, and can be derived
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from the volumetric fractional composition of organic and inorganic compounds (Petters and
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Kreidenweis, 2007).
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The influence of water uptake of the organic aerosol fraction, which can contribute 20–
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90% of atmospheric fine aerosol mass, is much lower than the one from inorganic compounds,
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though still not completely understood. However, the importance of hygroscopic properties of
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atmospherically relevant inorganic salts is significantly recognized. The high hygroscopicity
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values of inorganic compounds imply that even small fluctuation on those compounds can be
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crucial to allow a particle to be activated or not as a CCN at a given supersaturation condition.
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Keeping that in mind, it is of special importance that one considers urban air, where most
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hydrophobic particles are produced from combustion (Swietlicki et al., 2008), and, afterwards
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they could undergo interactions with long-range transported background particles, producing
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complex aerosols. Particles produced from combustion can also contain soot (black carbon, BC), which
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extinguishes direct solar radiation. Whether those particles are hygroscopic or not can
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substantially influence their removal and life cycle in the atmosphere. Since pollutants are also
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transported, influences from large urban areas can be expected on a regional, continental, and
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global scale (Molina and Molina, 2004; Lawrence et al., 2007; Kunkel et al., 2013). Therefore,
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the assessments of their properties are of major interest due to their potential influences in large
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areas. The theme becomes more intriguing if we consider that the eminent fossil fuel shortage
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has motivated the search for alternatives fuels, such as biofuels.
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It is important to highlight that there are no specific studies of biofuel effects on aerosol
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hygroscopicity and size distribution characteristics. Some initial inferences on the theme were
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presented by Salvo et al (2017), considering the characteristics of Brazilian fuel, which is the
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most developed and integrated biofuels program in the world (Sorda et al., 2010), and use a
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blend unique, being diesel with 7% of bio-diesel burned by heavy-duty vehicles and gasoline
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with 27% of anhydrous ethanol (gasohol), as well as hydrated ethanol by flex-fuel light-duty
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vehicles. The emissions by these fuel blend burnings can produce aerosols chemical
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composition not similar to those observed in other countries. In the US, for example, all
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gasoline powered vehicles sold can run on fuels with gasoline and only 10% ethanol. On the
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other hand the EU aims to have 10% of the transport fuel of every EU country come from
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renewable sources such as biofuels by 2020.
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In this context, this study characterized the hygroscopicity parameter of the inorganic
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aerosol fraction collected during the winter 2012 in São Paulo, Brazil. Emphasis is placed on
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describing the major aerosol chemical inorganic components and evaluating its possible
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impacts of the solute contributions to the hygroscopicity and aerosol size distribution.
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Considering that São Paulo is a very large urbanized polluted area, where biofuels are used in
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large scale, and not dissimilar from other urbanized areas around the country, this study helps
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to clarify important properties of aerosols from polluted areas in Brazil.
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The use of size segregated aerosol chemical composition for determination of
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hygroscopicity has been previously reported in the work of Liu et al. (2014), with which this
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study shows similarities. Nevertheless, while in the work of Liu et al. (2014) they intend to
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determine hygroscopicity as a function of synoptic transport pattern, our emphasis is on the
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characteristics of urban pollution marked by the presence of products from the biofuels
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combustion, with a focus on providing information for further study that can lead towards the
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mechanism about particles formation.
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2. Location Description, Sample Collection, and Experimental Methods
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Data used in this study was collect from two sites in Brazil. One in São Paulo and the other on a more remote location in Brazil, close to the city of Manaus.
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The Metropolitan Area of São Paulo (MASP), at 23.50 S, 46.60 W, is located in the
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southeastern region of Brazil, and consists of 39 municipalities, including São Paulo City,
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capital of São Paulo State. MASP is around 50 km from the Atlantic Ocean, 800 m of altitude,
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and is among the megacities worldwide reaching more than 22 million inhabitants with 8
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million vehicles burning a mix of fuels (gasoline, ethanol, diesel and biodiesel). The region is
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also affected by industrial emissions, which results in complex sources of aerosols and its
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precursors, causing serious air pollution conditions (CETESB, 2017).
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The aerosol sample site in MASP, Armando Salles de Oliveira campus of the University
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of São Paulo, is a green park (7.4 km2) surrounded by streets and avenues with intense light-
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and heavy-duty vehicles. The samples were collected each 24 h using a cascade Micro-Orifice
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Uniform Deposit Impactor (MOUDI, model 100, MSP Corporation; Marple et al., 1986), at the
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roof of the Institute of Astronomy, Geophysics and Atmospheric Science (IAG), about 12 m
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above mean ground level, from 15th August to 5th September 2012, winter characterized by dry
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period (Vieira-Filho et al., 2016). The particles sampling was performed through eleven stages
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with 50% cut off diameters (D50) each: < 18, 10, 5.6, 3.2, 1.8, 1.0, 0.56, 0.32, 0.18, 0.1 and
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0.056 µm, followed by an after-filter as the last stage (0.020 µm).
