Journal Pre-proof Effects of chemical pretreatments on microplastic extraction in sewage sludge and their physicochemical characteristics Xiaowei Li, Lubei Chen, Yanyan Ji, Man Li, Bin Dong, Guangren Qian, John Zhou, Xiaohu Dai PII:
S0043-1354(19)31153-4
DOI:
https://doi.org/10.1016/j.watres.2019.115379
Reference:
WR 115379
To appear in:
Water Research
Received Date: 29 August 2019 Revised Date:
3 December 2019
Accepted Date: 6 December 2019
Please cite this article as: Li, X., Chen, L., Ji, Y., Li, M., Dong, B., Qian, G., Zhou, J., Dai, X., Effects of chemical pretreatments on microplastic extraction in sewage sludge and their physicochemical characteristics, Water Research (2020), doi: https://doi.org/10.1016/j.watres.2019.115379. This is a PDF file of an article that has undergone enhancements after acceptance, such as the addition of a cover page and metadata, and formatting for readability, but it is not yet the definitive version of record. This version will undergo additional copyediting, typesetting and review before it is published in its final form, but we are providing this version to give early visibility of the article. Please note that, during the production process, errors may be discovered which could affect the content, and all legal disclaimers that apply to the journal pertain. © 2019 Published by Elsevier Ltd.
Sludge pretreatment
Improve MP extraction efficiency in sludge
EPS Cell
EPS
MP extraction efficiency changes with SCOD content
Microplastics
Heavy metals
Exert an influence on MP property
POPs
Pathogens
1
Effects of chemical pretreatments on microplastic
2
extraction in sewage sludge and their physicochemical
3
characteristics
4 5
Xiaowei Li 1, Lubei Chen 1, Yanyan Ji 1, Man Li 1, Bin Dong 2*, Guangren Qian 1, John Zhou 3
, Xiaohu Dai 2*
1
School of Environmental and Chemical Engineering, Organic Compound Pollution Control
6 7 8 9 10
Engineering, Ministry of Education, Institute for the Conservation of Cultural Heritage, Shanghai University, Shanghai 200444, People R. China
2
11
State Key Laboratory of Pollution Control and Resources Reuse, National Engineering
12
Research Center for Urban Pollution Control, College of Environmental Science and
13
Engineering, Tongji University, Shanghai 200092, People R. China 3
14 15
School of Civil and Environmental Engineering, University of Technology Sydney, 15
Broadway, Sydney, NSW 2007, Australia
16 17
*Corresponding Author
18
Phone: 86-021-66137746; Email addresses:
[email protected] (Dong B.);
19
[email protected] (Dai X.)
20
1
21
Abstract
22
Sewage sludge is a primary pathway for microplastics (MPs) entering into terrestrial
23
ecosystems. However, a standardized method to analyze MP in sludge is lacking due to its
24
high organic matter. This study investigated the extraction efficiency of six MPs in five solid
25
matrices, i.e. sewage sludge, cattle manure, soil, sediment and silicon dioxide. Results show
26
lower extraction efficiency of 87.2% for MPs in sludge compared with that in other matrices,
27
especially polyethylene terephthalate (PET) (only 27.8%). The possible reason was that the
28
presence of extracellular polymeric substances within the sludge hinders the MPs to float.
29
Therefore, five protocols, i.e. hydrogen peroxide (H2O2), Fenton, nitric acid (HNO3),
30
hydrochloric acid (HCl) and sodium hydroxide (NaOH) were used to pretreat the sludge and
31
optimize the MP extraction. The sludge pretreated by H2O2, Fenton and 1 M of acids had
32
higher MP extraction efficiency than the raw sludge due to higher extraction of the PET. The
33
MP extraction efficiency in the sludge first increased, and subsequently decreased with the
34
soluble chemical oxygen demand (SCOD) content, implying that moderate dissolution of
35
sludge organic matter is beneficial to the MP extraction. Quantitative analysis of the changes
36
in the MP physicochemical characteristics after the pretreatments indicated that polyamide
37
(PA) and PET are not resistant to acid and alkali treatment, respectively. Principal component
38
analysis shows that the effect of pretreatments on the MPs follows a decreasing sequence:
39
alkali> high concentration of acids >low concentration of acids > H2O2 and Fenton.
40
Additionally, the susceptibility of the MPs to the pretreatments follows a decreasing sequence:
41
PET, PA and polymethyl methacrylate (PMMA) > polystyrene (PS) > polyethylene (PE) and
42
polypropylene (PP). The findings supply novel insights into the effect of chemical
43
pretreatments on MP extraction in sewage sludge.
44
Keywords: Microplastics; Wastewater treatment plants; Sewage sludge; Microplastic
45
extraction; Chemical pretreatment; Physicochemical property 2
46 47
1. Introduction
48
Wastewater treatment plants (WWTPs) are a significant point source of microplastics
49
(MPs) in the environment in recent years (Mason et al. 2016, Murphy et al. 2016, Sun et al.
50
2019). However, only a small amount of MPs in wastewater is directly discharged into the
51
aquatic environment, and more than 98% of the MPs are trapped in sewage sludge resulting
52
in high concentrations of MPs in the sludge (Carr et al. 2016). Mahon et al. (2017) found that
53
the MP contents in the sludge from the WWTPs in the Netherlands reach 4196 – 15385
54
particles kg-1 dry sludge. Lassen (2015) reported a MPs concentration of 1000 – 24,000
55
particles kg-1 dry sludge in Germany. Li et al. (2018) found an average MP contents of 22.7 ±
56
12.1 × 103 particles kg-1 dry sludge in China. The total amount of MPs inputted into the soil
57
via land and agricultural use of sludge in Europe, North America and China can reach 63,000
58
– 430,000 tons, 44,000 – 300,000 tons and 1.56 × 1014 particles per year, respectively
59
(Nizzetto et al. 2016). Once MPs are introduced into the soil and accumulated to a certain
60
extent, they will affect soil properties, soil functions and biodiversity, and cause potential
61
damage to terrestrial ecosystems (He et al. 2018). Therefore, MP pollution in sludge and its
62
potential environmental risks need more attention. Until now, our knowledge about the MPs
63
in sewage sludge is limited, probably due to the lack of standardized methods for the MP
64
analysis, which are a prerequisite to effectively characterize the environmental behavior of
65
the MPs.
