Journal Pre-proof Clinical investigation of CAR T cells for solid tumors: lessons learned and future directions Stephen J. Bagley, Donald M. O’Rourke
PII:
S0163-7258(19)30171-8
DOI:
https://doi.org/10.1016/j.pharmthera.2019.107419
Reference:
JPT 107419
To appear in: Accepted Date:
3 October 2019
Please cite this article as: Bagley SJ, O’Rourke DM, Clinical investigation of CAR T cells for solid tumors: lessons learned and future directions, Pharmacology and Therapeutics (2019), doi: https://doi.org/10.1016/j.pharmthera.2019.107419
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P&T #23507 Title: Clinical investigation of CAR T cells for solid tumors: lessons learned and future directions Authors: Stephen J. Bagley, MD, MSCE a,b and Donald M. O’Rourke, MD b,c
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Author Affiliations: a Division of Hematology/Oncology, University of Pennsylvania Perelman School of Medicine, Philadelphia, PA 19104 b Glioblastoma Translational Center of Excellence, Abramson Cancer Center of the University of Pennsylvania, Philadelphia, PA 19104 c Department of Neurosurgery, University of Pennsylvania Perelman School of Medicine, Philadelphia, PA 19104
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Corresponding Author: Stephen J. Bagley, MD, MSCE, Perelman Center for Advanced Medicine 10th Floor South Pavilion 3400 Civic Center Blvd Philadelphia, PA 19104, Email:
[email protected], Office: 215-614-1858 Fax: 215-662-2432
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Abstract
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Chimeric antigen receptor (CAR) T cells are a form of autologous immunotherapy that has changed the therapeutic landscape of hematologic malignancies. CAR T cell therapy involves collection of a patient’s T cells by apheresis, ex vivo genetic modification of the T cells to
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encode a synthetic receptor that binds a specific tumor antigen, and infusion of the T cells back into the patient. With the unprecedented success of CAR T cells in leukemia and lymphoma, a growing number of preclinical studies and clinical trials have focused on translating this
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treatment to solid tumors. In non-hematologic malignancies, however, response rates have been much less favorable. Some of the most significant challenges for CAR T cell immunotherapy in solid cancers include a paucity of unique tumor target antigens, limited CAR T cell trafficking to tumor sites, tumor heterogeneity and antigen loss, and the severely immunosuppressive tumor microenvironment. This review article provides an update on completed and ongoing clinical
trials of CAR T cells for solid tumors, as well as an overview of strategies to improve CAR T cell efficacy in non-hematologic malignancies.
Abbreviations AE, Adverse event; ALL, Acute lymphoblastic leukemia; APC, Antigen presenting cell; BCMA,
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B cell maturation antigen; BiTE, Bispecific T-cell engager; CAIX, Carobxy-anhydrase-IX; CAR, Chimeric antigen receptor; CEA, Carcino-embryonic antigen; CNS, Central nervous system; CR,
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Complete remission; CMV, Cytomegalovirus; CRC, Colorectal cancer; CRISPR, Clustered
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regularly interspaced short palindromic repeats; CRS, Cytokine release syndrome; CT, Computed tomography; CTLA4, Cytotoxic T lymphocyte associated protein 4; DLBCL, Diffuse
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large B cell lymphoma; DLT, Dose limiting toxicity; EBV, Epstein-Barr virus; EGFR,
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Endothelial growth factor receptor; FDA, Food and Drug Administration; FITC; Fluorescin isothiocyanate; FR, Folate receptor; GBM, Glioblastoma; HER2, Human epidermal growth factor 2; HIF, Hypoxia inducible factor; HLA, Human leukocyte antigen; HLH, hemophagocytic
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lymphohistiocytosis; IDO, Indoleamine 2,3-dioxygenase; MAS, Macrophage activation syndrome; MAV, metabolically active volume; MRI, Magnetic resonance imaging; MPM, Malignant pleural mesothelioma; PD-1, Programmed cell death protein 1; PD-L1, Programmed
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death-ligand 1; PDAC, Pancreatic ductal adenocarcinoma; PET, Positron emission tomography; PSA, Prostate specific antigen; PSMA, Prostate-specific membrane antigen; PSCA, Prostate stem cell antigen; qPCR, Quantitative polymerase chain reaction; ROR1, Receptor tyrosine kinase-like orphan receptor 1; scFV, Single-chain variable fragment; TAA, tumor-associated antigen; TCR, T cell receptor; TGF- (transforming growth factor );
Keywords: CAR T cells; Immunotherapy; Solid Tumors; Adoptive Cell Transfer; Tumor Microenvironment
1. Introduction
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1.1. CAR T cell structure and function
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CARs are genetically engineered, artificial fusion proteins that incorporate an extracellular
antigen-recognition domain, a transmembrane and hinge domain that anchors the receptor on the
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cell surface and projects the antigen-targeting moiety out to the extracellular space, and an intracellular T-cell signaling domain that is triggered on antigen engagement.(Sadelain,
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Brentjens, & Riviere, 2013; Srivastava & Riddell, 2015) After a CAR construct is transfected
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into autologous or allogeneic peripheral blood T cells using plasmid transfection, mRNA, or viral vector transduction, the T cells are infused into the patient to target whichever surfaceexposed tumor antigen is specified by the CAR’s antigen-binding domain, usually in the form of
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a single-chain variable fragment (scFv).(Eshhar, Waks, Bendavid, & Schindler, 2001; Willemsen, et al., 2001) Upon CAR engagement of its associated antigen, primary T-cell activation occurs and leads to cytokine release, cytolytic degranulation, and T-cell
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proliferation.(Hombach, et al., 2001) Additional T-cell effector mechanisms and memory responses also occur in a manner dependent on the mechanism of co-stimulation (e.g. 4-1BB or CD28 in the case of “second generation CARs,” or two or more signaling domains for “third generation CARs”).(Jensen & Riddell, 2015; van der Stegen, Hamieh, & Sadelain, 2015) For example, CD28 co-stimulation produces a potent, yet short-lived effector-like phenotype, while 4-1BB yields better expansion, longer persistence in vivo, and an increased capacity to generate
central memory T cells.(Labanieh, Majzner, & Mackall, 2018) Importantly, unlike vaccines and immunomodulatory agents that rely on in vivo priming of endogenous tumor-reactive cells and are therefore human leukocyte-antigen (HLA) restricted, CAR T cells are capable of inducing durable antitumor responses in a universal, HLA-independent manner.(D. Chen & Yang, 2017)
Leukapheresis is the first step in developing CAR T cells for use in an individual patient. Blood
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is removed, leukocytes are separated, and the remainder of the blood is returned to the
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circulation. After a sufficient number of leukocytes have been harvested, the leukapheresis
product is enriched for T cells. The T cells then undergo an activation process during which they
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are incubated with the viral vector encoding the CAR, and after several days, the vector is
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washed out of the culture. Lentiviral vectors are used most frequently, but other methods of gene transfer, such as Sleeping Beauty synthetic DNA or mRNA transposon systems, are being
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explored. When the cell expansion process is finished, the cell culture is concentrated to a volume that can be infused into the patient and is cryopreserved in infusible medium. When the
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product is released for treatment, the frozen cells are transported to the treatment site and thawed prior to administration. In patients with hematologic malignancies, and increasingly in solid tumor CAR T cell trials, lymphodepleting chemotherapy is administered prior to the CAR T cells. Lymphodepletion can substantially increase the in vivo expansion of the infused CAR T
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cells by multiple effects, including reduction of the patient’s lymphoid cell pool to make “space” for the CAR T cells, increasing homeostatic cytokines, and ameliorating the tumor inhibitory microenvironment.
