Seminars in Diagnostic Pathology (2008) 25, 86-94
Clinical aspects of sentinel lymph node biopsy in melanoma Charlotte E. Ariyan, MD, PhD, Daniel G. Coit, MD From the Department of Surgery, Memorial Sloan-Kettering Cancer Center, New York, NY KEYWORDS Melanoma; Sentinel lymph node biopsy
Sentinel lymph node (SLN) biopsy has evolved over the years to become one of the most useful tools in the treatment of melanoma. Large, multi-institutional studies have confirmed that in experienced hands it is an accurate, reliable technique to identify tumor in the draining lymph nodes. The complications of the procedure are low, and it is generally well tolerated. The presence of melanoma in the sentinel lymph node is the most important predictive factor in patients with intermediate thickness melanomas. In patients with thin melanomas (⬍1 mm), the incidence of a positive SLN is low. The choice to perform a SLN biopsy in these patients must be weighed with risk factors such as Clark level, ulceration, sex and mitotic rate. In patients with thick melanomas (⬎4 mm), most studies have supported the prognostic value of SLN status. Patients with desmoplastic melanomas have a high risk of local recurrence, but low risk of SLN metastasis if the pathology demonstrates a pure desmoplastic form. Younger patients have a higher incidence of positive lymph nodes, yet an overall more favorable prognosis compared to older patients. Patients should understand that this procedure remains primarily a staging tool, as large prospective randomized trials have not demonstrated an overall survival benefit. © 2008 Elsevier Inc. All rights reserved.
The most common site of metastatic disease in melanoma is the draining lymph nodes. For this reason, there has been a long history of either excision or interrogation of the lymph nodes at the time of resection of the primary melanoma. This has evolved from elective lymph node dissection, to sentinel lymph node (SLN) biopsy. SLN biopsy in melanoma is an accurate staging procedure for patients. The finding of metastatic cells in the draining lymph node of a patient with clinically localized melanoma is the most powerful predictor of adverse outcome. Because there are limited options for effective adjuvant treatment for melanoma, the usefulness of detecting metastatic disease is controversial. This review will focus on the history and development of SLN biopsy.
Address reprint requests and correspondence: Daniel G. Coit, MD, Department of Surgery, Memorial Sloan-Kettering Cancer Center, 1275 York Avenue, New York, NY 10021. E-mail address:
[email protected].
0740-2570/$ -see front matter © 2008 Elsevier Inc. All rights reserved. doi:10.1053/j.semdp.2008.04.004
History Characterization of the lymphatic system In 1874, Sappey published his atlas defining the lymphatic channels and patterns of drainage of the skin. Although the entity of the lymphatic system had previously been described, he was the first to systematically characterize the pathways. By injecting mercury into the skin of cadavers, Sappey demonstrated distinct areas of drainage from each skin area. This was used to define rules, for example, that a drainage pattern will never cross the midline.1 Sappey’s understanding of the lymphatic system persisted until the recent century, when new technology allowed clarification of the lymphatic flow in real time. In 1952, Kinmonth developed the lymphangiogram, a mechanism to evaluate the lymphatics in vivo. Using blue dye and direct injection of radiopaque contrast, he demon-
Ariyan and Coit Table 1
Clinical Aspects of SLN Biopsy in Melanoma
87
Randomized trials evaluating elective lymph-node dissection (ELND) for melanoma n
Site
Thickness (mm)
FUP (years)
WLE
WLE ⫹ ELND
P value
Sim, et al
173
Any
NR
85
85
NS
Veronesi, et al24 Balch, et al21,78
553 740
Excluded midline trunk, head and Neck Extremity All
Any 1-4
Cascinelli, et al22
240
Trunk
⬎1.5
8.2 7.4 10 11
72 82 73 51
74 86 77 62
NS 0.25 0.12 0.09
Study 23
strated flow in the lymphatic system.2 Another modification of this technique used the subcutaneous injection of colloid gold, which was hypothesized to be taken up by phagocytes and transported to the draining lymph nodes. The genesis of this idea was to allow this radioactive substance to treat affected lymph nodes. However, the emission of beta and gamma particles also allowed for visualization of the lymphatic nodes on simple radiographs.3 The use of colloid gold was later used to successfully identify ambiguous sites of lymph node drainage in malignant melanoma.4,5 The technique of lymphoscintigraphy has been modified, and now employs the use of smaller molecules such as filtered technetium sulfur colloid or antimony sulfur colloid. With the widespread use of lymphoscintography, it is now evident that Sappey’s lines do not accurately predict lymphatic drainage. Cutaneous lesions from the trunk or extremity can have primary drainage that can cross the midline, and can drain to multiple nodal basins, or to unexpected nodal sites.6-12 Lymphatic drainage from head and neck sites can be especially complex.13,14 Therefore, a lymphoscintigram is essential to accurately identify the correct nodal drainage patterns in melanoma.
