Physica D 52 (1991) 458-476 North-Holland
Gunn instability in finite samples of GaAs I. Stationary states, stability and boundary conditions Luis L. Bonilla Departamento de Estructura y Constituyentes de la Materia, Unicersidad de Barcelona, Diagonal 647, 08028 Barcehma, Spain
and F r a n c i s c o J. H i g u e r a E. TS.L Aeronduticos, Unicersidad Polit~cnica de Madrid, Plaza Cardenal Cisneros 3, 28040 Madrid, Spain Received 10 October 1990 Revised manuscript received 14 March 1991 Accepted 14 March 1991 Communicated by R. Westervelt
The stationary states of a well-known phenomenological model of n-GaAs are characterized and constructed. Their dependence on realistic boundary conditions and their stability properties are analyzed. Two mathematical problems are studied corresponding to different biases. Under current bias, the total current is a known control parameter. Under voltage bias, the current is an unknown to be determined so as to keep the voltage constant. Under current bias, coexistence of multiple steady states is found for large enough samples. A theorem on stability under different bias conditions establishes, under appropriate conditions, a correspondence between critical values of the current and the voltage at which the basic stationary solution ceases to be stable. While under current bias, bifurcations from the stationary solution are branches of stationary solutions, under voltage bias bifurcating branches may be oscillatory. The consequences of this result for the bifurcation diagram of the Gunn instability are discussed.
1. Introduction: general picture Semiconductors in which spontaneous bulk current instabilities occur have been shown to exhibit a wide range of temporal oscillatory and chaotic behavior under suitable bias conditions, including period doubling and frequency locking routes to chaos in Ge [15, 23], G a A s [1], and InSb [19]. These p h e n o m e n a are observed by measuring the current in the external circuit connected to the semiconductor. They are caused by the dynamics of nonlinear waves of electric charge inside the one-dimensional semiconductor and their interaction with the Ohmic contacts at its
boundary. The simplest case seems to be that of the Gunn instability: a periodic oscillation of the current through a purely resistive external circuit under dc voltage bias. The oscillations are caused by the periodic generation of charge domains (solitary waves) at one contact, their uniform motion inside the semiconductor, and their annihilation at the other contact. Although the physics of the Gunn instability in, say, n-GaAs is well understood, we still lack: clear criteria for instability of steady states (i.e. quantitative, as opposed to simple order of magnitudc N - L criteria [20, 21]), understanding of the effect of the contacts in the generation and annihilation of
0167-2789/91/$03.50 © 1991- Elsevier Science Publishers B.V. (North-Holland)
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L.L. Bonilla, F.J. Higuera /Gunn instability in finite GaAs samples
domains, and a bifurcation diagram of the instability. In this series of papers, we try to improve this situation for the simplest model of n-GaAs [5, 18, 20, 21]. We hope that our studies will also prove valuable for the analysis of other semiconductor models [4, 23], and even for the understanding of other more complicated dynamical phenomena. The equations governing charge transport in n-GaAs are [5, 11, 18, 21]: - P o i s s o n ' s law for the electric field, E,
Vm EM
Em
(a)
vs
Ex = e( N - N o ) l • ,
E
(1.1)
- t h e continuity equation for the electron concentration, N,
EM
(b)
Fig. 1. (a) N-shaped electron velocity, V(/~)=~z~L'[I + B(E/ER)4]/[1 + (/~//~B)4]. (b) Saturating electron velocity, V ( E ) = #xoE[l + B(E/ER)3]/[1 + (E/ER)4]-
N r + [V(/~) N - O N x ] x = 0.
(1.2)
Subscripts mean partial derivatives with respect to the corresponding variable. Here - e is the electron charge, • the permittivity of the semiconductor and N 0 is the concentration of donor impurities which we assume to be uniform. The physics of the model is contained in the dependence of the electron velocity V(/~) with the electric field. As is well established, the transfer of hot electrons between valleys of the conduction band of GaAs causes V(/~) to have a region of negative slope as indicated in fig. 1. A convenient phenomenological expression is
V(E) =~<~[I+B(E/ER)4]/[I+(E/ER)4]. (1.3) (1.3) was introduced by K r o e m e r [13], and we have chosen it merely for concreteness. H e r e /z 0 = V'(0) is the electron mobility at zero field, and /~R is a reference field that measures the maximum of the electron velocity, V(/~). The dimensionless p a r a m e t e r B (B << 1) is the ratio of the mobilities of the electrons in the principal and satellite valleys. Other experimental data suggest a saturation of the electron velocity at
high fields [20, 21], which we simulate by substituting B ( E / E R ) 3 for B(/~//~R) 4 in (1.3), as depicted in fig. lb. Since the analysis is very similar to that of (1.3), we omit its details. Electrons entering a zone in the semiconductor where /~ >/~M, fig' 2, slow down and accumulate at the back of the zone, while the front becomes depleted of electrons. According to (1.1) the electric field in the zone grows, which is the origin of the Gunn instability. To simplify matters we have assumed the diffusion coefficient, D, to be independent of the electric field, which is not correct. Our arguments can be easily modified to account for a fielddependent diffusivity. Before proceeding further, we must mention that an alternative explanation of the G u n n instaE
iiI I
P
x
x-~ Fig. 2. Initial field disturbance /~(X) = Eo ~M for [ X g * l >R, E ( X ) > / ~ , for I X - X * I
460
L.L. Bonilla, F.J. Higuera /Gunn instability in finite GaLls samples
bility was proposed by Biittiker and Thomas [6], in terms of a negative differential conductivity due to Bragg scattering of hot electrons. We shall not consider this possibility in the sequel. Going back to eqs. (1.1) and (1.2), we can eliminate N by substituting (1.1) in (1.2) and then integrating with respect to X. The result is
eET + (eN o + et~x ) v ( E) - DeExx = Jtot(T). (1.4) This is Amp6re's law that establishes the sum of the displacement current and the electron current at a point of the semiconductor to be equal to the total current, Jtot(T) (the integration constant). The bias determines Jtot(T). Under current bias, Jtot is a known constant. For a purely resistive circuit, we have
f0 L E- ( X , T) d X +Jtot(T) R 1 = q>.
(1.5)
(As usual we ignore the displacement current in the circuit (ref. [14], p. 200).) We have absorbed the semiconductor cross section in the constant resistance R~. For voltage bias, R~ = 0 in (1.5). Finally, we need to specify the boundary conditions at the Ohmic contacts. The contact region is a very narrow region with large gradients of N 0 and complicated physics. We ignore such details of the contact region and treat it phenomenologically as an infinitesimal region with a known current-field characteristic J0c(E). Then the displacement current plus Joc(/~) equals Jtot(T):
eF'T + Joc( E) = J,,,t( T).
(1.6)
For purely Ohmic contacts, J0c = P0c E. A saturation curve with J0c ~ JM as /~ ~ 0e is also commonly used. An ideal Ohmic contact has zero resistivity P0c, which implies
6=0 at the contact.
