Combining trastuzumab (Herceptin®) with hormonal therapy in breast cancer: what can be expected and why?

Combining trastuzumab (Herceptin®) with hormonal therapy in breast cancer: what can be expected and why?

Annals of Oncology 14: 1697–1704, 2003 DOI: 10.1093/annonc/mdg483 Review Combining trastuzumab (Herceptin®) with hormonal therapy in breast cancer: ...

254KB Sizes 1 Downloads 46 Views

Annals of Oncology 14: 1697–1704, 2003 DOI: 10.1093/annonc/mdg483

Review

Combining trastuzumab (Herceptin®) with hormonal therapy in breast cancer: what can be expected and why? A. Jones* Royal Free Hospital, Clinical Oncology, London, UK Received 28 January 2003; revised 31 March 2003; accepted 3 June 2003

Introduction Hormonal therapy has an important role in the management of estrogen receptor (ER)-positive breast cancer [1]. Women with primary, stage I/II breast cancer often receive adjuvant hormonal therapy to reduce the risk of disease recurrence following initial management using surgery and/or radiation. Hormonal therapy is also used in patients whose disease has metastasised, who may obtain clinical benefit (response or stable disease) for >6 months with one or more consecutive treatments. The role of estrogen in breast cancer was suggested by work reported in 1896 [2], although the existence of estrogen was not known until the 1920s [3] and its mechanism of action in cancer was not described until the ER was identified in the 1960s [4]. Expression of ERs and/or progesterone receptors (PgRs) by breast tumours is now the best recognised molecular predictive marker for breast cancer, identifying those patients most likely to respond to hormonal manipulation. Treatment with the objective of modulating ER activity was probably the first therapy that could be termed targeted, in that the treatment modality is aimed at inhibiting a factor specifically involved in breast cancer behaviour. The subsequent introduction of the selective estrogen receptor modulator (SERM) tamoxifen and the aromatase inhibitors has been important in the refinement and increased use of hormonal therapy for breast cancer [5]. The concept of therapeutic targeting in breast cancer at a molecular level has been the subject of extensive research, leading to the development of a specific therapy for a subset of breast *Correspondence to: Dr A. Jones, Royal Free Hospital, Clinical Oncology, Pond Street, Hampstead, London NW3 2QG, UK. Tel: +44-207-830-2184; Fax: +44-207-794-3341; E-mail: [email protected] © 2003 European Society for Medical Oncology

cancers. Human epidermal growth factor receptor-2 (HER2, neu or c-erbB-2) is a member of a family of transmembrane tyrosine kinases and HER2 amplification/overexpression has a pivotal role in breast development and growth [6–8]. As with hormonal therapy, recognition of the part that HER2 amplification/overexpression plays in breast cancer has led to the development of therapy specifically directed against the HER2 receptor [9]. The humanised monoclonal antibody trastuzumab has been demonstrated to have significant clinical activity in women with HER2positive metastatic breast cancer, including a survival benefit when added to chemotherapy [10, 11]. It has recently been reported that HER2 overexpression is associated with preclinical and clinical resistance to hormonal therapy, particularly tamoxifen [12–14]. Thus, it has been suggested that combining hormonal agents with trastuzumab may represent a rational approach for study in future clinical trials in view of the targeted nature of these agents and their efficacy and tolerability profiles. This review discusses the evidence for inter-relationships between ER and HER2 pathways on the cellular level that may support the use of such a combination. The interactions described also apply to the HER2 and PR pathways.

Rationale for and classes of hormonal therapy Estrogen and hormonal treatments for breast cancer mediate effects through the ER, which functions as a transcriptional factor controlling estrogen-related genes [15]. When a ligand such as oestradiol binds to the ER, the receptor becomes more capable of dimerisation due to activation of structural domains. The nuclear localisation of the ER–oestradiol dimers results in interaction with a variety of co-activator proteins, binding to estrogen response

Downloaded from http://annonc.oxfordjournals.org/ at University of Bath, Library on June 19, 2015

Hormonal therapy and the humanised anti-HER2 monoclonal antibody trastuzumab (Herceptin®) represent one of the oldest and one of the newest treatment modalities for breast cancer, respectively. Recent data have suggested that HER2 overexpression is associated with resistance to hormonal therapy and there is considerable preclinical evidence to support the existence of interaction or ‘cross talk’ between HER2 and estrogen-receptor (ER) signalling pathways in breast cancer. Preclinical data also demonstrate that adding trastuzumab to hormonal therapy results in greater antitumour activity than either agent alone. The existence of an inverse relationship between ER expression and HER2 overexpression has also been well established clinically. Thus, a range of clinical trials are now ongoing to determine whether the addition of trastuzumab to hormonal therapy will provide breast cancer patients with benefits in clinical practice. This review describes the rationale for these trials and discusses the potential of therapeutic regimens combining trastuzumab with hormonal therapy. Key words: anastrozole, breast cancer, estrogen receptor, HER2, letrozole, tamoxifen, trastuzumab

