Topology and its Applications 103 (2000) 1–31
Generic covers branched over {x n = y m } Sandro Manfredini ∗ , Roberto Pignatelli 1 Dipartimento di Ma...
Generic covers branched over {x n = y m } Sandro Manfredini ∗ , Roberto Pignatelli 1 Dipartimento di Matematica, Università di Pisa, Via F. Buonarroti 2, 56127 Pisa, Italy Received 29 September 1997; received in revised form 6 October 1998
Abstract In this paper the authors study generic covers of C2 branched over {x n + y m } = 0 s.t. the total space is a normal analytic surface. They found a complete description of the monodromy of the cover in terms of the monodromy graphs and an almost complete description of the local fundamental groups in case (n, m) = 1. For the general case, they give explicit descriptions of base changes in terms of monodromy graphs; they describe completely the embedded resolution graphs in the case n|m. Via these base changes every cover is a quotient of such a cover. 2000 Elsevier Science B.V. All rights reserved. Keywords: Normal surface singularities; Branched covering spaces; Monodromy AMS classification: 32S25; 32S05
0. Introduction In this paper we study normal singularities of complex analytic surfaces. Recall that (see, e.g., [11]) the singularities of a normal analytic variety form an analytic subvariety of codimension at least 2. So, a normal curve is automatically smooth, and a normal surface is automatically a surface with isolated singularities. The converse holds only for hypersurfaces (see [5]). Then, in case of dimension 2, in order to study germs of normal analytic surfaces we can consider analytic surfaces with just one singular point. Recall that, by Weierstrass preparation theorem, in a suitable neighborhood of every point of an analytic surface there exists a holomorphic function to a disc which is an analytic cover branched over a curve (see [6]). Moreover, a generic function like this one is a “generic” cover, i.e., a branched cover of degree d such that the fiber over a smooth point ∗ Corresponding author. Email: [email protected]. 1 Email: [email protected].
0166-8641/00/$ – see front matter 2000 Elsevier Science B.V. All rights reserved. PII: S 0 1 6 6 - 8 6 4 1 ( 9 8 ) 0 0 1 6 0 - 6
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of the branching curve has d − 1 points (see [12]). Every element in the fundamental group of the set of regular values of this map, induces a permutation of the d points of the fiber over the base point, thus a homomorphism from this group to Sd , called “the monodromy of the cover”. The “generic” condition means that for each geometric loop (i.e., a loop around a smooth point of the curve) its monodromy is a transposition. This property can be usefully applied to study singularities; in fact, given a curve C contained in a disc ∆ (or in C2 ), and a homomorphism µ : π1 (∆ − C) (respectively π1 (C2 − C)) → Sd , s.t. the images of the geometric loops are transpositions, there exists a unique normal surface S and a generic cover from S to ∆ (respectively C2 ) with C as branch locus and µ as monodromy (for an explicit construction see, e.g., [12]; unfortunately, this construction is quite involved, so it does not give directly a satisfying description of normal singularities). So, in order to classify generic covers π : S → C2 of degree d, with S normal, branched over some curve C, we need to classify only the generic monodromies µ : π1(C2 − C) → Sd . In this paper we restrict to the case where the branching curve has (up to analytic equivalence) the equation {x n = y m }. This is a very particular case, but, by the classification of singularities of plane curves given by Puiseux (see [4]), it seems to be the natural starting point. In Section 1 we state some well known expressions of the fundamental group of the disc minus our curves, via generators and relations, and we give a combinatorial bound for the degree of the cover. In Section 2 we prove that our family of covers is stable under base change with maps of type fa,b (x, y) = (x a , y b ); we represent the monodromy of a generic cover of degree d branched on the curve {x n = y m } by a graph with d vertices and n labeled edges and we describe the action of a base change as above over these graphs. In Section 3, we restrict ourselves to the case (n, m) = 1, and we give a complete classification of the graphs associated to these covers. In particular, we prove the following Theorem 0.1. The monodromy graphs for generic covers π : S → C2 of degree d > 3 branched over