(1.7)
At this point two mathematical problems should be considered, each corresponding to a realizable physical situation: (1) The direct problem, corresponding physically to current bias conditions, consists of solving (1.4), (1.6) (or (1.7)) plus initial conditions E(x, 0) = f ( x ) for a known fixed ]tot(T). Once E is known the voltage can be determined by using (1.5). (2) The inverse problem, corresponding physically to voltage bias conditions, consists of solving (1.4), (1.6) (or (1.7)) plus initial conditions E(x, O) = f ( x ) for an unknown Jtot(T) selected so that (1.5) holds with R I $0. We call this the inverse problem since the "equation" (1.4) contains an unknown term, Jt,,t(T), whose determination is part of the problem. It is known experimentally that the Gunn oscillations appear for voltage bias conditions [8, 9, 21], so it is the mathematically richer inverse problem that we have to consider. In this paper we provide diverse elements needed for a resolution for the inverse problem: we find the stationary states of the direct problem, characterize their stability and relate it to the stability of the steady states as solutions of the inverse problem. Many of previous analyses ignored the boundary conditions (1.6) or (1.7) [5, 12, 22, 24]. They either assumed an infinite semiconductor or used the unphysical condition of zero charge at the contacts, /£x = 0 [22]. This condition simplified the mathematics by producing spatially uniform stationary fields inside the semiconductor. The process of generation and annihilation of waves was then numerically studied [22]. While the process of formation of waves in an infinite sample from a given initial condition was considered by Knight and Peterson [11], and Murray [16], a detailed asymptotic study of the generation and destruction of waves at the contacts is missing. Numerical simulations of the full problem (1.3)-(1.5) with different boundary conditions were provided by Kroemers [13], and by Shaw et al. [20]. The latter authors also constructed stationary solutions for piecewise linear V(E)
L.L. Bonilla, F.J. Higuera /Gunn instability in finite GaAs samples
and nonzero Dirichlet boundary conditions, and analyzed their linear stability under the bias (1.5). Despite their valuable contributions, no clear picture of the G u n n instability is provided by Shaw et al. [20]: in particular there is no bifurcation diagram for the G u n n oscillations and it is therefore not clear how they are related to the stationary state. As a consequence, it is not clear what is the minimal length below which there is no Gunn instability, a quantity of great practical importance. The purpose of our work is to overcome these shortcomings by studying - t h e stationary solutions of the problem (1.4)-(1.6); - t h e i r linear stability and bifurcation diagram; and - t h e G u n n oscillations. We build upon our previous analysis of (1.4)-(1.6) with the ideal Ohmic contacts (1.7) [2]. A convenient nondimensionalization is E = E/E-'R,
n = N / N o,
X = eNoX/eER,
t = eNotzoT/E,
J ( t ) = gtot(T)/eNotxoER,
dJ = eNo d P / E I ~ .
(1.8) The dimensionless (1.4)-(1.6) is now
version
of
the
Et+v(E)(Ex+l)-aE~x=J(t), r'(E) =E(1 + BE4)/(1
folE(x, t) dx + J(t) Et+E/p=J(t
)
-~-E4),
R =
at x = O , l .
problem
(1.9) (1.10) (1.11)
(1.12)
Here a = e N o D / e t x o E ~ = N o k B T e / E E 2, l = eNoL/eER, R = txoe2N2RI/eER
p = etxoNoPoc.
(1.13)
An estimate of these parameters for n-GaAs
461
yields 0 < 6 << 1, l = el(l) [2, 8, 9, 21], while the contact resistivity p is zero for ideal Ohmic contacts and it grows as the quality of the contact becomes poorer. In ref. [2] we constructed a stationary solution to (1.9)-(1.11) with zero field at the contacts in the limit 6 ~ 0. We gave a linear stability criterion under current bias (constant J in 1.9) and found that if the stationary solution of (1.9)-(1.11) with E = 0 at x = 0, l loses stability at a critical voltage ~bc, ~bc is related by (1.11) to the critical current J o at which the stationary state becomes unstable under current bias. This latter result holds only under restricted conditions to be stated in this paper, not as general as said in ref. [2]. We also constructed in ref. [2] the solitary waves for an infinite semiconductor and discussed qualitatively what happened when they reached the contacts. In this series of papers we shall see that the situation is much richer for realistic boundary conditions (1.12). In fact, for p and l large enough, there may be multiple steady states and qualitative differences in the process of creation of domains at the cathode x = 0. We shall analyze the stationary states and their linear stability under both current and voltage bias in paper I. We devote paper II to a numeric and asymptotic analysis of the Gunn oscillations in long semiconductor samples under voltage bias, and discuss the bifurcation diagram. As a consequence, a more accurate estimate of the minimal length may emerge. The rest of this paper is organized as follows. In section 2 we construct the stationary states corresponding to (1.9) and (1.12) in the limit 6 5 0 . We show that when B = G ( 3 2 ) as 6 5 0 there are multiple steady states and describe their shape and stability. In section 3 we prove a theorem relating the stability of given stationary solutions to the direct and the inverse problems (i.e. under current and voltage bias conditions). This helps us to understand the bifurcation diagram of the inverse problem, thereby shedding light on the Gunn instability. Section 4 is devoted to a discussion of our results and of open problems.
L.L. Bonilla, F.J. Higuera / Gunn instability in finite GaAs samples
462
2. Stationary states and their linear stability under current bias T h e s t a t i o n a r y states c o r r e s p o n d i n g (1.9)-(1.12) satisfy the equations
to
c(E)(E,.+I)-6Ex,.=J,
(2.1)
E(O) = E ( l ) = p J,
(2.2)
f ; E ( x ) dx + JR = (o.
(2.3)
It is convenient to study the case of current bias (direct problem) first. Solutions to (2.1), (2.2) correspond to trajectories in the phase plane (E, P):
d E / d x = P, dP/dx = [c(E)(l
+P) -J]/6,
(2.4)
which start at the line E p J when x = 0 and also end there after a flight time x = 1. Equivalently, we can consider trajectories 3' of =
d P / d E = [ c ( E ) (1 + e ) - J ] / P 6 ,
(2.5)
which start and end at the line E = pJ and whose flight time is f,~E_ =l.
(2.6)
Since there are five dimensionless parameters in this problem, J, l, p, 8, and B, there are many cases to consider in our study. We shall analyze the limit 6 $ 0, which is simpler and corresponds to the physical values in GaAs. First of all we study the case of finite B and show that there is a unique steady state for all finite values of J, l and p. We do this by phase plane considerations first, leaving detailed construction of the steady state for appendix 1. For large enough 8, multiple steady states may exist as we show again by phase plane arguments. Their stability properties are established with the help of a general result valid for scalar parabolic equations with Dirichlet,
Neumann or mixed boundary conditions [3]. To determine whether multiple steady states appear in the limit 6 $ 0, we will also need another stability criterion of a more quantitative character [2, 17]. It is this latter criterion which suggests that two different distinguished limits B $ 0, 6 $ 0 may yield multiple steady states. Analysis will confirm this impression for only one of the limits. We notice that most of our considerations are not restricted to the limit 6,1,0, so that it is possible to find multiple steady states under current bias for physically realistic values of a.