1698 Table 1. The use of hormonal therapies for breast cancer according to menopausal status [1] Hormonal therapy

Premenopausal

Postmenopausal

Ovarian ablation

LHRH agonists

9 9 9 9

Aromatase inhibitors

×

Oophorectomy Radiation SERMs

Progestins Androgens

elements and subsequent cell division [1]. The net effects of estrogen on ER-positive breast duct epithelium include increased cell proliferation and survival [15]. As such, it is a clinically useful predictive marker and treatment target. The various classes of hormonal therapy utilised in the treatment of ER-positive breast cancer are designed to disrupt the stimulation of breast cancer cell proliferation by ER-mediated signalling (Figure 1). These include the so-called anti-estrogens, which can be broadly classified as non-steroidal SERMs such as tamoxifen, raloxifene and toremifene, ‘pure’ steroidal anti-estrogens such as fulvestrant, and the aromatase inhibitors, which include anastrozole, letrozole and exemestane [1, 16]. SERMs, such as tamoxifen, are competitive inhibitors of oestradiol binding to the ER and produce receptor complexes with limited activity [17]. The Early Breast Cancer Trialists’ Collaborative Group (EBCTCG) has concluded that tamoxifen provides clear benefit for both premenopausal and postmenopausal women with ER-positive breast cancer and for those whose ER status is unknown [18]. In 1998, tamoxifen was also approved for the prevention of breast cancer in high-risk women based on results showing a 49% reduction in the risk of invasive breast cancer and a 50% reduction in the risk of non-invasive breast cancer compared with placebo [19]. The mixed agonist and antagonist activity of SERMs, which causes endometrial proliferation, has led to the development of compounds that have ‘pure’ anti-estrogenic effects [20]. Fulvestrant is the first compound of this class and binds to ER after it is manufactured in the cytoplasm, thus preventing its transport to the nucleus [17]. The efficacy of fulvestrant in women with advanced breast cancer who have progressed on tamoxifen suggests that it is not cross-resistant [21] and the Food and Drug Administration (FDA) have approved this agent for the treatment of hormone receptor-positive metastatic breast cancer after progression following first-line therapy with tamoxifen. Aromatase inhibitors are used to block the activity of the enzyme aromatase in converting androgens to estrogen in post-

×

9 ×

9 9 9

Reproduced from: Jordan C. Historical perspective on hormonal therapy of advanced breast cancer. Clin Ther 2002; 24 (Suppl A): A3–A16 [1], with permission from Excerpta Medica, Inc. 9, indicated; ×, not indicated; LHRH, luteinising hormone-releasing hormone; SERMs, selective estrogen receptor modulators.

menopausal women [22]. Aromatase inhibitors are not suitable for use in premenopausal women because endogenous feedback mechanisms stimulate the ovaries to increase production of aromatase [1]. In addition, high endogenous production of estrogens by the ovaries is a more important pathway of estrogen production than the aromatase pathway in premenopausal women. Current third-generation oral aromatase inhibitors such as anastrozole, letrozole and exemestane are highly specific, reducing circulating estrogen levels to 1–10% of pretreatment levels [16], thereby removing the stimulus for ER activation in breast tumours. In large randomised phase III trials, anastrozole, letrozole and exemestane as second-line therapy for metastatic breast cancer following tamoxifen failure produce similar prolonged survival rates and are better tolerated than megestrol acetate. As first-line metastatic treatment, aromatase inhibitors produce objective response rates superior to tamoxifen [1, 23]. Thus, many oncologists advocate the use of aromatase inhibitors as first-line endocrine therapy in patients with ER-positive metastatic breast cancer [1, 24]. Anastrozole has also been evaluated in the adjuvant treatment of postmenopausal breast cancer, both compared to and in combination with tamoxifen in the so-called ATAC trial. Followup at 30 and 47 months indicated superior results for anastrozole in terms of local and distant recurrence, development of contralateral breast cancer and safety [25–27]. However, further follow-up is needed before anastrazole becomes standard therapy in postmenopausal women; other randomised trials are comparing aromatase inhibitors with tamoxifen. In summary, various types of hormonal agents have been defined that share the ability to deprive tumour cells of ER stimulation, thereby decreasing tumour cell proliferation. The current roles of the different hormonal treatments available for breast cancer are summarised in Table 1. These agents are effective in preventing disease recurrence and in delaying disease progression in many but not all patients. Approximately 40% of patients receiving adjuvant hormonal therapy and most of those receiving hormonal therapy for metastatic disease will relapse. The causes

Downloaded from http://annonc.oxfordjournals.org/ at University of Bath, Library on June 19, 2015

Figure 1. Mechanism of action of hormonal agents. MacGregor JI and Jordan VJ. Pharmacol Rev 1998; 50: 151–196 [75].

9 9

×

1699 of resistance to hormonal therapy are not well understood. Loss of ER expression or functionality might be involved, but ER loss is believed to occur in 20% of cases at most. It is also believed that mutations in the ER might desensitise cancer cells to hormonal treatment, but again this is not thought to be a common cause of resistance. Another theory is that levels of co-factors are changed in resistant cells, but this is yet to be substantiated [28]. HER2 overexpression could also play a role. Signalling via HER2activated growth factor pathways may contribute to hormonal resistance via ligand-independent ER activation and concomitant treatment with anti-HER2 therapy and tamoxifen might be able to overcome this problem [15].

In normal cells, HER2 plays a key role in cellular growth factor signal transduction and is involved in the regulation of cell growth, survival and differentiation [29]. The binding of ligands such as neuregulin [30] and the EGF-like ligands [31] to a heterodimer receptor complex that includes HER2 on the cell surface leads to activation of intrinsic protein tyrosine kinase activity and tyrosine autophosphorylation. Complex associations between HER2 and other family members and ligands allow great signal diversity [32]. Thus, different signalling cascades can be initiated by HER2 to transmit signal across the cell membrane and intracellular space to the nucleus, where gene activation causes mitogenic stimulation [33]. Downstream pathways affected by HER2 signalling include the mitogen-activated protein (MAP) kinase cascade [34], PI 3-kinase [35], which is involved in cell survival and differentiation, and src, which has many functions including a putative role in mammary tumorigenesis [36]. The HER2 receptor is encoded by a proto-oncogene and HER2 is amplified/overexpressed in 15–25% of human breast cancers [37] and is associated with malignant transformation and oncogenesis [38–40]. HER2 overexpression has also been correlated with poor clinical outcome, including reduced disease-free and overall survival, in women with node-positive and nodenegative breast cancer [37, 41]. The effects of HER2 on both breast cancer development and the aggressiveness of the disease led to the development of trastuzumab [9]. Trastuzumab is a recombinant, fully humanised anti-HER2 monoclonal antibody (mAb) that selectively targets and binds with high affinity to HER2. It has been shown to inhibit the proliferation of human tumour cells that overexpress HER2 both in vitro and in vivo [42–44]. Large-scale pivotal trials have demonstrated that trastuzumab, as a single agent, is active in both pretreated and previously untreated women with HER2-positive metastatic breast cancer [10, 45]. Furthermore, in previously untreated patients, the combination of trastuzumab with chemotherapy prolongs time to progression, increases response rates and significantly improves survival in comparison with chemotherapy alone [11]. Efficacy is greater in women with more strongly HER2-positive disease (as measured by immunohistochemistry, which is probably a correlate of true gene amplification), who experience increases in

