C H A P T E R
18 Genetics and Chronic Kidney Disease Barry I. Freedmana, Michelle P. Winnb and Steven J. Scheinmanc a
Department of Internal Medicine – Section on Nephrology, Center for Genomics and Personalized Medicine Research, Wake Forest School of Medicine, Winston-Salem, North Carolina, USA, b Department of Internal Medicine – Division of Nephrology, Center for Human Genetics, Duke University Medical Center, Center for Human Genetics, Durham, North Carolina, USA, c The Commonwealth Medical College, Office of the President, Scranton, Pennsylvania, USA
INTRODUCTION The past decade has seen advances in the identification of genes associated with CKD and improved methodologies for detecting associated gene variants. Linkage analyses useful for detecting genomic regions co-inherited with a trait in families, genome-wide association studies (GWAS) and candidate gene association studies capable of detecting common variants in unrelated case and control samples, and admixture mapping (useful for detecting associated variants more common in one ancestral population of admixed groups) have all been performed in CKD. Major breakthroughs include the identification of a newly recognized spectrum of non-diabetic apolipoprotein L1-associated (APOL1) nephropathy, untangling of structural and signaling pathways involved in maintaining the delicate glomerular filtration barrier critical for preventing glomerulosclerosis, and identification of mutations producing rare interstitial kidney diseases. Nephropathy susceptibility genes have altered the classification of common complex kidney disease, offer new insights in pathogenesis, and provide hope for novel treatments.
NON-DIABETIC GLOMERULAR DISEASES LEADING TO CKD Approximately 50% of patients with advanced renal disease have non-diabetic forms of nephropathy.1 Disease etiologies were often unknown, as kidney biopsies are performed mainly in patients with nephrotic
P. Kimmel & M. Rosenberg (Eds): Chronic Renal Disease. DOI: http://dx.doi.org/10.1016/B978-0-12-411602-3.00018-4
syndrome or heavy proteinuria. Those with isolated hematuria or low level proteinuria were deemed less likely to have a treatable lesion identified on biopsy, beyond the usual supportive measures of controlling blood pressure and lipids and use of RAAS blockade. Renal diagnoses in the absence of histology were most often ascribed to the effects of essential hypertension in those with low to absent proteinuria or to IgA nephropathy or familial hematuria in those with isolated hematuria. A paradigm shift occurred in 2010 with demonstration that the complex disorders idiopathic focal segmental glomerulosclerosis (FSGS), focal global glomerulosclerosis (FGGS) with interstitial scarring and vascular changes (previously labeled “hypertensionattributed nephrosclerosis”), and human immuno deficiency virus-associated nephropathy (HIVAN) were strongly associated with two coding variants in the apolipoprotein L1 (APOL1) gene on chromosome 22q13 in patients of African ancestry.2–4 Individuals inheriting two APOL1 nephropathy risk variants (G1: non-synonymous coding variant 342 G:384 M or G2: 6 bp deletion) have impressive 29-, 17-, and 7.3-fold increases in risk for HIVAN, FSGS, and non-diabetic (hypertension-attributed nephrosclerosis) ESRD, respectively. Odds ratios of this magnitude had not been seen before in complex disorders. Development of nephropathy in patients with sickle cell disease and progressive lupus nephritis (LN) were subsequently found to reside within the APOL1 disease spectrum (Table 18.1).5–7 The APOL1 discovery explained the marked familial aggregation of ESRD in African American families,
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TABLE 18.1 Apolipoprotein L1-Associated Forms of Nephropathy in African Ancestry Populations Idiopathic focal segmental glomerulosclerosis (FSGS) Focal global glomerulosclerosis with interstitial fibrosis and vascular changes, historically termed hypertension-attributed nephrosclerosis or arteriolar nephrosclerosis HIV-associated nephropathy Sickle cell disease-associated nephropathy Lupus nephritis-associated glomerulopathy and associated lupus nephritis
often due to different etiologies of ESRD.8 More than 30% of incident African American patients with ESRD had close relatives already receiving RRT, excluding families with Mendelian disorders such as polycystic kidney disease.9 Far greater numbers had relatives with CKD not yet undergoing RRT. Familial clustering of ESRD is present, albeit weaker in European Americans.10 Importantly, aggregation of different types of CKD was often observed in African American families. This is in dramatic contrast to other population groups, where one type of kidney disease (such as IgA nephropathy or diabetic nephropathy) clusters in a family. Together, these findings supported the existence of an overarching kidney failure susceptibility gene in African American families, with multiple potential inciting events (such as the presence of antinuclear antibodies or HIV infection) that could trigger progressive kidney failure.11 The APOL1 gene encodes ApoL1, a secretory protein that associates with HDL-cholesterol in serum. Selection for APOL1 risk variants confers ability to kill Trypanosoma brucei rhodesiense, a parasite causing African sleeping sickness.2 This family of kidney disorders is of great public health and personal importance. Population ancestry differences in APOL1 allele frequency explain the excess risk of non-diabetic ESRD in African Americans, relative to European Americans, as well as the poorer graft survival of deceased donor kidneys transplanted from donors of African ancestry.12 The mechanisms whereby APOL1 gene variants lead to nephropathy remain unknown. The initial association detected between non-diabetic chronic kidney diseases and the adjacent non-muscle myosin heavy chain 9 gene (MYH9) is now felt to have resulted from linkage disequilibrium between APOL1 G1 and G2 risk variants and the MYH9 extended-1 risk haplotype.2,13,14 MYH9 is associated with progressive non-diabetic kidney disease in populations of European and Asian ancestry, albeit less strongly.15–17 It is unknown whether this observation results from true association or co-inheritance with nearby variants in the apolipoprotein L gene region. Recent evidence supports an epistatic effect