Importance of lymph nodes in melanoma The idea of a “sentinel” lymph node draining from a tumor site was initiated by Gould in 1960 in a model of head and neck cancer.15 Gould identified a sentinel node in the management of parotid cancer, and suggested a frozen section of this angular parotid node could be used to guide the need for a neck dissection. This concept was later applied by Cabanas in 1977, who described the sentinel nodes that drain carcinoma of the penis.16 Epidemiologic studies on large cohorts of patients have demonstrated that 50% of all metastatic disease in patients with melanoma occurs in the regional draining lymph nodes.17-19 Clearly, patients with a nodal disease have a worse prognosis; however, removing the disease in the lymph nodes has an unclear benefit on overall survival. Proponents of aggressive surgery cite the possibility that disease in the lymph node is the first step on the way to distant disease. Dissidents hypothesize that the distant spread occurs based on the biology of the primary tumor, and the lymph node disease is a predictor, but not a governor of overall survival.
Before sentinel lymph node (SLN) biopsy, there was debate regarding which patients, if any, should undergo an elective lymph node dissection. Several prospective, randomized trials failed to demonstrate a survival benefit for an elective lymph node dissection over nodal observation (Table 1).20-24,68 The long-term follow-up of the Intergroup Melanoma Surgery Trial, however, demonstrated a survival benefit for the subset of patients with a melanoma between 1 and 2 mm. This represents a low-risk group with a relative low incidence of adverse features such as ulceration.20 Although this trial provides some evidence that removal of clinically occult disease in the draining lymph nodes may be of benefit in selected subsets of melanoma patients, the procedure was still met with resistance. Lymph node dissection is associated with significant comorbidities, including a risk of permanent limb edema. Because most (approximately 80%) patients will not have metastatic disease detected in the lymph nodes, there was a need to better predict the lymph node status in a less invasive manner. This, in part, was the genesis of the SLN technique. Morton and colleagues described the technique of SLN biopsy by using blue dye. The initial technique was developed in a feline model because they have multiple draining nodes, similar to humans.25 In patients, this method correctly identified the SLN 61% to 96% of the time, with the success of identifying the SLN related to the experience of the surgeon.26 Krag and colleagues later demonstrated the efficacy of using technetium labeled colloid to identify the SLN.27 The combination of both techniques has been utilized to correctly identify the SLN in more than 96% of patients.28
Procedure At Memorial Sloan-Kettering Hospital (MSKCC) lymphoscintigraphy is performed the day of the procedure. Filtered radiolabeled sulfur colloid 0.05 mCi is injected in four sites circumferentially around the primary lesion. Real-time lymphoscintigraphy is then performed to identify the draining lymphatic channels and sentinel node(s). We have abandoned the use of a permanent tattoo over the lymph node of interest because we found that intraoperative use of a gamma counter could readily detect the “hot” node seen on imaging.
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Figure 1
Seminars in Diagnostic Pathology, Vol 25, No 2, May 2008
Blue Sentinel Node.
Surgery is performed approximately 1 to 3 hours after injection of radioactive tracer. This time point allows identification of the SLNs with a gamma counter and minimization of background from the primary injection. In addition to radioactivity, identification of the first draining node is assisted by the use of blue dye. Isosulfan blue (0.5 to 1 mL) is injected into the dermis of the lesion and allowed to travel to the draining lymph node for approximately five minutes.