Figure 2. Estogen receptor/HER2 cross-talk (reproduced with permission from: Osborne CK et al. Clin Cancer Res 2001; 7 (Suppl): 4338s–4342s [15]).

survival of up to 45% when trastuzumab is added to chemotherapy as first-line therapy [46]. Coupled with this increased efficacy is a favourable tolerability profile characterised by mild-to-moderate infusion-related reactions and the absence of typical chemotherapy-related adverse events, although the occurrence of cardiotoxicity currently prevents the clinical use of trastuzumab in combination with anthracyclines [10, 45, 47].

Interactions between ER and HER2 signalling in breast cancer Known estrogen-regulated genes include those encoding growth factors such as TGF-β and IGF-1, growth factor receptors and other signalling molecules, although many have yet to be identified and characterised [15]. Among the many pathways important for both tumour cell proliferation and modulation of ER activity are: HER2 signalling pathways, cell survival (PI3K or AKT) pathway, cell proliferation pathway mediated by MAP kinases ERK 1 and 2, stress-induced pathways mediated by the stress-activated protein kinase/JNK and p38 MAP kinases. Recent data suggest that these growth factors and their signalling molecules are also important for breast cancer growth and progression. Inter-relationships between these disparate molecular pathways amplify cell survival and proliferation stimuli and may also contribute to resistance to hormonal therapies [15].

Evidence for interactions between ER and HER2 signalling pathways Considerable evidence from in-vitro studies supports the existence of a potential interaction or ‘cross talk’ between HER2 and ER pathways (Figure 2). The existence of an inverse relationship between ER expression and HER2 overexpression in human breast cancer has been well established in retrospective clinical studies [13]. The proportion of patients with ER/HER2-positive breast tumours is ∼9%.

Downloaded from http://annonc.oxfordjournals.org/ at University of Bath, Library on June 19, 2015

Rationale for and mechanism of action of trastuzumab

1700 N-CoR, and thus increase the transcriptional activity of ER through recruitment of co-activators that allow stimulation of gene promoters containing estrogen response elements, has been investigated [59]. This appears to occur in vitro and a HER2 tyrosine-kinase inhibitor can restore tamoxifen sensitivity [59]. In summary, preclinical data suggest that interactions between the ER and HER2 signalling pathways might be expected to result in clinical resistance of HER2-positive breast cancer to hormonal therapy. Furthermore, it is theoretically possible that women with HER2-positive, ER-positive breast cancer could have a worse prognosis with tamoxifen therapy than with no therapy due to promotion of the agonist effects of tamoxifen through HER2stimulated signalling.

It has been demonstrated in vitro that estrogen down-regulates HER2 expression and that anti-estrogen produces partial reversal of this effect in MCF-7 breast cancer cells [48]. The promoter of the HER2 gene contains an estrogen response element and estrogen has been shown to suppress the transcription of HER2 [49], while tamoxifen up-regulates the transcription of HER2 [50]. Thus, the estrogen response element seems to negatively regulate HER2 transcription under the influence of estrogen binding to ER [51]. MCF-7 breast cancer cells, which are ER positive and responsive to tamoxifen, become insensitive to the growth inhibitory effect of tamoxifen, even though they remain ER positive, after transfection with the HER2 coding region [52]. The mechanism for these effects probably lies in feedback through downstream signalling molecules. HER2-transfected MCF-7 cells are resistant to tamoxifen (Figure 3) and HER2 overexpression or HER2 stimulation leads to both ER downregulation and increased ER phosphorylation and transcriptional activation [51, 53, 54]. This provides a potential mechanism for tamoxifen resistance in HER2-positive breast cancer cell lines. Furthermore, downregulation of HER2 appears to shut down the HER2initiated MAP kinase pathways, such as Ras–MAP kinase, involved in cell cycle stimulation, and makes other cell membrane ER-linked apoptotic MAP kinase pathways such as p38 MAP kinase and JNK dominant [55]. In support of this, blocking MAP kinase using a specific inhibitor restores the inhibitory effects of tamoxifen on ER-mediated transcription in HER2-positive cells [56]. Another observation of relevance to this discussion is that tamoxifen has estrogen agonist effects and causes significant elevations of plasma oestradiol levels in most premenopausal and some postmenopausal patients [57]. Recent studies have indicated that MEKK1, a downstream mediator of HER2 signalling, activates ER and stimulates the agonist activity of tamoxifen [58]. Thus, HER2 positivity and increased downstream signalling could potentially convert tamoxifen from a breast cancer cell inhibitor into a stimulatory agent. Finally, the ability of HER2 signalling to disrupt the tamoxifenstimulated interaction of ER with corepressor molecules such as