of MYH9 on genes underlying severe and progressive familial hematuria, including CFHR5 in European populations.18 APOL1 nephropathy variants are present in approximately 50% of African Americans, 12–13% of whom possess two variants and are at markedly increased risk for kidney disease.2 These frequencies are higher in people from West Africa.19 G1 and G2 risk variants are virtually absent in Asians and Europeans, suggesting relatively recent origin (approximately 10,000 years ago), after early humans departed the African continent. Importantly, all individuals possessing two APOL1 risk variants do not develop nephropathy. This suggests requisite “second hits” (likely gene–gene or gene–environment interactions) necessary for development of disease.20,21 APOL1-associated kidney disease appears relatively resistant to treatment with RAAS blockade or aggressively lowering blood pressure, although these therapies are often indicated in affected patients in order to reduce the risk of cardiovascular complications.22 HIV infection is a major environmental trigger for APOL1-associated kidney disease, with a population attributable risk of 70%. This means that 7 of 10 cases of HIVAN would not develop in the absence of the G1 and G2 APOL1 variants.23 The kidney serves as a reservoir for HIV replication and HIV infection produces the highest attack rates of nephropathy among genetically susceptible hosts. Half of patients with untreated HIV infection and two APOL1 nephropathy variants develop nephropathy. Aberrant replacement of partially differentiated podocytes develops in HIVAN, and renal histology reveals the most aggressive form of FSGS, the collapsing variant, in such patients. Individuals with these risk variants but without HIV infection develop other renal histologic patterns of FSGS, FGGS with interstitial fibrosis and vascular changes, while others develop non-specific FSGS variants. It has been proposed that different second hits likely determine final renal histopathology. Patients with FGGS appear to have the lowest levels of proteinuria and slowest rate of loss of kidney function, while those with non-specific FSGS variants appear to have intermediate degrees of proteinuria and rates of nephropathy progression.21 Based on this paradigm, there is reason for optimism. Rates of HIVAN have fallen dramatically1 with the introduction of highly active anti-retroviral therapy (HAART). This supports the concept that successful treatment of an environmental exposure can prevent kidney disease in those at high genetic risk. In this sense, HAART can be viewed as a novel treatment for kidney disease, while conventional therapies (such as blood pressure control and RAAS inhibitors) failed to reliably halt the progression of APOL1-associated nephropathy in cases with hypertension-attributed
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kidney disease (FGGS) in the National Institute of Health-sponsored African American Study of Kidney Disease and Hypertension (AASK).24,25 In contrast to HIVAN, the inciting cause(s) of hypertension-attributed nephropathy, perhaps better labeled as FGGS, remain unknown. As HIV infection is a modifiable risk factor for nephropathy, non-HIV viral infections were sought to identify other pathogens potentially influencing risk of kidney disease via interaction with APOL1. APOL1 genotypes and presence of urine JC polyoma virus (JCV) were assessed for their joint impact on parameters of kidney disease in first-degree relatives of African Americans with non-diabetic nephropathy.26 Adjusting for familial age at start of ESRD, sex and ancestry, an additive model testing for presence of urinary JCV genomic DNA and APOL1 genotype (recessive) were negatively associated with high cystatin C concentration (p = 0.006), albuminuria (p = 0.0002), and presence of nephropathy based on a low eGFR or albuminuria (p = 0.000017). Thus, African Americans at risk for kidney disease based on two APOL1 risk variants and with JC viruria had a lower prevalence of renal involvement. This suggests that JCV, like HIV, may interact with APOL1. Potential protective mechanisms include inhibition of urinary tract replication by other more nephropathic viruses or impact on gene expression profiles that alter nephropathy susceptibility. Further work is required to detect additional modifiable environmental factors modulating the risk of APOL1-associated nephropathy. Several genes interact with APOL1 (gene–gene interactions) altering the risk for non-diabetic ESRD, including NPHS2 (podocin), SDCCAG8 (serologically defined colon cancer antigen 8), and loci near the BMP4 (bone morphogenetic protein 4) genes.27 These findings will likely improve risk prediction. APOL1 now appears to impact CKD progression to ESRD more strongly than the initiation of nephropathy. This concept is based on the weaker association with mild renal phenotypes (albuminuria and slightly reduced GFR) compared to ESRD.22,28–30 The longitudinal AASK and Chronic Renal Insufficiency Cohort (CRIC) studies strongly support APOL1 predominantly as a factor in the progression of kidney disease.31 There will likely be benefits to screening potential kidney donors for risk variants in APOL1, as well as for the caveolin 1 (CAV1) and ATP-binding cassette, sub-family B (MDR/TAP), member 1 genes (ABCB1; also known as multi-drug resistance 1 encoding P-glycoprotein). Variants in these genes in kidney donors associate with the likelihood of prolonged allograft survival after transplantation.12,32,33 APOL1 variation in deceased kidney donors appears to have the most pronounced effect on outcomes.