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In general, particles of sizes larger than the cut-size of certain stage but smaller than a
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cut-size of the previous stage are present in all stage. This indicates that masses observed at all
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stages are composed from particles of sizes smaller and larger than the cut off diameter,
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probably with chemical composition skewed toward larger sizes. For simplicity we assume
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here that the mean chemical composition represents values of cut off diameter. As will be
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shown, this assumption seems to be valid because the chemical composition described below
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undergoes processes isolated by size ranges whose major influences are close to the cutting
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diameters
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Mass concentrations were obtained gravimetrically by employing an electronic high-
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precision microbalance with 1 µg sensitivity (Mettler Toledo MX5), before and after sampling
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on polycarbonate filters, in a room with controlled temperature and humidity, 22±2 ºC and
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45±3 %, respectively (Vieira-Filho et al., 2016). Water-soluble ions extraction in 10 mL deionized water (18 MΩ.cm) was performed with
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a continuous mechanical stirring for 60 min, followed by micro-filtration in MILLEX
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membrane, 0.22 µm pore size (Vieira-Filho et al., 2016), which allows the determination of
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individual ions masses. All the solutions were kept frozen until analysis by ion chromatography
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(IC) with conductivity detection (Metrohm model 851). The conditions for anions analyses
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were: anionic column Metrosep A-Supp5 (250mm x 4mm), eluent of Na2CO3 4.0 mmol L-1 /
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NaHCO3 1.0 mmol L-1; flow rate of 0.7 mL min-1; Metrohm suppressor system using
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regenerant solutions of H2SO4 50 mmol L-1and deionized water under 0.8 mL min-1flow rate.
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Cationic Metrosep column C2 150 (150x4 mm) Metrohm, tartaric acid as eluent 4 mmol L-1 /
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dipicolinic acid 0.75 mmol L-1, 1.0 mL min-1 flow rate and Metrohm electronic suppression
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system conditions were used to determine cations. The quantification was performed using
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external calibration curve from standard concentrations for the ions. Anions measured included
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acetate ( ), chloride (Cl−), nitrate ( ), oxalate ( ), and sulfate ( ). The cations measured were ammonium (NH4+), calcium ( ), potassium (K+), magnesium
( ), and sodium (Na+) (Vieira-Filho et al., 2016). The detection limit (DL) values were
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calculated from parameters obtained by the analysis, using the least squares method of the
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calibration curve (y = a + bx) and correspond to the blank signal (or linear coefficient) plus 3
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times the standard deviation of the "blank" (sy/x), that is, DL = a + 3sy/x (Miller and Miller,
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1988). The lowest DL value (0.5 µmol L-1) were observed for potassium, ammonium, nitrate,
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sulfate and oxalate, the highest (2.4 µmol L-1) for magnesium.
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The ion mass obtained from the IC measurement were then used as input for the ISORROPIA‐II
thermodynamic
equilibrium
code
(Fountoukis
and
Nenes,
2007)
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(http://nenes.eas.gatech.edu/ISORROPIA) to provide a realistic combination of anions and
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cations forming the inorganic compound according to the measured ion mass, which also
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allows the definition of its volume. According to the inorganic volume fraction Köhler Theory
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analysis and κ‐Köhler theory are applied (section 3).
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Elemental analysis was performed by EDXRF - Spectrometer EDX 700HS; Shimadzu
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(Miranda et al., 2012). The filter was submitted to EDXRF, and spectra accumulated for 900 s
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under the following conditions: Al filter, vacuum as X-ray path, 10-mm diameter collimator,
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10–20 keV energy range, 50 kV tube voltage, an Rh X-ray tube, and a Si(Li) detector. We
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analyzed the elements Al, Si, P, S, Cl, K, Ca, Ti, V, Cr, Mn, Fe, Ni, Zn, Ga, Br, Zr, and Pb. The
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spectra were reduced withWinQXAS software, available from the website of the International
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Atomic Energy Agency (http://www.iaea.org/OurWork/ST/NA/NAAL/pci/ins/xrf/pciXRFdown.php).
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The elemental analysis allowed the determination of total mass and volume of insoluble
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material, like SiO , Al O , Fe O and others. The combination of the ion mass with elemental
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mass defines the total inorganic mass.
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Blank filters were analyzed to evaluate ions and elements by IC and EDXRF,
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respectively, followed by discount for each parameter evaluated in all samples.
The experiment site in Amazonas, North of Brazil, was in Manacapuru, in a farm
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located 60 km southwest of Manaus (3.20 S, 60.60 W), a place that represents a time travel of 4
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to 6 hours for the pollution plume. The Manaus metropolitan area has population estimated at
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2.5 million, with about 650 thousand vehicles (2014/15), which could be compared to 1/10 of
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MASP. During the years of 2014/15, a comprehensive aerosol field campaign was conducted
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(Martin et al, 2016) on the site. Details about the experiments, including calibration and data
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control are presented in different articles (Martin et al, 2016; Mei et al., 2013a; Mei et al.,
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2013b; Thalman et al., 2017; and de Sá et al., 2017), and will concisely be described
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hereinafter.
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The aerosol sampled 10 m above the ground was first dried by a poly-tube Nafion
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(Perma Pure, model 224 MD-110), reaching RH < 40%. A CCNC (Droplet Measurement
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Technologies, Boulder, CO) was coupled to an Differential Mobility Analyzer (DMA) and a
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condensation particle counter (CPC, TSI Inc., 3010) was employed to measure CCN activation
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fraction of size-selected particles (Frank et al., 2006; Mei et al., 2013a; Moore et al., 2010;
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Petters et al., 2007) and to determine aerosol hygroscopicity properties. The aerosol was
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submitted to steady state charge distribution inside a Kr-85 aerosol charger (TSI, model 3077A)
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before DMA measurements. After size selection by the DMA, particles were split in two and
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simultaneously characterized by a CPC and a CCNC (Thalman et al., 2017). The seven particle
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diameters (51, 75, 94, 112, 142, 171, and 222 nm) through which the DMA classified particles
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size were submitted to the CCNC, being super saturation (SS) changed at each diameter by
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stepping the flow rates and temperature gradient. Adequate statistics were considered from
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1500 particles counted on the CPC, given SS a minimum of 30 s or up to a maximum of 120 s.
