Accepted Manuscript
Clinical phenotypes of bronchial hyperresponsiveness in school-aged children Eun Lee MD, PhD , Young-Ho Kim MD , Hyun-Ju Cho MD , Ji-Sun Yoon MD , Sungsu Jung MD , Song-I Yang MD, PhD , Hyung Young Kim MD , Ji-Won Kwon MD, PhD , Ju-Hee Seo MD, PhD , Hyo Bin Kim MD, PhD , So Yeon Lee MD, PhD , Soo-Jong Hong MD, PhD PII: DOI: Reference:
S1081-1206(18)30420-4 10.1016/j.anai.2018.05.033 ANAI 2576
To appear in:
Annals of Allergy, Asthma Immunology
Received date: Revised date: Accepted date:
17 February 2018 19 May 2018 29 May 2018
Please cite this article as: Eun Lee MD, PhD , Young-Ho Kim MD , Hyun-Ju Cho MD , Ji-Sun Yoon MD , Sungsu Jung MD , Song-I Yang MD, PhD , Hyung Young Kim MD , Ji-Won Kwon MD, PhD , Ju-Hee Seo MD, PhD , Hyo Bin Kim MD, PhD , So Yeon Lee MD, PhD , Soo-Jong Hong MD, PhD , Clinical phenotypes of bronchial hyperresponsiveness in school-aged children, Annals of Allergy, Asthma Immunology (2018), doi: 10.1016/j.anai.2018.05.033
This is a PDF file of an unedited manuscript that has been accepted for publication. As a service to our customers we are providing this early version of the manuscript. The manuscript will undergo copyediting, typesetting, and review of the resulting proof before it is published in its final form. Please note that during the production process errors may be discovered which could affect the content, and all legal disclaimers that apply to the journal pertain.
ACCEPTED MANUSCRIPT 1 1
Clinical phenotypes of bronchial hyperresponsiveness in school-aged children
2
Eun Lee, MD, PhD*, Young-Ho Kim, MD†, Hyun-Ju Cho, MD‡, Ji-Sun Yoon, MD†, Sungsu
4
Jung, MD †, Song-I Yang, MD, PhD§, Hyung Young Kim, MD∥, Ji-Won Kwon, MD, PhD¶,
5
Ju-Hee Seo, MD, PhD**, Hyo Bin Kim, MD, PhD††, So Yeon Lee, MD, PhD†, Soo-Jong
6
Hong, MD, PhD†
7 8
*
9
University Medical School, Gwangju, Korea,
CR IP T
3
10
†
11
Asan Medical Center, University of Ulsan College of Medicine, Seoul, Korea,
12
‡
13
ncheon, Korea,
14
§
15
∥
16
¶
17
**
18
††
19
Seoul, Korea.
20
AC
AN US
Department of Pediatrics, Chonnam National University Hospital, Chonnam National
21
Department of Pediatrics, Childhood Asthma Atopy Center, Environmental Health Center,
M
Department of Pediatrics, International St. Mary's hospital, Catholic Kwandong University, I
ED
Department of Pediatrics, Hallym University Sacred Heart Hospital, Anyang, Korea, Department of Pediatrics, Pusan National University Yangsan Hospital, Yangsan, Korea,
PT
Department of Pediatrics, Seoul National University Bundang Hospital, Seongnam, Korea, Department of Pediatrics, Dankuk University Hospital, Cheonan, Korea,
CE
Department of Pediatrics, Sanggye Paik Hospital, Inje University College of Medicine,
Lee E and Kim YH equally contributed to this work.
22 23
Correspondence: Soo-Jong Hong, MD, PhD
24
Department of Pediatrics, Childhood Asthma and Atopy Center, Environmental Health
25
Center, Asan Medical Center, University of Ulsan
College of Medicine, 88 Olympic-ro 43-
ACCEPTED MANUSCRIPT 2 26
gil, Songpa-gu, Seoul 05505, Korea
27
Tel: 82-2-3010-3379; Fax: 82-2-473-3725; E-mail:
[email protected]
28
Funding sources: This research was supported by Basic Science Research Program through
30
the National Research Foundation of Korea (NRF) funded by the Ministry of Education
31
(2017R1D1A1B03033576).
CR IP T
29
32
Word count for text: 3,767
34
Number of figures: 4
35
Number of tables: 4
AN US
33
36
Potential conflict of interest: The authors declare no conflicts of interest in relation to this
38
study.
M
37
39
Author’s contribution: conception and design of the study-Lee E, Kim YH, Lee SY, Hong
41
SJ. Data generation: Kim YH, Lee SY, Cho HJ, Yoon JS, Jung SU, Yang SI, Kim HY, Kwon
42
JW, Seo SH, Kim HB, Lee SY, Hong SJ.
PT
ED
40
CE
43
45 46 47
AC
44
Abstract
Background: Bronchial hyperresponsiveness (BHR), one of the key features of asthma, shows a
48
diverse natural course in school-aged children, but, studies on BHR phenotypes are lacking.
49
Objective: We classified BHR phenotypes according to onset age and persistence in children a
50
nd investigated the characteristics and factors associated with each phenotype in a longitudin
51
al study.
52
Methods: We analyzed 1,305 elementary school children from the Children's HEalth and Enviro
53
nmental Research (CHEER) study, a 4-year prospective follow-up study with 2-year intervals sta
ACCEPTED MANUSCRIPT 3 54
rting at a mean age of 7 years. Total serum IgE levels and blood eosinophils (%) were measu
55
red, and allergy work-up including methacholine challenge tests with ISSAC questionnaire were
56
performed at each survey. Results: We classified the four BHR phenotypes as non-BHR (n=942, 72.2%), early-onset transi
58
ent BHR (n=201, 15.4%), late-onset BHR (n=87, 6.7%), and early-onset persistent BHR (n=75, 5
59
.7%). Early-onset persistent BHR is characterized by an increased eosinophils (%), total serum I
60
gE level, sensitization rate, a decreased lung function and an increased risk of newly diagnose
61
d asthma during follow-up (aOR, 3.89; 95% CI, 1.70-8.88). The two early-onset phenotypes we
62
re associated with peripheral airway dysfunction. The late-onset BHR phenotype related with i
63
ncreased risks of AR symptoms at baseline and later sensitization against inhalant allergens.
