British Journal of Anaesthesia 85 (5): 757±62 (2000)
Halothane and des¯urane requirements in alcohol-tolerant and -nontolerant rats² L. L. Firestone1*, E. R. Korpi2, L. Niemi3, P. H. Rosenberg3, G. E. Homanics1 and J. J. Quinlan1 1
Anesthesiology Research Laboratories, University of Pittsburgh, Pittsburgh, PA, USA. 2Department of Pharmacology and Clinical Pharmacology, University of Turku, Turku, Finland. 3Department of Anaesthesia, Helsinki University Central Hospital, Helsinki, Finland, and Biomedical Research Center, Alko Group, Ltd, Helsinki, Finland
*Corresponding author: Department of Anesthesiology and Critical Care Medicine, University of Pittsburgh School of Medicine, A1305 Scaife Hall, Pittsburgh, PA 15261, USA On the basis of data implicating GABAA receptors in the effects of volatile general anaesthetics, we hypothesized that alcohol-, barbiturate-, and benzodiazepine-sensitive alcohol-nontolerant (ANT) rats would also be more sensitive than alcohol-tolerant (AT) rats to two clinical general anaesthetics with differing potencies, halothane and des¯urane. The obtunding effect of halothane and des¯urane on mature ANT (n=17) and AT (n=16) rats was assessed by the lossof-righting re¯ex endpoint. ANT rats were signi®cantly (P<0.0001) more sensitive to the obtunding effects of both halothane and des¯urane (ED50=0.4560.03% atm for ANT vs 0.9560.04% atm for AT and 2.1660.17 vs 3.6960.13% atm, respectively). The immobilization effect of halothane and des¯urane was assessed with the tail clamp/withdrawal endpoint. ANT rats were more sensitive to the effects of halothane (ED50=1.1060.08% atm for ANT vs 1.7260.09% atm for AT; P<0.0001) but not des¯urane (ED50=6.2560.25% atm for ANT vs 5.8560.21% atm for AT). The data presented support the hypothesis that volatile anaesthetics interact with speci®c neuronal proteins (possibly GABAA receptors) and agree with recent hypotheses that different elements of the anaesthetic state are produced by separate sites or mechanisms. Br J Anaesth 85; 2000: 757±62 Keywords: anaesthetics volatile, halothane; anaesthetics volatile, des¯urane; brain, GABA; rat Accepted May 30, 2000
g-Aminobutyric acid type A (GABAA) receptors mediate the postsynaptic actions of the major inhibitory neurotransmitter in mammalian brain. GABAA receptors are believed to be pentameric combinations of various subunits, of which 16 (a1±6, b1±3, g1±3, r1±2, d, and e) have been so far identi®ed.1 Subunit combinations determine diverse pharmacological GABAA receptor subtypes in a brain cell- and region-speci®c manner.2 Thus, it is possible that various drug actions and behaviours are dependent on certain GABAA receptor subtypes. Abundant in vitro data demonstrating that structurally heterogeneous general anaesthetics enhance GABA-gated hyperpolarizing currents (reviewed by Tanelian et al.3) have led to the hypothesis that general anaesthetics act primarily via the GABAA receptor. One approach to testing this hypothesis is to identify experimental animals with a
speci®c alteration in the genes encoding brain GABAA receptors and assay for changes in their anaesthetic requirement. Previous investigations have utilized GABAA receptor mutants arising spontaneously,4 due to ionizing radiation,5 or as a result of targeted gene disruption.6±8 In the case of a spontaneous mutation, a selectively outbred rat line highly susceptible to the motor ataxia produced by alcohol,9 benzodiazepines and barbiturates is available.10 The putative underlying mutation involves a single nucleotide substitution in the GABAA receptor a6 subunit resulting in an Arg100®Gln substitution.11 Given the susceptibility of this rat line, termed alcohol-nontolerant (ANT), to central depressants known to act via the GABAA ²
Presented in part to the 1995 annual meeting of the Society for Neuroscience (November 12 ± 16, 1995, San Diego, CA).