66
Currently, the extraction of MPs in sludge mainly refers to the method used in the
67
sediment system, i.e. the separation of light-target components from heavy-impurity
68
components using density separation (Mahon et al. 2017). Nevertheless, the extraction
69
efficiency of MPs from sludge is not often satisfactory at present, especially for fibrous MPs
70
(Lares et al. 2019). Sludge contains high concentrations of organic particles, bacterial
3
71
micelles and filamentous bacteria produced in the sewage treatment process, all of which are
72
encapsulated in a network structure composed of extracellular polymeric substances (EPS)
73
(Bala Subramanian et al. 2010). EPS are an important component of activated sludge flocs,
74
which are widely distributed in the inner and outer layers of flocs, and have an important
75
influence on sludge flocculation, sedimentation and dewatering performance (Bala
76
Subramanian et al. 2010). Thus, MPs may be also embedded in the sludge flocs by the EPS,
77
thus affecting the MPs’ floating velocity. In addition, flocculants are widely used in WWTPs
78
to improve dewatering and sedimentation performance of sludge (Dai et al. 2014). Hence, it
79
is hypothesized that the low extraction efficiency of MPs in sludge may be related to the EPS
80
and flocculants, and thus leading to the complication of extraction methods for sludge-based
81
MPs.
82
At present, sludge pretreatment processes are widely used to promote the breakdown of
83
EPS and microbial cell walls of sludge cells, to improve sludge energy conversion, and for
84
dewatering (Zhen et al. 2017). Therefore, the sludge pretreatment may be able to optimize
85
MP extraction by removing the negative impact of EPS. Chemical pretreatment methods are
86
widely applied because of their high processing speed and treatment efficiency (Carrere et al.
87
2010), which can be divided into two major categories: acid-alkali treatment and oxidation
88
treatment. The pH is adjusted through adding acid or alkali reagents to the excess sludge. A
89
lower pH can destroy the floc structure of the microorganisms, while a higher pH can
90
effectively dissolve and destroy the cell wall and cell membrane (Torres and Llorens 2008).
91
Meanwhile, to facilitate MP quantification and identification, hydrogen peroxide (H2O2),
92
Fenton, alkaline and acid pretreatments have been used to remove organic matter and purify
93
the MPs. (Hurley et al. 2018, Lares et al. 2019, Sun et al. 2019). Although Hurley et al. (2018)
94
suggested that the ordering of the analytical procedure (organic matter removal followed by
95
density separation, and vice versa) has no significant effect on the recovery of the different
4
96
MPs, the information about the effect of chemical pretreatments on the MP extraction in
97
sewage sludge is limited.
98
Additionally, MP physicochemical property may be affected during the process of
99
sludge pretreatment. Nuelle et al. (2014) noted that H2O2 has an effect on the polymer, and
100
causes a decrease in surface area of the polymer. Polyamide (PA) particles were destroyed
101
after treated by H2O2 at 70°C (Hurley et al. 2018). In contrast, Tagg et al. (2015)
102
demonstrated that Fourier Transform Infrared Spectroscopy (FTIR) spectra of the MPs
103
remain unchanged, and their surface properties are not affected after seven days of exposure
104
of the samples to H2O2 (30%). Most MPs have almost no change in size during the oxidation
105
process (Nuelle et al. 2014). The above results are based on the qualitative analysis using
106
scanning electron microscopy (SEM) and/or FTIR, which may not properly reflect the effect
107
of pretreatment on the MP surface properties due to their high subjectivity and low sensitivity.
108
Zhang et al. (2018) found enhanced adsorption for oxytetracycline in the beached foams
109
compared with that in the virgin foams which may not be visually reflected on the SEM
110
image. Therefore, quantitative indicators like adsorption potentials of MPs were used to
111
assess the impact of pretreatments in this study, in order to fully understand their effect.
112
The objectives of this study are to: 1) verify extraction efficiency of MPs in the sludge
113
and explore the reasons for limiting the MP extraction; 2) improve the MP extraction in
114
sludge through chemical pretreatments such as acid-alkali and oxidation treatments; 3) and
115
evaluate the effect of the pretreatments on the MP physicochemical properties using various
116
techniques such as FTIR, SEM, mass-size loss and adsorption potentials to Cd.
117
2. Materials and Methods
118
2.1 Materials and reagents
119
Five solid matrices, i.e., sewage sludge, cattle manure, soil, sediment and silicon dioxide
120
(SiO2), were used for MP extraction. Other four matrices were selected to favorably analyze
5
121
possible reasons for limiting MP extraction in the sludge. Sewage sludge was collected from
122
a WWTP in Shanghai, China; cattle manure samples were obtained from a cattle farm in
123
Zaozhuang, Shandong Province, China; soil samples were collected from a farm in Qingpu
124
District, Shanghai, China; sediment samples were gained from Hongguang River along
125
Shanghai University in Shanghai, China; and SiO2 samples were taken from Jingyou Sand
126
Co., Ltd. in Anhui Province, China. Physicochemical properties of the five samples including
127
total solids (TS) content, volatile solids (VS)/TS, pH, electrical conductivity, and EPS
128
content were analyzed. The detailed methods and results of the analyses are outlined in the
129
Supporting Information (SI) and Table S1 of the SI.
130
Polyethylene (PE), polypropylene (PP), polystyrene (PS), polyamide (PA), polymethyl
131
methacrylate (PMMA) and polyethylene terephthalate (PET) ranging from 270 – 550 µm
132
were obtained through cutting the corresponding plastic products and sieving. The sample
133
colors were distinct to facilitate their measurement; they are blue, yellow, white, red, black
134
and green, respectively. The density of MPs is provided in Table S2 of the SI. All metal
135
standard solutions and standard bovine serum albumin were purchased from Aladdin
136
Industrial Corp., Shanghai, China. Other reagents are analytically pure and were obtained
137
from Sinopharm Group Corp, Shanghai, China.