64
Conclusion: The early-onset persistent BHR phenotype in school-aged children is associated wi
65
th high atopic burden and increased risk of newly diagnosed asthma, whereas the late-onset
66
BHR phenotype related with later sensitization and AR symptoms. Diverse BHR phenotypes in
67
children have specific characteristics that require targeted follow-ups.
CR IP T
57
AN US
68 69 70 71
Keywords: asthma; bronchial hyperresponsiveness; children; phenotype; sensitization.
M
72 73
INTRODUCTION
75
Bronchial hyperresponsiveness (BHR) is associated with airway inflammation, even in
76
asymptomatic individuals, and with abnormalities of airway smooth muscle cells.1,2 BHR is
77
one of the key characteristics of asthma and is correlated with its severity. In previous general
78
population based studies, the prevalence of BHR was reported to be about 14 – 33% in
79
children and to decrease in prevalence with age, particularly in relation to severity.3,4
PT
CE
AC
80
ED
74
Airway caliber, sex, and age have impacts on the degree of BHR.4-8 In addition, asthma,
81
combined allergic diseases, atopy, exposure to gas cooking, and high levels of total serum IgE
82
have an identified association with BHR.9 In our previous study, atopy was found to be
83
related to BHR in boys, whereas sexual maturation showed an association with BHR in girls.4
84
In a report from another group, atopic asthmatic school-aged children showed greater BHR
ACCEPTED MANUSCRIPT 4
compared to non-atopic asthmatic children, whereas atopic and non-atopic asthmatic
86
preschool children showed a similar BHR.9 Further epidemiologic studies have reported that
87
the severity of BHR is associated with the symptoms and persistence of BHR.10,11 The
88
findings from the previous studies have thus suggested that BHR has heterogeneous features
89
with a variety of prognoses, irrespective of the presence of asthma. Notably however, studies
90
on BHR phenotypes are lacking, even though these phenotypes would necessarily contribute
91
to the understanding of pattern variations in childhood BHR and to the identification of
92
modifiable factors related to its onset.
93
Further investigation of clinical BHR phenotypes is essential to a better prediction of
94
prognosis and increased understanding of the associated factors for each clinical phenotype of
95
BHR. Although the natural course of asthma in children has not yet been fully elucidated,12
96
much detailed research has contributed to our understanding of the diversity of asthma
97
phenotypes and their underlying pathophysiologic differences.13,14 In children with asthma,
98
onset age and persistency of symptoms are important prognostic indicators of lung function
99
outcomes in later life.13 Similar to asthma, onset age and persistency of BHR may play an
ED
M
AN US
CR IP T
85
important role in the prognosis of BHR and its comorbidities.
101
In our present study, we have classified four clinical phenotypes of BHR in accordance with
102
onset age and persistence over its natural course in 7 year old children. We investigated the
103
characteristics and factors associated with each clinical phenotype of BHR in a prospective
104
longitudinal study.
105
AC
CE
PT
100
106
METHODS
107
Study population
108
This study was performed as a part of the Children‟s Health and Environment Research
109
(CHEER) study, conducted in 27 randomly selected elementary schools in 10 areas across the
ACCEPTED MANUSCRIPT 5
Republic of Korea.14-17 The participants were followed-up for 4 years with 2-year intervals
111
starting at 6-8 years of age. Each survey comprised a parent-completed questionnaire on
112
allergic diseases, blood tests including total serum IgE levels and eosinophil count, skin prick
113
tests (SPT), pulmonary function test (PFT), and methacholine challenge test (MCT). Among
114
the total population of 2,423 elementary school-aged children in the CHEER study, we
115
enrolled 1,305 children for whom MCT results at each of the three surveys were available.
116
Written consent was obtained from all parents or guardians. The present study was approved
117
by the Institutional Review Board of Ulsan University College of Medicine (IRB No. 2006-
118
0081).
CR IP T
110
AN US
119
Definitions
121
We classified four clinical phenotypes of BHR in accordance with onset age and persistence.
122
No evidence of BHR at either the baseline or final survey indicated a „non-BHR‟ phenotype.
123
Children with positive BHR at baseline but no BHR at the final study were classified as
124
„early-onset transient BHR‟. The „early-onset persistent BHR‟ phenotype included children
125
who were positive for BHR at both the baseline and final surveys. The „late-onset BHR‟
126
phenotype was defined as no BHR at baseline survey but positive BHR at the final survey.
127
MCT can be performed in children from 6 years of age according to the cooperation of the
128
patients and we assigned „early-onset BHR‟ to children with positive MCT results at 6-7
129
years, which was the enrollment age in the present study as well as enforceable age with good
ED
PT
CE
AC
130
M
120
performance. Although four-year follow-up might not be sufficient to define the „persistent‟
131
phenotype, BHR persisting for 4 years including the puberty period is meaningful in the
132
prediction of persistence of BHR.4 By applying a strict definition of BHR as less than 8
133
mg/mL methacholine, we excluded ambiguous cases of positive BHR. We classified children
134
with positive BHR both enrollment and follow-up surveys as “persistent BHR”, considering
ACCEPTED MANUSCRIPT 6 135
the high possibility of persistence of BHR in children aged 11-12 years old at the time of 3rd
136
survey. We did not consider the results of MCTs on the 2nd survey in the classification of
137
clinical BHR phenotypes, because a 2-year interval for the follow-up of BHR was not
138
sufficient to define the clinical phenotypes of BHR.
139
Questionnaire
141
The International Studies of Asthma Allergic diseases in Childhood (ISAAC) questionnaire
142
has been previously validated in Korean children and was utilized in our current study to
143
evaluate the presence of allergic diseases including atopic dermatitis (AD), allergic rhinitis
144
(AR) and asthma, and factors associated with allergic diseases at the time of each survey.18,19
145
Asthma at the time of enrollment was defined by an affirmative response to the questions in
146
the ISAAC questionnaire: “Have you ever been diagnosed with asthma by a physician?”. The
147
presence of asthma symptoms in the preceding 12 months was assessed using the question,
148
“Have you ever had symptoms of asthma, such as wheezing or whistling in the chest, during
149
the last 12 months?”. A participant was designated as having AR at the time of enrollment if
150
there was an affirmative response in the ISAAC questionnaire to the following question:
151
“Have you ever been diagnosed with AR by a physician?” The presence of AR symptoms in
152
the preceding 12 months was assessed by the question, “Have you ever had nasal symptoms,
153
such as watery rhinorrhea, nasal obstruction, nasal itching or sneezing unrelated to cold,
154
during the last 12 months?”. The prevalence of AD was defined by a positive response to the
AN US
M
ED
PT
CE
AC
155
CR IP T
140
“Has your child been diagnosed with AD by a physician (lifetime AD diagnosis)”.