Ó The Board of Management and Trustees of the British Journal of Anaesthesia 2000
Firestone et al.
receptor, we hypothesized that ANT rats would also be cross-sensitive to the actions of volatile general anaesthetics. To test this, anaesthetic requirements were determined in ANT and control, alcohol tolerant (AT) rats, using two volatile agents with widely differing potencies, as well as two separate endpoints re¯ecting obtundation and immobilization.
Materials and methods The protocol for these experiments was approved by the Animal Ethics Committee of Helsinki University Central Hospital. ANT and AT rats are outbred lines derived from crossbred Wistar, Sprague-Dawley, and Long-Evans rats,9 selected and bred for sensitivity (ANT) or resistance (AT) to ethanol. The selection procedure has been based on motor performance under the in¯uence of a moderate, nonhypnotic dose of ethanol (2 g kg±1, i.p.). The phenotype is rechecked every second generation. Stocks of AT and ANT rats are kept in stainless steel wire mesh cages on a 12-h light/dark cycle (light on at 6 a.m.) at the ambient temperature (2062°C) and relative humidity (5065%). For the present study, male rats of the F50 generation were housed four per cage and had continuous access to RMI(E)SQC pellet feed (SDS Ltd, Witham, Essex, UK) and tap water. The age of rats used in this study was 3.5 months (350±430 g). Six groups (three ANT, three AT) of four to six rats of either genotype (unknown to the observer) were studied during halothane and des¯urane anaesthesia, in random order. Each group was placed within a Plexiglas chamber warmed by heating pads from below and an infrared lamp from above. The composition of the chamber's atmosphere was monitored continuously on-line with Datex Capnomac UltimaÔ and NormacÔ devices (for oxygen/carbon dioxide, and volatile anaesthetic concentrations, respectively). Fresh oxygen ¯ow was delivered via a Dameca oxygen vernitrol at rates of 1.5±8 litres min±1. Volatile agents were added to the fresh gas stream by means of either a
Fluotec 3Ô (Cyprane Ltd, Keighley, UK) or an Ohmeda Tec 4Ô vaporizer (Ohmeda, Inc., Steeton, West Yorkshire, UK). Carbon dioxide concentration was maintained at <1.0% atm by means of soda lime scattered on the ¯oor of the chamber. After a 20-min equilibration period at a given anaesthetic concentration, rats were gently placed supine and observed for the ability to roll over spontaneously to the fully prone position within 30 s. Responses were scored in a quantal fashion. Immediately thereafter, the base of the tail of each rat in the group was clamped with a full-sized Kelly haemostat to the second ratchet position, and gross withdrawal within 5 s scored quantally. Withdrawal was de®ned as jerking of the head, twisting of the neck, or movement of an extremity; coughing, swallowing, chewing, and grimacing motions were not scored as positive responses, nor were increases in the respiratory rate.12 Rectal temperatures were then measured using a digital thermometer (Exacon MC8700, Denmark) with an accuracy of 60.1°C. The rats were allowed to recover in an oxygenrich atmosphere for at least 20 min before they were equilibrated with the next higher anaesthetic concentration and retested for both the obtundation and immobilization endpoints. For both agents, 9±13 different concentrations were tested in each group of rats. After all experiments were completed, halothane and des¯urane response data from the three ANT groups (n=17 rats) or three AT groups (n=16 rats) were pooled. The doseresponse relationships were analysed by ®tting to a logistic equation,13 which yielded estimates of the ED50 and slopes for each agent, as well as their respective standard errors. The ANT and AT group responses were then compared, using a method making the fewest assumptions about the distribution of errors.14 Brie¯y, the estimated variances for the AT and ANT groups were calculated from the standard errors; the sum of these then yielded the estimated variance of the difference in ED50 between groups. The ratio of this difference to its standard error was referred to a standard normal distribution.