the curve {x n = y m }, with (n, m) = 1, are the following: (1) “Polygons” with d vertices, valence n/d (or m/d) and increment j , with (j, d) = 1, j < d/2, j (d − j )|m (respectively j (d − j )|n). Moreover, d must divide n (respectively m). (2) “Double stars” of type (j, d − j ) and valence n/j (d − j ) (or m/j (d − j )), with (j, d) = 1, j < d/2, j (d − j )|n (respectively j (d − j )|m). Moreover, d must divide m (respectively n). The base change induced by the map f (x, y) = (y, x) in C2 takes graphs of type 1 in graphs of type 2, and vice versa. For the definition of “polygons” and “double stars” see Definitions 3.2 and 3.3. So, in order to classify generic covers, we get the following
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Corollary 0.2. If (n, m) = 1 then the generic covers π : S → C2 of degree greater than 3 branched over {x n = y m }, S normal surface, are classified by the disjoint union of the sets (j, d)|d > 3, d|n, (j, d) = 1, j < 12 d, j (d − j )|m and (j, d)|d > 3, d|m, (j, d) = 1, j < 12 d, j (d − j )|n . In both cases, d is the degree of the cover. All these graphs correspond to some cover also if (n, m) > 1, but they do not give a complete classification. We found also explicit equations for the singularities of S in the case j = 1. In Section 4 we compute the local fundamental group of the surfaces associated to some of the graphs constructed in Section 3. This gives partial answer to the smoothness problem (is S smooth?); moreover it provides an useful tool in the proof of Theorem 0.3. In Section 5 we describe completely the embedded resolution graphs of all the possible singularities in case m = bn for some b, using, to simplify the calculations, the equation {x n + y bn = 0} for the branching locus; we prove the following Theorem 0.3. Let π : S → C2 be a d-sheeted generic cover branched over the curve {x n + y bn = 0}, S normal. S has a resolution which is the plumbing variety of the following normal crossing configuration of smooth curves:
where the vertex E b has genus (n − d − ν + 2)/2 and self-intersection −ν. Moreover, S is smooth ⇔ the monodromy graph is a tree; this can occur only if d divides b. Remark that by the results about base change of Section 2, all the possible surfaces under consideration are the quotient of one of these singularities by the action of a finite group.
1. Fundamental groups and maps Let Cn,m be the curve in C2 defined by the equation x n = y m .
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The aim of this section is to compute some useful presentations for the fundamental group of C2 \ Cn,m and derive the first necessary conditions for the existence of generic covers of given degree branched over Cn,m . Let β, µ¯ j be the paths β(t) = (1, tε +(1−t)(1−ε)), µ¯ j (t) = (1, εe2πitj/m ) for t ∈ [0, 1] and if z ∈ C∗ and λ = (λ1 , λ2 ) is a path in C2 let z(λ) = (λ1 , zλ2 ). Let µ1 , . . . , µm be the geometric basis of π1 ({x = 1} \ Cn,m ) with (1, 1 − ε) (0 < ε < 1/2) as base point given by µ1 = 1, εei(2πt +π) + 1 t ∈[0,1], −1 µj = β · µ¯ j · ωj −1 β −1 · µ1 · β · µ¯ −1 j ·β
for j = 2, . . . , m, where ω = e2πi/m .
Proposition 1.1. The fundamental group of C2 \ Cn,m admits the three equivalent presentations (1) π1 (C2 \ Cn,m ) = hµ1 , . . . , µm | µi = Mµi+n M −1 , i = 1, . . . , mi, where M = µ1 · · · µn and the indices are taken to be cyclical (mod m); −1 (2) π1 (C2 \ Cn,m ) = hγ1 , . . . , γn | γi = Γ γi+m Γ , i = 1, . . . , ni, where Γ = γ1 · · · γm and all indices are taken to be cyclical (mod n); (3) π1 (C2 \ Cn,m ) = hγ1 , . . . , γn | Γ = γi · · · γm+i−1 , i = 2, . . . , ni, where all indices are taken to be cyclical (mod n). Proof. Applying Zariski–Van Kampen theorem (see [14,13,9]) to the projection φx : C2 → {y = 1}, (x, y) 7→ (x, 1), we get the first presentation. Let Mj = µ1 · · · µj (with cyclical indices (mod m) and M0 = 1) and define γi = −1 Mi−1 µ−1 i Mi−1 for i = 1, . . . , n. −1 for i = 1, . . . , m, where Γh = γ1 · · · γh (with cyclical indices Since µi = Γi−1 γi−1 Γi−1 (mod n) and Γ0 = 1), γ1 , . . . , γn are a new set of generators and rewriting the relations of the first presentation in terms of the γ ’s we get the second one. The third presentation is easily obtained from the second one. 2 Call µ1 , . . . , µm the standard generators of π1 (C2 \ Cn,m ) and γ1 , . . . , γn the minimal standard generators of π1 (C2 \ Cn,m ). From these presentations it is immediate to verify that, setting Γ = γ1 · · · γn Γ = M −1
and Γ m/(n,m) = Γ
n/(n,m)
is in the center.
