Design and optimization of the levulinic acid recovery process from lignocellulosic biomass

Design and optimization of the levulinic acid recovery process from lignocellulosic biomass

Accepted Manuscript Title: Design and Optimization of the Levulinic Acid Recovery Process from Lignocellulosic Biomass Author: Le Cao Nhien Nguyen Van...

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Accepted Manuscript Title: Design and Optimization of the Levulinic Acid Recovery Process from Lignocellulosic Biomass Author: Le Cao Nhien Nguyen Van Duc Long Moonyong Lee PII: DOI: Reference:

S0263-8762(15)00365-2 http://dx.doi.org/doi:10.1016/j.cherd.2015.09.013 CHERD 2024

To appear in: Received date: Revised date: Accepted date:

18-6-2015 31-8-2015 17-9-2015

Please cite this article as: Nhien, L.C., Long, N.V.D., Lee, M.,Design and Optimization of the Levulinic Acid Recovery Process from Lignocellulosic Biomass, Chemical Engineering Research and Design (2015), http://dx.doi.org/10.1016/j.cherd.2015.09.013 This is a PDF file of an unedited manuscript that has been accepted for publication. As a service to our customers we are providing this early version of the manuscript. The manuscript will undergo copyediting, typesetting, and review of the resulting proof before it is published in its final form. Please note that during the production process errors may be discovered which could affect the content, and all legal disclaimers that apply to the journal pertain.

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Highlights 

An innovative TDWC-D was proposed to separate a heterogeneous azeotrope mixture.

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The TAC could be reduced by 28.1% by the innovative TDWC-D.

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Many benefits could be achieved by changing process sequence structure.

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A compact and energy efficient LA production process is proposed.

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Large potential for commercial LA production from lignocellulosic biomass

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Design and Optimization of the Levulinic Acid Recovery Process

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from Lignocellulosic Biomass

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Le Cao Nhien1, Nguyen Van Duc Long1 and Moonyong Lee*

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School of Chemical Engineering, Yeungnam University, Gyeongsan 712-749, South Korea

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Running title: Design and Optimization of the Levulinic Acid Recovery Process from

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Lignocellulosic Biomass

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Submitted to Chemical Engineering Research and Design Journal

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*

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Prof. Moonyong Lee

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Email: [email protected]

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Telephone: +82-53-810-2512

These two authors contributed equally to this work.

Correspondence concerning this article should be addressed to:

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Abstract Levulinic acid (LA), which is one of the top twelve value-added chemicals from biomass

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feedstock, has been recognized in a large number of applications. Nevertheless, its capability on an

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industrial scale has been limited by the high-cost of the raw materials and the lack of detailed process

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design. This paper reports the simulation, detailed design and optimization of an industrial process

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recovering LA from biomass, a renewable and inexpensive feedstock. The aqueous feed mixture from

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the acidic hydrolysis of biomass was fed to the separation process to recover LA as the main product,

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along with furfural and formic acid as valuable byproducts. Furfural was then used as an extracting

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solvent, resulting a significant decrease in total cost. Detailed analysis was conducted to assess the

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feasibility of the separation method. The purification process was intensified by applying an

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innovative top dividing wall column with a decanter configuration (TDWC-D). The response surface

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methodology (RSM), which allows the interactions between variables to be identified and quantified,

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was used to optimize the TDWC-D structure. The predictions by the RSM showed satisfactory

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agreement with the rigorous simulation results. The results showed that the innovative TDWC-D

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configuration could save up 16.4% and 20.6% of the overall energy requirements and total annual cost,

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respectively, compared to the conventional sequence.

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Keywords: Lignocellulosic Biomass; Levulinic Acid; Furfural; Energy Efficiency Improvement; Dividing Wall Column; Response Surface Methodology

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1. Introduction The dependence of the global economy on the utilization of mineral resources has increased in

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recent years, accounting for 80.9% of the total energy production in 2006 (Koh and Ghazoul, 2008).

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Nevertheless, these resources have many disadvantages, such as limited reserves, environmentally

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damaging and responsibility for global warming. Therefore, the interest of biomass, which is the only

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renewable resource of fixed carbon, has increased considerably. Biomass can not only produce

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conventional hydrocarbon liquids for transportation, but also petrochemical products (Huber et al.,

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2006, Petrus et al., 2006, Corma et al., 2007). Biofuels from biomass are viewed by many policy

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makers as a key to reduce the reliance on foreign oil, lowering the emissions of greenhouse gases and

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meeting the rural development goals (Koh and Ghazoul, 2008).

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Levulinic acid, which is recognized in a large number of applications, is listed as one of the top-

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twelve value-added chemicals from biomass in terms of its potential markets, its derivatives and the

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complexity of the synthetic pathways (Werpy and Petersen, 2004). This compound has frequently

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been suggested to be a starting material for the production of many industrial and pharmaceutical

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compounds, such as methyltetrahydrofuran, delta aminolevulinic acid, ethyl levulinate and diphenolic

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acid. In particular, with MTHF applications only, LA manufacturers could face the potential demand

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of more than 20,000 kilotons by 2020 (Grand View Research, 2014). Nevertheless, the capability of

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this process on an industrial scale has been limited by the expensive raw materials and energy-

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intensive processes (Seibert, 2010).