An incision is made over the site of anticipated SLN and a gamma probe is used to locate the sentinel node with the visual assistance of blue dye as shown in Figure 1. Once a sentinel node is identified, it is removed and ex vivo gamma counts are obtained. Additional sentinel nodes are removed as directed by the preoperative lymphoscintigraphy. The lymph node basin is scanned with the gamma counter and additional nodes in the lymph node basin are removed which have radioactive counts 10% or greater of the hottest sentinel node.29 A representative lymphoscintigram of a melanoma of the extremity is demonstrated in Figure 2. After the nodes are removed, they are sent for routine pathologic analysis. Frozen section is generally not used to facilitate the complete analysis of the sentinel node and to avoid false negatives demonstrated with the use of frozen section.30 The nodes are analyzed in a systemic fashion as described by Cochran and colleagues, and as discussed in depth in other chapters in this series.31 The question of what constitutes a clinically significant positive node remains a subject of debate. Although recent studies have demonstrated a small, but statistically significant, worse survival for those patients with isolated tumor cells in the draining lymph nodes (⬍0.2 mm),32 other sensitive tests have not produced the same results. The authors of a number of retrospective and prospective studies initially suggested that patients with SLNs that were positive as determined by polymerase chain reaction (PCR) only had a survival worse than that of patients with nodes negative by both histology and PCR.33-38 However, this conclusion may have been attributable to the short follow-up of these low-
Figure 2 Shown is a lymphatic scan of a patient that had a 12 mm melanoma of the right posterior calf. A signal lymph node was identified by the scan in the right groin. At surgery, a single, hot node was identified with a count of 27,361 counts/10 seconds. The background count in the groin was 2 after removal of the node. Pathologic analysis did not reveal any melanoma in the SLN by H⫹E or immunohistochemistry.
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Figure 3 A nomogram for the prediction of sentinel lymph node status. Each variable is assigned a number on the point scale (first line) by extending a line upwards. The total points from the sum of the variables is then used to obtain the predictive value of a positive sentinel node. (Reprinted with kind permission of Springer Science and Business Media.79)
risk patients. Kammula demonstrated that, with longer follow-up, PCR status of the sentinel node was not predictive of outcome.39 This finding was confirmed by the multiinstitutional Sun Belt Melanoma trial, which analyzed 1446 patients with negative SLNs with the use of PCR. Although 42% had PCR-positive disease, it did not translate into a difference in survival. At 30 months of follow-up, there was no difference in survival between patients with PCR-positive nodes and PCR-negative SLN=s.40 A recent meta-analysis of more than 4000 patients highlighted the lack of uniformity of the PCR procedure. In part secondary to differences in techniques, and markers tested, the overall incidence of PCR-positive SLN patients ranged from 12% to 74%, with an average of 47% of patients with histologically negative nodes having a positive PCR. Although the presence of a positive SLN by PCR did correlate with an increased hazard ratio for survival, this correlated with T stage, and was not found to be an independent predictor of outcome in the meta-analysis. The value of this technique requires further standardization and investigation before widespread clinical use.41
Indications for a SLN biopsy In early melanoma, SLN status is the most important predictor of survival.42 Although most people would favor a SLN biopsy for a melanoma ⱖ1 mm, a nomogram has been recently developed to help individualize that choice for patients, as shown in Figure 3. On the basis of the predictive factors in the model: tumor thickness,
Clark level, ulceration, site, and age, physicians can calculate the risk of a positive sentinel node and assist the patient in making the choice for a SLN biopsy.43 Recently, the importance of mitotic rate has re-emerged as an additional prognostic variable in melanoma. Larger series have demonstrated mitotic rate to be an independent factor of survival, although not at a level that is more powerful than tumor thickness.44 – 46 In addition, mitotic rate has been shown to be a predictor of positive SLN status47 and it has been recommended to be included in all pathologic analysis of melanoma.48 Future studies will continue to define the importance of mitotic rate. In general, a SLN biopsy is done for patients with a primary tumor thickness of 1 to 4 mm. The role of SLN biopsy in patients with thinner or thicker melanomas is discussed below.
