Diffraction and microscopy studies of the atomic structure of grain boundaries

Diffraction and microscopy studies of the atomic structure of grain boundaries

Ultramicroscopy North-Holland, 14 (1984) 11-26 Amsterdam DIFFRACTION BOUNDARIES P. LAMARRE, Department Received AND MICROSCOPY F. SCHMUCKLE, of M...

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Ultramicroscopy North-Holland,

14 (1984) 11-26 Amsterdam

DIFFRACTION BOUNDARIES P. LAMARRE, Department Received

AND MICROSCOPY

F. SCHMUCKLE,

of Materials 11 January

11

STUDIES

OF THE ATOMIC

K. SICKAFUS

Science and Engineering,

STRUCTURE

OF GRAIN

and S.L. SASS

Cornell University, Ithaca, New York 14853, USA

1984; received in final form 13 February

1984; presented

at Workshop

January

1984

The structure of grain boundaries and the influence of solute segregation on boundary structure were studied using diffraction and microscopy techniques. The determination of the projected atomic structure of a large angle [OOl] twist boundary by use of X-ray diffraction techniques was demonstrated. Using an electron diffraction technique it was shown that the local change in plane spacing at a large angle [OOl] twist boundary was dependent on the type of bond (ionic, metallic, covalent) in the material. It was shown that solute segregation causes a major change in the dislocation content of a small angle [OOl] twist boundary in Fe containing a small amount of Au. These observations are evidence for the occurrence of a two-dimensional phase transformation in the grain boundary. As a result of these studies, generalizations were made concerning the structure of large-angle twist boundaries and the influence of bond type on boundary structure.

1. Introduction In recent years a considerable amount of detailed information has been obtained about the structure of grain boundaries by the use of electron microscopy, electron diffraction, X-ray diffraction and computer modeling techniques. Many questions about grain boundary structure still remain to be answered. This paper will discuss some of the important questions that still remain and then describe experiments that attempt to provide answers. 1.1. What is the atomic grain boundaries?

structure

of large-angle

One of the important justifications for studies of grain boundary structure is that through knowledge of their structure it should be possible to understand how boundaries influence properties. As the first step in this process it is necessary to obtain detailed information on the atomic structure of grain boundaries. The boundaries that are good candidates for studies that can provide such information are tilt boundaries, using high resolution electron microscopy techniques [l], and twist

boundaries, using X-ray diffraction techniques. In section 2 of this paper the recent results [2] of an X-ray diffraction study of the projected atomic structure of a large angle [OOl] twist boundary in Au will be examined. 1.2. What is the influence of material and bond type on grain boundary structure? Computer modeling calculations of boundary structure in fee metals predict that the atomic structure should be influenced by the metal in which the boundary is present [3]. Recent observations show that the structures of the same boundary in Au and Ag are quite similar [4], in sharp disagreement with this prediction. The reasons for this disagreement are not understood at present. It seems reasonable to also predict that when the type of bonding in the material changes (e.g., from ionic, to metallic, to covalent) the grain boundary structure should change in a characteristic manner. In order to obtain information on the influence of bond type on boundary structure, the local variation in plane spacing normal to the same type boundary in materials with largely ionic, metallic and covalent type bonding was determined. The

0304-3991/84/$03.00 0 Elsevier Science Publishers B.V. (North-Holland Physics Publishing Division)

results of this study will be discussed of this paper. 1.3. What is the influence grain boundary structure?

in section

of solute segregation

3

on

It is frequently observed that solute atoms segregate to grain boundaries in alloy systems where there is limited solubility in the solid solution [5]. Auger spectroscopy has shown the presence of typically up to a monolayer of solute at internal interfaces in such systems where equilibrium segregation is important [6]. The practical consequence of such segregation is frequently the embrittlement of the grain boundary region, making it susceptible to fracture at relatively low stresses [7]. It is of considerable interest to learn how the presence of the solute changes the mechanical properties of the boundary. Is the solute changing the chemical bonding across the interface as suggested by Messmer and Briant [8], or is it changing the atomic structure, or perhaps both? In section 4 of this paper the question of whether the presence of solute at the boundary influences the structure of the boundary is addressed.

2. The projected atomic structure of the I= (8 = 36.9”) [OOl] twist boundary in gold 121 2.1. Introduction

5*

to diffraction from grain bounduries

In order to better understand the details of the experimental results of this section, it is useful to first examine the reciprocal lattice associated with the grain boundary. All of the X-ray diffraction observations were made on manufactured bicrystals (see ref. [9] for details), one of which is shown schematically with a small-angle twist boundary at its midplane in fig. la. The reciprocal lattice of this boundary is shown schematically in fig. lb, where the H and K axes lie parallel to the boundary, and the L axis is normal to the boundary plane. The reciprocal lattice is that of the coincidence site lattice (CSL) of the boundary (see ref. [9]). The periodic strain field associated with the * z‘ is the reciprocal

of the density

of coincidence

sites.

