The Journal of Arthroplasty Vol . 9 No . 5 1994
Color Duplex Doppler Ultrasound Scanning for Detection of Deep Venous Thrombosis in Total Knee and Hip Arthroplasty Patients Incidence, Location, and Diagnostic Accuracy Compared With Ascending Venography Darr W . Leutz, MD, and E . Shannon Stauffer, MD
Abstract : Ninety-nine patients undergoing total hip arthroplasty (THA) or total knee arthroplasty (TKA) were prospectively studied for deep venous thrombosis (DVT) of the lower extremity . Eighty-three hips in 42 THA patients and 107 knees in 57 TKA patients were studied with noninvasive color duplex Doppler ultrasound flow scanning and ascending venography 3-9 days after surgery . In all patients, surveillance studies were performed within 24 hours . The ultrasonographer and radiologist were blinded to the study . The incidence of DVT was significantly greater following TKA (61%) than THA (17%) (P < .001) . After TKA . significantly more DVT was found in the ipsilateral (32 of 57 patients) versus contralateral knees 1,3 of 50 patients), and more thrombi were located below the knee (34 of 107 knees) than above the knee (1 of 107 knees) (P < .001) . More thrombi were found in the contralateral limb after THA (5 of 41 patients vs 3 of 42 patients), but this was not significant . Two patients developed nonfatal pulmonary emboli . The sensitivity of color flow scanning was relatively poor initially (67% of above-knee patients and 57% of below-knee patients), but improved in the last 50 patients (100% of above-knee patients and 79% of below knee patients) . Negative predictive values exceeded 90% in the THA group and 87% in the TKA group . Positive predictive values ranged from 89 to 100% . Specificity was always above 96% . Longitudinal ultrasound scanning with the newer Quantum 2000 angiodynograph (lssaquah, WA) provided the best image quality . Direct imaging of the thrombus and lack of augmentation was diagnostic of deep venous thrombosis as opposed to compressibility . Color duplex Doppler ultrasound flow scanning effectively predicts the presence of DVT in the above-knee segment in patients undergoing THA or TKA . The sensitivity in locating below-knee thrombi has significantly increased to 79% and appears to be technician-dependent . Key words : arthroplasty, thromboembolism, deep venous thrombosis, ultrasonography, color duplex Doppler scanning .
The purpose of this study was to report the inci-
in total hip arthroplasty (THA) and total knee
dence and location of deep venous thrombosis (DVT)
arthroplasty (TKA) patients, as well as the diagnostic accuracy of color duplex Doppler ultrasonography
Southern Illinois University, School of Medicine . Department of Surgery . Division ofOrthopaedicSurgergandRehabilitation, Springfield, Illinois. From
(color flow scanning )CFSJ) in identifying DVT . The incidence of DVT in the United States is about
Reprint requests- Darr W Leon . MD, Southern Illinois University, School of Medicine, Department of Surgery, Division of Orthopaedic Surgery and Rehabilitation, PO Box 19230, Springfield, IL 62794-9230 .
250,000 per year, and more than 100,000 patients die annually from pulmonary embolism .' The incidence of DVT in the total joint population has been
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The Journal of Arthroplasty Vol . 9 No . 5 October 1994
reported to be 10-84% despite prophylaxis, with a frequency of pulmonary embolism of up to 2% . 2 ' Long-term sequelae, namely recurrent DVT, venous insufficiency, and postphlebitic syndrome, have been shown to be disabling .' Clinical diagnosis is often unreliable and inconsistent .' Noninvasive, reliable, accurate, and repeatable detection of thrombi is needed . Ascending venography is accepted as the gold standard for the diagnosis of DVT but it is invasive, lacks repeatability, causes discomfort, and has morbidity, including postvenographic DVT and local ulceration .` ' o Several noninvasive techniques have been devised in the past. The accuracy of conventional duplex scanning without color enhancement is well documented in the literature and appears to be superior to that of other noninvasive methods ." - "However, conventional duplex scanning has limitations in the detection of DVT in the calf veins and adductor canal region . 15-19 Some studies have recently shown high false negative rates using conventional real-time Bmode ultrasound in the surveillance of patients after THA and caution against their use as the sole diagnostic modality in this high-risk population .-O" Color flow scanning is a recent improvement in the noninvasive detection of DVT (Fig . 1), but there are only a few reports documenting the accuracy of CFS in suspected DVT.' 2-J.5 Recently, we have shown the accuracy of CFS in the surveillance of DVT in postoperative asymptomatic patients versus the diagnostic accuracy in patients with symptomatic DVT .'° To our knowledge, no prospective studies have been performed regarding the accuracy of CFS in the diagnosis of DVT in total joint arthroplasty patients .
