Incidence of CNS Injury for a Cohort of 111 Patients Treated With Proton Therapy for Medulloblastoma: LET and RBE Associations for Areas of Injury

Incidence of CNS Injury for a Cohort of 111 Patients Treated With Proton Therapy for Medulloblastoma: LET and RBE Associations for Areas of Injury

Accepted Manuscript Incidence of CNS Injury for a Cohort of 111 Patients Treated with Proton Therapy for Medulloblastoma; LET and RBE Associations for...

3MB Sizes 0 Downloads 43 Views

Accepted Manuscript Incidence of CNS Injury for a Cohort of 111 Patients Treated with Proton Therapy for Medulloblastoma; LET and RBE Associations for Areas of Injury Drosoula Giantsoudi, Roshan V. Sethi, Beow Y. Yeap, Bree R. Eaton, David H. Ebb, Paul A. Caruso, Otto Rapalino, Yen-Lin E. Chen, Judith Adams, Torunn I. Yock, Nancy J. Tarbell, Harald Paganetti, Shannon M. MacDonald PII:

S0360-3016(15)03343-X

DOI:

10.1016/j.ijrobp.2015.09.015

Reference:

ROB 23169

To appear in:

International Journal of Radiation Oncology • Biology • Physics

Received Date: 4 February 2015 Revised Date:

3 September 2015

Accepted Date: 11 September 2015

Please cite this article as: Giantsoudi D, Sethi RV, Yeap BY, Eaton BR, Ebb DH, Caruso PA, Rapalino O, Chen Y-LE, Adams J, Yock TI, Tarbell NJ, Paganetti H, MacDonald SM, Incidence of CNS Injury for a Cohort of 111 Patients Treated with Proton Therapy for Medulloblastoma; LET and RBE Associations for Areas of Injury, International Journal of Radiation Oncology • Biology • Physics (2015), doi: 10.1016/ j.ijrobp.2015.09.015. This is a PDF file of an unedited manuscript that has been accepted for publication. As a service to our customers we are providing this early version of the manuscript. The manuscript will undergo copyediting, typesetting, and review of the resulting proof before it is published in its final form. Please note that during the production process errors may be discovered which could affect the content, and all legal disclaimers that apply to the journal pertain.

ACCEPTED MANUSCRIPT Incidence of CNS Injury for a Cohort of 111 Patients Treated with Proton Therapy for Medulloblastoma; LET and RBE Associations for Areas of Injury. Drosoula Giantsoudi*, Roshan V. Sethi*, Beow Y. Yeap, Bree R. Eaton, David H. Ebb, Paul A. Caruso,

RI PT

Otto Rapalino, Yen-Lin E. Chen, Judith Adams, Torunn I. Yock, Nancy J. Tarbell, Harald Paganetti, Shannon M. MacDonald

Department of Radiation Oncology (D.G., R.V.S., B.R.E., Y.E.C., J.A., T.I.Y., N.J.T., H.P., S.M.M.), Department of Medicine (B.Y.Y.), Department of Pediatrics (D.H.E.) and Department of Radiology

SC

(P.A.C., O.R.) at the Massachusetts General Hospital, 55 Fruit Street, Boston, Massachusetts, 02114 USA

Correspondence:

M AN U

Running Title: Correlations of LET and Brainstem toxicity after proton RT

Shannon MacDonald, M.D., Massachusetts General Hospital, Department of Radiation Oncology

Yawkey 112, 54 Fruit Street, Boston, MA 02114 Tel: (617) 726-5184, Fax: (617) 726-3603

TE D

E-mail: [email protected]

* DG and RVS has contributed equally to this work.

CONFLICT OF INTEREST NOTIFICATION: N.T.’s spouse is on the medical advisory board of ProCure.

EP

All other authors deny any real or potential conflicts of interest. FUNDING STATEMENT: R.V.S. was supported by the Doris Duke Charitable Foundation. Research was

AC C

supported by the National Cancer Institute of the National Institutes of Health under Award Number P01CA021239 and the Federal Share of program income earned by Massachusetts General Hospital on C06 CA059267, Proton Therapy Research and Treatment Center. The content is solely the responsibility of the authors and does not necessarily represent the official views of the National Institutes of Health. ACKNOWLEDGMENTS: We would like to thank Jonathan Jackson and Tao Song of the Enterprise Research Infrastructure and Services (ERIS) group at Partners Healthcare for their in-depth support and smooth computing cluster operations, upgrades, and fixes.

1

ACCEPTED MANUSCRIPT

SUMMARY This report investigates the incidence of CNS injury in a large cohort of medulloblastoma patients treated with craniospinal irradiation by proton radiotherapy. An overall incidence of 3.6% was

RI PT

found. No clear correlation was found between the sites of toxicity and elevated RBE due to higher

AC C

EP

TE D

M AN U

SC

linear energy transfer values.