2.1. B - c~(1) When B={~'(1) as 6 5 0 , there is a unique stable steady state solution of (2.1), (2.2) for all positive J, l and p. Multiple steady states exist for large enough 8. We support this statement with the mixture of asymptotic and numerical analysis that follows. Eq. (2.5) has one critical point, solution of c ( E ) =J, if 0 < J < z,m and if J > c M, and three critical points if z'm < J < c M. We have depicted the phase plane corresponding to the latter situation in fig. 3. When 0 < 6 << 1, trajectories follow closely the nullcline d P / d x = 0 in (2.4) most of the time. In the part of the trajectory that does not follow the nullcline, P = ~ ( 1 / 6 ) , E = ~ ( 1 ) , d x = e~(6). Furthermore, two of the separatrices of the saddles and the exceptional trajectory of the unstable node are asymptotically vertical as 6~,0. The trajectories corresponding to steady states leave and return to the line E = E c after a flight time l. Let r m < J < c M. When E~. =-pJ < E I, the trajectories corresponding to steady states are inside a triangle bounded by this vertical line and the two separatrices of the leftmost saddle point. Since trajectories tangent to E = E~, have l = 0 and the separatrices give l = oo, an admissible steady state exists for all l > 0. Fig. 3a suggests the function /(A), A=-IP(0)I e [ 0 , PM] tO be monotone increasing from / ( 0 ) = 0 to /(PM ) = ((Ec, PM) is a point on the separatrix entering the
L.L. Bonilla, F.J. Higuera /Gunn instability in finite GaAs samples
(a)
lI (b) Fig. 3. (a) Phase portrait of (2.4) for 0 < 6 << 1. Only the separatrices of the saddles and the exceptional trajectories of the nodes are shown. (b) Phase portrait of (2.4) for 6 > 6 c = ~'(1), as in (a). The broken line is the nullcline of (2.5). We have explicitly shown the tube bounded by E = 0 and the separatrices described in section 2.1.
leftmost saddle in fig. 3a). I f this is so, there is a unique stationary solution of (2.1), (2.2) for a fixed l when vm < J < v M and E c < E 1. This solution has a single maximum and it is stable, as follows from the general criterion [3], here adapted to Dirichlet boundary conditions: "Steady states with a single extremum are stable if / ' ( A ) > 0 and unstable if I ' ( A ) < 0. Steady states with more than one extremum are always unstable". Similar considerations can be used for
463
the other cases, E 1 < E c < E2, E 2 < E c < E 3 and E c > E 3. There will be as many steady states as solutions of the equation I ( A ) = l for the given numerical value of I. Their stability will be given by the sign of I'(A) at those particular values of A. In appendix 1 we have constructed asymptotically one stationary state for different values of J and p (or, equivalently, Ec). This construction shows that l depends singularly on A as 6 $ 0, so that a direct application of the linear stability criterion referred to above becomes cumbersome. Here we follow an alternative approach based on the C o u r a n t - W e y l minimax principle. However, before expounding the details of this analysis, we shall give an example of multiplicity of solutions following directly from the phase plane. When 6 is small enough, the intermediate steady state is a node. As 8 increases, the tangents to the separatrices leaving the saddles and the exceptional trajectory of the node form smaller angles with the E axis. It is thus plausible (and it has been corroborated numerically) that, above a critical value 8c, we have the situation of fig. 3b (at 8 c there is a heteroclinic connection between both saddles). Let Ec < E j . It is plain that besides trajectories in the triangle bounded by E =E~ and the separatrices left of El, new admissible trajectories exist for large enough l: those contained in a tube bounded by E = Ec, the separatrices entering and leaving E~ with P > 0 and those entering and leaving E 3 with E < E 3. Clearly, I(A) = oc on the boundaries of the tube so that I(A) has at least a minimum. Assume there is only one minimum at a = A m. For a given length l > / ( A m ) , the equation I ( A ) = l has three solutions corresponding to three stationary states. Those with largest and smallest values of A are stable, the middle one unstable. Another region of the space of parameters where multiple steady states exist is found for 8'c < 6 < 6 c. At 8 = 8'c, the exceptional trajectory emerging from the node with P > 0 crosses the E axis between E 2 and E 3 and multiple steady states appear for E~ close enough to E 2 (see below for a similar case in the limit 8 $0 where
L.L. Bonilla, F.J. Higuera /Gunn instability in finite GaAs samples
464
the mechanism of multiplicity in this case is explained). Let us come back to the case 8 $ 0. Linearization of (1.9) and (1.12) about a solution of (2.1), (2.2), E(x), yields
E., + t'(E) E,. + t , ' ( E ) ( E x +
1 ) E - ` S E , , = 0, (2.7)
E,+E/p=0
at
x=O,l.
(2.8)
The substitution
E(x,t)=exp
crt+
2`8
j~(x),
(2.9)
transforms (2.7), (2.8) into
- 8 e , , + W(x,`8)+ = -o-e, g,(0)=0=g,(/)
(ifp~+14=0).
(2.10)
Here,
W(x,8) = t ' 2 ( E ) / 4 8 + (1 + ~E,), (E). [
-
,t
(2.11) Clearly the ~r's are real since they are the eigenvalues of the self-adjoint problem (2.10). Application of the C o u r a n t - W e y l minimax principle to the Schr6dinger problem (2.10) proves that the number of negative eigenvalues -~r (or positive ~r) is asymptotic to (ref. [17], theorem XIII.79)
l(a)
=
1//TgfIv
(2.12)
as 8 $0. See also ref. [2]. Thus, as ,8 +0, the steady state is linearly stable whenever 1 ( 8 ) < 1, and unstable if 1(`8)> 1. Therefore, computation of the C o u r a n t - W e y l integral 1(`8) provides a quantitative criterion of stability. When I(8)= 1 the steady state becomes unstable. Since ~r = 0 at the critical current J = Jc, we expect a bifurcation to another stationary state, which should also be described by our asymptotic analysis (at least near the critical current). Thus, uniqueness of the
steady state within the range of validity of our asymptotic analysis implies that 1(8)4=1 (and l(a) < 1 if our state can be continually obtained from a stable steady state by moving a parameter). Reciprocally, if we obtain 1(8)4= 1 (say 1(`8)< 1) for a steady state, no bifurcation from it is possible. When, in addition to this, inspection of the phase plane rules out the existence of disjoint branches of stationary solutions, we conclude that the steady state is unique. We therefore have that uniqueness of the steady state found by asymptotic methods and 1(8)4= 1 are equivalent conditions. Below we evaluate 1(`8) for steady states computed in different asymptotic limits and find out whether they arc stable and isolated from other possible steady states or not. Let B = C ( 1 ) , t'2(E)/48 = C ( 1 / ` 8 ) for the steady state of appendix 1. To achieve W < 0 we need t " ( E ) E , < 0 of order 1/,8. This condition holds only in narrow regions of E(x), which enormously simplifies the task of evaluating 1(`8). In appendix I we do this, and show that for all J, l and p, the stationary state is stable if B = ~'(1) as 8 5 0 .