138
2.2 MP Extraction in five matrices
139
Thirty particles of each kind of plastic and a total of 180 polymer particles were added
140
to 30 g of each solid matrix for each replicate. The MP shapes were granular except for PET
141
which was fibrous. The MP particles were thoroughly mixed into the solid matrices for 24 h.
142
Then, the MPs were extracted using a two-step method (Hurley et al. 2018). In the first step,
143
30 g of a solid matrix was added to an Erlenmeyer flask with 300 mL deionized water in
144
which sodium chloride had been added to saturation (1.2 g cm-3) (Li et al. 2018). After
145
stirring for 15 min, the mixture was allowed to settle for 2 h. Then, the liquid supernatant was
6
146
filtered in a vacuum-filtration unit using a stainless-steel sieve with a pore size of 37 µm. In
147
the second step, zinc chloride solution (ZnCl2, 1.6 – 1.7 g cm-3) was used to extract higher
148
density MPs, and the same settling and vacuum procedures were conducted as described
149
above. After the extraction, the polymer particles were separately counted. The tests were
150
carried out in triplicate.
151
In all the steps of sample processing, the openings were wrapped with an aluminum foil
152
to avoid contamination with other polymer particles. Synthetic clothing was avoided, and the
153
work surface was cleaned with alcohol before use. When analyzing the filter paper, a blank
154
piece of filter paper was placed under open laboratory conditions to assess the possibility of
155
ambient air pollution.
156
2.3 Floating velocity of MPs in the presence of EPS and flocculant
157
Fibrous and granular PETs, as representative MPs, were used to test the effect of EPS
158
and flocculant on the MP floating velocity during the extraction process. An EPS solution
159
was prepared using bovine serum albumin and sodium alginate, in which the protein content
160
was 80 mg L-1 and the polysaccharide content was 100 mg L-1 (Priyananda and Chen 2006).
161
Polyacrylamide (PAM) was chosen as a representative flocculant (0.1 g L-1 PAM). The
162
floating velocities of the two PETs were measured in the following three solutions: (1) a
163
ZnCl2 solution, (2) a ZnCl2+EPS solution and (3) a ZnCl2+EPS+PAM solution. The content
164
of ZnCl2 in the solutions was same as described above. The tests were carried out in a settling
165
column with a diameter of 60 mm and a height of 800 mm. The column was filled with the
166
simulated solution to a height of 700 mm. The device diagram is shown in Figure S1 of the SI
167
(Kowalski et al. 2016). One polymer particle was used for each test. The time elapsed during
168
the particle floating from the bottom of the column to the top was recorded. Floating velocity
169
of the particle was gained through the height of the solution over the time. Each test was
170
conducted five to eight times.
7
171
2.4 Pretreatment experiment
172
Five main protocols, i.e. H2O2 (30%), Fenton, nitric acid (HNO3, 1 M and 5 M),
173
hydrochloric acid (HCl, 1 M and 5 M), sodium hydroxide (NaOH, 1 M, 5 M and 10 M), were
174
selected according to the review of current study (Hurley et al. 2018, Sun et al. 2019). The
175
selection of the protocols are detailed in the SI. They were marked as 1, 2, 3a, 3b, 4a, 4b, 5a,
176
5b and 5c, respectively.
177
To evaluate the effect of the pretreatments on the extraction efficiency of the MPs and
178
the dissolution of organic matter in sewage sludge, 30 particles of each MP were added to 30
179
g of sewage sludge (wet weight) and thoroughly mixed. Then, 30 mL of each pretreatment
180
reagent was added to the mixture and reacted at 60 °C for 24 h (Sujathan et al. 2017). The
181
pretreated samples of H2O2 and Fenton were placed in a cold bath in the early stage of the
182
reaction to control the temperature at 60 °C. After the reaction, the MP extraction in the
183
pretreated sludge was proceeded as described in Section 2.2. Meanwhile, the pretreated
184
sludge was centrifuged at 4000 rpm for 20 min, and the supernatant was used for soluble
185
chemical oxygen demand (SCOD) analysis. The control was conducted the same procedure
186
with the deionized water. In addition, to investigate the effect of the pretreatments on the MP
187
properties, 1 g of each MP was added to 50 mL of each reagent. After pretreatment at 60 °C
188
for 24 h, the reaction solution was filtered using vacuum filtration, and the plastic particles
189
were washed with deionized water for 15 minutes and then placed in a clean petri dish. The
190
particles were applied for the following analysis after air-dried at room temperature.
191
2.5 MP physicochemical analysis
192
SEM analysis was conducted using Hitachi SU-1500 SEM (Hitachi High Technologies
193
Corp., Japan), to detect any changes in the surface structures of the MPs before and after
194
pretreatment. FTIR spectra were obtained through a Nico 380 MX FTIR spectrometer using
195
an attenuated total reflectance module (Thermo Fisher Scientific Inc., USA). The carbonyl
8
196
index (CI) was used to represent the degree of weathering and surface oxidation of MPs,
197
which was defined as the ratio of the carbonyl absorption intensity around 1870 –1650 cm-1
198
to an internal constant band (Liu et al. 2019, Song et al. 2017). The details are provided in
199
Table S3 of the SI.
200
The MP mass was measured using the gravimetric method (Hurley et al. 2018), while
201
the size was determined using a Stemi 508 stereomicroscope (Carl Zeiss Jena, Germany) that
202
was equipped with a high-definition electronic microscope and scaleplate. The MP
203
adsorption potential to Cd iron was evaluated according to our previous study (Li et al. 2019).
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The adsorption was carried out in a centrifuge tube containing 0.1 g of MP particles and 10
205
mL of 10 mg L-1 metal solution. The blank group was carried out in the same metal solution
206
using the same procedure, but without MP particles. The metal concentration in the filtrate
207
was measured using an inductively coupled plasma optical emission spectrometer (ICP-OES),
208
and the metal content adsorbed onto the MPs was calculated through the difference in Cd
209
concentration of the filtrate between the test and blank groups. Each test was run in triplicate.
210
The MP Zeta potentials were estimated using a zeta potential analyzer (Zetasizer Nano ZS90,
211
Malvern Instruments Ltd., England).