ACCEPTED MANUSCRIPT

ABSTRACT BACKGROUND: CNS injury is a rare complication of radiotherapy for pediatric brain tumors, but its incidence with proton radiotherapy (PRT) is less well defined. Increased linear energy

RI PT

transfer (LET) and relative biological effectiveness (RBE) at the distal end of proton beams may influence this risk. We report incidence of CNS injury in medulloblastoma patients treated with PRT and investigate correlations with LET and RBE values.

SC

METHODS: We reviewed 111 consecutive patients treated with PRT for medulloblastoma between 2002 and 2011 and selected patients with clinical symptoms of CNS injury. MRI

M AN U

findings for all patients were contoured on original planning scans (TCAs-treatment change areas). Dose and LET distributions were calculated for the treated plans using Monte Carlo. RBE values were estimated based on LET-based published models.

RESULTS: At 4.2 years median follow up, the 5-year cumulative incidence of CNS injury was

TE D

3.6% for any grade and 2.7% for grade 3+. Three of four symptomatic patients were treated with a whole posterior fossa boost. Eight of ten defined TCAs had higher LET values than the target but statistically non-significant differences in RBE values (p-value=0.12).

EP

CONCLUSIONS: CNS/brainstem injury incidence for PRT in this series is similar to that reported for photon radiotherapy. The risk of CNS injury was higher for whole posterior fossa

AC C

boost than for involved field. Although no clear correlation with RBE values was found, numbers were small and additional investigation is warranted to better determine the relationship between injury and LET.

Key Words: Medulloblastoma, proton, brainstem injury, CNS injury, linear energy transference

1

ACCEPTED MANUSCRIPT

INTRODUCTION As medulloblastoma outcomes have improved markedly, long-term toxicities in survivors are receiving greater attention. CNS radiation injury, most often seen in the brainstem, is a rare

RI PT

but potentially devastating treatment complication(1). PRT is becoming more widely used for medulloblastoma due to better sparing critical CNS structures and organs anterior to the brainstem and spinal column and its potential to decrease late complications. However, at least a portion

SC

and sometimes the entire brainstem is part of the high-dose target volume for PRT and ideal beam arrangement for sparing the cochlea, neuroendocrine structures and temporal lobes usually

M AN U

requires placing the distal end of the treatment field within the brainstem for an involved field (IF) boost and at or just beyond it for whole posterior fossa (PF) treatment. For PRT, it’s necessary to account for the relative biological effectiveness (RBE) compared to photon treatments. Although an average RBE value of 1.1 is used clinically, it’s

TE D

known that RBE varies within a PRT field, depending dose, linear energy transfer (LET) and radiobiological properties of tissues(2). LET is the energy transferred to absorbing tissue per unit track length of a particle reported in keV/µm and maximizes near the end of proton field range.

EP

LET could impact the incidence of CNS injury from PRT if high LET regions are within the brainstem and RBE-weighted-doses are higher than estimated by current treatment planning

AC C

systems. Clinical experience is maturing and software systems have been developed to accurately calculate the LET distribution for a proton plan within a patient facilitating the investigation of potential correlation of clinical outcomes with LET distributions, to further our knowledge of PRT and potentially improve upon treatment planning for future patients. In this study, we review the incidence and location of CNS and brainstem injury in the largest existing medulloblastoma patient cohort treated with PRT. We calculated the LET

2

ACCEPTED MANUSCRIPT

distribution for patients with and without injury and compared LET values of MRI treatment change areas (TCAs) to those for the whole treated volumes.

RI PT

MATERIALS AND METHODS

Patients and clinical data

SC

Between May 2002 and December 2011, 111 pediatric patients with medulloblastoma were treated with CSI PRT at our institution. Eighty-four of these patients were enrolled on

M AN U

prospective institutional trials. Clinical data obtained from charts review included the patient’s sex, ethnicity, date of birth, pathological diagnosis, histological grade, risk status, surgical procedures, extent of surgery, PRT treatment details, neurological symptoms, date of last follow-

TE D

up, disease and survival status, location and date of first observed symptomatic TCA.

Definition of radiation injury

We defined radiation injury as new or progressive CNS symptoms not attributable to

EP

tumor progression. We included all areas of MRI radiographic changes in symptomatic patients. Consistent with previous publications, injury was retrospectively graded using the National

AC C

Cancer Institute Common Terminology Criteria for Adverse Events (version 4) for central nervous system necrosis(1, 3). (See appendix). Not all cases were considered to represent necrosis, which is why the term “injury” is used preferentially in this manuscript. Areas of MRI radiographic changes in asymptomatic patients included in this study were not reported as radiation injury, since they were not associated with any CNS symptoms.