SLN biopsy in thin or thick melanomas The role of SLNB in patients with thin melanomas is not well defined. This group is rapidly increasing in part secondary to improved detection of melanomas at earlier stages. Multiple retrospective studies on the yield of SLN biopsy in this population have demonstrated an overall incidence of a positive SLN of approximately 5%. A paucity of predictive factors for SLN involvement have been identified (Table 2). A study from MSKCC demonstrated only 8 positive SLNs among 223 SLN biopsies of patients with melanomas ⱕ1 mm. Patients with a primary lesion between 0.75-1 mm and Clark level IV, had a 7% incidence of a positive SLN; no positive sentinel nodes were detected in patients with le-
90 Table 2
Seminars in Diagnostic Pathology, Vol 25, No 2, May 2008 Larger studies demonstrating incidence of positive SLN in thin (ⱕ1 mm) melanoma
Study, year 80
Bachter, et al, 2001 Agenese, et al, 200381 Bleicher, et al, 200382 Rousseau, et al, 200383 Stitzenberg, et al, 200484 Wong, et al, 200649 Ranieri, et al, 200650
n
Positive SLN (%), ⱕ0.75 mm
Positive SLN, 0.75-1.0 mm
151 91 390 388 146 223 184
0/50 (0%) 1 (NR) 2/118 (1.7%) NR 3/NR 0/73 (0%) 2/86 (2%)
NR/101 (7%) 1 (NR) 6/154 (3.9%) NR 3/NR 8/150 (5.3%) 10/98 (10%)
sions that were ⬍0.75 mm and Clark III. Interestingly, of the 6 recurrences detected, 5 had a negative SLN biopsy.49 Another retrospective study of thin melanomas identified a positive SLN in 10% of patients with melanomas between 0.75 and 1 mm. In this study, there was only one death each in the SLN negative and the SLN positive group.50 Neither of these retrospective studies suggests that SLN status is highly predictive of outcome in patients with thin melanoma. More recently, a prognostic tree was developed which incorporates ulceration, sex, Clark level, and mitotic rate to identify those patients with thin melanoma who have the highest risk of recurrence.51 This may allow for enhanced guidance of the individual patient, taking into account multiple risk factors to establish the projected incidence of a positive SLN. The role of SLN biopsy in thick melanomas (ⱖ 4 mm) has not been studied in a prospective manner. This is a group of patients with a high probability of both regional nodal spread as well as systemic metastases. If the SLN status is of prognostic significance, it could help direct clinical care, as well as stratify these patients into homogeneous groups at risk for recurrence for the purposes of clinical trials of adjuvant therapy. The majority of such retrospective studies support the prognostic importance of
Table 3
Overall incidence ⫹ SLN NR (7%) 2/91 (2%) 8/272 (3%) 4/388 (1%) 6/146 (4%) 8/223 (3%) 12/184 (7%)
Predictive factors for ⫹ SLN
Age, incomplete biopsy None Predictive None Predictive Thickness, Clark level, Mitotic Index
the sentinel node status in this group of patients (Table 3). In a retrospective study with a median follow-up of 3 years, patients with thick melanomas had a significant difference in disease-free survival based on SLN status. Patients with a negative SLN had 82.4% 3 year disease-free survival, whereas patients with a positive SLN had a 58% 3 year disease-free survival.52 Additional studies have supported the prognostic value of SLN status in patients with thick melanomas,53,54 and the SLN status has been demonstrated to be the most significant factor of disease specific survival on multivariate analysis.55 Therefore, in the absence of clinically positive nodes, there is prognostic utility for a SLN biopsy in patients with thick melanomas.
SLN biopsy in desmoplastic melanomas Desmoplastic melanomas were first described by Conley in 1971 as a variant of sarcoma.56 The largest series of 280 patients with desmoplastic melanoma comes from the Sydney Melanoma Unit, where desmoplastic tumors were noted to be thick and occur in older patients in the head and neck area. The incidence of a positive SLN biopsy was low, but local recurrence was high and was associated with the presence of a close margin (⬍1 cm) or neurotropism.57 Two forms of desmoplas-
Prognostic value of SLN in thick melanoma (⬎4 mm) n
% SLN positive
Survival SLN⫺
Survival SLN⫹
P value
Notes
Gershenwald, et al, 2000
131
39%
82% 3-year DFS
58% 3-year DFS
⬍0.03
Carlson, et al, 200385
114
33%
82% 3-year OS
57% 3-year OS
0.006
SLN status most important on MV analysis SLN status important on MV analysis
Jacobs, et al, 200454 Ferrone, et al, 200455
43 126
44% 30%
53 months DFS 56% 5-year RFS
44 month DFS 32% 5-year RFS
0.02 0.0008
Caracö, et al, 200486
62
NR
55% 3-year OS
55% 3-year OS
NS
49%
68% 5-year OS
53% 5-year OS
⬍0.01
Study 52
Gutzmer, et al, 200853
152
SLN status most important on MV analysis SLN status not a predictor in thick melanomas SLN status most important on MV analysis
Abbreviations: DFS, disease-free survival; NR, not reported; NS, not significant; RFS, relapse-free survival; OS, overall survival; MV, multivariate analysis.