212
2.6 Statistical analysis
213
All the data in this study were the mean values (± standard deviation, SD) of replicas.
214
Statistical analysis was accomplished using the SPSS 19.0 program. Significant differences
215
among the tests were analyzed through one-way analysis of variance (ANOVA) followed by
216
Duncan’s multiple range test. Nine kinds of pretreatment and six types of MPs were
217
categorized using a principal component analysis (PCA), based on the changes in the mass,
218
size, CI, adsorption to Cd, and the zeta potentials of the MPs after the pretreatments. The data
219
of these changes are estimated as equation (1).
9
− =
× 100%
(1)
220
in which, P is the change of the MP after the pretreatment, VA is the value of the pretreated
221
MP, and VC is the value of the corresponding virgin MP.
222
3. Results and Discussion
223
3.1 Extraction efficiency of MPs in sludge and the effect of EPS
224
As shown in Figure 1A, extraction efficiency of the MPs in the sludge (87.2%) was
225
significantly lower than that in other four matrices, implying that sludge has a low MP
226
extraction efficiency, corresponding to the previous study (Hurley et al. 2018). Hurley et al.
227
(2018) reported that the average extraction efficiency of PE particles and PET fibers in the
228
sludge (85.57%) is lower than that in soil (about 90%). The MP extraction efficiency in the
229
sediment can reach more than 95% (Yu et al. 2016, Zhao et al. 2018). The physicochemical
230
characteristics of the five matrices were further investigated to identify possible mechanism
231
responsible for the low MP extraction in the sludge. The results were shown in Table S1 of
232
the SI. The sludge had the highest EPS contents in all of the matrices, implying that the EPS
233
may be an important factor limiting the MP extraction in the sludge. Manara and Zabaniotou
234
(2012) reported that sludge is a viscous substance cross-linked by EPS and has a high affinity
235
for most polymer surfaces. Jorand et al. (1998) reported that the protein in EPS contributes to
236
the sludge’s hydrophobicity, which is mainly made up of hydrophobic amino acids, thus
237
causing the entrapment of hydrophobic MPs in the sludge floc. Polysaccharides in EPS with a
238
high molecular weight (>100 KDa) have a long carbon skeleton structure with active side
239
chains, leading to high flocculation of the EPS (Yin et al. 2015). They trap the MPs in the
240
sludge floc, causing the floating MP particles to sink (Cole et al. 2016, Long et al. 2015), and
241
thus hampering the MP extraction in sludge.
242
The extraction efficiencies of the six MPs in the five matrices are shown in Figure 1B.
243
PET had the lowest extraction efficiency of all the MPs. The shape of the PET samples used 10
244
in this study was fibrous (different from with the other plastics, which had a granular shape),
245
indicating that the MP shape has an effect on the MP extraction efficiency. Lares et al. (2019)
246
suggested that PET fibers are more flexible than other fibers, enabling them to pass through
247
sieves more easily. The dimensions and shapes of MP fibers are not symmetrical, and thus
248
they are difficult to collect from environment samples by sieving. Compared with the other
249
matrices, sludge had the lowest extraction efficiency of PETs (only 27.8%) that significantly
250
contributed to low total extraction efficiency of the MPs in the sludge. The possible reason
251
was that the microfibers are more easily entangled with sludge organic matter to form
252
compact and rigid structures, compared with the MP particles (Bayo et al. 2016).
253
Schmiedgruber et al. (2019) found that the vast majory of MP fibers (approximatly 99%) are
254
found to associate with the sludge floc.
255
A simulation experiment was conducted to complement and confirm the effect of EPS
256
on the extraction efficiency of granular and fibrous MPs in the sludge. Compared with the
257
ZnCl2 solution, the floating velocity of granular and fibrous PET in the ZnCl2+EPS solution
258
decreased from 1.34 cm s-1 to 1.28 cm s-1 and 0.75 cm s-1 to 0.57 cm s-1, respectively (Figure
259
2). ANOVA shows that the difference is insignificant for granular PET (P>0.05), but
260
significant for fibrous PET (P<0.05), indicating that the EPS have a significantly negative
261
impact on the fibrous-MP extraction. Compared with the ZnCl2+EPS solution, the
262
ZnCl2+EPS+PAM solution has a lower floating velocity for the two PETs, but the differences
263
are insignificant (P>0.05), implying that the PAM has a negligible effect on the MP floating
264
velocity in the presence of EPS. In addition, the granular PET has a significantly higher
265
floating velocity than the fibrous PET in all the three solution. The results indicate that the
266
granular MPs are more easily extracted compared with the fibrous MPs, and the EPS have a
267
significantly negative impact on the extraction of fibrous MPs.
11
268
3.2 Effect of pretreatment on MP extraction and organic matter dissolution
269
As shown in Figure 3A, total extraction efficiencies of the MPs in the sludge pretreated
270
by H2O2, Fenton, 1 M HNO3 and 1 M HCl were higher than those in raw sludge, but the
271
extraction efficiencies by 5 M HNO3, 5 M HCl, 1 M NaOH and 5 M NaOH were lower. The
272
results indicate that pretreatments of oxidation and low-concentration acids can improve the
273
MP extraction in the sludge by 2.9% – 7.6%, while other pretreatments cannot, compared
274
with raw sludge. Further analysis found that the pretreatments caused little changes in the
275
extraction efficiencies of PE, PP, PS and PMMA except for 5 M NaOH (Figure 3B).
276
Compared with raw sludge, the extraction efficiency of PA was reduced in the sludge
277
pretreated by 5 M HNO3 and HCl, because nylon is not resistant to strong acids (Avio et al.
278
2015, Dehaut et al. 2016). The extraction efficiency of PET fibers increased by 40% – 144%
279
after pretreatments using H2O2, Fenton, 1 M of HNO3 and HCl, but decreased using 5 M of
280
HNO3 and HCl, and all alkali, corresponding to the results from the total MP extraction
281
efficiency (Figure 3A). The results indicate that the pretreatments have an important
282
influence on the extraction of PET fibers in sludge, and thus on the total MP extraction
283
efficiency.