1.2. CAR T cell therapy in hematologic malignancies
Genetic engineering of T cells to express CARs directed against specific antigens has opened the door to a new era of personalized cancer therapy. The greatest advances for CAR T cells have occurred in the treatment of hematologic malignancies, with the United States Food and Drug Administration (FDA) having approved two therapies. Tisagenlecleucel, a CD19-targeted CAR T-cell therapy formerly known as CTL019, was first approved for the treatment of patients up to 25 years of age with B-cell precursor acute lymphoblastic leukemia (ALL) that is refractory or in
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second or later relapse.(Buechner, et al., 2017) This approval followed several key studies that
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demonstrated complete remission (CR) rates between 60 and 90% in patients with heavily
pretreated, relapsed/refractory B cell ALL.(Maude, et al., 2014; Park, et al., 2018) Subsequently,
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axicabtagene ciloleucel, another anti-CD19 CAR T-cell treatment, was approved for large B-cell
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lymphoma patients who have failed at least 2 prior therapies.(Neelapu, et al., 2017) This therapy results in CR in approximately half of patients with refractory B cell lymphoma, with some
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remissions having been sustained for over three years.(Neelapu, et al., 2017) Most recently, tisagenlecleucel was also approved by the FDA for adult patients with relapsed or refractory
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large B-cell lymphoma after two or more lines of systemic therapy, including diffuse large B-cell lymphoma (DLBCL), high grade B-cell lymphoma, and DLBCL arising from follicular lymphoma.(Schuster, et al., 2019; Schuster, et al., 2017) In addition to ALL and DLBCL, CAR T cells have shown promise in early phase trials in other hematologic malignancies, including
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multiple myeloma.(Raje, et al., 2019)
CAR T cell therapies for hematologic malignancies have unique toxicities that are distinct from those of cytotoxic chemotherapy, small-molecule targeted therapies, and even from other immunotherapies. The most commonly observed toxicity with CAR T cells is cytokine-release
syndrome (CRS), which manifests as high fever, hypotension, hypoxia, and/or multiorgan toxicity.(Neelapu, et al., 2018) Rarely, cases of CRS progress to fulminant hemophagocytic lymphohistiocytosis (HLH) (also known as macrophage-activation syndrome [MAS]), which is characterized by severe immune activation, lymphohistiocytic tissue infiltration, and immunemediated multisystem organ failure. CRS is triggered by the activation of T cells upon engagement of their CARs with cognate antigens expressed by tumor cells. When this occurs,
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both the activated T cells, as well as bystander immune cells including monocytes and
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macrophages, release cytokines and chemokines that lead to a systemic inflammatory state that resembles sepsis physiology. CRS usually manifests with constitutional symptoms, such as
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fever, malaise, anorexia, and myalgias, but can ultimately impact any organ in the body,
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including the heart, lungs, gut, liver, kidneys, bone marrow, or nervous system. CRS is managed in accordance with the grade of this toxicity, which can be determined using established
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guidelines.(Neelapu, et al., 2018) Detailed discussion of the management of CRS is beyond the scope of this review, but interventions typically include supportive care such as intravenous fluid
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boluses, anti-IL-6 therapy with tocilizumab or siltuximab, and/or corticosteroids in cases refractory to anti-IL6 therapy.
In contrast to the successes observed in hematologic malignancies, consistent clinical efficacy of
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CAR T cells has not been demonstrated for solid tumors.(Long, et al., 2018) The remainder of this article will review key clinical trials of CAR T cells in solid tumors that have been reported to date (Table), obstacles to therapeutic success that have been identified thus far, and the scientific and translational efforts that are being pursued to make CAR T cell therapy a clinical reality for non-hematologic malignancies.
2. CAR T cell therapy in solid tumors: recent clinical advances 2.1 Glioblastoma Glioblastoma (GBM) is the most common malignant primary brain tumor in adults and is near uniformly fatal.(Ostrom, et al., 2018) In part due to the lack of effective therapies for this tumor,
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as well as the poor efficacy of other immunotherapies in GBM to date,(Reardon, et al., 2017)
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CAR T cells have been studied extensively as a novel therapy for in this disease.(Bagley, Desai, Linette, June, & O'Rourke, 2018) One of the most promising targets for CAR T cell therapy in
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GBM is IL13Rα2, which is a membrane-bound protein expressed in over 75% of GBMs that is associated with activation of the phosphatidylinositol-3 kinase/Akt/mammalian target of
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rapamycin (mTOR) pathway,(Mintz, Gibo, Slagle-Webb, Christensen, & Debinski, 2002; Thaci,
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et al., 2014; Tu, et al., 2016) increased tumor invasiveness, and poor prognosis.(Brown, et al., 2013) Due to its specificity for GBM tumor cells and limited expression in normal brain and other tissues,(Debinski, Gibo, Slagle, Powers, & Gillespie, 1999) IL13Rα2 has long been
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recognized as an attractive candidate for CAR T-cell targeting.(Rodriguez, Brown, & Badie, 2017) In a safety and feasibility trial of a first-generation IL13Rα2–specific CAR, termed “IL13 zetakine,” repeat doses of autologous CD8+ T cells engineered to express this CAR were
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administered intracranially to 3 patients with recurrent GBM following gross total resection of the tumor.(Brown, et al., 2015) In addition, one subject was subsequently treated with direct intratumoral CAR T-cell infusions at a distant site of tumor recurrence. This first-in-human study demonstrated that IL13Rα2–directed CAR T cells could be successfully manufactured and delivered to patients with recurrent GBM via an implanted reservoir/catheter system. The CAR T cells were well tolerated, with adverse events such as headaches and transient neurologic deficits
being manageable. In addition, potential signs of anti-glioma activity were demonstrated. Patients experienced a rapid increase in necrotic tumor volume by MRI, significant loss of IL13Rα2 tumor cell expression, and encouraging duration of overall survival. In a follow-up trial utilizing a second-generation 4-1BB co-stimulatory IL13 zetakine CAR, one 50-year-old patient with recurrent multifocal GBM, including leptomeningeal disease, received 6 weekly intracavitary infusions of the CAR T-cell product following surgical resection of 3 of his 5
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progressing intracranial tumors.(Brown, et al., 2016) Although the locally CAR T-cell treated
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site remained stable, other intracranial lesions progressed and new spinal lesions developed. The patient was then treated with 10 additional CAR T-cell infusions delivered intraventricularly
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through a catheter device placed in the right lateral ventricle. Remarkably, in addition to
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tolerating the infusions well, this patient experienced regression of all intracranial and spinal tumors lasting for 7.5 months. Although the patient subsequently progressed at new locations
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cells in GBM.
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distinct from his previous tumors, this case report highlights the therapeutic potential for CAR T
Human epidermal growth factor receptor 2 (HER2), a receptor tyrosine kinase overexpressed in many human cancers, is also considered an promising tumor-associated antigen for CAR targeting in GBM.(Andersson, et al., 2004; G. Liu, et al., 2004; C. Zhang, et al., 2016) Most
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recently, 17 patients with progressive HER2+ GBM were treated on a phase I trial with peripheral blood infusions of HER2-specific CAR-modified virus-specific T cells.(Ahmed, et al., 2017) Because safety concerns had been raised by the death of a colorectal cancer patient treated in a previous study with a third-generation HER2-CAR T-cell therapy (composed of a trastuzumab-based antigen-recognition domain and a CD28.4-1BB signaling domain),(Morgan,
et al., 2010) the investigators in the GBM study utilized a second-generation CAR with an FRP5based exodomain and a CD28 signaling endodomain. No dose-limiting toxicity was observed. HER2-CAR T cells were detected by qPCR in all patients after the infusion, peaking in 15 of 17 patients at 3 hours after the infusion and at 1 week and 2 weeks in the other 2 patients, respectively. At 6 weeks after the infusion, HER2-CAR T cells were present in 7 of 15 patients, with blood levels declining further every month thereafter (with 2 samples remaining positive
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out to 12 months, but none positive at 18 months). This suggested that the HER2-CAR T cells
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did not expand after infusion but could persist for up to 1 year at a low frequency. Of 16
evaluable patients, 1 had a partial response lasting for more than 9 months, and 7 had stable
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disease ranging between 8 weeks and 29 months (with 3 of these remaining free of progression
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during 24‒29 months of follow-up). A key aspect of this study was that it relied on the expression of CARs in virus-specific T cells. Using this strategy, virus-specific T cells provide
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the expected antitumor activity through their CAR but may also receive appropriate costimulation following native T-cell receptor engagement by latent virus antigens presented by
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professional antigen-presenting cells.(Ahmed, et al., 2017; Pule, et al., 2008) The investigators in this study administered CAR-modified T cells specific for adenovirus, Epstein–Barr virus (EBV), or cytomegalovirus (CMV), the safety of which had been previously demonstrated in hematopoietic stem cell transplant recipients.(Leen, et al., 2013) Among the 17 patients treated,
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the CAR T cells of all patients contained adenovirus- and EBV-specific T cells, and all CAR T cells from CMV seropositive patients contained CMVpp65-specific T cells as determined by interferon gamma Elispot assays. Overall, this phase I trial demonstrated the feasibility and safety of peripherally infused virus-specific CAR T cells in GBM and, despite the lack of expansion of the CAR T cells in the blood, displayed encouraging signs of efficacy.