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tic melanoma have now been described, pure and mixed.58 In a series at MSKCC, we have noted an extremely rare incidence of nodal metastasis and overall favorable prognosis in patients with a pure desmoplastic melanoma.59 Patients with a mixed epithelioid/desmoplastic melanoma tend to have an incidence of lymph node metastasis and overall survival similar to that of a conventional melanoma.60 Therefore, if a pathologist identifies a pure desmoplastic melanoma, we do not recommend a SLN biopsy.
SLN biopsy in pediatric patients and in ambiguous lesions The pediatric population represents a small proportion of patients with melanoma. The diagnosis of melanoma is often difficult and requires skilled dermatopathologists who can differentiate among Spitz nevus, melanocytic proliferation, and invasive melanoma. The pathologic challenges of this diagnosis will be discussed in more detail elsewhere in this series however, some lesions are not able to be well characterized and are labeled as “atypical,” which presents a dilemma for clinicians. In cases where the biologic potential is not discernible from the primary lesion, SLN biopsy has been suggested as a manner to further characterize the aggressiveness of the tumor. Small studies have demonstrated a high SLN positive rate of 28-44% in this population, with rates of a positive SLN correlating with increased tumor thickness.61– 63 The prognostic significance of a positive sentinel node in this patient group is unknown; not a single patient with a positive SLN has recurred in these small reported series. However, distant disease and mortality has been reported in patients with these atypical lesions.64,65 As such, we consider SLN biopsy for patients with melanocytic lesions of indeterminate biologic potential and a primary tumor thickness ⬎1 mm. For any given thickness of melanoma, younger age is a predictor of increased likelihood of SLN positivity. Multiple studies have demonstrated that SLN biopsy can be effectively performed in pediatric patients, with rates of a positive SLN that range from 25% to 60%. The wide range reflects the difficulty in establishing a uniform cohort of pediatric patients with a consistent diagnosis of melanoma. However, node-positive pediatric patients have favorable survival rates of 75% to 100%, when compared with adults with positive nodes.66 –70 These studies are difficult to interpret because the numbers are extremely small, with all reporting on experience with ⱕ20 patients. Although large studies have shown an inverse correlation between the incidence of positive SLN and age,71 trials in pediatric patients have suggested the improved survival is secondary to characteristics of the primary tumor or stage. Larger studies on the pediatric population have demonstrated a modest increase in the incidence of nodal disease in the pediatric population, with conflicting results. An analysis of the National Cancer Data Base in the United States analyzed 3,158 children between the ages of 1-19
91 years who were diagnosed with melanoma between 1985 and 2003. A high percentage of children younger than 9 years old were found to have regional (25-30%) or metastatic (6-14%) disease. The potential contributing factors, such as family history and congenital nevi, were not described. Increased stage and younger age correlated with a worse survival, yet primary tumor thickness did not.72 The Sunbelt melanoma trial, in contrast, studied 315 patients that were ⱕ30 years of age. This population did have an increased incidence of positive SLNs (24%), and this younger cohort had a statistically improved 5-year diseasespecific survival compared with an older cohort (86% vs 79% respectively, P ⫽ 0.036). This improved survival also correlated with more favorable pathologic features such as lack of ulceration, tumor thickness ⬍4 mm, and female sex.73 At MSKCC, we have noticed a 24% incidence of positive SLN=s in pediatric melanoma patients (personal communication, Dr. Kayton). Clearly, a SLN biopsy can be performed in the pediatric population. It remains unclear if node-positive disease can predict outcome better than the primary features of the tumor. Children will suffer the complications of the procedure lifelong and this risk must be balanced with the information gained from a SLN biopsy.