156 157
Methacholine challenge test (MCT)
158
For the methacholine challenge test (MCT), we used a modified five-breath dosimeter
159
method in accordance with the American Thoracic Society (ATS) guideline.20 Spirometry
ACCEPTED MANUSCRIPT 7
(Jaeger APS; CareFusion Respiratory Care, San Diego, CA) was conducted using a Hans-
161
Rudolph nonrebreathing valve (Hand Rudolph Inc., Kansas City, MO) and a Misty-Neb
162
Medication nebulizer set (CareFusion Respiratory Care) with the flow meter set at 0.009 mL
163
± 10% of the solution per 0.6 s of actuation during inhalation. Subjects were excluded from
164
the analysis if they had a history of upper or lower respiratory tract infection during the three
165
weeks prior to MCT or had received inhaled corticosteroid therapy at least four weeks before
166
MCT. Normal saline was used as a baseline and was followed by stepwise concentrations of
167
methacholine concentrations (0.625 1.25, 2.5, 5, 12.5, and 25 mg/mL). The forced expiratory
168
volume in 1 second (FEV1) was measured at 30 and 90 s after the nebulization was completed
169
and the next dosing schedule then proceeded within 5 minutes. The MCTs in the CHEER
170
study were performed within a few days in the same season to exclude the possible effects of
171
confounding factors on BHR. Subjects with a history of upper or lower respiratory infection
172
during the preceeding four weeks or who received inhaled corticosteroid therapy were not
173
given an MCT. We defined BHR positivity as a 20% decrease in the FEV1 (PC20) caused by a
174
provocative methacholine concentration of less than 8 mg/mL.
ED
M
AN US
CR IP T
160
PT
175
Skin prick tests (SPTs)
177
Skin prick tests (SPTs) were performed for 14 common inhalant and 4 food allergens
178
(Allergopharma GmbH & Co, Reinbek, Germany). The inhalant allergens included house
180
AC
179
CE
176
dust mites (Dermatophagoides pteronyssinus [Der p] and Dermatophagoides farina [Der f]), cat epithelium, dog dander, cockroaches, molds (Alternaria alternata and Aspergillus
181
fumigatus), tree mix I (alder, elm, hazel, and poplar), tree mix II (beech, birch, oak, and plane
182
tree), ragweed, mugwort, alder, oak, and a grass pollen mixture. The four food allergens were
183
peanuts, egg whites, cow‟s milk, and soybeans. Histamine (10 mg/mL) and normal saline
184
were used as positive and negative controls, respectively. We defined atopy as the presence of
ACCEPTED MANUSCRIPT 8 185
one or more positive results on an SPT. A positive SPT was defined as a mean wheal diameter
186
of equal or greater than 3 mm and positive control.
187
Pulmonary function tests (PFTs)
189
Pulmonary function tests (PFTs) were performed according to the ATS (American Thoracic
190
Society)/ERS (European Respiratory Society) guidelines.21 A portable micro-spirometer
191
(Microspiro HI-298; Chest Corporation, Tokyo, Japan) was used to measure the forced vital
192
capacity (FVC), FEV1, forced expiratory flow at 25% to 75% of FVC (FEF25-75%), and
193
FEV1/FVC ratio.
CR IP T
188
AN US
194
Statistical analysis
196
The data are presented as a mean ± standard deviation. Logistic regression analysis was
197
conducted to investigate associated factors and compare the odds of allergic outcomes across
198
the four clinical BHR phenotypes. Multiple comparisons between two groups were
199
counteracted with Bonferroni correction. SAS 9.4 software (IBM SAS, Chicago, IL) was
200
used for the statistical analysis. A p value of 0.05 or less was considered to be significant.
201
PT
ED
M
195
RESULTS
203
Characteristics of the study population and BHR phenotypes
204
A comparison of the characteristics of each BHR phenotype revealed significant differences
AC
205
CE
202
in the living area and monthly income across the four clinical phenotypes (Table 1).
206
Approximately half (50.9%) of the study population were boys and there was no significant
207
difference in the proportion of boys and girls across the four BHR phenotypes. The
208
distribution of the total study population across the four clinical phenotypes of BHR was as
209
follows: non-BHR (n=942, 72.2%), early-onset transient BHR (n=201, 15.4%), late-onset
ACCEPTED MANUSCRIPT 9
BHR (n=87, 6.7%), and early-onset persistent BHR (n=75, 5.7%). We observed that 37.9% of
211
the study population had a family history of allergic diseases without significant differences
212
across the four phenotypes.
213
The prevalence of exposure to environmental tobacco smoke (ETS), antibiotics and pets in
214
infancy was highest among the early-onset persistent BHR phenotype cases, although this
215
was not statistically significant. The prevalence of prematurity and bronchiolitis history in
216
infancy was highest for the early-onset transient BHR phenotype, also without statistical
217
significance.
CR IP T
210
218
Atopic burden among the four BHR phenotypes
220
The blood eosinophil count and total serum IgE levels were highest in the children with
221
early-onset persistent BHR phenotype both at the time of enrollment and at follow-up (Fig.
222
1). Based on the SPT results, the prevalence of sensitization against common allergens was
223
also highest for the early-onset persistent BHR phenotype at the time of enrollment and
224
follow-up (Fig. 2A and 2B). The sensitization rate, including the multiple sensitization rate,
225
i.e. more than 2 allergens, was also highest among the early-onset persistent BHR phenotype
226
subjects (Fig 2C). However, the new sensitization rate and number of newly sensitized
227
allergens during the follow-up period was highest for the late-onset BHR phenotype (Fig. 2D
228
and 2F). Sensitization to house dust mites and diverse pollen was increased during follow-up
229
(Tables 2 and 3).