LET and RBE-weighted-dose distribution 3

ACCEPTED MANUSCRIPT

CSI passively scattered PRT was delivered to all patients in the prone position, followed by either an IF boost or whole PF boost. For patients with reported radiographic changes (TCAs), MRI scans were fused with the original planning CT image set. The locations of radiographic

RI PT

changes were then contoured in the original CT by a neuro-radiologist (P.C.) and a pediatric radiation oncologist (S.M.) based on registration and anatomic landmarks and accounting for growth and change.

SC

Each patient’s anatomical and beam geometry were imported, as treated, into TOPAS (TOol for PArticle Simulation – version b8(4)) Monte Carlo system. Using the clinical dose

M AN U

calculation grid, dose-to-water and corresponding dose-averaged LET (LETd) values, in units of keV/µm/(gr/cm3), were scored in voxel-by-voxel basis, as described by Grassberger et al.(5). To evaluate potential clinical implications associated with the LET distribution, voxel-byvoxel RBE and RBE-weighted-doses were calculated for all patients with TCAs and six

TE D

additional randomly selected patients without reported TCAs. Because RBE estimations are associated with considerable uncertainties and variations among different models, two alternative LET-based RBE models were employed here, described by Freese et al(6) (“Wilkens model”) and

EP

Carabe et al(7) (“Carabe model”), respectively. Both models are based on the standard linearquadratic dose-response formalism and assume linear relationship between LET and RBE for a

AC C

given dose, with the slope depending on the α/β ratio of the tissue. In the Wilkens model, an average target RBE value is considered as an input parameter

along with its mean dose and LET values calculated based on the clinical treatment plan information. The model predicts the relative variations in RBE values, while maintaining the target’s average RBE value. In this work, an average target RBE value of 1.1 was assumed as an input. In contrast, the Carabe model predicts absolute RBE values based on the calculated dose and LET distributions for each structure of reference. Differences in tissue response are 4

ACCEPTED MANUSCRIPT

considered via α/β values in both models. For the structures (i.e. normal brain, healthy CNS tissues) under study an α/β value of 2.1 Gy was used in both models (αx=0.0425 Gy-1 and

RI PT

βx=0.0203 Gy-2), as averaged over the range of values found in literature(8, 9).

Statistics

Time to injury was measured from the starting date of PRT until the date of first observed TCA or

SC

was censored at the last follow-up among patients still alive without injury. The cumulative incidence of radiation injury was estimated with death defined as a competing risk and was

M AN U

compared between dose groups using Gray’s test. LET and RBE value comparisons between the necrotic areas or TCAs and the whole boost target volume, were assessed using the Wilcoxon signed-rank test. Data analysis was performed using SAS 9.3 (SAS Inst Inc, Cary, NC) with p-

RESULTS Patients

TE D

values based on a two-sided hypothesis test.

EP

Table 1 summarizes the demographic, tumor and treatment characteristics of all patients with (n=4) and without (n=107) CNS radiation injury. Also listed are those patients who showed

AC C

radiographic treatment change but developed no symptoms (6 out of the 107). The majority of patients with standard risk disease were treated per or on ACNS0331 and the majority of high-risk patients were treated per or on ACNS0332. A small number of younger patients were treated on or per Headstart II or III protocol prior to radiation. Nearly all patients presented with hydrocephalus. Most had resolution of hydrocephalus with removal of tumor and few required a permanent shunt. None of the 4 patients with CNS injury required a shunt. All patients with symptoms of injury had radiographic findings. No patient underwent biopsy. Clinically, follow 5

ACCEPTED MANUSCRIPT

up was considered sufficient to ensure that these were not cases of tumor recurrence. All patients had areas of gadolinium enhancement and larger areas of T2 hyperintensity.

RI PT

[Table 1]

Radiation injury

Ten patients had post-treatment radiographic changes, of whom four patients experienced

SC

CNS radiation injury at a median time of 9 months (range, 8 to 18 months) from the start of PRT. Table 2 summarizes the clinical details of the four symptomatic patients. Patients 1,3, and 4 were

M AN U

treated with chemotherapy on or per ACNS0331 and patient 2 received a modified Head Start II regimen. This patient received 2 cycles of Methotrexate, Cisplatin, Cytoxin, and Etopside. He developed acute renal failure and chemotherapy was modifed to include oral Etoposide, Vincristine and Carboplatin. Three patients developed brainstem injury symptoms with All three patients received

TE D

corresponding MRI lesions (two grade 3 injury; one grade 4).

treatment. Two recovered fully from their symptoms, but the patient with grade 4 injury remains paraplegic and dependent on a tracheostomy and feeding tube. The fourth patient developed

EP

cervical injury symptoms and a corresponding lesion was found at C1-C2, considered as grade 2 injury. This patient received no intervention other than omission of her final cycle of

AC C

chemotherapy and recovered completely. Two patients developed additional symptomatic radiation injury more than a month after the initial injury. Patient 1 developed osteonecrosis of the right temporal bone (internal auditory canal) 16 months after the first injury. In addition, this patient developed an additional lesion consistent with brainstem necrosis 6 years and 8 months after the first injury. Patient 3 developed additional brainstem injury 27.4 months from the start of RT.

