Accepted Manuscript Effects of neuromuscular electrical stimulation during hemodialysis on peripheral muscle strength and exercise capacity: a randomized clinical trial Ana Karla Vieira Brüggemann, Carolina Luana Mello, Tarcila Dal Pont, Deborah de Camargo Hizume Kunzler, Daniel Fernandes Martins, Franciane Bobinski, Wellington Pereira Yamaguti, Elaine Paulin PII:
S0003-9993(17)30009-6
DOI:
10.1016/j.apmr.2016.12.009
Reference:
YAPMR 56766
To appear in:
ARCHIVES OF PHYSICAL MEDICINE AND REHABILITATION
Received Date: 19 September 2016 Revised Date:
13 December 2016
Accepted Date: 15 December 2016
Please cite this article as: Brüggemann AKV, Mello CL, Pont TD, Kunzler DdCH, Martins DF, Bobinski F, Yamaguti WP, Paulin E, Effects of neuromuscular electrical stimulation during hemodialysis on peripheral muscle strength and exercise capacity: a randomized clinical trial, ARCHIVES OF PHYSICAL MEDICINE AND REHABILITATION (2017), doi: 10.1016/j.apmr.2016.12.009. This is a PDF file of an unedited manuscript that has been accepted for publication. As a service to our customers we are providing this early version of the manuscript. The manuscript will undergo copyediting, typesetting, and review of the resulting proof before it is published in its final form. Please note that during the production process errors may be discovered which could affect the content, and all legal disclaimers that apply to the journal pertain.
ACCEPTED MANUSCRIPT Journal: ARCHIVES OF PHYSICAL MEDICINE AND REHABILITATION
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Neuromuscular electrical stimulation during hemodialysis
Effects of neuromuscular electrical stimulation during hemodialysis on peripheral muscle strength and exercise capacity: a randomized clinical
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trial
Authors:
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Ana Karla Vieira Brüggemann, 1Carolina Luana Mello, 1Tarcila Dal Pont, Deborah de Camargo Hizume Kunzler, 3Daniel Fernandes Martins, 4Franciane
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Bobinski, 5Wellington Pereira Yamaguti, 6Elaine Paulin
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Titles and Institutions:
Master´s Degree Student in Physiotherapy at Santa Catarina State University –
UDESC. Florianopolis, SC – Brazil.
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Phd in Medical Sciences from the University of São Paulo, São Paulo, SP –
Brazil, and Professor at Santa Catarina State University- UDESC, Florianopolis, SC – Brazil.
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Phd in Neurosciences from the Federal University of
Santa Catarina,
Florianopolis, SC – Brazil, and Professor at the University of Southern Santa Catarina- UNISUL, Florianopolis, SC – Brazil.
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Phd in Neurosciences from the Federal University of Santa Catarina,
Florianopolis, SC – Brazil, and Professor of the Undergraduate Program at
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Santa Catarina State University - UDESC, Florianopolis, SC – Brazil.
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Phd in Experimental Physiopathology from the Medical School of the University
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of São Paulo, São Paulo, SP – Brazil, and Professor of the Master´s Program in Health Sciences at Sírio-Libanês Hospital.
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Phd in Sciences from the University of São Paulo, São Paulo, SP – Brazil, and
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Professor of Undergraduate and Graduate Physiotherapy Courses at Santa Catarina State University– UDESC, Florianopolis, SC – Brazil.
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Financial Support: CAPES.
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No conflict of interest to declare.
Corresponding Author:
Ana Karla Vieira Brüggemann Centro de Ciências da Saúde e do Esporte – CEFID/UDESC Rua Pascoal Simone, 358 - Coqueiros - Florianópolis – SC CEP: 88080-350
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[email protected] Telephone: +55 (48) 3664-8602
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This study has been approved by the Research Ethics Committee of UDESC, under the Protocol number 08857612.2.0000.0118 as well as by the Clinical
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Trials.gov Registry (protocol number NCT02786849).
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Effects of neuromuscular electrical stimulation during hemodialysis on peripheral
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muscle strength and exercise capacity: a randomized clinical trial
3 Key words: Chronic Renal Failure; Renal Dialysis; Electrical Stimulation; Muscle Strength;
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Muscle Weakness.
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Abstract
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Objective: To evaluate the effects of neuromuscular electrical stimulation of high and low
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frequency and intensity, performed during hemodialysis (HD), on physical function and
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inflammation markers in patients with chronic kidney disease (CKD).
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Design: Randomized clinical trial
Setting: Hemodialysis clinic.
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Participants: 51 CKD patients were randomized into blocks of four by means of opaque
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envelopes. They were divided into a group of high frequency and intensity neuromuscular
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electrical stimulation (HG) and a group of low frequency and intensity neuromuscular
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electrical stimulation (LG).
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Intervention: HG was submitted to neuromuscular electrical stimulation with 50Hz and
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medium intensity of 72.90mA, and LG used 5Hz and medium intensity of 13.85mA, 3 times
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per week for one hour, during 12 sessions.
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Main Outcome Measures: Peripheral muscle strength, exercise capacity, levels of muscle
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trophism marker [growth factor similar to insulin type 1 (IGF-1)] and levels of pro-
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inflammatory [tumor necrosis factor (TNF-alpha)] and anti-inflammatory [Interleukin 10 –
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(IL-10)] cytokines.
