Blood Reviews 27 (2013) 209–216
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Blood Reviews journal homepage: www.elsevier.com/locate/blre
REVIEW
Immunotherapeutic strategies for relapse control in acute myeloid leukemia Anna Martner, Fredrik Bergh Thorén, Johan Aurelius, Kristoffer Hellstrand ⁎ Sahlgrenska Cancer Center, University of Gothenburg, Box 405, 40530 Gothenburg, Sweden
a r t i c l e
i n f o
Keywords: Acute myeloid leukemia Maintenance therapy Leukemia-related immunosuppression
a b s t r a c t Despite that the initial phases of chemotherapy induce disappearance of leukemic cells in many patients with acute myeloid leukemia (AML), the prevention of life-threatening relapses in the post-remission phase remains a significant clinical challenge. Allogeneic bone marrow transplantation, which is available for a minority of patients, efficiently prevents recurrences of leukemia by inducing immune-mediated elimination of leukemic cells, and over the past decades, numerous immunotherapeutic protocols have been developed aiming to mimic the graft-versus-leukemia reaction for the prevention of relapse. Here we review past and present strategies for relapse control with focus on overcoming leukemia-related immunosuppression in AML. We envisage future treatment protocols, in which systemic immune activators, such as vaccines, dendritic cell-based therapies, engineered variants of IL-2, or IL-15, are combined with agents that counter immunosuppression mediated by, e.g., the PD/PDL interaction, CTLA-4, CD200, reactive oxygen species, IDO expression, CXCR4, or the KIR/class I interaction, based on characteristics of the prevailing malignant clone. This combinatorial approach may pave the way for individualized immunotherapy in AML. © 2013 Elsevier Ltd. All rights reserved.
1. Introduction Acute myeloid leukemia (AML) is the most common form of acute leukemia in adults with an incidence of approximately 4/100,000 [1,2]. Upon diagnosis, patients receive induction chemotherapy aiming to achieve complete remission (CR), which is defined as absence of microscopically detectable malignant cells along with the return of normal hematopoiesis. The post-remission therapy comprises consolidation chemotherapy with the goal of eradicating remaining undetectable leukemic cells [3,4]. This phase of therapy is critical for a favorable long-term outcome as nearly all patients will experience recurrence of leukemia (relapse) if consolidation is not provided [5]. The risk of relapse varies with several well-defined prognostic factors, in particular the patients' age and genetic aberrations of the leukemic clone, as reviewed in detail elsewhere [6–8]. Despite successful induction therapy and completed consolidation therapy, relapse occurs in 60–70% of patients within five years [9]. In the first relapse, the likelihood of achieving a renewed CR is lower than at onset of disease, and the duration the second CR is almost invariably shorter than the first [10]. The median survival of relapsing patients is in the range of 6 months with few long-term survivors [11]. Relapse is a significant reason why the overall prognosis of adult patients with AML remains poor with a 20–30% likelihood of 5-year survival after diagnosis [1,12].
⁎ Corresponding author at: Sahlgrenska Cancer Center, University of Gothenburg, Box 425, 40530 Gothenburg, Sweden. Tel.: + 46 706 204358. E-mail address:
[email protected] (K. Hellstrand). 0268-960X/$ – see front matter © 2013 Elsevier Ltd. All rights reserved. http://dx.doi.org/10.1016/j.blre.2013.06.006
Patients with unfavorable genetic aberrations in leukemic cells are candidates for allogeneic stem cell transplantation, which is used in the consolidation phase or as intensification therapy. Allo-transplantation was earlier offered primarily to younger otherwise healthy patients, but in recent years the development of protocols using reduced intensity conditioning has enabled its use also among patients in their 70's and among those with significant co-morbidities [13,14]. For the majority of AML patients however, i.e. those who are not candidates for allo-transplantation, the consensual standard of care has been no further anti-leukemic treatment. An exception is that several centers in Germany practice repeated courses of chemotherapy also in the post-consolidation phase, which appears beneficial in terms of relapse protection in elderly patients [15,16]; however the toxicity of this treatment has limited its wide-spread use. A relapse is assumed to result from expansion of malignant cells that have escaped the cytotoxic action of chemotherapy, and the goal of AML treatment beyond consolidation is to eradicate these remaining cells (“minimal residual disease”, MRD) to cure patients. In this overview, we present past and present strategies to maintain CR in the postconsolidation phase of AML with particular focus on the utility of immunotherapy to achieve immune-mediated elimination of residual leukemic cells. 2. Immune reactivity in AML Measurable adaptive immune responses evolve in most patients with AML, as evidenced by the demonstration of antibodies [17–19] as well as by CD4+ and CD8+ T cell responses directed against leukemia-related antigens (reviewed in [20]). In addition, AML cells are frequently sensitive