6

ACCEPTED MANUSCRIPT

[Table 2]

The 5-year cumulative incidence of CNS radiation injury was 3.6% for grade 2-4 injury,

RI PT

and 2.7% for with Grade 3+ injury (see Table 3). As all patients with brainstem lesions developed Grade 3+ brainstem injury, the 5-year cumulative incidence of brainstem radiation injury/necrosis is also 2.7%. The risk of all or Grade 3+ only radiation injury was not significantly altered by CSI

SC

dose (>23.4 Gy(RBE) vs. < 23.4 Gy(RBE): 0% vs. 5.3%; p=0.179 and 0% vs. 4.0%; p=0.247) or boost dose (<54.0 Gy(RBE) vs. >54.0 Gy(RBE): 3.8% vs. 0%; p=0.693 and 2.9% vs. 0%;

M AN U

p=0.733). The risk of any radiation injury was higher with the use of a whole PF boost (IF boost vs. whole PF boost; 1.4% vs. 7.7%; p=0.094) but the difference in only Grade 3+ injury was not statistically significant (1.4% vs. 5.1%; p=0.259).

TE D

[Table 3]

Studying the suggested risk factors per Indelicato et al(3), for the three patients who

EP

experienced brainstem injury, no brainstem volume received dose equal or higher than 60 Gy (Table 2). However for three patients (patients 1, 3 and 4; all received PF boost) the median dose

AC C

to the brainstem was higher than 52.4 Gy(3). The same was true for all 6 patients with asymptomatic TCAs, although none of the TCAs in these cases were located within the brainstem.

LET and RBE-weighted-dose calculations Table 4 summarizes the simulated mean LET and RBE-weighted-dose values for all patients under study. The mean LET value for the total of 10 symptomatic TCAs is compared to 7

ACCEPTED MANUSCRIPT

the corresponding value for the whole boost target volume, which was the whole PF for three patients and the involved field for one. Eight out of ten symptomatic TCAs showed higher LET values compared to the whole target (range of differences: 0.02-1.4 keV/µm per unit density).

RI PT

The mean LET value, averaged over all 10 symptomatic TCAs, was 2.7 versus 2.4 keV/µm per unit density in the whole boost target volume. Differences in LET values between TCAs and the corresponding whole boost target volume were statistically significant (p-value<0.05).

SC

The mean LET value, averaged over all 6 asymptomatic TCAs, was lower than the corresponding value for the boost target volumes (2.2 versus 2.5 keV/µm/(gr/cm3), p-value<0.05)

M AN U

but the difference in biological effect between these two LET values would be insignificant (~2%). No statistically significant differences were found on the volume of brainstem with LET more that 3keV/µm/(gr/cm3) between the symptomatic, the asymptomatic and the no-TCA patients. No differences were observed in the LET distributions among the three studied patient

TE D

groups (Appendix figures 1-5).

EP

[Table 4]

For all symptomatic patients the Carabe model predicted higher mean RBE-weighted-dose

AC C

for the boost target and TCAs compared to the constant RBE value of 1.1. Figures 1 and 2 show the results for patients 1 and 2 (tables 2 and 4). Two-dimensional RBE-weighted-dose distributions assuming constant (figures 1a and 2a) and variable RBE (Carabe model - figure 1b and 2b) are presented, along with their difference (figures 1c-d and 2c-d). For patient 1, great variations in LET distributions were noticed within the PF target and among the injured areas, as seen by the distribution of the LET volume histograms (LET-VHs - figure 1e) and the mean values in table 4. The RBE-weighted DVHs for these areas followed a similar pattern with the 8

ACCEPTED MANUSCRIPT

LET-VHs: although for constant RBE their mean doses are close or even lower than the mean target dose, all TCAs, except for the resection cavity TCA, showed increased variable-RBE-

[Figure 1]

RI PT

weighted dose compared to the whole target volume.