Clinical data indicating that HER2-positive breast cancer is resistant to hormonal therapy Several clinical reports have indicated that response rates to firstor second-line therapy with tamoxifen and other anti-estrogens are lower in HER2-positive patients than those who are HER2negative (Table 2). However, it must be noted that these studies are based on retrospective analysis and the findings need to be validated in prospective trials. In addition, a number of studies have indicated that HER2 overexpression reduces both response duration and survival duration in patients treated with hormonal therapy [14, 60, 61]. Of note, the 20-year update of the Naples GUN Trial [62] showed that HER2 overexpression not only predicted resistance to tamoxifen, but that HER2-positive patients had a worse outcome on tamoxifen therapy than those who were untreated; a positive HER2 status was a strong predictor of tamoxifen failure independent of ER status and other major prognostic variables. Furthermore, patients with HER2-positive, ER-positive breast cancer have worse outcomes than HER2-negative patients when treated with megestrol acetate, letrozole or fadrozole [14]. Although it should be noted that some reports have failed to observe this association [63, 64], a meta-analysis has further indicated that HER2-overexpressing metastatic breast cancer is resistant to hormonal therapy, with a relative risk for disease progression of 1.41 [12]. In addition, it has been noted that the time to progression has been <6 months in patients with HER2-positive breast cancer in all trials of first-line hormonal therapy to date [65]. Limited clinical evidence suggests that the response to the aromatase inhibitor letrozole in patients with HER2-positive breast cancer may differ from that seen with tamoxifen. In a randomised study of neoadjuvant letrozole versus tamoxifen in postmenopausal patients with ER-positive and/or PgR-positive primary breast cancer ineligible for breast-conserving surgery, ER-positive, HER1-positive and HER2-positive cancers responded well to letrozole but responses to tamoxifen were infrequent [66]. Ali et al. have recently reported similar results [67]. The investigators explain this finding by suggesting that because letrozole effectively removes estrogen, ER becomes monomeric and incapable of transcriptional activity, whereas the agonist activity of tamoxifen can still be stimulated by MEKK1 [66]. However, the pooled data described above [14] and preliminary results of a

Downloaded from http://annonc.oxfordjournals.org/ at University of Bath, Library on June 19, 2015

Figure 3. Effect of tamoxifen on a HER2-postive cell line. Pietras RJ et al. Oncogene 1995; 10: 2435–2446 [51].

1701 Table 2. Response rates to treatment of metastatic breast cancer with tamoxifen or other anti-estrogens according to HER2 status Study

Specimen type

HER2 detection method

HER2+

HER2–

P value

61

Paraffin

IHC

7% (1/14)

38.3% (18/47)

NS

Wright et al. 1992 [77]

65

Paraffin

IHC

7% (1/14)

37% (19/51)

<0.05

Leitzel et al. 1995 [78]

300

Serum

EIA

20.7% (12/58)

40.9% (99/242)

0.004

94

Nicholson et al. 1990 [76]

Yamauchi et al. 1997 [79]

No. of patients

Serum

ELISA

9% (3/32)

56% (35/62)

<0.0001

Elledge et al. 1998 [63]

204

Paraffin

IHC

54% (33/61)

57% (82/143)

0.67

Houston et al. 1999 [80]

241

Paraffin

IHC

38% (29/76)

56% (92/165)

0.02

Ellis et al. 2001 [66]

142

Paraffin

IHC

17% (4/23)

40% (48/119)

0.045a

Lipton et al. 2002 [14]

711

Serum

ELISA

7% (16/217)

20% (101/494)

<0.0001

Results shown are for tamoxifen. Response rates were similar for HER2-positive and HER2-negative patients who received letrozole. NS, not stated.

prospective study of second-line treatment of ER-positive or PgRpositive metastatic breast cancer with letrozole suggest that the median time to treatment failure (TTF) is shorter in HER2positive patients than HER2-negative patients (5.6 versus 11.6 months, respectively; P = 0.005) [68]. The data are further confused by recent results from an evaluation of the predictive value of HER2 using data from a trial of 709 women randomised to receive adjuvant surgical oophorectomy and tamoxifen: women with HER2-positive disease were more likely to benefit from the adjuvant endocrine therapy than those women with HER2-negative disease [69]. Therefore, further data are needed before firm conclusions can be made regarding whether there is a difference in the effect of HER2 status on response to tamoxifen and aromatase inhibitors.

Preclinical evidence supporting studies of trastuzumab in combination with hormonal therapy As outlined above, there is significant preclinical evidence to suggest that cross-talk between HER2 and ER occurs in breast cancer cells. This appears to be due to a variety of mechanisms. A number of researchers have therefore investigated whether modifying the activity of ER and/or HER2 can alter the responsiveness of tumour cells to an anti-estrogen or to trastuzumab. Although exposure of HER2-transfected, ER-positive MCF-7 cells to tamoxifen alone did not lead to reduction or cessation of tumour growth (as shown in Figure 3), simultaneous treatment with both mAb 4D5 (the parent antibody of trastuzumab) and tamoxifen restored sensitivity to tamoxifen [52]. Similarly, the effect of treatment with trastuzumab and fulvestrant on the growth of three human breast cancer cell lines that express different levels of ER and HER2 has been investigated [70]. In ML20 cells, which express a high level of ER and a moderate level of HER2, combined treatment produced enhanced growth inhibitory effects. However, no additive effects were seen in KPL-4 cells, which express no ER and a moderate level of HER2, or in MDA-MB231 cells, which express no ER and a low level of HER2