2.2. B = O'(a 4/5) and larger As indicated in appendix 1, only the right boundary layer of width ~ ( 8 ) near x =1 contributes to l(a) if B = ~(1). Since this contribution is always smaller than 1, the steady state is stable and unique. More contributions to 1(`8) arc possible if B is so small that t,z/`8 and u'E, become of the same order. Choosing £'~ so that E may approach E m, we have
E=~e(B-'/4), Then
,,=~(83/4),
;,2/8 ~ ;,'E,
implies
~,'=~(B). P =
ee~'(BI/2,/8).
Rescaling
p=BI/2p/8,
E=B
I/4e
(2.13)
465
L.L. Bonilla, F.Z Higuera / Gunn blstability in finite GaAs samples p
in (2.5), we find dp/de
~
[(1 + e4)(p + 8/81/2) -SB
5/4jeS]/pe g.
(2.14)
Clearly two distinguished limits are possible in (2.14), B = ~ ' ( 8 4 / 5 ) and B = ~ ' ( 8 2 ) , as 8 5 0 . In
\
\
both cases we may find additional n o n z e r o contributions to the C o u r a n t - W e y l integral, and the possibility of bifurcations from the steady state of appendix 1. Notice that the limit B = ~ ' ( 6 4 / 5 ) corresponds naturally to J = ( Y ( 1 ) , whereas if B = G ( 8 2 ) , J=~'~(B3/4), and we may have two critical points close to E = E m. Let us consider J > c M and Ec small, so that the contribution of the right b o u n d a r y layer to 1(6) is maximal. For l large enough, the stationary state is described by eq. (AI.1) until E comes close to Em. T h e n diffusion counts and we must use (2.14) with 8 / B I/2 = G(83/5) <
dp/de=
[(1 + e 4 ) p - j e 3 ] / p e
3.
(2.15)
The phase plane of this equation is represented in fig. 4. T h e r e is only one trajectory that leaves the origin p = 0, e = 0, and has p ~ 0 as e -* + tangent to the nullcline of (2.15). This trajectory matches (AI.1) with a n o t h e r region where we can again ignore the diffusivity in (2.1). W e omit the details since they are standard. Notice that this stationary state is unique which immediately implies 1(8) 4= 1. Let us show 1(3) < 1 and therefore that the stationary solution is stable. Only the region where (2.15) holds contributes to 1(8). Numerical evaluation of this contribution shows that it grows monotonically from 0 (at j = 0) to 0.5 when j ~ + ~ (the value 0.5 is obtained from an asymptotic analysis valid in the limit j -~ + oo. See appendix 2). T h e contribution of the right b o u n d a r y layer (A1.2) is always smaller than 0.4 which shows the steady state to be stable for all these J ( 1 ( 8 ) < 0.9 < 1). T h e r e f o r e no bifurcations exist when B = eY(64/s).
Fig. 4. Phase plane of(2.15).
2.3. B
=
(~(8 2)
T h e r e are two reasons to study the limit B = ~(62). First of all, there are multiple steady states in this limit whereas we did not find them in the other cases for 8 $ 0. Secondly, the situations here described may persist for finite 8 and reasonable B. Notice that B is typically 0.01 for n - G a A s at ambient temperature. Thus controlling temperature and concentration of d o n o r impurities N 0 we may find a larger 8 ~ 0.1 in (1.11). T h e n our findings for B = ~ ( 6 2 ) may be of practical applicability in spite of the bad appearance of this limit. Let us therefore consider B = 8 2 / a 2, with a = G(1), in (2.14). W e find
dp/de = [(l+e4)(p+a)-aje3]/pe j = J / B s/4
3, (2.16)
T h e r e are many possible cases according to the values of a and j in (2.16). T h e limit a $0 corresponds to B s/4 << 6 << B 1/2, and there is an a c below which we have a situation similar to that found in section 2.2, with only one (stable) steady state. Above ac, it is possible to find multiple steady states for different values of the b o u n d a r y field e c--- pBj. We shall describe in detail what h a p p e n s for a = 1, which is representative of the situation for a = G(1) > a c. The phase plane corresponding to (2.16) is depicted in figs. 5 a - 5 d . For j
466
L.L. Bonilla, F.J. Higuera /Gunn instability in finite Ga,4s samples
P
/
\
i.
e
e
(a)
(b)
P
P
I e
@
(c)
(d)
Fig. 5. (a) Phase plane of (2.16) for Jl~ < J
1.7548, t h e r e are no critical p o i n t s on the axis p = 0. F o r j >J0, t h e r e a r e two critical p o i n t s e 2 and e3, e 2 < e 3. e 3 is always a saddle, while e 2 is an u n s t a b l e n o d e for a < ac ~ 0.285. F o r a > a c, t h e r e exist two values o f j, Jl a n d J2, Jl
J2 (fig. 5d), a n d an u n s t a b l e spiral p o i n t for Jl < J < J 2 (fig. 5c; j~-~ 1.8217 a n d j 2 - ~ 4 0 . 8 3 for a = 1). O n l y o n e t r a j e c t o r y r e a c h e s t h e p-axis at finite p ( p = - 1 ) . F o r J0 < J 0 for /1 a~ ~- 0.3, b e l o w a~, j'~ =j~). N o t i c e that the first critical point, E~, P = 0 d o e s not a p p e a r in (2.16) with the scaling (2.13), since it is always E~ = ~ ( 1 ) as 6 $0.
F r o m fig. 5 we can see w h a t are t h e s t e a d y states c o r r e s p o n d i n g to the b o u n d a r y c o n d i t i o n s e = e c at x = 0 , l. W e have d e p i c t e d the p l a n e - p ( 0 ) versus l c o r r e s p o n d i n g to a = 1 in fig. 6. O u r results a r e as follows: (1) F o r j e 3, a n d with a single m a x i m u m if e 2 < e c ~ e 3.