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This implied that the measurement cycle through the seven particles sizes ranged 1 – 2 h,
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depending on the particle number concentrations. The SS of the CCNC was calibrated using
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ammonium sulfate particles (Mei et al., 2013b). At each operational set point, ranging from
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0.075 – 1.1 %, the temperature fluctuation was considered, due to the course of the day.
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The hygroscopicity of the individual particle sizes was derived from the activation
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curves as described in Mei et al. (2013a). Initially, a lognormal function is used to fit the curves
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of activated fraction (Ra) as a function of SS given in percent as
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being E the fraction of the particles active as CCN at a given SS; SS* the characteristic super
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saturation and σs the coefficient related to the slope of the function, σs is associated to the
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dispersion of values in which particles are activated as CCN. This function is used to represent
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the physical phenomena of particle activation.
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Activation curves were determined by taking into account the influence of the multiple
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charged particles using size distribution information from the SMPS measurements and
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calculus of the influence of the charged particle activation curves measured twice or three times
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for each size (Rose et al., 2008; Mei et al., 2013a; Mei et al., 2013b). The SS* is retrieved at
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50% of the maximum point at which E is activated. The SS* is then used to calculate the
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particle hygroscopicity according to κ-Köhler theory (Köhler, 1936; Petters and Kreidenweis,
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2007) as follows:
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-=
4/ 2712 ∗
with
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/=
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and being Dp the particle diameter, and Mw, ρw and σw the molecular weight, density and surface
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tension of pure water, respectively, with σw = 0.072 J m-2.
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The chemical composition was quantitatively evaluated with High-Resolution Time-of-
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Flight Aerosol Mass Spectrometer (HR-ToF-AMS, hereafter AMS; Aerodyne, Inc., Billerica,
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Massachusetts, USA). The design principles and capabilities of this instrument are described in
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DeCarlo et al. (2006) and Canagaratna et al., (2007).
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The AMS inlet sampled aerosols from 5m above ground level. Organic, sulfate,
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ammonium, nitrate, and chloride particulate matter (PM) mass concentrations were obtained
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from “V-mode” data every other 4 min (de Sá et al., 2017). The choice of ions to fit the mass
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resolving of instruments was aided by the “W-mode” data, which were collected for 1 day
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every 5 days. Data analysis was performed using SQUIRREL (1.56D) and PIKA (1.14G) from
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the AMS software suite. Positive-matrix factorization was applied to the time series of the
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organic component of the high-resolution mass spectra (Ulbrich et al., 2009).
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For our analysis we focus on the measurements carried out during the first Intensive Operating Period (IOP1) from February 1, to March 31, 2014, period in which Manacapuru did
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not receive substantial influence of biomass burning plume and the site experienced conditions
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ranging from nearly natural to heavily polluted.
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3. Hygroscopicities Used in κ-Köhler Theory
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The κ–Köhler theory can be applied to a multicomponent particle supposing internal
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mixing rules defined by Zdanovskii, Stokes and Robinson (ZSR) (Stokes and Robinson, 1966;
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Zdanovskii, 1948) by weighting hygroscopicity parameters -9 of each component according to their volume fractions, :9 , as
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- = ∑ :9 -9 ,
with the corresponding -9 value for inorganic compounds, organic matter (OM), BC, insoluble crust debris and condensed water. The -9 values (Fountoukis and Nenes, 2007) of individual
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components are listed in Table 1. Although the mixing rule for different particle components
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refers to volume fractions, the mass fractions can be used as a first-order approximations
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(Petters and Kreidenweis, 2007, 2008) if the densities of individual components are comparable
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to the overall particle density. In general this assumption is realistic for particles consisting
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mostly of organics and sulfate (Gunthe et al., 2009).
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A relatively large number of components need to be considered in the composition of
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atmospheric aerosols. The most abundant inorganic ions are sulfate (SO42−), followed by nitrate
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(NO3−), and ammonium (NH4+), present in the aerosol formation as compounds H2SO4 and the
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inorganic salts, such as NH4NO3, (NH4)3H(SO4)2 (letovicite, LC), (NH4)2SO4 and NH4HSO4. In
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contrast with many places where they are found in trace amounts (van Pinxteren et al. 2009),
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sodium and potassium salts, in MASP, needs to be considered in the fine mode, as will be
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further discussed. Insoluble material, like SiO , Al O and Fe O (oxides), also were taken into
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account in the aerosol composition and volume fraction, as well as the condensed water. We
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assume that elemental carbon (BC), crust debris, and oxides have -9 values equals to 0. Table 1
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presents inorganics salts that are considered in the aerosol composition of this study.
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Water-soluble organic components (WSOC) also are important in determining the CCN
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activities of particles (Novakov and Penner, 1993; Saxena et al., 1995; Facchini et al., 1999).