Additional loci also contribute to the development and progression of non-diabetic kidney disease, including the chromogranin A gene (CHGA) involved in sympathetic nervous system activity and glutathione S-transferase gene (GSTM1).34,35
DIABETES-ASSOCIATED CHRONIC KIDNEY DISEASE Familial aggregation of diabetes-associated kidney disease (DKD) and related intermediate phenotypes have been widely reported, including in European, African, Asian, and South American populations. Albuminuria, kidney function (eGFR), mesangial fractional volume and other renal histologic findings, and diabetes-attributed ESRD aggregate in families.36 Certain populations face markedly higher risk for developing DKD than others. These findings suggested the presence of a major gene or genes underlying susceptibility for development of DKD.37,38 It has become apparent that genes regulating kidney function (GFR) likely differ from those associated with albuminuria in subjects with diabetes.39,40 Linkage analyses in severely affected families with DKD, genome-wide association studies, and admixture mapping analyses reveal that there are no DKD genes with effect sizes remotely approaching that of APOL1 in non-diabetic nephropathy. DKD is a polygenic disease and multiple variants contribute to risk. Few DKDassociated genes have replicated across study samples or between ethnic groups.41 This chapter focuses on DKD genes that have demonstrated consistent effects (Table 18.2). Finally, although many candidate gene association studies have been published in DKD, they often evaluated small numbers of cases and controls TABLE 18.2 Replicated Gene Associations in Diabetic Kidney Disease Chromosome
Gene Name and Symbol
9q21
4.1 protein ezrin, radixin, moesin domaincontaining 3 (FRMD3)
12q24
Acetyl CoA carboxylase β (ACACβ)
2q11
AF4/FMR2 family, member 3 (AFF3)
17q23
Angiotensin converting enzyme (ACE)
18q22
Carnosinase-1 (CNDP1)
11p15
Cysteinyl-tRNA synthase (CARS)
7p14
Engulfment and cell motility 1 (ELMO1)
7q22
Erythropoietin (EPO)
7q36
Nitric oxide synthase (NOS3)
16p12
Protein kinase C β-1 (PRKCβ1)
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and typed few variants within genes of interest. As a result, candidate gene association results frequently do not replicate. Consistent evidence of association has emerged for the 4.1 protein ezrin, radixin, moesin domain-containing 3 (FRMD3), acetyl CoA carboxylase β (ACACB), protein kinase C β-1 (PRKCB1), erythropoietin (EPO), engulfment and cell motility 1 (ELMO1), cysteinyl-tRNA synthetase (CARS), angiotensin converting enzyme (ACE), nitric oxide synthase (NOS), and carnosinase 1 (CNDP1) genes in DKD. GWAS initially detected the association of FRMD3,42–45 ACACB,46,47 ELMO1,48–50 and CARS42 while candidate gene studies identified EPO,51 NOS,52–55 and PRKCB1.56 CNDP1 was detected based on a linkage analysis.57,58 Additional support for a role of NOS in DKD comes from animal (rodent) models of DKD.59 The functional role of these genes remains unclear, especially since many associated variants are non-coding (either intronic or intergenic). For FRMD3, a comparative promoter analysis demonstrated a common transcription factor binding site present among the most associated SNP near the promoter and bone morphogenetic protein gene (BMP) pathway members.45 This suggests that FRMD3 may mediate DKD via shared transcriptional regulation with BMPs. Understanding the mechanism whereby FRMD3 variants may lead to DKD is critical, as this gene associates with diabetic nephropathy in patients with type 1 and type 2 diabetes as well as subjects of European and African ancestry. Hence, variation in FRMD3 may explain the widely observed clustering of relatives with type 1 and type 2 DKD in single families. In a similar fashion, ELMO1 gene polymorphisms are associated with type 1 and type 2 DKD and have been detected in those of European, African, and Chinese ancestry. In a rodent model of nephropathy, Shimazaki et al.60 reported that ELMO1 was expressed in the renal cortex and glomeruli. In vitro studies revealed that cells overexpressing ELMO1 exhibited reduced adhesion to extracellular matrix and excessive production of fibronectin. Together, these findings suggest that DKD-associated ELMO1 variants could contribute to nephropathy via effects on matrix synthesis and altered cell adhesion properties. An intronic ACACB variant also reproducibly associates with proteinuria and DKD in Asian and European ancestry populations.46,47 ACACB encodes the enzyme regulating the rate limiting step in fatty acid oxidation. ACACB-derived malonyl-CoA inhibits mitochondrial fatty acid oxidation via allosterically binding to carnitine palmitoyltransferase (CPT1) and preventing transfer of fatty acids to the mitochondria for oxidation. Transfecting human proximal renal tubule cells with the DKD-associated ACACB intronic variant appeared to enhance enzyme activity. It is tempting to speculate that the ACACB minor allele associated with DKD
exerts its effects via cytosolic accumulation of free fatty acids which are toxic to the cell, as a result of ACACBmediated inhibition of CPT1 with reduced fatty acid oxidation. A GWAS for DKD in the GEnetics of Nephropathy: An International Effort (GENIE) consortium revealed significant evidence of association between diabetic ESRD and SNPs in the AFF3 gene and an intergenic region on 15q26 between RGMA and MCTP2.61 Although powerful genetic associations have not yet been identified in DKD, it is widely appreciated that many patients with presumed diabetic nephropathy lack kidney biopsies and other diseases may be present in such patients. This reality reduces the power to detect associations. Relative to European Americans, African Americans are more often affected by type 2 diabetes and proteinuric chronic kidney diseases such as FSGS. The majority of non-diabetic nephropathy in African Americans associates strongly with APOL1. This allowed for genetic dissection of APOL1-associated non-diabetic nephropathy from large cohorts of African ancestry cases with type 2 diabetes and advanced nephropathy.44,62 For example, a GWAS in African American type 2 diabetic ESRD observed suggestive associations with the ribosomal S12 gene (RPS12) and LIM domain kinase 2 (LIMK2)-SFi1 homologue, spindle-assembly associated gene region (SFI1) in DKD, but failed to identify FRMD3.63 However, stratified analyses accounting for APOL1 and MYH9 variants on chromosome 22q appeared to remove cases with type 2 diabetes who likely had non-diabetic forms of nephropathy (those with 2 APOL1 or MYH9 risk variants). In the remaining cases, presumably enriched for DKD, robust FRMD3 association was detectable.44 This demonstrates the importance of a clear phenotype in cases without a tissue diagnosis of DKD. Finally, as is true in all gene-hunting exercises, large numbers of cases with well-defined DKD (and diabetic controls who lack nephropathy) will be necessary for the identification of genes underlying DKD, particularly those with weaker effects.