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31 Results: HG showed significant increase in right peripheral muscle strength
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(155.35±65.32Nm versus 161.60±68.73Nm; p=0.01) and left peripheral muscle strength
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(156.60±66.51Nm versus 164.10±69.76Nm, p=0.02) after training, which did not occur with
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LG for both right muscle strength (109.40±32.08Nm versus 112.65±38.44Nm, p=0.50) and
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left muscle strength (113.65±37.79Nm versus 116.15±43.01Nm; p=0.61). The distance of
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the 6-minute walk test (6MWTD) increased in both groups: HG (435.55±95.81m versus
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457.25±90.64m; p=0.02) and LG (403.80±90.56m versus 428.90±87.42m, p=0.007). The
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groups did not differ in peripheral muscle strength and in the 6MWTD after the training
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protocol. In HG, a correlation was observed between initial and final values for 6MWTD
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and muscle strength. In LG, correlations occurred only between the 6MWTD and the initial
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muscle strength. Only LG increased levels of IGF-1 (252.38±156.35pg/ml versus
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336.97±207.34 pg/ml; p=0.03) and only HG reduced levels of IL-10 (7.26±1.81 pg/ml
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versus 6.32±1.54 pg/ml; p=0.03). The groups showed no differences in the TNF-alpha
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concentrations.
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Conclusion: CKD patients on HD improve exercise capacity after peripheral
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neuromuscular electrical stimulation of high and low frequency and intensity. However, the
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benefits on muscle and inflammatory outcomes seem to be specific for the adopted
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strategy.
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List of Abbreviations: ANCOVA (analysis of covariance), ANOVA (analysis of variance),
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BMI (body mass index), CKD (Chronic kidney disease), COPD (chronic obstructive
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pulmonary disease), ELISA (Enzyme Linked Assay Immunosorbent), FEV1 (forced
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expiratory volume in one second), FEV1/FVC ( ratio forced expiratory volume in one
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second and forced vital capacity), FVC (forced vital capacity), HD (hemodialysis), GFR
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(glomerular filtration rate), HF (heart failure), HG (high frequency and intensity
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neuromuscular electrical stimulation group), HR (heart rate),
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Hz (Hertz), ICD (Informed Consent Document), IGF-1 (Insulin Growth Factor 1), Kt/V (urea
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clearance), IL-10 (interleukin-10), LG (low frequency and intensity neuromuscular electrical
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stimulation group), LMS (left muscle strength), m (meter), pg/mL (picograms per mL), Nm
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(Newton-meter), RMS (right muscle strength), s (seconds), SpO2 (oxygen saturation by
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pulse oximetry), TNF-alpha (tumor necrosis factor), VAS (visual analogue scale), 6MWT
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(6-minute walk test), 6MWTD (6-minute walk test distance), µs (microseconds).
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Chronic kidney disease (CKD) is a worldwide public health problem, which is associated with chronic inflammation and progressive loss of weight, peripheral muscle
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strength and the ability to exercise1-4, and these changes are more pronounced in patients
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on hemodialysis (HD)5-6. Recently, the terms “uremic sarcopenia”7 or “uremic muscle
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dysfunction”8 have been used to describe the progressive and cumulative loss of muscle
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mass and strength in CKD patients, which can be detected in the first stage of CKD In this
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process of progression of renal injury, the role of inflammatory mechanisms, as mediators
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of TNF-alpha and IL-6, has been increasingly demonstrated, as well as their role on
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muscle catabolism, which leads to muscle wasting, and justifies the importance of the
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study of adequate and specific CKD therapies9,10.
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Rehabilitation therapies through physical exercise have been introduced to this population11, with the aim to reduce muscle weakness, improve exercise capacity, and
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decrease the risk of developing cardiovascular disease resulting from CKD. However, the
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general health condition of CKD patients is acknowledged as being limited and aerobic
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exercises may offer hemodynamic risks and acute cardiovascular complications12. This
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shows the importance of introducing alternative rehabilitation programs with lower clinical
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implications, such as neuromuscular electrical stimulation13. This neuromuscular
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electrostimulation technique has been commonly used in patients with chronic obstructive
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pulmonary disease (COPD) and heart failure (HF) in outpatient and inpatient basis. This
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demonstrates beneficial results to maintain and increase mass, peripheral muscle strength
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and exercise capacity14-17.
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Few studies have investigated the effects of neuromuscular electrical stimulation on
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functional variables in CKD patients. A randomized study conducted by Dobsak et al.
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(2012)13 showed positive effects of electrical stimulation on quadriceps and calf, with 10Hz
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on peripheral muscle strength and exercise capacity in chronic renal failure patients during 4
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hemodialysis. However, the authors did not measure biochemical variables, such as
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pro- and anti-inflammatory cytokines and muscle trophism markers, in order to
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better understand the mechanisms involved in the improvement of the patients after
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the training. In the pre-clinical field, a study in rats with nephrectomy-induced CKD18
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showed that neuromuscular electrical stimulation of 20Hz minimized skeletal muscle
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atrophy by improving muscle regeneration capacity and muscle proteins
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metabolism.
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Considering the peripheral muscle dysfunction among CKD patients, which affects both muscle composition (inflammatory mediators and muscle trophism) and
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exercise capacity2,18,19, the effects of a 4-week training program with neuromuscular
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electrical stimulation in CKD patients during hemodialysis should be further
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investigated. Studies on neuromuscular electrical stimulation in CKD patients
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available in the scientific literature use low frequency therapeutic strategies only.
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Therefore, this study aimed at evaluating the effects of neuromuscular electrical
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stimulation of high and low frequency and intensity on peripheral muscle strength,
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exercise capacity, as well as biochemical markers of muscle changes and
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inflammation in CKD patients during hemodialysis. The hypothesis of this study is
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that high frequency and intensity training will bring more benefits for CKD patients.