Table 1 Halothane requirements* in AT and ANT rats as measured by loss of righting re¯ex and withdrawal following tail clamp stimulus. *Median effective doses (ED50, expressed in % atm), dose-response curve slopes, and their respective standard errors (SE) are listed for individual experiments. Results of re®tting combined data from triplicate experiments are also shown. ²P<0.0001 vs AT ED50. ³P>0.49 vs AT slope. §§P<0.0001 vs AT ED50. ¶¶P=0.10 vs AT slope Experiment
n
Loss of righting re¯ex ED50 6SE
-Slope
6SE
Tail clamp/withdrawal ED50 6SE
-Slope
6SE
AT rats 1 2 3 Combined
4 6 6 16
1.07 0.79 1.09 0.95
0.09 0.05 0.05 0.04
9.3 0.7 13.1 7.7
4.1 4.1 4.5 1.5
Not able to ®t 1.72 1.69 1.72
0.07 0.06 0.09
11.0 14.2 12.2
3.3 4.3 2.2
ANT rats 1 2 3 Combined
6 6 5 17
0.41 0.47 0.41 0.45²
0.79 0.06 0.05 0.03
8.5 1.6 2.6 1.4
1.08 1.25 0.96 1.10§§
0.07 0.07 0.07 0.08
6.6 5.0 6.3 6.3³
758
9.3 9.6 9.1 8.2¶¶
2.9 3.0 3.1 1.4
Anaesthetic requirements in AT/ANT rats
Results Halothane- and des¯urane-induced obtundation and immobilization were reversible in all rats from both the AT and ANT groups. Rectal temperatures were maintained throughout the experiments to within 1.5°C of the mean value obtained after each dose was tested in a given group. Data obtained during halothane anaesthesia are summarized in Table 1 and Figures 1 and 2. These six experiments included three with AT rats (n=16) and three with ANT rats (n=17). For each genotype/endpoint combination, the arithmetic mean of the ED50 values obtained separately closely agreed with the ED50 obtained by a free ®t of pooled data (for example, 0.98 vs 0.95% atm, respectively, for AT rats tested by loss-of-righting-re¯ex). Results from all individual experiments with des¯urane are summarized in Table 2 and Figures 3 and 4, including three experiments each with AT (n=15) and ANT (n=15) rats. Again, means of the separate ED50 values agreed with the values from pooled data. Since the slopes (Tables 1 and 2) of the pooled loss-ofrighting-re¯ex data for the AT vs ANT groups were not
signi®cantly different (P>0.49 for halothane; P>0.25 for des¯urane), it is valid to compare the ED50s for those groups. Halothane sensitivity in the AT line (0.9560.04% atm) was less than previously reported values in wild-type mice (generally 0.6±0.7% atm),6 8 15 but ANT rats (0.4560.03% atm) were more sensitive than previous reports. No previous reports of des¯urane sensitivity in the loss-of-righting re¯ex assay in rodents are available for comparison. For both agents, the ANT rats were signi®cantly more sensitive with respect to obtundation than AT rats (P<0.0001 for halothane; P<0.0001 for des¯urane) (Tables 1 and 2). The magnitude of the difference in sensitivity was slightly greater for halothane (ANT ED50 equal to 47% of the AT value) than for des¯urane (ANT ED50 equal to 58% of the AT value). Similarly, the slopes of the pooled tail clamp/withdrawal data for the AT vs ANT groups were not signi®cantly different (P>0.10 for halothane; P>0.15 for des¯urane). Halothane sensitivity in the AT line (1.7260.09% atm) was again less than that previously reported for MAC in wildtype rats (approximately 1±1.2% atm), while the ANT value (1.160.08% atm) was similar to previous reports. Des¯urane ED50 values for tail clamp for both AT (5.8560.21% atm) and ANT (6.2560.25% atm) lines were within the range of previous reports in rats (5.7±6.8% atm).16 17 Comparison of the ED50 values for these groups showed that for halothane, the ANT rats were signi®cantly more sensitive than were AT rats with respect to the immobilization endpoint (P<0.0001), but ANT and AT rats had similar sensitivity to the immobilizing effects of des¯urane (P>0.50).
Discussion Fig 1 Halothane requirements in ANT vs AT rats de®ned by the endpoint of loss of righting re¯ex. Data from six separate experiments are plotted: each data point is the fractional response of the group (four to six rats) to a given halothane concentration. Curves are derived as in Materials and methods.
Fig 2 Halothane requirements in ANT vs AT rats de®ned by withdrawal following a tail clamp stimulus. Data and curve ®tting as in Figure 1.