M
ED
PT
CE
AC
230
AN US
219
231
Comorbidities with each BHR phenotype
232
The prevalence of parental-reported, physician-diagnosed asthma, AD, and AR during the
233
lifetime of each subject was highest in the early-onset persistent BHR phenotype (Table 4 and
234
Supplementary Figures 1-3). The prevalence of parental-reported, physician-diagnosed AD in
ACCEPTED MANUSCRIPT 10
lifetime and current AD was higher in the early-onset transient BHR group than in the late-
236
onset subjects (Table 4 and Supplementary Figure 1). The prevalence of AR symptoms and
237
AR treatment in the preceding 12 months was highest for the late-onset BHR phenotype
238
(Table 4 and Supplementary Figure 2). The risk of asthma symptoms and asthma treatment in
239
the preceding 12 months at the time of enrollment was significantly increased in the subjects
240
with the two early-onset BHR phenotypes (Supplementary Figure 3).
CR IP T
235
241
Baseline and follow-up pulmonary function in clinical BHR phenotype
243
The level of FEV1 % predicted at baseline was lowest in the early-onset persistent BHR
244
phenotype subjects (P < 0.001), which accorded with the findings of the follow-up study (Fig.
245
3A and 3B). At the time of enrollment, the levels of FVC % predicted in the early-onset
246
transient BHR phenotype was significantly lower than that found for the non-BHR phenotype
247
(Fig. 3C). In the follow-up study, the level of FVC % predicted was lowest in the early-onset
248
persistent BHR phenotype, followed by the late-onset BHR, early-onset transient BHR, and
249
non-BHR phenotypes (Fig. 3D). The FEV1/FVC was significantly lower among the three
250
BHR phenotypes compared to the non-BHR phenotype at the time of enrollment (Fig. 3E).
251
The same pattern was observed in the follow-up study (Fig. 3F). The levels of FEF25-75% %
252
predicted were significantly lower among the children with the early-onset transient and
253
early-onset persistent BHR phenotypes compared to those with the non-BHR phenotype both
254
at the time of enrollment and follow-up (Fig. 3G and 3H).
M
ED
PT
CE
AC
255
AN US
242
256
Prognosis for each clinical phenotype of BHR
257
The odds ratio for newly diagnosed asthma by physicians during follow-up was increased
258
(aOR, 3.89; 95% CIs, 1.70-8.88; Fig. 4A), as was that of asthma symptoms during the
259
preceding 12 months during follow-up (aOR, 2.06; 95% CIs, 1.05-4.07; Fig. 4B), in the
ACCEPTED MANUSCRIPT 11
subjects with the early-onset persistent BHR phenotype. However, there were no significant
261
differences found in the risk of newly diagnosed AR and AD across the four BHR phenotypes
262
(Fig. 4C and 4D).
AC
CE
PT
ED
M
AN US
CR IP T
260
ACCEPTED MANUSCRIPT 12
DISCUSSION We have identified four clinical phenotypes of BHR in school-aged children and characterized some of the diverse factors and prognoses associated with each clinical BHR phenotype. The clinical phenotypes of BHR were defined as non-BHR, early-onset transient BHR, late-onset BHR, and early-onset persistent BHR in accordance with onset age and
CR IP T
persistence. The early-onset persistent phenotype is characterized by high atopic burden (high sensitization rate, increased total serum IgE levels and higher eosinophil count), decreased lung function, and increased risks of newly developed asthma and asthma symptoms during
AN US
follow-up. The two early-onset phenotypes were found to be associated with decreased peripheral airway function at baseline and during follow-up, suggesting the need for longterm follow-up of lung function in children with these phenotypes. The late-onset BHR phenotype is characterized by a new sensitization to diverse inhalant allergens including
M
house dust mite and multiple pollens and an increased risk of AR symptoms. Although diverse studies on the phenotypes of asthma, AD, and AR have been undertaken, our present
ED
study is, to our knowledge, the first prospective report to classify distinct clinical phenotypes
PT
of BHR and identify their associated factors in school-aged children. Moreover, the results of our present study suggest the need to evaluate the presence of BHR in children showing a
CE
high atopic burden with new sensitization during follow-up and with decreased lung function. In a previous 4-year prospective follow-up epidemiologic study of BHR in 380 school-aged
AC
children, starting at 8-10 years old,3 BHR was categorized as mild or slight, moderate and severe according to its severity at each survey. Respiratory symptoms, atopy, and medication usage were assessed in that study and an association of these factors with moderate to severe BHR was reported. By contrast, we here classified four clinical phenotypes of BHR in accordance with onset age and persistence in a larger cohort of children starting at 7 years of age. We evaluated the factors associated with these phenotypes including serologic results,
ACCEPTED MANUSCRIPT 13
such as blood eosinophil count and total serum IgE levels, pulmonary function, and atopy on SPTs. By classifying the clinical phenotypes of BHR in this way, the clinical and pathophysiological heterogeneity of BHR was better characterized than by the previous use of severity.3 Our current findings thus provide useful new insights that can help to explain and predict the onset and persistence of BHR in real clinical situations.
CR IP T
We found in our current analysis that the early-onset BHR phenotypes, including both the transient and persistent phenotypes, were characterized by a high eosinophil count and total serum IgE levels and a decreased lung function at the time of enrollment. Notably, the FEF25which is a measure of small airway function and can reflect the severity of BHR, 22 was
AN US
75%,
decreased at the time of enrollment as well as during the follow-up survey in the children with these early-onset BHR phenotypes. These findings may suggest that BHR in early life affects lung function and the natural course of lung development in later life. Further long-
M
term follow-up studies are thus needed to evaluate the effects of BHR on lung function and its long-term prognosis.
ED
Sensitization to allergens may play an important role on the natural course of BHR. At
PT
baseline, the most commonly sensitized allergen across the four BHR phenotypes were house dust mites including Der f and Der p. During the follow-up period, significant differences
CE
were observed in the sensitization rates for tree pollens, Alternaria, and Der f and Der p across the four phenotypes. Sensitization to fungal allergens, including Alternaria, is known
AC
to be related to the development and persistence of asthma and its exacerbation or severity.23 There have been no previous demonstrations of the clinical relevance of specific fungal sensitization to the clinical phenotypes of BHR, but our present findings indicate that it plays a role in determining these phenotypes. Our previous study identified that early sensitization to outdoor allergens, including Alternaria, and later sensitization to indoor allergens, including Aspergillus, was related to new-onset BHR,17 consistent with our current results.