284
The effect of the pretreatments on the release of the organic matter in the sludge was
285
further investigated, since the above results show that the EPS and sludge floc have
286
significantly negative impacts on the MP extraction. In this study, SCOD were used to reflect
287
disintegration degree of sludge organic matter (Xiao et al. 2015). Compared with raw sludge
288
(RS), all of the pretreated sludge had higher SCOD contents (Figure 4A), implying that the
289
pretreatments promote the dissolution of sludge organic matter. The extraction efficiencies of
290
the total MPs and PET fibers initially increased, and then decreased as the SCOD content
291
(Figure 4B and 4C). Similar phenomena are also found between sludge dissolution degree
292
and its dewaterability (Yu et al. 2009, Yuan et al. 2011). At a low SCOD content by H2O2
12
293
and Fenton, the floc structure may be disrupted because the EPS are released into the aqueous
294
phase (Zhang et al. 2012), but the microbial cells were not destroyed due to the relatively
295
minimal change (Yu et al. 2009, Yuan et al. 2011). This caused the release of the MPs from
296
the sludge floc, and improved the MP extraction. However, under a higher-concentration
297
acid/alkali, the microbial cell walls are prone to swelling and rupture, and then intracellular
298
protein and carbohydrates are released to the aqueous phase (Liu et al. 2009), causing high
299
SCOD content. Excessive chemical action may cause the released substances to form
300
functional groups such as hydroxyl and carbonyl groups, leading to reflocculation of the
301
cracked sludge (Zhang et al. 2007) and the MPs. Additionally, small molecules from the
302
dissolution of the sludge organic matter may adhere to the MP surface (Kowalski et al. 2016),
303
hindering their natural floating. Therefore, proper disintegration of the sludge organic matter
304
is vital for improving the MP extraction, especially for PET fibers. The findings need to be
305
further verified using the same chemical reagents under different concentrations as different
306
chemical pretreatments may have different mechanisms of organic matter disruption and
307
other influences on the MP extraction. For example, in the alkaline pretreatment, ZnCl2 used
308
in the two-step extraction will forms a precipitate due to the reaction of Zn2+ and hydroxyl
309
ions, which may be not beneficial for MP flotation.
310
3.3
Effect of pretreatment on MP properties
311
SEM analysis showed that the MP surface morphologies are slightly rough and broken
312
after alkaline pretreatments (Figures S2-S7 of the SI), especially for PETs, implying that the
313
alkaline pretreatments have significant impacts on the MP surface properties. Compared with
314
other pretreatments, the H2O2 and Fenton pretreatments caused a hardly change in the SEM
315
graphs of the MPs, indicating that the oxidative treatments have little effect on the surface
316
morphology of the MPs (Avio et al. 2015, Sujathan et al. 2017). Meanwhile, the FTIR spectra
317
of the pretreated MPs showed no significant difference in the surface functional groups from
13
318
the virgin samples (Figures S8-S10 of the SI), in addition to PA groups by 5 M of acid
319
solution without available spectra. Although SEM and FTIR are widely used to evaluate
320
effect of the pretreatments on the MP properties, using them alone may not allow us to fully
321
understand the pretreatments’ influence due to their limited qualitative information.
322
Therefore, quantitative indicators such as the mass, size, CI, adsorption potential of Cd and
323
zeta potentials were used to systematically evaluate the MP changes after the pretreatments in
324
this study.
325
Table 1 shows the changes in mass and size of the six MPs after the chemical
326
pretreatments. It is suggested that the mass or size loss rates of more than 5% are valid
327
changes and those of less than 5% are caused by the experimental errors. Eight data points
328
with valid changes were found in the MP mass analysis, while 20 data points in the size
329
analysis. The results indicate that changes in the MP size are more sensitive to the effect of
330
the pretreatments, compared with the mass. The mass and size of PA were reduced by 100%
331
after the pretreatment by 5 M of HNO3 and HCl. Similar results were also found in other
332
studies (Avio et al. 2015, Dehaut et al. 2016), as the high-concentration acid solution caused
333
the hydrolysis of peptide bonds in PA molecules. The mass and size of PET decreased by
334
30.2% – 53.5% and 9.4% –16.7% after the alkali pretreatments, respectively. The possible
335
reason was that the saponification reaction occurs in ester linkages of PET with the alkali
336
during alkaline pretreatment, thus causing a significant decrease in the PET mass (Hurley et
337
al. 2018).
338
CI is often used to quantitatively describe surface alteration properties of the MPs during
339
aging process (Hüffer et al. 2018, Liu et al. 2019, Müller et al. 2018). As shown in Table S4
340
of the SI, virgin PET had higher CI values than virgin PMMA and PA, followed by virgin PS,
341
PP and PE, showing that the CI values are significantly dependent on the MP types. In
342
general, the CI values of the pretreated MPs increased with varying degree, compared with
14
343
the virgin MPs, implying that the chemical pretreatments cause surface aging of the MPs, in
344
accordance with the previous results from UV aging (Hüffer et al. 2018, Liu et al. 2019,
345
Müller et al. 2018). Compared with other pretreatments, the alkaline pretreatments led to
346
higher aging for PP, PS, PA and PET, and the oxidation pretreatments (H2O2 and Fenton)
347
caused less aging for all the MPs, corresponding to the results of the mass and size. Liu et al.
348
(2019) also found that the alteration degree of Fenton for PE and PS is lower than that of
349
heat-activated K2S2O8 system according to the CI values. The changing CI degree of the six
350
pretreated MPs followed a decreasing order: PET > PMMA and PA > PS > PP > PE,
351
implying that the chemical composition and inherent structures of polymers affect their
352
alteration
353
higher-molecular-weight monomers seem more liable to aging under the chemical
354
pretreatment due to easier penetration of oxygen (Lv et al. 2017). Researchers also reported
355
that the CI values (surface weathering) of PE, PP and PS have the different changes as the
356
UV-exposure duration due to their different chemical structures (Liu et al. 2019, Song et al.
357
2017).
properties.