Lastly, EGFRvIII, resulting from an in-frame deletion of exons 2 to 7(Li & Wong, 2008) is present in 25-30% newly diagnosed GBMs and represents another potential target for CAR T cell targeting in this disease.(Felsberg, et al., 2017) The amino acid sequence resulting from the EGFRvIII alteration yields a novel glycine residue at the junction of exons 1 and 8, generating a tumor-specific and immunogenic epitope within the extracellular domain of EGFR. In a first-in-
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human phase I trial, 10 patients with recurrent GBM were treated with a single dose of
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peripherally infused EGFRvIII-directed CAR T cells.(O'Rourke, et al., 2017) Manufacturing and infusion of the CAR T cells was feasible and safe, without evidence of off-tumor toxicity or
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CRS. While the study was not designed to evaluate for efficacy, no patients experienced tumor
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regression (although one patient had residual stable disease lasting >18 months). All infused subjects had detectable engraftment of EGFRvIII CAR T cells in the peripheral blood, although
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the degree of engraftment was considerably lower than what has been observed with CD19specific CAR T cells bearing the same 4-1BB co-stimulatory domain, lentiviral backbone, and
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manufacturing process.(Rapoport, et al., 2009) Seven of the 10 subjects in this study had postCAR T-cell surgical intervention, allowing for tissue-specific analysis of CAR T-cell trafficking and other “pharmacodynamic” endpoints. In 2 of these subjects, both of whom had their tumors resected within 2 weeks of CAR T-cell infusion, CART-EGFRvIII cells were found at higher
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concentrations in the brain than in the peripheral blood at the same time point. Because CARTEGFRvIII DNA sequences by qPCR were 3 times and 100 times higher, respectively, in brain specimens than in corresponding blood samples from these patients, there was a suggestion that the CAR T cells had effectively trafficked and expanded in situ within active regions of GBM. In addition to determining EGFRvIII CAR T-cell trafficking to the tumor, acquisition of
posttreatment surgical specimens allowed for measurement of EGFRvIII target antigen expression and characterization of the tumor immune microenvironment following CAR T-cell infusion. Most of the subjects had specific loss or decreased expression of EGFRvIII in resected tumors following CAR T-cell infusion. Although it cannot be ruled out that decreased EGFRvIII expression was unrelated to CAR T-cell therapy, as EGFRvIII expression was previously shown to display both spatial and temporal variation,(Del Vecchio, et al., 2013) a more recent study
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demonstrated that the vast majority of EGFRvIII+ GBMs maintain EGFRvIII positivity at
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recurrence.(Felsberg, et al., 2017) This suggests that antigen loss was more likely related to
successful targeting of EGFRvIII+ tumor cells by CAR T cells. Findings related to CAR T cell-
2.2.1. Colorectal Cancer
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2.2 Gastrointestinal malignancies
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induced changes in the tumor microenvironment are detailed in Section 3.3.3.
In colorectal cancer (CRC), the most common cancer of the GI tract, early experience with
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adoptive cell therapy included a phase I trial of CAR T cells targeted against carcino-embryonic antigen (CEA) and administered to liver metastases directly through the hepatic artery, with or without systemic interleukin 2 (IL2) support.(Katz, et al., 2015) This study used a second generation anti-CEA CAR containing the CD28 costimulatory and CD3 domains.(Emtage, et
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al., 2008) There were no grade 3/4 AEs among the six patients treated, but only one patient had prolonged stable disease (23 months). CT guided biopsies to sample liver metastases pre- and post-CAR T cell infusion showed an abundance of CAR T cells in liver metastases compared to normal liver in 5 of 6 patients, and 3 of these patients had an increase in necrosis within the lesion following CAR T cell delivery. In addition, all three patients who received systemic IL2
support with the CAR T cells had decreased CEA levels compared to baseline. Around the same time, a phase I study of first-generation CEA-specific CAR T cells in metastatic CRC and other CEA+ solid tumors was published.(Thistlethwaite, et al., 2017) Three cohorts of patients received increasing doses of CEA-specific CAR T cells after fludarabine +/-cyclophosphamide pre-conditioning. Systemic IL2 support was also administered following T cell infusion, based on preclinical data demonstrating that IL2 therapy may enhance CAR T cell killing.(Lo, Ma, Liu,
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& Junghans, 2010) CAR T cell engraftment in this trial was short-lived with a rapid decline of
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systemic CAR T cells within 14 days, and no objective responses were observed. However, increased intensity of pre-conditioning (cyclophosphamide plus fludarabine, compared to
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fludarabine alone) resulted in enhanced CAR T cell engraftment. Another important observation
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from this trial was the presence of on-target off-tumor toxicity. Patients in the cyclophosphamide-fludarabine pre-conditioning cohort had transient, acute respiratory toxicity,
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potentially related to CEA expression on lung epithelium. The presence of CEA expression on healthy lung tissue was controversial prior to this study, but was ultimately confirmed by the
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study’s investigators in this study, underscoring the importance of considering and evaluating for on-target off-tumor toxicity in any organ in CAR T cell trials.
These studies were followed by another phase I trial of peripherally administered CEA-targeting
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CAR T cells,(C. Zhang, et al., 2017) this time using a second-generation CAR with CD28-CD3 and a different scFv targeting moiety for CEA. In 10 patients with CEA-positive CRC and liver and/or lung metastases, five escalating dose levels (1 × 105 to 1 × 108/CAR+/kg cells) were evaluated following treatment with cyclophosphamide (300mg/m2 or 900mg/m2) for three days and fludarabine 25mg/m2 for two days. Severe AEs related to CAR T cell therapy were not
observed. Two patients remained with stable disease for more than 30 weeks, and two patients showed tumor shrinkage by positron emission tomography (PET)/computed tomography (CT) and MRI analysis, respectively. Decline of serum CEA level occurred in most patients, but CAR T cells persisted in the circulation for only a few days to a few weeks, with all patients having undetectable levels by qPCR 4-6 weeks post CAR-T infusion. Additional trials of CEA-targeted
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CAR T cells are ongoing for metastatic CRC and other CEA+ tumors (NCT03682744).
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2.2.2. Pancreatobiliary cancers
In general, pancreatic ductal adenocarcinoma (PDAC) has demonstrated striking resistance to T
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cell immunotherapy,(Beatty, et al., 2018) making CAR T cell therapy particularly appealing for
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this disease. As with other solid tumors, one of the most significant challenges to CAR T cell therapy in pancreatic cancer is the risk of on-target off-tumor toxicities as a result of target
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antigen expression by normal healthy tissues. In a phase I trial of CAR T cells in patients with PDAC,(Beatty, et al., 2018) investigators used autologous T cells genetically modified with
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mRNA via electroporation to transiently express a CAR specific for mesothelin, which is overexpressed by PDAC cells but also found on the lining of the peritoneum, pleura, and pericardium. Six patients with chemotherapy-refractory, metastatic PDAC received CAR T cells intravenously three times weekly for three weeks. There were no dose-limiting toxicities (DLTs)
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and no CRS experienced by any of the patients. The best overall response achieved was stable disease by RECIST v1.1, which was not unexpected given the transient CAR expression associated with mRNA-based genetic modification compared to virally transduced DNA-based CARs. However, FDG PET/CT imaging of tumor lesions revealed that the total metabolically active volume (MAV) remained stable in three patients and decreased by 70% in one patient,
suggesting potential anti-tumor activity of the mRNA CAR T cells. In terms of correlative studies, an important finding was that CAR T cell therapy induced a spreading of antibody responses against multiple proteins beyond mesothelin in multiple patients, including immunoregulatory molecules such as PD-1, PD-L1, and BCMA. This suggests a potential vaccine effect by inducing tumor cell death and the release of tumor-associated antigens. Importantly, the investigators demonstrated that mesothelin expression was confined to the
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tumor cell cytoplasm in one of the patients, highlighting the importance of confirming cell
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surface expression of target antigen in CAR T cell studies. A phase I trial of lentiviral transduced
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anti-mesothelin CAR T cells in pancreatic cancer is ongoing (NCT03323944).