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to the cytotoxic action of natural killer (NK) cells [21–23]. While the impact of humoral immune response for the outcome of AML remains unknown, a large body of evidence suggests that T and NK cell functions are pivotal for leukemia-free survival after the completion of chemotherapy. In the following section we review the purported role of these immune effector cells with focus on their impact for remission maintenance. 2.1. T cells in immune surveillance The surveilling role of T cells is founded on experiences from allo-transplantation in AML and related diseases. For example, several studies demonstrate that transplanted patients with low-grade or absent T cell-dependent graft-versus-host disease show a higher probability of relapse [24,25]. In addition, elimination of T cells from the transplant increases the relapse risk in AML [4,26], and the re-infusion of donor T cells can induce CR in a small but significant fraction of patients [23]. While the role of transplanted T cells for remission maintenance is well established, relatively few investigators have addressed the clinical relevance of anti-leukemic T-cell responses in non-transplanted patients. In a study of pediatric patients with AML, who had either received only chemotherapy or an autologous transplant, Montagna and co-workers showed that the emergence of anti-leukemic cytotoxic T cell precursors (CTLp's) in bone marrow and blood was associated with long-term remission maintenance: no relapses were observed among 8 non-transplanted patients in CR in whom CTLp's were detected, whereas 7/8 patients with absence of CTLp's experienced relapse. Interestingly, in patients with absence of anti-leukemic CTLp's sizeable levels of EBV-specific CTLs were detected, thus suggesting a specific deficiency to mount an anti-leukemic T cell response [27]. Similarly, Greiner et al. demonstrated a significant correlation between a strong mRNA expression of leukemia-related T cell antigens and survival of patients with AML [28]. Despite the relative scarcity of clinical correlates between T-cell function and outcome in AML, several studies point to an impaired cytotoxic T-cell response in AML, partly due to a deficiency of antigen exposure on MHC class I by leukemic cells. AML blasts thus have been reported to display a skewed balance of co-inhibitory vs. co-stimulatory receptors [29] and recent data also imply a deficiency of T cell/AML blast immune synapse formation [30]. A striking, albeit indirect support for the role of T cells for outcome was provided in a report by Chamuleau and co-workers in their study of the indoleamine 2,3-dioxygenase (IDO) immunosuppressive pathway. IDO degrades tryptophan, which is essential for T cell expansion, and high expression of INDO mRNA by leukemic blasts was shown to herald poor prognosis. High INDO expression was associated with both a higher frequency of relapse among patients in CR and a significantly lower rate of CR, thus implying that INDO/IDO determines the outcome of AML by multiple mechanisms [31]. 2.2. NK cells in immune surveillance The role of autologous NK cells as potential anti-leukemic effector cells in AML has been studied extensively, as reviewed in detail elsewhere [32]. The number of circulating NK cells, an intact anti-tumor cytotoxicity of NK cells, a maintained cytokine-producing function of NK cells, and a preserved expression of activating receptors by NK cells all herald a favorable outcome of AML [23,33–38]. The correlation between NK cell functional integrity and outcome largely reflects a dysfunction of the NK cell population in AML. While the mechanisms are only partly understood, convincing data point to the possibility that NK cells may be inactivated by cells of the leukemic clone, which have been reported to secrete various soluble NK-cell inhibitory factors such as TGF-beta and reactive oxygen species [35,39–42] as well as to inhibit NK cells by cell-to-cell interaction