(3) Let j] < j
L.L. Bonilla, F,J. Higuera / Gunn instability in finite GaAs samples
467
-p@
Y (a)
(b)
- p(o)
-p(O)
(c)
(d)
- p(o) - P(O)
(e)
(f)
Fig. 6. (a) C h a r g e at t h e c a t h o d e - p ( 0 ) v e r s u s 1 w h e n e c < exv (b) C h a r g e at t h e c a t h o d e - p ( 0 ) v e r s u s l w h e n e~l < e c < e 2. (c) C h a r g e at t h e c a t h o d e - p ( 0 ) v e r s u s l w h e n 0 < e 2 - e c << e 2. (d) C h a r g e at t h e c a t h o d e - p ( 0 ) v e r s u s l w h e n e 2 < e c < ex2. (e) C h a r g e at t h e c a t h o d e - p ( 0 ) v e r s u s l w h e n ex2 < e c < e 3. (f) C h a r g e at t h e c a t h o d e - p ( 0 ) v e r s u s l w h e n e 3 < e c.
which the trajectory going from the
n o d e to
which m a t c h e s the nullcline of (2.4) a n d it ap-
(0, - 1) crosses the e-axis; exl < e 2 < ex2. T h e n t h e r e is a u n i q u e stable steady state with a single
proaches the saddle p o i n t ( E l , 0 ) as closely as n e e d e d before leaving the n u l l c l i n e in a n a r r o w
e x t r e m u m for all l > 0 if e c < ex~ (fig. 6a), exl < e c < e 2 (e c n o t very close to e 2, fig. 6b), a n d ex2 < e c. T h e e x t r e m u m is a m a x i m u m for ex2 < e c < e 3 , a m i n i m u m otherwise (figs. 6e a n d 6f). F o r e c < e 2 (figs. 6a a n d 6b) there is a c e r t a i n length l x above which p(0) does not c h a n g e with l. This corresponds to the trajectory j o i n i n g (0, - 1) a n d (e 2, 0)
b o u n d a r y layer n e a r x = l. F o r e c very close to e 2 (e 2 - e c < e 2 the i n t e r m e d i a t e steady state with p(0) > 0 has two extrema. All o t h e r states have a
468
L.L. Bonilla, F,J. Higuera / Gunn instabifity in finite GaAs samples
-P(0)
(a)
with p > 0, cross the e-axis at exl a n d e×~, e×~ < e~2, respectively. F o r e~ < e ~ , e×2 < e~ < e~ and e 3 < e c, we have the situations d e p i c t e d in figs. 6a, 6e a n d 6f, respectively, as in (3). F o r e 2 < ec < e×2 t h e r e is a unique stable s t e a d y state with a single m a x i m u m for all 1 > 0 (fig. 6e). F o r e~l < e~ < e 2 the situation is similar to fig. 6d c h a n g i n g - p ( 0 ) to p(0) there: a stable state with a single minim u m exists for all l > 0, t h e r e are a stable state with a single m a x i m u m a n d an u n s t a b l e state with two e x t r e m a for all l > lm. T h e region of m u l t i p l e s t e a d y states occurs for very small B when 6 $0 a n d the fields at the c a t h o d e are very large, close to the m i n i m u m o f r(E). As 6 grows, the electric fields at the catho d e diminish in the region o f multiplicity, the c a t h o d e fields b e c o m e closer to the m a x i m u m of l,(E).
(b) Fig. 7. (a) Same as fig. 6 for il
single m i n i m u m if p(0) < 0 a n d a single m a x i m u m if p ( 0 ) > 0. (4) F o r Jl < J 0 a n d the t r a j e c t o r y e n t e r i n g (0, - 1) first cross the e-axis at e×l a n d e×2, e×j < e×2, respectively. F o r e c < e x l , ex2 < e c < e 3 a n d e 3 < e~, we have the situations d e p i c t e d in figs. 6a, 6e a n d 6f, respectively, as in (3). F o r e×l < e c < e 2 t h e r e is always a stable state with a single minim u m for all l > 0. In a d d i t i o n , for l > I m two new s t e a d y states a p p e a r : a stable state with a single m a x i m u m and an u n s t a b l e state which has a single m a x i m u m if p ( 0 ) > 0 at l = l m and two e x t r e m a if p(0) = 0 instead. T h e r e is also a finite s e q u e n c e of lengths link, I m l,, k two new u n s t a b l e solutions with several e x t r e m a a p p e a r . W h e n e~ 1" e2, K ~ cc (fig. 7a). F o r e 2 < e c < e×2 the situation is a n a l o g o u s to: the o n e just d e s c r i b e d c h a n g i n g p(0) to - p ( 0 ) , as can be seen in fig. 7b. (5) F o r j >J2 (fig. 5d), the s e p a r a t r i x e n t e r i n g e 3 a n d the e x c e p t i o n a l t r a j e c t o r y leaving e 2, b o t h
3. Voltage bias
3.1. Stability of stationary states under l~oltage bias W e use o u r previous results for c u r r e n t bias c o n d i t i o n s to e x a m i n e the effect of t h e bias (2.3). N o t i c e t h a t for each solution E ( x ; J ) of (2.1), (2.2), t h e r e is a voltage 0 such that E ( x ; J ) is a solution of (2.1)-(2.3). T o analyze the l i n e a r stability of s t e a d y states u n d e r (2.3), we linearize (1.9)-(1.12) a b o u t the state E(x; J(cb)). W e k e e p ~ constant, so t h a t J c h a n g e s to J ( O ) + ] ( t ) , and i n s t e a d of (2.7), (2.8) we o b t a i n
E, + ,,(E) E, + ,,,'(E) (Ex + 1)E - aExx = J ( t ) , (3.1) E,+E/p=J(t)
at x = O , I ,
f~i
E ( x, t ) d x + ] ( t ) R = 0.
T h e substitutions (2.9) a n d ] ( t ) =
(3.2) (3.3)
exp(~rt) trans-
469
L.L. Bonilla, F.J. Higuera /Gunn instability in finite Gads samples
form (3.1)-(3.3) into H$+~$=exp
[~v(E)dx)
-j0
~
'
(3.4)
To prove this result we need the following
I4~- - 6 ~ . + W(x,6)6,
W(x,6)
as in (2.11),
(3.5)
0(0) = 1/(~ +p-l),
O(l) =~O(O)exp(- fc:v(E)dx/26) (p~+ 1 4:0),
(3.6)
Z(o~) + R = O,
z(~) - "~j0E(x' t)
(3.7) dx
= f,i (x)exp{f,;
sgn[Im Z(iw)] = - s g n w and P* = 1 (the corresponding steady state has a unique unstable mode under current bias).
)dx.
Lemma. Re Z(iw)
and Im Z(iw) are even and odd functions of oJ E ~ respectively, and Z(o0 - , 0 as cr ~ ~c.
Proof. From eqs. (3.4) to (3.7), it follows that Z ( ~ ) is equal to the complex conjugate of Z(~r). Therefore, Re Z(iw) and Im Z(ioJ) are even and odd functions of w ~ • respectively. That Z(o0 -~ 0 as cr ~ ~ follows from the formula
(3.8)
Notice that Z ( 0 ) = ~'(J): the differential impedance at zero frequency coincides with the derivative of the voltage at the steady state with respect to the current. Clearly, the steady state ;~ stable if all the solutions of (3.7) have negative real parts, and unstable if there is at least one solution with Re o-> 0. The main result of this section is
Theorem. Let E(x; J)be a solution of (2.1), (2.2), and 4' the corresponding voltage. Let P* be the number of eigenvalues - o - with ~, > 0 of H (with $ = 0 at x = 0, I), and let N* be the number of solutions of (3.7) with positive real parts. Let lm Z(iw) 4 0 all real nonzero w. If $ ' ( J ) > 0, N* = P*. As a consequence, let Jc be the current at which E(x; J) loses stability under current bias (~0 = 0 if J = J c), and let $c be the voltage at which E(x; J(ch))loses stability under voltage bias (Re o-0 = 0 and all other solutions of (3.7) have negative real parts if $ =~bc). &c and J~ are related by (2.3). Let now 4 ~ ' ( J ) + R < 0. Then N* = P* + sgn[w Im Z(iw)]. As a consequence, a steady state with $ ' ( J ) + R < 0 is always unstable under the bias (2.3) if s g n I m Z ( i w ) = s g n ~ o , whereas it may be stable under (2.3) if
×(($~'exp(-~]
v ( E) ) d2x 6 )
+ ~,(0) - ~ ( l ) exp
× ~
o-+p-
/(o'-
o',,).