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Other targets being clinically evaluated in pancreatobiliary cancers include HER2, Claudin 18.2, and prostate stem cell antigen (PSCA). In a phase I study of HER2-directed CAR T cells in
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advanced biliary tract and pancreatic cancers,(Feng, et al., 2018) 11 patients with advanced HER2+ (>50%) disease received a conditioning regimen of nab-paclitaxel (100-200mg/m2) and
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cyclophosphamide (15-35 mg/kg) followed by 1-2 cycles of CART-HER2 cell infusion. Severe AEs related to the CAR T cells included one grade 3 fever, one grade 3 transaminitis, and one grade 3 GI hemorrhage, potentially attributed to expression of HER2 on the GI mucosa. The infusions were otherwise well tolerated. One patient obtained a partial response and five
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achieved stable disease. Rapid elevation of CAR transgene copy numbers in the peripheral blood was observed in 9 of 11 patients following infusion of CART-HER2 cells, and the copy number had a second robust peak in the two patients who received a second infusion. However, persistence of CART-HER2 cells at therapeutic levels in vivo could not be maintained beyond ~30 days. Unfortunately, no tissue samples were taken in this trial, and intra-tumoral infiltration
of CAR T cells and their effect on the tumor microenvironment could not be assessed. Preliminary results of an ongoing first-in-human phase I trial of Claudin 18.2-specific CAR T cells for advanced gastric and pancreatic adenocarcinoma were also recently presented (NCT03159819).(Zhan, et al., 2019) Among twelve subjects with Claudin 18.2-positive metastatic adenocarcinoma (5 pancreatic and 7 gastric) treated with CAR-Claudin18.2 T cell infusions after lymphodepleting chemotherapy, there were no serious AEs, one patient achieved
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a complete response (gastric cancer), and three patients achieved partial responses (two gastric,
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one pancreatic). Lastly preliminary results of an ongoing dose escalation trial of ligand-
inducible, PSCA-directed CAR T cells in PSCA+ metastatic pancreatic cancer were also recently
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reported.(Becerra, et al., 2019) The CAR product used in this trial is engineered to contain a
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PSCA-CD3 CAR, as well as a MyD88/CD40 costimulatory domain that is inducible by administration of the small molecule rimiducid, a lipid-permeable tacrolimus analogue that
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homodimerizes the Fv-containing drug-binding domains of genetically engineered receptors to activate the receptor. Nine patients received cyclophosphamide for lymphodepletion, followed
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by CAR T cell administration on day 0 and a single rimiducid dose on day 7. No DLTs, related serious adverse events (SAEs), or CRS events were reported. Rapid cell engraftment by day 4 was observed in all patients, and two of the patients who received rimiducid had cell expansion 10- to 20-fold within seven days and persistence greater than 3 weeks. Two patients achieved a
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minor response (one with matched CA19-9 decrease), and 4 patients achieved stable disease for at least 8 weeks. The next phase of the study will add fludarabine to cyclophosphamide lymphodepletion and will expand to include gastric and prostate cancers (NCT02744287).
2.3. Genitourinary malignancies
2.3.1 Renal cell carcinoma One of the first efforts to develop CAR T cells for solid tumors was in renal cell carcinoma (RCC). In a phase I trial of carboxy-anhydrase-IX (CAIX)-targeted CAR T cells, twelve patients with metastatic disease were treated with a maximum of 10 daily infusions of 2 x 107 to 2 x 109 CAR T cells.(Lamers, Klaver, Gratama, Sleijfer, & Debets, 2016; Lamers, et al., 2013) Although
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no efficacy was demonstrated, importance lessons were learned from this trial. First, patients developed anti-CAR T cell antibodies, thus informing future decisions regarding the format and
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immunogenicity of CARs in development. Second, the CAR T cells induced severe liver enzyme disturbances, which were seen on liver biopsy to result from on-target off-tumor binding of CAR
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T cells to CAIX expressed on bile duct epithelium. Other trials of CAR T cells for renal cell
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carcinoma are ongoing, including CCT301-38 (anti-AXL CAR T cells; NCT03393936) and
2.3.2. Prostate Cancer
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CCT301-59 (anti-ROR2 CAR T cells; NCT03960060).
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In prostate cancer, several groups have generated early phase clinical data. In one phase I trial, five patients with metastatic, castrate-resistant prostate cancer received chemotherapy conditioning with cyclophosphamide 60mg/kg/day for 2 days and fludarabine 25mg/m2/day for 5 days followed by first-generation CAR T cells targeted against prostate specific membrane
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antigen (PSMA).(Junghans, et al., 2016) In addition, patients received low dose IL2 by continuous intravenous infusion at 75,000 IU/Kg/d for 4 weeks. Engraftment was confirmed in all subjects with 2.5-22% of circulating T cells being PSMA-CART cells after reconstitution at 2 weeks. The peak absolute number of CAR T cells was at day 14, with a leveling off at lower total levels that were stable by day 21 through the end of the study period on day 28. No anti-
PSMA toxicities were noted. Two patients achieved prostate-specific antigen (PSA) responses, with 50% and 70% declines at their nadirs, respectively. However, these patients did not have measurable tumor radiographically (other than a bone scan). The PSA responses were correlated directly with plasma IL2 and inversely with engraftment, suggesting that high engraftment in certain patients may have depleted IL2 to the point of limiting CAR T cell anti-tumor activity.
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This hypothesis warrants further exploration in additional studies.
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Another phase I trial in prostate cancer, which is currently ongoing, utilizes PSMA-directed, transforming growth factor (TFG-)-insensitive CAR T cells for the first time in human
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subjects. Because prostate cancer secretes TFG- as an immunosuppressive factor, the
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investigators hypothesize that using a PSMA CAR with co-expression of a dominant-negative TFG- receptor will enhance antitumor immunity.(Kloss, et al., 2018) Early results
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(NCT03089203) demonstrated no DLT in the first six subjects treated (1-3 x 107 and 1-3 x 108/m2 CAR T cells) without lymphodepleting chemotherapy.(Narayan, et al., 2019) Cohorts 1
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and 2 have been completed without observed DLT. A case of reversible CRS was observed that was responsive to anti-IL6 therapy with tocilizumab. Additional cohorts will evaluate the same CAR T cells following a lymphodepleting regimen of cyclophosphamide and fludarabine.
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2.3.3. Ovarian Cancer
The only published ovarian cancer study of CAR T cells was a phase I trial of peripheral administration of a first-generation anti-ovarian cancer-associated antigen -folate receptor (FR) CAR administered to patients with FR+ ovarian cancer that was refractory to platinum/paclitaxel-based chemotherapy.(Kershaw, et al., 2006) A total of 14 patients were
treated; eight received FR-specific CAR T cells plus high-dose IL2 (720,000 IU/kg), and six received dual-specific T cells (reactive to both FR and allogenic antigen) followed by subcutaneous immunization with allogenic peripheral blood mononuclear cells from the same donor that was used to stimulate T cells during manufacturing. The only serious toxicities encountered were those related to high dose IL2 therapy. No reduction in tumor burden was seen in any patient, which was explained by several observations. First, imaging of radiolabeled
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CAR T cells revealed lack of specific localization to tumor expect in one patient. Second, PCR
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analysis showed that CAR T cells were present in the circulation in large numbers for only 2 days after transfer, rapidly declining thereafter and barely detectable by 1 month. Lastly, an
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inhibitory factor against the CAR T cells developed in the serum of three of the patients. Other
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trials of CAR T cells in ovarian cancer are ongoing, some of which are utilizing direct peritoneal
2.4. Breast Cancer
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administration to improve CAR T cell tumor trafficking (NCT03585764; NCT02498912).
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The cell-surface molecule c-Met is expressed in ~50% of breast tumors regardless of hormone receptor/HER2 expression status and was thus identified as a promising target for CAR T cell therapy in this disease.(Ghoussoub, et al., 1998; Tchou, et al., 2017) However, c-Met is also present, albeit at low levels, on healthy tissues. To limit on-target off-tumor toxicity, a phase 0
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clinical trial was conducted using intratumorally delivered, mRNA-transfected c-MET-CAR T cells. In this trial, six patients with metastatic breast cancer with accessible cutaneous or lymph node metastases received a single intratumoral injection of 3 x 107 (n=3) or 3 x 108 (n=3) cells. Treatment was well-tolerated, with no CAR T cell-related SAEs. No measurable clinical responses were observed. CAR T mRNA was detectable in peripheral blood and in the injected
tumor tissues after intratumoral injection in two and four patients, respectively. Following treatment, tumors were excised and analyzed by immunohistochemistry, revealing extensive tumor necrosis, cellular debris, loss of c-Met immunoreactivity, and extensive macrophage infiltration at the leading edges and within necrotic zones. Taken together, these data suggest that intratumoral mRNA c-Met-CAR T cells are well tolerated and are capable of evoking an inflammatory response within breast cancers. A study evaluating intravenous delivery of RNA
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CART-cMET cells is currently enrolling (NCT03060356). Other ongoing trials of CAR T cell
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therapy in breast cancer include mesothelin-specific CAR T cells for patients with HER2-
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with CNS disease (NCT02442297; NCT03696030).
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negative disease (NCT02792114) and HER2-specific CAR T cells for HER2 positive tumors
2.5. Lung cancer
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CAR T cell trials for lung cancers have focused thus far on malignant pleural mesothelioma (MPM). In a phase I dose escalation first-in-human trial, CD28-costimulated mesothelin CAR T
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cells with the I-caspase-9 safety gene were administered intrapleurally to 18 patients with mesothelin-expressing MPM (NCT02414269).(Adusumilli, et al., 2019) Patients were treated in dose escalating cohorts (3 x 105 to 1 x 107 cells/kg) following IV cyclophosphamide lymphodepletion. No CAR T cell-related toxicities higher than grade 1 or any evidence of on-
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target off-tumor toxicity were observed. Fourteen patients subsequently received anti-PD1 therapy off protocol; two of these patients achieved complete metabolic response on PET imaging, and five achieved a partial response by investigator assessment. Ongoing trials of other CAR T cells in primary lung cancers include receptor tyrosine kinase-like orphan receptor 1 (ROR1)-specific CAR T cells for stage IV non-small cell lung cancer (NSCLC)
(NCT02706392), and mesothelin-specific CAR T cells for recurrent lung adenocarcinoma (NCT03054298).