ANT rats were originally bred for their sensitivity to alcohol9 and subsequently were found to be cross-sensitive to benzodiazepines and barbiturates.10 In the present study, we hypothesized that ANT rats would also exhibit crosssensitivity with volatile anaesthetics. We found that ANT rats were signi®cantly more sensitive than AT rats to the obtunding effects of halothane and des¯urane. ANT rats were also more sensitive to the immobilizing effects of halothane, but not des¯urane. This inconsistent response to des¯urane is unlikely to be anomalous, since our measurement of tail-clamp ED50 for des¯urane in AT rats (5.8560.21% atm) agreed closely with the minimum alveolar concentration (MAC) of des¯urane in oxygen reported in normothermic Sprague-Dawley rats (5.7260.40% atm).14 It is also unlikely that the immobilization assay result with des¯urane was an artefact of the group sizes studied: a 20% difference between ED50 values would have been detectable in these groups by the statistical methods employed. Instead, this nonuniformity of response to the volatile agents more likely indicates that the immobilizing effect has different neuronal and neurochemical mechanisms than does the obtunding effect. Therefore,
759
Firestone et al. Table 2 Des¯urane requirements* in AT and ANT rats as measured by loss of righting re¯ex and withdrawal following tail clamp stimulus. *Median effective doses (ED50, expressed in % atm), dose-response curve slopes, and their respective standard errors (SE) are listed for individual experiments. Results of re®tting combined data from triplicate experiments are also shown. ²P<0.0001 vs AT ED50. ³P>0.25 vs AT slope. §§P>0.50 vs AT ED50. ¶¶P>0.15 vs AT slope Experiment
n
Loss of righting re¯ex ED50 6SE
-Slope
6SE
AT rats 1 2 3 Combined
6 4 5 15
3.62 3.35 4.03 3.69
0.12 0.24 0.19 0.13
7.5 10.9 10.8 8.4
2.0 3.9 3.3 2.7
5.60 6.09 5.87 5.85
0.18 0.16 0.16 0.21
17.0 24.8 19.3 17.6
ANT rats 1 2 3 Combined
6 4 5 15
2.19 2.48 1.91 2.16²
0.30 0.30 0.23 0.17
0.8 2.1 2.3 0.7
6.35 6.14 5.66 6.25§§
0.22 0.46 0.31 0.25
20.1 9.0 9.4 11.9¶¶
3.5 5.8 6.0 4.2³
Tail clamp/withdrawal ED50 6SE
-Slope
6SE
5.8 9.9 6.3 7.0 10.3 4.1 3.2 4.6
Fig 3 Des¯urane requirements in ANT vs AT rats de®ned by the endpoint of loss of righting re¯ex. Data and curve ®tting as in Figure 1.
Fig 4 Des¯urane requirements in ANT vs AT rats de®ned by withdrawal following a tail clamp stimulus. Data and curve ®tting as in Figure 1.