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WSOC is also associated with a major fraction of secondary organic aerosols (SOA), which is
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existing particles or nucleation. Oxalic acid is the most abundant dicarboxylic acid in ambient
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aerosol (Kawamura et al., 1996, Kawamura and Sakaguchi, 1999; Yu et al., 2005). It is formed
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from oxidation of VOCs and aqueous phase chemistry in cloud droplets, as well as from
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primary emissions from fossil fuel combustion, and biomass burning (Norton et al., 1983;
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Kawamura and Kaplan, 1987; Kawamura et al., 1996; Warneck, 2003; Kawamura and Yasui,
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2005; Sorooshian et al., 2006; Yu et al., 2005). The κoxalic ranges from 0.27 to 0.36
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In this study, the mean κorg value is estimated at 0.12, according to Thalman et al. (2017)
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who measured κorg influenced by urban pollution downwind Manaus. The quite common value
of -<=> shown by Thalman et al. (2017) indicates that the biofuels used in Brazil do not induce
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a significant modification of hygroscopicity on organic secondary aerosols from those in other
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places. Also the organic fraction density of 1.2 g.cm-3 was taken into account in both
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hygroscopicities and volume fraction.
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4. Results
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4.1 Aerosol Mass Distribution and Major Chemical Components
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The PM mass size showed a bimodal distribution, in a coarse fraction (D50 from 3.2 to
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10 µm) and in fine fraction (D50 from 0.18 to 0.56 µm), being the maximum concentrations
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(3.71 ± 2.91 µg m-3) observed in ultra-fine particles, D50 < 0.020µm (Vieira-Filho et al., 2016).
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Likewise, a bimodal distribution also was observed for PM sampled during a polluted period
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(4–6 August 2012), while the highest concentrations occurred in fine fractions during
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unpolluted period (1–5 September 2012) under postfrontal conditions in MASP (Albuquerque
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et al., 2012). The ions distribution were segregated in two groups, in fine mode (D50 < 1µm)
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with higher concentration of SO42-, NH4+, K+ and Na+; and in coarse mode (D50 > 1µm) in
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which NO3-, Cl-, Na+, Ca2+ and Mg2+ were predominant (Vieira-Filho et al., 2016).
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Since for hygroscopicity calculus the aerosol fractions considers D50 < 0.56 µm (560
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nm), the six fractions data are analyzed and discussed as follows. Average mass and chemical
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composition distributions for fine fractions highlight unidentified compounds followed by
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sulfate in modes 180 – 560 nm (Fig. 1). The fractions 100 – 560 nm presented a 10.9±6.3
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µg m−3 mean mass concentration. Regarding the aerosol mode composition, from 15 August to
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5 September, 2012, the average mass concentrations of SO , NO , Na , K , and NH were
0.44, 0.044, 0.027, 0.053 and 0.065 µg m−3, respectively. Sulfate was the most abundant
inorganic ion and together with NH , K , Na , and NO reached more than 96% of the total
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ion mass concentration (Tab. 2). In the D50 < 0.56 µm size range, Cl represents a very small
fraction, except for 20 nm, where it presents almost the same amount of mass of K . The two
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organic components measured also represent small fraction of the total mass and are less
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concentrated than inorganic components: acetate has the maximum concentration of 0.03
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µg m−3 at 20 nm and values below 0.01 µg m−3 for larger diameters. Oxalate has a mean
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concentration of about 0.03 µg m−3for all sizes. The chemical analysis shows that about 20% of
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the particulate mass concentration in all diameters was composed of inorganic matter.
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Due to non determination of OM or BC during this sampling campaign, both were
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considered as the unidentified compounds, totalizing 8.8 µg m−3 on average in the fraction 100
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nm to 560 nm. This value was comparable to OM + BC (8.1 µg m−3) measured during
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experiments in October 2012, using an Aerosol Chemical Speciation Monitor (ACSM) in
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conjunction with a Multiangle Absortion Photometer (MAAP, Almeida et al., 2014). The BC
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measurements reported elsewhere in MASP (Ynoue and Andrade, 2004, Albuquerque et al.,
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2012, Miranda et al., 2012) accounted for ~40% of the fine fractions total mass. The
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assumption of the undetermined mass as organic is also consistent with previous measurements
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of organic matter in São Paulo, showing that it composes about 40% of fine particulate matter
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mass (Castanho and Artaxo, 2001). Another study showed that the organic fraction was
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somewhat larger, reaching about 50% of the aerosol mass (Almeida et al., 2014). The important
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results from tunnel studies showed the contribution of the nitrogen and oxygen compounds to
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fine aerosol organic compositions, which were attributed to vehicular emissions complexity in
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MASP (Oyama et al., 2016).
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The unidentified mass (OM and BC), as one of the main components of atmospheric
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aerosol particles, was rather important for the ultrafine particles, being predominant in all
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fractions, ranging from 65 to 85%. Also, for particles up to 100 nm, the OM and BC fractions
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were even higher, reaching 85%. As the particle sizes increased, the fraction of OM+BC in the
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particulate mass concentration decreased slightly. For particles larger than 560 nm, the
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OM+BC mass fractions reached 67%.
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4.2 Determination of κ from the Measured and Estimated Particle’s Chemical
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Composition
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The ISORROPIA II model provides the chemical composition for particulate matter in
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different sizes, which allows the estimation of κ mean values considering the contribution of
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undetermined mass as OM with BC and without BC. To be consistent with observation, when
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we consider the presence of BC we use the mean size distribution values observed in previous
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BC measurements, which have shown a maximum concentration of BC around 100 nm.
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The κ values have one or two modes depending on the supposed composition of the undetermined mass. If the undetermined mass is composed of only OM, the largest values of κ
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are observed at 100 nm (0.20). In the other hand, if we consider the presence of BC according
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to their mean values observed, there can be two hygroscopic modes with mean κ values around
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0.20. The two modes are produced by a decrease in hygroscopicity at 100 nm due to the peak of
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BC mass concentration around this diameter. The BC concentration can reaches up to 50% of
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the mass, on average, leading to a decrease of up to 40% in hygroscopicity in this size range.