3. Challenges to CAR T cell therapy in solid tumors 3.1. Paucity of tumor-specific targets
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One of the most significant challenges to CAR T cell therapy for solid tumors is difficulty in
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identifying an ideal target antigen. Unlike hematologic malignancies, most solid tumors do not express one tumor specific antigen. Instead, it is common to find tumor-associated antigens that
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are enriched on tumors but also expressed at low levels on normal tissues.(Martinez & Moon, 2019) As described in the above sections, this is the case for many of the antigens previously
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studied in human clinical trials of CAR T cells for solid tumors, including CEA, ERBB2, EGFR,
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mesothelin, and PSMA.(Ahmed, et al., 2017; Beatty, et al., 2018; Lamers, et al., 2016; Narayan, et al., 2019; O'Rourke, et al., 2017) When CAR T cells are designed to target an antigen that is not specific to tumor cells, patients are subjected to the potential risk of on-target off-tumor
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toxicity. One way to mitigate this risk is to genetically engineer the T cells so that recognition of one antigen expressed only on tumor cells (i.e, a tumor-specific antigen) can induce expression of a CAR directed towards a second antigen that may be expressed on both tumor cells and non-
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tumor cells (i.e, a tumor-associated antigen), thereby initiating full CAR T cell activity only in the tumor site and not systemically on healthy tissues. This can be accomplished using a T cell “circuit” in which a synthetic Notch receptor (“SynNotch” receptor), when bound by its cognate antigen, translocates to the nucleus and induces expression of a CAR for a second antigen.(Roybal, et al., 2016) Other methods of attempting to limit CAR T cell activation to tumor sites include (1) modifying the affinity of antigen binding of the CAR, (2) using two
separate CARs on the same T cell (one to provide antigen-specific zeta-signaling and one to provide antigen-specific co-stimulation, thus restricting full T cell activation to tumors that express both antigens), (3) using “switchable” CAR T cells that are only activated in the presence of an exogenously administered “switch”, which can be a small molecule(Becerra, et al., 2019) that induces the CAR T cell’s costimulatory domain or an antibody that bridges the CAR to the antigen of interest,(Raj, et al., 2019) or (4) designing CARs to include an inhibitory
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peptide that reversibly blocks the scFv and keeps the T cells in an off state until they reach the
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tumor microenvironment, where local conditions (locally secreted proteases, or hypoxic
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activation of the T cells.(Labanieh, et al., 2018)
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conditions, e.g.) result in cleavage of the inhibitory peptide, unmasking of the CAR, and
Another problem related to antigen selection in solid tumors is that traditional CAR T cells
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require a target antigen that is expressed on the cell surface. Unfortunately, only about 1% of total cellular proteins are actually expressed on the cell surface,(Walseng, et al., 2017) meaning
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that a large number of potential tumor target antigens are not available to CAR T cells. TCR gene therapy is one way to address this issue,(Garber, 2018) but this approach is beyond the scope of this CAR T cell-focused review. One CAR T cell-based strategy that is being explored to tackle the lack of appropriate antigens in solid tumors is the use of nanobody-based CAR T
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cells.(Xie, et al., 2019) Nanobodies, composed of the variable regions of heavy-chain-only antibodies, are small, stable, camelid-derived single-domain antibody fragments with affinities comparable to traditional scFvs.(Revets, De Baetselier, & Muyldermans, 2005) Unlike scFvs, which are composed of a heavy-chain variable fragment connected to a light-chain variable fragment by a flexible linker, nanobodies do not require additional folding and assembly steps
that come with variable region pairing, and they can access epitopes different from those seen by scFvs. In addition, nanobodies allow surface display on CAR T cells without the requirement for extensive linker optimization or other types of reformatting typically needed to develop a new conventional antibody into an scFv for use in CAR T cell therapy. Thus, different nanobody recognition domains can be switched out easily to allow for more nimble development of CAR T cells for novel targets. In elegant work by Xie and colleagues, this approach was used to target
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markers in the tumor microenvironment, such as PD-L1, rather than targeting antigens on the
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surface of tumor cells.(Xie, et al., 2019) The investigators also targeted the tumor stroma and vasculature through the EIIIB+ fibronectin splice variant, which is expressed by multiple tumor
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types and on neovasculature. In B16 melanoma-bearing mice, as well as mice bearing tumors
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from a colon adenocarcinoma line (MC38), PD-L1- and EIIIB-targeted CAR T cells led to a significant delay in tumor growth and improved survival. Since solid tumors rarely display
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unique antigenic markers on their surface, this work may ultimately improve CAR T cell therapy in solid tumors by exploiting a variety of microenvironment markers that are shared across many
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malignancies.
3.2. Trafficking to tumor
Following peripheral infusion, CAR T cells targeting a given antigen must localize to the tumor
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bed. However, T cells often do not express the cognate chemokine receptors for the chemokines produced by tumors, and tumors produce only very small amounts of the chemokines needed for successful CAR T cell trafficking.(Long, et al., 2018) In addition, there are environmental barriers to CAR T cell extravasation and tumor infiltration, including endothelial cell dysfunction, downregulation of key adhesion molecules,(Dirkx, et al., 2003; Gust, et al., 2017)
and extracellular matrix barriers.(Overstreet, et al., 2013) One logical way to improve CAR T cell recruitment to tumor cells is to target the tumor bed itself with direct injection of CAR T cells. As described in the above sections, this has been performed in previous clinical trials with hepatic artery infusions of CEA-targeted CAR T cells for CEA+ liver metastases,(Katz, et al., 2015) intraventricular delivery of IL-13 Rα2-targeted CAR T cells for glioblastoma, and intrapleural delivery of mesothelin-targeted CAR T cells for MPM.(Adusumilli, et al., 2019)
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Peritoneal administration for ovarian cancers is also being assessed (NCT03585764;
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NCT02498912). In addition, emerging preclinical data has suggested the possibility of using
implantable biopolymer devices that deliver CAR T cells directly to the surfaces of solid tumors,
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thereby exposing them to high concentrations of immune cells for a substantial period of
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time.(Smith, et al., 2017)
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To optimize intravenous delivery of CAR T cell therapy for non-hematologic malignancies, proper trafficking of CAR T cells into tumors must occur. One potential way to improve CAR T
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cell trafficking is to augment chemokine communication, and various preclinical approaches are being taken in this vein. Recognizing that the chemokine CCL2 is highly secreted by malignant pleural mesothelioma (MPM), but that the corresponding chemokine receptor (CCR2) is minimally activated mesothelin-targeted CAR T cells, Moon and colleagues transduced the
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chemokine receptor CCR2b into mesothelin-targeted CAR T cells using a lentiviral vector.(E. K. Moon, et al., 2011) This led to increased T cell transmigration and augmentation of in vitro Tcell killing ability, with a single intravenous dose of 20 million mesothlin-CCR2b CAR T cells resulting in a 12.5-fold increase in T-cell tumor infiltration and increased antitumor activity compared to mesothelin-CAR T cells without CCR2b transduction. Other methods of increasing
T cell tumor trafficking that have been explored include normalization of the vasculature by lowdose angiogenesis inhibitors,(Shrimali, et al., 2010) or engineering CAR T cells to express the enzyme heparanase, which degrades sulfate proteoglycans in the extracellular matrix and can promote tumor T cell infiltration into stroma-rich solid tumors.(Caruana, et al., 2015)
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3.3. CAR T cell proliferation and function in the immunosuppressive microenvironment 3.3.1. Role for lymphodepletion
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Assuming that CAR T cells have successfully trafficked to the tumor site and encountered their
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cognate antigen, they must then undergo rapid expansion. Importantly, the extent of in vivo expansion has been closely corelated with CAR T cell efficacy across multiple previous
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trials.(Kalos, et al., 2011; Maude, et al., 2014; Porter, et al., 2015) In patients with hematologic malignancies, lymphodepleting chemotherapy is typically administered prior to the CAR T cells.
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Lymphodepletion can substantially increase the in vivo expansion of the infused CAR T cells by multiple effects, including reducing the patient’s lymphoid cell pool to make “space” for the
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CAR T cells, increasing homeostatic cytokines, depleting immunosuppressive regulatory T cells (Tregs), and ameliorating the tumor inhibitory microenvironment.(Anthony, et al., 2016; Gattinoni, et al., 2005; Heczey, et al., 2017; Muranski, et al., 2006) In solid tumors, the value of lymphodepletion and the optimal chemotherapy regimens to achieve it are not well elucidated.