[43–45]. Table 1 summarizes aspects on lymphocyte dysfunction in AML. The lytic activity of NK cells is governed by their expression of inhibitory and activating receptors [46–48]. Inhibitory killer immunoglobulinlike receptors (KIRs) recognize HLA-A, HLA-B and HLA-C proteins leading to inactivation of NK cells that encounter self-HLA molecules on putative target cells. This mechanism of NK cell inactivation is proposed to explain how NK cells avoid attacking autologous cells, but is assumed to have relevance also for the outcome of allo-transplantation in AML. Retrospective analyses of the KIR status of donor NK cells vs. HLA class I molecules of the recipient thus revealed that mismatches of KIR/class I – which predict allo-reactivity of grafted NK cells – were strongly associated with a reduced risk of relapse after allo-transplantation [49]. Similar results were reported in a subsequent study [50] but disputed by others [51–53]. Additional studies are warranted to define the value of KIR ligand mismatching in AML (for further review, see [32,48,54]). Recent studies propose a protective role also for activating KIRs in AML in the context of allo-transplantation. KIR2DS1 recognizes HLA-C2 molecules, and NK cells expressing KIR2DS1 that are derived from HLA-C1 subjects (HLA-C1/C1 or C1/C2) secrete interferon-γ and efficiently lyse target cells, in particular those expressing HLA-C2. In contrast KIR2DS1+ NK cells from subjects who are homozygous for HLA-C2 (HLA-C2/C2) – thus expressing the ligand for KIR2DS1 as a self-molecule – are hyporesponsive in terms of cytotoxicity and capacity to produce cytokines. With this background, Venstrom and co-workers [55] studied the impact of KIR2DS1 on the relapse rate of allo-transplanted patients. It was observed that the risk of relapse was significantly lower when donors were KIR2DS1+, but only when donors also were homo- or heterozygous for HLA-C1. Patients receiving KIR2DS1+ transplants from HLA-C2/C2 donors thus showed a frequency of relapse similar to that observed with KIR2DS1− transplants. These findings are consistent with the notion that KIR2DS1 is an activating KIR in HLA-C1/C1 or HLA C1/C2 donors, and that KIR2DS1-expressing NK cells are tolerized in HLA-C2/C2 donors [56–58]. Importantly, the results support that donor NK cells significantly contribute to the graft-versus-leukemia reaction with ensuing reduction of relapse risk. 3. Immunotherapy for remission maintenance The notion that immune cells participate in surveillance of leukemic cells in AML, specifically that (1) endogenous T cells and NK cells are endowed with significant anti-leukemic function in AML and (2) both of these lymphocyte subsets significantly contribute to the graftversus-leukemia effect after allo-transplantation, has inspired the evaluation of systemic T cell and NK cell activating agents for relapse control. In addition, the favorable effects of monoclonal antibodies against antigens expressed by malignant cells, in particular in the treatment of B cell malignancies [59–62], have encouraged the development of therapeutic antibodies against AML cells. A potential advantage of immunotherapy is that LSCs, which due to their non-proliferating state ostensibly escape chemotherapy, may be targeted by antibodies and cytotoxic immune cells. 3.1. Monoclonal antibodies Strategies to target leukemic cells using monoclonal antibodies have significantly improved treatment of chronic lymphatic leukemia (CLL) and lymphoma, where CD20 antibodies such as rituximab are routinely used [59–62]. Similar strategies are currently evaluated also in AML. Antibodies binding to leukemic cells are assumed to facilitate clearance of the malignant cells via antibody-dependent cellular cytotoxicity (ADCC), presumably exerted by CD16+ NK cells, or complement activation. Antibodies may also be conjugated to cytotoxic drugs and radioisotopes for directed actions on leukemic cells.
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Table 1 Leukemia-related immunosuppression in AML. Immunosuppressive mechanism
Mode of action and rationale
Therapy
Clinical development
Reactive oxygen species (ROS)
ROS produced by malignant and non-malignant myeloid cells inactive cytotoxic lymphocytes in a PARP-1/ AIF-dependent fashion with ensuing lymphocyte apoptosis.
Histamine dihydrochloride (HDC), a ROS formation inhibitor
Ipilimumab (anti-CTLA-4)
Post-consolidation immunotherapy with [39,112,113,115,117] HDC in conjunction with low-dose IL-2 significantly improved leukemia-free survival in a phase III trial. Post hoc analyses suggested pronounced clinical benefit in monocytic leukemias, where malignant cells express histamine H2-receptors and ROS-producing enzymes. HDC/IL-2 is approved for relapse prevention within EU and in Israel. Early-stage trials are ongoing. [79,83,84]
Anti-PD-L1
Early-stage trials are ongoing.
[43,76]
Preclinical stage.
[133,134,31]
Preclinical stage.
[135,136]
Preclinical stage.