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For illustration, in Fig. 2 we present the estimated mean κ values considering the undetermined
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mass as being only OM and also OM combined with BC at its maximum observed
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concentration. For the other diameters the presence of BC causes smaller shift in κ values. For
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180 nm the hygroscopicity can decrease by 30%. In all cases, variances are close to 0.05,
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indicating the variance of the particle’s chemical compositions, which primarily result from
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different amount of contributions from the inorganic sources.
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A remarkable character of the chemical composition is the relatively large concentration
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of K SO and Na SO for all the diameters. In fact, K SO was the most abundant inorganic
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component, contributing to, on average, about 5% of total volume of aerosols at 56 nm. The second most abundant component was NH HSO , followed by NH ) SO , and Na SO ,
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respectively. One should also consider the fact that both K SO and Na SO have large
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densities and hygroscopicities.
K SO and Na SO had the largest contribution to the mass at 56 nm, while NH ) SO
325
tended to increase its participation on the mass of particles of larger sizes. In the fine mode (D50
327 328 329 330
< 100 nm) K+ and Na+ ensured SO and NO completely combination, which avoided acid
particles formation. For 320 and 560 nm particles, the inclusion of NH and SO (or H SO ), in
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which SO predominates (or H SO ), leading to slightly acidic particles formation, commonly observed as NH HSO and LC.
K SO , Na SO , and NH ) SO altogether, explained 51% and 35% of the
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hygroscopicity for 56 and 100 nm particles sizes, respectively. K SO and Na SO contribute
332
with 67 and 55% of those values, respectively, indicating their substantial importance on the
333
definition of κ values of those particles.
334
Fine mode particles seemed to be produced initially with the accumulation of relatively
335
large amount of K SO (and probably Na SO ) followed by further growth by diffusive
336
condensation and coagulation of low-volatile organic compounds (Tissari et al., 2008). In this
ACCEPTED MANUSCRIPT 337
case, the process could impact the aerosols size distribution, promoting faster growth of
338
ultrafine mode particles, decreasing their concentration (Salvo et al., 2017). OM is the
339
predominant component for particles in these modes, contributing, on average, to more than
340
77% for the total mass and with 48% of the κ values.
341
Particles in the accumulation mode (D50 > 100 nm) seemed to grow from smaller
342
particles by both coagulation and condensation, undergoing growth by heterogeneous chemical reaction, probably by humid processes. K SO , Na SO , NH ) SO and NH HSO or LC
344
altogether, contribution to 52% and 67% of the hygroscopicity for 180 and 320 nm particles
345
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sizes, respectively. The contribution of K SO and Na SO of those particles were 39% and 43% for the values of inorganic κ, which indicates that, although NH ) SO is more
347
incorporated and predominates on the determination κ for particles of these range size, the
348
contribution of potassium and sodium sulfate is still substantial.
350 351
The hygroscopicities observed here were smaller than those observed in Liu et al.
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(2014) due to two important facts: Liu et al. organic fraction of fine mode particles with large hygroscopicity values (-DEF > 0.2) and the organic fraction of accumulation mode with still
352
larger hygroscopicity values (-DEF > 0.3), being much more enriched with inorganic
353
compounds.
356 357 358 359
4.3 Parameterization of κ to AMS Data from Urban Pollution Impacted by Biofuels Off line techniques like the one used with MOUDI furnish practically all chemical information necessary to determine the hygroscopic behavior of particles from any size.
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In online techniques, nevertheless, as in the use of AMS, the speciation information is not complete. As a result, the κ values need to be determined using a parameterization scheme
361
based on available information (Gunthe et al., 2009; Dusek et al., 2010; Thalman et al., 2017).
362
In those cases the missing information is solved using a priori composition, which can be not
363
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suitable in some occasions. For example, SO can supposedly be completely or partially
364
neutralized with NH , or considered as H SO . The parameterization scheme can also assumes
365
that the volumetric fraction be replaced by the mass fraction, considering that all chemical
366
components have approximately the same density.
367
According to our study this kind of parameterization can produce a bad estimation of
368
hygroscopicity for three reasons. Firstly, due to large fraction of SO associated with
369
potassium or sodium, which contrasts with the supposition that the aerosols can be acidic, as
370
observed by Almeida et al. (2014). Secondly, even if a total combination is assumed in the
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form of NH ) SO , the corresponding κ value is lower than the one from sodium or potassium sulfate. Finally, both sodium and potassium sulfate have a larger density than NH ) SO,
373
which can produce bad estimations of the inorganic component fraction inside the sample. This
374
implies that the current AMS-based parameterization schemes are not suitable for representing
375
aerosol hygroscopicity derived from Brazilian urban pollution, which indicates the need to set
376
up for a new parameterization to accurately predict the hygroscopicity parameter κ from the
377
chemical composition derived from AMS.
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An AMS analysis consider the mass concentration of inorganic ionic species such as
378
SO , NO , and NH and OM. To represent the contribution of the mass fraction of any of
380
those ions to the total hygroscopicity, we consider the κ value obtained taking into account the
381
volume fraction contribution of all salts formed by that ion as a function of its mass fraction. In
383 384 385 386 387
our case, we plot the κ value obtained from the X + SO (or X + NO ) volume fraction,
-L M< , as a function of the mass fraction of SO (or NO ), in which X stands for NH ) , N
K , Na and H (Fig. 3 only for SO ).