J0
28
(3.9)
Here - o ' , and 0 , ( x ) are eigenvalues and eigenfunctions of the operator H in (3.5) with zero-data boundary conditions; ( f , g ) = f~z)f(x)g(x) dx. (3.9) is obtained by solving (3.4) by an eigenfunction expansion and then inserting the result in (3.8). A similar formula was first used by Knight and Peterson [12], to discuss stability about the moving solitary wave solution. We now prove the theorem. First of all, let us consider the case Z(0) = cfl'(J)> 0 (e.g. the steady states of sections 2.1 and 2.2 verify this condition). Let C,~ be the positively oriented boundary of the right half-plane Re g > 0. Let Cf be the corresponding curve in the plane f(~r)=Z(~r)+R. Because of the lemma, Cf is invariant against reflection with respect to the real axis: if a point
470
L.L. Bonilla, F.J. Higuera / Gunn instability infinite GaAs samples
belongs to C t, so does its complex conjugate in the complex f-plane. Assume s g n I m Z ( i w ) = - s g n w , w e ~ . The lemma implies that Cj. is a positively oriented curve that joins the points R and Z(0) + R on the positive real axis, and it does not contain f = 0 inside. Then the principle of the argument implies that f(o-) has an equal number of zeros and poles inside C~, i.e. with positive real parts. The poles of f ( ~ ) are all the ~r,,'s plus ~r= _ p - 1 < 0. Similarly, when 4"(J) < 0 so that R + Z(O) < O, Cr is a negatively oriented curve that encloses jr'= 0. Then the winding number of the image curve Cf with respect to the origin is - 1 , and therefore the number of positive poles of Z(~r) surpasses that of zeros of Z(~r)+R with positive real part in one unit (principle of the argument). When sgn Im Z(iw) = sgn w, the orientation of C r is inverted in the previous arguments. Repeating them, we find N * = P * when Z ( 0 ) > 0 and N* = P* + 1 when Z(0) + R < 0, which completes the proof of the theorem.
Remark. The claim in ref. [2] that sgn Im Z(i6o) = - sgn w was based upon considering the operator ( H 2 + w 2) with zero-data boundary conditions to be positive. Although this is true when H is a matrix, it is not necessarily so for the present general case. Thus it is necessary to consider all possible signs of w Im Z(i~o) in the theorem. It is also possible that Im Z ( i w j ) = 0 for one or more
wj>O. Nonvanishing zeros of Im Z(i6o) may yield additional ways of destabilizing the steady states, as follows from numerical calculations of Z(io~) for piecewise linear velocity functions u ( E ) (ref. [20], chapter 6). The idea is as follows. For small enough voltage (correspondingly, small enough current), R = 0 , and Ec
zeros of Im Z(ito) appear for ~o > 0. Fig. 8 shows that the motion of one zero of Im Z(iw) through the imaginary axis increases in two units the winding number of the image curve C~ with respect to the origin. The principle of the argument then implies that two zeros of f(o-) cross the imaginary axis into the right half plane. If the scenario depicted in fig. 8 is realized when the voltage surpasses a critical value d~*, the two zeros that cross the imaginary axis at ~b = 6 " are either or= 0 (a double zero), or (generically) Z(_+ i~o0) = 0, ( H o p f bifurcations). See figs. 6-18 and 6 - 1 6 of ref. [20] for numerical realizations.
3.2. Voltage-current characteristics Here we exploit our results for current bias and those of the previous subsection to discuss how the stationary states change with voltage, and to conjecture the form of the voltage-current characteristic diagram (which can be considered our bifurcation diagram. For time-periodic solutions, we represent the current given by the average of the left side of (1.9) over one period versus the voltage). First of all, we shall consider only steady states and show that small regions with negative differential resistance are possible under voltage bias. Thus it is possible to have current-voltage characteristics resembling c ( E ) of fig. la for long enough samples. It is important to note that we do not try to cover all possible cases; instead, we only characterize possible shapes of J versus based upon our knowledge of the direct problem (current bias). - F o r very small J, ~ / l ~ E~ and the steady solution of the inverse problem corresponds to stable stationary solution of the direct problem on the upper horizontal branch of fig. 6c. J grows with 6- A simple calculation shows Im Z ( i w ) ~ - w l / ( 1 +w2), so that this steady state is also stable under voltage bias according to the theorem of section 3.1. - F o r moderate l and growing 6, the point representing the stationary solution under voltage bias leaves the horizontal branch in fig. 6c before
47l
L.L. Bonilla, F.J. Higuera / Gunn instability in finite GaAs samples Imf
Imf
Ref
Ref
(a)
(b) Imf
Re f
(c) Fig. 8. (a) Curve Cf for Z(0) > 0 , s g n l m Z ( k o ) = - s g n w : N*=P*. (b) Same as in (a). Two zeros of I m Z ( i w ) are created: N* = P * . (c) As in (b), but now the two zeros cross to the right plane: N* - P * = 2.
multiplicity of I(A) appears for the first time. O n the horizontal branch, ~b'(J) > 0. W h e n ~b (or J ) grows further, our stationary point will be on the lower b r a n c h of fig. 6c for E c < E 2 ( J ) and on the lower b r a n c h of fig. 6d for E c > E2(J). In both cases, ~ b ' ( J ) > 0, and since the transition is con-
tinuous, we are led to a m o n o t o n e increasing c u r r e n t - v o l t a g e characteristic. - F o r larger values of l, the direct problem has multiple steady states when J is such that E c and E 2 are close e n o u g h (cf. section 2.3). We now
472
L.L. Bonilla, F.J. Higuera / Gunn instability in finite GaAs samples
P(0)
Jo
the inverse problem corresponds to a point on the lower branch of fig. 6c.