[45,91,137,138]
CTLA-4
CTLA-4 (CD152) on Tregs impairs T-cell function, partly by down-regulating CD80 and CD86 on APCs. CTLA-4 also negatively regulates CD4+ and CD8+ T cells. Programmed cell PD-1 down-modulates T cell function after death-1 (PD-1) interaction with PD-L1, which is expressed by a fraction of AML cells. IDO depletes tryptophan, which is essential Indoleamine for T cell expansion. IDO also induces Tregs 2,3-dioxygenase (IDO) via the tryptophan metabolite 3-HAA. High expression of INDO (encoding IDO) predicts poor prognosis in AML. Fas-ligand (FasL) FasL is expressed by subgroups of AML cells and triggers apoptosis of Fas+ T cells in vitro. FasL is also present in immunosuppressive tumor-derived exosomes (TEX) obtained from AML patients. CD200 CD200R on T cells/NK cells transduces immunosuppressive signals by targeting CD200 expressed by AML cells. CD200 expression by AML cells entails poor prognosis. NK cells from patients with CD200-positive AML are reduced in number and function. Inhibitory KIRs suppress NK cells by transKiller-cell immunoglobulin-like mitting a “self”-signal after binding to HLA class I. Mismatches of KIR/class I may be a receptors (KIR) positive prognostic marker after allo-BMT. Blocking of KIR using IPH2101 has shown promise in a phase I trial.
Anti-CD200
1. SCT with mismatched KIR/class I Early-phase clinical trials. 2. Anti-KIR (IPH2101)
3.1.1. Anti-CD33 Most studies of monoclonal antibodies in AML therapy have focused on CD33 as the target antigen. CD33 is expressed on 85–90% of leukemic blasts as well as by multipotent myeloid precursors, monocytes and neutrophils. The antigen is absent from pluripotent hematopoietic stem cells. Unconjugated anti-CD33 antibodies have shown little clinical benefit in CD33+ non-APL AML [63], but conjugation of anti-CD33 antibodies to cytotoxic drugs or radioisotopes has proven a more efficacious strategy (reviewed in [64]). Gemtuzumab ozogamicin (GO), where anti-CD33 is conjugated to the cytotoxic agent calicheamicin, was approved in 2000 by the FDA as a single-agent induction therapy in elderly patients with relapsed AML [65]. In 2010, GO was withdrawn from the market due to post-approval clinical trials that failed to verify sufficient clinical benefit along with liver toxicity [66,67]. GO is currently undergoing further clinical evaluation, and the use of fractionated lower doses of GO was recently reported to allow the safe delivery of higher cumulative doses along with significantly improved outcome [68]. In APL, cells of the leukemic clone homogenously express CD33, and GO appears to efficiently target these leukemic cells [69,70]. 3.1.2. Antibodies targeting LSC A disadvantage of anti-CD33 antibodies is that less differentiated leukemic cells, not expressing CD33, are not targeted. Although controversies still exist, accumulating evidence indicates that AML cells are organized as a cellular hierarchy, initiated and maintained by self-renewing leukemic stem cells (LSC) [71]. Thus, the LSC most probably need to be eliminated for a permanent cure of AML.