KIDNEY DISEASE GENES IN IMMUNOGLOBULIN A NEPHROPATHY AND LUPUS NEPHRITIS IgA nephropathy (IgAN) is a common cause of chronic nephropathy worldwide.64 IgAN often presents with hematuria; however, severe cases typically develop progressive renal failure with proteinuria. This disorder results from the synthesis of IgA or IgG autoantibodies directed against abnormal IgA1 molecules.65 Circulating IgA1 in affected individuals contains a heavy chain hinge region that is deficient in galactose molecules in the O-glycans. The abnormal IgA1 leads
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to recognition by the patient’s immune system, subsequent formation of antiglycan antibodies, and development of circulating immune complexes.66 Immune complexes ultimately lodge in the kidney where they can activate mesangial cells and lead to mesangial cell proliferation, production of excessive amounts of extracellular matrix components, and cytokine release. As a result of local cytokine exposure, podocytes may become injured and proteinuria ensues. This process appears to be impacted by different underlying genetic factors in affected patients. IgAN aggregates in families. Approximately 5% of cases are familial.67 Although familial and sporadic cases of IgAN demonstrate the same renal histopathologic changes, marked differences in risk are observed based on population ancestry. Asians face the highest risk for IgAN, followed by those of European ancestry. African ancestry populations are at lowest risk. IgAN requires a kidney biopsy for diagnosis. It was unclear whether insufficient access to healthcare accounted for population-based differences in risk. However, differential distributions of risk variants in major IgAN susceptibility genes appear to account for the different incidence rates based on population ancestry (Table 18.3).68 As in other autoimmune disorders, association between IgAN and human major histocompatibility complex (MHC) loci on chromosome 6 have been observed.69 This region is important in antibody generation. A GWAS also identified the complement factor H gene (CFH) on chromosome 1q32 as strongly disease associated.69 CFH gene polymorphisms reduce alternative complement pathway activation and related genes associate with immune complex nephropathies such as C3 glomerulopathy.70 The IgAN associated CFH SNP is in strong linkage disequilibrium with a common deletion involving the adjacent CFHR1 and CFHR3 genes. Novak et al. speculated that the associated protection from IgAN seen with CFH reflects the combination of direct downregulation of the alternative complement pathway, coupled with reduced CFHR1 and CFHR3 activity.71 In addition a chromosome 22 locus that includes the HORMAD2, MTMR3, LIF, and OSM genes TABLE 18.3 Gene Associations in Immunoglobulin A (IgA) Nephropathy Chromosome
Gene Symbol
1q32
CFH, CFHR1, CFHR3
6p21
HLA-DQB1, HLA–DGA1, HLA-DRB1
6p21
HLA-DOB, PSMB8, PSMB9, TAP1, TAP2
6p21
HLA-DPB2, HLA-DPB1, HLA-DPA1
22q12
HORMAD2, MTMR3, LIF, OSM, GATSL3, SF3A1
Source: Reference68.
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is associated.69 The chromosome 22 region further associates with serum total IgA concentration. Genetic risk scores (GRS) encompassing these five loci revealed a 10-fold decrease in risk for IgAN in individuals with five or more protective alleles, compared to those with none.69 A subsequent GWAS in Han Chinese replicated the aforementioned MHC loci and the chromosome 22 locus, as well as new loci on 17p23 (near TNFSF13 and associated with serum IgA concentration) and 8p23 (near the defensin gene cluster).72 An important ecologic report evaluated the seven major IgAN loci in geospatial analyses, including DNA samples from 85 world populations including Asia, Europe, and Africa.68 The GRS were lowest in Africa, rose dramatically through Europe and the highest GRS were seen in East Asians. The prevalence rates of disease paralleled the GRS in each region and reveal that the high rates of IgAN in Asians, relative to Africans, reflect a large component of genetic risk. Nephropathy in systemic lupus erythematosus (SLE), lupus nephritis (LN), is a common disease manifestation. Familial aggregation of severe LN is observed and populations of African and Hispanic ancestry are more often and more severely affected than Europeans.73 European ancestry appears to protect from LN.74 In contrast to IgAN, fewer replicated genes underlying LN susceptibility have been detected. Upcoming GWAS may soon identify novel loci for LN. APOL1 is associated with severe LN (collapsing variant) in populations of African ancestry.6,75 Such association is weak or absent in mild LN. This supports the notion of APOL1 as a nephropathy progression gene.76 It is tempting to speculate that immune response and autoimmunity genes lead to the initiation of LN, with additional environmental and inherited factors responsible for disease progression. To date, genes implicated in LN susceptibility include Fc gamma receptor (Fcγ), signal transducer and activator of transcription (STAT4), programmed cell death 1 (PDCD1), integrin, alpha M (complement component 3 receptor 3 subunit) (ITGAM), and tumor necrosis factor (ligand) superfamily, member 4 (TNFSF4).77–82 Recent GWAS in SLE not directly focusing on LN may be detecting gene variants that associate with nephropathy (or impact both SLE and kidney disease).83 This can be addressed as LN sample sizes increase and stratified analyses are performed.