(Figure 4) [70]. In addition, the combination of tamoxifen and mAb 4D5 has been shown to produce greater inhibitory effects on cell proliferation than either agent alone in ER-positive BT474 cells, in which HER2 is naturally amplified [52, 71]. These data are particularly important because a tumour cell line that has naturally developed HER2 amplification and is also ER-positive would be expected to be dependent on the activity of these receptors. The observation that inhibiting both receptors has greater growth inhibitory effects than inhibiting either one suggests that combining trastuzumab with hormonal therapy could represent a rational approach for clinical evaluation. Clinical data from the trastuzumab trial programme also suggest that trials of trastuzumab in combination with hormonal therapy are warranted. A retrospective analysis of women with ER-positive and ER-negative breast cancer enrolled in trastuzumab clinical trials has indicated that women with ER-negative/HER2positive disease and ER-positive/HER2-positive disease had similar clinical outcomes when treated with trastuzumab alone or trastuzumab plus chemotherapy [72]. In addition, prior therapy with hormonal agents did not influence the degree of clinical benefit from first-line trastuzumab therapy [72]. Together, these preclinical and clinical observations indicate that ER-positive, HER2-positive breast tumour cells respond to trastuzumab but are resistant to hormonal therapies such as tamoxifen. However, trastuzumab restores the sensitivity of ERpositive, HER2-positive cells to tamoxifen and fulvestrant. Furthermore, the observation that women with ER-negative/HER2-positive breast cancer, which would be expected to be more aggressive than ER-positive/HER2-positive breast cancer, obtain similar benefit from trastuzumab therapy could indicate that treating ER-positive/ HER2-positive breast cancer with trastuzumab plus hormonal therapy will produce additional benefits in this population.

Application in clinical practice As previously discussed, patients with ER-positive/HER2-positive disease are less likely to respond to tamoxifen than women with ER-positive/HER2-negative disease. Randomised clinical trials

Downloaded from http://annonc.oxfordjournals.org/ at University of Bath, Library on June 19, 2015

a

1702

have been designed to examine various aspects of combining trastuzumab with hormonal therapy in women with ER-positive/ HER2-positive metastatic breast cancer. The rationale for combining trastuzumab plus tamoxifen in a phase II clinical trial in patients with ER-positive, HER2-positive or HER2-negative recurrent or metastatic breast cancer has been reported [73]. This rationale is based on the hypothesis that trastuzumab will reverse the resistance to tamoxifen that may develop in ER-positive breast cancer. Other trials are examining the potential of combining trastuzumab with aromatase inhibitors. Although data regarding the effects of interactions between ER and HER2 in patients with ER-positive, HER2-positive breast cancer treated using aromatase inhibitors are less clear, they are widely used as an alternative to tamoxifen as first-line hormonal therapy for patients with metastatic breast

Conclusions In conclusion, the evidence that HER2 overexpression is correlated with poor clinical outcome, the existence of cross-talk between the HER2 and ER signalling pathways in breast cancer, and the lack of benefit achieved with hormonal therapy in patients with ER-positive/HER2-positive disease, and hence the fact that these patients are receiving sub-optimal treatment, suggest that combining treatments that target these different pathways may provide additional clinical benefits for patients with breast cancer. Trastuzumab has produced significant survival improvements in combination with chemotherapy in the first-line treatment of HER2-positive metastatic breast cancer and has also shown activity as a single agent as first- or second-line therapy. Tamoxifen has been shown to produce clear benefits in terms of survival and prevention of recurrence for both premenopausal and postmenopausal women with ER-positive breast cancer. Recent studies of aromatase inhibitors have demonstrated superior objective responses in comparison with tamoxifen. Taken together the evidence suggests that targeted non-chemotherapeutic combinations of trastuzumab with hormonal therapy, which are currently being

Downloaded from http://annonc.oxfordjournals.org/ at University of Bath, Library on June 19, 2015

Figure 4. Growth inhibitory effects of ICI 182, 780 alone, 10 µg ml–1, Herceptin® alone or their combination in ML20 cells (A), KPL-4 cells (B) or MDA-MB-231 cells (C). The cells were incubated with medium containing the reagents for 4 days and counted with a Coulter counter. The values represent the percentages of the control and means of triplicate samples. Bars = SEM. *P <0.05 versus control, **P <0.01 versus control. Adapted with permission from Kunisue H et al. Br J Cancer 2000; 82: 46– 51 [70].

cancer and have proven efficacy in this setting [74]. A phase II/III randomised, controlled, open label trial of anastrozole with or without trastuzumab is being conducted in 202 patients with ERpositive/HER2-positive and/or PgR-positive advanced metastatic breast cancer. This international study will recruit patients from more than 140 centres; to date, more than 70 patients have been enrolled. Of note, patients can have received anastrozole up to 4 weeks prior to study entry and patients randomised to the anastrozole-alone arm can receive trastuzumab upon progression. Anastrazole is administered 1 mg p.o. daily, and trastuzumab as a 4 mg/kg loading dose followed by 2 mg/kg weekly thereafter until disease progression. The primary aim of this study is to evaluate progression-free survival (PFS), which will be assessed with a log-rank test. There are no data on PFS of HER2-positive breast cancers treated with anastrazole. Therefore, the sample size for this study is based on the demonstrated time to progression in phase III trials of anastrazole in patient populations that have not been preselected for HER2 status and will achieve 80% power at a two-sided significance level of 5%, assuming that 187 events are seen. Secondary objectives include evaluation of safety, comparison of the overall clinical benefit rate between the two arms, and evaluation of overall survival, response and 2-year survival in the two treatment arms. Moreover, several trials of letrozole with or without trastuzumab are also being conducted. The largest of these is enrolling 300 patients from 80 centres and will investigate letrozole with or without trastuzumab as first-line therapy for patients with ER-positive/HER2-positive metastatic breast cancer. The primary end point is time to progression and the study is powered to show a 33% reduction in risk of progression for trastuzumab plus letrozole versus letrozole alone: secondary end points include objective tumour response rate, TTF and overall survival. Thus, a range of clinical trials are now ongoing to determine whether the addition of trastuzumab to hormonal treatments will provide patients with clinical benefits.

1703 studied in large-scale clinical trials, represent the future of cancer therapy, allowing the individualisation of treatment based on tumour characteristics.