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Several processes have been used to produce LA from an inexpensive feedstock, lignocellulosic

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biomass. Dunlop and Wells (1957) proposed the earliest continuous process for producing LA from

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corn cob waste. The aqueous feed mixture obtaining from acidic hydrolysis is introduced to an

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extractor to extract LA and then fed to a distillation column to produce pure LA. Ghorpade and Hanna

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(1999) presented the LA process based on the reactive extrusion from corn starch. These two

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processes only considered LA as a product. Recently, Sadhukhan et al. (2014) presented a good

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example of a LA production process from corn cob, which considered both the reaction and separation

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stages. Seibert (2010) reported a process that uses furfural to extract LA and formic acid from the 3 Page 3 of 40

acidic hydrolysis of biomass. The advantage of this process is the use of furfural, one of the products,

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as a solvent. Interestingly, these reports showed that a combination of an extractor and a series of

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distillation columns is used to purify LA, showing great potential to improve the energy efficiency,

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economic performance and environmental impact. Furthermore, none of the previous processes

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considered the detailed design methodology and advanced techniques in the case of commercial scale

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production. A comprehensive design by intensified configurations with economic evaluation is needed

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to expand the capacity to an industrial scale as well as to reduce the LA price and environmental

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impact.

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Many studies have examined the relative advantages of a dividing wall column (DWC) (as shown

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in Fig. 1) to improve the energy efficiency and reduce the consumption of utilities (Amminudin and

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Smith, 2001; Long and Lee, 2013a; Long and Lee, 2013b). These reports have shown that DWC

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systems can achieve energy savings of up to 30% over conventional direct and indirect distillation

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sequences (Kiss and Ignat, 2012; Long et al., 2013). This is because DWCs can allow reversible splits

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with no part of the separation being performed twice, which is the main contributor to their superior

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energy efficiency over other column configurations (Poth et al., 2004). Additional benefits arise from

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the fact that only one reboiler and condenser are involved instead of two reboilers and two condensers

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in a conventional distillation sequence (Premkumar and Rangaiah, 2009).

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To design and optimize DWC, Halvorsen and Skogestad (2003) proposed the use of a minimum

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vapor flow, or the so called Vmin diagram method, which is a graphical visualization of the minimum

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energy. On the other hand, it cannot be applied to the separation of azeotropic mixtures. Several

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rigorous methods have proposed, such as a sequential quadratic programming-based method

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implemented in Aspen Plus (Kiss and Suszwalak, 2012a), and a MILP approach based on the use of

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two superstructure levels (Caballero and Grossmann, 2014).

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Recently, Long and Lee (2012) reported a practical and efficient method based on the response

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surface methodology (RSM). The RSM is a general technique that is used for an empirical study of

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the relationships between the measured responses and independent input variables (Box and Wilson,

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1951). By allowing the interactions between variables to be identified and quantified, RSM can

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predict reliable results with a little computational effort. Therefore, it can be used to optimize the 4 Page 4 of 40

design and operation conditions of a process (Long and Lee, 2012). On the other hand, when the

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behavior of the function is highly nonlinear in terms of the design variables, the RSM encounters

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some difficulties in approximating the sufficient quality on the entire design space (Merval et al.,

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2006). The optimum may not be defined if the range of factors is too narrow or too wide. Furthermore,

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critical factors may not be defined or specified correctly. In the case of many factors, the problem

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becomes complex and the RSM cannot be predicted well.

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This paper proposes an economical and environmental process for producing LA from an

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inexpensive raw material, lignocellulosic biomass, along with the detailed design variables and

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operating conditions. The simulation work was conducted using the commercial simulator, Aspen Plus.

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A range of sequences and intensified configurations applying TDWC-D are presented with respect to

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their energy consumption and economic performance. Furthermore, the RSM was used to optimize

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the structure of the proposed TDWC-D.

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2. LA separation process

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2.1. Separation feasibility

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The feed mixture considered was obtained from the acidic hydrolysis process of biomass and was

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an aqueous solution containing LA, furfural, formic acid, and water. The typical concentrations of the

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mixture ranged from 3 to 8 wt. % LA, from 1 to 5 wt. % furfural, from 1 to 5 wt. % formic acid, and

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the balance being water (Reunanen et al. 2013). With this component mixture, although LA did not

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form an azeotrope with the other components, two azeotrope mixtures still formed. Fig. 2 shows a

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ternary diagram for the furfural-water-formic acid system. As shown in this figure, the water-furfural

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mixture has a minimum-boiling heterogeneous azeotrope with a composition of 64.5 wt.% furfural at

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97.8 oC. Another maximum-boiling homogeneous azeotrope forms between formic acid and water

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with a higher azeotropic temperature of 106.8 oC. In that ternary map, there are two distillation

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regions divided by the distillation boundary.

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Fig. 3 presents a simplified feasible flow sheet for producing LA from lignocellulosic biomass

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(Seibert, 2010). The conventional process sequence consists of one extractor and three distillation

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columns. The feed mixture and the furfural solvent are introduced into the extractor (EX) to generate 5 Page 5 of 40

a water-rich phase as the top stream and a solvent-rich phase containing mainly furfural, LA and

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formic acid as the bottom stream. The furfural-rich stream is then fed to the first distillation column

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(C1) to collect LA as the bottom stream product, whereas the distillate contains furfural, formic acid

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and water, which are introduced into the second distillation column (C2). The function of C2 is to

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separate the inlet into furfural, formic acid as the bottom stream and a light boiling furfural-water

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azeotropic mixture as the top stream. The azeotropic mixture is then delivered to storage before being

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recycled back to the extractor. The bottom stream of C2 is then subjected to the third distillation

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column (C3) to recover the formic acid as the distillate product, and the furfural is collected as the

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bottom stream. The furfural solvent is recycled back to the extractor and reused as the extractant.