Fig. 1. (a) Bicrystal containing a small-angle [OOI] twit boundary with misorientation 0 at its midplane. (b) Schematic three-dimensional reciprocal lattice for the grain boundary m

(a).

grain boundary gives rise to extra reflections, which are shown in the form of reciprocal lattice rods (relrods) since the boundary is not periodic along the z-direction. Reflection intensities in the L = 0 plane are related to the structure of the boundary projected onto the boundary plane while the length of the relrods is related to the boundary thickness. The structural information discussed in this section comes from measurements made on the structure factors in the L = 0 plane (F,,,,,) while the information discussed in section 3 comes from the relrod profiles along the L direction. Since the amount of material at a grain boundary is quite small (equivalent to approximately one monolayer [lo]) the diffraction intensity is also quite low. In order to be able to detect scattering from the boundary region in a reasonable length of time, it is necessary to use high intensity X-ray sources. In previous work on high-angle twist boundaries in Au [9], when using a rotating anode X-ray generator operating at 9 to 10 kW, X-ray film exposures of 100 h were re-

P. Lamarre

et al. / Atomic

structure

of the unit cell

When determining the structure of a periodic object the first step is to determine the dimensions of the unit cell. In grain boundary studies performed on manufactured bicrystal specimens, the unit cell is that of the CSL which is expected to be fixed by the choice of the misorientation axis and angle, and the boundary plane. The second step is to determine the symmetry elements of the unit cell. Figs. 2a and 2b show top and side views, respectively, of the unit cell of the Z = 5 [OOl] twist boundary, with 2 atomic planes above and below the boundary plane. The structuree shown is

Ave

L

Unrelaxed

LO201

a

.

15

Iroo11

0

b

0.

0

.

*

13

in the coincidence site lattice (CSL) configuration; that is, the two crystals are not translated away from the coincidence position for fee structures. Following Bristowe and Cracker [ll], it is seen that this unit cell has the symmetry elements shown in fig. 2c. Any translation of one crystal with respect to the other, which is not a vector of the DSC lattice [12], will change the symmetry associated with the boundary structure. Figs. 2d and 2e show the symmetry elements of two high symmetry translated states characterized by DSC translations D,/2 and (0, + D,)/2, where D, and D2 are the orthogonal DSC basis vectors in the plane of the boundary [ll]). Other translations are possible, and for these cases the number of symmetry elements decreases. The symmetry of the unit cell can be determined from the experimentally observed structure factor rules. The structure factor rules for the three translation states shown in figs. 2c-2e) are given in table 1. A complication in this analysis arises for the D,/2 translation state, where the actual boundary structure could consist of a mixture of domains with the same translation state.

quired to obtain the desired diffraction patterns. Using synchrotron radiation for the same diffraction geometry, an exposure of a few hours was required to obtain diffraction patterns similar to those produced with the rotating anode generator. The X-ray diffraction experiments were carried out at the Cornell High Energy Synchrotron Source (CHESS). 2.2. The symmetry

of gram boundaries

0

0

B 0

*

.

+

AA 0

’ .

Ave

[200]

Perpendicular

n

In

the

Fig. 2. (a) Schematic

diagram of the unrelaxed

P = 5 primitive CSL unit cell projected

grain

and (e) (Dl + Dz)/2

translation

[OOl] twist boundaries

onto the grain boundary

shown. The symmetry

in fee crystals.

elements

grain

Four-fold

-

the same unit cell with two planes above and below the boundary

to

Two-fold

0

boundary

boundary axis axis

plane

Two-fold

his

Two-fold

screw

axis

plane. (b) Side view of

of (c) CSL, (d) D, /2

translation,

Table

1

Diffraction

symmetry

and structure

IFnKi.I= IFiriiz = lFm,I F l,M, = 0 if H is odd

factor

selection

rules

= IFHKLI = IFHKT.I = IFKHLI

FCj,, = 0 if K is odd n, /2

structure

IFIIKI.I = I~~~7.1= l5~i.l

= IFMKLI = I6,~r.l f IFKH/.I

FOKU = 0 if K is odd (D, + D,)/2

structure

IFHK,.I = I&XL No structure

= I~~KLI = IFHKLI = IF,,,zI = IFKH~ I

factor forbidden

reflections

but different orientations. For example, in different areas of the boundary the translation can be either D,/2 or D,/2, yielding two domains. In this case the scattering from the two domains will average together in such a way that there are no longer structure-factor-forbidden reflections and more symmetry is shown in the diffraction pattern than actually exists in any particular domain. The distinguishing difference between the CSL and all other configurations lies in those structure factor selection rules which are related to the presence of two-fold screw axes. For the CSL structure, F,,,, (H = odd) and FoKo (K = odd) must be zero, whereas for the (D, + D,)/2 translation or for a mixture of domains with D,/2 and D/2 translations, intensity can be present at these positions. The observations of Budai, Bristowe and Sass [2] shown in fig. 3 are consistent with the 2‘ = 5 unit cell being in the CSL configuration (untranslated state). The space group of this structure is P42;2 [13]. 2.3. The number

of independent

atoms

in the unit

cell

Once the symmetry has been established the next step is to determine the minimum number of atoms whose positions must be located in order to completely characterize the unit cell contents. By examination of fig. 2a it is seen that there are 5 atoms per plane, with the X. y positions off one atom per plane (at either l/2, l/2 or 0, 0) fixed by the translation state of the boundary. The remaining four atoms in the plane are symmetry-