ACCEPTED MANUSCRIPT 14
In addition, the prevalence of poly-sensitization was highest in the early-onset persistent BHR phenotype, whereas the newly sensitized rate and number of new sensitizations to common allergens during follow-up was highest in the late-onset BHR phenotype. These results suggest that changes in sensitization pattern are associated with the prognosis of BHR, although the role of sensitization in both the induction and maintenance of BHR remains to
CR IP T
be elucidated.
The full spectrum of clinical implications and prognosis of BHR in children has remained, although several studies have reported an increased risk of asthma and a positive association
AN US
between more severe BHR and symptomatic BHR.10,11,24 In our present investigation, we found no significant differences between the baseline BHR levels in the two early-onset BHR phenotypes (Supplementary Figure 4), although the prevalence of sensitization in combination with the blood eosinophil count, and total serum IgE levels were higher in
M
children with the early-onset persistent BHR phenotype compared to those in the early-onset transient BHR phenotype. These findings suggest that the atopic burden, rather than the
ED
severity of BHR in early life, might play an important role in the persistence of BHR.
PT
The bronchial provocation test in children is performed to evaluate the degree of BHR in patients with asthma or to diagnose asthma when the symptoms are vague or the diagnosis is
CE
uncertain using spirometry.20 However, BHR can be accompanied by allergic diseases other than asthma.25 In patients with AR, the combined presence of BHR is indicative of a lower
AC
chance of remission of AR, except in patients treated for AR.25 A previous study has reported that asymptomatic BHR without any allergic symptoms was not associated with the increased risk of asthma. In another report, adolescents with respiratory symptoms in combination with BHR showed an increased risk of asthma.26 Taken together, the evidence to date suggests that the presence of BHR may predict the persistence of not only asthma but also allergic diseases including AR. Hence, the measurement of BHR may be very helpful in making a
ACCEPTED MANUSCRIPT 15
personalized therapeutic plan and predicting the prognosis in patients with severe and persistent AR or allergic symptoms. We further found in our current analysis that there was a higher prevalence of a lifetime diagnosis of AD among the children in the two early-onset BHR phenotypes, although the statistical power of these observations was notably weak. Among the subjects in the two
CR IP T
early-onset BHR phenotypes, the persistence of BHR showed a relationship with sensitization and might therefore relate to the progression of decreased lung function. These findings suggest that the early-onset BHR phenotypes may be associated with allergic march and
AN US
therefore that a long-term follow-up is needed in these children.27
Prematurity and a bronchiolitis history in infancy were found to be more prevalent among the children in the early-onset transient BHR phenotype, although this was not a significant difference. The lack of a significant difference between these two factors across the four BHR
M
phenotypes may suggest that they do not play an important role in the development and persistency of BHR in school-aged children. This possibility is supported by the findings of a
ED
previous study, which indicated that the majority of wheezing symptoms in infants are
PT
transient and are not associated with the risk of asthma or allergic diseases in later life.28 A primary strength of our present analyses was the enrollment of subjects from a nation-wide
CE
and longitudinal general population of children. This allowed us to identify the clinical phenotypes of BHR and the factors associated with each phenotype. In addition, our detailed
AC
evaluations using objective PFT, SPTs, and MCT, and our assessment of serologic marker levels including total serum IgE and blood eosinophil counts, enabled us to further elucidate the characteristics of each phenotype. Nonetheless, our current study had several limitations of note. The follow-up period was relatively short, and the long-term prognosis associated with each BHR phenotype could therefore not be fully evaluated. However, our study was strengthened by the repeat BHR measurements as well as our use of other allergic work-ups
ACCEPTED MANUSCRIPT 16
including SPTs to assess more diverse allergens and also the PFTs we conducted at regular intervals. We also artificially classified the four BHR phenotypes in accordance with onset age and persistence. It must be noted however that cluster analysis, such as latent class analysis, which is commonly used in the identification of small sets of phenotypes in diverse diseases, also has limitations such as the lack of examinations for higher-order interactions.29
CR IP T
Since the aim of our present study was to identify associated factors for each BHR phenotype depending on onset age and persistence, the arbitrary classification we used is itself meaningful in a clinical setting and provides a very useful prediction method for the
AN US
prognosis of BHR. Further studies on BHR phenotypes using diverse cluster analysis are still needed however to identify the heterogeneous pathophysiologies and underlying diverse clinical phenotypes of BHR. We used the ISAAC questionnaire to evaluate the presence of allergic diseases, which had the potential to misclassify these allergic diseases. However, this
M
questionnaire is widely used and has been previously validated in a large epidemiologic study.30
ED
In summary, we have classified four clinical phenotypes of BHR in accordance with its onset
PT
age and persistence and further evaluated the factors associated with each phenotype. High eosinophil counts and total serum IgE levels, sensitization, sensitization patterns, and
CE
decreased lung function were found to be associated with the onset age and persistence of BHR. Peripheral airway function was decreased in the children of the two early-onset
AC
phenotypes, and a further reduction in lung function was observed in the early-onset persistent BHR phenotype. Sensitization in early life as well as during follow-up may play an important role in determining the new-onset and persistence of BHR. Early-onset persistent BHR was associated with an increased risk of asthma at the time of enrollment as well as the new development of asthma during follow-up. The late-onset BHR phenotype showed a relationship with increased risks of AR symptoms at baseline and later sensitization against
ACCEPTED MANUSCRIPT 17
inhalant allergens. We conclude from our present findings that targeted follow-ups for children with BHR, based on their BHR phenotype, are needed for more effective management of combined allergic diseases and improvement of lung function outcomes in these cases. Through the identification of specific clinical BHR phenotypes and their associated factors, the results of our present study may be a foundation for the future
CR IP T
development of preventive and therapeutic strategies for allergic diseases.
[1]
AN US
References
Grootendorst DC, Rabe KF. Mechanisms of bronchial hyperreactivity in asthma and chronic obstructive pulmonary disease. Proc Am Thorac Soc. 2004;1:77-87.
[2]
Laprise
C,
Laviolette
M,
Boutet
M,
Boulet
LP.
Asymptomatic
airway
Respir J. 1999;14:63-73.
Peat JK, Salome CM, Sedgwick CS, Kerrebijn J, Woolcock AJ. A prospective study of
ED
[3]
M
hyperresponsiveness: relationships with airway inflammation and remodelling. Eur
PT
bronchial hyperresponsiveness and respiratory symptoms in a population of Australian schoolchildren. Clin Exp Allergy. 1989;19:299-306. Kim YH, Lee E, Cho HJ, et al. Association between menarche and increased
CE
[4]
bronchial hyper-responsiveness during puberty in female children and adolescents.