Complications of SLN biopsy SLN biopsy is an invasive procedure with risks secondary to the surgery and medications used. There is a 1% incidence of anaphylaxis to the blue dye74; however, the incidence of severe hypotension and cardiovascular compromise is less than 1%.75 Most patients are under anesthesia and can be managed appropriately with steroids and occasionally pressor support, as long as the scenario is recognized. Despite the fact that SLN biopsy only removes a few nodes, there is still a definable morbidity associated with the procedure. In the Sunbelt trial, the morbidity of SLN biopsy was measured in a prospective fashion. A SLN biopsy was associated with a 4% morbidity and a 1.7% incidence of limb edema.76 In the MSLT trial, the largest composite of patients with prospective follow-up, the risk of morbidity 30 days after the procedure was 13.8% with a wide local excision and SLN biopsy. This was not significantly different than the 13.9% morbidity rate observed with wide local excision alone. However, within 30 days there was an increased incidence of seroma (2.8% vs 4%) and extremity edema or phlebitis (0.75 versus 1.5%) with WLE versus SLN biopsy respectively.77
Results of SLN biopsy The Sunbelt Melanoma trial prospectively enrolled patients with the goal of analyzing molecular staging and adjuvant treatment. It also demonstrated the value of the SLN biopsy,
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a procedure that can be done with a low morbidity, and provide accurate prognostic information.76 The therapeutic value of the SLN biopsy was addressed in the multicenter lymph node trial (MSLT-1). Patients with an invasive melanoma (⬎1 mm) were prospectively randomized to undergo a SLN biopsy at the time of wide local excision, with completion lymph node dissection if the SLN was positive, or, wide local excision of the primary with observation of the nodal basin. A completion lymph node dissection was performed in this group if lymph node metastasis became clinically apparent. The primary endpoint of MSLT-1 was disease-specific survival (DSS) between the 2 arms, and a secondary endpoint was to compare survival among those patients with positive lymph nodes. In a publication describing a planned third interim analysis, there was no difference in DSS between the 2 treatment groups (87% for SLN biopsy versus 86% for observation at 5 years). However, in secondary analysis of patients with nodal disease, there was a survival benefit among patients undergoing a primary SLN biopsy and completion lymph node dissection, as opposed to those who underwent a delayed node dissection (5 year DSS 72% vs 52% respectively, P ⫽ 0.007). This secondary analysis is not a randomized trial, as at the outset of the trial it is not clear which patients under observation would recur in the lymph nodes and, therefore, it is impossible to randomize for this event. However, with acknowledgment of this statistical flaw, the group of patients with a 1.2- to 3.5-mm thick melanoma that underwent an immediate SLN biopsy and completion lymph node dissection for microscopic disease, had an improved survival over the delayed lymphadenectomy group. The authors postulate that, in the absence of effective systemic adjuvant therapy, identifying nodal metastatic disease early may identify a cohort of patients in whom all clinically relevant disease is more likely to be confined to the nodes, in whom lymph node dissection is more likely to affect long term outcome. Patients with disease detected on SLN had on average only one lymph node that was microscopically positive for disease, while patients undergoing observation had an average of three lymph nodes containing macroscopic metastatic melanoma. At present, however, as the primary endpoint of the trial suggested no improvement in DSS in patients undergoing SLNB, patients should understand that the role of SLN biopsy is primarily as a staging tool in melanomas 1.2 to 3.5 mm.
patients. In addition, the presence of metastatic disease in the lymph nodes remains an important prognostic variable. These data will serve as reassurance to the majority of patients that undergo the procedure and have a negative SLN. The patients with a positive SLN have a more realistic expectation of outcome, and can be encouraged to enter into clinical trials. The lack of effective adjuvant therapy has plagued the field of melanoma, but studies continue with the hope of advancing the field. In the absence of SLN biopsy, we will not know who the high-risk patients are until they recur, and the ability to test adjuvant treatments will be difficult without appropriate pretreatment stratification Therefore, SLN biopsy should be discussed with all patients with melanoma ⬎1 mm and highly selected patients with melanoma between ⬎0.75 mm and 1.0 mm. The risks and benefits have to be individualized to each patient for this procedure that remains primarily a staging tool.
Conclusions SLN biopsy has evolved to become a minimally invasive technique to identify disease in the draining lymph nodes in patients with melanoma. Although the MSLT-1 trial did not show an improvement in overall survival with SLN biopsy, the detection of metastatic disease at the microscopic, as opposed the macroscopic level, may offer some benefit to
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