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All processes were performed using the simulator, Aspen Plus V8.6, with the NRTL–HOC

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(nonrandom two–liquid–Hayden – O’Connell) fluid package. The HOC equation of state as the vapor

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phase model and NRTL for the liquid phase were used to predict not only the vapor–liquid

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equilibrium but also the vapor–liquid–liquid equilibrium of these simulations. Dimerization affects

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the vapor–liquid equilibrium, vapor phase properties, density, and liquid phase properties. The HOC

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equation reliably predicts the solvation of polar compounds and the dimerization in the vapor phase

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that occurs with mixtures containing carboxylic acids (Aspen Technology, 2010). The binary pairs of

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the interaction parameters for LA were estimated using the UNIFAC model.

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2.2. Conventional distillation sequence (CS)

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The LA production rate considered in this study was 50 kilotons per year with a commercial purity

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of 98 wt.% (Hayes et al., 2008). The furfural reused as a solvent was kept at 99.9 wt.% purity while

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the purity of the formic acid product was 85 wt.%, which is considered the industry standard and

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accounting for the major portion of the global demand (Burke, 2013). Table 1 lists the feed

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composition, temperature and pressure used in this process.

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In this study, the CS was designed and optimized first for a fair comparison with the other

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proposed optimized sequences (Fig. 3). In this process, the component recoveries depend mainly on

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the efficiency of the extractor or the extraction solvent efficiency. This means that solvent selection is

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the key in this process. Although formic acid recovery is quite low when selecting furfural as a

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solvent, there is some trade-off between the total process cost and the formic acid recovery. Note that 6 Page 6 of 40

furfural is one of the products and more effective in the recovery of LA and formic acid than other

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solvents, such as methyl isobutyl ketone and isopropyl acetate (Seibert, 2010). In the extractor, the

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recovery of LA, formic acid and furfural also increase with increasing extracting solvent/feed ratio but

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more water appears in the furfural-rich phase. In this study, a solvent/feed ratio of 1.2 : 1 was selected

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to obtain 97 wt.% LA recovery. Table 2 lists the conditions and product specifications for each column

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in the conventional column sequences. Note that high pressure (HP) steam is used in the first column

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while medium pressure (MP) steam is used in the second and third columns. The rigorous simulation

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results showed that the energy requirements of C1, C2 and C3 were 22,930, 4,250 and 3,770 kW,

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respectively.

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3. Proposed sequences

This section proposes the different configurations to separate LA and co-products. The results were

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then compared in terms of the energy requirement and total annual cost while obtaining the same

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requirements of productivity, recovery and purity. The column diameters were determined using the

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column flooding conditions that fix the upper limit of the vapor velocity. The operating velocity is

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normally between 70 and 90% of the flooding velocity (Premkumar and Rangaiah, 2009). In this

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study, all columns were designed with a load near 85% of the load at the flooding point to prevent

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flooding in the columns. The capital costs were calculated based on Guthrie’s modular method

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(Biegler et al., 1997). Table 3 lists the utility cost data used in this study. The 10 year-plant lifetime

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was used to calculate the total annual cost (TAC).

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All conventional columns were optimized with the number of trays and the feed location as the

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main variables for maximizing total annual cost saving (Fig. 4). Fig. 5 shows one optimization case of

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the C3 in the conventional sequence. In TDWC-D optimization, after a preliminary design, the main

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variables, such as the internal vapor flow to the prefractionator (FV), and the number of trays in the

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top (N1), bottom (N2) and feed rectifying (N3) sections were then optimized. The aim of the

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optimization was to maximize the TAC savings. The optimization was constrained by the product

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purities and recoveries.

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Max(%TAC saving)  f ( N1, N 2, N 3, FV )

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A Box−Behnken design was used under the response surface methodology to determine how the

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variables interact and to optimize the system in terms of the TAC saving. Box and Behnken (1960)

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proposed some three-level designs for fitting the response surfaces. These designs are formed by

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combining 2k factorials with incomplete block designs. The resulting designs are generally very

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efficient in terms of the number of required runs, and they are either rotatable or nearly rotatable.

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Rotability is a very important property in the selection of the RSM. Because the purpose of the RSM

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is optimization and the location of the optimum is unknown prior to running the experiment or

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simulation, it makes sense to use a design that provides equal estimation precision in all directions

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(Montgomery, 2001). Note that the Box-Behnken design is a spherical design with all points lying on

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the sphere of the radius. In addition, the Box-Behnken design does not contain any points at the

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vertices of the cubic region created by the upper and lower limits for each variable. This could be

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advantageous when the points on the corners of the cube represent the factor-level combinations that

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are prohibitively expensive or impossible to test because of the physical process constraints. Moreover,

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the Box-Behnken designs often have fewer design points; they require less effort to run than central

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composite designs with the same number of factors (Minitab 16, 2010). After determining the

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preliminary ranges of the variables through single-factor testing, the simulation run data was fitted to

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a second-order polynomial model and the regression coefficients were obtained. The generalized

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second-order polynomial model used in the response surface analysis is as follows:

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(1)

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Y   0    i N i    ii N i2     ij N i N j   i j

(2)

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where Y is the predicted response, Ni are the uncoded or coded values of the variables, β0 is a constant,

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βi, βii, and βij are the coefficients of the linear, quadratic, and interactive terms, respectively, and ε is

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the error term. Minitab® software was used for response surface fitting to maximize the total annual

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cost savings.