The
polymers
with
higher
oxygen-containing
groups
and
358
In this study, Cd was used as representative metal to evaluate the effect of chemical
359
pretreatment on MP adsorption potentials (Li et al. 2019), and the results are shown in Figure
360
5. Compared with virgin MPs, the Cd adsorption on the six corresponding MPs pretreated by
361
the alkaline solution significantly increased. Particularly, the Cd adsorption of PET pretreated
362
by 10 M NaOH reached nearly 148 times that of the virgin one. The results imply that the
363
alkaline pretreatment has a significant impact on the vector effect of MPs to pollutants. The
364
possible reason was that the alkaline pretreatment brings more hydroxyl functional groups on
365
the MP surface, thus promoting the adsorption of MPs to cations, to achieve balanced surface
366
charges (Turner and Holmes 2015). As shown in Figure S11 of the SI, the zeta potentials of
367
the MPs significantly decreased after alkaline pretreatments, confirming an increase in the
15
368
negative charge on the MP surfaces. Unlike the alkaline pretreatment, the acid and oxidation
369
pretreatments changed the MP adsorption potentials with a low degree, except for PMMA
370
and PA by acid pretreatment, implying that they exert little impact on the vector effects of the
371
MPs. The PA adsorption potential decreased significantly after the acid pretreatment,
372
possibly attributed to the positive hydrogen ions being attracted to the negatively charged
373
surface of the MPs (Melo et al. 2013), thus competing with Cd for the MP adsorption sites.
374
Compared with the virgin PA, zeta potential of the PA pretreated by the acid solution
375
increased, complementing and confirming the results of the adsorption potentials (Figure S11
376
of the SI). Additionally, the pretreated PMMA and PET had higher adsorption potentials of
377
Cd than the corresponding virgin MPs, respectively, possibly ascribed to the significant
378
increase in the CI values after the pretreatment (Table S4 of the SI). Yang et al. (2019) found
379
a positive correlation between the Cu adsorption capacities and the number of carbonyl
380
groups of the MPs.
381
PCA was conducted according to the five quantitative indicators of the MPs, in order to
382
comprehensively understand the effect of the pretreatments. As shown in Figure 6A, the
383
pretreatments were classified into four main categories: Category P1 (1 M, 5 M and 10 M
384
NaOH), Category P2 (5 M HNO3 and HCl), Category P3 (1 M HNO3 and HCl) and Category
385
P4 (H2O2 and Fenton). The above results imply that the effect of the pretreatments on the
386
MPs follows a decreasing sequence: Category P1 > Category P2 > Category P3 > Category
387
P4. In general, all of the alkaline pretreatments produced a strong effect on most of the MP
388
physicochemical characteristics and types especially for adsorption potentials, and PA and
389
PET were more susceptible to alkali treatment than other MPs. Unlike alkaline pretreatments,
390
high-concentration acid pretreatments had a higher effect on MPs than low-concentration
391
ones, especially for PA. As shown in Figure 6B, the six MPs are divided into three main
392
categories, Category M1 (PET, PA and PMMA), Category M2 (PS) and Category M3 (PE
16
393
and PP). The above results indicate that the resistance of the MPs to the chemical
394
pretreatments tends to increase as following: Category M1 < Category M2 < Category M3.
395
The MPs in Category M1 share the characteristics with polar carbonyl group and heteroatoms
396
in the main chain, which are different from PS, PE and PP solely built of carbon atoms, and
397
thus are potentially susceptible to hydrolytic cleavage of, e.g., ester or amide bonds (Gewert
398
et al. 2015). According to the glass transition temperatures, PS belongs to glassy plastics,
399
while PE and PP pertain to rubbery plastics (Alimi et al. 2018, Teuten et al. 2009).
400
Researchers found that glassy polymers possess dense structures and closed internal
401
nanoscale pores (Teuten et al. 2009). The presence of nanoscale pores may be conducive for
402
chemical materials to attack on the PS carbon backbone during the pretreatment. Kelkar et al.
403
(2019) reported that PS is less resistant to chlorination than PP and PE, as the presence of
404
plastic additives promotes the direct attack by chlorine. The results indicate that different
405
chemical pretreatments exert different influences on the different MPs. Overall, the
406
application of H2O2 and Fenton pretreatments will induce the lowest effect on the
407
physiochemical properties of PP and PE.
408
3.4
Limitations of this study
409
This study investigates various chemical pretreatments that have widely been used, but
410
have lacked the evaluations of physical and biological methods. A gentler pretreatment
411
should be sought out in the future to optimize the extraction efficiency and reduce the effects
412
on the extracted MPs. Enzyme pretreatment are able to eliminate more than 97% of
413
biomaterial from seawater and biota during the purification process of MPs (Cole et al. 2014,
414
Löder et al. 2017). However, it is unknown whether enzyme pretreatment can effectively
415
improve the MP extraction in the sludge due to the complex composition of sludge organic
416
matter, although protease and polysaccharase have been used in sludge pretreatment to
417
accelerate the hydrolysis process (Luo et al. 2019). Meanwhile, some physical pretreatments
17
418
such as ultrasonic waves constitute mature sludge decomposition technologies that contribute
419
to the decomposition of sludge flocs and the release of intercellular substances (Zhen et al.
420
2017). Therefore, it is necessary to further evaluate the effects of physical and biological
421
pretreatments, and their combination on MP extraction and physicochemical characteristics.
422
In addition, the MPs used in this study were virgin commercial plastics, and not derived from
423
the practical sewage sludge. Previous research reported that the surface characteristics of
424
virgin and sludge-based MPs are different (Li et al. 2019), and thus the results of this study
425
need to be further verified for the sludge-based MPs.
426 427
4. Conclusions
428
Compared with the other solid matrices, sewage sludge showed the lowest MP
429
extraction efficiency, especially for PET. The possible reason was that the EPS in the sludge
430
floc produce a negative effect on the extraction of MPs, by hindering their floating. Part of
431
chemical pretreatments such as H2O2 and Fenton can improve the MP extraction in sludge,
432
through the disintegration of the floc structure and the release of organic matter at proper
433
degree. High-concentration acid and alkaline pretreatments cause excessive dissolution of the
434
sludge organic matter, which decreases the MP extraction efficiency. The pretreatments affect
435
the MP property such as size, surface morphology and adsorption potentials, especially for
436
alkaline pretreatments. Compared with the PE, PP and PS solely built of carbon atoms, the
437
PET and PA with heteroatoms in their main chains are more susceptible to chemical
438
pretreatments. Therefore, an underestimate for MP abundance or an alteration of their real
439
physicochemical properties in sludge and other matrices may happen if improper
440
pretreatments are used in the MP extraction. Further investigation needs to be conducted in
441
order to discover more effective and gentler pretreatments for MP extraction in sludge.