Reference
[48,49,55,85]
The phenotype, maturation stage and expression of cell-surface molecules on the LSC are likely to differ between subtypes of AML. Studies aiming at identifying cell-surface antigens preferentially expressed by LSC, but not by normal hematopoietic stem cells (HSC), have revealed several promising targets including the adhesion molecule CD44, the anti-phagocytic molecule CD47 and the high affinity IL-3 receptor IL3RAP or CD123 (reviewed in [72]). Monoclonal antibodies targeting CD44 [73], CD47 [74] and CD123 [75] have demonstrated efficacy against LSC expressing these surface antigens in murine xenotransplantation models, and anti-CD123 antibodies are currently undergoing investigation in a phase I trial (NCT01632852). 3.1.3. Antibodies targeting PD-L1, PD-L2 and PD-1 Expression of PD-L1 and PD-L2 by cancer cells has been proposed to represent an immune escape mechanism as interactions between these receptors and PD-1, expressed by T cells and NK cells, conveys inhibitory signals to these lymphocytes. In a murine model of AML, blocking of either PD-1 or PD-L1 led to improved T cell responses, rejection of PD-L1 expressing AML cells and increased survival [76]. In a study of 79 AML patients, 18% had B7-H1+ (PD-L1+) blasts [43]; this study also demonstrated that the expression of PD-L1 on leukemic cells was inducible by IFN-γ, and that expression of PD-L1 protected AML cells from CTL lysis [43]. No clinical trials evaluating the usefulness of antibodies inhibiting interactions between PD-L1/ PD-L2 and PD-1 have been completed for AML patients, but trials in other forms of cancer (NCT00729664, NCT00730639) imply that targeting the PD/PD-L interaction is a potentially efficacious strategy
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[77,78]. Since expression of PD-L1 and PD-L2 is induced during immune responses, in part due to the secretion of by IFN-* by lymphocytes, antibodies targeting the PD-1/PD-L1/2 axis may be useful in particular as adjuncts to immunostimulatory therapies. An ongoing trial in AML evaluates the efficacy of blocking PD-1 in conjunction with a DC vaccine (NCT01096602). However, treatments blocking interactions between PD-L1/PD-L2 and PD-1 entail considerable toxicity that may limit its putative use for remission maintenance in AML [77,78]. 3.1.4. Antibodies targeting CTLA-4 In analogy with antibodies targeting PD-1, antibodies against the negative T cell regulator CTLA-4 have been considered in the treatment of AML. CTLA-4 inhibits T cell activation via two principal mechanisms; firstly, when T cells are activated these cells up-regulate expression of CTLA-4, which conveys T cell inhibition upon interaction with its receptors CD80 and CD86. Secondly, CTLA-4 is constitutively expressed by regulatory T cells (Tregs) and plays a critical role for the immunosuppression exerted by these cells [79]. Thus, Tregs down-modulate CD80 and CD86 by DCs in a CTLA-4 dependent manner, rendering the DCs less capable of initiating immune responses [79,80]. The CTLA-4 antibody ipilimumab has been approved for treatment of metastatic malignant melanoma on the basis of several trials showing improved overall survival [81,82]. There are reports showing a correlation between high frequencies of Tregs and unfavorable outcome of AML [83,84] and early-stage trials targeting CTLA-4 in AML are underway (NCT01757639, NCT00060372). 3.1.5. Anti-KIR As discussed in Section 2.2, allo-transplantation with KIR-HLAmismatched donors has highlighted the importance of NK cell function for outcome. A fraction of grafted NK cells cannot be inhibited due to the KIR/KIR ligand mismatch, which enhances NK cell cytotoxicity against leukemic cells. With this background, attempts are being made in non-transplanted patients to treat patients with antibodies directed against inhibitory KIRs on NK cells. In a phase I trial, the administration of the antibody IPH2101, which blocks the major inhibitory KIRs, was shown to be feasible and potentially efficacious in elderly AML patients in first CR [85]. An ongoing randomized phase II trial evaluates IPH2101 for remission maintenance (NCT01687387). 3.1.6. CXCR4 inhibitors and antibodies The interaction of myeloid leukemic blasts with the bone marrow environment is postulated to keep leukemic cells in a dormant stage. The chemokine receptor CXCR4, which is expressed by approximately 50% of AML blasts, binds to CXCL12 produced by bone marrow stromal cells [86]. Targeting the CXCR4/CXCL12 interaction therefore may favor stem cell mobilization and cell cycle entry, thus resulting in enhanced sensitivity to chemotherapy [87]. Early-stage trials have been performed using the CXCR4 inhibitor plerixafor in combination with chemotherapy [88]. Preclinical studies have shown that also other small molecule antagonists and humanized antibodies targeting CXCR4 exhibit potent CXCR4dependent cytotoxicity [89,90], and a phase I study has been initiated using anti-CXCR4 in AML (NCT01120457). 