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Observe that if we apply Zariski–Van Kampen theorem to the projection φy : C2 → {x = 1}, φy (x, y) = (1, y), and proceed as in Proposition 1.1, we may take as generators of π1 (C2 \ Cn,m ) a geometric basis µ˜ 1 , . . . , µ˜ n of π1 ({y = 1} \ Cn,m ) with relations µ˜ i = µ˜ 1 · · · µ˜ m µ˜ i+m (µ˜ 1 · · · µ˜ m )−1 for i = 1, . . . , n and cyclical indices (mod n). Note also that this is the same as calculating the fundamental group of the complement of Cm,n = {x m = y n } via φx . Proposition 1.2. With the above notations µ˜ i = γi . Proof. Let fn,m : C2x,y → C2ξ,η be the map (ξ, η) = fn,m (x, y) = (x n , y m ). fn,m |C2 \({xy=0}∪Cn,m ) : C2 \ {xy = 0} ∪ Cn,m → C2 \ ξ η(ξ − η) = 0 is a covering. Take (1, 1 − ε) as base point in C2 \ ({xy = 0} ∪ Cn,m ) and take as generators of π1 (C2 \ ({xy = 0} ∪ Cn,m )) the standard generators of π1 (C2 \ Cn,m ) µ1 , . . . , µm , µx = µ¯ m = (1, (1 − ε)e2πit ) (loop around the x-axes) and µy = (e2πit , 1 − ε) (loop around the y-axes) for t ∈ [0, 1]. Observe that if we quotient π1 (C2 \ ({xy = 0} ∪ Cn,m )) by the subgroup normally generated by µx and µy we obtain π1 (C2 \ Cn,m ) and that we can do the same thing with the µ’s ˜ as generators. In the plane ξ + η = 1 + (1 − ε)m = 2 − ε0 take as generators of π1 (C2 \ {ξ η(ξ − η) = 0}) γ , γξ , γη as shown in the figure below where the line ξ + η = 2 − ε0 is identified with C via the η coordinate and p = (1, 1 − ε0 ).
γ , γξ , γη are related by the equations γξ γη γ = γ γξ γη = γη γ γξ . Since (fn,m )∗ is injective, we can identify π1 (C2 \ ({xy = 0} ∪ Cn,m )) with its image obtaining: j −1
Now we look for which d > 3 there exists a surjective homomorphism ρ from the fundamental group of C2 \ {x n = y m } in Sd sending the geometric generators in transpositions, i.e., a normal surface S and a d-sheeted generic covering π : S → C2 branched over {x n = y m }. For every σ ∈ Sd call ν(σ ) the number of orbits of σ , ν the value of this function for ρ(Γ ). ν is the number of cycles of a permutation constructed multiplying n transpositions in Sd , so n + d + ν is even. Call a1 , . . . , aν the length of the ν cycles of the monodromy of Γ . Being Γ m/(m,n) central and d > 3, the order of ρ(Γ ) divides m/(m, n); then every ai does. Let Dmn ⊂ N, be the set of (positive) divisors of m/(m, n), and consider all the possible ways to write d as sum of elements of this set. d be the set of all the possible “lengths” of this sums, where the “length” of a Let Kmn sum, is the number of integers we are adding. Now define the function d | n + d + ν is even . Λ(m, n, d) = inf ν ∈ Kmn Λ gives a lower bound for the number of orbits of ρ(Γ ); in fact it is the minimal number d ) and with the same of orbits for permutations with order that divides m/(m, n) (ν ∈ Kmn parity of ρ(Γ ) (product of n transpositions). Now define χ(m, n, d) = n + 2 − d − Λ(m, n, d). We have the following Proposition 1.3. Let (S, ϕ) be a generic cover branched on {x n = y m } of degree d > 2. Then χ(m, n, d) > 0. Moreover, if n divides m, the converse holds. Proof. For the first part of the proposition we prove, by induction on n, that for the product of a transitive set of n transpositions in Sd , the number of orbits ν must be ν 6 n + 2 − d. In fact, if n = 1 then d = 2 and ν = 1, and there is nothing to prove. If n > 1, consider the first n − 1 transpositions ρ(γi ), and let ν 0 be the number of orbits of their product; ν 0 = ν + 1 or ν 0 = ν − 1.