SC

Similarly for patient 2 (figure 2), the TCA’s mean RBE-weighted-dose (Carabe model) was found to be 3.1 Gy higher than the corresponding value for the target (figures 1c and d and

M AN U

table 4). The LET-VHs for this case (figure 2e) show considerably increased LET distribution for the TCA (brainstem SRC – figure 2) compared to the IF target (CTV). DVH analysis shows higher variable-RBE-weighted-doses for the brainstem TCA for this case compared to the CTV, while for constant RBE the inverse is observed (figure 2f). Color-wash areas in Figure 2f

TE D

represent the uncertainty due to the range of α/β values reported in the literature for the structures of interest (α/β ranging from 1.5 Gy to 2.8 Gy for normal brain anatomy(5)).

EP

[Figure 2]

AC C

Based on the reported values (table 4 - Carabe model), mean RBE averaged over all 10

symptomatic TCAs was 2% higher compared to the corresponding target mean RBE, but not statistically significant (p=0.12). Furthermore, 2% dose deviations are well within the accuracy of clinical dosimetry and considered clinically insignificant. Similar results were observed with the Wilkens model: under the assumption of average target RBE of 1.1, the mean RBE-weighteddose for the TCAs was not statistically different than when assuming constant RBE.

9

ACCEPTED MANUSCRIPT

DISCUSSION: Our five-year cumulative incidence of overall CNS injury is 3.6%. The cumulative incidence of >Grade 2 injury or brainstem injury is 2.7%. Initial affected sites included the

RI PT

brainstem (n=3) and upper cervical spinal cord (n=1) for this cohort.

The incidence of brainstem radiation injury/necrosis encountered in this series is comparable to photon series, which are summarized in the appendix(1, 10-13). In the largest

SC

retrospective review, Murphy et al followed 236 children with embryonal tumors for a median of 52 months(1). The 5-year cumulative incidence of any radiation necrosis was 3.7% among all

M AN U

patients, and 4.4% among those with infratentorial tumors. The second largest series, by Christopherson et al, followed 53 patients with medulloblastoma for a median of 24 years, with a crude incidence of symptomatic radiation necrosis of 5.6%(10). Although these figures are similar to those encountered in our series, there are several limitations to the comparison. In the

TE D

study by Murphy et al, the primary outcome was imaging changes, though seven of eight affected patients were symptomatic. In addition, Murphy et al administered a higher median IF or PF boost dose compared to our series and a relatively aggressive chemotherapeutic regimen(1).

EP

Similar to Murphy, we found that after the first diagnosis of injury or necrosis, subsequent injury can still develop, even after resolution of the first event.

AC C

There is little available data on CNS injury for PRT(14, 15). Indelicato et al reviewed

children treated with PRT for a variety of central nervous system malignancies(3). Among the 313 patients who received a minimum dose of 50.4 Gy(RBE) to the brainstem, the 2-year cumulative incidence of any brainstem injury was 3.8% and of grade 3+ injury was 2.1%. Rates of injury were higher for PF tumors. MacDonald et al followed 70 patients with ependymoma treated with PRT to a median dose of 55.8 Gy(RBE) to areas at high risk for disease recurrence;

10

ACCEPTED MANUSCRIPT

the majority of patients received 54 Gy(RBE) to the initial CTV(14, 15). At a median follow-up of 46 months, there were no cases of radiation necrosis. It is worth noting that Ruben et al found that sensitizing chemotherapy regimens increased

RI PT

the risk of radiation necrosis by fivefold(16). Spearfico et al reported the highest recorded incidence of symptomatic radiation necrosis in a study of children who received myeloablative chemotherapy (followed by peripheral blood stem cell rescue) in addition to photon RT(13). In

SC

our series all patients with grade 3 brainstem injury/necrosis had PF syndrome and notable sensitivities to chemotherapeutic agents, with one patient tested for DNA sensitivity due to severe

M AN U

chemotherapy injury prior to receiving PRT. While this is only an observation it supports the hypothesis that multiple patient and treatment-related factors contribute to the etiology of brainstem necrosis. The influence of other variables, including dose, gross total resection, perioperative complications and shunting, should also not be discounted. In our series, no significant

TE D

effect was found from the CSI dose or the cumulative involved field dose. We did find an association with boost treatment of the whole PF versus the IF. Due to the limited number of symptomatic patients in our series, it is difficult to draw firm conclusions.