References 1. Jordan C. Historical perspective on hormonal therapy of advanced breast cancer. Clin Ther 2002; 24 (Suppl A): A3–A16. 2. Beatson GT. On the treatment of inoperable cases of carcinoma of the mamma: suggestions for a new method of treatment with illustrative cases. Lancet 1896; 2: 162–167. 3. Allen E, Doisy EA. An ovarian hormone: preliminary reports on its localization, extraction and partial purification and action in test animals. J Am Med Assoc 1923; 81: 810–821.

5. Sledge GW Jr. Breast cancer in the clinic: treatments past, treatments future. J Mammary Gland Biol Neoplasia 2001; 6: 487–495. 6. Slamon D, Clark G, Wong SG et al. Human breast cancer: correlation of relapse and survival with amplification of the HER2/neu oncogene. Science 1987; 235: 177–182. 7. Allred DC, Swanson PE. Testing for erbB-2 by immunohistochemistry in breast cancer. Am J Clin Pathol 2000; 113: 171–175. 8. Sliwkowski MX, Lofgren JA, Lewis GD et al. Nonclinical studies addressing the mechanism of action of trastuzumab (Herceptin). Semin Oncol 1999; 26: 60–70. 9. Carter P, Presta L, Gorman CM et al. Humanization of an anti-p185HER2 antibody for human cancer therapy. Proc Natl Acad Sci USA 1992; 89: 4285–4289. 10. Cobleigh MA, Vogel CL, Tripathy D et al. Multinational study of the efficacy and safety of humanized anti-HER2 monoclonal antibody in women who have HER2-overexpressing metastatic breast cancer that has progressed after chemotherapy for metastatic disease. J Clin Oncol 1999; 17: 2639–2648. 11. Slamon D, Leyland-Jones B, Shak S et al. Use of chemotherapy plus a monoclonal antibody against HER2 for metastatic breast cancer that overexpresses HER2. N Engl J Med 2001; 344: 783–792. 12. De Laurentiis M, Arpino G, Massarelli E et al. HER2 as a predictive marker of resistance to emdocrine treatment (ET) for advanced breast cancer (ABC): a metanalysis of published studies. Breast Cancer Res Treat 2002; 70: (Abstr 233). 13. Dowsett M. Overexpression of HER-2 as a resistance mechanism to hormonal therapy in breast cancer. Endocr Relat Cancer 2001; 8: 191–195. 14. Lipton A, Ali SM, Leitzel K et al. Elevated HER-2/neu level predicts decreased response to hormone therapy in metastatic breast cancer. J Clin Oncol 2002; 20: 1467–1472. 15. Osborne CK, Schiff R, Fuqua SAW et al. Estrogen receptor: current understanding of its activation and modulation. Clin Cancer Res 2001; 7 (Suppl): 4338s–4342s. 16. Bentrem DJ, Jordan VC. Role of antiestrogens and aromatase inhibitors in breast cancer treatment. Curr Opin Obstet Gynecol 2002; 14: 5–12. 17. MacGregor JI, Jordan VJ. Basic guide to the mechanisms of antiestrogen action. Pharmacol Rev 1998; 50: 151–196. 18. Early Breast Cancer Trialists’ Collaborative Group. Tamoxifen for early breast cancer. Cochrane Database Systematic Reviews 2001; 1: CD000486. 19. Buzdar AU. Endocrine therapy in the treatment of metastatic breast cancer. Semin Oncol 2001; 28: 291–304.

Downloaded from http://annonc.oxfordjournals.org/ at University of Bath, Library on June 19, 2015

4. Jensen EV, Jacobson HI. Fate of steroidal estrogens in target tissues. In Pincus G, Vollmer EP (eds): Biological Activities of Steroids in Relation to Cancer. New York, NY: Academic Press 1962; 161–174.