related by the 4-fold axis. Thus it is necessary to locate 2 atoms per plane in order to locate all the atoms in the plane. If only the X, y positions are to be determined, then it is necessary to locate 1 atom per plane in order to locate all the atoms in the plane. It is also seen that the atoms in the upper and lower crystals are related by the two-fold screw axes lying in the interface plane. What this means is, if it is assumed that the grain boundary is 4 atomic layers thick, then in order to determine the atomic structure projected onto the boundary plane, it is necessary to determine the X, _pcoordinates of only 2 atoms (marked A, B in fig. 2a). Most of the experimental observations are in the L = 0 plane (see fig. 3) which contains information only on the x, y coordinates. Thus the study here is concerned with determining the projected boundary structure. The assumption that significant atomic displacements for a 2 = 5 boundary are limited to a region which is only 4 atomic layers thick (- 0.8 nm for Au) is based on both experimental and theoretical considerations. The thickness of the strained region for a 2 = 377 (0 = 23.8”) twist boundary in gold was experimentally determined to be - 0.8 nm [14]. The intensity profiles for relrods for a 2 = 5 (0 = 36.9O ) boundary were qualitatively observed to be broader, implying a smaller thickness for the strained region. For the B = 23.8’ case, the boundary thickness was in good agreement with the O-lattice spacing, d,, of 0.7 nm. This agreement is consistent with St. Venant’s principle [15]. For the 2 = 5 boundary, the O-lattice spacing is only 0.456 nm and a-narrower boundary region is expected. If the stresses decrease exponentially as exp( - 2rz/d,) [15], then the displacements at a distance z, corresponding to the third plane from the boundary, would be a factor of 275 times smaller than the displacements in the first plane. Thus the assumption that significant relaxations are restricted to a four-layer region in the vicinity of the boundary plane is quite reasonable. 2.4. The atomic positions

in the unit cell.

Following upon the conclusions of the previous section, the determination of the projected 2 = 5

P. Lamarre et al. / Atomic structure of grain boundaries

5

I=

5-

OBSERVATIONS

n

FCC

0

STRONG

15

6= 36.9”

REFLECTION 240,

GB

n

4202

4 -

0

MEDIUM

0

WEAK

A

ABSENT

GB GB

0

/ 3 -

0

0

n

A

A

4002 w

0

A

/ /

K 2 -

/

0

/

A

1 -

/

110,

n

&_A_-_---_

0 t

L

zoo*

m

A



-

_

-a

_

_

n

-“;“1_ _ _ _;;;F_+ 3i02

I

I

,

I

0

1

2

3

4

in the HKO

reciprocal

5

I

I

6

7

H Fig. 3. X-ray diffraction

observations

lattice plane for the Au I=

boundary structure proceeds by the standard reliability factor approach that has been used for crystal structure determinations [16]. In this method the x and y coordinates for the two independent atoms labelled A and B in fig. 2a are scanned in small increments over an area covering the range of atomic displacements which generate all possible grain boundary configurations. For each configuration the magnitudes of the structure factors are calculated and compared to the experimentally observed structure factors using the definition of the reliability factor, R, given below:

i where 5”” is the observed structure factor jth reflection, F,Ca’ the calculated structure

of the factor

5 [OOl] twist boundary.

of the jth reflection, and WI a weighting factor (0 < w, < 1). The set of xA, yA, xri, y, coordinates which leads to the smallest value for R provides the best fit to the diffraction observations. Thus the determination of the 2 = 5 structure becomes a search for minimum values for the function R(x,, y,, xr_,, ye). The observations in fig. 3 were put into a quantitative form for use in the reliability factor analysis (see table 1 of ref. [2]). The structure in fig. 4 which is based on the unit cell in fig. 2a was determined to have the smallest R. Examination of fig. 4 reveals several interesting points about the structure. Note that the displacement associated with atom A (first plane from the boundary) is much larger than the displacement associated with atom B (second plane from boundary). This rapid decrease in magnitude for the atomic displacements in planes away from the boundary is as expected for a large-angle boundary (see section 2.3). In order to understand the origin

B-----------q 9

I I

d

I

aa+-

I

i+

I I I

P A

P

I

4

4

A--w

I

I

1

9B

I O1 I

0

displacements associated with the structure generated by the diffraction analysis can be gained by examining fig. 5a, which shows six unrelaxed unit cells containing only the atoms in the first planes above and below the boundary. As mentioned earlier, the displacement of any “white” atom depends on a balance between the repulsive forces of the nearby “black” atoms and the restoring

I

d

a

I

.---_--_-.---------A--______&

&_-_-_-____-&

I

Fig. 4. Atomic displacements for the projected 2’= 5 CSL unit cell. This structure had the smallest R ( = 0.15).

IO

A

I I

*O I

IO

A

I I

of the displacements, consider the forces acting on atom A. The atoms in the lower crystal act to hold atom A in its undisplaced position in order to preserve fee stacking. The atoms in the upper crystal act to displace atom A, with the nearest atoms having the largest effect. In the unrelaxed configuration, atoms A and A, are 23% closer than the nearest neighbor distance in a perfect fee crystal. Thus the observation that in this structure these atoms move apart is physically quite reasonable. Examination of the boundary structure shows that it exhibits symmetry-related displacements which can be interpreted as local rotations about points of good match (called O-elements [12]). The degree of rotation is large ( - 20’ ). At this point, it is important to attempt to understand the 2 = 5 boundary structure in terms of more general physical concepts which may be applicable to other boundaries. The existence of rotational type displacements in grain boundaries was first recognized in connection with low-angle twist boundaries [17]. Here, the observed structure can be interpreted as local rotations about O-elements, of approximately 8/2, which produces large areas of near perfect crystal separated by narrow regions of misfit (lattice screw dislocations). Clearly if local rotations of about o/2 are to occur in large-angle boundaries then large atomic displacements must be involved. Such displacements were not found to occur in the X = 5 computer simulations [2] but are a result of the diffraction analysis, as can be seen in fig. 4. Further insight into the unique nature of the