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For certain solid tumors, chemotherapy used for standard treatment of the tumor can also be used to provide lymphodepletion prior to CAR T cell therapy. One example of this is the use of temozolomide for glioblastoma.(Suryadevara, et al., 2018) However, for most solid tumors there is no obvious lymphodepleting chemotherapy used for standard treatment, and typical lymphodepleting regimens, such as cyclophosphamide plus fludarabine, can be exceedingly
toxic. One approach under evaluation to circumvent the need for lymphodepletion is the design of CAR T cells to eliminate their secretion of IL2, which potentiates the immunosuppressive activity of Tregs. This was accomplished in one study by introducing amino acid substitutions in the CAR transgene to prevent lymphocyte-specific tyrosine kinase (Lck) ligation to the CD28 cytosolic tail, which controls net IL2 secretion.(Suryadevara, et al., 2019) Additional studies are needed to better delineate the necessity of lymphodepleting chemotherapy in solid tumor CAR T
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cell trials, as well as the optimal regimens to be used.
3.3.2. Addressing intrinsic T cell deficits
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In addition to creating “space” for the CAR T cells to expand via lymphodepleting
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chemotherapy, there are also intrinsic T cell deficits in patients with solid tumors that impair CAR T cell proliferation and persistence.(Leick & Maus, 2019) In a study of 195 children with
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both hematologic and solid tumors, Das and colleagues performed an extensive analysis of T-cell fitness and phenotyping in relation to receipt of progressive cycles of cytotoxic
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chemotherapy.(Das, Vernau, Grupp, & Barrett, 2019) Using single-cell techniques and a functional expansion assay that is similar to the culture process used for manufacturing CAR T cells, the investigators found that patients with the percentage of T cells that “pass” a previously defined threshold for successful CAR T cell manufacturing declined significantly with
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subsequent cycles of chemotherapy. Thus, certain patients with heavily pre-treated solid tumors may be not be optimal candidates or CAR T cells therapy. Adult patients with glioblastoma serve as an example of a patient population that often carries severe intrinsic T cell deficits. In patients with glioblastoma, severe lymphopenia is often present even prior to treatment, which was recently demonstrated to be due to T cell sequestration in the bone marrow.(Chongsathidkiet, et
al., 2018) In addition, the standard of care for this disease is radiation in combination with temozolomide chemotherapy, which is extremely lymphodepleting and leads to CD4 counts less than 200/mm3 in over one-third of patients.(Grossman, et al., 2011) Collection of an adequate number of viable T cells from such patients can prove challenging. Ongoing efforts are under way to improve intrinsic T-cell fitness in patients with solid tumors such as glioblastoma. One option is to use allogeneic CAR T cells from healthy donors, although this approach has been
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limited by concerns regarding rejection in both the host and graft directions.(Leick & Maus,
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2019) Another strategy involves simply shifting CAR T cell therapy (or at least apheresis for cell collection) to the first line setting, prior to receipt of cytotoxic chemotherapy. Clinical trials
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employing this approach are ongoing (NCT03792633; NCT03726515).
A separate but related issue is that preclinical studies have indicated that some T cell subtypes
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show superior antitumor activity in vivo compared to others. In ALL and non-Hodgkin lymphoma, for example, the presence of early-lineage T cells (naïve and early memory) prior to
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genetic engineering has been found to correlate with better expansion.(Singh, Perazzelli, Grupp, & Barrett, 2016) Similarly, in preclinical high-grade glioma models CAR CD4+ T cells have superior antitumor activity compared to CAR CD8+ T cells, and this advantage is lost upon mixing the CAR CD4+ cells with CAR CD8+ T cells.(D. Wang, et al., 2018) These results
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suggest that the differentiation status of CAR T cells is an important consideration for optimizing their expansion and persistence. To date, most clinical trials using CAR T cells have used cell products prepared from unselected “bulk” T cells.(S. Guedan, et al., 2018) Moving forward, additional focus will be placed on the starting lymphocyte material used to generate CAR T cells. One strategy being explored to influence T cells subsets is the use of a PI3K inhibitor during
manufacturing, which has been shown to preserve a less differentiated T cell state.(Zheng, et al., 2018) In addition, it has been shown that epigenetic reprogramming may be used to alter CAR T cell differentiation and result in a central memory phenotype.(Fraietta, et al., 2018)
3.3.3. Immune checkpoints and other immunosuppressive microenvironment factors
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Even if CAR T cells traffic to the tumor appropriately and initially expand upon antigen recognition, most solid tumors present additional challenges related to a hostile,
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immunosuppressive tumor microenvironment. One issue is that CAR T cells require
immunostimulatory cytokines for optimal killing activity, but these are often downregulated in
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the solid tumor microenvironment.(Labanieh, et al., 2018) Since systemic delivery of cytokine
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therapy is carries excessive toxicity, several transgenic-based strategies have been developed to deliver higher local levels of key cytokines, including IL-12,(L. Zhang, et al., 2015) IL-
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15,(Krenciute, et al., 2017) IL-18,(Hu, et al., 2017) and IL-21.(Spolski & Leonard, 2014) However, because these cytokines carry multiple context-dependent roles that can sometimes be
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immunosuppressive, it remains controversial as to whether they would help or hinder the CAR T cells.(Labanieh, et al., 2018)
While key cytokines are often limited in the solid tumor microenvironment, immune checkpoints
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and soluble immune inhibitory factors are highly upregulated(Ngwa, Edwards, Philip, & Chen, 2019) and can severely impact T cell proliferation and function. With regard to impairing CAR T cells specifically, the critical role of immune checkpoints and other immunosuppressive molecules in the tumor microenvironment was highlighted in a human study of EGFRvIIItargeted CAR T cells for glioblastoma.(O'Rourke, et al., 2017) Immunohistochemical stains in
post-CAR T cell surgical specimens compared to matched pre-treatment samples displayed consistent and significant upregulation of immune checkpoints and other soluble immunosuppressive molecules, including indoleamine 2,3-dioxygenase (IDO) 1, programmed death (PD) ligand 1 (PD-L1), transforming growth factor (TGF)–β, and IL-10. These observations suggest that CAR T-cell targeting of EGFRvIII+ tumor cells induced a compensatory immunosuppressive response in the tumor microenvironment, and that pairing
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CAR T cells with immune checkpoint inhibitors and/or small molecule inhibitors (IDO, TGF-β,
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etc) is a logical next step for solid tumors. A clinical trial of CART-EGFRvIII cells in
combination with the PD-1 inhibitor pembrolizumab for newly diagnosed glioblastoma is
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currently ongoing (NCT03726515), as well a trial of IL13R2-targeted CAR T cells with or
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without nivolumab and ipilimumab in recurrent glioblastoma (NCT04003649).
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Beyond administering additional systemic agents such as immune checkpoint inhibitors, CAR T cell persistence and function in the solid tumor microenvironment can also be augmented by
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additional genetic engineering of the T cells. One option is to transduce T cells with both a CAR specific for a tumor antigen, as well as a chimeric switch receptor containing the extracellular domain of an immune inhibitory signaling molecule fused to the transmembrane and cytoplasmic domains of a co-stimulatory molecule. This was described by Liu and colleagues using a PD1
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switch receptor.(X. Liu, et al., 2016) When the PD1 portion of the switch-receptor engages the PDL1 ligand, it transmits an activating signal via the CD28 cytoplasmic domain instead of the inhibitory signal normally transduced by the PD1 cytoplasmic domain. This approach augmented CAR T cell control of large, established solid tumors in multiple models of aggressive human solid tumors expressing relevant tumor antigens.(X. Liu, et al., 2016) Another
T cell engineering strategy to overcome the immunosuppressive solid tumor microenvironment is to selectively knock-out or knock-in key endogenous genes through targeted nucleases, e.g. via CRISPR-Cas9 gene editing.(J. Liu, Zhou, Zhang, & Zhao, 2019) Several strategies based on CRISPR are being applied to develop novel CAR T cells by multiplexed genome editing, including (a) knockout of endogenous genes (TCRs, MHC, or self-antigens) to build allogenic universal CAR T cells,(Ren, et al., 2017) (b) disruption of inhibitory receptors such as PD-1 or
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CTLA-4,(Rupp, et al., 2017) and (c) generation of T cells with a CAR knocked into the T cell
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receptor constant (TRAC) locus, which places the CAR expression under control of the TCR promoter and results in enhanced potency and uniform CAR expression.(Eyquem, et al., 2017)
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A third way to engineer CAR T cells to overcome immune checkpoints and other inhibitory
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molecules is to include dominant-negative receptors for key immunosuppressive ligands. This has been performed by engineering CAR T cells to overexpress a truncated receptor for PD-1
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that lacks the usual PD-1 transmembrane and intracellular signaling domains,(N. Chen, Morello, Tano, & Adusumilli, 2017) and a similar approach has been taken for the TGF- receptor.(Kloss,
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et al., 2018) Thus, when the immunosuppressive ligands (PD-1, TGF-, or other ligand of choice) bind the dominant negative receptors on the CAR T cells in the tumor microenvironment, no immunosuppressive signal is transduced.