AC
Pediatr Pulmonol. 2016;51:1040-1047.
[5]
Sluiter HJ, Koeter GH, de Monchy JG, Postma DS, de Vries K, Orie NG. The Dutch hypothesis (chronic non-specific lung disease) revisited. Eur Respir J. 1991;4:479489.
[6]
Ernst P, Ghezzo H, Becklake MR. Risk factors for bronchial hyperresponsiveness in late childhood and early adolescence. Eur Respir J. 2002;20:635-639.
ACCEPTED MANUSCRIPT 18
[7]
Pattemore PK, Asher MI, Harrison AC, Mitchell EA, Rea HH, Stewart AW. The interrelationship among bronchial hyperresponsiveness, the diagnosis of asthma, and asthma symptoms. Am Rev Respir Dis. 1990;142:549-554.
[8]
Riedler
J,
Gamper
A,
Eder
W,
Oberfeld
G.
Prevalence
of
bronchial
in Austrian children. Eur Respir J. 1998;11:355-360. [9]
CR IP T
hyperresponsiveness to 4.5% saline and its relation to asthma and allergy symptoms
Castro-Rodriguez JA, Navarrete-Contreras P, Holmgren L, Sanchez I, Caussade S. Bronchial hyperreactivity to methacholine in atopic versus nonatopic asthmatic
[10]
AN US
schoolchildren and preschoolers. J Asthma. 2010;47:929-934.
Jones A. Asymptomatic bronchial hyperreactivity and the development of asthma and other respiratory tract illnesses in children. Thorax. 1994;49:757-761.
[11]
Zhong NS, Chen RC, Yang MO, Wu ZY, Zheng JP, Li YF. Is asymptomatic bronchial
M
hyperresponsiveness an indication of potential asthma? A two-year follow-up of young students with bronchial hyperresponsiveness. Chest. 1992;102:1104-1109. Phelan PD, Robertson CF, Olinsky A. The Melbourne Asthma Study: 1964-1999. J
ED
[12]
[13]
PT
Allergy Clin Immunol. 2002;109:189-194. Granell R, Henderson AJ, Sterne JA. Associations of wheezing phenotypes with late
CE
asthma outcomes in the Avon Longitudinal Study of Parents and Children: A population-based birth cohort. J Allergy Clin Immunol. 2016;138:1060-1070 e1011. Lee E, Lee SH, Kwon JW, et al. Persistent asthma phenotype related with late-onset,
AC
[14]
high atopy, and low socioeconomic status in school-aged Korean children. BMC Pulm Med. 2017;17:45.
[15]
Lee E, Lee SH, Kwon JW, et al. Atopic dermatitis phenotype with early onset and high serum IL-13 is linked to the new development of bronchial hyperresponsiveness in school children. Allergy. 2016;71:692-700.
ACCEPTED MANUSCRIPT 19
[16]
Kim BJ, Lee SY, Kwon JW, et al. Traffic-related air pollution is associated with airway hyperresponsiveness. J Allergy Clin Immunol. 2014;133:1763-1765 e1762.
[17]
Lee E, Lee SH, Kim YH, et al. Association of atopy phenotypes with new development of asthma and bronchial hyperresponsiveness in school-aged children. Ann Allergy Asthma Immunol. 2017;118:542-550 e541. Kim BJ, Seo JH, Jung YH, et al. Air pollution interacts with past episodes of
CR IP T
[18]
bronchiolitis in the development of asthma. Allergy. 2013;68:517-523. [19]
Hong SJ, Lee MS, Sohn MH, et al. Self-reported prevalence and risk factors of
AN US
asthma among Korean adolescents: 5-year follow-up study, 1995-2000. Clin Exp Allergy. 2004;34:1556-1562. [20]
Crapo RO, Casaburi R, Coates AL, et al. Guidelines for methacholine and exercise challenge testing-1999. This official statement of the American Thoracic Society was
2000;161:309-329.
Miller MR, Crapo R, Hankinson J, et al. General considerations for lung function
ED
[21]
M
adopted by the ATS Board of Directors, July 1999. Am J Respir Crit Care Med.
[22]
PT
testing. Eur Respir J. 2005;26:153-161. Telenga ED, van den Berge M, Ten Hacken NH, Riemersma RA, van der Molen T,
CE
Postma DS. Small airways in asthma: their independent contribution to the severity of hyperresponsiveness. Eur Respir J. 2013;41:752-754. Fukutomi Y, Taniguchi M. Sensitization to fungal allergens: resolved and unresolved
AC
[23]
issues. Allergol Int. 2015;64:321-331.
[24]
Kurukulaaratchy RJ, Matthews S, Waterhouse L, Arshad SH. Factors influencing symptom expression in children with bronchial hyperresponsiveness at 10 years of age. J Allergy Clin Immunol. 2003;112:311-316.
[25]
Shaaban R, Zureik M, Soussan D, et al. Allergic rhinitis and onset of bronchial
ACCEPTED MANUSCRIPT 20
hyperresponsiveness: a population-based study. Am J Respir Crit Care Med. 2007;176:659-666. [26]
Kolnaar BG, Folgering H, van den Hoogen HJ, van Weel C. Asymptomatic bronchial hyperresponsiveness in adolescents and young adults. Eur Respir J. 1997;10:44-50.
[27]
Zheng T, Yu J, Oh MH, Zhu Z. The atopic march: progression from atopic dermatitis
[28]
CR IP T
to allergic rhinitis and asthma. Allergy Asthma Immunol Res. 2011;3:67-73.
Martinez FD, Wright AL, Taussig LM, Holberg CJ, Halonen M, Morgan WJ. Asthma and wheezing in the first six years of life. The group health medical associates. N
[29]
AN US
Engl J Med. 1995;332:133-138.
Lanza ST, Rhoades BL. Latent class analysis: an alternative perspective on subgroup analysis in prevention and treatment. Prev Sci. 2013;14:157-168.
[30]
Worldwide
variation
in
prevalence
of
symptoms
of
asthma,
allergic
M
rhinoconjunctivitis, and atopic eczema: ISAAC. The International Study of Asthma and Allergies in Childhood (ISAAC) Steering Committee. Lancet. 1998;351:1225-
PT
CE
Figure legends
ED
1232.