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3.1. Improving conventional sequence by a decanter (CS-D)

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In the C2 of the conventional sequence, there was an amount of furfural loss (2,175 kg/hr) in the

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C2-top due to a heterogeneous azeotrope between water and furfural (see Fig. 6). As shown in Fig. 2,

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a significant liquid phase split envelope is clearly shown in the ternary diagram of the furfural-water-

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formic acid system so that a decanter can be applied to reduce the furfural loss and make the

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distillation more efficient. In particular, the decanter or gravity settling tank, are the simplest form of

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equipment used to separate liquid-liquid mixtures. Several studies have reported the benefits of a

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decanter in solving a heterogeneous azeotrope (Kiss and Suszwalak, 2012b; Wu et al., 2014). In this

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case, furfural and formic acid are collected as the bottom stream of the C2, while the binary

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heterogeneous azeotrope water-furfural is sent to the overhead of C2, which is then delivered to a

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condenser-decanter. Fig. 6 presents a flow sheet of the C2 integrated with a decanter. The azeotrope

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furfural-water on top of C2 is cooled and then split naturally into two liquid phases by the decanter,

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following the liquid-liquid equilibrium tie lines. The water-rich phase is designed to be totally

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delivered to storage while the organic phase, which contains mainly furfural, is refluxed back to C2.

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Fig. 7 shows the effects of temperature on the liquid-liquid separation in the decanter. In particular,

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the amount of furfural loss decreases with decreasing temperature of the inlet-decanter stream.

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Therefore, in the decanter design, the temperature of the C2-overhead is cooled to 60oC to make the

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separation in the decanter more efficient. As a result, integration of the decanter can not only save the

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energy requirements in the reboiler duty (2.39% of the C2 and C3), but also increase the furfural

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recovery. The amount of furfural loss in the C2-top stream was reduced from 2,175 kg/hr to 336 kg/hr,

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i.e. a decrease of 85% furfural loss compared to that in the column without a decanter.

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3.2. Intensifying conventional sequence by innovative TDWC-decanter (TDWC-D)

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In addition, to improve the energy efficiency in the columns, minimizing the number of columns is

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also crucial because it directly affects the overall economics and safety in a LA production process.

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DWC would be the best option to intensify the process for achieving both tasks simultaneously. In

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particular, an innovative TWDC-D was considered here to integrate the C2 and C3 to improve the

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energy efficiency and reduce the investment cost.

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After a preliminary design for TDWC-D, it was then optimized using the RSM. Table 4 lists the

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factors and levels used in the RSM based optimization. Fifteen simulations were run to optimize 3 9 Page 9 of 40

parameters of the TDWC-D structure. For each run, the internal vapor flow to the prefractionator was

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varied to maximize the TAC saving while obtaining the required product purity and recovery. Fig. 8

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presents a schematic diagram illustrating the optimized TDWC-D that replaces the columns, C2 and

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C3, of the CS sequence. The rigorous simulation results show that the optimized TDWC-D can save

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up 30.6 and 28.1% in terms of the operating cost and TAC, respectively, compared to the two columns,

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C2 and C3, of the base sequence. Compared to the whole CS sequence, the innovative configuration

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combining TDWC and a decanter can allow operating cost and TAC savings of 7.0% and 7.2%,

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respectively.

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3.3. Improving conventional sequence by changing sequence – proposed sequence (PS)

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Multicomponent mixtures can be separated by different distillation column sequences. Many

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studies have examined the optimal sequence of simple columns that do not involve heat integration

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(Nishida et al., 1981; Smith, 2005; Westerberg, 1985). The number of possible distillation sequences

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increases with increasing number of products (King, 1980). Interestingly, the “rule of thumb” is the

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most common method used for finding the optimal sequence of simple distillation columns (King,

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1980). The sequences that remove the lightest components alone one by one in the column overheads

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should be favored (Smith, 2005), i.e., favor the direct sequence. In addition, in the base case, the first

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distillation column C1 requires the largest amount of energy and highest level of steam (high pressure

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steam) compared to the other columns. This column is used to vaporize a large number of furfural and

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light components as well as purify LA, which has the highest boiling point (257 oC) compared to the

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other components, furfural (162 oC), formic acid (101 oC), water (100 oC). Based on the well-known

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heuristics for separation sequence synthesis, a proposed sequence for producing LA was used to

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enhance the energy efficiency (see Fig. 9).

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An aqueous mixture from the acidic hydrolysis reaction of biomass and the furfural solvent was

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fed to the extractor (P-EX) to generate a water-rich phase as the top stream and solvent-rich phase

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containing mainly furfural, LA and formic acid as the bottom stream. In contrast to the CS sequence,

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the bottom stream of P-EX was fed to the proposed C1 (P-C1), which delivered a light boiling

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azeotrope of furfural and water as the top stream, whereas the bottom stream contained formic acid,

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furfural and LA. The bottom of P-C1 was then introduced to the proposed C2 (P-C2) to collect formic 10 Page 10 of 40

acid as the distillate and the bottom stream comprising furfural and LA, which was subjected to the

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proposed C3 (P-C3). The role of P-C3 is to separate levulinic acid as the bottom product and furfural

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as the top product. Here, LA is recovered at the third column so the proposed sequence is called the

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direct sequence. Note that medium pressure steam was used on P-C1 and P-C2, whereas P-C3 used

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high pressure steam. The simulation results showed that the energy requirement in the reboiler using

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HP columns is reduced from 22,930 kW in C1 of the CS sequence to 13,850 KW in C3 of the PS

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sequence. As a result, the PS sequence that changes the order of the distillation columns can reduce

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the annual operating cost and TAC by up to 16.4 and 16.0%, respectively, compared to the base case.

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Note that these heuristics are not novel but they can be applied easily and efficiently, which leads to

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significant TAC savings in the LA process. This process is particularly interesting to many companies

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that prefer to use conventional columns.