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Lastly, in addition to immune checkpoints, competition for key nutrients including glucose, amino acids, and fatty acids, as well as the hypoxic tumor microenvironment, have also emerged as critical factors that restrict the antitumor activity of CAR T cells.(Schurich, Magalhaes, & Mattsson, 2019) This is a relatively underexplored, but rapidly growing area of research. One approach already being developed is to generate CAR T cells that are only effective in the
presence of hypoxia. Juillerat and colleagues fused an oxygen sensitive subdomain of HIF1 to a CAR scaffold, resulting in a CAR that is sub-optimally presented at the surface of the T cell under normal oxygen concentration, but increased in expression along with improved cytolytic properties under hypoxic conditions.(Juillerat, et al., 2017)
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3.3.4. Combination treatments with vaccines or viral therapies CAR T cell therapies are also being explored in combination with vaccines, oncolytic viruses,
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and other immunotherapeutic classes of treatment in an effort to augment their efficacy. Both native and genetically engineered viruses are being developed for treatment across a variety of
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solid tumors, including an FDA-approved herpes simplex virus (HSV-1) for
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melanoma(Andtbacka, et al., 2015) and numerous viruses in clinical trials for glioblastoma.(Cloughesy, et al., 2018; Desjardins, et al., 2018) Because oncolytic viral therapies
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can lead to increased immune cell infiltration and pro-inflammatory cytokines and have the potential to lyse tumor cells and release additional tumor-associated antigens, there is strong
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rational for combining these treatments with CAR T cells.(Sonia Guedan & Alemany, 2018) In addition, it is feasible that viral therapies can be armed with therapeutic transgenes that could further enhance the effector functions of T cells. A number of preclinical studies have started to explore the combination of viral therapies with CAR T cells,(Edmund K. Moon, et al., 2018;
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Nishio, et al., 2014; Rosewell Shaw, et al., 2017; Tanoue, et al., 2017; Watanabe, et al., 2018) and clinical trials are likely to follow soon.
Due to the limited efficacy of CAR T cells in solid tumors to date, coupled with the known ability of therapeutic vaccination to enhance endogenous T cell responses against cancer,(van der
Burg, Arens, Ossendorp, van Hall, & Melief, 2016) CAR T cells are also being studied in combination with vaccination. Multiple studies have demonstrated that introducing a CAR together with a second antigen receptor specific for a target peptide (or using virus-specific endogenous T cells to prepare the CAR T cells) and then vaccinating recipients against the secondary or viral antigen can improve CAR T cell efficacy.(Slaney, et al., 2017; Tanaka, et al., 2017; Wang, et al., 2015) A more recent study took this concept a step further by designing a
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vaccine strategy to re-stimulate CAR T cells directly within the native lymph node
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microenvironment.(Ma, et al., 2019) This was accomplished by using a membrane-integrating phospholipid polymer that can be linked to small molecules or peptides, resulting in expression
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of a desired target antigen on the cell surface after immunization with this molecule. By binding
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to albumin after injection, these amphiphilic polymers are directed to lymph nodes, where they are preferentially displayed on resident antigen-presenting cells (APCs). Mice in this study were
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treated with CAR T cells targeted against the antigen fluorescin isothiocyanate (FITC), followed by immunization with the amphiphilic polymers linked to FITC. In vivo T cell proliferation was
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significantly improved by this approach. The experiment was then repeated using the tumor antigen EGFRvIII in glioma-bearing mice and demonstrated improved CAR T cell proliferation and survival, as well as improved infiltration of activated CAR T cells into tumor sites.(Ma, et
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al., 2019)
3.4. Heterogeneity, Tumor Antigen Escape Clinical trials of CD19 CAR T cells in ALL have demonstrated cases of outgrowth of CD19negative leukemia, resulting in refractoriness to CAR T cell therapy.(Maude, et al., 2014) Thus, even in the setting of a uniformly expressed TAA, there is the possibility of antigen loss or
antigen escape. This problem is even more pressing in solid tumors, which tend to display significant antigen heterogeneity.(Martinez & Moon, 2019) Key examples of tumor heterogeneity and its detrimental impact on CAR T cell therapy in solid tumors can be found from glioblastoma trials. With both EGFRvIII and IL13R2 CAR T cells in glioblastoma, patients had progressive disease with antigen-negative tumors despite successful initial antigen
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targeting by CAR T cells.(Brown, et al., 2016; O'Rourke, et al., 2017) Although it is possible that CAR T cell therapy targeted against a heterogeneously expressed antigen could result in a
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secondary immune response against other tumor-specific neoantigens or epitopes, a phenomenon termed epitope spreading,(Gulley, et al., 2017) this has not yet been proven to occur in humans.
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heterogeneity in CAR T cell solid tumor trials.
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In the meantime, additional efforts should be undertaken to address the problem of tumor
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One strategy to begin to address tumor heterogeneity is to design bi-specific or multivalent CAR T cells. While the same challenges associated with choosing a single target antigen remain or are
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even more significant when choosing multiple antigens, targeting more than one antigen with CAR T cells may ultimately reduce or delay antigen escape. There are several ways to engineer a T cell product for multispecificity.(Majzner & Mackall, 2018) The most straightforward approach is to simultaneously or sequentially administer T cell products that are separately
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transduced for different CARs. It is also possible to combine vectors for two different CARs during cell production to achieve a mixed product. A different approach is to engineer a CAR molecule to recognize multiple antigens. This can be accomplished by linking two different antigen binders on a single molecule (i.e., a single “tandem” CAR),(Hegde, et al., 2016) or by using a single vector to encode two or three separate CARs that can be expressed on a single T
cell.(Bielamowicz, et al., 2018) A unique strategy altogether has been proposed by Choi and colleagues, who developed a bicistronic construct to drive dual expression of an EGFRvIIIspecific CAR and a bispecific T-cell engager (BiTE) against wild-type EGFR.(Choi, et al., 2019) The engineered cells secreted EGFR-specific BiTEs in the local tumor microenvironment that redirected CAR T cells and recruited untransduced bystander T cells against wild-type EGFR. As a result, these cells eliminated mouse tumors that heterogeneously expressed EGFRvIII.
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Importantly, toxicity against human skin grafts, a potential concern with targeting wild-type
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EGFR, was not observed in vivo. Multiple clinical trials are underway testing different variations
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NCT0448393, NCT03019055, NCT0330691).
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of multispecific CAR T cells to address tumor heterogeneity (NCT03241940, NCT03233854,
Lastly, another proposed method for tackling tumor heterogeneity is to target cancer stem cells,
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which are largely responsible for heterogeneity of tumor cells. (Badrinath & Yoo, 2019) CD133, a transmembrane glycoprotein that is a well-recognized marker of cancer stem cells, is
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overexpressed in many solid tumors and has emerged as an attractive target for CAR T cell therapy.(Ferrandina, Petrillo, Bonanno, & Scambia, 2009) Initial results were recently reported for a phase I trial of CD133-directed CAR T cells in advanced GI malignancies, including hepatocellular carcinoma, pancreatic carcinoma, and colorectal carcinoma.(Y. Wang, et al.,
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2018) A total of 23 patients were treated in a cell dose escalation scheme. Three partial responses were observed, and post-treatment tissue demonstrated that CD133+ cells were eliminated after CAR T cell infusions. Despite this, however, relapses occurred with CD133-negative tumors, suggesting that heterogeneity remains a problem with CAR T cell therapy even when specifically targeting cancer stem cell markers.
4. Conclusions CAR T cell therapy has revolutionized the care of patients with hematologic malignancies. Although efficacy in solid tumors has lagged significantly behind, an unprecedented number of solid tumor CAR T cells trials are currently ongoing, and additional clinical data is being
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generated rapidly. Challenges related to CAR T cell trafficking to the tumor, expansion and persistence in a severely immunosuppressive tumor microenvironment, and antigen
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heterogeneity are among the main barriers to success identified in solid tumor studies thus far. It
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is imperative that strong cross-institutional and academia-industry collaborations are forged as this complex field moves forward, and that we continue to learn from each and every clinical
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Conflict of Interest
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trial of CAR T cell therapy that is performed.
S.J.B. and D.M.O. are co-inventors of intellectual property licensed by the University of
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Pennsylvania to Novartis.