O I

.I

0

A

0

O

1

I

IO ./

A

0

O1 A 0 0. ~________~________._-------A Unrelaxed

0

A

O1

I I

*O

.O

0

01 I

I I

I

IO I A A

.I

0

01

I I

I A

Ai

0

01 A A I I 0 I 0 ~--------~------_-*--------~ IO I A I I I

.O I

IO A

0

./ 01

A

b ~---__+-t-----+-t-----O--t

6 I I

A

A

h

& I

A

A

A

+

A

I

A

~~~~~~~~~~$__~~~_~__$__~___~_~~

0

I I

0 I

IA

A

0

O VA0

A

b O VA0

A

I

I

I

A A I I ~~~~~~___~__~_~~~_~~~~~~~~~~

I

O A

A



6 I

Relaxed

Unrelaxed

Fig. 5. (a) Projected unrelaxed z‘= 5 CSL unit cells contalmng only the atoms in the first planes above and below the grain boundary. (b) Projected relaxed E= 5 CSL unit cells determined by the diffraction analysis. (c) Illustrating the atomic configuration in the vicinity of a unit cell corner.

P. Lamarre

et al. / Atomic structure

force of the “white” single crystal. Fig. 5b shows the structure determined by the diffraction analysis. The “white” atoms are located approximately on the edges of the CSL unit cell, positions of special symmetry. It can be seen that the magnitudes of the displacements are such as to maximize the distance between the “white” and “black” atoms. In fig. 5c the situation in the vicinity of a unit cell corner in figs. 5a and 5b is shown but now with the 2nd, 4th, 6th, etc. planes above the boundary indicated by a black circle l and the lst, 3rd, 5th, etc. planes below the boundary indicated by a white diamond 0. Here it is seen that the 0 atom in the 1st plane below the boundary has by the arrow) in a rotated by - 8/2 (indicated clockwise sense to a position which is approximately on the unit cell edge. It is clear that the displaced 0 atom is in the position of the median fee unit cell between the upper and lower crystals. Thus the diffraction structure conforms to the originally recognized in low angle concept, boundaries, that defines the interface as separate patches of median fee structure. It is interesting that examination of the structure of the 2 = 13 boundary determined by Bristowe and Sass [3] (fig. 4c of their paper) shows the presence of the same local structure, since atoms above and below the boundary plane rotate about O-elements by an angle of - 8/2. As a logical extension of these results, it is tempting to generalize the presence of patches of median fee structure to all high angle [OOl] twist boundaries. 2.5. Conclusions (1) X-ray diffraction techniques can be used to obtain information on the detailed atomic structure of large angle grain boundaries. In particular it is possible to determine (a) the symmetry and, from this, the translation state of the boundary structure, and (b) the projected atomic structure. (2) The 2 = 5 (B = 36.9O) [OOl] twist boundary in Au was shown to be in the untranslated (coincidence) configuration, by a determination of the boundary symmetry. (3) The projected structure of the 2 = 5 boundary consists of groups of atoms which have

of grain boundaries

17

undergone large rotations about regions of good match (O-elements) in the planes immediately adjacent to the boundary. The structure is made up of separate patches of median fee structure. A similar atomic configuration is present in the 2 = 13 (6 = 22.6’) boundary. It is suggested that large rotations about O-elements to produce median fee regions occur in all large angle [OOl] twist boundaries.

3. The influence of bond type on the structure of grain boundaries As a means of studying the influence of bond type on grain boundary structure, it was decided to examine the behavior of the atomic plane spacing along the direction normal to the boundary plane. A new electron diffraction technique was used to study the local variation in plane spacing in the vicinity of the same [OOl] twist boundary in NiO (ionic bonding), Au (metallic bonding) and Ge (covalent bonding). This new diffraction approach [18] will now be described. 3.1. Thin crystal model as the basis of a diffraction technique for detecting the change in plane spacing normal to a twist boundary In fig. 6a a bicrystal is shown with the grain boundary represented as a thin crystal with thickness t. The present treatment will deal with a [OOl] twist boundary in a fee structure (for convenience in discussion) and for this case (002) planes with spacing a, are parallel to the boundary in both crystals. In the interface region the plane spacing is ab, and it will be assumed that a,, > a,,,. In reciprocal space an extra reflection is expected from the thin boundary region, as shown in fig. 6b. Particular attention is paid to the L-direction normal to the boundary passing through 000, since for this case, the diffraction intensity is influenced only by the component along L of the displacement of the atoms in the vicinity of the boundary. The extra grain boundary reflection is elongated because the boundary region is thin, and is displaced away from the superimposed 002,,, fee reflections toward 000, since l/a, > l/a,. Thus

Real

Rectprocal

Space

l.i

of reflections This will no& for simplicity, treated as a spacing. The versely related relrod.

Space

Crystal

along the L-direction through 000. be done in the present paper, where. the grain boundary region will be thin crystal with a uniform plane thickness, t, of the boundary is into the length of the grain boundary

Grain boundary

3.2. Experimentul

technique und results

am

b

Fig. 6. (a) Bicrystal containing

grain boundary

at its midplane.

The spacing of the atomic planes parallel to the boundary

is (I,,,

In crystals 1 and 2. The plane spacing in the grain boundary assumed

to be a different

direction

in reciprocal

constant

value u,,. (b)

The

is

OOL

space due to the bicrystal in (a).