EP

However, this finding supports Murphy’s findings that patients who developed necrosis received >50Gy to a larger percentage of the infratentorial brain (92.1% vs. 72.9%; p=0.03)(1) and

AC C

Indelicato’s finding that median dose to the brainstem of >52.4 Gy is a risk factor for brainstem injury. Some centers employ techniques to avoid placing the end of range in the brainstem by extending the field’s range beyond the brainstem(17). Apart from increasing the brainstem volume receiving full dose, these techniques increase the dose to critical structures beyond the brainstem (cochlea, neuroendocrine structures and temporal lobes). Caution is advised in using them as our findings along with Murphy’s and Indelicato’s suggest they may increase the risk of injury. 11

ACCEPTED MANUSCRIPT

Although our statistical sample of symptomatic TCAs was relatively small, the differences in mean RBE values and RBE-weighted-doses, among the three patient groups that were analyzed, were not statistically or clinically significant. Considering the uncertainties of the RBE

RI PT

models, due to reported range of α/β ratios for the structures of interest, significant variability in potential RBE-weighted-dose distributions is possible (figure 1f). Although variable-RBEweighted DVHs show higher organ doses than those assuming constant RBE value, overlapping

SC

areas of the DVH bands (blue and red) in figure 1f suggests significant uncertainty in the relative RBE-weighted dose difference between TCAs and whole target volumes.

M AN U

In summary, no current evidence exists supporting higher incidence of CNS radiation injury in medulloblastoma patients treated with PRT compared to photon RT. We found higher rate of brainstem injury/necrosis for medullobastoma patients compared to ependymoma patients treated with protons despite comparable doses to similar region. However, we should recognize

TE D

that radiation doses for both these patient cohorts were relatively conservative, rarely exceeding a prescription dose of 54 Gy(RBE) to the CTV and making every effort to avoid brainstem doses exceeding 54 Gy(RBE). Although LET levels were higher in symptomatic TCAs, no clear

EP

correlation was found between the sites of injury and elevated RBE due to higher LET values. Brainstem LET distributions were similar in all patients under study. Furthermore, the greater

AC C

likelihood of brainstem injury in treatment of PF versus IF indicates that the treated volume may play a more significant role for these cases. PRT is a promising treatment for children, with known physical properties that spare

healthy tissues from high and low radiation doses. When administering conservative doses, brainstem injury rates were comparable with the photon experience.

Future directions may

include testing for additional patient related risk factors for radiation injury, such as DNA

12

ACCEPTED MANUSCRIPT

sensitivity or other biomarkers. Further study of clinical outcomes to better explore biological

RI PT

endpoints is still needed.

REFERENCES

SC

1. Murphy ES, Merchant TE, Wu S, et al. Necrosis after craniospinal irradiation: results from a prospective series of children with central nervous system embryonal tumors. Int. J. Radiat. Oncol. Biol. Phys. 2012;83:e655–60.

M AN U

2. Paganetti H, Niemierko A, Ancukiewicz M, et al. Relative biological effectiveness (RBE) values for proton beam therapy. International Journal of Radiation Oncology*Biology*Physics. 2002;53:407–421. 3. Indelicato DJ, Flampouri S, Rotondo RL, et al. Incidence and dosimetric parameters of pediatric brainstem toxicity following proton therapy. Acta Oncol. 2014:1–7. 4. Perl J, Shin J, Schümann J, et al. TOPAS: An innovative proton Monte Carlo platform for research and clinical applications. Med. Phys. 2012;39:6818–6837.

TE D

5. Grassberger C, Trofimov A, Lomax A, et al. Variations in Linear Energy Transfer Within Clinical Proton Therapy Fields and the Potential for Biological Treatment Planning. International Journal of Radiation Oncology*Biology*Physics. 2011;80:1559–1566.

EP

6. Frese MC, Wilkens JJ, Huber PE, et al. Application of constant vs. variable relative biological effectiveness in treatment planning of intensity-modulated proton therapy. Int. J. Radiat. Oncol. Biol. Phys. 2011;79:80–88. 7. Carabe A, Moteabbed M, Depauw N, et al. Range uncertainty in proton therapy due to variable biological effectiveness. Phys. Med. Biol. 2012;57:1159–1172.

AC C

8. Meeks SL, Buatti JM, Foote KD, et al. Calculation of cranial nerve complication probability for acoustic neuroma radiosurgery. International Journal of Radiation Oncology*Biology*Physics. 2000;47:597–602. 9. Hornsey S, Morris CC, Myers R, et al. Relative biological effectiveness for damage to the central nervous system by neutrons. International Journal of Radiation Oncology*Biology*Physics. 1981;7:185–189. 10. Christopherson KM, Rotondo RL, Bradley JA, et al. Late toxicity following craniospinal radiation for early-stage medulloblastoma. Acta Oncol. 2014;53:471–480. 11. Fouladi M, Chintagumpala M, Laningham FH, et al. White matter lesions detected by magnetic resonance imaging after radiotherapy and high-dose chemotherapy in children with medulloblastoma or primitive neuroectodermal tumor. J. Clin. Oncol. 2004;22:4551–4560. 13

ACCEPTED MANUSCRIPT

12. Merchant TE, Li C, Xiong X, et al. Conformal radiotherapy after surgery for paediatric ependymoma: a prospective study. The Lancet Oncology. 2009;10:258–266. 13. Spreafico F, Gandola L, Marchianò A. Brain Magnetic Resonance Imaging After High-Dose Chemotherapy and Radiotherapy for Childhood Brain Tumors. International Journal of …. 2008.