3.1.7. Targeting CD200 CD200 is an immunosuppressive glycoprotein that transduces inhibitory signals upon interaction with CD200R. CD200 is expressed by several subsets of leukocytes including T cells, B cells and dendritic cells as well as by subsets of AML cells [44]. Over-expression of CD200 by AML cells has been associated with increased relapse risk, in particular in non-core binding factor leukemias [91]. NK cells from patients with CD200hi AML cells are reduced in number and function [45] and in vitro analyses imply that CD200+ AML cells suppress NK cell function, which is prevented by CD200 blockade [45]. Notably, anti-CD200 of the IgG1, but not IgG2 or IgG4, isotypes yielded depletion of activated
human T cells in vitro by mediating antibody-dependent cellular cytotoxicity by NK cells [92]. 3.2. Immunotherapy with systemic cytokines 3.2.1. Cell cycle induction A limitation of chemotherapy is that only dividing cells are targeted, thus dormant leukemic stem cells (LSC) may escape the cytotoxic action of such therapy. A means to enable targeting also of LSC may be to induce cell-cycle progression of resting AML cells. Induction therapy regimens in China and Japan frequently combine cytarabine and aclarubin with G-CSF, where the latter drug aims to trigger proliferation of resting leukemic cells. A meta-analysis of thirty-five trials with a total of 1029 AML and MDS patients showed that the CR rate of regimens where G-CSF was included was significantly higher than regimens without G-CSF [93]. 3.2.2. NK and T cell activators An early form of immunotherapy in AML comprised stimulation with bacillus Calmette-Guérin (BCG), which triggers the formation of immune-enhancing cytokines such as interleukin-2 (IL-2), IL-12 and IL-18 in addition to polyclonally activating subsets of T cells. No randomized evaluation of the putative efficacy of BCG administration in the post-chemotherapy phase of AML treatment has been performed, but meta-analyses suggested that this treatment did not impact on relapse risk or survival [94]. More recent studies have used interferon-α, which efficiently activates NK cell-mediated cytotoxicity and improves antigen presentation [95], for remission maintenance; a randomized AML trial by Goldstone and co-workers did not, however, show a benefit in terms of relapse protection by this treatment [96]. In the late 1990's linomide, a quinoline derivative with pleiotropic immunostimulatory properties, including NK cell activation, was evaluated for relapse prevention in AML in a randomized phase III trial, again with disappointing results [97]. Despite the failure of these earlier efforts to avoid relapses by boosting immunity in the post-chemotherapy phase, there were significant expectations of successful AML immunotherapy in the form of IL-2, a T cell-derived cytokine that activates several subsets of T cells and, additionally, strongly boosts the cytotoxic activity of NK cells [98]. However, IL-2 monotherapy for relapse control has yielded disappointment: six randomized trials using IL-2 have failed to demonstrate significant relapse prevention or prolongation of time in CR [99–104]. The inefficiency of IL-2 to prevent relapse has been confirmed in two meta-analyses comprising a total of N 1400 patients [105,106]. The lack of in vivo efficacy of NK and T stimulatory therapies may be due to leukemia-related immunosuppressive mechanisms that counter the desired induction of cell-mediated, anti-leukemic immunity. Several immunosuppressive pathways have been described in AML [33,34,40] and thus immunostimulatory agents may need to be combined with counter-suppressive strategies to unravel their anti-leukemic potential. A mechanism of immunosuppression of potential relevance to the efficiency of IL-2 treatment in AML relates to the capacity of myeloid cells (i.e. normal and malignant monocyte/macrophages and granulocytes) to produce reactive oxygen species (ROS) via the NADPH oxidase (NOX-2) [107–109]. Extracellular, myeloid cell-derived ROS down-regulate functions of NK cells and T cells and trigger significant cell death in these lymphocyte subsets. A NOX-2 inhibitor, histamine dihydrochloride (HDC), acting via H2 type histamine receptors expressed by myeloid cells, rescues NK cells and T cells from ROS-induced inhibition and apoptosis, and promotes anti-leukemic functions of IL-2 [110–114]. HDC has been used together with IL-2 for relapse prevention in AML in several clinical trials, and a phase III study of 320 patients in the post-consolidation phase showed a significantly improved leukemia-free survival in patients receiving HDC/IL-2 [115]. In 2009, the combination of HDC and IL-2 was approved within EU as maintenance remission therapy in AML [113,114,116].