Fig . 1 . A normal color duplex Doppler scan of the posterior tibial artery (PT Art) and veins and the peroneal veins without thrombus .
Materials and Methods From July 1989 to February 1991, 99 patients (190 limbs) who underwent THA (42 patients, 83 limbs) or TKA (57 patients, 107 limbs) were included in the study . All patients gave informed consent, and the study was approved by the local human subject research committee . All patients underwent bilateral CFS and ascending venography 3-9 days after surgery . Surveillance studies were performed within 24 hours . Two patients who had bilateral total joint arthroplasty in separate admissions to the hospital were entered mto the study group twice . Eight patients refused contralateral ascending vcnography because of the pain they experienced from the ipsilateral venograrn, which was performed first . All venograms were performed using a modification of the technique described by Rabinov and Paulin27 and were interpreted independently by an experienced radiologist who was blinded to the study . Patients were excluded from the study if bilateral limb evaluations were inadequate, unsuccessful, or not performed secondary to patient refusal. A persistent intraluminal filling defect with venography was considered to be direct evidence for DVT . Color flow studies were initially performed with the QAD I angiodynograph (Quantum Medical Systems, Issaquah, WA) . Patients were scanned supine in the Trendelenhurg inclination with the lower extremities externally rotated . During the final 14 months of the study, CFS was performed with an updated model of the QAD I, the Quantum 2000 (Quanturn Medical Systems) . This newer version has an improved clarity of the image in the slow flow states . With CPS, stationary tissues are gray, while moving erythrocytes are color coded red or blue depending on the direction and magnitude . A total lack of color is indicative of the absence of flow or thrombus (Fig . 2) . All scans were interpreted by a member of the vascular surgical staff who was blinded to the results of the venograms . A scan was considered positive if thrombus was visualized by encroachment of flow image, absence of flow image, absence of flow despite augmentation, or noncompressibility of the venous segment . A negative scan was determined if no thrombus was found and augmented flow was normal . Equivocal scans were considered positive for DVT; if there was no identifiable thrombus, but spontaneous or augmented flow patterns were abnormal . Ascending venography was assumed to be the diagnostic standard for detection of DVT, with sensitivity and specificity of 100% each . Statistical analyses were compared by chi-square or Fisher's exact tests, with significance at P - .05 . All patients received a
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Leutz and Stauffer
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Fig . 2 . (A) Color scan of the superficial femoral artery (SFA) and superlicial femoral vein (SFV) . Note the large, partially occluding thrombus in the superficial femoral vein . (B) Color duplex Doppler scan of the lower leg demonstrating the peroneal and posterior tibia) vessels . Note the large occluding thrombus in the peroneal vein . (C) Posterior tibial vein thrombus in an asymptomatic calf .