FSGS AND DIFFUSE MESANGIAL SCLEROSIS Genes that form and regulate the glomerular filtration barrier to albumin, including basement membrane components and podocytes, have been shown to be the
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TABLE 18.4 Mendelian Forms of Steroid Resistant Nephritic Syndrome and FSGS CHILDHOOD (RENAL LIMITED) Nephrin (NPHS1) – congenital nephritic syndrome of the Finnish (AR) Podocin (NPHS2) – glomerulosclerosis (AR) Phospholipase C epsilon-1 (PLCε1) – diffuse mesangial sclerosis, uncommon (AR) CD-2 associated protein (CD2AP) – SRNS, rare (AR) Non-muscle myosin 1-E (MYO1E) – SRNS, rare (AR) CHILDHOOD (SYNDROMIC) Wilm’s tumor (WT1) – Denys–Drash and Frasier syndromes (AD) ADULT (RENAL LIMITED) Inverted formin-2 (INF2) – FSGS (AD) Transient receptor potential cation channel subfamily 6 (TRPC6) – FSGS (AD) Alpha-actinin 4 (ACTN4) – FSGS (AD) Abbreviations: AD, autosomal dominant; AR, autosomal recessive
cause of several primary and syndromic renal diseases (Table 18.4). These Mendelian disorders were the first to yield their secrets in linkage-based approaches of steroid-resistant nephrotic syndrome (SRNS), typically manifesting as non-specific glomerulosclerosis, FSGS, or diffuse mesangial sclerosis (DMS). It is simplest to approach genetics of SRNS as either primary (kidneylimited) or syndromal (with extra-renal manifestations). Clues to the likelihood of these disorders (and the associated need for genetic testing) lie in renal histology, age at onset, inheritance pattern (relative to sporadic cases), and occasionally the population ancestry of patients.84,85 Autosomal recessive (AR) inheritance should be suspected in familial cases where a single generation is affected, as well as in families with consanguineous marriages. X-linked disorders severely affect males. Autosomal dominant (AD) disorders impact multiple generations in a family. Half of the offspring of an affected parent will be affected since a single risk allele is sufficient to produce disease. It should be noted that the first case detected in a given family may appear to be sporadic, until proteinuria and kidney function measures are performed in close relatives and careful family histories are taken. Causative mutations are nearly always identifiable in congenital SRNS presenting with glomerulosclerosis at birth. AR mutations in the nephrin gene (NPHS1) are the cause in 95% of Finnish cases and the majority of cases worldwide.86 Early childhood SRNS presenting with glomerulosclerosis between the ages of several months and 5 years often relate to AR podocin gene (NPHS2) mutations (40% of familial and
6–17% of sporadic cases).87 Phospholipase C epsilon-1 gene (PLCε1) mutations are uncommon causes of AR DMS.88,89 CD2-associated protein (CD2AP) and nonmuscle myosin 1-E gene (MYO1E) variants are also rare causes of childhood AR SRNS.90–92 Wilm’s tumor-1 (WT1) mutations should be sought in childhood AD SRNS in females (and males with abnormal external genitalia). WT1 mutations are present in up to 16% of cases (see syndromic SRNS, below).93 In adults with AD FSGS, mutations in the inverted formin-2 (INF2), transient receptor potential cation channel subfamily 6 (TRPC6), and α-actinin 4 (ACTN4) genes are commonly detected, with respective frequencies up to 17%, 12%, and 3.5%.94–97 These often lead to proteinuria in the 20s and ESRD before age 50. In contrast, causative variants are rarely identified in adult cases of sporadic FSGS, with the exception of compound heterozygous NPHS2 mutations, including one R229Q variant.85 This variant is relatively more common in Western Europeans with frequencies of 5–10%. The R229Q variant is present in approximately 1–2.5% of African Americans. A single R229Q variant is not sufficient to produce kidney disease, but confers a carrier state for FSGS. If individuals inherit one causative NPHS2 gene variant plus an R229Q variant, they are at risk for FSGS (compound heterozygosity). Therefore, it is often appropriate to screen adults with sporadic FSGS for R229Q variants. If present, additional NPHS2 genetic testing should be performed to assist with genetic counseling and family planning. R229Q is less common outside of Western Europe. Syndromic forms of AD SRNS include the WT1associated Denys–Drash and Frasier syndromes.98 Denys–Drash syndrome is often apparent in childhood among phenotypic females (may be XY) or male pseudohermaphrodites. Screening for Wilm’s tumor is indicated and DMS with subsequent ESRD develops before the age of 5 years. Frasier syndrome is seen in male pseudohermaphrodites with FSGS developing between the age of 2–6 years and ESRD by age 30 years. Occasionally, Frasier syndrome may be identified in adult males with apparent sporadic FSGS. Screening for gonadoblastoma is indicated. AD mutations in the MYH9 produce Epstein, Sebastian, and Fechtner syndromes. Affected subjects have progressive glomerulosclerosis, macrothrombocytopenia and sensorineural hearing loss.99
GWAS FOR ESTIMATED GFR AND ALBUMINURIA IN GENERAL POPULATIONS Although relatively small numbers of subjects with advanced CKD have provided DNA for large-scale