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Ahmed, N., Brawley, V., Hegde, M., Bielamowicz, K., Kalra, M., Landi, D., Robertson, C.,
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E., Grossman, R., Wels, W. S., & Gottschalk, S. (2017). HER2-Specific Chimeric Antigen Receptor-Modified Virus-Specific T Cells for Progressive Glioblastoma: A
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Glioblastoma (GBM)
Target
Trial
Study Summary
Antigen
Status
(key results included if available)
IL13R2
Ongoing
Three patients treated with intracranial delivery. One
ro
Cancer Type
of
Table. Key completed and ongoing phase I clinical trials of CAR T cells in adult solid tumors* NCT Number
References
NCT02208362
(Brown, et al., 2015)
infusions. Completed
Peripheral delivery for recurrent GBM. One patient with
re
EGFRvIII
-p
exceptional responder treated with intraventricular
(Brown, et al., 2016)
NCT02209376
(O'Rourke, et al., 2017)
NCT03726515
N/A
durable stable disease. Post-treatment tissue revealed
lP
trafficking of CAR T cells to tumor, reduction in target antigen, and increased PD-L1 expression and regulatory
ur na
T cell infiltration.
EGFRvIII
Ongoing
Peripheral delivery in combination with pembrolizumab for newly diagnosed GBM
Ongoing
Intracerebral CAR T cells for recurrent GBM
NCT03283631
N/A
EGFRvIII
Ongoing
Peripheral delivery in combination with dose-intensified
NCT02664363
N/A
NCT01454596
(Goff, et al., 2019)
Jo
EGFRvIII
EGFRvIII
temozolomide for newly diagnosed GBM Completed
Peripheral delivery for recurrent GBM following lymphodepleting chemotherapy. Two patients
of
experienced severe hypoxia. One patient with survival of 59 months.
Completed
Virus-specific T cells delivered peripherally for
ro
HER2
NCT01109095
(Ahmed, et al., 2017)
NCT01373047
(Katz, et al., 2015)
NCT01212887
(Thistlethwaite, et al.,
recurrent GBM. Poor expansion of CAR T cells, but one
Gastrointestinal Cancers
CEA
Completed
-p
partial response observed.
Direct delivery to colorectal cancer liver metastases via
re
hepatic artery. Well tolerated; one patient with durable stable disease. Completed
Following lymphodepleting chemotherapy, CAR T cells
lP
CEA
delivered peripherally in combination with systemic IL-
2017)
ur na
2. No efficacy, but increased intensity of
Jo
CEA
Ongoing
lymphodepletion correlated with increased CAR T cell engraftment. On-target off-tumor toxicity on lung epithelium. Following lymphodepleting chemotherapy, CAR T cells delivered peripherally. Poor CAR T cell persistence, but two patients experienced tumor shrinkage.
NCT02349724
(C. Zhang, et al., 2017)
Ongoing
Intraperitoneal infusions for CEA-expressing
NCT03682744
N/A
NCT01897415
(Beatty, et al., 2018)
NCT03323944
N/A
NCT01935843
(Feng, et al., 2018)
NCT03159819
(Zhan, et al., 2019)
of
CEA
adenocarcinoma peritoneal metastases or malignant
Mesothelin
Completed
ro
ascites
mRNA CAR T cells delivered peripherally in
-p
chemotherapy-refractory pancreatic ductal
adenocarcinoma. No dose-limiting toxicity. FDG
re
PET/CT imaging revealed significant decrease in total metabolically active volume in one patient. Ongoing
Lentiviral transduced anti-mesothelin CAR T cells in
lP
Mesothelin
pancreatic ductal adenocarcinoma, with or without cyclophosphamide lymphodepletion.
Completed
Jo
ur na
HER2
Claudin 18.2
Ongoing
Peripherally delivered CAR T cells following 1-2 conditioning with nab-paclitaxel and cyclophosphamide. Several severe AEs potentially attributed to HER2 expression on GI mucosa. One partial response achieved. Twelve subjects (5 pancreatic cancer; 7 gastric cancer) treated with peripheral CAR T cells following lymphodepleting chemotherapy. No serious AEs; one complete response and three partial responses.
Ongoing
CAR T cells contain a costimulatory domain that is
NCT02744287
(Becerra, et al., 2019)
NCT02905188
N/A
N/A
(Lamers, et al., 2016)
NCT03393936
N/A
N/A
(Junghans, et al., 2016)
of
PSCA
inducible by administration of small molecule
ro
rimiducid. Peripheral CAR T cell delivery following cyclophosphamide lymphodepletion in patients with
-p
metastatic/refractory pancreatic or gastric cancer. No dose-limiting toxicity; CAR T cells engrafted rapidly;
Glypican 3
Ongoing
re
two minor response achieved.
Peripheral delivery of CAR T cells following
lP
fludarabine/cyclophosphamide lymphodepletion for patients with recurrent hepatocellular carcinoma.
Genitourinary cancers
Carboxy-
ur na
anhydrase IX
Completed
(CAIX)
Jo
AXL
PSMA
Ongoing
Ongoing
Up to 10 daily peripheral infusions of CAR T cells. No efficacy demonstrated. Patients developed anti-CAR T antibodies, and severe liver enzyme disturbances due to on-target off-tumor toxicity on bile duct epithelium. Peripheral infusion of CAR T cells for patients with relapsed/refractory AXL+ renal cell carcinoma Peripheral infusions of CAR T cells for patients with metastatic castrate-resistant prostate cancer in combination with low dose IL2 by continuous infusion.
of
Two patients achieved prostate-specific antigen (PSA)
PSMA
Ongoing
ro
responses.
PSMA-directed, transforming growth factor beta (TGF-
NCT03089203
(Narayan, et al., 2019)
NCT03873805
N/A
N/A
(Kershaw, et al., 2006)
-p
beta)-insensitive CAR T cells (cells are equipped with a dominant-negative TGF-beta receptor to enhance
re
antitumor immunity) in patients with metastatic castrateresistant prostate cancer . No dose limiting toxicity in
lP
first 6 patients; one reversible case of cytokine release syndrome.
Ongoing
ur na
PSCA
Folate
Jo
receptor-alpha
Completed
Peripherally delivered CAR T cells following fludarabine/cyclophosphamide lymphodepletion for patients with PSCA+ metastatic castration resistance prostate cancer. First-generation CAR T cells administered peripherally to patients with platinum-refractory ovarian cancer in combination with high-dose IL2; a subset of patients received dual-specific T cells that were also reactive to allogenic antigen. No efficacy demonstrated; CAR T cells did not appear to traffic to tumor appropriately and
of
did not persist at meaningful levels in circulation
Ongoing
receptor-alpha
Intraperitoneal delivery of CAR T cells with or without
-p
Folate
ro
beyond 2 days.
NCT03585764
N/A
NCT02498912
N/A
NCT01837602
(Tchou, et al., 2017)
NCT03060356
N/A
NCT02792114
N/A
cyclophosphamide/fludarabine lymphodepletion in
Ongoing
Intravenous and intraperitoneal infusion of CAR T cells
lP
MUC16
re
patients with recurrent high grade serious ovarian cancer
engineered to secrete IL-12 and to target MUC16 in patients with recurrent MUC16+ ovarian, peritoneal, or
Breast Cancer
ur na
fallopian tube cancers
c-Met
Jo
c-Met
Mesothelin
Completed
Ongoing
Intratumoral delivery of mRNA CAR T cells followed by tumor excision. Histopathology revealed extensive tumor necrosis and loss of c-Met immunoreactivity. Peripheral delivery of mRNA CAR T cells for advanced c-Met+ breast cancer
Ongoing
Single intravenous infusion of CAR T cells
Ongoing
Intracranial injection of CAR T cells for patients with HER2+ brain metastases
Ongoing
Intraventricular delivery of CAR T cells for patients
ro
HER2
of
HER2
NCT02442297
N/A
NCT03696030
N/A
NCT04020575
N/A
NCT02414269
(Adusumilli, et al., 2019)
NCT03054298
N/A
NCT02706392
N/A
with HER2+ brain metastases Ongoing
Peripheral delivery of CAR T cells for patients with
-p
MUC1
metastatic MUC1+ breast cancer Mesothelin
Ongoing
Mesothelin CAR T cells with I-caspase-9 safety gene
re
Lung Cancer
administered intrapleurally following cyclophosphamide
lP
lymphodepletion to patients with mesothelioma or with pleural metastases from non-small cell lung cancer. No
ur na
evidence of on-target off-tumor toxicity observed. Five
Jo
Mesothelin
ROR1
Ongoing
Ongoing
patients treated with CAR T cells in combination with anti-PD-1 therapy showed partial responses. Intravenous or intrapleural delivery of lentiviraltransduced anti-mesothelin CAR T cells to patients with metastatic/recurrent lung adenocarcinoma Peripheral delivery of CAR T cells following fludarabine/cyclophosphamide lymphodepletion in patients with recurrent ROR1+ non-small cell lung cancer and various other solid tumors
of
* This list is not exhaustive and includes only the phase I trials felt by the authors to provide the most salient clinical data for CAR T
Jo
ur na
lP
re
-p
ro
cell therapy in adult solid tumors