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The individual inorganic species contribution to κ undergoes variation in all different sizes. Table 3 shows the slopes (O) and the correlation coefficient of the regression lines
between κ obtained using the volumetric fraction of X + SO and X + NO and the mass
fraction of SO and NO , respectively. As we can see, the mass fraction of these two ions is
389
highly correlated with the volumetric κ. For smaller sizes, however, the slopes are larger than
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390
the commonly attributed value of 0.6 for SO and NO , which indicate major participation of
391
other components rather than the commonly assumed ammonium sulfate and ammonium
nitrate. Considering the size dependency of -M
393
linear regression relationship based on the least square method as:
395 396 397
-2E = OM
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where -2E represents κ calculated from the parameterization function, OT represents the
individual value of - for specie x as a function of the diameter and "T represents mass fraction of species x. To take into account the variations of O as a function of the diameter, OR), their
398
values were fit to a polynomial curve. NH does not appear on the parameterization because its
399
mass fraction is relatively small and its contribution to the hygroscopicity is taken into account
400
on its combination with SO and NO . This procedure avoids the noise associated with NH
401
measurements on AMS due its very high detection limit.
402
The parameterization above is of the same kind of those of Rose et al. (2011) and Liu et
403
al. (2014) and is based on the fact that the mass fractions is used as a first-order approximations
ACCEPTED MANUSCRIPT
404 405 406 407 408
to the volume fractions. In the case of Rose et al. (2011), OM
into account the fraction of NH and consider OPVWN = 0.6. O
Since the chemical composition defines the particle hygroscopicity, different measurement techniques should provide good agreement if the source of the aerosol is the
410
same. Takin Brazil as an example, the fuel source is almost the same all over the country:
411
gasohol (gasoline + ethanol anhydrous) and hydrated ethanol burned by light-duty vehicles
412
(mainly, flex fuel) and diesel with 7% biodiesel burned by heavy-duty vehicles (buses and
413
trucks). To test the applicability of this parameterization we involved a data set from a more
414
recent and complete study, developed in Manaus, a city far from MASP, where a
415
comprehensive aerosol field campaign was conducted.
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Values of - derived from measurements in Manaus and those derived from chemical
417
composition in São Paulo are shown in Fig. 4a. To clarify, we present data considering both
418
absence and presence of BC on the samples of São Paulo. In Fig. 4b we show values of the
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parameterized-predicted -2E from the particle’s chemical composition obtained from AMS,
420
and from DMA+CPC+CCNC obtained both in Manaus. For comparison, we also included the
421
values obtained using the parameterization of Rose et al (2011).
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In Fig. 4a, the values of Manaus are intermediate to those of São Paulo. The mean value observed in São Paulo at 56 nm is only 8 % larger than that observed at 51 nm in Manacapuru
424
when we consider the presence of BC on the sample, which suggest that the chemical
425
composition defining the hygroscopicity at that stage is representative of particles around the
426
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cut off diameter. The -2E values derived from chemical composition (Fig. 4b) presents
agreement within 10% with the DMA+CPC+CCNC – derived κ. The agreement of -2E shows
428
even the trend of growth of its value in smaller sizes, which indicates the consistency of the
429
parameterization and its applicability to air measurements affected by emission in Brazilian
430
urban areas. For particles in the accumulation size range ( d > 100 nm) there is a good
431
agreement between the observations and the parameterization of Rose et al. (2010). The values
432
of Rose’s parameterization are close to our parameterization at larger sizes ( d > 200 nm),
433
showing an increase trend due to the relatively large fraction of inorganic mass. At this size
434
range, both parameterizations represent approximately the same chemical composition, with a
435
large fraction of compounds with the same density. In contrast, the values of the
436
parameterization of Rose et al (2011) overestimate substantially (>30%) the observations at
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small sizes (d <90 nm), where there is the largest number of particles. The cause of this
438
overestimation is due to the relatively large addition of sulfate at smaller sizes and mainly to its
439
quite lower density when compared to sodium and potassium sulfate.
440 441
5. Discussion and Conclusions
442
In this study, aerosol hygroscopic properties were investigated based on the particle’s
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chemical composition analyzed from ambient aerosol samples collected daily using a cascade
445
impactor during the winter 2012, at an urban site, in São Paulo, Brazil. We evaluated variations
446
on chemical composition and its possible impacts of aerosols hygroscopicity as a function of
447
size. As a result, a parameterization for hygroscopicity κ was developed based on correlations
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448
of the volumetric determined κ value and the mass fraction for SO and NO and the assumed
449
OM.
451
Particles of all size investigated here were composed of inorganic, with SO , NH ,
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K , Na , and NO together made up more than 96% of the total inorganic mass concentration.
452
A relatively large amount of K and Na is regularly observed in the fine mode of all the
453
samples. For fine particles, inorganic ions were not much less abundant than for larger
454
particles, although OM was estimated as about 77% of the total mass of small particles. The presence of sodium and potassium in the chemical composition of the ultrafine
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fraction of the aerosols of São Paulo has long been recognized (Ynoue et al., 2004, for
457
example). Their sources, however, has only recently been on the focus of the investigation
458
(Vieira-Filho et al., 2013), leading to the conclusion that the megacity itself is predominantly
459
involved in the process of emission and removal of the aerosol and the influence of external
460
components is limited to circumstantial events. The evidence of vehicular contribution (direct emissions), comes from the fact that the
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matrices used in biofuels production can assimilate several inorganic components from the soil
463
and water during its development, and also during industrial processing. Consequently, those
464
constituents can be part of the final composition. Biodiesel, for example, can reach as much as
465
28 mg of Na kg-1(Oliveira et al. 2009), while Ethanol can have as much as 1.5 mg Na L-1
466
(Oliveira et al. 2002). On the other hand, Brazilian distilleries generate huge volumes of
467
potassium-rich vinasse, a sub product of ethanol that is used for sugar cane fertiirrigation to
468
reduce chemical fertilizers. This fact allows us to conclude that, although there are no
469
measurements, potassium must also be a constituent of ethanol.