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genetic analysis, far larger numbers with preserved or mildly reduced kidney function have undergone GWAS in population-based testing. This allowed for detection of genes regulating kidney function and potentially renal disease. Initial studies have been performed mostly in European ancestry populations, with more recent studies in those of African and Asian ancestry. Severe renal disease is less common in European populations, compared to African, Asian and Native American populations, and familial aggregation of ESRD is less pronounced. Nonetheless, substantial knowledge has been gained in large GWAS where the contributors to regulation of eGFR have been studied. An initial GWAS for renal function traits detected several loci associated with eGFR (based on either S[Cr] or cystatin C concentrations) in four populationbased cohorts of European ancestry containing more than 40,000 individuals. Of these, more than 4300 had CKD.100 SNPs in the glycine amidinotransferase/spermatogenesis associated 5-like 1 gene region (GATMSPATA5L1) and cystatin gene superfamily (CST) were significantly associated with eGFR-creatinine and eGFR-cystatin C, respectively, apparently due to roles in the synthesis and metabolism of creatinine and cystatin C, not development of kidney disease. In contrast, the uromodulin (UMOD), shroom family member 3 (SHROOM3), and stanniocalcin 1 genes (STC1) were reproducibly associated with eGFR. UMOD was further associated with CKD (eGFR less than 60 mL/ min/1.73 m2). UMOD had been associated with familial juvenile hyperuricemic nephropathy (FJHN), medullary cystic kidney disease (MCKD) type 2 and uromodulinassociated kidney disease (UMAK). UMOD encodes the Tamm Horsfall glycoprotein. This GWAS supports the notion that common UMOD gene polymorphisms increase risk for decreased kidney function in general populations. The CKDGen consortium next performed a GWAS in 67,000 subjects of European ancestry. Of these, 5807 had established CKD. Replication was performed in nearly 23,000 additional individuals. Another 23 kidney disease or eGFR-associated loci were identified, including in (or near) LASS2, GCKR, ALMS1, TFDP2, DAB2, SLC4A1, VEGFA, PRKAG2, PIP5K1B, ATXN2, DACH1, UBE2Q2, and SLC7A9. With the UMOD, SHROOM3, and STC1 loci, 1.4% of the total variation in eGFRcreatinine in European ancestry populations could be explained by all 16 loci.101 An independent analysis in 23,812 population-based subjects from a large European consortium identified and confirmed several of these loci, including near ALMS1/NAT8, SCL7A9, SHROOM3 and UMOD.102 Pattaro et al. expanded the CKDGen analysis to include 130,600 individuals of European ancestry to gain additional power.103 Six new loci in (or near)
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MPPED2, DDX1, SLC47A1, CDK12, CASP9, and INO80 were identified. The first four were associated with eGFR in African-ancestry populations demonstrating cross-ethnic validity. An Asian consortium detected association between S[Cr]-based eGFR and loci in or near the MHC on human chromosome 6, UNCX, MPPED2/DCDC5, and with CKD in MECOM, the MHC region, UMOD, UNCX, WDR72, MAF and GNAS.104 A novel strategy linking existing GWAS associations with eGFR and genes with functional evidence of nephropathy led to detection of genome-wide significant associations with markers near the FBXL20, INHBC, LRP2 (coding the megalin receptor), PLEKHA1, SLC3A2 and CLS7A6 genes. PLEKHA1 and FBXL20 revealed association with eGFR in African Americans, as well.105 Replicated eGFR-associations in African Americans were seen with SNPs in or near UMOD, ANXA9, GCKR, TFPD2, DAB2, VEFGA, ATXN2, SLC22A2, TMEM60, SLCA13, and BCAS3, also potentially implicating KCNQ1. Consistent results in African and European ancestry populations is reassuring and smaller haplotype blocks in those of African ancestry may facilitate detection of causal SNPs.106 Perhaps surprisingly, although several major eGFRassociated loci were found to be associated with development of CKD (e.g. UMOD, PRKAG2, ANXA9, DAB2, DACH1, and STC1), only UMOD was nominally associated with ESRD.107 It is critical that genes regulating progression of chronic nephropathies to ESRD be identified. APOL1 appears to be one such gene in African ancestry populations. Further, SNPs associated with eGFR were generally not associated with urinary albumin excretion, supporting the notion of kidney function and albuminuria as independent phenotypes.108 Considering albuminuria independent from eGFR, the cubilin gene (CUBN) was strongly associated with urine albumin:creatinine ratio (ACR) in a GWAS.109 This may reflect effects on proximal tubule albumin reabsorption due to the relationship between cubilin and the megalin transporter. CUBN-associated albuminuria may not reflect CKD, but simply altered albumin transport in the nephron. Rare CUBN variants are associated with AR megaloblastic anemia and proteinuria (Imerslund-Grasbeck syndrome).