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3.4. Improving the proposed sequence by decanter (PS-D)

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In the PS sequence, the main role of the first column (P-C1) is to remove water as much as

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possible. On the other hand, the minimum-boiling heterogeneous azeotrope mixture between furfural

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and water forms, causing a furfural loss of 3,196 kg/hr in the top of this column. Therefore, a decanter,

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which can split the liquid-liquid mixture naturally, can be integrated in this column as same as the

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second column in the base case to reduce the loss of furfural. Fig. 10 shows the simplified flow sheet

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of the P-C1 integrated with a decanter. To improve the separation efficiency in decanter, the overhead

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of P-C1 was cooled to 60 oC before being introduced to the decanter. Not only can the furfural loss be

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reduced by up to 87.9%, but also the amount of water removed increases from 2,960 kg/hr to 3,157

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kg/hr, which is comparable to the column without a decanter. The simulation results showed that not

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only can the energy requirement in the reboiler duty in P-C1-D column be reduced slightly (1.7%),

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but there is also less furfural loss compared to the column without a decanter.

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3.5. Intensifying proposed sequence with innovative TDWC-D (PS-TDWC-D)

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In the CS sequence, although the C1 requires most energy, however, TDWC-D can only be used to

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replace the C2 and C3. On the other hand, in the PS sequence, both the P-C1 and P-C3 are energy-

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intensive columns so that intensification either the P-C1 or P-C3 can bring more benefit. In particular,

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to intensify the proposed conventional sequence, the TDWC was used to integrate the first two 11 Page 11 of 40

columns. To optimize the TDWC-D, some preliminary simulation runs were carried out to determine

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the main optimizing variables and their levels. Corresponding to the changes in the factor value, the

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response values (TAC saving) were recorded. The presence of curvature suggests that the simulation

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region is close to the optimum. Table 4 lists the factors and levels used in the RSM-based optimization.

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The TDWC-D parameters were optimized over 15 simulation runs. For each run, the internal vapor

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flow to the prefractionator was varied to maximize the TAC savings while obtaining the required

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product purity and recovery. Fig. 11 presents a contour plot of the interactions between the design

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variables N1, N2 and N3. In each case, the one remaining parameter was set automatically as its

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center point value by the software. The resulting second-order polynomial model was as follows:

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an

Y  10.3743  5.44663N1  3.99257N2  4.11248N3  3.01056N12

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5.15933N22  1.55725N32  1.20847N1N2  1.96654N1N3  0.582208300 N2 N3

(3)

As shown in Fig. 12, the TAC saving was predicted to be highest (15.3%) with the coded levels of

302

the top section (N1), bottom section (N2) and feed rectifying section (N3) of 0.6970, 0.5152 and -

303

0.9798, respectively. The resulting determination coefficient was R2 = 95.7, which indicates that the

304

model is suitable for prediction within the range of simulated variables. The natural values of the

305

variables can be derived from the coded levels. Recycling of the vapor was then optimized to

306

maximize the TAC savings while achieving the product purity requirements and recovery. Fig. 13

307

compares the three-dimensional response surface plots of the interaction between N1 and N2

308

evaluated by the RSM and by rigorous simulation. The figure shows that the three-dimensional

309

response surface plots by the RSM are similar to the actual ones. Fig. 14 shows a schematic diagram

310

illustrating the optimal TDWC-D from the conventional sequence. The TDWC-D combining a

311

decanter, which can increase the furfural recovery and improve the heterogeneous azeotrope

312

separation, with a TDWC, which can reduce energy requirement and TAC, can bring many benefits in

313

terms of energy saving and cost reduction. The simulation showed that the TDWC-D can save up to

314

13.2% in terms of the TAC compared to the C2 and C3 of the conventional sequence. This rigorous

315

simulation agreed well with the predicted value (15.3%). In addition, using a TDWC-D could save

316

15.4% of the energy requirements in terms of the reboiler duty compared to P-C1 and P-C2 of the PS

317

sequence.

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12 Page 12 of 40

318

Table 5 summarizes the key results, while Fig. 15 conveniently illustrates the annual operating cost

319

and TAC for all configurations considered. The results suggest that the TDWC-D can be applied

320

efficiently to improve the distillation processes while requiring less TAC and energy.

322

ip t

321

4. Conclusions

A levulinic acid recovery process from abundant and inexpensive lignocellulosic biomass was

324

designed and optimized to be more energy-efficient. This process was then intensified efficiently

325

using an innovative TDWC-D. After a preliminary design, the TDWC-D structure was then optimized

326

and implemented simply and efficiently by the RSM using Aspen Plus and Minitab. The simulated

327

results were in good agreement with the predicted values. The use of innovative TDWC-D can have

328

many benefits, such as increasing the furfural recovery, increasing the separation efficiency and

329

decreasing the TAC significantly. The incorporation of a decanter into the TDWC is a very attractive

330

option for improving the separation efficiency and energy savings, especially for the separation of

331

heterogeneous azeotrope mixtures. The proposed sequence including TDWC-D showed 21.6% and

332

20.6% decreases in the energy requirement and TAC, respectively, compared to a conventional

333

column sequence. Based on these results, the use of TDWC-D for LA production, which has the

334

limitations in commercial scale of existing processes currently, is technically feasible and particularly

335

interesting in constructing a new Levulinic plant. The process compactness is an additional benefit

336

from TDWC-D applications.

338 339

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337

cr

323

Acknowledgments

The authors wish to acknowledge the financial support from the R&D Convergence Program of

340

NST (National Research Council of Science & Technology) of Republic of Korea and KITECH

341

(Korea Institute of Industrial Technology) (ES150001).