ACCEPTED MANUSCRIPT 470
The presence of BC can cause dramatic shift in hygroscopicity. The larger impact can
471
be at 100 nm, since observations indicate that the amount of BC can, on average, reaches up to
472
50% of the mass at that size, which can reduce κ in about 40%. The mean κ values is around
473
0.20 in both 56 and 180 nm size fraction.
474 475
Despite the relatively low mass contribution of inorganic compounds, they contribute
most to the observed hygroscopicity. In fact, the four major inorganic compounds (K SO ,
Na SO , NH ) SO and NH HSO ) accounted for more than 55% on average of the κ value
477
for smaller particles. This contribution is very important for ultrafine particles to act as CCN.
478
For particles of around 56 nm, for example, the contribution of inorganics can increase the
479
hygroscopicity from around 0.12 to about 0.21. Most of that increase is done by the
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contribution of K SO and Na SO . Due to the inorganic enrichment, the critical
481
supersaturation for those particles could decrease from 0.9% to 0.6%, which can allow a
482
substantial increase of the number of particles to be able to nucleate as cloud droplets at a lower
483
supersaturation.
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The -2E values obtained from the parameterization scheme agreed well with those
485
obtained from observation close to Manaus, and data points ranged around 15% deviation for
486
particles < 100 nm diameters, demonstrating the quality of the parameterization. In addition,
487
the concentration of NH was not necessary on the parameterization, which avoids the noise
associated with measurements of NH on AMS due to its very high detection limits. The new
489
parameterization is also able to correct bad estimations from the parameterization of Rose et al
490
(2011), for example. In this context, the presence of sodium and potassium is a modifying
491
component of the hygroscopicity characteristics of the observed aerosols, producing relatively
492
high addition of sulfate in diameters in which lower values would be expected. Such
493
modification might have activated more CCN at a given supersaturation than in environments
494
not influenced by the same aerosol source. These aspects also influence a particles density,
495
which is main cause of parameterization overestimation proposed by Rose et al (2011).
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The small difference observed among the -2E values might have come from daily
497
variability in both sites and also due to the fact that chemistry composition for MOUDI
498
represented a large range of diameters, while in the Manaus arrangement the measurement are
499
made at a very narrow range of diameters, which prevent one to not have a good definition of
500
which component influences more at a given diameter or if there are abrupt properties changes
501
as a function of the size, as is shown in Manaus arrangement. In spite of these facts, even the
502
large values of κ for the smallest sizes measured were evidenced using the parameterization
503
proposed. The agreement seems to be much more caused by the same fuel burning than to the
ACCEPTED MANUSCRIPT 504
analysis system, once online techniques cannot currently provide as much detailed speciation
505
information as may be available from offline techniques.
506
Despite the similarities of chemical composition of the smallest particles, aerosols observed in Liu et al. (2014) have much larger hygroscopicities than those described here. For
508
the smallest particles, this is due to the larger values of the corresponding associated organic
509
hygroscopicity, while for larger particles the discrepancies is accentuated by the large inorganic
510
enrichment.
511
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Observations described above seem to agree with previous studies of biomass burning.
Accordingly, ultrafine K SO rich particles (ash) would be formed either as homogeneous
513
nucleation or as heterogeneous nucleation and condensation on the existing soot particles. First,
514
the alkali sulfate vapors would condense via gas phase sulfation reaction between alkali
SC
512
hydroxides and chlorides and gaseous sulfur (presumably SO ) (Jokiniemi et al.,1994; Iisa et
516
al., 1999; Jensen et al., 2000; Sippula et al., 2007,). However, the recent findings have shown
517
that soot and ash materials are primarily as separate particles (Tissari et al., 2008), indicating
518
that soot particles are not likely to act as seeds for the condensing ash species. In addition, the
519
additional growth of particles seems to be mainly determined by OM condensation. In all cases,
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515
the fine particles are mainly formed of potassium salts (K SO , KCl, K CO ), with
521
thermodynamics imposing the formation of alkali sulfates instead of chlorides and likewise
522
formation of chlorides instead of carbonates. Thus, when there are any excess of sulfates in the
523
gas phase, almost no chlorine will be found in the particulate phase.
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In any case, if the submicron aerosols studied here are formed by gas-to-particle
525
conversion, this will produce particles with spherical aggregate-like morphology, which cannot
526
result from breakup processes.
528
The chemical analysis of particles shown here is an important step towards
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understanding biofuels impact on particle pollution in urban air. The use of ethanol-rich fuel
529
blends inducing the formation of new particles composed of K SO and Na SO is a feasible
530
candidate to explain the significant reduction in ultrafine – specifically < 50 nm diameters
531
nanoparticles – levels in São Paulo. Salvo et al. (2017), for example, analyzed aerosol,
532
meteorological, traffic, and consumer behavior data and find, empirically, that ambient number
533
concentrations of those nanoparticles rise by one-third during the morning commute when
534
higher ethanol prices induce drivers in São Paulo to substitute to gasoline use. The conclusion
535
is also supported by the data observed during October 2014 (Almeida et al., 2014), where it is
536
possible to verify that when the amount of potassium and sodium increase on the samples, the
537
aerosol size distribution tends to becomes bimodal due to the decrease of particles in ultrafine
ACCEPTED MANUSCRIPT 538
mode. Conversely, when less soluble particles are formed, a relatively larger amount of
539
ultrafine particles are observed.