INHERITED INTERSTITIAL NEPHROPATHIES Autosomal Dominant Interstitial Renal Disease CKD inherited in a monogenic (Mendelian) fashion comprises an important minority of patients (Table 18.5). The largest groups are those with polycystic kidney disease (PKD). A distinct condition of
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TABLE 18.5 Inherited Interstitial Nephropathies AUTOSOMAL DOMINANT Uromodulin (UMOD) Mucin 1 (MUC1) Renin (REN) AUTOSOMAL RECESSIVE (NEPHRONOPHTHISIS) Nephrocystin-1 (NPHP1) X-LINKED RECESSIVE Dent’s disease (CLCN5) Oculocerebral syndrome of Lowe (OCRL1)
tubulointerstitial nephritis inherited in AD fashion encompasses patients described under several disease names, including MCKD, FJHN, adult nephronophthisis, glomerulocystic kidney disease, and hereditary nephropathy with hyperuricemia and gout.110,111 The phenotypes for these entities overlap and they are all encompassed under the rubric of MCKD. This longstanding nomenclature is unfortunate since cysts may not be detectable in these conditions.112 Genetic linkage studies identified two loci for the MCKD phenotype, on chromosome 1 (MCKD1) and chromosome 16 (MCKD2).113,114 The MCKD2 locus is linked with UMOD encoding uromodulin (Tamm– Horsfall protein), which is mutated in families with MCKD, FJHN and glomerulocystic kidney disease.115,116 Uromodulin is the most abundant protein in normal human urine and the major component of urinary casts. Uromodulin is produced by the cells of the thick ascending limb. It has been proposed that uromodulin protects epithelial integrity in the loop of Henle and bladder, modulates inflammatory responses through binding of cytokines, protects from stone formation by inhibiting calcium oxalate crystal aggregation, and prevents urinary infections by preventing binding of E. coli to epithelial cells. The functions of uromodulin, however, are not known with confidence.117 Uromodulin accumulates in the endoplasmic reticulum of renal tubular cells in patients with UMOD mutations, with cytoplasmic accumulation of uromodulin in the thick ascending limb and distal tubule118 and reduction in urinary excretion119 consistent with a defect in processing the mutated protein. All known UMOD mutations alter its protein structure, many through substitution of cysteine residues in a cysteine-rich region in exons 4 and 5. Uromodulin is a glycosylated protein whose native structure is formed by polymerization of monomeric units. Its sequence is rich in highly conserved cysteine residues (7.5% of the amino acids) with the potential
for a high degree of cross-linkage.110,116 The majority of UMOD mutations are missense involving exon 4, with others in exons 3, 5, 7 and 8; most of them are substitutions of or by cysteine.111,116 Misfolding of the UMOD protein likely causes cellular accumulation. This phenomenon has been reproduced by transient transfection with mutated UMOD.120 Targeted ablation of UMOD in mice increases susceptibility to urinary infection and induces mild salt-wasting, but does not produce cellular aggregates of UMOD or abnormalities in renal histology.121,122 Aberrant protein processing due to misfolding explains the dominant-negative effect of heterozygous mutation. Particular mutations can be correlated with age of onset of ESRD.111 A GWAS meta-analysis for renal function in four geographically disparate cohorts detected strong association with rs12917707, a SNP close to UMOD.100 Another GWAS identified linkage between UMOD and CKD in Iceland.123 Coupled with physiological data from knockout mice, polymorphisms in UMOD likely contribute to CKD in the general population. The gene for MCKD1 had been localized on chromosome 1, but resisted identification for over a decade. It was recently reported that MUC1, encoding mucin 1, was mutated in six families with linkage to this region, and in more than a dozen additional families with the MCKD phenotype. In each case the mutation involved insertion of a single cytosine in the terminal portion of a canonical 60-mer repeat that produced a frameshift leading to the protein lacking several important domains.124 Mucin 1 is a transmembrane glycoprotein expressed broadly on epithelial cells including those of the distal convoluted tubule. Mucin 1 is thought to play a role in cell adhesion, recognition, and/or cytoprotection.125 As with UMOD, knockout of MUC1 yields mice with an essentially normal phenotype,126 consistent with the dominant inheritance of MCKD, which would not be expected were this a gene deficiency disease. Radiographic evidence of cysts is found in 34% of patients with documented UMOD mutations. Half of women and 75% of men with UMOD mutations have a history of gout.127 Clinical features of MCKD (whether UMOD-associated [MCKD2] or MUC1-associated [MCKD1]) overlap, and these entities cannot be distinguished solely on clinical grounds. The clinical hallmark of MCKD is renal insufficiency which may first manifest in childhood and progresses to ESRD in adulthood. The renal phenotype is not distinctive, with a bland urinary sediment and modest proteinuria consistent with tubulointerstitial disease. Urinary concentration is impaired, consistent with the degree of renal insufficiency. The findings of tubulointerstitial fibrosis and secondary glomerular sclerosis on renal biopsy are also non-specific. Cysts may be evident only if the specimen includes medullary tissue, and absence of cysts
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does not argue against the diagnosis. Hyperuricemia is common and associated with a reduced fractional urate excretion. Presentation with renal insufficiency, nonnephrotic proteinuria, hyperuricemia, and gout should suggest the diagnosis of MCKD.112 Positional cloning identified the renin gene REN as mutated and segregating with disease in three families with AD progressive renal failure and a phenotype consistent with MCKD, including hyperuricemia.128 Additional features included mild hypoproliferative (erythropoietin-responsive) anemia in affected children, and mild hyperkalemia, both consistent with impaired renin effect. The mutations involved are either deletion or substitution of a single leucine residue in the signal sequence for renin, with evidence of activated endoplasmic reticulum stress on biopsy. The authors hypothesized this led to accelerated apoptosis in juxtaglomerular apparatus cells, with consequent impaired development and nephron loss. In families with FJHN, characterized by childhood hyperuricemia and gout, renal cysts, and progressive kidney failure, mutations in the hepatocyte nuclear factor-1 beta gene have also been identified.129