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If these n − 1 transpositions generate Sd then ν 6 ν 0 + 1 6 n − 1 + 2 − d + 1 = n + 2 − d. Otherwise they generate Sd−k × Sk , and the last transposition “connects” two different orbits of their product. Suppose that in Sk there are exactly g among the first n − 1 transpositions, then their product has by induction ν 00 6 g + 2 − k orbits and the product of the other n − 1 − g transpositions has ν 0 − ν 00 6 n − 1 − g + 2 − (d − k) orbits. So ν = ν 0 − 1 6 g + 2 − k + n − 1 − g + 2 − (d − k) − 1 = n + 2 − d. By definition Λ(m, n, d) 6 ν and we get the result. For the converse, remark that in this case the fundamental group is generated by γ1 , . . . , γn with the only relation that Γ is central. So it is sufficient to exhibit a set of n transpositions σ1 , . . . , σn s.t. their product is the identity of Sd . Now assume χ(m, n, d) > 0, i.e., Λ(m, n, d) 6 n − d + 2. Then there exist a1 , . . . , aΛ(m,n,d) ∈ N such that: P (1) ai = d, (2) ∀ i ai divides m/(m, n), (3) n + d + Λ(m, n, d) is an even number. Choose the following transpositions: (1, i + 1), 1 6 i 6 d − 1, ! i−d+1 X σi = 1, d + 1 − ak , d 6 i 6 d + Λ − 2, 1 (1, 2), d + Λ − 1 6 i 6 n. Of course this choice verifies our condition, then it describes a d-sheeted generic cover branched on the curve {x n = y m }. 2 In general these functions are not so simple to compute. The following holds: Remark 1.4. χ(m, n, d + 1) > χ(m, n, d) − 2. Proof. Let Λ = Λ(m, n, d). If Λ = +∞ there is nothing to prove. Otherwise, let a1 , . . . , aΛ ∈ Dmn realizing the minimum as in the definition of Λ. P ai = d + 1 Then a1 , . . . , aΛ , aΛ+1 = 1 ∈ Dmn , with n + d + 1 + Λ + 1 even and Λ+1 1 which implies Λ(m, n, d + 1) 6 Λ(m, n, d) + 1. But then χ(m, n, d + 1) = n + 2 − d − 1 − Λ(m, n, d + 1) > n − d − Λ(m, n, d) = χ(m, n, d) − 2.
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Remark that if m = n, m even, Λ(m, m, d) = d, i.e., there exist generic covers if and only if m + 2 − 2d > 0, i.e., d 6 m/2 + 1 (if m = n, m odd, there are no generic covers for d > 2; in fact this is true for every n, m s.t. mn is odd, see next section for details).
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2. Fiber products, monodromies and graphs Let π : S → C2 be a d-sheeted generic cover branched over {x n = y m } with S an irreducible surface with an isolated singularity in P = π −1 (0, 0) and let ρ be its monodromy. Consider the map fa,b : C2 → C2 and let S = S ×C2 C2 be the fiber product. We get the following commutative diagram: S
ψ
π¯
C2
S π
fa,b
C2
Proposition 2.1. S as above is an analytic surface with an isolated singularity in P = π −1 (0, 0). π is a d-sheeted generic cover branched over {x an = y bm } and its monodromy ρ¯ is the composition ρ ◦ (fa,b )∗ . Proof. By definition of fiber product we get immediately that S is analytic, and π a dsheeted generic cover branched over {x an = y bm }. The two maps π and fa,b are coverings of C2 whose branching loci intersect just in the origin. This easily implies that S is smooth outside P . Now consider the homomorphism (fa,b )∗ : π1 (C2 \ {x an = y bm }) → π1 (C2 \ {x n = m y }). Of course (fa,b )∗ (γi ) = γ[i]
0 < i 6 an,
where [i] is the remainder class of i mod n, and if we choose the correct enumeration for the points in the fibers over the two base points, we have that ∀ 0 < i 6 an, γi and (fa,b )∗ (γi ) act in the same way and this holds for any γ ∈ π1 (C2 \ {x an = y bm }). This proves the second part of the theorem. 2 Theorem 2.2. In the above hypotheses, if moreover S is a normal surface, then S is normal too. Proof. First note that we can assume b = 1. Define A = C(S) =
C{x 0 , y, z1 , . . . , zn } , I
A = C(S) =
C{x, y, z1 , . . . , zn } ψ∗I
and denote the quotient fields by Q = Quot(A),
Q = Quot(A).
ψ ∗ injects A in A and Q in Q (ψ ∗ (x 0 ) = x a ); so, we can consider A and Q as extensions of A and Q, respectively.
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Recall that, by definition, S normal means that A is integrally closed in Q, i.e., for any f ∈ Q such that ∃ p ∈ A[t] monic with p(f ) = 0 ⇒ f ∈ A. We must check that the same property holds for A in Q. Let f ∈ Q, p = t n + an−1 t n−1 + · · · + a0 ∈ A[t] monic such that p(f ) = 0. ω = e2πi/a acts on A (respectively Q) via the natural map ω f (x, y, z1 , . . . , zn ) = f (ωx, y, z1 , . . . , zn ) and we have that Fix(ω)= A (respectively Q). For every l such that 0 6 l < a define X ωi (f )ωil . fl = 06i
Remark that ω(fl ) = ω