540
The studies by Dusek et al. (2006) and Zhang et al. (2011) found that particle size is most important aspect defining aerosol ability to act as CCN. A few others studies,
542
nevertheless, revealed that the chemical composition is also critical (Almeida et al., 2014;
543
Ervens et al., 2005; Lance et al., 2004; McFiggans et al., 2006; Nenes et al., 2002; Wang et al.,
544
2008). Considering that aerosol fine mode ( d < 100 nm ) has a larger contribution to the CCN
545
concentration than the coarse-mode (Nakajima et al., 2001), aerosol index derived from urban
546
pollution in Brazil can impact cloud formation and properties in two folds: increasing its
547
concentration and hygroscopicity.
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548 549
Acknowledgements
The authors would like to acknowledges, with thanks, Shannon Capps and Athanasios
551
Nenes, who kindly provided the Isorropia II Model for the use in this work. Part of this
552
research has been supported by FAPESP (2008/58104-8, Project NUANCE – SPS - Narrowing
553
the uncertainties on aerosol and climate changes in São Paulo State). We thank to CAPES
554
(Projeto MODELAGEM and PROEX, Post-Graduation Program of Meteorology, IAG/USP)
555
and CNPq for the student grants provided. We acknowledge the Office of Biological and
556
Environmental Research of the Office of Science of the United States Department of Energy,
557
specifically the Atmospheric Radiation Measurement (ARM). We also acknowledge two
558
anonymous reviewers who gave important suggestions on the improvement of the text.
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Table 1. The inorganics salts that are considered in the inorganic aerosol composition along
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with its measured hygroscopicity. κ were taken from Fountoukis and Nenes (2007).
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kappa 0.61 0.70 0.67 0.93 0.60 0.24 0.63 0.98 0.78 1.10 0.00 0.76 0.82 1.24 0.87 0.89 0.69 0.53 0.59 0.81
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Inorg. salt (NH4)2SO4 NH4HSO4 NH4NO3 NH4Cl (NH4)3H(SO4)2 (LC) MgSO4 Mg(NO3)2 MgCl2 CaCl2 Ca(NO3)2 CaSO4 Na2SO4 NaHSO4 NaCl NaNO3 KCl K2SO4 KNO3 KHSO4 H2SO4
Table 2.The average particulate inorganic chemical composition from measurements in São
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Paulo during the winter of 2012.
0
0.113
0.078
0.041
0.864
0.008
Total mass (µgm-3) 3.58
0.107
0.078
0.017
0.725
0.006
3.49
0.066
0.066
0.012
0.437
0.004
2.96
0.029
0.034
0.008
0.176
0.004
1.81
0.017
0.013
0.018
0.009
0.074
0.003
0.62
0.033
0.017
0.027
0.017
0.124
0.025
3.84
0.030
180
0.026
100
0.017
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% = 0.99, while γ for NO is () = −8.341 × 10 + + 1.309 × 10 − 4.969 +
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1.012, with % = 1.00. Values are valid for from 50 to 560 nm. Diameter (nm) 56 100
r2 (SO ) 0.76 0.92 0.72 0.97
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0.65 0.62 0.7
0.93 0.93 0.89
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() 0.77 0.67 0.49 0.49 0.87
r2 (NO ) 0.91 0.97 0.62 0.16 0.79
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Diameter (nm) 56 100 180 320 560
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Figure 1) mean aerosol mass concentration for 6 different stages during the period of
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investigation. Ox+Ac represent Oxalate and acetate.
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Figure 2. Hygroscopicity derived from size segregated aerosol mass in São Paulo, Brazil,
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during the winter 2012.
represents inorganic compounds + OM, while
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Figure 3. Volumetric hygroscopicity of X + SOଶି ସ (y-axis) derived as a function of the mass
14
fraction of SO4 (x-axis) for different sizes a) 180 nm; b) 100 nm; and c) 56 nm. (Slope of
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ି regression line and correlation coefficients are shown in Table 3 for SOଶି ସ and NOଷ ). The
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Figure 4. Comparison of Hygroscopicity a) measured in Manaus (using DMA+CPC+CCNC
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and represented by
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represented by
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parameterization from Rose et (2011).
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ACCEPTED MANUSCRIPT Characterization of the inorganic chemical composition and Aerosols hygroscopicity in urban environments in Brazil Modifications of aerosol size distribution on urban environments due to biofuels New parameterization of aerosol hygroscopicity based on aerosol mass fraction from AMS in Brazil
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ACCEPTED MANUSCRIPT Conflicts of Interest Statement Manuscript Title: Characterization of Aerosol Chemical Composition from Urban Pollution In Brazil and Its Possible Impacts on the Aerosol Hygroscopicity and Size Distribution
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On behalf of the authors whose names are listed immediately below I certify that we have NO affiliations with or involvement in any organization or entity with any financial interest (such as honoraria; educational grants; participation in speakers’ bureaus; membership, employment, consultancies, stock ownership, or other equity interest; and expert testimony or patent-licensing arrangements), or non-financial interest (such as personal or professional relationships, affiliations, knowledge or beliefs) in the subject matter or materials discussed in this manuscript.
Marçal S. Evangelista Marcelo S. Vieira-Filho
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Adalgiza Fornaro
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Antônio T. Bittencourt
Dr. Gerson Paiva Almeida