Autosomal Recessive Nephronophthisis Nephronophthisis (NPHP) is often placed in the same nosologic category as MCKD, but there are significant clinical and genetic differences between the two entities. NPHP is a tubulointerstitial nephritis with a bland sediment, modest proteinuria, and clinically significant polyuria resulting from a concentrating defect. However, unlike MCKD, it is inherited in AR fashion. Pathologically, NPHP is characterized by atrophic renal tubules with thickened basement membranes and, when evident, corticomedullary cysts. The disease progresses to end-stage much earlier than MCKD, typically by the end of adolescence. NPHP is the most common genetic cause of ESRD in children. There are several phenotypic variants of NPHP, distinguished by the age of onset and in some cases by extrarenal manifestations, particularly retinal disorders. To date, 15 genes have been found to be mutated in these phenotypic variants. Most encode protein components of the ciliary apparatus, unlike UMOD and MUC1, which encode cell surface proteins. Thus, NPHP is a ciliopathy like PKD.130 Three genes recently found to be mutated in NPHP and retinal degeneration are components of the DNA damage response pathway.131 The NPHP1 gene, encoding nephrocystin-1, is the most common NPHP-associated gene, accounting for 20–25% of cases. The others account for fewer than 3% of cases or isolated families. Over 50% of reported cases lack mutations in the reported genes, indicating that additional genes remain to be identified.130 The isolated
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renal phenotype of NPHP is associated with mutations in about half of these genes, including NPHP1. NPHP with severe eye disease (including retinal degeneration, Leber’s congenital amaurosis, and coloboma) constitutes the Senior–Loken syndrome. NPHP with eye disease (particularly pigmentary retinopathy) and brain abnormalities including cerebellar ataxia and psychomotor retardation is known as the Joubert syndrome. NPHP with brain disorders and other extrarenal abnormalities including hepatic fibrosis constitute Meckel syndrome. Bardet–Biedl syndrome overlaps with Meckel syndrome and can variably include obesity, polydactyly and hypogonadism.132
Inherited Conditions of Renal Failure with Nephrocalcinosis Dent’s disease (DD) and the oculocerebrorenal syndrome of Lowe (LS) are X-linked recessive disorders with nearly identical renal phenotypes. These conditions, however, differ substantially in the disabling extrarenal features in LS that are absent in DD. Both conditions are characterized by proximal tubulopathy with low-molecular-weight proteinuria, non-nephrotic albuminuria, variable degrees of urinary losses of amino acids, glucose and phosphate, and progressive CKD. Clinically significant renal tubular acidosis with correctible growth slowing is a hallmark of LS, but RTA is absent in classic DD (Dent-1 disease). Hypercalciuria, renal stones, and nephrocalcinosis are common features of DD and have been reported in LS. It has been speculated that they are less prominent in LS because the progression of renal failure is typically more aggressive and onset of ESRD earlier, causing hypercalciuria to abate at an earlier age than in DD.133 Congenital cataracts, a hallmark feature of LS, and other eye disorders leading to blindness, and mental retardation, muscular hypotonia, and other neurologic disturbances, are often severely disabling.134 About 60% of cases of DD are associated with mutations in the CLCN5 gene, encoding a voltage-gated chloride transporter expressed in the proximal tubule, medullary thick ascending limb and α-intercalated cells of the collecting tubule. LS is consistently associated with OCRL1 mutations encoding a phosphatidylinositol-4,5-bisphosphate-5-phosphatase in the trans-Golgi network. Both proteins participate in pathways affecting trafficking of membrane proteins. Another 15% of patients with the clinical diagnosis of DD have mutations in the Lowe OCRL1 gene (Dent-2 disease) and some of these patients have mild extrarenal abnormalities.135,136 Thus, Dent-2 disease and LS are allelic phenotypic variants of OCRL1, with a spectrum of clinical severity ranging from the isolated renal phenotype of Dent-1 disease to the full oculocerebrorenal syndrome (LS).137
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Familial hypomagnesemia with hypercalciuria and nephrocalcinosis (FHHNC) is a rare autosomal recessive condition in which progressive renal failure, often evident in childhood, has been ascribed to nephrocalcinosis. Other clinically significant features of FHHNC include hypomagnesemia with inappropriate urinary losses, kidney stones, urinary tract infection, and in some cases ophthalmologic abnormalities such as severe myopia, macular colobomas, horizontal nystagmus, and chorioretinitis. Hyperuricemia can be present. Positional cloning led to the identification of paracellin-1 (claudin 16), on chromosome 3q as the mutated protein in FHHNC.138 Subsequently, another member of this family, claudin 19, was found to be mutated in patients with ocular abnormalities. These claudins are expressed at the tight junction between epithelial cells of the medullary thick ascending limb, and appear to be important in maintaining selectivity of paracellular cation transport, facilitating the reabsorptive transport of magnesium and calcium driven by the positive electrical potential in this segment of the nephron.139
APPROACH TO DIAGNOSIS AND THERAPY Renal abnormalities in these syndromes are not distinctive and they overlap. All feature non-nephrotic proteinuria, polyuria is common, cysts may be absent, and renal biopsy findings are often non-specific. The genes mutated in Dent’s disease and Lowe’s syndrome alter proximal tubular reabsorption. As such, evidence of Fanconi syndrome, most commonly loss of lowmolecular-weight proteins (β2-microglobulin, retinolbinding protein) would point to those diagnoses. Renal tubular acidosis would strongly support the diagnosis of LS, particularly in the presence of cataracts, hypotonia, or mental developmental abnormalities. The presence of cysts favors MCKD or nephronophthisis. With a history or family history of gout and in an older child, MCKD is most common. Age of onset and extrarenal findings are often most helpful in making a diagnosis and can be definitive. Clinical mutation analysis is now available, although in some cases limited, for some of these genes including UMOD, CLCN5, OCRL1, the more common of the NPHPH genes, and the claudins. Laboratories offering this service can be identified through the NCBI’s Genetic Testing Registry (http://www.ncbi.nlm.nih. gov/gtr/). No specific therapy exists for these tubulointerstitial nephropathies and treatment is conservative. As these disorders are not primarily glomerular or immunemediated, neither RAAS inhibition nor immunosuppression is indicated. When present, hypertension
should be treated, but these tubulointerstitial conditions often feature salt-wasting. The pathologic features do not recur in renal transplants since they are inherent to the host kidneys and not systemic.
SUMMARY The current era of personalized (or precision) medicine has altered our understanding of the pathogenesis of a variety of renal-limited and systemic disorders affecting the kidney. Additional discoveries are expected shortly, based upon whole exome sequencing and whole genome sequencing approaches. Identifying causative genes will allow improved understanding of the pathogenesis of disease and testing of rational therapies targeted to specific gene defects and disease pathways.
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