Jl > Jo J2 ~ J1
J~J2
Fig. 9. Charge at the cathode - p ( 0 ) versus / for different values of the current. The vertical line corresponds to the sample length.
show how it is possible that the inverse problem may have a region of negative differential resistance, that is, a region where the slope of the current-voltage characteristic is negative. Clearly, the point representing the stationary solution of the inverse problem will still be on the upper horizontal branch of fig. 6c for 4~/1 small. There O ' ( J ) > 0. Above a certain value of da/l (corresponding to J = J2 in fig. 9, when the leftmost turning point of fig. 6c is reached at l = length of the sample, the stationary solution of the inverse problem moves to the intermediate branch of fig. 6c. Let us show that while the steady state solution is on this branch, we have 4 " ( J ) < 0. For current bias a new pair of steady states now appear corresponding to the two lower branches in fig. 6c. Except at the turning point, these solutions have larger values of 4~ than the solution on the upper branch of fig. 6c. The stationary solution of the inverse problem moves from the leftmost to the rightmost turning point of the intermediate branch of fig. 6c as c~/l grows. From section 2.3, we find that both turning points in fig. 6c move downwards to the right when J grows (since the flight time becomes longer for the trajectories corresponding to them in the phase plane). Then J diminishes from J2 t o J l in fig. 9. We have thus shown that J is a decreasing function of 4~ (l fixed) when the steady solution of the inverse problem is on the intermediate branch of fig. 6c. This implies Z(0) = &'(J) < 0. Similarly, we can show that Z ( 0 ) > 0 when the solution of
We now use several well-known facts about the differential impedance for piecewise linear velocity curves [20], to guess how the bifurcation diagram might be when the branches of timeperiodic solutions are included. In ref. [20], Shaw et al. perform a linear stability analysis of the steady state of the inverse problem. They find that the voltage at which the steady state becomes oscillatorily unstable corresponds to a current slightly smaller than the solution of t,(pJ) = J (or, equivalently, E~ = E 2, see eq. 6-83 of ref. [20]). On the other hand, numerical simulation of the complete inverse problem [20], and our asymptotic analysis of paper II indicate that there is a branch of oscillatory solutions caused by solitary wave dynamics [2], starting at a voltage corresponding to E c = E 2 (asymptotically as voltage and sample length tend to infinity). Let us assume that the branch of time-periodic solutions caused by motion of domains (solitary wave dynamics) starts as a H o p f bifurcation from a steady state. Given the asymptotic character of our results (they hold as l >> 1), a detailed calculation of the H o p f bifurcation is needed to decide whether it is subcritical or supercritical. In either case, it is clear that the bifurcation voltage and the beginning of oscillatory solutions (analyzed in p a p e r II) are almost coincident, as it was already remarked by earlier authors (ref. [20], page 142). Thus the range of dynamic hysteresis between oscillations and steady states (which plausibly exists only if the H o p f bifurcation is subcritical) is exceedingly small for long samples, in sharp contrast with some theoretical predictions [24]. Predictions of dynamic hysteresis were based on the possibility of having solitary waves of vanishingly small amplitude (existing for currents J up to t' M in fig. 1) on the whole real line {24]. The presence of contacts (necessary to implement voltage bias) forbids the current to raise much above the solution of t~(pJ)=J for the oscillatory states. This usually precludes the observation of small ampli-
L.L. Bonilla, F.J. Higuera /Gunn instability in finite GaAs samples
steady
state
oscillatory
state
Fig. 10. Conjectured bifurcation diagram of the inverse problem (current-voltage characteristic under voltage bias): mean current (averaged over one period) versus d~/l.
tude solitary waves of a semiconductor with contacts (see ref. [20] and also paper II). We have depicted in fig. 10 a plausible bifurcation diagram considering the arguments written above. We depict an increasing current-voltage characteristic for the steady states because regions with negative differential resistance are rare in the parameter space. The vertical H o p f bifurcating branch of oscillatory states could be either supercritical or subcritical in its fine structure, depending on detailed calculations not performed here.
4. D i s c u s s i o n
We have determined the stationary states of the usual model for the Gunn instability with realistic boundary conditions at the contacts and different biases. To complete a bifurcation diagram, we need to discuss the possibility of other relevant solutions. U n d e r current bias, we do not expect any more stable solutions such as timeperiodic or chaotic attractors. This follows from a general result of Hirsch's on strongly monotone flows [10], of which, that defined by (1.9) and (1.10) with constant current is a particular example. Roughly speaking, Hirsch's result shows the only attractors to be stationary solutions. Under the global constraint of voltage bias, Hirsch's result does not hold, and time-dependent attractors are possible. In fact, they will be analyzed in p a p e r II.
473
Hirsch's result shows that the present model cannot explain Gunn's observation of random firing of domains from the cathode to the anode of a semiconductor sample under current bias [8]. Gunn observed random firing of domains under voltage bias conditions (low impedance in the external circuit) for very large samples ( L > 0.2 mm) and also for shorter samples under current bias conditions (high impedance in the external circuit) [8]. In all cases very large electric fields at the cathode were necessary conditions for domains to be formed. Our results suggest that the phenomenon of random firing of domains under current bias conditions may be caused by fluctuations of the current [7], for a sample so large that multiple stableStationary states are possible. A possible mechanism follows: - M o v i n g J means moving the field at the contacts, thereby allowing a sudden loss of stability of, say, a low-field steady state in favor of a high-field state (consider, e.g. fig. 6c). - T h e r e is numerical evidence that such a disturbance travels from cathode to anode. If the high-current fluctuation lasts enough, a domain will be created after the current returns to the lower values where the low-field state is stable. We plan to test this scenario in future work. Consider now voltage bias (or a bias with a nonzero resistance R). Our results, together with the standard linear stability analysis of steady states of the model with piecewise linear L,(E) [20], suggest that H o p f bifurcation may be responsible for the Gunn effect in long samples (fig. 10). For short samples, or contacts with small resistivity, or curves c(E) with a short region of negative mobility, only one stationary state is possible under either current or voltage bias (see ref. [20] for a minimal length criterion based on linear stability analysis). This may lead us to think that no other stable solutions of the inverse problem are possible. On the contrary, numerical evidence shows the possibility of time-periodic solutions corresponding to the creation, motion and annihilation of solitary waves (or of traveling fronts, i.e. monotonic waves joining two plateaus.
474
L.L. Bonilla, F.J. Higuera / Gunn instability in finite GaAs samples
They are f o u n d when the contact resistivity is smaller than a critical value).
Acknowledgements The authors thank A. Lififin for valuable discussions and J.M. Vega for valuable discussions and for pointing out the results of ref. [10]. This work has b e e n s u p p o r t e d by D G I C Y T grants E S P 1 8 7 / 9 0 and PB89-0629 and by N A T O traveling grant C R G 900284.
Expressions (AI.1) and (A1.2) are also valid in the cases J > t" M and 0 < J < v m. Even when J is slightly larger than t'M, and l is large enough, we can use (AI.1). T h e r e is a large region in x, of width • ( [ J VM] j/z) w h e r e E - E M = G ( [ J - UM]1/2) and E x = ~ ' ~ ( J - UM). We now c o m p u t e the C o u r a n t - W e y [ integral (2.12). Notice that for B = G(1), V2/43 = (e2(1/(3), so that W(x; 3) in (2.11) remains positive unless t,'(E) E , < 0 and of order 1/6. Since v'(E) = ~ ( 1 ) (even as E ~ m), we need E x = ~(1/a). This is possible only in the b o u n d a r y layer (A1.2), where
[- W(x,3)/31l/2 dx Appendix 1. Stationary state for B = ~f(1) as ~ L 0 and its stability Let p > 0 (the case p = 0 was treated in ref. [2]). As 6 $0, we approximate (2.1), (2.2) in 0 < x < l by means of
v(E)(E~+I)=J,
1( ~
~
-2v
,
(E)fJ EEI v ( s ) d s __/,2(E)) 1/2
t:Ev(s) ds,
64
3 $0.