442
18
443
Acknowledgements
444
The work was financially supported by the National Key R&D Program of China
445
(2018YFC1903201), Shanghai Committee of Science and Technology (19DZ1204702),
446
National Natural Scientific Foundation of China (51408423, 51578397 and 51538008),
447
Program of Shanghai Technology Research Leader Grant (17XD1420500), Key Program for
448
International S&T Cooperation Projects of China (2016YFE0123500), and Key Projects of
449
National Water Pollution Control and Management of China (2017ZX07403002).
450 451 452 453
Declaration of interest The authors declare that they have no known competing financial interests or personal relationships that could have appeared to influence the work reported in this paper.
454 455 456 457
Appendix A. Supplementary data Additional tables and figures are as mentioned in the main text. This supporting information is available free of charge via the Internet.
458 459
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24
612
Table 1. Changes in the mass and size of the six MPs after different chemical pretreatments (mean value ± SD, n=3). The data marked in orange are
613
more than 5%. MPs
30% H2O2
Fenton
1 M HNO3
5 M HNO3
1 M HCl
5 M HCl
1 M HaOH
5 M HaOH
10 M HaOH
PE
-1.1 ± 4.7
2.0 ± 1.0
0.3 ± 1.9
2.4 ± 3.7
-1.3 ± 2.2
2.1 ± 3.2
-2.2 ± 1.6
0.3 ± 1.1
-3.1 ± 2.6
PP
-0.4 ± 0.7
0.8 ± 0.2
0.4 ± 0.8
1.8 ± 0.7
0.6 ± 1.4
1.3 ± 2.6
-2.4 ± 3.3
0.4 ± 1.8
-2.4 ± 1.8
PS
-0.5 ± 0.9
0.3 ± 0.1
2.1 ± 0.6
0.2 ± 1.1
-1.8 ± 1.4
-1.0 ± 1.5
-0.9 ± 1.0
0.2 ± 1.1
-2.1 ± 1.8
PA
-0.4 ± 2.0
-0.4 ± 1.1
1.7 ± 2.3
-100
1.1 ± 2.5
-100
-7.1 ± 4.0
-2.4 ± 1.1
-6.5 ± 4.0
PMMA
-1.6 ± 1.5
3.8 ± 2.9
-0.7 ± 1.3
-0.04 ± 2.0
-0.1 ± 1.2
2.1 ± 2.4
-6.1 ± 4.2
-0.01 ± 1.8
-2.5 ± 5.2
PET
-2.7 ± 2.8
0.6 ± 0.7
0.1 ± 2.1
1.9 ± 1.7
0.6 ± 1.4
3.0 ± 2.6
-30.2 ± 6.2
-38.5 ± 5.8
-53.5 ± 7.2
PE
-2.8 ± 1.1
1.8 ± 4.1
4.1 ± 0.3
5.6 ± 0.6
-2.9 ± 6.3
-1.6 ± 1.0
-3.7 ± 0.3
-5.5 ± 4.1
-2.5 ± 1.6
PP
-2.6 ± 3.6
2.6 ± 1.5
0.7 ± 0.2
-3.5 ± 2.0
-6.0 ± 2.4
-6.2 ± 3.6
-3.3 ±1.9
-2.3 ± 1.6
-4.6 ± 2.1
PS
1.4 ± 0.6
0.9 ± 3.1
-3.2 ± 2.5
-6.0 ± 0.8
-3.3 ± 2.2
-6.9 ± 5.1
-2.3 ± 4.1
-1.3 ± 2.5
-5.4 ± 4.5
PA
-5.2 ± 7.1
2.1 ± 6.3
-7.6 ± 1.7
-100
-4.8 ± 8.1
-100
-11.8 ± 2.1
-8.9 ± 3.5
-9.2 ± 3.1
PMMA
-2.7 ± 1.6
-2.9 ± 1.6
2.6 ± 4.2
-1.2 ±1.6
-2.3 ± 1.2
-6.8 ± 2.2
-7.7 ± 5.1
-3.2 ± 1.7
-4.4 ± 0.5
PET
-4.6 ± 5.0
-3.4 ± 2.8
-5.6 ± 3.0
-2.4 ± 1.2
1.1 ± 0.9
-4.1 ± 0.2
-9.4 ± 5.8
-13.4 ± 3.9
-16.7 ± 3.5
Mass loss (%)
Size loss (%)
614
25
615
Figure A a
Microplastics recovery efficiency (%)
100
90
a a
a
Soil
Sediment
b
80
70
60
50
Sludge Cattle manure
SiO2
616
B
First step Second step
MP extraction efficiency (%)
100
75
50
25
0 PE PP PS PA MA PET PM
Sludge
PE PP PS PA MA PET PM
PE PP PS PA MA PET PM
PE PP PS PA MA PET PM
PE PP PS PA MA PET PM
Soil
Sediment
SiO2
Cattle manure
617 618
Figure 1. Extraction efficiency of MPs in five solid matrices (mean value ± SD, n=3). (A)
619
Total extraction efficiency; (B) respective extraction efficiency of six MPs in the
620
first-step and second-step extraction. Different letters along the vertical bars
621
indicate the significant difference between treatments (P < 0.05).
26
1.5
a
granular PET
a
fibrous PET
-1
Floating velocity (cm s )
a
1.0
b c
c
0.5
0.0
PS PS Cl 2 M M nCl 2 +E Zn +E PA PA Z Cl 2 Cl 2 S+ S+ n P P Z Zn E + +E Cl 2 Cl 2 Zn Zn
622 623
Figure 2. Floating velocity of granular and fibrous PET in the ZnCl2, ZnCl2+EPS and
624
ZnCl2+EPS+PAM solutions (n=5-8). Different letters along the vertical bars
625
indicate the significant difference between treatments (P < 0.05).