according to the thin crystal model, the plane region can be despacing ah in the boundary termined by examining the interface edge-on in the electron microscope, and measuring the position of the grain boundary reflection relative to the fee reflection. It is expected that u,, will not be constant, but vary along the n-direction, since the displacement field associated with a grain boundary is predicted to fall off exponentially with distance from the boundary plane [15]. It may be possible to determine this variation, u,,( II ). by analysis of observations on the systematic row

Fig. 7. [Ool] twist boundary

(0 = 22 o ), (a) Boundary

inclined

- 30°

In order to determine the position of the extra reflection described in fig. 6b. it is necessary to examine edge-on [OOl] twist boundaries in the electron microscope. The procedures to produce these specimens are described elsewhere. and will be only briefly summarized here. Specimens containing a [OOl] twist boundary in the edge-on orientation in Au were produced by epitaxial growth on a NaCl substrate containing an edge-on [OOl] twist boundary, which was obtained by hot pressing together two cleaved NaCl single crystals [18]. Bicrystals containing a [OOl] twist boundary in NiO were produced by hot pressing together two cleaved NiO single crystals at the desired misorientation [19]. A slab containing the edge-on boundary was then cut from this bicrystal with a diamond saw and ion thinned to produce a specimen suitable for electron microscopy. A typical [OOI] (8 = 22’ ) twist boundary in NiO is shown in fig. 7. Bicrystals containing a [OOl] twist boundary in Ge were grown from the melt using two preori-

to the incident

beam. (b) Same boundary

viewed edge-on

P. Lumarre et al. / Atomic structure of grain boundaries

ented seed crystals. The electron microscopy specimen was obtained in the same manner as for NiO. The experiment described in section 3.1 involves the detection of weak grain boundary reflections which are in the vicinity of matrix reflections of the type OOL. To make the required observations it is necessary to tilt the Ewald sphere by small increments, in order to explore the region in the vicinity of the matrix reflections. The geometry of the experiment in reciprocal space is shown in fig. 8a and the resultant diffraction patterns in the vicinity of the superimposed 002,,, reflections for three different orientations of the Ewald sphere are illustrated schematically in figs. 8b-8d. Diffraction patterns were taken using a Siemens IO2 electron microscope operated at 125 kV, with a well-defocused second condenser lens and exposure times of 30 to 900 s. The orientation of the Ewald sphere was changed in small steps (0.1’ -0.25 ’ ) by varying the direction of the incident electron beam using the dark-field beam deflection coils. Figs. 9a-9f show six diffraction patterns from a long series taken in the vicinity of the 002 reflection, from the grain boundary in NiO. Fig. 9c clearly shows a streak which is displaced away from the 002 reflection toward 000. The tilt

I

‘b)k)(d)

0

Ill

0:2

000

L

Incident beam direction

I I

(b)

I

of - 3/4O from fig. 9c to fig. 9f is sufficient to cause the streak to disappear. The displacement of the streak toward 000 indicates that there is an increase of the (002) plane spacing in the vicinity of the [OOl] twist boundary in NiO. Fig. 9c is characteristic of the observations in this series. Similar experiments were performed on the same type twist boundary in Au and Ge, with a characteristic diffraction pattern for each material shown in fig. 10, together with fig. 9c from NiO. Comparison of the three diffraction patterns in figs. lOa-10c shows a considerably different behavior of the boundary streak for each material. The large displacement toward 000 observed for NiO in fig. 10a corresponds to a large increase in the (002) plane spacing at the [OOl] twist boundary. The small displacement towards 000 observed for Au in fig. lob also corresponds to an increase in (002) plane spacing at the [OOlJ boundary, but with a smaller magnitude than in NiO. The streak is longer in NiO than in Au, which suggests that the NiO boundary is thinner than the Au boundary. Finally, the very small displacement of the streak away from 000 for the Ge boundary in fig. 10~ corresponds to a small decrease in the (002) plane spacing at the [OOl] boundary [28]. The shortness of the streak in fig. 10~ compared to those in figs. 10a and lob indicates that the boundary in Ge is wider than in either NiO or Au. The diffraction observations indicate that there is an expansion in the vicinity of the [OOl] boundary in NiO and Au, while in Ge there may be a small contraction. 3.3. Discussion

(dl L

Fig. 8. (a) Diffraction geometry in the vicinity of the 002 region of reciprocal space. (b)-(d) Schematic diffraction patterns corresponding to the different orientations of the Ewald sphere in (a). The grain boundary relrod is broadened out normal to the foil surface as is the 002 reflection. The boundary relrod is of much lower intensity and thus is detected over a smaller range of orientations than is the 002 reflection.

19

and conclusions

If these observations are considered to be representative of the effect of bonding on boundary structure, then they can be used to make general statements about the structure of grain boundaries. Thus, along the direction normal to the grain boundary it is expected that for materials with (1) ionic bonding there will be a large expansion, (2) metallic bonding there may be a small expansion, and (3) covalent bonding there will be a very small contraction. In addition, it appears that a boundary in a material with covalent bonding is thicker than a boundary in a material with metallic bonding, which is thicker than a boundary in a material with ionic bonding.