342 343

Appendix. Column cost correlations

344

a. Capital cost: Guthrie’s modular method was applied (Biegler et al., 1997). The investment cost for

345

conventional distillation is the total cost of the column and auxiliary equipment, such as reboilers and 13 Page 13 of 40

346

condensers. For the DWC, it includes the additional dividing wall cost. In this study, the Chemical

347

Engineering Plant Cost Index of 585.7 (2011) was used for cost updating. Tray stack = (N-1) × tray spacing

(4)

349

Total height = tray stack + extra feed space + Disengagement + skirt height

(5)

350

Updated bare module cost (BMC) = UF × BC × (MPF+MF-1)

(6)

present cos t index ba secos t index

BC is the bare cost, for vessels: BC  BC0  (

353

For the heat exchanger: BC  BC0  (

354

Area of the heat exchanger, A 

(8)

(9)

(10)

M

Q U T

A  ) A0

L  D )  ( ) L0 D0

cr

352

(7)

us

where UF is the update factor: UF 

an

351

ip t

348

where MPF is the material and pressure factor; MF is the module factor (typical value), which is

356

affected by the base cost. D, L and A are the diameter, length and area, respectively.

d

355

Updated bare module cost for the tray stack (BMC) = UF × BC × MPF

358

The material and pressure factor: MPF = Fm + Fs + Fm

360

b. Operating cost (Op):

Ac ce p

359

te

357

Op =Csteam + CCW

361

where Csteam is the cost of the steam and CCW is the cost of cooling water.

362

c. Total annual cost (TAC) (Smith, 2005)

363

TAC  capitalcost 

364

where i is the fractional interest rate per year and n is the number of years.

i (1  i )n  Op (1  i)n  1

(11) (12)

(13)

(14)

365 366

References

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Amminudin, K.A., Smith, R., 2001. Design and Optimization of Fully Thermally Coupled Distillation

368

Columns: Part 2: Application of Dividing Wall Columns in Retrofit. Chem. Eng. Res. Des. 79,

369

716-724. Aspen Technology, 2010. Aspen Plus: User guide, Vol. 1 & 2.

371

Biegler, L.T., Grossmann, I.E. and Westerberg, A.W., 1997. Systematic methods of chemical process

375 376

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374

Box, G.E.P., Behnken, D.W., 1960. Some New Three Level Designs for the Study of Quantitative Variables, Technometrics 2, 455-476.

us

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design. Prentice Hall Inc., New Jersey.

Box, G.E.P., Wilson, K.B., 1951. On the experimental attainment of optimum conditions. J Roy Stat Soc Series B 13, 1-45.

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Burke, R.A., 2013. Hazardous Materials Chemistry for Emergency Responders, third ed. CRC Press.

378

Caballero, J.A., Grossmann, I.E., 2014. Optimal synthesis of thermally coupled distillation sequences

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using a novel MILP approach, Comput. Chem. Eng. 61, 118-135. Corma, A., Iborra, S., Velty, A., 2007. Chemical Routes for the Transformation of Biomass into Chemicals, Chem. Rev. 107, 2411-2502.

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Dunlop, A.P.; Wells, P.A., 1957. Process for producing levulinic acid. US patent 2,813,900.

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Ghorpade, V.M.; Hanna, M.A., 1999. Method and apparatus for production of levulinic acid via

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reactive extrusion. US patent 5,859,263. Grand View Research, 2014. Levulinic Acid Market Analysis and Segment Forecasts to 2020, ISBN Code: 978-1-68038-068-2.

Halvorsen, I.J., Skogestad, S., 2003. Minimum energy consumption in multicomponent distillation. 2: Three-product Petlyuk arrangements, Ind. Eng. Chem. Res. 42, 605–615.

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Hayes, D.J., Fitzpatrick, S., Hayes, M.H.B., Ross, J.R.H., 2008. The Biofine Process – Production of

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Levulinic Acid, Furfural, and Formic Acid from Lignocellulosic Feedstocks, Biorefineries-

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Industrial Processes and Products. Wiley-VCH Verlag GmbH, 139-164.

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Huber, G.W., Iborra, S., Corma, A., 2006. Synthesis of Transportation Fuels from Biomass: Chemistry, Catalysts, and Engineering, Chem. Rev. 106, 4044-4098. King, C.J., 1980. Separation Processes, 2 ed. McGraw-Hill, New York. 15 Page 15 of 40

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Kiss, A.A. and D. J. P. C. Suszwalak, 2012b. Enhanced bioethanol dehydration by extractive and

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wall column, Comput. Chem. Eng. 38, 74-81.

azeotropic distillation in dividing-wall columns. Sep. Purif. Technol. 86(0), 70-78.

Koh, L.P., Ghazoul, J., 2008. Biofuels, biodiversity, and people: Understanding the conflicts and

cr

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Kiss, A.A., Suszwalak, D.J.-P.C., 2012a. Innovative dimethyl ether synthesis in a reactive dividing-

finding opportunities, Biol. Conserv. 141, 2450-2460.

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production – DWC makes it happen. Applied Energy 99, 146-153.

Long, N.V.D., Lee, M.Y., 2012. Dividing wall column structure design using response surface methodology. Comput. Chem. Eng. 37, 119-124.

an

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Kiss, A.A., Ignat, R.M., 2012. Enhanced methanol recovery and glycerol separation in biodiesel

Long, N.V.D., Lee, M.Y., 2013a. Optimal retrofit of a side stream column to a dividing wall column for energy efficiency maximization. Chem. Eng. Res. Des. 91, 2291-2298.