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Recently, it was reported that the clinical benefit of HDC/IL-2 may be preferential to or restricted to subtypes of AML. Aurelius et al. performed post hoc analyses of phase III trial results pointing to a pronounced relapse-protective among patients with monocytic AML (FAB classes M4 and M5), but no apparent benefit in FAB-M2 (myeloblastic) AML [117]. These authors also reported that FAB-M4/M5 AML cells, but not FAB-M2 cells, triggered extensive apoptosis in adjacent NK cells by producing ROS via NOX-2. FAB-M4/M5 cells expressed functional H2Rs that mediated inhibition of ROS production by HDC, which rescued NK cells from AML cell-induced apoptosis. These findings thus imply that monocytic AML cells utilize ROS as a strategy to avoid destruction by NK cells, and that the value of HDC/IL-2 therapy may be explained by H2R-dependent inhibition of ROS-production by leukemic cells, as depicted in Fig. 1 [39,117]. A potential disadvantage with the use of IL-2 as an immunostimulatory agent is that this cytokine induces Tregs [79,118–121]. These cells express the high-affinity IL-2 receptor CD25 (IL-2Rα), and the IL-2-induced expansion of Tregs in AML immunotherapy may thus compromise anti-leukemic efficacy. Recently, modified variants of IL-2 were developed that activate T cells irrespective of interaction with CD25. One such IL-2 variant was superior to IL-2 in expanding the population of cytotoxic T cells; it also showed improved anti-tumor responses in vivo and elicited less expansion of Treg cells [122]. A similar approach was adopted by Klein and co-workers, who developed an IL-2 variant with abolished CD25 binding, fused to the C-terminus of a tumor-specific IgG1 antibody [123]. IL-15 shares several immunostimulatory properties of IL-2, but does not induce Treg responses. Thus, IL-15 preferentially drives expansion of CD8+ central and effector memory T cells and NK cells, with no apparent effect on Tregs [124]. Two phase I trials are currently determining the safety of IL-15 monotherapy in metastatic malignant melanoma and renal cell carcinoma, and in combination with adoptive transfer of haploidentical NK cells in AML (NCT01369888, NCT01021059, NCT01385423). 3.3. Strategies for vaccination in AML As recently reviewed by Anguille and co-authors [20], a large number of T-cell antigens have been identified in AML. These antigens are leukemia-specific (LSA), i.e. uniquely expressed by AML cells, or leukemia-associated (LAA), i.e. expressed at low levels also by non-malignant cells.
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Several of the LSAs are proteins that arise from chromosomal translocations and include fusion proteins such as AML1-ETO (t(8;21)), DEK-CAN (t(6;9)) and promyelocytic leukemia-retinoic receptor alpha (PML-RARα; t (15;17)). Mutant proteins with properties of LSA have also been identified in Flt3-ITD+ and NPM1+ AML. The development of LSAs for AML immunotherapy has hitherto been hampered by the fact that these antigens typically are relevant to small groups of patients, and the current information on the clinical utility of LSA-based immunotherapy is scarce. Recently, immunogenic properties of the protein encoded by the mutated nucleophosmin gene (NPMmut) were described; this mutation is found in approximately 30% of all patients with AML and in 50–60% of those with normal karyotype. Greiner et al. [125] found that 30–40% of AML patients showed T cell responses to NPMmut-derived epitopes, implying that this LSA may constitute a target for T-cell based therapy in a relatively large patient group. Immunogenic LAAs, in particular those expressed by a wider range of AML subtypes, have been more extensively studied. Induction of T cell immunity has been achieved either by vaccination with LAA-associated peptides or observed in the context of allo-transplantation with CD8+ responses occurring against, e.g., BMI1, HOXA9, hTERT, MUC1, myeloperoxidase, proteinase 3, and RHAMM, but the information about the clinical relevance of induction of respective T cell subsets is mostly anecdotal. The Wilm's tumor 1 antigen (WT1), which is overexpressed by AML cells, is arguably the best characterized LAA. The antigen is expressed across FAB classes of AML and expressed by LSCs, and several WT1-derived peptides have been assessed for in vivo immunogenicity in patients with AML [126] (reviewed in Angullie et al. [20]). Recently, Van Tendeloo et al. [127] introduced full-length WT1 mRNA into dendritic cells (DCs) and observed reductions of WT1 transcript levels (as a marker of residual leukemia) in five WT1/DC-vaccinated AML patients in parallel with the development of WT1-specific CD8+ T cells. Several clinical trials are in process to evaluate the potential benefit of WT1/DC immunotherapy in AML [128]. In addition to immunity evoked by vaccination or allo-transplantation, non-transplanted patients may display natural T and B cell reactivity against AML-derived antigens. A study by Greiner et al. [28] showed that approximately one third of AML patients develop antibodies against several AML antigens, and Scheibenbogen et al. [129] reported the induction of CD8+ T cell responses to WT1 and proteinase 3 among newly diagnosed patients and those in CR. Additional studies from the
Fig. 1. Schematic representation of ROS-induced suppression of NK cells and its regulation by HDC and IL-2. (A) Mature monocytic AML cells produce ROS via the NADPH-oxidase, which triggers apoptotic cell death in adjacent NK cells. (B) HDC inhibits ROS production acting via H2-receptors on monocytic AML cells and thus preserves NK cell viability and function, including responsiveness to IL-2.