Then, for E between E c and E~,
E(O)=Ec=pJ.
This is equivalent to
1
I(6) ~ ~w fw
(A1.1)
E~
Let us consider the richest possible case, u m < J E3, E(x) in (AI.1) monotonically decreases from E c to E(l) which a p p r o a c h e s E 1 or E 3, respectively, as l--* ~. 1 b o u n d a r y layer is n e e d e d for E to grow from E(l) to E c. Let E l = E(l). In all cases the solution at the b o u n d a r y layer is
f~
v( s ) ds.
(11.3)
Notice that for E c > E 3, v ' ( E ) E , > O in the b o u n d a r y layer, so that 1 ( 3 ) = 0, and the steady state is stable. W h e n e v e r v ~ E ( E / s m a l l enough, for Ec < El), evaluation of (A1.3) yields
1(6) ~ ½{~/2 - ( 2 / w ) × t a n - ' ( ~ f 2 cot s i n - l [ EE/(~/2
El)l) ) ~ l,
~ v ( s ) ds ~ 6E,, (A1.4)
and~-fEds/fSv(r) Ec
/
dr. El
(A1.2) and the steady state is stable. Numerical evalua-
L.L. Bonilla, F.Z Higuera / Gunn instability in finite Go.As samples tion of 1(3) for E c < E 1 yields a smaller value than (A1.4). T h e same thing h a p p e n s w h e n E, <
ceases to hold. This corresponds to
E c < E 2 and w h e n E 2 < E c < E s. Two contributions to 1(3) instead of one occur when J > t , M and E c < E M if l is large e n o u g h ( E l close to E3): v'E, < 0 for E c < E < E M and for E m < E < E t < E 3 (Et close to E3). Numerical evaluation still yields 1(3) < 0.5 < 1. F r o m this analysis we conclude that the stationary state (AI.1), (A1.2) is always linearly stable if B = G(1) as 6 $ 0. If we want to destabilize the steady state, we n e e d further contributions to 1(3). This is possible if B is so small that v 2 / 4 6 b e c o m e s c o m p a r a b l e to t"E, even o u t s i d e . t h e b o u n d a r y layer.
( 6 j B _ 5 / 4 ) 1 / 2 ~ [ 2 B _ l / 2 ( X m _ Xm) ]1/2
A p p e n d i x 2. Stationary state for B = ~ ( ~ 4 / 5 )
or ( x tm --Xm) ~ 516 J B -3/4 << 1.
475
(A2.3)
Beyond x m (A2.1) is again valid, so that
x - x ' = ~ v ( s) / [ J - v( s)l E~ - B-'/4e(~'m).
(A2.4)
Finally, near x = l, the usual right b o u n d a r y layer is to be inserted. O f all the above m e n t i o n e d stages only the right b o u n d a r y layer and the stage (2.15) contribute to (2.12). Insertion of the scaling (2.13) in (2.12) yields, after a change of variable in the integral,
as 6 $ 0 and its stability
I,(j) = (2"rr) - I fr~ < 0 J 2 l / Z e - 3 p - ' d e ' Let
us
assume J > VM, E c < E 3 and B = ~(6 4/5) as a $0. T h e diffusivity may be ignored for 0 < x < x m, where
X m ~ f~mu(s)/[J
-- U(S)] ds.
(A2.1)
for
0
(A2.5)
which is the contribution to I(6) of the stage given by (2.15). Numerical evaluation of p(e) and of (A2.5) shows I,(j) to be a m o n o t o n e increasing function. Some values are
W h e n E is near the m i n i m u m of v ( E ) , the scaling (2.13) yields the distinguished limit where (2.15) holds. We need to match the solution of
v( E) ( E x + 1) = J
g~ = - 2 p ( e 4 - 3)e 2 - (1 + e 4 ) 2,
(A2.2)
to that of (2.15). T h e only trajectory of (2.15) that has p $0 as e $0 and as e---)oo is the one that leaves the origin and b e c o m e s tangent to the nullcline p =je3/(1 +e 4) as e--+ ~ (fig. 4). As ~ = - ( X - X m ) / B '/2--+ - ~ , e tends to 0, and as ~ + ~, e ~ + ~. O n the nullcline, p = e~ ~ j/e, which implies e ~ (2jsc) 1/2, as sc--+ + ~ . Notice that after a certain S~=S~m, j / e ~ 1 and (2.15)
•,(3) = 0.2273, I,(100) = 0.4395,
I,(10) = 0.3558, 11(500 ) = 0.4638.
Next we show that I , ( j ) T 0 . 5 as j--+ +0o. T h e n 0 < I,(j)<_ 0.5 for all j > 0. Let us evaluate p(e) for large j. For large e,
d p / d e ~ ( pe - j ) / p , or dZe/d~ :z ~ e d e / d s ~ - j which implies d e / d s ~ ~ leZ - j s ~.
(A2.6)
(A2.6) may be r e d u c e d to Airy's equation by means of the substitution e = - 2 q J q . The solution is e = - ( 4 j ) ' / 3 A i ' ( s ) / A i ( s ) , where s = ( j / 2 ) 1 / 3 ~ . AS e,l, 0, p-+j2/3po, where P0 is a positive constant of o r d e r 1. Since P0 =~ 0, we
L.L. Bonilla, F.J. Higuera / Gunn instability in finite GaAs samples
476
n e e d to insert a n o t h e r stage w h e r e e b e small. Then
dp/de
~ e -3,
or p =j2/3p11 _ , ye 2 ,
[7]
(A2.7)
which m a t c h e s the p r e v i o u s stage as e ~ +oc. Notice t h a t p = 0 w h e n e = e o =-j 1/3(2po)-1/2. F o r e < e 0, p b e c o m e s a s y m p t o t i c to je 3. In fact, p = j e 3 for 0 < e < e 0 since d p / d e = e ~ ( j 1/3)<< e -3 - j / p = el(j) as j ~ + ~ . B e t w e e n (A2.6) and (A2.7) we n e e d to insert a c o r n e r layer which d o e s not c o n t r i b u t e to l~(j). In fact, only the stage (A2.7) c o n t r i b u t e s to ll(j),
[8]
[9]
[10] [11] [12]
( 6 e 2 p o - 4) 1/2 d e e2po
= 2 1,
asj~
+,c.
12
[13]
e (A2.8)
N u m e r i c a l evaluation of the boundary layer contribution to (2.12) shows it to be smaller than 0.4. Thus 1 ( 6 ) < 1, and the stationary state built in this appendix is stable.
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