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Long, N.V.D., Lee, M.Y., 2013b. Design and optimization of heat integrated dividing wall columns

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for improved debutanizing and deisobutanizing fractionation of NGL. Korean J. Chem. Eng. 30,

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286-294.

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Long, N.V.D., Kwon, Y., Lee, M.Y., 2013. Design and optimization of thermally coupled distillation schemes for the trichlorosilane purification process. Appl. Therm. Eng. 59, 200-210.

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Merval, A., Samuelides, M., Grihon, S., 2006. Application of response surface methodology to

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stiffened panel optimization, 47th conference on AIAA/ASME/ASCE/AHS/ASC Structures,

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Structural Dynamics, and Materials Conference, Newport, Rhode Island.

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Minitab 16 Statistical Software, 2010. [Computer software]. State College, PA: Minitab, Inc. (www.minitab.com)

Montgomery, D.C., Design and Analysis of Experiments, 2001. 5th edition, John Wiley & Sons, New York, pp.427-510. Nishida, N., Stephanopoulos, G., Westerberg, A.W., 1981. A review of process synthesis. AIChE J. 27, 321-351. Petrus, L., Noordermeer, M. A., 2006. Biomass to Biofuels, A Chemical Perspective. Green Chem. 8, 861-867. 16 Page 16 of 40

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Premkumar, R., Rangaiah, G.P., 2009. Retrofitting conventional column systems to dividing-Wall Columns. Chem. Eng. Res. Des. 87, 47-60. Reunanen, J., Oinas, P., Nissinen, T., 2013. A process for recovery of formic acid, US Patent

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Ing. Tech. 76, 1811-1814.

8,530,695 B2.

Turton, R., Bailie, R.C., Wallace, B.W., Joseph, A.S., Debangsu, B., 2012. Analysis, Synthesis, and

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Poth, N., Stichlmair, J., Brusis, D., 2004. Minimaler Energiebedarf von Trennwandkolonnen. Chem.

Design of Chemical Processes, fourth ed. Prentice Hall.

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Sadhukhan, J., Siew N.K., Martinez, E.H., 2014. Biorefineries and Chemical Processes, Design, Integration and Sustainability Analysis, first ed. John Wiley & Sons, United Kingdom.

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Seibert, F., 2010. A method of recovering levulinic acid. WIPO patent, WO/2010/030617 A1.

434

Smith, R., 2005. Chemical Process Design and Integration, John Wiley & Son, West Sussex, England.

435

Westerberg, A.W., 1985. The synthesis of distillation-based separation systems. Comput. Chem. Eng.

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9, 421-429.

Werpy, T., Petersen, G., 2004. Top Value Added Chemicals from Biomass Volume I—Results of

438

Screening for Potential Candidates from Sugars and Synthesis Gas, National Renewable Energy

439

Laboratory (NREL).

441 442

te

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440

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437

Wu, Y.C., et al., 2014. Energy-Saving Dividing-Wall Column Design and Control for Heterogeneous Azeotropic Distillation Systems. Ind. Eng. Chem. Res. 53(4), 1537-1552.

17 Page 17 of 40

442 443

List of Figures

445

Fig. 1. Dividing wall columns (DWCs): (a) conventional DWC; (b) top DWC; (c) bottom DWC.

446

Fig. 2. Ternary diagram for the furfural-water-formic acid system (mass basis).

447

Fig. 3. Schematic diagram of the optimal conventional sequence for producing LA from biomass.

448

Fig. 4. Flowsheet of the optimization procedure for a single distillation column.

449

Fig. 5. TAC saving plots for the C3 of the conventional sequence

450

Fig. 6. Schematic diagram of the C2 of the CS integrated with a decanter.

451

Fig. 7. Effect of temperature on furfural loss in the water-rich stream of the C2-decanter.

452

Fig. 8. Schematic diagram of the innovative TDWC-D.

453

Fig. 9. Schematic diagram of the proposed conventional sequence for producing LA from

cr

us

an

M

454

ip t

444

biomass.

Fig. 10. Schematic diagram of the proposed conventional sequence integrated a decanter.

456

Fig. 11. Contour plots of the interactions between the top section (N1), bottom section (N2) and

te

457

d

455

feed rectifying section (N3).

Fig. 12. Optimization plot by the RSM from Minitab.

459

Fig. 13. Three-dimensional response surface plots of the interaction between N1 and N2

460

Ac ce p

458

predicted by the RSM (a) and by the rigorous simulation (b).

461

Fig. 14. Schematic diagram of the proposed sequence intensified by the innovative TDWC-D.

462

Fig. 15. Comparison of the different LA recovery processes in terms of the annual operating cost

463

and TAC.

18 Page 18 of 40

M

an

us

cr

ip t

464

465

d te

467

Fig. 1. Dividing wall columns (DWCs): (a) conventional DWC; (b) top DWC; (c) bottom DWC.

Ac ce p

466

19 Page 19 of 40

467

470 471

Ac ce p

469

te

d

M

an

us

cr

ip t

468

Fig. 2. Ternary diagram for the furfural-water-formic acid system (mass basis).

20 Page 20 of 40

us

cr

ip t

471

472 473

Fig. 3. Schematic diagram of the optimal conventional sequence for producing LA from biomass.

Ac ce p

te

d

M

an

474

21 Page 21 of 40

M

an

us

cr

ip t

474

475

te

d

Fig. 4. Flowsheet of the optimization procedure for a single distillation column.