Fig. 1. Comparison of the blood eosinophil counts (/mm3) and total serum IgE levels (Ku/L)
AC
at the baseline and follow-up surveys according to BHR phenotypes. (A) Blood eosinophil counts (/mm3) at baseline. (B) Blood eosinophil counts (/mm3) at follow-up. (C) Total serum IgE levels (Ku/L) at baseline. (D) Total serum IgE levels (Ku/L) at follow-up.
ACCEPTED MANUSCRIPT
M
AN US
CR IP T
21
Fig. 2. Comparison of the sensitization rate determined by skin prick tests at baseline and
ED
follow-up according to the BHR phenotypes. (A) Sensitization rates at baseline. (B) Sensitization rates at follow-up. (C) Prevalence of number of sensitized allergens at baseline.
AC
CE
follow-up.
PT
(D) New sensitization rate during follow-up. (E) Number of newly sensitized allergens during
ACCEPTED MANUSCRIPT
ED
M
AN US
CR IP T
22
PT
Fig. 3. Results of pulmonary function tests at baseline and follow-up. (A) FEV1 % predicted
CE
at baseline. (B) FEV1 % predicted at follow-up. (C) FVC % predicted at baseline. (D) FVC % predicted at follow-up. (E) FEV1/FVC at baseline. (F) FEV1/FVC at follow-up. (G) FEF25% predicted at baseline. (H) FEF25-75% % predicted at follow-up.
AC
75%
ACCEPTED MANUSCRIPT
AC
CE
PT
ED
M
AN US
CR IP T
23
Fig. 4. Prognosis for each BHR phenotype. (A) Odds ratio and 95% CI for newly diagnosed asthma by physicians during the follow-up period. (B) Odds ratio and 95% CI for AR symptoms during the preceding 12 months at the final survey. (C) Odds ratio and 95% CI for newly diagnosed allergic rhinitis by physicians during the follow-up period. (D) Odds ratio and 95% CI for newly diagnosed atopic dermatitis by physicians during the follow-up period.
ACCEPTED MANUSCRIPT 24
*aOR, adjusted odds ratio; 95% CI, confidence intervals. **Adjusted for region, sex, parental history of allergic diseases, income, maternal education
PT
ED
M
AN US
CR IP T
level.
CE
Table 1. Characteristics of the study subjects at the baseline survey Variables,
Non-BHR
AC
n (%) or mean ± SD
Early-onset
Late-onset
Early-onset
transient
BHR
persistent
BHR
P value
BHR
Number (%)
942 (72.2)
201 (15.4)
87 (6.7)
75 (5.7)
Age, years
7.37 ± 0.14
7.32 ± 0.03
7.26 ± 0.05
7.32 ± 0.05
0.081
Sex, male
479 (50.8)
101 (50.2)
44 (50.6)
40 (53.3)
0.977
Body mass index, kg/m2
16.80 ± 0.08
16.71 ± 0.18
16.12 ± 0.22
16.71 ± 0.27
0.097
Parental history of allergic
344 (37.0)
70 (35.9)
39 (45.3)
34 (45.9)
0.195
ACCEPTED MANUSCRIPT 25 diseases Living areas
<0.001
City
360 (38.2)
101 (50.2)
18 (20.7)
29 (38.7)
Industrial areas
375 (39.8)
48 (23.9)
54 (62.1)
27 (36.0)
Farming areas
207 (22.0)
52 (25.9)
15 (17.2)
19 (25.3)
Maternal educational level
0.260 530 (62.4)
120 (64.9)
58 (73.4)
44 (65.7)
> University
319 (37.6)
65 (35.1)
21 (26.6)
23 (34.3)
Monthly income
CR IP T
≤ High school
0.041
646 (69.5)
153 (78.1)
53 (63.9)
53 (74.6)
> 3,000 $
283 (30.5)
43 (21.9)
30 (36.1)
18 (25.4)
Vaginal delivery
345/894 (38.6)
AN US
≤ 3,000 $
86/188
29/82 (35.4)
26/73 (35.6)
0.221
31/77 (40.3)
35/66 (53.0)
0.323
13/182 (7.1)
3/76 (3.9)
2/64 (3.1)
0.486
56/181
21/74 (28.4)
23/65 (35.4)
0.764
3/198 (1.5)
2/85 (2.4)
4/75 (5.3)
0.355
22/185
7/73 (8.8)
4/61 (6.2)
0.541
71/82 (86.6)
58/72 (80.6)
0.292
50/78 (64.1)
46/64 (71.9)
0.672
(45.7)
ETS
391/856 (45.7)
75/181 (41.4)
41/849 (4.8)
Antibiotics in infancy
250/843 (29.7)
ED
M
Prematurity
31/932 (3.3)
PT
Pets in infancy
CE
Bronchiolitis in infancy
AC
Having any sibling
Breast milk feeding, yes
78/861 (9.1)
720/916 (78.6)
(30.9)
(11.9) 161/196 (82.1)
538/837 (64.3)
117/179 (65.4)
Abbreviations: ETS, Environmental tobacco smoke; SD, Standard deviation. The student‟s t-test, Fisher‟s exact test, or Kruskal–Wallis test was used as appropriate.
ACCEPTED MANUSCRIPT 26
Table 2. Sensitization rate for common allergens among the four clinical phenotypes of BHR at baseline Sensitized
Non-BHR
Early-onset
allergens, n (%)
Late-onset BHR
transient BHR
Early-onset
P value
persistent BHR
153/941 (16.3)
54/201 (26.9)
26/86 (30.2)
37/75 (49.3)
< 0.001
Der f, n (%)
129/941 (13.7)
50/201 (24.9)
19/86 (22.1)
34/75 (45.3)
< 0.001
Cockroach, n
20/942 (2.1)
5/201 (2.5)
3/86 (3.5)
8/941 (0.9)
2/201 (1.0)
2/86 (2.3)
6/941 (0.6)
3/201 (1.5)
1/86 (1.2)
7/941 (0.7)
3/201 (1.5)
2/86 (2.3)
2/75 (2.7)
0.226
Mugwort, n (%)
9/941 (1.0)
2/201 (1.0)
1/86 (1.2)
0/75 (0.0)
0.855
Ragweed, n (%)
4/941 (0.4)
2/201 (1.0)
1/86 (1.2)
1/75 (1.3)
0.554
Dog, n (%)
8/942 (0.8)
6/201 (3.0)
1/86 (1.2)
1/75 (1.3)
0.100
Cat, n (%)
8/941 (0.9)
3/201 (1.5)
3/86 (3.5)
2/75 (2.7)
0.106
Alternaria, n
29/941 (3.1)
9/201 (4.5)
7/86 (8.1)
5/75 (6.7)
0.055
4/201 (2.0)
1/86 (1.2)
2/75 (2.7)
0.042
(%) Grasses, n (%) †
Trees mix I, n
§
Trees mix II, n
†
ED
tree mix I: alder, elm, hazel, poplar, willow. tree mix II: beech, birch, oak, plane tree.