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Methods
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This is a randomized, double-blind clinical trial with CKD patients who underwent hemodialysis. They were divided into two groups: patients who were 5
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submitted to high frequency and intensity neuromuscular electrical stimulation (HG), and
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patients who were submitted to low frequency and intensity neuromuscular electrical
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stimulation (LG). The patients were blind to group allocation. Randomization was stratified
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according to sex, using blocks size of 4, and performed through opaque sealed envelope,
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after the assessments. The groups completed a four-week neuromuscular electrical
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stimulation training program. Drug therapy established for both groups remained
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unchanged throughout the study period.
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This study was approved by the Ethics Committee for Research Involving Human Beings of Santa Catarina State University – UDESC – (CAEE: 45904615.7.0000.0118), as
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well as registered into the ClinicalTrials.gov (NCT02786849 registration number). The
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training was conducted at the APAR VIDA Kidney Clinic in São José/SC and evaluations
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were conducted at the Faculty of Sport and Health Sciences of Santa Catarina State
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University (CEFID/UDESC) from July 2015 to May 2016.
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The baseline and final assessments were conducted on the first working day after hemodialysis. The final assessment was performed after 12 sessions of the training
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protocol. At first, anthropometric measurements and vital signs were taken from all
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patients, followed by assessment of peripheral muscle strength, pulmonary function test
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and submaximal exercise capacity through the 6-minute walk test (6MWT). Furthermore,
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CKD patients on hemodialysis were requested to present their latest blood tests including
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urea clearance (Kt/V), creatinine and glomerular filtration rate. The assessment of
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enzymatic markers of muscle trophism and of pro- and anti-inflammatory plasma cytokines
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was carried out before and after the patients´ training protocol (Figure 1).
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The consecutive sampling method was used to recruit, select and assess 51 6
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patients of both sexes, undergoing hemodialysis treatment. Twenty- six patients
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were allocated to HG, and 25 patients to LG. The inclusion and exclusion criteria
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are in the supplementary material.
147 Inclusion criteria were as follows: (1) CKD patients undergoing hemodialysis
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regularly for at least 6 months (2) CKD patients aged 20 to 85 years, (3) CKD
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patients in stable clinical condition and under medical supervision; (4) absence of
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uncontrolled hypertension, recent ischemic heart disease (3 months or less),
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unstable angina or severe cardiac arrhythmias; (5) absence of diseases
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(respiratory, orthopedic and/ or neurological), which might limit the assessment
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protocol and training; (6) patients who did not perform any form of physical exercise
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or who exercised over six months ago.
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Exclusion criteria were as follows: (1) inability to perform any of the study assessments (lack of understanding or cooperation); (2) clinical deterioration during
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the research period; (3) clinical complications due to cardiorespiratory and/or
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musculoskeletal reasons during the research period.
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The participants were informed of the procedures and objectives of the study
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and signed an Informed Consent Document (ICD).
Intervention protocol
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Isometric strength training on quadriceps muscle was performed with electrical
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stimulation during one hour, 3 times a week. The participants were not instructed to
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perform isometric voluntary contractions associated to NMES. The interventions were 7
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carried out in the first two hours of hemodialysis, in order to avoid physical stress in the
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second half of the session, when the hemodynamic conditions of patients are unfavorable.
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The patients chose to remain sitting or in dorsal decubitus on a chair during the
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hemodialysis session, with their lower limbs extended on a footrest.
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lateralis muscle (same direction of muscle fibers, one positioned 3 cm above the superior
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border of the patella, and another 5 cm below the inguinal crease towards the anterior
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superior iliac crest), and on the vastus medialis muscle (same direction of the muscle
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fibers, one positioned 3 cm above the upper border of the patella, and another 5 cm below
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the inguinal fold, obliquely, towards the groin).
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The parameters for HG included: frequency of 50 Hertz (Hz), pulse width of 400 microseconds (µs), rise time and fall time of 2 seconds (s), on:off stimulation, initially with a
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1:2 relation in the first week (10s of stimulation and 20s of rest, with the objective to adapt
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and minimize the effects of muscular fatigue), to be increased to a 1:1 relation in the
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second week (10s of stimulation of and 10s of rest). For LG, frequency of 5 Hz was used,
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on:off stimulation time of 1:3 (10s of stimulation and 30s of rest) with pulse duration of
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100µs. The current intensity was adjusted individually in the first application. In HG, the
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intensity was gradually increased until visible muscle contraction could be observed: this
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was the maximum intensity tolerated by the patient. In LG, the intensity was the least
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noticeable by the patient. These values were monitored for further calculation of intensity
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evolution throughout the training program.
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Each session included a warm-up period, training and cool down period for both groups. The first minute of the warm-up period started with 20% of the intensity value
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adopted in the previous session, with a gradual increase of 20% per minute until 5
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minutes. Next, a 50-minute training session was performed, followed by a 5-minute
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recovery period with gradual reduction of 20% of intensity each minute. The training
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program was implemented by one physiotherapist.
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Before and after the training program, the patients were asked about their sensation
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of fatigue/tiredness in the lower limbs, as well as sensation of dyspnea, using the modified
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Borg scale. In the event of muscle pain, the intensity was assessed by visual analogue
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scale (VAS). Blood pressure was measured in the beginning, after 30 minutes of training,
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and at the end of the session. An oximeter (Rossmax - SB100 Fingertip, Taipei, Taiwan)
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was used to measure heart rate (HR) every 10 minutes.
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Assessments
To characterize the sample, age, sex, height, body mass, body mass index (BMI),
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urea clearance, creatinine, glomerular filtration rate and lung function were considered.
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Peripheral muscle strength and submaximal exercise capacity were included into the main
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objective of this study. Biochemical markers of muscle trophism and inflammation-induced
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changes were the secondary objectives of this study. All assessments were performed by
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the same examiner blinded for the patients' group allocation.
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The right (RMS) and left (LMS) muscle strength were assessed using an isokinetic
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dynamometer (Biodex System 4 Pro, New York, USA) in isometric mode. To measure the
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knee extensors muscle strength, the patient was placed on a chair with hip flexion of 85º, 9
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and the lateral femoral condyle was aligned with the rotation axis. The trunk, hip and
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evaluated lower limb were stabilized using belts to avoid compensation. The weight of the
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limb under examination was calculated to correct the gravity and the maximum and
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minimum angles were recorded. Following the familiarization with the equipment, the
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patient performed five maximal voluntary isometric contractions. From the position at 60°
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of knee flexion20,21, considering 0º of total length of the knee, the contraction should be
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maintained for 5 seconds with a 75-second rest interval between each contraction. The
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highest peak extensor torque value was recorded for further analysis.
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Pulmonary function testing was performed with the NDD EasyOne portable digital
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spirometer (Zurich, Switzerland), previously calibrated, in accordance with the guidelines
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and criteria recommended by the American Thoracic Society and European Respiratory
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Society22. The following parameters were obtained: forced vital capacity (FVC), forced
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expiratory volume in one second (FEV1) and the FEV1/FVC ratio expressed in absolute
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values and percentage of predicted normal values (FVC and FEV1 ≥ 80% of predicted and
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FEV1/FVC≥0.7), according to the values determined by Pereira et al. (2007)23. In patients
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with values lower than normal, salbutamol (400µg) inhaled bronchodilator was
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administered, and the test was repeated 15 minutes later.
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To assess the submaximal exercise capacity, the six-minute walk test was
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performed, according to the guidelines of the American Thoracic Society24. The patients
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were instructed to walk as far as possible over a period of 6 minutes in a 30-meter track.
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They were motivated with standard phrases of encouragement every minute. If the
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patients had limiting dyspnea or any other disabling discomfort, they could interrupt the
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test without interrupting the execution time. Blood pressure was monitored before and after
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each test, as well as HR, oxygen saturation by pulse oximetry (SpO2) and the sensation of 10
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dyspnea (modified Borg scale) during the test. The greatest distance between the two
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tests was used for the analysis, and the reference values were those described by Britto et
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al. (2013)25.
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biochemical markers were carried out at the outpatient clinic, in the monthly blood
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collection during hemodialysis. At first, the biochemical markers were assessed before
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starting the protocol, and then, after 12 training sessions. Both the muscle trophism
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marker [growth factor similar to insulin type 1 (IGF-1)] and the pro-inflammatory [tumor
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necrosis factor (TNF-alpha)] and anti-inflammatory cytokines [interleukin-10 (IL-10)] were
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analyzed using plasma of CKD patients during HD, initially, before starting the protocol
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and after 12 sessions of training. Samples of 4 mL of blood were taken from existing
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fistulas in patients; therefore, there was no need for additional invasive procedure for blood
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collection. The blood was then stored in a vacutainer previously treated with lithium
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heparin, and then centrifuged for 7 minutes at 400×g, in order to separate the plasma.
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Then, aliquots of 350 µL were stored in a freezer at -80ºC, in order to measure the
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markers to be studied (from each patient, in each period), using the appropriate Sandwich
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ELISA (Enzyme Linked Assay Immunosorbent) kits (DuoSet ® ELISA, R & D Systems,
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Minneapolis, MN, USA). For IGF-1, the Human IGF-1 Catalogue # DY291 with sensitive
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range of 31.3 – 2000 picograms per mL (pg/mL) was used. For IL-10, the IL-10 Human
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Catalogue # DY217B was used, with sensitivity range of 31.3 – 2000 pg/mL. And for TNF-
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alpha, the Human TNF-alpha Catalogue #DY210 with a sensitivity range of 15.6 –1000
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pg/mL was used.
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Statistical analysis
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An a priori sample size calculation was performed using the GPower 3.1 software based on the results of the study conducted by Dobsak et al. (2012)13. The peripheral
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muscle strength values, which were obtained from the group that underwent electrical
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stimulation before (185.4±53Nm) and after (222.4±36.6Nm) the treatment were used for
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the calculation. The exercise capacity assessment values before (401.3±55m) and after
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(428.9±69.2m) electrical stimulation were also used, where a similar effect was expected
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to be observed. The significance level was set at 5% (80% test power), and therefore
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there was a need to include 12 patients to respond the variable peripheral muscle
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strength, and 34 patients for exercise capacity. Considering a 10% loss rate, 14 patients
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would be needed to verify the effect on peripheral muscle strength, and 38 patients for the
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effects on exercise capacity.
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The data were entered into the IBM SPSS (Statistical Package for Social Sciences)
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version 20.0. The data were presented as mean ± standard deviation and 95% confidence
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interval (CI95%). The Shapiro-Wilk test was applied to verify the data normality. The
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Independent Sample t-Test was used to compare the behavior of the parametric variables
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of age, HR, FEV1, FVC, FEV1/FVC, LMS and RMS, 6MWT, IGF-1, TNF-alpha and IL-10
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between the groups, whereas the Mann-Whitney U test was used for nonparametric
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variables of BMI, Kt/V, creatinine, GFR, dyspnea, fatigue and intensity. The repeated
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measures ANOVA test was used to compare means before and after the use of electrical
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stimulation. The categorical variable was analyzed by Chi-square test. The Pearson
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correlation coefficient was used to verify the presence of a relationship between
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respiratory muscle strength and exercise capacity. A linear regression analysis was
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conducted to obtain the determination coefficient. The ANCOVA analysis was used in
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order to reduce the variance between groups for the muscle strength variable, and
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consequently, to adjust their mean values: Group (HG vs. LG) was the independent
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variable, the initial left and right muscle strengths were the covariates, and the final right
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and left muscle strengths were the dependent variable. The significance level for statistical
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purposes was set at 5% (p<0.05).
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(2006)26, who consider the correlation coefficients between 0.10 to 0.30 as “weak”; 0.40 to
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0.60 as “moderate”; and 0.70 to 1 as “strong”.
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A total of 51 patients were eligible for the study: 26 patients were randomized for HG; 25 for LG. Six and five patients were excluded from HG and LG, respectively. Thus,
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40 patients completed the study. The exclusion criteria are shown in Figure 1.
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The power analysis of a sample of 20 participants per group was calculated by a
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post hoc sample calculation, using the t-test in GPower 3.1 software. The RMS and LMS
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mean values and 6MWTD before and after the training in both groups (HG and LG), with
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their respective standard deviations, were also determined. In all analyses, the
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significance level was set at 5%. In HG, for the right muscle strength, the effect value
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calculation was 2 and the power for the sample was 1.0. For the left muscle strength,
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effect was 2.33 and power was 1.0; and for 6MWD, effect was 4.2, producing power of 1.0.
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In LG, for the right muscle strength, effect was 0.5 and power was 0.7; for the left muscle
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strength, effect was 0.5 and power was 0.7; and for the 6MWT, the calculated effect was
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7.9 and power was 1.0.
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Insert Figure 1 here
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329 In the baseline assessment, anthropometric and pulmonary variables, 6MWTD, Kt/V concentrations, creatinine, IGF-1, IL-10 and TNF-alpha (Table 1) showed no significant
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differences between the groups. As for lung function, the mean values for both groups
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remained within the normal range. GFR was significantly lower in LG; however, despite
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such difference, the mean in both groups was within the range of classification compatible
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with stage 5 CKD (GFR<15 mL/min/1.73m2), according to the Brazilian CKD Guidelines27.
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For the RMS and LMS variables, the patients showed baseline differences between both
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groups. This was an error by chance, and the analysis of covariance was used to adjust
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these values by for post-training comparisons.
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HG showed a significant increase in right muscle strength (RMS) and left muscle
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strength (LMS) after the training, which did not occur with LG for both the RMS and LMS
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(Figures 2A and 2B). The ANCOVA analysis showed that the groups did not differ in mean
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values of RMS and LMS after the training, even after adjustments for pre-training scores,
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which demonstrated that HG had mean levels of RMS and LMS similar to LG, with
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adjusted pre-training values. In the 6MWT, the 6MWTD increased in both groups.
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However, the comparison between both groups showed no differences (Figure 2C). 14
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Insert Figure 2 here
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correlations also occurred moderately between the 6MWTD and the initial RMS and initial
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LMS. Right after the training, only HG presented correlations between the 6MWTD and the
360
RMS and LMS. LG showed no significant correlations after the training.
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361 362 363
A moderate to strong correlation between age and initial e final muscle strength was observed only in HG. LG showed no relationship between age and muscle strength.
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Correlation results are listed in the Supplementary Material.
Not all patients participated in the biochemical analysis because of the training
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protocol period. For concentrations of IGF-1, 11 patients were analyzed in HG and 10 in
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LG. For IL-10 and TNF-alpha, 10 patients were analyzed from each group. The intra-group
370
results showed increased IGF-1 levels in LG only (Figure 3A). In the IL-10 analysis, HG
371
showed significantly reduced levels and LG showed no alterations (Figure 3B). Ultimately,
372
TNF-alpha remained the same in both groups (Figure 3C). No differences were found
373
between both groups for evaluated concentrations of growth factors and cytokines.
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Further data from the training protocol effect, variables evaluated and analyzed correlations are in the supplementary material. 15
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Insert Figure 3 here
380
382
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383
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This study demonstrated that CKD patients on hemodialysis, undergoing a high-frequency
386
and high intensity neuromuscular electrical stimulation therapy, as well as those submitted
387
to low frequency and low intensity therapy showed increased exercise capacity. However,
388
only HG showed improved peripheral muscle strength.
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A relationship was found between improved peripheral muscle strength and increased
391
6MWTD only in HG. This suggests that increased exercise capacity in LG occurred due to
392
other mechanisms. Importantly, the peripheral muscle strength was proportional to the
393
frequency of stimulation and the number of motor units recruited. Thus, the higher the
394
frequency, the greater the muscle torque and the motor recruitment will be, producing an
395
increase in strength28,29. Furthermore, low frequency may have stimulated muscle
396
endurance fibers, which explains the increased exercise capacity among the patients of
397
this group30. Additionally, a study with HF patients31 observed that a frequency below 20Hz
398
directs its activity to muscle endurance (type I fibers), reducing muscular fatigue.
399
Stimulation within this frequency range increases oxidative aerobic capacity of type I fiber,
400
improves peripheral vasodilation, and consequently leads to increased vascularization,
401
which would explain the increase in exercise tolerance in LG17.
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In CKD, training with neuromuscular electrical stimulation has been little explored, when
404
the objective of the assessment (biochemical, functional or related to exercise capacity)
405
was to observe the effects on peripheral muscle32. The study conducted by Dobsak et al.
406
(2012) was the only study found in the literature that observed the effects of functional
407
variables in this population, but without studying biochemical markers13. In that study, the
408
authors compared the effect of aerobic training on a cycle ergometer and electrical
409
stimulation with parameters of a low-frequency therapy (10Hz, mode on:off 20:20s, pulse
410
width of 200µs for 60 minutes at quadriceps and calf - increased intensity to the maximum
411
final value of 60mA) with a control group, who had received no intervention. Training
412
sessions were conducted between the 2nd-3rd hours of HD three times per week, for a
413
total of 20 weeks. The authors found a significant increase in maximum quadriceps muscle
414
strength in the intervention group (electro stimulation and aerobic training), as well as in
415
6MWTD. There was an increase of 27.6 meters in the electrical stimulation group, with no
416
differences, when compared to aerobic training. In that study, even without a sham group,
417
patients did not report pain or discomfort, which suggests that low frequency during a 20-
418
week training program may be applicable and improve peripheral muscle strength as well
419
as the functional capacity of patients on hemodialysis. The current parameters used by the
420
authors are somewhat higher than those applied to LG in this study, which improved only
421
the exercise capacity with an average increase of 25.10meters after 4 weeks of treatment,
422
without increased peripheral muscle strength. Importantly, the final average intensity of LG
423
was 48.45mA, because the low intensity value was set based on the minimum perception
424
of the current reported by the patient.
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425 426
Results that corroborate the findings of our study were observed in other populations, such
427
as in COPD33 and HF31 patients. These studies pointed out that low frequencies improve
428
exercise capacity, although significant effects on peripheral muscle strength could not be 17
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determined. Sillen et al. (2014)33 assessed 120 COPD patients with quadriceps muscle
430
weakness and compared neuromuscular electrical stimulation parameters of high (75Hz)
431
and low frequencies (15Hz) for 21 minutes, with training endurance of 8 weeks, 5 days per
432
week, twice a day on quadriceps and calf. The authors observed that the quadriceps peak
433
torque increased by 10.8 Nm in the group submitted to electrical stimulation with high
434
frequency (n=41). This did not occur in the low-frequency group (n=39) (1.4 Nm; p=0.43).
435
However, for the evaluation of exercise performance, both groups showed improved
436
6MWT values. Conclusively, for the strength training program, the high-frequency group
437
was as effective as the group undergoing quadriceps muscle strengthening. But,
438
regardless of the frequency, patients with peripheral muscle weakness improved their
439
exercise performance. In another study29 with patients with HF and healthy individuals, the
440
acute effect of frequencies of 15 and 50 Hz on peripheral muscle strength in both groups
441
was analyzed. In that study, the authors investigated the isometric peak torque at
442
maximum voluntary quadriceps contraction and at each frequency. They observed that the
443
isometric peak torque produced by electrical stimulation frequency of 50 Hz was higher
444
than that produced by electrical stimulation at 15 Hz, and both were lower than the peak
445
produced by maximal voluntary contraction in HF patients and in healthy individuals, with
446
no differences between the groups. In HF patients, neuromuscular electrical stimulation
447
seemed to improve 6MWD and peripheral muscle strength, similar to conventional training
448
with aerobic exercise34.
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450
A systematic review32 aimed at investigating changes in enzyme activity, in the
451
composition of muscle fiber type, and in the size of muscle fibers of the lower limbs in
452
humans after a neuromuscular electrical stimulation therapy. The authors divided the
453
subjects into a group of high frequency (>50 Hz) and a group of low frequency (<20Hz),
454
and observed that lower frequencies improved exercise capacity, whereas higher 18
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frequencies were mostly recommended to improve muscle performance. Most studies with
456
low frequencies reported significantly increased activity of oxidative enzymes, whereas the
457
results for changes in muscle fiber composition and muscle size were conflicting. High
458
frequencies showed a significant increase in muscle size by 50% of all studies, as well as
459
increased peripheral muscle strength. These results are also in accordance with the study
460
conducted by Dal Corso et al. (2007)35, who observed that neuromuscular electrical
461
stimulation in COPD patients with frequency of 50Hz and pulse width of 400µs produced a
462
decrease of 9.8% in the type I fibers and a 12.5% increase in type II fibers.
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463
This study observed that patients submitted to low frequency and intensity therapy
465
improved exercise capacity and increased blood markers, such as increased IGF-1
466
plasma levels, as well as no changes in pro-inflammatory, TNF-alpha and anti-
467
inflammatory IL-10 markers.
468
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Muscle metabolism in CKD is strongly influenced by IGF-14,18. In animal models, there is a
470
strong relation between the altered insulin/IGF1 signaling and muscle loss36, which will
471
increase the risk of early death in CKD patients4, when associated with risk factors, such
472
as heart or hormonal diseases. This current study observed that LG showed lower
473
baseline IGF-1 values compared to HG, but with no significant differences, which is in
474
agreement with the lower skeletal muscle strength values found in LG. After training, IGF-1
475
levels increased in LG only. This suggested that biochemical alterations for the production
476
of protein might be occurring. These would evolve into tissue and functional changes,
477
considering that IGF-1 has been recognized as one of the major factors responsible for
478
muscle growth coordination, increasing mass and muscle strength4,37. However, higher
479
plasma IGF-1 does not confirm its deposition to muscle tissue, since its release does not
480
have a specific target tissue37. Moreover, the musculoskeletal tissue, like other tissues,
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produces cytokine locally37,38, which might explain why HG had not shown significantly
482
improved plasma IGF-1 level18, despite some functional gains. The significant increase in
483
IGF-1, observed in LG, may have occurred because the baseline values of severity
484
markers (GFR) and peripheral muscle strength were significantly lower. This reinforced the
485
findings previously reported in the medical literature, in which improved outcomes after
486
therapeutic intervention seem to be greater in more severe patients with increasing
487
functional impairment39-41.
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A study18 in rats with nephrectomy-induced CKD, which were submitted to neuromuscular
490
electrical stimulation at a frequency of 20Hz and an intensity of 1 mA current for 15
491
minutes during 15 days, aimed at identifying whether the low frequency electrical
492
stimulation would affect the IGF-1 signaling pathway. IGF-1 levels were measured in
493
serum and muscle. The authors observed that the serum IGF-1 was lower in CKD rats,
494
compared to sham rats (no CKD), and that the electrical stimulation had no significant
495
effects on serum levels of IGF-1 in both groups (sham and CKD who performed the
496
training). However, they found that electrical stimulation increased levels of muscle IGF-1
497
in both groups, indicating that increased IGF-1 in rats treated with electrical stimulation
498
was local, whose serum analysis was not capable of identifying such improvement. In this
499
experiment18, the authors could not observe significant effects immediately and up to 5
500
days after electrical stimulation of 20 Hz on the inflammatory TNF-alpha marker. Instead,
501
they found effects on the Interleukin-6 (IL-6), suggesting that electrical stimulation may
502
cause temporary acute inflammation, as if this was a common physiological response to
503
the exercise that leads to increased muscle mass42. Similarly, this study found no
504
alterations in TNF-alpha in both groups after training. However, IL-10, which regulates the
505
pro-inflammatory cytokines, such as TNF-alpha and IL-642, had a significant decrease only
506
in HG, which was not observed in LG.
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507
There have been discussions about increased cardiovascular diseases in patients with
509
altered balance of cytokines due to the combination of decreased immune responses,
510
together with a persistent immune stimulation, which plays an important role in systemic
511
inflamation10. Studies have shown that inflammation increases cardiovascular risk and
512
mortality in CKD patients43,44, and low IL-10 levels in hemodialysis patients have been
513
associated with a significantly increased risk of death caused by cardiovascular diseases,
514
compared to patients with higher levels of IL-1045. However, for the results of this study, it
515
is important to consider that cytokines do not show effects as a single substance that acts
516
in a specific type of cell, because the increased cytokine immediately leads to a down-
517
regulation of several others, like a network of cytokines. Furthermore, many of the effects
518
of cytokines are local and non-systemic. A significant number of the effects are difficult to
519
be detected; therefore, it is reasonable to be careful with the interpretation of plasma
520
cytokine measurements42.
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This is the first randomized clinical trial to study the effects of two training frequencies and
523
different strategies to set the intensity current with neuromuscular electrical stimulation on
524
functional and biochemical variables in CKD patients during HD. According to the medical
525
literature, the main responders in trainings with electrical stimulation are those who endure
526
larger increase of intensity46. However, this study showed improved exercise capacity in
527
LG, even with low current intensity. Furthermore, LG showed lower sensation of muscular
528
fatigue. Thus, it may be suggested that the use of lower frequencies and intensities is
529
likely to be more comfortable for these patients, allowing muscular electrical stimulation to
530
be applied in patients with low tolerance to increased current intensity.
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Finally, it could be observed that the treatment with neuromuscular electrical stimulation
533
for CKD patients may be an alternative to achieve functional benefits. The frequency and
534
intensity of electrical stimulation seem to have an important impact on the degree of
535
inflammatory and muscular response18. Further studies should investigate the effects of
536
high and low frequency currents in this population, in order to observe their effects on
537
muscle fibers type I and II, as well as on inflammatory cytokines and trophic modulators
538
directly on the muscle.
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539 540 Limitations of the study
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541 542 543
Despite the pair analysis performed in this study, LG patients showed lower initial
545
peripheral muscle strength compared to HG. This chance error could not be controlled, but
546
it has been corrected for the analysis between the groups. HG showed a relationship
547
between age and right and left muscle strengths before and after the training, as well as a
548
higher GFR, which might explain the higher values found in the peripheral muscle strength
549
of this group.
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Another possible limitation of this study was the failure to complete an a priori sample size
552
calculation based on the study on 6MWT conducted by Dobsak et al. (2012)12, as well as
553
the inexistence of a control group. Although the target sample was not obtained, our post
554
hoc power analysis, which analyzed the sample of 20 patients in each group, showed high
555
power, indicating that our population responded to the proposed objective. Furthermore, it
556
would be interesting to control the level of physical activity in these patients, even though
557
this was not the main objective of the study. Ultimately, muscle resistance should have 22
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558
been measured by isokinetic dynamometer, which would confirm if improved 6MWD
559
results in LG were related to increased muscle resistance.
560 561 Conclusions
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562 563 564
CKD patients on hemodialysis improve exercise capacity after peripheral neuromuscular
566
electrical stimulation of high and low frequency and intensity. However, the benefits on
567
muscle and inflammatory outcomes seem to be specific for the adopted electrical
568
stimulation strategy.
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569 570
574 575 576 577 578 579 580
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Stimulator Carci Fesmed IV, São Paulo, BR.