Ac ce p

476

22 Page 22 of 40

477 b)

478

us

cr

ip t

a)

Fig. 5. TAC saving plots for the C3 of the conventional sequence

Ac ce p

te

d

M

an

479

23 Page 23 of 40

479

an

us

cr

ip t

480

481 482

Fig. 6. Schematic diagram of the C2 of the CS integrated with a decanter.

Ac ce p

te

d

M

483

24 Page 24 of 40

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cr

ip t

483

te

d

M

Fig. 7. Effect of temperature on furfural loss in the water-rich stream of the C2-decanter.

Ac ce p

485

an

484

25 Page 25 of 40

d

te

489

Fig. 8. Schematic diagram of the innovative TDWC-D.

Ac ce p

487 488

M

an

us

cr

ip t

486

26 Page 26 of 40

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cr

ip t

489 490

491

Fig. 9. Schematic diagram of the proposed conventional sequence for producing LA from

493

biomass.

an

492

Ac ce p

te

d

M

494

27 Page 27 of 40

Fig. 10. Schematic diagram of the proposed conventional sequence integrated a decanter.

an

495 496

us

cr

ip t

494

Ac ce p

te

d

M

497

28 Page 28 of 40

ip t cr us an M d 499

te

498

Fig. 11. Contour plots of the interactions between the top section (N1), bottom section (N2) and

Ac ce p

497

feed rectifying section (N3).

29 Page 29 of 40

ip t

500

Fig. 12. Optimization plot by the RSM from Minitab.

Ac ce p

te

d

M

an

504

us

503

cr

501 502

30 Page 30 of 40

504 a)

b)

8

0

1 0

N2

cr

TAC saving (%)

ip t

16

-1 0 1

N1

us

d

M

an

predicted by the RSM (a) and by the rigorous simulation (b).

te

506

Fig. 13. Three-dimensional response surface plots of the interaction between N1 and N2

Ac ce p

505

-1

31 Page 31 of 40

Fig. 14. Schematic diagram of the proposed sequence intensified by the innovative TDWC-D.

an

508 509

us

cr

ip t

507

Ac ce p

te

d

M

510

32 Page 32 of 40

an

us

cr

ip t

510

511

Fig. 15. Comparison of the different LA recovery processes in terms of the annual operating cost

513

and TAC.

Ac ce p

te

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M

512

33 Page 33 of 40

514

List of Tables

516

Table 1. Conditions of the feed mixture

517

Table 2. Design parameters of a conventional sequence for the production of LA from biomass

518

Table 3. Utilities cost data (Turton et al., 2012)

519

Table 4. Coded levels of the factors for TDWC variables of the CS sequence and PS sequence

520

Table 5. Comparison of the different structural alternatives for improving the performance of

cr

process for producing LA from biomass

us

521

ip t

515

522

an

523 524

M

525 526

530 531 532 533 534 535

te

529

Ac ce p

528

d

527

536 537 538 539 540

34 Page 34 of 40

541 542 543

Table 1. Conditions of the feed mixture

Component

Mass fraction (wt.%) 86%

Formic acid

3%

cr

Water

4%

us

Furfural Levulinic acid (LA)

7%

Temperature (oC)

an

25

Pressure (atm)

2 90,000

M

Mass flowrate (kg/hr)

Ac ce p

te

d

544 545

ip t

Feed conditions

35 Page 35 of 40

545 546

Table 2. Design parameters of a conventional sequence for the production of LA from biomass

547

C2

C3

22

27

28

Sieve

Sieve

Sieve

Column diameter (m)

3.6

1.7

Number of flow paths

1

1

Tray type

610

610

Max flooding (%)

87.83

Condenser duty (kW)

17,220

an

us

Tray spacing (mm)

Reboiler duty (kW)

1.8

cr

Number of trays

ip t

C1

22,930

1

610

80.36

85.93

2,699

3,694

4,250

3,770

M

Purity (mass fraction, wt.%)

Levulinic acid (LA)

549

85.0

Ac ce p

548

99.9

te

Formic acid

d

Furfural

98.0

36 Page 36 of 40

Table 3. Utilities cost data (Turton et al., 2012) Utility

Price ($/GJ)

Cooling water

0.35

Medium pressure steam

14.19

High pressure steam

17.70

cr

551

ip t

549 550

Ac ce p

te

d

M

an

us

552

37 Page 37 of 40

552

Table 4. Coded levels of the factors for TDWC variables of the CS sequence and PS sequence Case

Factor

Levels

Proposed sequence

Top section (N1)

22

Bottom section (N2)

5

Feed rectifying section (N3)

14

Top section (N1) Bottom section (N2)

30

10

15

18

22

18

22

26

2

6

10

13

17

20

an

Feed rectifying section (N3) 554

Ac ce p

te

d

M

555

1

26

us

Conventional sequence

0

cr

-1

ip t

553

38 Page 38 of 40

ip t cr

Annual operating cost (US $) Annual operating cost saving (%)

16,332,077

CS-D

PS

PS-D

PS-TDWC-D

15,151,046

13,646,300

13,729,322

12,812,024

0.6%

7.2%

16.4%

15.9%

21.6%

17,308,411

17,214,679

16,103,366

14,541,721

14,640,722

13,736,949

-

0.5%

7.0%

16.0%

15.4%

20.6%

-

Ac

ce pt

Total annual cost saving (%)

CS-TDWC-D

16,234,472

ed

Total annual cost (US $)

CS

M an

Structural Alternative

us

Table 5. Comparison of the different structural alternatives for improving the performance of process for producing LA from biomass

40 Page 39 of 40

Ac

ce

pt

ed

M

an

us

cr

i

Graphical Abstract (for review)

Page 40 of 40