variety of DVT prophylaxis, including compression stockings, aspirin, arid warfarin (Coumadin, DuPont, Wilmington, DE) . Thrombi were classified as ipsilateral or contralateral and above knee or below knee . Above-knee segments included the common femoral, superficial femoral, and popliteal veins . Below-knee segments included the posterior tibial, anterior Iibial, and peroneal veins, and were designated tibioperoneal . Results Ninety-nine Patients (190 limbs) who underwent total joint arthroplasty were studied . Fifty-seven patients had TKA and 42 had THA . Both groups were
comparable with respect to age, sex, height, weight, and diagnosis (Table I)- The overall incidence of DVT for both groups was 42 of 99 patients (42%), and was significantly greater in the TKA group (35 of 57 patients, 61%) versus the THA group (7 of 42 patients, 17%) (P < .001) (Table 2) . Significantly more thrombi were located below the knee (34 of 107 knees) than above the knee (1 of 107 knees) (P < .001) in the TKA group . Thrombi occurred primarily in the calf veins of the ipsilateral limb after TKA (31 of 57 knees) . In the THA group, more thrombi occurred in the contralateral below knee (5 of 41 patients), but this was not significant (Table 3) . Most documented DVT were asymptomatic for both groups (P < _001) (Table 4) . Both groups were com-
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The Journal of Arthroplasty Vol . 9 No . 5 October 1994 Table 1 . Comparison of the Study Groups THA
n M F
Average age (years) (range) Height (cm) (range) Smoker Past history of deep venous thrombosis Diagnosis Osteoarthritis (%) Revision (% Rheumatoid arthritis (%) Avascular necrosis (%)
Group
42 19 23 69 .7 (30-85)
TKA
Group
57 15 42 70 .3 (46-86)
169 .1 (152-185) 164.8 (147-195) 5 5 3 4
29 7 1 5
(69 .0) (16 .7) (2 .4) (11 .9)
48 2 4 0
(84.2) (3 .5) (7 .0) (0 .o)
parable . All patients received DVT compression boots and pharmacologic prophylaxis using Coumadin or aspirin . The incidence of DVT between patients who used these types of prophylaxis was not significant. Complications were minimal throughout the study . Wound infection occurred in three patients, wound hematoma in four patients, and two patients suffered a nonfatal pulmonary embolism . Overall, CFS was initially insensitive for detecting thrombus compared with venography (Table 5) . The sensitivity was poor initially (67% of above-knee patients and 56% of below-knee patients), but improved significantly in the last 50 patients (100% of above-knee patients and 79% of below-knee patients) (P < .00 1) (Table 6) . Positive predictive values were good, ranging from 88 to 100%, and negative predictive values exceeded 80-90% . Specificity always remained above 95% for all patients studied .
Table 2 . Incidence of Deep Venous Thrombosis Between the Study Groups Group n(%)
THA
Patients Limbs Above knee
7/42 (16 .7) 7/83 (8 .4) 2/83 (2 .4)
Discussion
Group n(%)
TKA
P
35/57 (61 .41 35/107 (32 .7) 1/107 (0 .9)
< .001 < .001
4/107 (31 .8)
< .001
(CF, Se Poi)
Below knee
5/83 (6 .2)
(TP) CF, common femoral vein; SF . superficial femoral vein ; POP, popliteaI vein ; TP . anterior tibia), posterior tibia), and pemucal veins .
Table 3 . Incidence of Deep Venous Thrombosis : ipsilateral versus Contralateral Limb Group n (%
THA
Above knee Ipsilateral Contralateral Below knee Ipsilateral Contralateral
Group n (%
TKA
2/42 (4 .8) 0/41 (0 .0)
1/57 (1 .8) 0/50 (0 .0)
1/42 (2 .4) 4/41 (9 .8)
31/57 (544) 3/50 (6 .0)
Table 4 . Incidence of Symptomatic versus Asymptomatic Deep Venous Thrombosis Group n (%)
THA
Symptomatic Asymptomatic P
0/42 (0 .0) 7/42 (16 .7) <001
Group n (%)
TKA
6'57 (10 .5) 29,57 )509) 4 .001
This study reports the incidence of DVT in total joint arthroplasty patients and indicates that more DVT occurs in the TKA group (61%) than in the THA group (17%), and usually in the below-knee segment of the ipsilateral operative limb . Our report shows a 2% incidence of symptomatic pulmonary embolism, both of which were nonfatal . These data are consistent with previous reports ." - " Routine ventilationperfusion scans were not performed on this patient population . Most of the DVTs in our study occurred in the calf veins and were asylnptomatic . To our knowledge, only one Study" shows asymptomatic calf vein thrombosis to be the cause of pulmonary embolism in this population . Pellegrini et al .'s" numbers are small (3 of 5 patients), but they do question the significance of these thrombi . The need to survey arid/ or treat calf vein DVT remains unsolved and the significance of finding an asymptomatic calf vein thrombus remains in dispute . Lotke et al .' and Moser and LeMoine 33 agree that symptomatic or asymptomatic calf vein thrombosis poses a low risk for pulmonary embolism . Our results also show that CFS can effectively document the presence of DVT in the above-knee segment . We have previously shown poor results for routine surveillance with CFS in patients who are at high risk for DVT .` 6 .34 .35 Our accuracy with CFS below the knee was initially poor and appeared to be technician-dependent. In this series of our last 50 patients, however, the accuracy of CFS improved significantly, with sensitivity at 79% and specificity at 95% . We believe that the following resulted in im-
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Table 5 . Accuracy of Color Flow Scanning
Sensitivity Specificity Positive predictive value Negative predictive value
Limb
Above Knee
Below Knee
n (%)
n (%)
n (%)
24/42 (57 .1) 143/148 (96 .6) 24/27 (88 .9) 143/163 (87.7)
2/3 (66 .6) 188/188 (100) 2/2 (100) 187/188 (99 .5)
24/42 (57-1) 144/148 (97 .3) 24/27 (88 .9) 144/163 (88 .3)
proved accuracy of CFS in this series : (1) improved image quality with the newer Quantum 2000 angiodynograph instead of the QUAD 1, (2) utilization of longitudinal scanning to image longer venous segments with each image, (3) concentration on the clear visualization of the thrombus or lack of flow augmentation instead of incompressibility of the vessel, and (4) reduction of the "edema attenuation" of the scan by elevation of the limb prior to scanning . Color flow scanning is very cost-effective when compared to venography . The total cost of CFS at our institution is $165 .00 in the Radiology Department for both extremities and $360 .00 in the Vascular Laboratory . The total charges for unilateral venography approach $450 .00, depending on the type of contrast used, and $900 .00 if bilateral . Therefore, one can expect a savings of $285 .00-$735 .00 per patient with CPS . Also, CFS is well tolerated by the patient . Eight patients in our study group refused contralateral venography due to the pain they experienced with ipsilateral venography . Our accuracy above the knee, which includes the popliteal veins, is now 100% . We agree with Moser and LeMoine" and Lotke et al . 78 that isolated calf vein thrombus may not be clinically significant . We, therefore, believe that CFS can effectively be used as the sole diagnostic criterion for diagnosing and locating clinically significant thrombi in postoperative THA and TKA patients . We use CFS as the diagnostic modality of choice based on its accuracy, noninvasiveness, ease of use, repeatability, cost-effectiveness, and patient acceptance .
Table 6 . Accuracy : First Half versus Second Half Patients (1-49) Patients (50-99)
Limb Sensitivity Specificity Above knee Sensitivity Specificity Below knee Sensitivity Specificity
n (%)
n (%)
P
5/10 (25 .0) 77/78 (99 .0)
19/24 (792) 66/68 (97.1)
.006
0/1 (0 .0) 97/97 (100)
2/2 (100) 90/90 (100)
5/19 (26 .3) 7980 (98 .8)
19/24 (792) 66/68 (97.1)
.007
Acknowledgments The authors would like to thank the following : Dr . Mark Mattos and Dr . David Sumner at the Division of Vascular Surgery, Southern Illinois University, for performing and interpreting the vascular studies, the Radiology Department at St . John's Hospital, Springfield, IL, for their assistance in performing and reading the venographic studies, the Orthopaedic Clinical faculty members at Southern Illinois University for providing the patient population for this study, and Mary Garfield and Anita Weinhoeft for their skills in the preparation of the manuscript .
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