RI PT

14. MacDonald SM, Safai S, Trofimov A, et al. Proton radiotherapy for childhood ependymoma: initial clinical outcomes and dose comparisons. Int. J. Radiat. Oncol. Biol. Phys. 2008;71:979– 986. 15. MacDonald SM, Sethi R, Lavally B, et al. Proton radiotherapy for pediatric central nervous system ependymoma: clinical outcomes for 70 patients. Neuro-oncology. 2013;15:1552–1559.

SC

16. Ruben JD, Dally M, Bailey M, et al. Cerebral radiation necrosis: incidence, outcomes, and risk factors with emphasis on radiation parameters and chemotherapy. Int. J. Radiat. Oncol. Biol. Phys. 2006;65:499–508.

AC C

EP

TE D

M AN U

17. Buchsbaum JC, McDonald MW, Johnstone PA, et al. Range modulation in proton therapy planning: a simple method for mitigating effects of increased relative biological effectiveness at the end-of-range of clinical proton beams. Radiat Oncol. 2014;9:2.

14

ACCEPTED MANUSCRIPT

FIGURE CAPTIONS Figure 1: (Patient 1) RBE-weighted-dose for constant(a) and variable RBE(b), axial(c) and

RI PT

sagittal(d) views of their difference, LET-VHs(e) and RBE-weighted DVHs(f). PF: posterior fossa; TCA: treatment change area; RBEw: RBE-weighted; IAC: Inner Acoustic

SC

Canal;

M AN U

Figure 2: (Patient 2) RBE-weighted-dose for constant(a) and variable RBE(b), axial(c) and sagittal(d) views of their difference, LET-VHs(e) and RBE-weighted DVHs(f) for constant (thick dashed lines) and variable RBE (Carabe model) for a range of a/b ratios (thin solid lines: α/β=2.8 Gy; thick solid lines: α/β=2.1 Gy; thin dashed lines: α/β=1.5 Gy).

AC C

EP

TE D

CTV: clinical target volume (boost); TCA: treatment change area; RBEw: RBE-weighted

15

ACCEPTED MANUSCRIPT

10.5 years 6 years - 22 years 0 (0%) 4 (100%)

66 (59%) 45 (41%)

2 (50%) 2 (50%)

7 years 32 months - 22 years 2 (2%) 105 (98%)

2 (33%) 4 (67%)

64 (60%) 43 (40%)

4 (100%) 0 (0%) 0 (0%) 0 (0%)

6 (100%) 0 (0%) 0 (0%) 0 (0%)

92 (86%) 2 (2%) 6 (6%) 7 (6%)

4 (100%) 0 (0%) 0 (0%) 0 (0%) 0 (0%)

5 (83%) 1 (17%) 0 (0%) 0 (0%) 0 (0%)

77 (72%) 18 (17%) 10 (9%) 1 (1%) 1 (1%)

76 (68%) 35 (32%)

4 (100%) 0 (0%)

5 (83%) 1 (17%)

72 (67%) 35 (33%)

5 (4%) 1 (1%) 71 (64%) 3 (3%) 2 (2%) 1 (1%) 28 (25%)

0 (0%) 0 (0%) 4 (100%) 0 (0%) 0 (0%) 0 (0%) 0 (0%)

0 (0%) 1 (17%) 3 (50%) 0 (0%) 0 (0%) 0 (0%) 2 (33%)

5 (5%) 1 (1%) 67 (63%) 3 (3%) 2 (2%) 1 (1%) 28 (26%)

0 (0%) 0 (0%) 4 (100%) 0 (0%) 0 (0%)

0 (0%) 0 (0%) 5 (83%) 1 (17%) 0 (0%)

3 (3%) 1 (1%) 99 (93%) 3 (3%) 1 (1%)

96 (86%) 2 (2%) 6 (5%) 7 (6%)

TE D

81 (73%) 18 (16%) 10 (9%) 1 (1%) 1 (1%)

AC C

EP

Anaplastic+Desmoplastic Nodular Risk Classification Standard High CSI PRT Dose (Gy[RBE]) 18 22.5 23.4 27 30.6 34.2 36 Boost Field PRT Dose (Gy[RBE]) 50.4 52.2 54.0 55.8 59.4

Patients without injury (including patients with asymptomatic treatment change)(n=107)

8 years 27 months – 14 years 1 (17%) 5 (83%)

3 (3%) 1 (1%) 103 (93%) 3 (3%) 1 (1%)