AC
§
4/941 (0.4)
CE
(%)
PT
Aspergillus, n
M
(%)
(%)
Abbreviations: NA, not applicable.
5/75 (6.7)
0.104
1/75 (1.3)
0.609
1/75 (1.3)
0.613
AN US
(%)
CR IP T
Der p, n (%)
ACCEPTED MANUSCRIPT 27
1
Table 3. Sensitization rate for common allergens among the four clinical phenotypes of BHR
2
at follow-up. Sensitized
Non-BHR
allergens, n (%)
Early-onset
Late-onset
Early-onset
transient BHR
BHR
persistent BHR
263/941 (27.9)
70/200 (35.0)
46/87 (52.9)
43/74 (58.1)
< 0.001
Der f, n (%)
240/941 (25.5)
65/200 (32.5)
45/87 (51.7)
44/74 (59.5)
< 0.001
Cockroach, n
23/941 (2.4)
3/200 (1.5)
2/87 (2.3)
17/941 (1.8)
8/200 (4.0)
5/87 (5.7)
29/941 (3.1)
9/200 (4.5)
7/87 (8.0)
34/941 (3.6)
9/200 (4.5)
6/87 (6.9)
8/74 (10.8)
0.019
Mugwort, n (%)
23/941 (2.4)
6/200 (3.0)
7/87 (8.0)
1/74 (1.4)
0.021
Ragweed, n (%)
5/941 (0.5)
3/200 (1.5)
1/87 (1.1)
2/74 (2.7)
0.153
Dog, n (%)
25/941 (2.7)
11/200 (5.5)
6/87 (6.9)
4/74 (5.4)
0.045
Cat, n (%)
39/941 (4.1)
9/200 (4.5)
8/87 (9.2)
5/74 (6.8)
0.151
Alternaria, n
39/941 (4.1)
12/200 (6.0)
11/87 (12.6)
7/74 (9.5)
0.002
2/200 (1.0)
0/87 (0.0)
0/74 (0.0)
0.697
†
Trees mix I, n
(%) §
Trees mix II, n
5 6 7 8
0.871
3/74 (4.1)
0.044
7/74 (9.5)
0.009
ED
Alder, n (%)
14/573 (2.4)
5/81 (6.2)
4/72 (5.6)
4/42 (9.5)
0.030
Oak, n (%)
16/573 (2.8)
3/81 (3.7)
4/72 (5.6)
2/42 (4.8)
0.582
AC
4
PT
(%)
7/941 (0.7)
CE
Aspergillus, n
M
(%)
(%)
2/74 (2.7)
AN US
Grasses, n (%)
CR IP T
Der p, n (%)
(%)
3
P value
†
§
tree mix I: alder, elm, hazel, poplar, willow. tree mix II: beech, birch, oak, plane tree.
Abbreviations: NA, not applicable.
ACCEPTED MANUSCRIPT 28
9 10
Table 4. Comorbidities of allergic diseases at the baseline survey for each clinical phenotype of BHR Variables
Non-BHR
Early-onset
Late-onset
Early-onset
transient BHR
BHR
persistent
P value
BHR Wheeze, ever, n (%)
88/895 (9.8)
33/193 (17.1)
10/82 (12.2)
Wheeze, last 12 months, n
88/895 (9.8)
33/193 (17.1)
10/82 (12.2)
16/70 (22.9)
0.001
77/894 (8.6)
30/191 (15.7)
8/81 (9.9)
17/70 (24.3)
<0.001
31/895 (3.5)
14/193 (7.3)
6/82 (7.3)
10/70 (14.3)
<0.001
37/895 (4.1)
16/193 (8.3)
5/81 (6.2)
12/70 (17.1)
<0.001
Itchy eczema, ever, n (%)
314/881 (35.6)
75/194 (38.7)
31/80 (38.8)
37/71 (52.1)
0.048
Itchy eczema, last 12
196/881 (22.2)
50/194 (25.8)
18/80 (22.5)
23/71 (32.4)
0.212
270/880 (20.7)
69/193 (35.8)
22/80 (27.5)
32/71 (45.1)
0.041
111/877 (12.7)
29/186 (15.6)
14/79 (17.7)
12/71 (16.9)
0.381
158/880 (18.0)
45/193 (23.3)
14/80 (17.5)
19/71 (26.8)
0.126
AR symptoms, ever, n (%)
377/886 (42.6)
103/195 (52.8)
45/81 (55.6)
41/70 (58.6)
0.002
AR symptoms, last 12
290/328 (88.4)
70/82 (85.4)
33/35 (94.3)
30/33 (90.9)
0.545
AR diagnosis, ever, n (%)
194/885 (21.9)
56/195 (27.8)
25/81 (30.9)
23/70 (32.9)
0.023
AR treatment, last 12
164/886 (18.5)
47/194 (24.2)
23/81 (28.4)
18/70 (25.7)
0.044
179/886 (20.2)
49/195 (25.1)
22/81 (27.2)
18/70 (25.7)
0.204
12 months, n (%)
M
Current asthma, n (%)
Diagnosis of AD, ever, n (%)
AC
CE
Current AD, n (%)
PT
Treatment of AD, last 12
ED
months, n (%)
months, n (%)
AN US
n (%) Treatment of asthma, last
0.001
CR IP T
(%) Diagnosis of asthma, ever,
16/70 (22.9)
months, n (%)
months, n (%) Current AR, n (%) 11
Abbreviations:
AD,
atopic
dermatitis;
AR,
allergic
rhinitis;
BHR,
bronchial
ACCEPTED MANUSCRIPT 29
12
hyperresponsiveness.
AC
CE
PT
ED
M
AN US
CR IP T
13