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Greiner group demonstrated that 7/10 patients in CR displayed T cell responses against the oncofetal antigen preferentially expressed antigen of melanoma (PRAME), and that mRNA expression in AML cells of at least 1 of the 3 LAAs RHAMM/HMMR, PRAME, or G250/CA9 was associated with a significant survival advantage [28]. 4. Future immunotherapeutic strategies Most immunotherapeutic protocols in AML have been developed for relapse prevention in the post-consolidation phase, but immune-based strategies appear to play a significant role also in earlier stages of disease. The example of GO is likely to inspire further development of conjugated antibodies, and the relicensing of GO for use in CD33+ AML seems probable. An additional strategy, i.e. the adoptive transfer of T cells retrovirally transfected to express an antibody against leukemic cells along with co-stimulatory molecules (chimeric antigen receptors, CAR) has shown promise in B cell malignancies, including refractory ALL [130], and most likely will be evaluated also in AML. Also, a more widespread use of cell cycle inducers, such as G-CSF and/or the CXCR4 inhibitor plerixafor, during induction therapy may result in higher rates of patients achieving complete remission and lower incidence of relapses. In addition, the use of adoptively transferred NK cells to treat hematopoietic malignancies is currently expanding, as reviewed in [131]. There is a high demand for improved strategies to prevent relapses in the post-remission stage, in particular for patients who are not eligible for allo-transplantation. HDC/IL-2 is currently the only approved post-remission treatment (in EU and Israel), but the current pace of development is likely to bring about additional immunotherapeutics. Lessons from the past decades teach that single-agent NK cell- or T cell-activators are likely to be inefficacious, as exemplified by the unexpected failure of post-remission IL-2 therapy for relapse control. Future protocols may comprise a counter-suppressive component aiming to reduce or neutralize leukemia-related immunosuppression (as listed in Table 1) with, for example, a T- or NK-cell activating component such as a vaccine, engineered variants of IL-2, IL-15, or an antibody mediating ADCC against leukemic cells. In addition, biomarkers that predict efficacy need to be developed in parallel with the immunotherapies, not least because several counter-suppressive strategies, including anti-PD/PDL or anti-CTLA-4, entail significant immune-related toxicity [78,132]. Ideally, this development results in personalized immunotherapy that controls relapse of AML as efficiently as allo-transplantation, but with reduced treatment-related morbidity. Conflict of interest Author KH holds issued and pending patents on the use of histamine dihydrochloride and related compounds in cancer. References [1] Tallman MS, Gilliland DG, Rowe JM. Drug therapy for acute myeloid leukemia. Blood 2005;106:1154–63. [2] Astrom M, Bodin L, Tidefelt U. Adjustment of incidence rates after an estimate of completeness and accuracy in registration of acute leukemias in a Swedish population. Leuk Lymphoma 2001;41:559–70. [3] Schiller G, Gajewski J, Territo M, Nimer S, Lee M, Belin T, et al. Long-term outcome of high-dose cytarabine-based consolidation chemotherapy for adults with acute myelogenous leukemia. Blood 1992;80:2977–82. [4] Kolb HJ. Graft-versus-leukemia effects of transplantation and donor lymphocytes. Blood 2008;112:4371–83. [5] Breems DA, Van Putten WL, Huijgens PC, Ossenkoppele GJ, Verhoef GE, Verdonck LF, et al. Prognostic index for adult patients with acute myeloid leukemia in first relapse. J Clin Oncol 2005;23:1969–78. [6] Estey EH. Acute myeloid leukemia: 2012 update on diagnosis, risk stratification, and management. Am J Hematol 2012;87:89–99. [7] Martelli MP, Sportoletti P, Tiacci E, Martelli MF, Falini B. Mutational landscape of AML with normal cytogenetics: biological and clinical implications. Blood Rev 2013;27:13–22.
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