Fig. 9. Electron diffraction patterns from a long series taken on the 22’ in steps of - 1 o in going from (a) to (f).

twist boundary

shown in fig. 7. The beam orit :nta

P. Lamarre et al. / Atomic structure of grain boundaries

21

MO

Fig. 10. Electron

diffraction

patterns

in (a) NiO, (b) Au and (c) Ge.

showing the characteristic

grain boundary

diffraction

streaks

from the same [OOI] twist boundary

P. Lamarre et al. / Atomic structure of pun

22

It remains

now to understand

the general

be-

epitaxial

havior in terms of the type of bonding. Why IS the change in plane spacing in ionic materials so large,

ing

concentrated

(001)

materials

and an expansion,

it is so small, spread out and possibly

contraction?

Perhaps

plain

large

is the

materials of NiO

contain

expansion

both

Ni2+

behavior

for

in certain

will be first

boundaries ions,

to an increase

This prediction modeling

ions with like

neighbors.

in the (002)

is in agreement

calculations

that a large increase

When

plane spacing.

with the computer

of Wolf

[20],

in the (002)

relatively

bonding, open

traction

such as Ge,

crystal

does occur,

structure.

perhaps

this

repulsion,

which

tend

is

temperature.

chosen

NaCl

and

If a slight

conat the

further work is needed to improve

structure

tion, diffraction servations

between

and type of bonding.

calculations

are needed

grain

In addi-

and quantitative

ob-

to help with the interpreta-

tion of these diffraction

sintering

same

NaF

were

the specimens was

of annealing,

in H,O

which

102 electron

to

and then

segregation.

dissolved

ating at 125 kV or a JEM scope operating

used

single crystals

bicrystals

two

misori-

for 24 h at each

procedure

Au*

by sinter-

have been

to give extensive

- 100 nm thick

The

leaving

were examined microscope

200CX

electron

opermicro-

at 200 kV.

4.2. Experimental Fig.

lla

effects.

results

shows

the [OOl] twist boundary

pro-

duced from pure Fe and a square network of dislocations which are aligned along (110) directions is clearly visible. Figs. lib and llc show

Fe-O.l8at%

boundary

which

During

either in a Siemens

density.

of the relation

crystals

The

containing

atmosphere

with the final temperature

350°C

observations

the understanding

a hydrogen

Fe-O.lElat%

grain boundary Ge has found a local atomic configuration which can lead to an increase in its Clearly

bicrystal

was produced

were held at 450, 400 and 350°C

strong

to have a

it is because

The

show

plane spacing

expected at [OOl] twist boundaries in NiO. At the other extreme, materials with directional

it is

under

ented by 8 = lS”.

bicrystals

02-

plane of a [OOl]

of NaF.

Fe single

and

there will be a strong Coulombic

leading

in

together

produce

regions

nearest

a

to ex-

layer

the [OOl] twist boundary

Since the (002) planes

that across the interface

twist boundary, signs

the easiest

with ionic bonding.

expected

occurs

while in covalent

houndurr~.~

[OOl]

network lla.

boundary Au

boundary (110)

taken on two different

twist

alloy

with

lla.

Fig.

in fig.

of dislocations directions,

Moire

from

a similar lib

which

similar

fringes

regions of the

produced shows

the

a square

are aligned

to that observed

are frequently

cially in those regions

the

8 as

along in fig.

present,

espe-

where the two crystals

did

not sinter together, however the (110) dislocation network is still clearly visible in fig. llb. Fig. llc 4. The boundary

influence structure

4.1. Experimental

of solute

segregation

on grain

I211 approach

In order to be able to study the effects of solute segregation on grain boundary structure, it is necessary to examine the structure of the same boundary both in the absence and the presence of solute. This is best accomplished by manufacturing [OOl] twist boundaries using the hot pressing technique first used by Schober and Balluffi [22] to produce Au bicrystals. As the first step, 50 nm thick (001) single crystal films of Fe were produced by epitaxial growth on cleaved NaCl single crystals which were covered by a 50 nm thick

shows

another

boundary

region

in which

of

the

a different

Fe-O.l8at%Au structure

is ob-

served; that is, a square network of dislocations which are aligned along (100) directions. It will be demonstrated that the (100) network results from the segregation of Au to the twist grain boundary. The Burgers vectors, b, of the dislocations in the network in figs. lb and lc were determined by measuring the dislocation spacing, d, and the misorientation angle, 8, associated with the twist boundary, and then ]b]/d. A complication the shortest * Composition spectroscopy.

using Frank’s formula, 0 = in this analysis arises when

allowed b does not lie in the plane of determined

using

Rutherford

backscattering

P. Lamarre et al. / Atomic structure of grain boundaries

Fig. 11. Transmission electron micrographs of 0 z l.S” [OOl] twist boundary Fe-O.lSat%Au; (a) and (c) are two different regions of the same boundary.

the

twist

boundary.

The

shortest

structure

is fa(lll),

boundary

plane. In situations

component

which

is not

b in the bee in the (001)

such as this it is the

of the b along the dislocation

line, 6,,

which is used in Frank’s formula. In this manner it was shown that the Burgers vectors of the (100) network in fig. llc are ~~(100) type, while the b, of the (110) network in fig. llb is consistent with Burger vectors of the type ta(ll1). In order to determine if the two different