20. Fisher P, Costantino JP, Wickerham DL et al. Tamoxifen for the prevention of breast cancer: report of the National Surgical Adjuvant Breast and Bowel Project P-1 study. J Natl Cancer Inst 1998; 90: 1371–1388. 21. Howell A, DeFriend D, Robertson J et al. Response to a specific antiestrogen (ICI 182780) in tamoxifen-resistant breast cancer. Lancet 1995; 345: 29–30. 22. Goss PE, Strasser K. Aromatase inhibitors in the treatment and prevention of breast cancer. J Clin Oncol 2001; 19: 881–884. 23. Mouridsen H, Gershanovich M, Sun Y et al. Superior efficacy of letrozole versus tamoxifen as first-line therapy for postmenopausal women with advanced breast cancer: results of a phase III study of the International Letrozole Breast Cancer Group. J Clin Oncol 2001; 19: 2596–2606. 24. Cunnick GH, Mokbel K. Aromatase inhibitors. Curr Med Res Opin 2001; 17: 217–222. 25. The ATAC Trialists’ Group. Anastrozole alone or in combination with tamoxifen versus tamoxifen alone for adjuvant treatment of postmenopausal women with early breast cancer: first results of the ATAC randomized trial. Lancet 2002; 359: 2131–2139. 26. Buzdar A, on behalf of the ATAC Trialists’ Group. The ATAC (‘Arimidex’, Tamoxifen, Alone or in Combination) trial in postmenopausal women with early breast cancer—updated efficacy results based on a median follow-up of 47 months. Breast Cancer Res Treat 2002; 70: (Abstr 13). 27. Sainsbury, on behalf of the ATAC Trialists’ Group. Beneficial side-effect profile of anastrozole compared with tamoxifen confirmed by additional 7 months old exposure data: a safety update from the ‘Arimidex’, Tamoxifen, Alone or in Combination (ATAC) trial. Breast Cancer Res Treat 2002; 70: (Abstr 633). 28. Sommer S, Fuqua S. Estrogen receptor and breast cancer. Semin Cancer Biol 2001; 11: 339–352. 29. Akiyama T, Sudo C, Ogawara H et al. The product of the c-erbB-2 gene: a 185-kilodalton glycoprotein with tyrosine kinase activity. Science 1986; 232: 1644–1646. 30. Burden S, Yarden Y. Neuregulins and their receptors: a versatile signaling module in organogenesis and oncogenesis. Neuron 1997; 18: 847–855. 31. Pinkas-Kramarski R, Soussan L, Waterman H et al. Diversification of Neu differentiation factor and epidermal growth factor signaling by combinatorial receptor interactions. EMBO J 1996; 15: 2452–2467. 32. Lemmon MA, Schlessinger J. Regulation of signal transduction and signal diversity by receptor oligomerization. Trends Biochem Sci 1994; 19: 459–463. 33. Alroy I, Yarden Y. The ErbB signaling network in embryogenesis and oncogenesis: signal diversification through combinatorial ligand-receptor interactions. FEBS Lett 1997; 410: 83–86. 34. Mansour SJ, Matten WT, Hermann AS et al. Transformation of mammalian cells by constitutively active MAP kinase. Science 1994; 265: 966–970. 35. Carraway KL, Soltoff SP, Diamonti AJ et al. Heregulin stimulates mitogenesis and phosphatidylinositol-3 kinase in mouse fibroblasts transfected with erbB2/neu and erbB3. J Biol Chem 1995; 270: 7111–7116. 36. Muthuswamy SK, Siegel PM, Dankort DL et al. Mammary tumors expressing the neu proto-oncogene possess elevated c-Src tyrosine kinase activity. Mol Cell Biol 1994; 14: 735–743. 37. Hynes NE, Stern DF. The biology of erbB-2/neu/HER-2 and its role in cancer. Biochim Biophys Acta 1994; 1198: 165–184. 38. Di Fiore PP, Pierce JH, Fleming TP et al. Overexpression of the human EGF receptor confers and EGF-dependent transformed phenotype to HIH 3T3 cells. Cell 1987; 51: 1063–1070. 39. Di Fiore PP, Pierce JH, Kraus MH et al. ErbB-2 is a potent oncogen when overexpressed in NIH/3T3 cells. Science 1987; 237: 178–182. 40. Hudziak RM, Schlessinger J, Ullrich A. Increased expression of the putative growth factor receptor p185HER2 causes transformation and tumorigenesis of HIH 3T3 cells. Proc Natl Acad Sci USA 1987; 84: 7159–7163.

1704 62. Bianco AR, De Laurentiis M, Carlomagno C et al. HER2 overexpression predicts adjuvant tamoxifen (TAM) failure for early breast cancer (EBC): complete data at 20 yr of the Naples GUN randomized trial. Proc Am Soc Clin Oncol 2000; 19: 75a (Abstr 289). 63. Elledge RM, Green S, Ciocca D et al. HER-2 expression and response to tamoxifen in estrogen receptor-positive breast cancer: a Southwest Oncology Group study. Clin Cancer Res 1998; 4: 7–12. 64. Berry DA, Muss HB, Thor AD et al. HER-2/neu and p53 expression versus tamoxifen resistance in estrogen receptor-positive, node positive breast cancer. J Clin Oncol 2000; 18: 3471–3479. 65. Piccart MJ, Di Leo A, Hamilton A. HER2: a ‘predictive factor’ ready to use in the daily management of breast cancer patients? Eur J Cancer 2000; 36: 1755–1761. 66. Ellis MJ, Coop A, Singh B et al. Letrozole is more effective neoadjuvant endocrine therapy than tamoxifen for ErbB-1- and/or ErbB-2-positive, estrogen receptor-positive primary breast cancer: evidence from a phase III randomized trial. J Clin Oncol 2001; 19: 3808–3816. 67. Ali SM, Leitzel K, Demers L et al. Predictive factors and response to letrozole vs. tamoxifen. Breast Cancer Res Treat 2002; 76: S32 (Abstr 14). 68. Colomer R, Llombart A, Ramos M et al. Serum HER-2 ECD and the efficacy of letrozole in ER+/PR+ metastatic breast cancer: preliminary results of a prospective study. Breast Cancer Res Treat 2001; 69: 242 (Abstr 223). 69. Love RR, Ba Duc N, Havighurst TC et al. HER-2/neu overexpression and response to oophorectomy plus tamoxifen adjuvant therapy in estrogen receptor-positive premenopausal women with operable breast cancer. J Clin Oncol 2003; 21: 453–457. 70. Kunisue H, Kurebayashi J, Otsuki T et al. Anti-HER2 antibody enhances the growth inhibitor effect of anti-oestrogen on breast cancer cells expressing both oestrogen receptors and HER2. Br J Cancer 2000; 82: 46–51. 71. Witters LM, Kumar R, Chinchilli VM et al. Enhanced antiproliferative activity of the combination of tamoxifen plus HER2-neu antibody. Breast Cancer Res Treat 1997; 42: 1–5. 72. Bolton MG, Murphy M, Cobleigh M et al. on behalf of the Herceptin Multinational Investigator Study Group. Estrogen receptor (ER) status in the Herceptin® (trastuzumab) clinical trials: incidence and relation to clinical benefit. Proc Am Soc Clin Oncol 2001; 20: 44a (Abstr 172). 73. Nicholson BP. Ongoing and planned trials of hormonal therapy and trastuzumab. Semin Oncol 2000; 27 (Suppl 11): 33–37. 74. Assikis VJ, Buzdar A. Recent advances in aromatase inhibitor therapy for breast cancer. Semin Oncol 2002; 29 (Suppl 11): 120–128. 75. MacGregor JI, Jordan VJ. Basic guide to the mechanisms of antiestrogen action. Pharmacol Rev 1998; 50: 151–196. 76. Nicholson S, Wright C, Sainsbury JR et al. Epidermal growth factor receptor as a marker for poor prognosis in node-negative breast cancer patients: neu and tamoxifen failure. J Steroid Biochem Mol Biol 1990; 37: 811–814. 77. Wright C, Nicholson S, Angus B et al. Relationship between c-erbB-2 protein product expression and response to endocrine therapy in advanced breast cancer. Br J Cancer 1992; 65: 118–121. 78. Leitzel K, Teramoto Y, Konrad K et al. Elevated serum c-erbB2 antigen levels and decreased response to hormone therapy of breast cancer. J Clin Oncol 1995; 13: 1129–1135. 79. Yamauchi H, O’Neill A, Gleman R et al. Prediction of response to antiestrogen therapy in advanced breast cancer patients by pretreatment circulating levels of extracellular domain of the HER2/neu protein. J Clin Oncol 1997; 15: 2518–2525. 80. Houston SJ, Plunkett TA, Barnes DM et al. Overexpression of c-erbB2 is an independent marker of resistance to endocrine therapy in advanced breast cancer. Br J Cancer 1999; 79: 1220–1226.