27
A 100 a
a
a
ab
MP extraction efficiency (%)
b
bc cd de
80
ef f
60
40 RS
1
2
3a
3b 4a Pretreatment
4b
5a
5b
5c
626
MP extraction efficiency (%)
B First step Second step
100
75
50
25
30% H 2 O 2
Fenton
1 M HNO 3
5 M HNO 3 1 M HCl
5 M HCl
PE PP PS P MPA M A PE T PE PP PS PMP A M A PE T
PE PP PS P MP A M A PE T PE PP PS P MPA M A PE T PE PP PS P MPA M A PE T PE PP PS P MPA M A PE T PE PP PS P MPA M A PE T PE PP PS PM PA M A PE T PE PP PS P MPA M A PE T
0 1 M NaOH 5 M NaOH 10 M NaOH
627 628
Figure 3. Changes in extraction efficiency of MPs before and after pretreatments (mean value
629
± SD, n=3). (A) Total extraction efficiency; (B) respective extraction efficiency of
630
six MPs in the first-step and second-step extraction. Different letters along the
631
vertical bars indicate the significant difference between treatments (P < 0.05). RS, 1,
632
2, 3a, 3b, 4a, 4b, 5a, 5b and 5c represent raw sludge, and the pretreatments of 30%
633
H2O2, Fenton, 1 M HNO3, 5 M HNO3, 1 M HCl, 5 M HCl, 1 M NaOH, 5 M NaOH
634
and 10 M NaOH, respectively. 28
-1
SCOD content (mg g dry weight)
70
A
60 50 40 30 20 10 0 Control
1
2
3a
3b
4a
4b
5a
5b
5c
Pretreatment
635 Total extraction efficiency of the MPs (%)
95
B Total extraction efficiency Gauss fitting curve
90
85
80
75
70 10
20
30
40
50
60
70
-1
SCOD content (mg g dry weight)
636 80
Extraction efficiency of the PET fibre (%)
C PET extraction efficiency Gauss fitting curve 60
40
20
0
10
20
30
40
-1
50
60
70
SCOD content (mg g dry weight)
637 638
Figure 4. Changes in SCOD contents in the sludge before and after the pretreatments (A,
639
mean value ± SD, n=3), and the Gauss fitting curves of SCOD content and
640
extraction efficiency of total MPs (B) and PET (C), respectively. Control, 1, 2, 3a,
641
3b, 4a, 4b, 5a, 5b and 5c represent the pretreatments of deionized water, 30% H2O2,
642
Fenton, 1 M HNO3, 5 M HNO3, 1 M HCl, 5 M HCl, 1 M NaOH, 5 M NaOH and
643
10 M NaOH, respectively.
29
1200
1200
PP Adsorption of Cd on PP (mg kg )
900
-1
-1
Adsorption of Cd on PE (mg kg )
PE
600
300
0
900
600
300
0 1
Ps Virgin M
2
3a
3b
4a
4b
5a
5b
5c
Ps Virgin M
Pretreatment
1200
3a
3b
4a
4b
5a
5b
5c
4b
5a
5b
5c
4b
5a
5b
5c
Pretreatment
PA Adsorption of Cd on PA (mg kg )
900
-1
-1
2
1200
PS Adsorption of Cd on PS (mg kg )
1
600
300
0
900
600
300
0 1
Ps Virgin M
2
3a
3b
4a
4b
5a
5b
5c
Ps Virgin M
Pretreatment
1
2
3a
3b
4a
Pretreatment
4000
1200
PET
PMMA -1
Adsorption of Cd on PET (mg kg )
-1
Adsorption of Cd on PMMA (mg kg )
3500 900
600
300
0 Ps Virgin M
1
2
3a
3b
4a
Pretreatment
4b
5a
5b
5c
3000 1200 900 600 300 0
Ps Virgin M
1
2
3a
3b
4a
Pretreatment
644 645
Figure 5. Adsorbed amounts of Cd on virgin and pretreated MPs (mean value ± SD, n=3). 1, 2,
646
3a, 3b, 4a, 4b, 5a, 5b and 5c represent the pretreatments of 30% H2O2, Fenton, 1 M
647
HNO3, 5 M HNO3, 1 M HCl, 5 M HCl, 1 M NaOH, 5 M NaOH and 10 M NaOH,
648
respectively.
30
0.8
0.8
PC 3 (11.8%)
5M HCl 5M NaOH
0.2
10 M NaOH
0.0 30% H2O2
-0.2
1 M HNO3 1 M HCl
0.0 0.4 0.8
PE
0.2 PP
0.0 -0.2
0.0
-0.4
) 0.4 3% . 25 0.6 ( 2 0.8 PC
-0.4
649 650
PA
PMMA
-0.4
0.2
-0.8 (55 .4% )
PET
0.4
Fenton
-0.4
PC 1
PS
B
0.6
1M NaOH
0.4
PC 2 (27.6%)
0.6
1.0
5M HNO3
A
0.0
-0.8 -0.4 PC 1 (3 0.0 4.7% 0.4 )
1.0
0.4 0.8
PC
) .8% 19 ( 3
0.8
Figure 6. Principal component analysis (PCA) of nine pretreatments (A) and six MP types (B)
651
according to the changes in the mass, size, carbonyl index (CI), adsorption of Cd
652
and zeta potentials of the MPs before and after the pretreatments
653
31
Highlights Extraction efficiency of MPs in sludge (87.2%) was lower than other solid matrices. The entanglement of sludge flocs formed by EPS led to low extraction of MPs. Proper pretreatments can destroy the sludge flocs and improve the MP extraction. Pretreatments affect the MP property, especially for alkaline pretreatments. The MPs with heteroatoms in main chain are more susceptible to the pretreatments.
Declaration of interests ☒ The authors declare that they have no known competing financial interests or personal relationships that could have appeared to influence the work reported in this paper. ☐The authors declare the following financial interests/personal relationships which may be considered as potential competing interests: