Efficacy of MaZiRenWan, a Chinese Herbal Medicine, in Patients With Functional Constipation in a Randomized Controlled Trial

Efficacy of MaZiRenWan, a Chinese Herbal Medicine, in Patients With Functional Constipation in a Randomized Controlled Trial

Accepted Manuscript Efficacy of MaZiRenWan, a Chinese Herbal Medicine, in Patients With Functional Constipation in a Randomized Controlled Trial Dr. L...

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Accepted Manuscript Efficacy of MaZiRenWan, a Chinese Herbal Medicine, in Patients With Functional Constipation in a Randomized Controlled Trial Dr. Linda LD. Zhong, MD, PhD, Ms. Chung-wah Cheng, MPhil, Dr. Wai Kun, MD, Mr. Liang Dai, MPhil, Ms. Dong-dong Hu, MPhil, Ms. Zi-wan Ning, MPhil, Dr. Haitao Xiao, PhD, Dr. Cheng-yuan Lin, PhD, Ms. Ling Zhao, MPhil, Dr. Tao Huang, PhD, Dr. Ke Tian, PhD, Dr. King-hong Chan, MD, Dr. Ting-wa Lam, MD, Dr. Xiaorui Chen, MD, Dr. Chi-tak Wong, MD, Prof. Min Li, MD, Prof. Ai-ping Lu, MD, PhD, Prof. Justin CY. Wu, MD, Prof. Zhao-xiang Bian, MD, PhD

PII: DOI: Reference:

S1542-3565(18)30341-0 10.1016/j.cgh.2018.04.005 YJCGH 55782

To appear in: Clinical Gastroenterology and Hepatology Accepted Date: 2 April 2018 Please cite this article as: Zhong LL, Cheng C-w, Kun W, Dai L, Hu D-d, Ning Z-w, Xiao H-t, Lin Cy, Zhao L, Huang T, Tian K, Chan K-h, Lam T-w, Chen X-r, Wong C-t, Li M, Lu A-p, Wu JC, Bian Zx, Efficacy of MaZiRenWan, a Chinese Herbal Medicine, in Patients With Functional Constipation in a Randomized Controlled Trial, Clinical Gastroenterology and Hepatology (2018), doi: 10.1016/ j.cgh.2018.04.005. This is a PDF file of an unedited manuscript that has been accepted for publication. As a service to our customers we are providing this early version of the manuscript. The manuscript will undergo copyediting, typesetting, and review of the resulting proof before it is published in its final form. Please note that during the production process errors may be discovered which could affect the content, and all legal disclaimers that apply to the journal pertain.

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Title page Title: Efficacy of MaZiRenWan, a Chinese Herbal Medicine, in Patients With Functional Constipation in a Randomized Controlled Trial

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Authors:

Dr. Linda LD Zhong1*, MD, PhD; Ms. Chung-wah Cheng1*, MPhil; Dr. Wai Kun1, MD; Mr. Liang Dai1, MPhil; Ms. Dong-dong Hu1, MPhil; Ms. Zi-wan Ning1, MPhil; Dr.

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Hai-tao Xiao1, PhD; Dr. Cheng-yuan Lin1, PhD; Ms. Ling Zhao1, MPhil; Dr. Tao Huang1, PhD; Dr. Ke Tian1, PhD; Dr. King-hong Chan2, MD; Dr. Ting-wa Lam3, MD; Dr.

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Xiao-rui Chen2, MD; Dr. Chi-tak Wong2, MD; Prof. Min Li1, MD; Prof. Ai-ping Lu1, MD, PhD; Prof. Justin CY Wu4, MD#; Prof. Zhao-xiang Bian1, MD, PhD#

1. Hong Kong Chinese Medicine Study Centre, Hong Kong Baptist University, Hong

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Kong, P. R. China

2. Department of Family Medicine & General Out-patient Clinics, Kowloon Central Cluster, Hospital Authority, Kowloon City, Hong Kong, P. R. China

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3. Department of Medicine, Queen Elizabeth Hospital, Hospital Authority, Hong Kong, P.

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4. Institute of Digestive Disease, Faculty of Medicine, The Chinese University of Hong Kong, P. R. China

*: Equal contribution.

Grant Support: This study was supported by the Health and Health Services Research Fund (HHSRF) from the Food and Health Bureau of Hong Kong (project no. 09101501).

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Abbreviations Used in This Paper: AE, adverse event; ANOVA, analysis of variance; CHM, Chinese herbal medicine; CSBM, complete spontaneous bowel movement; CI,

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confidence interval; FC, functional constipation; GMP, Good Manufactory Practice; HHSRF, Health and Health Services Research Fund; MZRW, MaZiRenWan; NHS, National Health Service; RCT, randomized controlled trial; SD, standard deviation; TCM,

Co-correspondence: Prof. Justin CY Wu, Institute of Digestive Disease, Faculty of

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#

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Traditional Chinese Medicine.

Medicine, The Chinese University of Hong Kong, P. R. China, Email address: [email protected], Telephone: 852 3505 3174, Fax: 852 2646 8915 and Prof. Zhao-xiang Bian, Hong Kong Chinese Medicine Study Centre, Hong Kong Baptist

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University. 3/F, Jockey Club School of Chinese Medicine Building, 7 Baptist University Road, Kowloon Tong, Hong Kong, P. R. China. E-mail address: [email protected],

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Telephone: 852 3411 2905, Fax 852 3411 2902.

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Disclosures: The authors declare that they have no competing interests.

Writing Assistance: We have asked Dr. Martha Dahlen for critical English editing.

Authors Contributions: All authors participated in the design of the study and performed the trial. Linda LD Zhong drafted and Chung-wah Cheng revised the manuscript. Justin CY Wu and Zhao-xiang Bian supervised and coordinated the clinical

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trial. Linda LD Zhong and Wai Kun participated in general trial coordination and recruited the participants. King-hong Chan, Ting-wa Lam and Xiao-rui Chen referred and recruited patients. Chung-wah Cheng, Liang Dai, Tao Huang and Ke Tian participated in

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randomization and statistical analysis. Dong-dong Hu, Zi-wan Ning, Cheng-yuan Lin, Ling Zhao and Hai-tao Xiao conducted all the quality control studies of MZRW. Min Li

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authors read and approved the final manuscript.

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and Ai-ping Lu gave critical advice on the design and implementation of the study. All

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Abstract Background & Aims: The Chinese herbal medicine, MaZiRenWan (MZRW), has been used for more than 2000 years to treat constipation, but it has not been tested in a

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randomized controlled trial. We performed a trial to evaluate the efficacy and safety of MZRW, compared with the stimulant laxative senna or placebo, for patients with

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functional constipation (FC).

Methods: We performed a double-blind, double-dummy, trial of 291 patients with FC

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based on Rome III criteria, seen at 8 clinics in Hong Kong from June 2013 through August 2015. Patients were observed for 2 weeks and then assigned randomly (1:1:1) to groups given MZRW (7.5 g, twice daily), senna (15 mg daily), or placebo for 8 weeks. Patients were then followed for 8 weeks and evaluated at baseline and weeks 4, 8 (end of

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treatment), and 16 (end of follow up). Participants recorded information on stool form and frequency, feeling of complete evacuation, and research medication taken. Data on individual bowel symptoms, global symptom improvement, and adverse events were

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collected. A complete response was defined as an increase ≥1 complete spontaneous bowel movement (CSBM)/week from baseline (the primary outcome). Secondary

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outcomes included response during the follow-up period, colonic transit, individual and global symptom assessments, quality of life measured with 36-item short form Chinese version, and adverse events.

Results: Although there was no statistically significant difference in proportions of patients with a complete response to MZRW (68%) vs. senna (57.7%) (P=.14) at week 8,

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there was a statistically significant difference vs. placebo (33.0%) (P<.005). At the 16-week timepoint (after the 8-week follow-up period), 47.4% of patients had a complete response to MZRW, 20.6% had a complete response to senna, and 17.5% had a complete

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response to placebo (P<.005 for MZRW vs. placebo). The group that received MZRW group also had significant increases in colonic transit and reduced severity of constipation, straining, incomplete evacuation, and global constipation symptoms compared with the

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groups that received placebo or senna in (P<.05 for all comparisons).

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Conclusion: In a randomized controlled trial of 291 patients with FC, we found MZRW to be well-tolerated and effective in increasing CSBM/week. MZRW did not appear to be more effective than senna, and might be considered as an alternative to this drug.

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ClincialTrials.gov no: NCT01695850.

KEY WORDS: alternative medicine, plant, Asia, functional bowel disorder

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(382 words-edited by CGH’s Science Editor)

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Background Constipation is a common chronic gastrointestinal disease with prevalence varying from 0.7% to 79% (median 16%) in the global population.1 Conventional drug therapies for

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constipation include fiber supplements, stool softeners or wetting agents, osmotic and stimulant laxatives, and, more recently, chloride channel activators, guanylate cyclase C activators, opioid receptor antagonists and serotonergic agonists.2 However, with the

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unsatisfactory response and immaturity and relatively high economic burden of new

herbal medicine (CHM).

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agents,3-5 many patients seek help from alternative medicine, mostly by taking Chinese

According to Traditional Chinese Medicine (TCM) theory, constipation can be divided into excessive and deficient Patterns based on the underlying etiology6,7. The former is

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characterized by the presence of heat or pathological accumulation of Qi (stagnation). The Chinese herbal compound formula, MaZiRenWan (MZRW), also called Hemp Seed Pills, was first recorded in the TCM classic, “Discussion of Cold-induced Disorders”

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(ShangHanLun). It comprises six herbs: Fructus Cannabis (HuoMaRen), Radix et Rhizoma Rhei (DaHuang), Radix Paeoniae Alba (BaiShao), Semen Armeniacae Amarum

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(KuXingRen), Fructus Aurantii Immaturus (ZhiShi) and Cortex Magnoliae Officinalis (HouPo). MZRW is marketed in the United States and many other countries as dietary supplement. Based on modern pharmaceutical studies, MZRW can stimulate intestinal mucosa, increase secretion, accelerate intestinal peristalsis and decrease water absorption6-9-12. From our previous studies of MZRW, the dose of 7.5g b.i.d. had better therapeutic effect than its lower dose (2.5g b.i.d) and recommendated dose (5.0g b.i.d)

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among 96 subjects. Furthermore, its efficacy was superior to placebo in a double-blinded, randomized, controlled trial (RCT) with 120 subjects13.

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Senna, due to its low cost, safety and ease of administration, is widely prescribed in clinical practice and recorded in Laxative Treatment Guideline 14-17. This study aimed to evaluate the efficacy and safety of a Chinese herbal medicine, MZRW, by comparing with

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stimulant laxative, senna, and placebo for patients with FC in excessive TCM syndrome.

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In reporting details of trial, we followed the recommendations of CONOSRT Extension for Chinese Herbal Medicine Formulas 2017 (CONSORT-CHM Formulas 2017).18

Methods

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Study Design

This trial was a multi-center, randomized, double-blinded, double-dummy, controlled trial conducted in the Lee Kee Memorial Dispensary (general outpatient clinic), the Li Ka Shing

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Specialist Clinic of Prince of Wales Hospital and six Chinese medicine clinics affiliated with the School of Chinese Medicine, Hong Kong Baptist University. After a 2-week

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run-in, eligible subjects were randomly assigned to the MZRW arm (MZRW plus placebo senna), the senna arm (placebo MZRW plus senna), or the placebo arm (placebo MZRW plus placebo senna). All subjects received eight weeks of treatment and eight weeks follow-up. Five visits, in total, were scheduled at week -2 (run-in), week 0 (baseline), week 4 (within treatment), week 8 (end of treatment) and week 16 (end of follow-up).

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The study protocol was approved by the Ethics Committee on the Use of Human Subjects for Teaching and Research (Approval no. HASC/10-11/16) in September 2011, registered at ClinicalTrials.gov (NCT01695850) in September 2012 and published in 2013

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(Supplemental file 1).19 The study design was based on the recommendations made in the 'Design of Treatment Trial for Functional Gastrointestinal Disorders’, as proposed by the Rome III Working Team20. The duration of treatment was based on our previous two

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clinical studies of MZRW13. Written informed consent was obtained from each subject

and approved the final manuscript.

Participants and Recruitment

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who agreed to participate. All the authors had access to the study data and had reviewed

The participants were recruited from the public through advertisements or press releases in

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local newspapers. Diagnosis of FC was based on Rome III criteria: 1) including two or more of the following in at least 25% of defecations: straining, lumpy or hard stools, sensation of incomplete evacuation, sensation of anorectal obstruction/blockage, manual

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maneuvers to facilitate, or less than 3 defecations per week; 2) rare presence of loose stools without the use of laxatives; 3) insufficient criteria for irritable bowel syndrome.20

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Excessive Pattern was defined as any three of the chief symptoms: 1) dry and hard stools; 2) difficult bowel movements; 3) abdominal distension, with or without tenderness; 4) belching; 5) dry mouth or halitosis; 6) red tongue with dry and/or yellow coating; 7) wiry pulse.6,7

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Subjects were recruited only if they fulfilled all of the followings: 1) the diagnostic criteria for FC; 2) the diagnostic criteria for Excessive Pattern; 3) aged 18 to 65 years; 4) complete spontaneous bowel movement (CSBM) ≤2times/week (CSBM was defined by feeling of

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complete passage of stool and without the use of laxatives or enemas within 24 hours);21 5) severity of constipation ≥3 points (on a 7-point scale); 6) total symptom score ≥8 points (on a 7-point scale for constipation-related symptoms); 7) normal colonic examination (barium

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enema or colonoscopy) within five years; 8) normal liver and renal function in blood test

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within three months.

In addition, patients were excluded if they had drug-induced or secondary causes of constipation, abdominal surgery within one year, taken other herbal medicine for constipation in the last three months, or severe diseases (e.g. cancer, acute asthma).

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Patients with a history of allergy to CHM, psychiatric or addictive disorders requiring medications with side effects of constipation, or women who were pregnant or

Interventions

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breast-feeding were also excluded from the study.

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Based on previous study result, a dose of 15g a day (7.5g, b.i.d) of MZRW granules was selected.13 The placebo granules were made from dextrin (76.03%), tea essence (23.61%), gardenin (0.02%) and caramel (0.34%).13 Patients were instructed to dissolve a sachet of granules in 150ml of hot water; and to take the solution orally twice daily, after breakfast and dinner. Both of them were prepared by PuraPharm Pharmaceuticals (Nanning, China). The entire manufacturing process was in strict compliance with the standards of Good

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Manufactory Practice (GMP) and Chinese Pharmacopoeia 2010.22 The composition of MZRW and placebo, and the authentication, production, pharmacology study and safety details are listed in Supplemental file 2. The senna tablets (trade name: Senokot)

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containing 7.5mg Sennoside B were manufactured by Reckitt Benckiser Company, UK.16,23 The placebo tablets were made of starch and pigment by Guangzhou Huahai Pharmaceuticals (Guangzhou, China). Patients were instructed to take two tablets at

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bedtime.

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Rescue medication/enema: Dulcolax tablets and Dulcolax suppositories were provided as rescue medicines to ensure bowel movements only in those patients without bowel movements for at least three consecutive days during the study.

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To ensure the success rate of blinding, the color, smell, taste, appearance and packaging of placebos were comparable to the interventions (see Supplemental file 3).

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Outcomes

Participants were requested to record their stool form and frequency, feeling of the

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completeness of evacuation, and research medication taken daily in the diary.

The primary outcome was the proportions of patients with a complete response during treatment. Participants with an increase ≥1CSBM/week from baseline were defined as complete response. The changes in colonic transit detected by using a commercially available radio-opaque Sitzmarks capsule (Konsyl Pharmaceuticals, US) was secondary

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outcome24-26. Slow transit constipation (STC) is defined as expulsion of less than 80% markers after 120 hours, i.e. more than 5 out of 24 markers remained. Other secondary outcomes included the complete response of CSBM during the follow-up period.

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Individual symptoms of severity of constipation, sensation of straining, incomplete evacuation, bloating, abdominal pain / cramping, nausea, and passing of gas) were self-assessed by subjects using a 7-point ordinal scale (0=not at all to 6=very severe) at

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every visit. Global symptom improvement was defined as the feeling of adequate relief of constipation in comparison with baseline with scores (0=markedly worse to 6=markedly

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better). The quality of life was measured by the 36-item Short Form (SF-36) Chinese version.27

Safety profiles of MZRW were assessed by determining important adverse events (AEs)

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reported or clinical laboratory evaluations. The success of blinding was evaluated for both investigators and patients, as which of MZRW, senna or placebo had been taken during the

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last visit.

Randomization and Blinding

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Block randomization was carried out in a 1:1:1 ratio according to the sequence generated with Random Allocation Software (Version 2.0), Isfahan, Iran. Research assistant assigned interventions according to the codes kept in opaque sealed envelopes with consecutive randomization numbers. Treatment assignments were not revealed and were blinded to patients and investigators (including statisticians) until the entire study was completed.

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Sample size calculation Based on the results of our previous placebo-control study, the proportions of a complete 13

Since there

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response of MZRW group and placebo groups were around 40% and 10%.

has been no RCT study of senna, we assumed the response rates for MZRW, senna and

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placebo were 40%, 20% and 10%, respectively.

Therefore, 82 patients per treatment group were deemed sufficient to achieve 80% power

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in detecting treatment differences, based on two-sided Chi-square test without continuity correction at a significance level of 0.025 (used to maintain the overall significance level at 5%). Further assuming a 15% dropout rate, a total of 291 patients (97 per arm) were recruited to ensure statistically significant results. The calculation was performed using

Statistical Analysis

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Study Size 2.0 software, London, UK.

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All efficacy and safety analyses were conducted according to the intention-to-treat (ITT) principle, as the ITT population included all patients who were randomized. Missing

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values were imputed by the last-observation-carried-forward method. The details of statistical analysis appear in Supplemental file 4.

Results

Patient Characteristics

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From June 2013 to August 2015, 843 potential subjects were screened; of these, 291 were randomized and assigned to MZRW, senna, or placebo groups (97 per arm). In total, 33 subjects withdrew from the study. Seven of them were lost to follow-up, 18 discontinued

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their interventions due to unsatisfactory effects, seven withdrew due to AEs and one was pregnant. For those who completed the study, 95.3% (246/258) were compliant with at least 80% of scheduled doses, which was determined by counting the medication returned.

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The flow diagram is shown in Figure 1. The baseline characteristics of the three groups

Primary Outcome Assessment

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were well balanced (P>.05) and are summarized in Table 1.

The proportion of complete response of MZRW group was comparable to senna group during treatment (68.0% vs. 57.7%, with P=.14), but both were significantly higher than

(P<.005).

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that of placebo group (33.0%, with P<.005), with significant inter-group difference

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Secondary Outcome Assessment Complete response and CSBMs

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The proportions of complete responses during the follow-up period were 47.4% in MZRW group, 20.6% in senna group, and 16.5% in placebo group (P<.005). The mean CSBM per week increased 2.2times (95%CI: 1.8, 2.6) in MZRW group, 2.0times (95%CI: 1.6, 2.3) in senna group and 1.2times (95%CI: 0.8, 1.6) in placebo group during treatment, with significant inter-group difference (P=.002). In contrast, the mean CSBM in the follow-up period increased 1.5 times (95% CI: 1.1, 1.9) in MZRW group, 0.6 times

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(95%CI: 0.3, 0.8) in senna group and 0.5times (95%CI: 0.2, 0.7) in placebo group, with significant inter-group difference (P<.0005) (Table 2). The weekly changes of complete response and CSBM are shown in Figure 2. Proportion of patients with weekly

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frequency CSBM ≥3 and an increase ≥1 from baseline among three groups is presented in Supplemental file 5.

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Colonic transit

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Before treatment, proportions of slow transit colonic (STC) patients (>5 out of 24 markers remained) were among 47.1% to 59.6%, without significant inter-group difference (P=.637) and post-hoc pairwise multiple comparison (P>.05). Significant change of STC proportion were found after 8-week treatment (P=0.006). Post-hoc pairwise multiple comparison of slow transit after 8-week treatment is as follows: MZRW

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vs. placebo: P=.002; MZRW vs. senna: P=.039; senna vs. placebo: P=.251. Proportion of STC subjects and no STC subjects were represented by percentage in Figure 3.

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Individual symptom assessment and rescue medicine

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In general, comparing outcomes with baselines for all three groups, scores for individual symptoms were lower after treatment and during follow-up period. MZRW was superior to senna and placebo in reducing the severity of constipation, sensation of straining, incomplete evacuation, and passing of gas (P<.05), while it was comparable to senna in managing abdominal bloating and abdominal pain/cramping (Table 2). The frequency on using rescue medicine per week was lower in the MZRW group than in both senna and

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placebo groups during treatment (P=.029 and .003, respectively) and the follow-up period (P=.007 and .001, respectively) (Table 2).

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Other secondary outcomes

The results of global symptom assessment and quality of life assessment are represented

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in Supplemental file 6.

Success of blinding

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With regard to participants, 34.5% (89/258; 35 in MZRW group, 26 in senna group and 28 in placebo group) correctly guessed their treatment. With regard to investigators, 55.4% (143/258; 57 in MZRW group, 49 in senna group and 37 in placebo group) correctly guessed. For subjects with correct answers, 68.5% (61/89) were based on the

intervention.

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efficacy of treatment, 22.5% (20/89) on the taste and 9.0% on the appearance of the

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Safety and adverse events

There were no significant differences in renal and liver function between and within the

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MZRW, senna and placebo groups at baseline and after treatments. Most subjects well tolerated the research medication, and no serious AEs reported (Supplemental file 7).

Discussion

The results from this study showed that both MZRW and senna had beneficial effects on increasing CSBM and higher proportion of complete response than placebo during

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treatment, and MZRW had even better than senna with regard to relieving most of constipation-related symptoms and improving the colonic transit during treatment and follow-up period. Why MZRW prolonged improvement in bowel movement even after

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treatment, i.e. during the follow-up period, might due to some specific metabolites, whose changes are significantly correlated with CSBM improvement. Our further research is

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focusing on MZRW’s mechanism28.

It has been reported in other studies of FC that placebo effects can range from 18.0% to

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37.5%29,30. In this study, we found the placebo effect was about 33.0% during treatment and 17.5% during follow-up, a rate consistent with those studies. But in our previous study with 120 patients reported placebo effect was 8.3%13. A number of factors could explain this variation, such as three-armed design (MZRW, senna and placebo), two types

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of medications (Chinese herbal medicine and conventional laxative) and larger sample sizes (291 vs. 120 subjects).31

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How to apply the randomized controlled clinical trial methodology in CHM research always challenges clinical investigators. Our comprehensive assessment of MZRW, from

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first identification of target intervention with a systematic review, determination of optimal dosage with a RCT, evaluation of its efficacy and safety with a placebo-controlled study, to further verification of therapeutic effects by comparison with standard conventional treatment, can be a reference study model for other CHM interventions. This evidenced-based approach with transparent and full disclosure of the composition, authentication, processing, production and quality control of MZRW

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following the recommendations of CONSORT-CHM Formula 2017 ensures the quality and reproducibility of intervention, as well as the study results.18

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The current study also investigated the efficacy and safety of senna by comparing with placebo. Results showed that senna was better than placebo in improving mean CSBM by 2.0/week (95%CI: 1.6, 2.3) vs. 1.2/week (95%CI: 0.8, 1.6) during treatment (P<.05). As

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being the first RCT comparing senna with placebo, the study results provide consolidated

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evidence of the efficacy of senna in the management of FC.

There are several limitations to this study. First, the majority of the study population was female. Second, although the Pattern concept was used to select eligible subjects, the changes in Pattern parameters were not quantitatively assessed nor calculated as an

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outcome. Thirdly, the sample size calculation was only based on MZRW and placebo; the effects of senna was assumed. If we want to investigate the superiority of MZRW as compared to senna, a larger sample size clinical trial would be required. Our results also

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suggest that combination therapy with both MZRW and senna is worthy of investigation. Fourthly, the population was all ethnic Chinese. There may have been a higher response

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rate to TCM due to preconceived cultural expectations or beliefs; the efficacy might be reduced, or different, in other ethnic populations.

In conclusion, MZRW is a well-tolerated and effective intervention for FC. It could be considered as an alternative remedy for FC. Further, the approach of assessing the efficacy and safety of MZRW by first having a systematic review, determining the

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optimal dose, followed by comparing with placebo and standard conventional treatment

Table Legends Table 1. Baseline characteristics of participants

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can be a reference for other CHM intervention studies.

Table 2. Comparison of treatment effect toward bowel movement, individual symptom

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Figure Legends

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assessment and rescue medicine used

Figure 1. FC = functional constipation; MZRW = MaZiRenWan; ITT analysis = intention-to-treat analysis, which consisted of all randomly assigned patients.

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Figure 2. a. Weekly CSBMs were recorded by patients in the stool and symptom diary. Error bars represented 95% confidence intervals. The MZRW group and senna group increased 2.2 and 2.0 mean CSBM/week from baseline during treatment, respectively

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(P>.05). The P values were calculated from two-way ANOVA analysis and t-test (*, P<.05, **, P<.01).

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b. Complete response was defined as an increase ≥1 CSBM/week from baseline. The P values were calculated from Fisher-exact test (*, P<.05; **, P<.01). CSBM = complete spontaneous bowel movement; MZRW = MaZiRenWan

Figure 3. The colonic transit was measured by using a radio-opaque capsule containing 24 markers. Slow transit constipation (STC) was defined as expulsion of less than 80%

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markers after 120 hours (>5 out of 24 markers remained). Proportion of STC subjects (cyan) and no STC subjects (purple) were represented by percentage. No significant differences among three groups were detected at baseline (pre-treatment, P=.637).

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Significant change of STC proportion were found after 8-week treatment (P=.006).

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MZRW = MaZiRenWan; ns=no significance.

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anorectal malformation. Journal of Pediatric Surgery 2017;52:84-88. 16. COC (Medicine) Hospital Authority. Handbook of Internal Medicine. Hong Kong: Hong Kong Hospital Authority, 2008.

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17. National Institute for Health and Care Excellence. Clinical Knowledge Summary: CKS Constipation Guideline. https://cks.nice.org.uk/constipation. Accessed May 18, 2017.

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18. Cheng CW, Wu TX, Shang HC, et al. CONSORT extension for Chinese herbal

Internal Medicine 2017;167:112-121.

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medicine formulas 2017: recommendations, explanation, and elaboration. Annual of

19. Zhong LL, Cheng CW, Chan Y, et al. Chinese medicine formula (Ma Zi Ren Wan) for functional constipation: study protocol for a prospective, double-blinded, double-dummy, randomized controlled trial. Trials 2013;14:366.

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20. Drossman DA, Corazziari E, Delvaux M, et al. Rome III: The Functional Gastrointestinal Disorders. McLean, VA: Degnon Associates, 2006. 21. Tarumi Y, Wilson MP, Szafran O, et al. Randomized, double-blind, placebo-controlled

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trial of oral docusate in the management of constipation in hospice patients. Journal of Pain and Symptom Management 2013;45:2-13.

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22. Chinese Pharmacopoeia Commission. Pharmacopoeia of the People’s Republic of China, 2010th ed. Beijing: People’s Medical Publishing House, 2010. 23. Ford AC, Suares NC. Effect of laxatives and pharmacological therapies in chronic idiopathic constipation: systematic review and meta-analysis. Gut 2011;60:209-218. 24. Konsyl Pharmaceuticals. Sitzmarks: the preferred colonic transit diagnostic test. http://www.sitzmarks.com (For Professionals). Accessed May 19, 2017.

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25. Park JM, Choi MG, Choi H, et al. Measurement of colonic transit using a delayed-release capsule containing radio-opaque markers. Scandinavian Journal of Gastroenterology 2008;43:545-550.

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26. Drossman D, Chang L, Chey WD, et al. Rome IV Functional Gastrointestinal Disorder-Disorder of Gut Brain Interaction, 4th ed. Raleigh, NC: Rome Foundation, 2016.

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27. Lam CL. Reliability and construct validity of the Chinese (Hong Kong) SF-36 for patients in primary care. Hong Kong Practitioner 2003;25:468-475.

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28. Huang T, Ning ZW, Hu DD, et al. Uncovering the mechanisms of Chinese Herbal Medicine (MaZiRenWan) for functional constipation by focused network pharmacology approach.

29. Lacy BE, Schey R, Shiff SJ, et al. Linaclotide in chronic idiopathic constipation

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patients with moderate to severe abdominal bloating: a randomized, controlled trial. PLos One 2015;10:e0134349.

30. Rao S, Lembo AJ, Shiff SJ, et al. A 12-week, randomized, controlled trial with a

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4-week randomized withdrawal period to evaluate the efficacy and safety on linaclotide in irritable bowel syndrome with constipation. American Journal of Gastroenterology

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2012:107:1714-1724.

31. Pollo A, Benedetti F. The placebo response: neurobiological and clinical issues of neurological relevance. Progress in Brain Research 2009;175:283-294.

(Total words: 3972)

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Supplemental files Supplemental file 1: Published study protocol

safety details of MaZiRenWan Supplemental file 3: Packaging and appearance of interventions Supplemental file 4: Statistical analysis

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Supplemental file 2: Composition, authentication, preparation, pharmacokinetics and

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Supplemental file 5: The proportion of patients with weekly frequency ≥3times CSBM

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and an increase ≥1 CSBM from baseline

Supplemental file 6: Results of other secondary outcomes

Supplemental file 7: Adverse events occurred in different groups

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Supplemental file 8. CONSORT – Chinese Herbal Medicine Formulas Checklist

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ACCEPTED MANUSCRIPT Table 1 Baseline characteristics of participants Characteristic

All Patients

MZRW

Senna

Placebo

(N=291)

(n=97)

(n=97)

(n=97)

Sex, n (%)

P value

0·071 263 (90·4)

86 (88·7)

93 (95·9)

84 (86·6)

Male

28 (9·6)

11 (11·3)

4 (4·1)

13 (13·4)

Age, mean (SD), y

45·4 (12·0)

45·5 (12·0)

45·1 (11·7)

Duration of FC, mean (SD), y

15·6 (11·5)

15·9 (11·4)

16·2 (11·7)

SBM per week, mean (SD)

1·8 (0·9)

1·9 (1·0)

1·7 (0·6)

CSBM per week, mean (SD)

1·8 (0·9)

1·9 (1·1)

1·7 (0·8)

CSBM < 3 per week, n (%)

256 (88.0%)

83 (85.6%)

Severity of constipation

4·5 (1·1)

4·5 (1·1)

Sensation of straining

4·1 (1·5)

4·2 (1·6)

Incomplete evacuation

3·6 (1·5)

Bloating

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Female

0·934

14·6 (11·4)

0·579

2·0 (0·9)

0·187

1·9 (0·9)

0·340

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45·7 (12·4)

90 (92.8%)

83 (85.6%)

0.204

4·6 (1·0)

4·4 (1·2)

0·566

4·1 (1·4)

4·0 (1·4)

0·673

3·9 (1·3)

3·7 (1·5)

3·4 (1·6)

0·081

1·0 (1·4)

1·2 (1·5)

0·9 (1·4)

1·0 (1·4)

0·504

Abdominal pain/cramping

0·4 (1·1)

0·3 (1·0)

0·5 (1·2)

0·3 (1·0)

0·608

Passing of gas

3·1 (1·5)

3·2 (1·8)

3·3 (1·3)

2·9 (1·3)

0·198

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Individual symptoms, mean (SD)

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SBM = spontaneous bowel movement; CSBM = complete spontaneous bowel movement; FC = functional constipation; MZRW = MaZiRenWan

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Individual symptoms were assessed on a 7-point scale, from 0 = not at all to 6 = very severe.

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Table 2 Comparison of treatment effect toward bowel movement, individual symptom assessment and rescue medicine used MZRW

Senna

Placebo

MZRW vs. Senna Differences

MZRW vs. Placebo

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Outcome

P Value

Differences

(95%, CI) Bowel movement [Mean Changes From Baseline (95% CI)]

a) Spontaneous bowel movement 2.2 (1.8 to 2.6)

2.0 (1.6 to 2.4)

1.2 (0.8 to 1.6)

0.3 (-0.2 to 0.8)

Follow up

1.6 (1.2 to 2.0)

0.6 (0.4 to 0.9)

0.5 (0.3 to 0.7)

1.1 (0.7 to 1.5)

b) Complete spontaneous bowel movement Treatment

2.2 (1.8 to 2.6)

2.0 (1.6 to 2.3)

1.2 (0.8 to 1.6)

0.4 (-0.1 to 0.9)

Follow up

1.5 (1.1 to 1.9)

0.6 (0.3 to 0.8)

0.5 (0.2 to 0.7)

1.1 (0.6 to 1.6)

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Individual symptom assessment [Mean Changes From Baseline (95% CI)]

a) Severity of constipation

0.190.9 (0.4 to 1.4)

Differences

3 Groups P Value

P Value

(95%, CI)

0.001

0.9 (0.3 to 1.4)

0.004

0.001

<0.00051.0 (0.5 to 1.4)

<0.0005

0.2 (-0.3 to 0.6)

0.498

<0.0005

0.151.0 (0.5 to 1.5)

<0.0005

0.8 (0.2 to 1.4)

0.006

0.002

<0.00051.0 (0.6 to 1.5)

<0.0005

0.1 (-0.4 to 0.6)

0.691

<0.0005

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Treatment

2.

(95%, CI)

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1.

P Value

Senna vs. Placebo

-2.4 (-2.8 to -2.1)

-1.7 (-2.0 to -1.4)

-1.0 (-1.4 to -0.7)

-0.8 (-1.2 to -0.3)

0.001

-1.3 (-1.8 to -0.8)

<0.0005

-0.5 (-0.9 to -0.1)

0.026

<0.0005

Follow up

-1.8 (-2.1 to -1.5)

-0.8 (-1.1 to -0.5)

-0.4 (-0.6 to -0.1)

-1.1 (-1.5 to -0.7)

<0.0005

-1.4 (-1.8 to -1.0)

<0.0005

-0.3 (-0.6 to 0.1)

0.095

<0.0005

b) Sensation of straining

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Treatment

-2.3 (-2.6 to -2.0)

-1.7 (-2.0 to -1.4)

-0.9 (-1.2 to -0.7)

-0.7 (-1.1 to -0.2)

0.001

-1.2 (-1.6 to -0.8)

<0.0005

-0.5 (-0.9 to -0.1)

0.014

0.003

Follow up

-1.7 (-2.0 to -1.4)

-0.8 (-1.0 to -0.5)

-0.5 (-0.7 to -0.2)

-1.0 (-1.3 to -0.6)

<0.0005

-1.0 (-1.4 to -0.7)

<0.0005

-0.1 (-0.4 to 0.3)

0.661

<0.0005

c) Incomplete evacuation

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Treatment

Treatment

-1.9 (-2.2 to -1.5)

-1.2 (-1.5 to -0.8)

-0.5 (-0.8 to -0.1)

-0.5 (-1.0 to -0.1)

0.012

-0.9 (-1.3 to -0.5)

<0.0005

-0.4 (-0.8 to 0.1)

0.088

<0.0005

Follow up

-1.5 (-1.9 to -1.1)

-0.6 (-0.9 to -0.2)

-0.1 (-0.4 to 0.2)

-0.8 (-1.2 to -0.4)

<0.0005

-0.9 (-1.3 to -0.5)

<0.0005

-0.1 (-0.5 to 0.2)

0.464

<0.0005

d) Bloating

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-0.7 (-1.0 to -0.4)

0.1 (-0.3 to 0.4)

-0.5 (-0.8 to -0.2)

-0.5 (-0.9 to -0.2)

0.006

-0.03 (-0.3 to 0.2)

0.929

0.5 (0.2 to 0.9)

0.004

0.005

Follow up

-0.7 (-1.1 to -0.4)

0.01 (-0.3 to 0.3)

-0.4 (-0.7 to -0.1)

-0.5 (-0.8 to -0.2)

0.001

-0.1 (-0.4 to 0.1)

0.469

0.4 (0 to 0.7)

0.028

0.004

-0.2 (-0.4 to 0.04)

0.398

0.04 (-0.2 to 0.3)

0.778

0.36

-0.2 (-0.4 to 0.1)

0.697

0.1 (-0.2 to 0.3)

0.727

0.475

e) Abdominal pain/cramping

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Treatment

-0.2 (-0.4 to 0.001)

-0.1 (-0.3 to 0.04)

-0.02 (-0.05 to 0.01)

-0.2 (-0.5 to 0.01)

0.150

Follow up

-0.2 (-0.4 to 0.03)

-0.1 (-0.3 to 0.04)

-0.03 (-0.1 to 0.004)

-0.2 (-0.4 to 0.03)

0.24

Treatment

-1.1 (-1.5 to -0.8)

-0.7 (-1.0 to -0.4)

-0.3 (-0.6 to 0.01)

-0.6 (-1.0 to -0.2)

0.004

-0.6 (-1.0 to -0.3)

0.001

0.01 (-0.4 to 0.4)

0.955

<0.0005

Follow up

-1.1 (-1.4 to -0.7)

-0.4 (-0.7 to -0.1)

-0.2 (-0.4 to 0.1)

-0.8 (-1.2 to -0.5)

<0.0005

-0.6 (-1.0 to -0.3)

<0.0005

0.2 (-0.1 to 0.6)

0.246

<0.0005

2.

*Rescue medicine frequency per week [Mean (SD)]

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f) Passing of gas

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Treatment

1.2 (2.0)

1.3 (4.0)

0.9 (1.1)

-0.1 (-0.6 to -0.5)

0.151

-0.6 (-1.8 to -0.5)

0.419

-0.4 (-1.3 to 0.1)

0.504

0.077

Treatment

0.8 (2.2)

1.2 (4.5)

0.8 (2.7)

-0.3 (-0.6 to -0.03)

0.029

-0.4 (-0.6 to -0.1)

0.003

-0.1 (-0.3 to 0.2)

0.683

0.002

Follow up

0.8 (2.0)

1.2 (4.7)

0.8 (2.5)

-0.4 (-0.7 to -0.1)

0.007

-0.4 (-0.6 to -0.2)

0.001

-0.03 (-0.3 to 0.3)

0.859

<0.0005

CI = confidence interval; MZRW = MaZiRenWan; SD= standard derviation

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Baseline

Individual symptoms including severity of constipation, sensation of straining, incomplete evacuation, bloating, abdominal pain/cramping and passing of gas, were assessed on a 7-point scale, from 0 = not at all to 6 = very severe and presented in mean (95% CI).

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*Rescue medicine (Dulcolax tablets or Dulcolax suppositories) was provided only in those patients without bowel movements for at least three consecutive days during the whole study.

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P values were calculated from Post-hoc pairwise multiple comparison

ACCEPTED MANUSCRIPT Figure 1 Study Flow Diagram

Assessed for eligibility (n= 843)

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Enrolment

Excluded (n=552)  Not FC (n=238)  Declined to participate (n=89)  Not excessive constipation (n=179)  Exams with significant abnormality (n= 46)

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Allocated to MZRW (n=97)  Received allocated intervention (n= 97)  Did not receive allocated intervention (give reasons) (n=0)

Allocated to Senna (n=97)  Received allocated intervention (n= 97)  Did not receive allocated intervention (give reasons) (n=0)

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Lost to follow-up (n=2) Discontinued intervention (n=7)  2 due to bloating and passing of gas  5 due to unsatisfactory effects

Analysis

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Follow-up

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Allocation

Randomized (n=291)

ITT analysis (n=97)

Lost to follow-up (n=2) Discontinued intervention (n=8)  2 due to stomachache and headache  1 due to pregnant  5 due to unsatisfactory effects

ITT analysis (n=97)

Allocated to Placebo (n=97) Received allocated intervention (n= 97)  Did not receive allocated intervention (give reasons) (n=0) 

Lost to follow-up (n=3) Discontinued intervention (n=11)  3 due to insomnia  8 due to unsatisfactory effects

ITT analysis (n=97)

ACCEPTED MANUSCRIPT Figure 2 Weekly changes of CSBM and responder rate

Baseline period

a

Treatment period

Follow-up period

**

**

**

**

** **

2.0 ** **

1.5

*

*

1.0 0.5

-2

-1

0

1

2

3

4

**

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-3

80 70 ** 60

* *

50

**

** *

40 30 20 10 0 -2

-1

0

1

2

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-3

5

**

3

6

7

*

4

5

8

**

9

10

11

12

** *

6

**

**

**

**

7

Week

8

9

10

11

13

**

14

**

**

15

16

Senna group Placebo group

**

**

**

MZRW group

**

**

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Responder rate (%)

**

*

*

0.0

b

**

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** **

2.5

SC

Change of CSBM from baseline

3.0

**

12

**

13

**

**

**

14

15

16

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Supplemental File 2: Composition, authentication, preparation, pharmacokinetics and safety details of MaZiRenWan (A) Composition and authentication of MZRW ingredients

MaZiRenWan (MZRW) is an herbal formula originally recorded in traditional Chinese medicine classic ‘Discussion of Cold-Induced Disorders’ (Shang Han Lun) (1). This

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formula has been commonly used to treat constipation in China for more than 2000 years. This formula comprised six herbs: Rhei Radix Et Rhizoma, Cannabis Frustus, Paeoniae Radix Alba, Magnoliae Officinalis Cortex, Aurantii Fructus Immaturus and Semen Armeniacae Amarum (2). To gain the quality of MZRW granules, the source and

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processing protocols of raw medicinal substance, as well as the operation of production should be highly standardized and critically controlled. Voucher numbers of individual specimens of MZRW ingredients were given and samples were kept at the Clinical Division, School of Chinese Medicine, Hong Kong Baptist University, Hong Kong, China. Each herb was authenticated and tested by the Purapharm (Nanning) Pharmaceuticals Co. Ltd according to the methods recorded in

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corresponding monographs of Chinese Pharmacopoeia (2010) (3). Results of authentication were summarized in Supplement 2-Table 1.

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Chinese name (Pinyin) Huomaren

Medicinal

Source

Latin name Cannabis Frustus

Processing method

parts

Cannabis sativa L.

Dry seeds

Eliminating the foreign matter and pericarp

Radix

(DH)

Rhizoma

Et

Rheum tanguticum

Dry roots

Maxim,ex Balf.

Kuxingren

Armeniacae

Prunus

(KXR)

Semen Amarum

mandshurica

Dry seeds

(BS)

Alba

Radix

Paeonia

lactiflora

Pall.

chromatogram

with

reference herb

and cut into thick slices

total amount of aloe-emodin, rhein,

amount of aloe-emodin, rhein,

emodin, chrysophanic acid and

emodin, chrysophanic acid and

physcion

physcion

1. Thin layer chromatography

1. Identical

Breaking to pieces

Dry roots

Identical Contained

Eliminating the foreign matter

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Paeoniae

Thin layer chromatography Contained not less than 1.5% of the

(Maxim.) Koehne Baishao

Result

Eliminating the foreign matter

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Rhei

Methods / standards cited in the Chinese Pharmacopeia

(HMR) Dahuang

Authentication

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Ingredients

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Table 1. The name, source, processing method of each ingredient and its authentication report

and cutting into thin slices and

2. Contained not less than 3.0% of amygdalin Contained not less than 1.6% of the

2.2%

of

the

chromatogram

total

with

reference herb 2. Contained 6.1% of amygdalin Contained 3.0% of paeoniflorin

paeoniflorin

stir-bake

Magnoliae

Magnolia

(HP)

Officinalis Cortex

officinalis

Dry barks Rehd.et

Wils. Aurantii Fructus

(ZS)

Immaturus

Citrus aurantium L.

Dry fruits

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Zhishi

Scraping off the coarse bark and

Contained not less than 2.0% of the

Contained

cut into slivers

total amount of magnolol and

amount of magnolol and honokiol

EP

Houpo

3.2%

of

the

total

honokiol

Eliminating the foreign matter,

1. Thin layer chromatography

cutting

2. Contained not less than 0.3% of

into

thin

slices

stir-baking with bran

and

synephrine

1. Identical

chromatogram

with

reference herb 2. Contained 0.4% of synephrine

*Authentication methods and standards are referenced to the Pharmacopeia of the People’s Republic of China 2010, Vol. 1.

(B) Preparation of MZRW granules 250 kg raw medicinal materials in total were mixed by six herbs in proportion listed in Supplement 2-Table 2, and extracted with 8 times of boiling water (w/v) for 2.5 hours

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and filtered. The filtrate was concentrated to the density of 1.10~1.20 (60℃) under reduced pressure and then subjected to dry in spraying. Subsequently, the dried powders

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were thoroughly mixed with 70kg dextrin to gain 100 kg granules by dry method. Finally, the granules were packed into small quantities with sealed opaque aluminum sachets (7.5 g per sachet).

Table 2. The dosages of all ingredients for MZRW granule Composition (%)

Basic formulation (g)

Production formulation (kg)

Cannabis Frustus

35.7

892.9

89.29

Rhei Radix et Rhizoma

17.9

446.4

22.32

17.9

446.4

8.9

223.2

10.7

267.9

8.9

223.2

Paeoniae Radix Alba Magnoliae Officinalis Cortex Aurantii Fructus Immaturus

Each gram of MZRW granules is equivalent to 4.05 g of raw herbs.

(C) Preparation of placebo

21.7

5.4

10.9

22.32

5.4

10.9

44.64

2.7

5.4

26.79

3.3

6.5

2.7

5.4

44.64

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*

10.8

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Amarum

g/day

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Armeniacae Semen

g/sachet

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Ingredients

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Green tea was decocted with 10 times of water for 1.5 hours and filtered. The filtrate was then concentrated to sticky solution with a relative density of 1.10~1.20 at 60℃. Caramel (0.34kg) and gardenia yellow (0.02kg) dissolved in water were mixed with the green tea essence (23.61kg), followed by mixed with dextrin (76.03kg). The mixture was dried in vacuum and granulated. The granules were packed in sealed opaque aluminum sachets (7.5g per sachet).

(D) Quality report of MZRW granules

MZRW granules was manufactured in Purapharm (Nanning) Pharmaceuticals Co. Ltd with GMP standard. The granules used in this study were originated from one batch, and the qualities in appearance, taste, paeoniflorin identification using TLC, water content, particle size, dissolubility, loading difference, content of paeoniflorin, microbial

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limit, heavy metals limit and pesticide residue were determined according to the requirements of Chinese Pharmacopoeia (version 2010) for granules and quality standard of

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MZRW granules (as shown in Supplement 2-Table 3). In addition, under the accelerating storage condition of 40℃ and 75% relative humidity, the description, identification, determination of water, particle size, determination of dispersibility, assay and microbial limit test meet the product specification after storage for 3 months. Accelerated stability study was indicated that MZRW granules had good

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stability and the results were presented in Supplement 2-Table 4.

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Table 3. Quality report of MZRW granules

Description

Quality requirements

Results

Reference methods

Light yellow to brownish yellow in color, fragrant in smell,

Brownish yellow in color,

Chinese

acrid and slightly bitter in taste.

fragrant in smell, acrid and

2010, Vol. 1, Appendix I C)

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Test items

Pharmacopoeia

(Version

slightly bitter in taste. consistent distance travelled and color with spot of in the

The thin-layer chromatograms

chromatogram of paeoniflorin was observed.

were shown in S2-Figure 1.

Not more than 6.0%

Chinese

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Determination of

Pass

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Identification

Corresponding spot in chromatogram of test samples with

5.5%

water

Sum of weight of granules that cannot pass through sieve Particle size

No.1 and weight of powder that can pass through sieve NO.5 ≤ 15%

Determination of

Light turbidity is allowed and no foreign matters

Paeoniflorin no less than 0.70 mg/g

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Assay

The filling margin of error shall be plus or minus 5%

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Filling variation

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dispersibility

7%

Slight turbidity Comply

4.72mg/g The high performance liquid chromatograms were shown in

Pharmacopoeia

(Version

2010, Vol. 1, Appendix VI B) Chinese

Pharmacopoeia

(Version

2010, Vol. 1, Appendix IX H) Chinese

Pharmacopoeia

(Version

2010, Vol. 1, Appendix XI B) Chinese

Pharmacopoeia

(Version

2010, Vol. 1, Appendix I C) Chinese

Pharmacopoeia

(Version

2010, Vol. 1, Appendix I C)

Chinese

Pharmacopoeia

(Version

2010, Vol. 1, Appendix VI D)

S2-Figure 2.

Microbial limit test

Chinese

-Total Aerobic Count

2010, Vol. 1, Appendix XIII C)

Not more than 500 colony/g

≤10 colony/g

Pharmacopoeia

(Version

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and

Yeast

Not more than 100 colony/g

≤10 colony/g

Count -Escherichia coli

Not detectable

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-Mould

Not detectable

Heavy metal limit

Chinese

Not more than 150 ppm

3.596ppm

-Arsenic (As)

Not more than 41.67 ppm

0.157ppm

-Cadmium (Cd)

Not more than 97.22 ppm

0.014ppm

-Mercury (Hg)

Not more than 4.97 ppm

0.264ppm

-Lead (Pb)

Not more than 1.00 ppm

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Not more than 0.05 ppm

-Chlordane

Not more than 0.05 ppm

-Total DDT’s

Not more than 1.0 ppm

-Total BHC’s

Not more than 0.3 ppm

-Eldrin

Not more than 0.05 ppm

-Heptachlor

Not more than 0.05 ppm

-Hexachlorobenzene

Not more than 0.1 ppm

-Lindane

Not more than 0.6 ppm

-Quintozene

Not more than 1.0 ppm

2010, Vol. 1, Appendix IX B)

<0.001ppm

Pesticide residues -Aldrin & Dieldrin

(Version

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-Copper (Cu)

Pharmacopoeia

Not detectable

Kong (Application form: Registration

Not detectable

of proprietary Chinese Medicines)

Not detectable

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0.00504ppm

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Chinese Medicine Council of Hong

Not detectable Not detectable Not detectable Not detectable 0.00106ppm

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Table 4. The test report of accelerated stability study for MZRW granules

Identification

T=1(Jan. 19, 2013)

Light yellow to brownish yellow in

Brownish yellow in color,

color, fragrant in smell, acrid and slightly bitter in taste.

T=3 (Mar. 19, 2013)

Brownish yellow in color,

Brownish yellow in color,

Brownish yellow in color,

fragrant in smell, acrid and

fragrant in smell, acrid and

fragrant in smell, acrid and

fragrant in smell, acrid and

slightly bitter in taste.

slightly bitter in taste.

slightly bitter in taste.

slightly bitter in taste.

Same fluorescent spots observed in

Same

the

observed

corresponding

position

of

reference paeoniflorin

Determination of

T=2 (Feb. 19, 2013)

Not more than 6.0%

fluorescent

spots

in

weight of powder that can pass

foreign matters

Assay

Paeoniflorin no less than 0.70 mg/g

Microbial

limit

test -Total

Aerobic

Not more than 500 colony/g

Count -Mould Yeast Count

and

Not more than 100 colony/g

in

the

Same

fluorescent

observed

in

spots the

reference paeoniflorin

reference paeoniflorin

reference paeoniflorin

5.4%

5.3%

4.4%

8%

7%

7%

Slight turbidity

Slight turbidity

Slight turbidity

4.48mg/g

4.20mg/g

4.12mg/g

≤10 colony/g

≤10 colony/g

≤10 colony/g

≤10 colony/g

Negative

Negative

7%

Slight turbidity

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dispersibility

observed

spots

reference paeoniflorin

4.72mg/g

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Light turbidity is allowed and no

the

fluorescent

corresponding position of

through sieve NO.5 ≤ 15% Determination of

in

Same

corresponding position of

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cannot pass through sieve No.1 and

observed

spots

corresponding position of

Sum of weight of granules that Particle size

fluorescent

corresponding position of

5.5%

water

the

Same

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Description

T=0 (Dec. 19, 2012)

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Months

Quality requirements

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Test items

≤10 colony/g

≤10 colony/g

≤10 colony/g

≤10 colony/g

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Negative

Negative

Negative

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-Escherichia coli

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Figure 1. The thin-layer chromatograms (TLC) of MZRW granules

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1-3: the sample of MZRW granules; 4: negative control sample (without Paeoniae Radix Alba); 5: paeoniflorin reference standard

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Figure 2. Typical chromatograms of assay for MZRW granule

A. Paeoniflorin reference standard ; B. The sample solution of MZRW granule; C. Negative control sample (without Paeoniae Radix Alba)

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(E) Toxicity of MZRW granules

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We have done the acute toxicity test of MZRW granules in our previous study (2). 60 ICR mice weighed 18-22g (half male and female) were randomized into 5 groups. MZRW granules was dissolved with distilled water and administered at 20ml/kg via gavage. Single dose at 75g/kg, 37.5g/kg, 19.25g/kg, 9.625g/kg, 4.8125g/kg, which was equal to 300, 150, 75, 37.5, 19.75 times of clinical dose, was given. Mice were under daily inspection for 7 days. No death was recorded by the end of the study.

1.

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(F) Study on major active compounds of MZRW granules in rat plasma Major component identification

The aforementioned report is generally an acceptable quality control for a Chinese medicine intervention; however, it does not fully cover the phytochemical feature of

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MZRW granules. A comprehensive chemical profile of poly-chemical species is sought for establishing higher standard of quality control. LC/MS was chosen for its sensitivity, broad capability and spectral sensitivity (4).

Analysis was performed on UPLC-Q-TOF-MS/MS (Agilent G6520 (USA)). (Supplement 2-Figure 3 & Supplement 2-Figure 4). Around 300 compounds were found in MZRW granules with 80 compounds can be predicted (Supplement 2- Table 5). 41 out of 80 were contributed by (DH), 6 by (HMR), 13 by (BS), 9 by (HP), 12 by (ZS) and

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4 by (KXR).

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Figure 3. LC/MS chromatograms of extraction of MZRW granules

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LC-MS referred to the published article (5).

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This figure showed 3D total ion chromatograms (TIC) of MZRW granules. UPLC-Q-TOF-MS/MS analysis was performed for the compound components, nearly 300 compounds were found. Analytical conditions of

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Figure 4. Ion-current chromatograms obtained in negative-ion mode

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This figure showed ion-current chromatograms of the chemical component extract screened using negative-ion mode. 80 compounds were identified.

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Peak No. RT

Observed mass

Ion species

Molecular

Error

Plant

formula

(mDa)

source

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Table 5. Chemical profile of MZRW granules Identification

0.735

225.0614

[M + HCOO]-

C6 H12 O6

-1.12

KXR

Inositol

2

1.61

169.0133

[M - H]-

C7 H6 O5

-0.93

DH;BS

Gallic acid

3

1.61

331.0659

[M - H]-

C13 H16 O10

1.52

DH

Gallic acid 3-O-β-D-glucopyranoside

4

1.634

125.0253

[M - H]-

C6 H6 O3

0.89

BS

1,2,3-benzenetriol

5

1.984

331.066

[M - H]-

C13 H16 O10

1.09

DH

Gallic acid 4-O-β-D-glucopyranoside

6

2.588

493.1199

[M - H]-

C19 H26 O15

0.1

DH

6-O-galloylsucrose

7

3.871

451.1234

[M - H]-

C21 H24 O11

-1.41

ZS

Hesperetin-7-O-β-D-glucoside

8

4.509

451.1234

[M + HCOO]-

C20 H22 O9

-1.32

DH

Piceatannol 3-O-β-D-glucopyranoside

9

4.661

577.1335

[M - H]-

C30 H26 O12

-1.72

DH

Procyanidin B-1

10

4.852

451.1235

[M - H]-

C21 H24 O11

-2.82

DH

(+)-catechin-5-O-β-D-glucopyranoside

11

4.956

289.071

[M - H]-

C15 H14 O6

-0.87

DH;BS

(+)-catechin

12

4.956

483.0767

[M - H]-

C20 H20 O14

-0.54

DH

1,6-di-O-galloylycerol-β-D-glucopyranoside

13

5.268

417.1387

[M + HCOO]-

C17 H24 O9

-1.46

BS

Paeonin A

14

5.528

456.1511

[M - H]-

C20 H27 N O11 0.47

KXR

Amygdalin

15

5.828

289.0711

[M + HCOO]-

C14 H12 O4

-0.63

DH

Piceatannol

16

5.979

729.1466

[M - H]-

C37 H30 O16

0.61

DH

Procyanidin B-1-3-O-gallate

17

6.131

340.1037

[M + HCOO]-

C14 H17 N O6

-0.13

KXR

Prunasin

18

6.51

609.1829

[M - H]-

C28 H34 O15

7.36

ZS

Neohesperidin

19

6.51

623.2

[M - H]-

C29 H36 O15

1.71

HP

Acteoside

20

6.541

449.1467

[M + HCOO]-

C21 H24 O8

1.23

DH

Desoxyrhaponticin

21

6.541

479.1565

[M - H]-

C23 H28 O11

2.54

BS

Albiflorin

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EP

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1

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6.541

525.1636

[M - H]-

C24 H30 O13

2.1

BS

Mudanpioside E

23

6.541

609.1843

[M + HCOO]-

C27 H32 O13

2.54

DH

10R-chrysaloin1-O-β-D-glucopyranoside

24

6.554

119.0503

[M - H]-

C8H8O

0.01

HP

Benzeneacetaldehyde

25

6.744

639.1921

[M + HCOO]-

C28 H34 O14

-0.15

ZS

Poncirin

26

6.962

567.2092

[M - H]-

C27H36O13

0.81

ZS

Citrusin B

27

7.02

269.0448

[M - H]-

C15 H10 O5

-0.73

HMR;ZS

Apigenin

28

7.02

863.2018

[2M - H]-

C21 H20 O10

-0.26

DH

Emodin-8-O-β-D-glucopyranoside

29

7.081

441.0817

[M - H]-

C22 H18 O10

-1.04

DH

(-)-Epicatechin-3-O-gallate

30

7.081

445.077

[M - H]-

C21 H18 O11

-0.48

DH

Rhein-8-O-β-D-glucopyranoside

31

7.142

417.1184

[M - H]-

C21 H22 O9

-5.11

DH

Cassialoin

32

7.172

477.1395

[M - H]-

C23 H26 O11

-0.97

DH

Lindleyin/isolindleyin

33

7.264

525.1606

[M + HCOO]-

C23 H28 O11

-3.17

BS

Paeoniflorin

34

7.35

623.1973

[M - H]-

C29 H36 O15

-1.03

DH

Physcion-8-O-β-D-gentiobioside

35

7.411

631.1659

[M - H]-

C30 H32 O15

1.6

BS

Albiflorin; 4-O-(3,4,5-Trihydroxybenzoyl)

36

7.597

609.1816

[M + HCOO]-

C27 H32 O13

-0.6

DH

Cascaroside C

37

7.668

861.1833

[M - H]-

C42H38O20

1.22

DH

Sennoside A or Sennoside B

38

7.696

579.1717

[M - H]-

C27 H32 O14

0

ZS

Naringin

39

7.935

298.1075

[M - H]-

C17 H17 N O4

-1.65

HMR

N-trans-caffeoyltyramine

40

8.026

355.1022

[M + HCOO]-

C15 H18 O7

-1.55

DH

2-O-cinnamoyl-β-D-glucose

41

8.13

609.1823

[M + HCOO]-

C27 H32 O13

-0.22

DH

Cascaroside D

42

8.13

609.1824

[M - H]-

C28 H34 O15

-0.49

ZS

Hesperidin

43

8.398

189.0546

[M - H]-

C11 H10 O3

-1.06

DH

2,5-dimethyl-7-hydroxychromone

44

8.398

393.1182

[M - H]-

C19 H22 O9

-1.43

DH

Aloesone-7-O-β-D-glucopyranoside

45

8.428

431.0975

[M - H]-

C21 H20 O10

-0.76

DH

Kaempferol-3-O-rhamnoside

46

8.428

525.1595

[M + HCOO]-

C23 H28 O11

-2.09

BS

Mudanpioside I

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EP

AC C

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22

ACCEPTED MANUSCRIPT

8.652

593.1917

[M - H]-

C34H30N2O8

-0.62

HMR

Cannabisin A

48

8.667

461.1086

[M + HCOO]-

C21 H20 O9

-0.23

DH

Chrysophaein

49

8.778

595.2073

[M - H]-

C34 H32 N2 O8 -1.36

HMR

Cannabisin B

50

8.877

315.1232

[M - H]-

C18 H20 O5

-0.61

HP

Honokitriol; (7R*,8R*)-form

51

9.615

461.1082

[M - H]-

C22 H22 O11

-0.47

DH

1-O-galloyl-6-O-cinnamoyl-β-D-glucose

52

9.645

639.1922

[M + HCOO]-

C28 H34 O14

-0.94

ZS

Neoponcirin

53

9.798

415.1019

[M - H]-

C21 H20 O9

0.47

DH

Chrysophanol-8-O-β-D-glucopyranoside

54

9.872

847.2097

[M - H]-

C42 H40 O19

4.51

DH

Sennoside C

55

9.949

313.0344

[M - H]-

C16 H10 O7

-1

DH

laccaic acid D

56

10.065 253.0496

[M - H]-

C15 H10 O4

-1.01

DH

Chrysophanol

57

10.065 831.2135

[2M - H]-

C21 H20 O9

-0.43

DH

Chrysophanol-1-O-β-D-glucopyranoside

58

10.385 517.0975

[M - H]-

C24 H22 O13

-1.16

DH

Emodin-8-O-(6'-O-malonyl)-glucoside/7-O-glucosyl-6''-malonyl genistein

59

10.39

[M - H]-

C18 H20 O4

-0.86

HP

Magnolignan A

60

10.449 629.1871

[M + HCOO]-

C30 H32 O12

-0.29

BS

6'-O-galloylalbiflorin

61

10.449 629.1871

[M - H]-

C31 H34 O14

-0.37

BS

Mudanpioside B

62

10.613 629.187

[M + HCOO]-

C30 H32 O12

-1.03

BS

Benzoylpaeoniflorin

63

10.707 723.2134

[M - H]-

C33 H40 O18

-0.51

ZS

Melitidin

64

10.745 285.0396

[M + HCOO]-

C14 H8 O4

-0.78

DH

1,8-Dihydroxyanthraquinone

65

10.745 285.0395

[M - H]-

C15 H10 O6

-1.05

DH

Citreorosein

66

10.916 283.0607

[M - H]-

C16 H12 O5

-0.47

DH

Physcion

67

10.916 445.113

[M - H]-

C22 H22 O10

-1.18

DH

Physcion-1-O-β-D-glucopyranoside

68

11.05

241.0858

[M - H]-

C15 H14 O3

-1.28

HP

Magnatriol B

69

11.7

297.0396

[M - H]-

C16 H10 O6

-0.9

DH

6-methyl-rhein

70

12.133 253.0865

[M - H]-

C16 H14 O3

-0.65

HP

Magnaldehyde D

71

12.193 515.1925

[M + HCOO]-

C26H30O8

0.11

ZS

Limonin

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EP

AC C

299.1281

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47

ACCEPTED MANUSCRIPT

12.245 283.0242

[M - H]-

C15 H8 O6

-0.49

DH

Rhein

73

12.558 269.0813

[M - H]-

C16 H14 O4

-0.66

ZS

Imperatorin

74

12.59

[2M + HCOO]-

C15 H12 O5

-0.68

ZS

Naringenin

75

13.379 269.045

[M - H]-

C15 H10 O5

-0.64

DH

Emodine

76

13.809 265.1243

[M - H]-

C18H18O2

0.81

HP

Honokiol

77

13.991 281.1182

[M - H]-

C18 H18 O3

-0.19

HP

Obovatol

78

14.055 265.1247

[M - H]-

C18 H18 O2

1.25

HP

Magnolol

79

16.084 327.2535

[M + HCOO]-

C18H34O2

-0.64

HMR;KXR Oleic acid

80

22.057 279.223

[M - H]-

C18H32O2

0.08

HMR

2. Quantification of ten active compounds in MZRW granules

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Linoeic acid

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589.1344

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72

Remission of constipation by ten major components in MZRW granules has been highlighted by recent literature and our pilot study. Quantification of these components, including rhein, emodin, aloe emodin, hesperidin, naringin, paeoniflorin, albiflorin, magnolol, honokiol and amygdalin (Supplement 2-Figure 5), was performed with

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appropriate reference compounds (Supplement 2-Figure 6 and Supplement 2- Table 6).

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Supplement 2-Figure 5. Chemical structures of biologically active components on constipation of MZRW granules

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Amygdalin Aloe emodin O

OH

O

OH

Rhein OH

O

OH

NC HO

CH 2OH CH3

COOH OH

O

O

OH

C 15H 10O5 exact mass: 270.0528

O

OH

OH

HO

OH

O

O

OH

H 3C

O

O H OH

O

O

C23H 28O11 exact mass: 480.1632

C 27H 32O14 Exact mass: 580.1792 OH OH O

O

HO

CH3 OH

O

C28H34O 15 Exact Mass: 610.1898

O

OCH3

honokiol OH

AC C

OH

O

O

O CH3 O

C23H 28 O11 exact mass: 480.1632

magnolol OH HO

OH

O

HO

O

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Hesperidin HO

OH

O

O

HO

Alibiflorin

OH

OH

O

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HO

HO

O

O O

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OH

HO

Peaoniflorin

OH

O

HO

OH

OH

Naringin

O

HO

O

OH

C 20H 27 NO 11 Exact mass: 457.1584

C 15 H 18 O6 exact mass: 284.0321

CH 3 HO

OH

HO

O

C 15 H10O5 exact mass: 270.0528

OH

O

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HO

O

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Emodin

C 18H 18O2 Exact Mass: 266.1307

C 18H18 O2 Exact Mass: 266.1307

ACCEPTED MANUSCRIPT

AC C

EP

TE D

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Figure 6. Total ion chromatography of 10 mixed standard solution, MZRW solution and SRM chromatography for each compound and I.S.

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MZRW granules

Plant source

Amygdalin

11.03±0.15

KXR

Albiflorin

0.56±0.01

BS

Paeoniflorin

1.3±0.03

BS

Naringin

0.67±0.01

ZS

Hesperidin

12.25±0.13

ZS

Aloe emodin

1.53±0.02

DH

Rhein

18.23±0.10

DH

Emodin

6.15±0.03

DH

Honokiol

6.87±0.05

HP

Magnolol

1.24±0.02

HP

TE D

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Active compounds

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Table 6. The content of each compound in MZRW granules (mg/g, Mean± SD, n = 5)

3. The pharmacokinetics assessment of major compounds

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We elaborated the pharmacokinetic features in rats of these ten compounds when they were orally administrated in the form of MZRW granules. The concentration-time (C-T) profile of rhein was appeared with dual peaks, which may be probably due to the replenishment of rehein by metabolites of some similar anthraquinones and anthraquinone derivatives in this formula, and another possibility is because of enterohepatic circulation of these chemicals. The t1/2 of rhein, emodin and aloe emodin were more than 10 h,

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though they were rapidly absorbable (Tmax was less than half an hour). This well interpreted the both quick and long-lasting effects of MZRW. The C-T curve of amygdalin showed that it was detectable in rat plasma within 5min post-dosing; and a shorter Tmax (0.75 h) indicated that amygdalin was rapidly absorbed after oral administration. Elimination of amygdalin from plasma was also relatively fast, with the t1/2 values at approximately 3 h. Probably due to the similarity in chemical structure, albiflorin and paeoniflorin exhibited consistent tendencies in plasma C-T profiles and similar Tmax (both at 0.75 h) after oral administration of MZRW. The t1/2 values of these two compounds were (2.81±1.09) h and (5.90±1.36) h, respectively, suggesting a rapid elimination from plasma of the two compounds. Naringin was absorbed into the body with Tmax at 0.75 h and eliminated with t1/2 near 4 h after oral administration of MZRW. The rapid elimination may be due to the fact that orally administered naringin can be

ACCEPTED MANUSCRIPT

quickly metabolized into naringenin and naringenin glucuronide. The plasma concentration and AUC of magnolol were both higher than that of honokiol, while in MZRW the

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amount of magnolol (1.24 mg/g) was much lower than honokiol (6.87 mg/g). This data suggest that magnolol was better absorbed by the gastrointestinal tract than honokiol. Illustrating the pharmacokinetic profile of each compound can foster better understanding of the efficacy of MZRW, and can facilitate clinical study and quality evaluation for development of this formula into even more effective pharmaceuticals (5). Further clinical investigation about its pharmacokinetics in human is necessary in the future.

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References

1. Zhang B, Dong J, Zhou Z. Traditional Chinese Internal Medicine [in Chinese]. Shang Hai Science and Technology Press: Shanghai, 1985.

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2. Cheng CW, Bian ZX, Zhu LX et al. Efficacy of a Chinese herbal proprietary medicine (Hemp Seed Pill) for functional constipation. Am J Gastroenterol 2011;106(1):120-9.

3. Chinese Pharmacopeia Commission. Hemp Seed Pills. In: Pharmacopeia of the People’s Republic of China, Vol. 1, 2010 edn. China Medical Science Publisher: Beijing, 2010, pp 1093.

4. Wang G, Fu H, Ye W et al. Comprehensive characterization of the in vitro and in vivo metabolites of ziyuglycoside I in rat microsome, intestinal flora, excretion specimen and fresh tissues based on LC-Q-TOF/MS. J Pharm Biomed Anal 2016; (128):191-200.

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5. Hu DD, Han QB, Zhong LL et al. Simultaneous determination of ten compounds in rat plasma by UPLC-MS/MS: Application in the pharmacokinetic study of

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Ma-Zi-Ren-Wan. J Chromatogr B Analyt Technol Biomed Life Sci 2015; 1000:136-46.

ACCEPTED MANUSCRIPT Supplemental File 3: Packaging and appearance of interventions

a

MZRW

Placebo

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c

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b

(I) Packaging and appearance of MaZiRenWan (MZRW) granules and its placebo a The one-week course package of MZRW granules (a zip lock bag contained 14 sealed aluminum sachets. is placebo granules).

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b The appearance of MZRW granules and placebo granules (Left side is MZRW granules and right side

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c The clear appearance of MZRW granules.

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a

c

Placebo

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Senna

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b

(II) Packaging and appearance of Senna and its placebo

a The 4-week course package of Senna and placebo (a plastic bottle contained 56 tablets). b The appearance of Senna and placebo (Left side is Senna tablets and right side is placebo tablets).

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c The appearance of Senna.

ACCEPTED MANUSCRIPT Supplemental file 4: Statistical analysis Data are presented by mean and standard deviation (SD), 95% confidence interval

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(95% CI) or percentages. Differences among three groups were assessed using one-way Analysis of variance (ANOVA) or Kruskal-Wallis non-parametric test for continuous variables, or using Chi-square test or Fisher’s exact test for categorical variables.

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Analysis of covariance (ANCOVA) was also applied with baseline as covariate if

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needed. Post-hoc pairwise multiple comparisons were made with LSD or Dunnett’s procedure if significant differences were found among three groups. Changes in the eight domains of SF-36 before and after treatment in three groups were calculated and the within-group comparisons were performed using paired t-test or Wilcoxon

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22.0.

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matched-pairs signed rank sum test. Analyses were carried out using SPSS version

ACCEPTED MANUSCRIPT

MZRW

Senna

MZRW vs. Senna$

Placebo

χ2

P Value

csbm>=1 than baseline and csbm>=3/wk (%)

MZRW vs. Placebo$

Senna vs. Placebo$

3 Groups

χ2

P Value

χ2

P Value

χ2

P Value

7.774

0.005

5.446

0.020

9.183

0.01

23.918

<0.0001

2.212

0.137

26.356

<0.0001

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Outcome

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Supplement File 8: The proportion of patients with weekly frequency ≥3times CSBM and an increase ≥1 CSBM from baseline

68 (70.1%)

65 (67.0%)

49 (50.5%)

0.215

0.643

Follow up

53 (54.6%)

29 (29.9%)

20 (20.6%)

12.167

<0.0001

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Treatment

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$: Post-hoc pairwise comparison of chi-squared test with applying the Bonferroni corrected alpha level (corrected α = 0.05/3 for three compared pairs)

*: P<0.05/3, vs. Placebo; #: P<0.05/3, vs. Senna.

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Supplemental file 6: Results of other secondary outcomes (A) Comparison of the treatment effect on changes of global symptom assessment among three groups

Global Symptom Assessment

MZRW

Senna

Placebo

MZRW vs. Senna

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MZRW vs.

3 Groups

Senna vs. placebo

placebo

(%)

(n=89)

(n=88)

(n=90)

P-value

P-value P-value

72.7%

45.6%

Treatment

Same

9.0%

26.1%

51.1%

Wk6

Worse

1.1%

1.1%

3.3%

Improved

91.0%

76.1%

51.1%

Treatment

Same

9.0%

21.6%

45.6%

Wk10

Worse

0.0%

2.3%

Improved

70.8%

34.1%

28.9%

Same

27.0%

64.8%

67.8%

Worse

2.2%

1.1%

3.3%

Follow up

0.004

<0.0005

0.001

<0.0005

0.013

<0.0005

0.001

<0.0005

<0.0005

<0.0005

0.505

<0.0005

3.3%

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End of

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89.9%

Within

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Improved

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P-value

Wk18

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MZRW = MaZiRenWan Global symptom improvement was assessed the participant’s subjective feeling of adequate relief of symptoms as “improved”, “same” and “worse”.

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P values were calculated from Fisher’s Exact test.

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Higher proportion of subjects in the MZRW group improved during the treatment period, with significant differences among three groups (P<.0005). Post-hoc

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pairwise multiple comparison results is as follows: MZRW vs. placebo: P<.0005 (Wk6 & 10); MZRW vs. senna: P=.004 (Wk6) and P=.013 (Wk10); senna vs. placebo: P=.001 (Wk 6 & 10). In the follow-up period, over 70% subjects of the MZRW group sustained this improvement, with significant inter-group

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difference (P<.0005). Post-hoc pairwise multiple comparison: MZRW vs. placebo: P<.0005; MZRW vs. senna: P<.0005; senna vs. placebo: P=.505.

(B) Comparison of different domains of SF-36 questionnaires within different groups

ACCEPTED MANUSCRIPT Variables

MZRW (n=97)

Senna (n=97)

Pre-Treatment

Post-Treatment

Mean

Mean

SD

P-value*

SD

Placebo (n=97)

Pre-Treatment

Post-Treatment

Mean

Mean

SD

P-value*

SD

Pre-Treatment

Post-Treatment

Mean

Mean

SD

P-value*

SD

SF-36 18.2

88.2

10.5

0.588

85.6

15.3

86.3

11.1

Role-Physical

81.1

19.1

78.2

18.8

0.118

81.1

18.2

77.8

19.8

Bodily Pain

63.6

27.7

65.3

22.5

0.425

62.3

26.3

60.3

23.1

General Health

50.5

22.7

53.5

18.3

0.021

50.6

21.5

52.0

19.7

Vitality

50.6

14.4

52.9

18.0

0.035

49.2

15.1

51.4

17.6

Social Functioning

75.4

24.2

79.7

19.2

0.024

75.9

23.4

73.3

Role-Emotional

79.6

22.1

75.0

21.6

0.031

78.6

22.2

74.8

Mental Health

59.9

13.9

62.5

14.4

0.162

59.0

14.2

18.5

87.3

10.3

0.681

81.5

18.9

79.5

17.6

0.288

0.310

61.9

26.0

62.4

23.9

0.809

0.350

51.4

21.8

53.9

18.1

0.159

0.012

50.9

13.0

52.9

14.9

0.060

22.4

0.171

74.9

23.8

75.6

20.6

0.747

21.3

0.044

79.4

22.8

75.1

21.5

0.033

59.3

0.824

59.3

12.8

60.0

12.6

0.540

14.9

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#P value was from an analysis of covariance (ANCOVA) with baseline as covariate

86.6

0.039

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*P value was from an analysis of Paired-sample T-test

0.694

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87.1

SC

Physical Functioning

The eight domains of SF-36 questionnaires (physical functioning, role–physical, bodily pain, general health perceptions, vitality, social functioning,

EP

role-emotional, and mental health) were compared before and after treatments in three groups. We found that three groups had significantly decreased on the

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scores of role-emotional after treatment (P<.05). The MZRW group showed significant improvement on general health, vitality and social functioning (P<.05). The senna group also showed significant improvement on vitality, and worse on role-physical (P<.05). As life satisfaction is associated with number of doctor visits, it may be the reason the scores of role-emotional and role-physical after treatment.

ACCEPTED MANUSCRIPT

MZRW (n = 97)

Senna (n = 97)

Placebo (n=97)

Bloating and passing of gas Mild diarrhea Headache Dizziness

2 2 1 1

0 0 1 0

0 0 1 0

Abdominal pain Vomiting

3 0

3 1

0

1

Worsening of straining Worsening of sleeping quality

0

4

0

0

Discomfort of stomach

2

a

2

0 0 1

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Stomach ache

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Event

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Supplement file 7 Adverse events occurred in three group a

1 3

5

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There were no significant differences in any adverse event among three groups, as examined with Fisher Exact test.

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Supplemental File 6: CONSORT – Chinese Herbal Medicine Formulas Checklist

Item Section / Tropic

Reported Standard CONSORT Checklist Item

abstract 1a

Page Number

RI PT

No. Title,

Identification as a randomized trial in the title

Statement of whether the trial targets a TCM Pattern, a Western Page 1

and keywords

medicine–defined disease, or a Western medicine–defined disease with a

Structured summary of trial design, methods, results, and conclusions

Illustration the name and form of TCM formula used, and the TCM

1c

Page 4

Pattern applied, if applicable.

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(for specific guidance, see CONSORT for abstracts)

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specific TCM Pattern, if applicable 1b

Determination of appropriate keywords, including “Chinese herbal Page 5 medicine formula” and “randomized control trial”

2a

Scientific background and explanation of rationale

2b

Specific objectives or hypotheses

Methods 3a

3b

Pattern or western medicine disease with a specific TCM Pattern.

Description of trial design (such as parallel, factorial), including allocation ratio

Page 6-7

Whether the TCM formula targeting on western medicine disease, TCM Page 7

Page 7, 11

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Trial design

Statement with biomedical science approaches and/or TCM approaches

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objectives

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Introduction Background and

Important changes to methods after trial commencement (such as

N/A

eligibility criteria), with reasons Participants

4a

on

Extension for TCM Formulas

Eligibility criteria for participants

Statement of whether the formula targets a Western medicine–defined Page 8 disease, a TCM Pattern, or a Western medicine–defined disease with a specific TCM Pattern

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Supplemental File 6: CONSORT – Chinese Herbal Medicine Formulas Checklist

Page 7-8

5

The interventions for each group with sufficient details to allow replication, including how and when they were actually administered

Description(s) for different types of formulas should include the following:

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Settings and locations where the data were collected

5a. For fixed CHM formulas

(Page 6-7, 9)

2. Name, source, processing method, and dosage of each medical

(Page 9-10,

substance. Names of substances should be presented in at least 2

Supplemental

SC

1. Name, source, and dosage form (e.g., decoctions, granules, powders)

substances used should be specified.

& 2)

3. Authentication method of each ingredient and how, when, where, and

(Supplemental

by whom it was conducted; statement of whether any voucher specimen

File 2 P.6,

was retained, and if so, where they were kept and whether they are

Supplemental

accessible

File 2-Table 1)

4. Principles, rationale, and interpretation of forming the formula

(Page 6-7, 9)

5. Reference(s) as to the efficacy of the formula, if any

(Page 6-7)

6. Pharmacologic study results of the formula, if any

(Supplemental

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languages: Chinese (Pinyin), Latin, or English. Names of the parts of the File 2-Table 1

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Interventions

4b

File 2 P.16-27) (Supplemental 7. Production method of the formula, if any

File 2 P.8) (Page 10,

8. Quality control of each ingredient and of the product of the formula, if Supplemental any. This would include any quantitative and/or qualitative testing method(s); when, where, how, and by whom these tests were conducted; whether the original data and samples were kept, and, if so, whether they are accessible.

File 2 P.9-15)

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Supplemental File 6: CONSORT – Chinese Herbal Medicine Formulas Checklist

9. Safety assessment of the formula, including tests for heavy metals and

(Supplemental

toxic elements, pesticide residues, microbial limit, and acute/chronic

File 2 P.9-12,

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toxicity, if any. If yes, it should be stated when, where, how, and by whom 16) these tests were conducted; if the original data and samples were kept; and, if so, whether they are accessible.

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10. Dosage of the formula, and how the dosage was determined

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11. Administration route (e.g., oral, external)

5b. For individualized CHM formulas

(Page 9-10) (Page 9-10)

(N/A)

1. See recommendations 5a 1–11 2. Additional information: how, when, and by whom the formula was

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modified

5c. For patent proprietary CHM formulas 1. Reference to publicly available materials, such as pharmacopeia, for the details about the composition, dosage, efficacy, safety, and quality control of the formula 2. Illustration of the details of the formula, namely 1) the proprietary product name (i.e., brand name), 2) name of manufacturer, 3) lot number, 4) production date and expiry date, 5) name and percentage of added materials, and 6) whether any additional quality control measures were conducted 3. Statement of whether the patent proprietary formula used in the trial is for a condition that is identical to the publicly available reference

5d. Control groups

(N/A)

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Supplemental File 6: CONSORT – Chinese Herbal Medicine Formulas Checklist

Placebo control (Page 9-10)

2. Description of the similarity of placebo with the intervention (e.g.,

(Page 10,

color, smell, taste, appearance, packaging)

Supplemental

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1. Name and amount of each ingredient

SC

3. Quality control and safety assessment, if any

(Page 9-10)

5. Production information: where, when, how, and by whom the placebo

(Page 10,

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Completely defined prespecified primary and secondary outcome

EP

6a

(Page 10)

4. Administration route, regimen, and dosage

was produced

Outcomes

File 3)

Supplemental File 2 P.9)

Active control

(N/A)

1. If a CHM formula was used, see recommendations 5a–5c

(Page 9-10,

2. If a chemical drug was used, see item 5 of the CONSORT Statement

Additional File 2)

Illustration of outcome measures with Pattern in detail

Page 10-11

measures, including how and when they were assessed

Any changes to trial outcomes after the trial commenced, with reasons

N/A

7a

How sample size was determined

Page 12

7b

When applicable, explanation of any interim analyses and stopping

N/A

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Sample size

6b

guidelines Randomization

8a

Method used to generate the random allocation sequence

Page 11

8b

Type of randomization; details of any restriction (such as blocking and

Page 11

Sequence

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Supplemental File 6: CONSORT – Chinese Herbal Medicine Formulas Checklist

9

Mechanism used to implement the random allocation sequence (such as

concealment

sequentially numbered containers), describing any steps taken to

mechanism

conceal the sequence until interventions were assigned 10

Blinding

participants, and who assigned participants to interventions 11a

If done, who was blinded after assignment to interventions (for example,

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Implementation

Who generated the random allocation sequence, who enrolled

Page 11

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Allocation

block size)

SC

generation

Page 11

Page 11

participants, care providers, those assessing outcomes) and how

12a

methods

Statistical methods used to compare groups for primary and secondary outcomes

12b

Methods for additional analyses, such as subgroup analyses and adjusted

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analyses Results Participant flow

13a

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Statistical

If relevant, description of the similarity of interventions

EP

11b

Page 10, Supplemental File 3 Page 12-13

N/A

For each group, the numbers of participants who were randomly

Page 13

(a diagram is

assigned, received intended treatment, and were analyzed for the

Figure 1

strongly

primary outcome

recommended) 13b

For each group, losses and exclusions after randomization, together with

Page 13

reasons

Figure 1

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Supplemental File 6: CONSORT – Chinese Herbal Medicine Formulas Checklist

Dates defining the periods of recruitment and follow-up

Page 13

14b

Why the trial ended or was stopped

N/A

15

A table showing baseline demographic and clinical characteristics for each group

16

analyzed Outcomes and

For each group, number of participants (denominator) included in each analysis and whether the analysis was by original assigned groups

17a

estimation

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Numbers

For each primary and secondary outcome, results for each group, and the

estimated effect size and its precision (such as 95% confidence interval) 17b

For binary outcomes, presentation of both absolute and relative effect

18

Harms

Results of any other analyses performed, including subgroup analyses

Page 13 Figure 1 Page 13-16 Table 2

Page 13-16 Table 2

and adjusted analyses, distinguishing prespecified from exploratory 19

All important harms or unintended effects in each group (for specific (There is no extension for this item)

Discussion 20

Page 16 Supplemental

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guidance see CONSORT for harms)

Limitations

Table 1

N/A

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analyses

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sizes is recommended Ancillary

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Baseline data

14a

SC

Recruitment

File 6

Trial limitations; addressing sources of potential bias; imprecision; and,

Page 17

if relevant, multiplicity of analyses Generalizability

21

Generalizability (external validity, applicability) of the trial findings

Discussion of how the formula works on different TCM Patterns or diseases

Page 17

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Supplemental File 6: CONSORT – Chinese Herbal Medicine Formulas Checklist

Interpretation

22

Interpretation consistent with results, balancing benefits and harms, and Interpretation with TCM theory and Pattern is encouraged.

Page 17

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considering other relevant evidence Other

23

Registration number and name of trial registry

Protocol

24

Where the full trial protocol can be accessed, if available

Sources of funding and other support (such as supply of drugs), role of

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funders

EP

25

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Funding

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Registration

SC

information

Page 8 Supplemental File 1: Protocol Page 2