Downloaded from http://annonc.oxfordjournals.org/ at University of Bath, Library on June 19, 2015

41. Slamon DJ, Godolphin W, Jones LA et al. Studies of the HER2/neu protooncogene in human breast and ovarian cancer. Science 1989; 244: 707–712. 42. Cross M, Dexter TM. Growth factors in development, transformation, and tumorigenesis. Cell 1991; 64: 271–280. 43. Drebin JA, Link VC, Greene MI. Monoclonal antibodies reactive with distinct domains of the neu oncogene-encoded p185 molecule exert synergistic anti-tumour effects in vivo. Oncogene 1988; 2: 273–277. 44. Drebin JA, Link VC, Greene MI. Monoclonal antibodies specific for the neu oncogene product mediate anti-tumour effects in vivo. Oncogene 1988; 2: 387–394. 45. Vogel CL, Cobleigh MA, Tripathy D et al. Efficacy and safety of trastuzumab as a single agent in first-line treatment of HER2-overexpressing metastatic breast cancer. J Clin Oncol 2002; 20: 719–726. 46. Baselga J. Herceptin® alone or in combination with chemotherapy for the treatment of HER2-positive metastatic breast cancer: pivotal trials. Oncology 2001; 61 (Suppl 2): 14–21. 47. Seidman A, Hudis C, Pierri MK et al. Cardiac dysfunction in the trastuzumab clinical trials experience. J Clin Oncol 2002; 20: 1215–1221. 48. Read LD, Keith D Jr, Slamon DJ et al. Hormonal modulation of HER-2/ neu proto-oncogene messenger ribonucleic acid and p185 protein expression in human breast cancer cell lines. Cancer Res 1990; 50: 3947–3954. 49. Dati C, Antoniotti S, Taverna D et al. Inhibition of c-erbB-2 oncogene expression by estrogens in human breast cancer cells. Oncogene 1990; 5: 1001–1006. 50. Antoniotti S, Maggiora P, Dati C et al. Tamoxifen upregulates c-erbB-2 transcription in oestrogen-responsive breast cancer cells in vitro. Eur J Cancer 1992; 28: 318–321. 51. Pietras RJ, Arboleda J, Reese DM et al. HER2 tyrosine kinase pathway targets estrogen receptor and promotes hormone-independent growth in human breast cancer cells. Oncogene 1995; 10: 2435–2446. 52. Benz CC, Scott GK, Sarup JC et al. Estrogen-dependent, tamoxifenresistant tumorigenic growth of MCF-7 cells, transfected with HER2/neu. Breast Cancer Res Treat 1992; 24: 85–95. 53. Kato S, Endoh H, Masuhiro Y et al. Activation of the estrogen receptor through phosphorylation by mitogen-activated protein kinase. Science 1995; 270: 1491–1494. 54. Bunone G, Briand PA, Miksicek RJ et al. Activation of the unliganded estrogen receptor by EGF involves the MAPKinase pathway and direct phosphorylation. EMBO J 1996; 15: 2174–2183. 55. Chung YL, Sheu ML, Yang SC et al. Resistance to tamoxifen-induced apoptosis is associated with direct interaction between HER2/neu and cell membrane estrogen receptor in breast cancer. Int J Cancer 2002; 97: 306–312. 56. Kurokawa H, Lenferink AE, Simpson JF et al. Inhibition of HER2/neu (erbB-2) and mitogen-activated protein kinases enhances tamoxifen action against HER2-overexpressing, tamoxifen-resistant breast cancer cells. Cancer Res 2000; 60: 5887–5894. 57. Benshushan A, Brzezinski A. Hormonal manipulations and breast cancer. Obstet Gynecol Surv 2002; 57: 314–323. 58. Lee H, Jiang F, Wang Q et al. MEKK1 activation of human estrogen receptor α and stimulation of the agonistic activity of 4-hydroxytamoxifen in endometrial and ovarian cancer cells. Mol Endocrinol 2000; 14: 1882–1896. 59. Kurokawa H, Arteaga CL. Inhibition of erbB receptor (HER) tyrosine kinases as a strategy to abrogate antiestrogen resistance in human breast cancer. Clin Cancer Res 2001; 7 (Suppl 12): 4436s–4442s. 60. Giai M, Roagna R, Ponzone R et al. Prognostic and predictive relevance of c-erbB-2 and ras expression in node positive and negative breast cancer. Anticancer Res 1994; 14: 1441–1450. 61. Stal O, Borg A, Ferno M et al. ErbB2 status and the benefit from two or five years of adjuvant tamoxifen in postmenopausal early stage breast cancer. Ann Oncol 2000; 11: 1545–1550.