net-

works

23

viewed at normal incidence

observed

in the

in: (a) Fe and (b). (c)

Fe-O.l8at%Au

alloy

are

associated examined

with different amounts of Au, they were with the microanalytical capability of

the

2OOCX,

JEM

using

energy-dispersive

X-ray

spectrometry. It is worthwhile pointing out that if all of the Au contained in the single crystals above and below the grain boundary were located in the same (001) plane, there would be - l$ monolayers of Au present. The electron beam samples a volume of material

containing

the single

crystals

above

and below the boundary boundary

region.

spectrum

from

grain boundary

plane as well as the grain

Fig. 12a shows a typical the region

containing

the

plane,

X-ray

using

Rutherford

(110)

(RBS).

The RBS

cates

network of dislocations as in fig. Ilb. X-ray peaks from Au, Si and Al are clearly observed. Fig. 12b

the bicrystal

spectrum

in the vicinity

shows a typical X-ray spectrum from the region containing the (100) network of dislocations as in

plane, with lesser amounts

fig. 11~. Again,

FeeO.l8at%Au

are clearly

X-ray

observed.

also observed

12b were taken ness

The

from Au, Si and Al

Si and Al peaks

from the “pure”

no Au was detected. trolled

peaks

The spectra

under

conditions

to be as similar is the same

as possible.

for both

Thus a comparison

were

Fe bicrystals,

sets

while

in figs. 12a and

for

that were con-

surfaces.

boundary [23]),

Since

The foil thick-

boundary

concentrated

at the two

the

alloy

( - O.l4at%Au

at 5OO’C

was carefully

examined

of second

at the midplane remaining

tion

of Au associated

example,

the Au segregation

is seen that the Au peak from the region contain-

boundary

is equivalent

ing

would be - l/4

the

(100)

network

of dislocations

is larger

than the Au peak from the region containing (110) network of dislocations. It is found typically

the amount

ing the (100) greater

than

the that

of Au in the volume contain-

network the

is at least a factor

amount

of Au

containing the (110) network. In order to obtain information tion of the Au along

the direction

(1 IO>

DISLOCATION NETWORK

in the

solution,

much

than

and the

of the bicrystal. in the solid solu0.18

at%.

If.

to the surfaces

to 1 monolayer,

monolayer

which corresponds

of two

information

volume

the boundary diameter.

remaining

plane

The RBS

It clearly

from would

for and

then there in the solid

to a Au composition

on the composition

such a profile

to the

less

and

since after

technique profile

a region

normal

to

- 0.5 mm in

be desirable

from a region hundred

of

provides

to have

nanometers

or less in diameter.

I

3

NETWORK

Si Al I

I

Energy

particles

of - 0.04 at%, much less than the composition

AuM,

X-ray

will be

the phase boundary.

on the distribunormal

phase

of Au to the outer surfaces

boundary

the Au concentration

It

of

of the two phase

in this system

peaks should give a measure of the relative amounts regions.

composition

the grain boundary

the segregation

of the area under the same Au

con-

of the grain

is in the vicinity

the presence

grain

indi-

is largely

none were seen. This is not surprising

of observations.

with the two different

spectroscopy

in fig. 13 clearly

that the Au in the bicrystal

centrated outer

was examined

backscattering

(keV)

X-ray

Energy

Fig. 12. The low energy portion of the energy-dispersive X-ray spectra from regions the (110) network of dislocations; (b) the (100) network of dislocations.

(keV) of boundary

in Fe-O.18

at%Au which show: (a)

P. Lamarre et al. / Atomic structure of grain boundaries

I 1.0

0 0.5

i

, 15

I^h 2.5

20

Backscattered

Energy

3.0

2.70

2.65

(MeV)

Backscattered

2.75 Energy

(MeV)

Fig. 13. (a) Rutherford backscattering spectrum from the Fe-0.18atSAu bicrystal which is shown schematically. spectrum from (a), on which is indicated the origin of the Au signal from the bicrystal.

phase

4.3. Discussion

region

(see

microstructure

fig. 2 of ref.

observed

correspond to a two phase boundary (with the (110)

has limited

each being a separate

solubility

in the host material. Fe-Au

this paper. The occurrence the grain

boundary

measurements. the formation the Fe-Au small

of solute segregation

at

has been confirmed

It can be concluded, of the (100)

by RBS

therefore,

dislocation

twist boundary.

displayed dislocation

that

network

microanalytical

in fig. 12 taken

in combination

in fig. 11 indicate

network

becomes

respect to the (110) dislocation amount of Au at the boundary

that the

favored

network increases.

in

at the

The

with the observations (100)

in

alloy is due to Au segregation

angle

results

This is

alloy discussed

with as the These

observations have clearly demonstrated that solute segregation has a strong influence on the dislocation structure of a small angle twist boundary. It may also be concluded that the change in the character of the dislocation network indicates that a two-dimensional

phase

transformation

brought

explanation crostructure,

At present

the bicrystal

the (100)

are inho-

network is stable, while in

the region with low Au concentration,

the (110)

is stable. Regardless

of which explanation

the observations

in fig. 11 are evidence

is correct, for

a second

in Au, and in the region with high Au

concentration network

the

could

be put forth for this mithe original single crystal

films used to manufacture mogeneous

Thus

and llc

Au

mixture in the grain and (100) networks

phase).

can also whereby

[25]).