these data agree with the hypothesis that separate elements of the anaesthetic state are produced by independent mechanisms.18 The oil/gas partition coef®cient of halothane is about 12 times greater than that of des¯urane.19 The relatively greater lipid solubility of halothane allows for the possibility that halothane interacts with more hydrophobic regions of the membrane surrounding the GABAA or another receptor.20 ANT rats were ®rst noted to display unusual cerebellar GABAA receptor binding pharmacology,21 which were subsequently proven to have a point mutation in the N-terminal extracellular portion of the a6 subunit.11 This a6 subtype is expressed almost exclusively in cerebellar granule cells,22 which are intrinsic to the cerebellar cortex and are the most ubiquitous neuron found in the mature mammalian nervous system. The role of cerebellum in motor coordination, posture maintenance, balance, and muscle tone is clear,23 but its role in conscious behaviours, including motor learning, is currently an area of intense research (reviewed by Glickstein).24 Classically, granule cells relay information between cerebellar input (mossy ®bre) and output (Purkinje) neurons. The a6 subunitcontaining GABAA receptor is among the most sensitive subtype to inhibition by GABA;25 thus, potentiation of
GABA actions at granule cells by an anaesthetic could sharply reduce Purkinje cell output from the cerebellar cortex to the deep cerebellar nuclei, and subsequently to the brain. Indeed, attenuation of Purkinje output could explain, at least in part, the motor ataxia of intoxicated ANT rats, but might not be critical for deep anaesthesia. In vitro, some anaesthetics (propofol and trichloroethanol) have signi®cantly lower ef®cacy, but not apparent af®nity, at a6 subunit-containing GABAA recombinant receptors expressed in cell lines, as compared with those containing the a1 subunit.26 However, pentobarbital potentiates GABA-gated currents more signi®cantly in a6-containing cells than in those containing a1.27 The signi®cance of these ®ndings in vivo remains to be determined. Studies of mice with a5 and g3 GABAA receptor gene deletions suggest that these subtypes are not essential for the halothane response.5 In contrast, targeted gene disruption of the b3 subunit of the GABAA receptor increases halothane and en¯urane MAC but not the ED50 for loss of righting.8 Despite extensive characterization of the ANT a6 GABAA receptor genotype, there is still a possibility that other mutations coexist in ANT rats that affect the central nervous system.28 Additional but unidenti®ed mutations
760
Anaesthetic requirements in AT/ANT rats
could, in principle, have become enriched in the selected population along with the defective a6 gene and be the actual basis for the drug-response phenotype reported here. The role of possible unidenti®ed mutations could be assessed in crossbreeding experiments in which AT rats are mated with ANT, siblings of the ®rst generation are mated again, and anaesthetic sensitivity is determined in this resulting generation of rats. The degree of dominance of the a6 mutation should determine the distribution of anaesthetic sensitivity in rats of the second generation. However, such experiments are costly and require large numbers of animals. Additional unidenti®ed mutations may be excluded by using targeted disruption, or site-speci®c alteration, of the gene in question. Such an approach was recently used to establish that the GABAA g2 receptor subunit is essential to benzodiazepine agonist action in vivo; targeted disruption of the subtype gene by homologous recombination resulted in mice for whom diazepam was behaviourally inactive.7 Mice completely lacking the a6 subunit, created using similar techniques, do not differ from wild type mice in their sensitivity to either halothane or en¯urane in the loss-ofrighting re¯ex assay or the tail clamp assay.6 These mice also exhibit normal responses to ethanol and pentobarbital6 29 but their response to the motor ataxic effects of diazepam was enhanced.29 The dramatic difference in the pharmacological pro®le of rats with an intact but altered a6 subunit and null allele mice completely lacking any a6 subunits suggests that other undocumented mutations in the ANT line may be responsible for at least some of their abnormal behavioural responses, but the difference could also be explained by substitution of other subunits for the missing a6 subunits in the null allele mice.6 An alternative explanation is that the a6 null allele is pharmacologically and behaviorally very different from the gain of function mutation that is present in the ANT rat line. In conclusion, we have documented that the obtunding effects of halothane and des¯urane are markedly enhanced in ANT rats compared to AT controls. The immobilizing effects of halothane, but not des¯urane, were also enhanced in the ANT rat line. Since ANT rats are known to contain a point mutation in the a6 subunit of the GABAA receptor that segregates with the ANT phenotype, it is tempting to speculate that the enhanced behavioral sensitivity to the volatile agents is also due to this mutation. However, it is equally plausible that an additional mutation(s) is the basis for the observed phenotype.
GM52035 to LLF); the Foundation for Anesthesia Education and Research (Starter Award to JJQ).
References
Acknowledgements The authors thank Mr Markku Hamalainen of Pharmacia, Finland, for the generous donation of des¯urane for these experiments, Drs Tarja Randell and Markku Paloheimo for valuable technical assistance; and Ulla Rankamo, of Datex-Engstrom/Instrumentarium Ltd, Helsinki, for generously providing the Capnomac UltimaÔ, the NormacÔ, and factory calibration standards. Special appreciation is expressed to Lisa Cohn for editorial advice and to Dr Peter Winter and the University Anesthesiology and Critical Care Medicine Foundation for long-term support. This study is supported by grants from the National Institutes of Health (GM35900 and
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