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Suppliers
Oximeter Rossmax - SB100 Fingertip, Taipei, Taiwan.
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Dynamometer Biodex System 4 Pro, New York, USA.
NDD EasyOne portable digital spirometer, Zurich, Switzerland.
581 582
DuoSet ® ELISA, R & D Systems, Minneapolis, MN, USA.
583 23
584
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G*Power Version 3.1.9.2. Franz Faul, Kiel University, Germany.
585 586
Statistical Package for Social Sciences; SPSS Inc.
587
589
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Legends of figures and tables:
766 767 Figure 1 – Flow diagram with timeline of the study.
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HG: group of patients submitted to high frequency and intensity neuromuscular electrical
770
stimulation; LG: group of patients submitted to low frequency and intensity neuromuscular
771
electrical stimulation.
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Figure 2 – Intra-group comparisons before and after the electrical stimulation protocol.
774
HG: group of patients submitted to high frequency and intensity neuromuscular electrical
775
stimulation; LG: group of patients submitted to low frequency and intensity neuromuscular
776
electrical stimulation; Nm: Newton-meter; 6MWT: six-meter walk test; m: meter. Repeated
777
measures ANOVA test. * p<0.05.
TE D
778
M AN U
773
Figure 3 - Intra-group comparisons before and after the electrical stimulation protocol.
780
HG: group of patients who were submitted to high frequency and intensity neuromuscular
781
electrical stimulation; LG: group of patients who were submitted to low frequency and
782
intensity neuromuscular electrical stimulation; IGF-1: growth factor similar to Type 1
783
insulin; IL-10: interleukin 10; TNF-alpha: tumor necrosis factor-alpha; pg/mL: picograms
784
per milliliter. Repeated measures ANOVA test. * p<0.05.
AC C
785
EP
779
786
Table 1 – Characterization of the study sample.
787
HG: group of patients submitted to high frequency and intensity neuromuscular electrical
788
stimulation; LG: group of patients submitted to low frequency and intensity neuromuscular
789
electrical stimulation; M: men; W: women; BMI: body mass index; Kg/m2: kilograms per 31
ACCEPTED MANUSCRIPT
790
square meter; Kt/V: urea clearance; mg/dL: milliliter per deciliter; GFR: glomerular filtration
791
rate; mL/min/1.73m2: Milliliter per minute per square meter; Nm Newton-meter; 6MWTD: 6-
792
minute walk test distance; m: meter; IGF-1: growth factor similar to type 1 insulin; IL-10:
793
interleukin-10; TNF-alpha: tumor necrosis factor alpha; pg/ml: picograms per ml. * p<0.05.
AC C
EP
TE D
M AN U
SC
RI PT
794
32
ACCEPTED MANUSCRIPT Table 1 – Characterization of the study sample LG
(n = 20)
(n = 20)
Sex (M/W)
15/5
11/9
0.18
Age
52.65±13.79
60.50±12.53
0.07
[46,19-59,11]
[54,64-66,36]
31.59±11.52
28.59±6.58
[26,19-36,98]
[25,51-31,67]
1.21±0.19
1.28±0.16
[1,12-1,30]
[1,20-1,36]
10.39±2.94
10.60±2.55
[9,02-11,77]
[9,40-11,79]
M AN U
Kt/V
Creatinine (mg/dL)
GFR (mL/min/1.73m2) 11.91±11.06
7.26±2.41
109.40±32.08
[124,78-185,92]
[94,38-124,42]
156.60±66.51
113.65±37.79
strength (Nm)
[125,47-187,73]
[95,96-131,34]
Initial 6MWTD (m)
435.55±95.81
403.80±90.56
[390,71-480,39]
[361,41-446,19]
389.64±201.66
252.38±156.35
[254,16-525,12]
[140,53-364,23]
7.26±1.81
6.27±1.92
[5,87-8,66]
[4,78-7,75]
AC C
Initial left muscle
IGF-1 (pg/mL)
IL-10 (pg/mL)
0.35
0.35
0.96
0.009*
[6,13-8,39]
155.35±65.32
EP
strength (Nm)
TE D
[6,73-17,09] Initial right muscle
SC
BMI (Kg/m2)
p-value
RI PT
HG
0.008*
0.01*
0.28
0.10
0.27
ACCEPTED MANUSCRIPT TNF-alfa (pg/mL)
6.74±1.75
7.27±1.60
[5,58-7,94]
[6,16-8,34]
0.15
HG: group of patients submitted to high frequency and intensity neuromuscular electrical stimulation; LG: group of patients submitted to low frequency and
RI PT
intensity neuromuscular electrical stimulation; M: men; W: women; BMI: body
mass index; Kg/m2: kilograms per square meter; Kt/V: urea clearance; mg/dL:
milliliter per deciliter; GFR: glomerular filtration rate; mL/min/1.73m2: Milliliter per
SC
minute per square meter; Nm Newton-meter; 6MWTD: 6-minute walk test distance; m: meter; IGF-1: growth factor similar to type 1 insulin; IL-10:
M AN U
interleukin-10; TNF-alpha: tumor necrosis factor alpha; pg/ml: picograms per ml.
AC C
EP
TE D
* p<0.05.
AC C
EP
TE D
M AN U
SC
RI PT
ACCEPTED MANUSCRIPT
AC C
EP
TE D
M AN U
SC
RI PT
ACCEPTED MANUSCRIPT
AC C
EP
TE D
M AN U
SC
RI PT
ACCEPTED MANUSCRIPT