in figs. llb

It is generally accepted that solute segregation to grain boundaries is extensive when the solute the case for the Fe-rich

(b) The enlarged

the occurrence

of a two-dimensional

phase

transformation. Much work remains to be done in order to fully understand

these

experimental

results.

It is im-

portant to decide whether the observations in figs. llb and llc represent a two phase mixture. it may be possible to answer this question by studying how the relative areas of the two different networks change when the average Au concentration is increased.

It is also of interest to ask whether the

about by an increasing amount of solute has occurred in the grain boundary. Such transformations have already been observed on single crystal

change in grain boundary structure is influenced by the r&orientation angle 8. Both of these questions are concerned with the determination of the

surfaces [24]. Hart [25] discussed for the case of a grain boundary

phase diagram of a grain boundary, the details of which were discussed in a recent paper by Cahn [26]. Analogous studies to determine the phase

amounts

of solute

such a possibility where increasing

take the boundary

into a two

diagrams

of

surfaces

have

recent

years

[24,27].

cerned

with

where

located.

It can be speculated

the

dislocation

transmission interesting network

electron

carried

questions

Au segregation

is con-

the

dedicated

microscope

Au

of Au causes a

dislocations.

are concerned

Ad-

with whether

the

the grain boundary,

and

dislocations

embrittlement

it is reasonable

whether

with increasing

Finally,

the change

Fe-P.

in boundary

to

structure

amount of solute seen in the Fe-Au

Work

is in progress

to answer

these

questions.

in the dislocation

structure

of the

grain boundary from that present in pure Fe. (2) The change in dislocation structure with increasing occurrence formation

amount of

a

of solute

is evidence

two-dimensional

phase

for the trans-

in the grain boundary.

111A. 121 J.

Bourret

and

P.D. Bristowe

Budai.

in this paper using dif-

fraction techniques to study grain boundary structures in Au was supported by the National Science under

grant

DMR-79-16331

and its

predecessors. The work on NiO and the segregation studies in Fe-Au were supported by the Department of Energy under Contract No. DEAC02-81-ER10956. The use of the central research facilities of the Materials Science Center, the Rutherford backscattering facility of Professor J.W. Mayer and the Cornell High Energy Synchrotron Source are gratefully acknowledged. The NiO single crystals

were grown in the laboratory

of Dr.

Phil.

Mag.

A39

405.

(197’))

and S.L. Saw

Acta Met. 31 (19X3)

[31 P.D. Bristowe and S.L. Sas\. Acta Met. 2X (19X0) 575. A.M. Donald and S.L. Sabs.. Scripta Met. I41 J. Budai. (1982)

16

393.

J. Physique 36 (1975) C4-117. [51 E.D. Hondros. Trans. AIME 161 H.L. Marcus and P.W. Palmberg,

245 (1969)

1 bb4. 171 J.R. Low, Jr.. D.F. Stein. Trans. AIME 242 (1968)

A.M.

Turkalo

D.Y. Guan

Crystal II-21W. Bollmann, (Springer, New York,

Acta

W. Gaudig

C‘rocker.

Schwarvz

Defects

and

and

and

New

and

and S.L. Sass,

Liou

D. Wolf,

Advan.

P. Royen (1955)

[24] [25]

and and

E.W.

Hart,

Phil.

A40 (1979)

Flow

111 Crystals

From

Msg.

Materi-

21 (1970)

Met.

17 (19X3)

in: Surfaces

New

and

Interfaces

Materials

York,

1OY. 1141. Science

1981).

to be published. Scripta

Balluffi,

H. Reinhardt,

Scripta

[27] J.M.

Blakely

(American

caused

Sot.

1977).

Systems,

Met.

Phil.

18 (19X4)

Msg.

Z. Anorg.

N. Perdereau

Cahn,

show

Roy.

Mag.

Diffraction

Peterson,

R.W.

Phil.

Scripta

Ceram..

Trans.

20 (1969)

Allgem.

lb5. 511.

C‘hem. 281

and

J. Oudar.

2 (1968)

179.

Surface

Sci. 36

225.

[26] J.W.

[28] Note

Interfaces

18.

Y. Berthier. (1973)

Balluffi.

and S.L. Sass.

[22] T. Schober

Crystalline

Plastic

York,

Vol. 14 (Plenum.

1211 K. Sickafus [23]

N.L.

A3X (197X)

p. 74.

and Ceramic-Metal

Research, [20]

R.W.

and

457

725.

Mag. 34 (1976)

Mag.

Phil.

1953)

[18]

K.-Y.

Phil.

S.L. Sass.

[17] T. Schober P. Lamarre

30 (19X2)

A39 (1979)

and

J.B. Cohen,

Press,

LaForce.

1970).

Dislocationa [151 A.H. Cottrell. (Oxford University Press,

1161 L.H.

Met.

Mag.

and W. Bollmann, [I31 R.C. Pond London 292 (1979) 449. [I41 J. Budai. 757.

R.P.

and S.L. Sass. Phil.

and A.G.

Briatowe

and

14.

and C.L. Brlant, [Xl R.P. Messmer and S.L. Sass. Phil. [91 W. Gaudig

in Ceramic

Foundation

J. Desaeaux.

699.

[19]

described

with the assistance

419.

als (Academic

Acknowledgements The research

was produced

Laboratory.

References

1111 P.D. 487.

(1) The segregation of Au to a small angle [OOl] twist boundary in an Fe-rich Fe-Au alloy causes a change

National

of Dr. W. Skrotzki.

l1U W. Gaudig, 923.

4.4. Conclusions

major

at Argonne

The Ge bicrystal

in the

system also occurs in other systems such as Fe-Sn and

Peterson

It is also

if it does, the role of the ~(100) inquire

N.L.

scanning

to have lower en-

of 1 u( 111)

process.

is

may have suffi-

this question.

dislocations

embrittles

in

that the Au decorates

to ask why the presence of ~(100)

out

question

boundary

A

to answer

ergy than a network ditional

A further in the

cores.

cient resolution

been

added that

Met.

J. Physique and Society in small

by plane

to the boundary.

H.V.

43 (1982)

for Metals, proof:

Interracial

1979)

Detailed

displacements rumpling

Cb-199.

Thapliyal.

Segregation

p. 137.

diffraction of this

or segregation

as well as a decrease

calculations

type

could

of point in plane

also

be

defects

spacing.