SC

Gender Male Female Race Caucasian African-American Asian Other/Unknown Histology Classic Anaplastic Desmoplastic

7 years 32 months - 22 years 2 (2%) 109 (98%)

Patients with asymptomatic radiographic treatment change (n=6)

M AN U

Age at Treatment Median Range < 3 years > 3 years

Patients with injury who developed symptoms (n=4)

RI PT

Table 1: Patient characteristics All patients (n=111)

1

ACCEPTED MANUSCRIPT

69 (62%) 42 (38%) 23.4 (5.4 – 36.0)

1 (25%) 3 (75%) (30.6 – 30.6)

3 (50%) 3 (50%) (18.0 – 31.5)

67 (63%) 40 (37%) 19.8 (5.4 – 36.0)

AC C

EP

TE D

M AN U

SC

RI PT

Boost (Gy[RBE]) Involved Field only Whole Posterior Fossa Median (range)

2

ACCEPTED MANUSCRIPT

8.2/ F

SR

23.4

WPF (30.6)

55.00

56.17

7.9

Leg weakness, ataxia

23.4

3

23.0/M

SR

23.4

WPF (30.6)

5

13.4/F

SR

23.4

WPF (30.6)

83

Dysarthria, ataxia

Brainstem

Steroids, Avastin

Brainstem, upper cervical cord

3

HBOT

AliveNED,NRS

Brainstem

4

Steroids, Avastin

AliveAWD,RS

55.00

9.0

54.55

55.85

17.8

Left hemiparesis

54.56

27.4 56.02

AliveNED,RS

None

50.17

AC C

4

Steroids, HBOT

24

M AN U

SR

TE D

6.4/M

3

Right-sided hearing loss*

Right-sided weakness

EP

2

IF (30.6)

Brainstem, cerebellum

Patient Current Status

Right temporal bone (internal auditory canal)

SC

1

Symptoms

Location of Treatment MRI Grade and changes intervention

RI PT

Table 2: Clinical characteristics of patients with injury Whole Patient PF / Median Maximum Time to Patient age Risk CSI Dose IF(D50) Dose to injury ID (y)/ Group [Gy(RBE)] only Dose to Brainstem imaging Sex (Dose Brainstem [Gy(RBE)] (mo) in Gy)

8.9

Weakness

Brainstem, cerebellum Upper cervical cord

Steroids 2

None

AliveNED,NRS

SR, standard risk; HBOT, hyperbaric oxygen therapy; IF, involved-field only boost; WPF, whole posterior fossa boost. Note: patient age is the age at which the patient underwent radiation; NED: No evidence of disease; AWD: Alive with disease; NRS: No residual symptoms; RS: Residual symptoms of toxicity. *Hearing loss developed before imaging evidence of osteoradionecrosis and may be due to Cisplatin and/or cochlear dose from RT

3

ACCEPTED MANUSCRIPT

PF: posterior fossa

AC C

EP

TE D

M AN U

10

SC

RI PT

Table 3: Crude and cumulative incidence of symptomatic necrosis Grades 2-4 Grade 3+ only Crude 5-year p-value Crude 5-year p-value rate incidence rate incidence All patients 4% 4% 3% 3% CSI Dose (Gy[RBE]) 0.179 x >23.4 0% 0% 0% 0% <23.4 4% 5% 3% 4% Whole PF Boost 0.612 0.862 Involved Field only 2% 3% 2% 3% Whole PF Boost 2% 5% 1% 2% Involved Field (Gy[RBE]) 0.693 0.733 < 54.0 4% 4% 3% 3% > 54.0 0% 0% 0% 0%

4

ACCEPTED MANUSCRIPT Table 4: LET, RBE and RBE-weighted (DRBE) dose calculations results

3

4

AC C

2

EP

TE D

M AN U

SC

1

Mean Dose (CARAB E) a/b = 2.1 [Gy(RB E)]

RI PT

Patie nt

Mean Dose Mean (WILKE Mean Mean LET Dose NS) V(LET> RBE Structur [keV/µm/(u (RBE = a=0.042 3) (WILKE e nit 1.1) 5, [%] NS) density)] [Gy(RB b=0.020 E)] 3 [Gy(RBE )] Symptomatic Treatment Change (Injury) PF 2.36 5.8% 51.0 51.0 1.10 Target Brainste 2.77 20.2% 50.5 51.4 1.12 m Cerebell 2.40 0.1% 51.2 51.3 1.10 um STC Inner Acoustic 3.26 77.3% 50.2 52.4 1.15 Canal STC Brainste 3.01 47.4% 50.6 52.2 1.13 m STC 1 Brainste 2.38 0.0% 51.1 51.2 1.10 m STC 2 Resectio n Cavity 2.03 0.0% 51.3 50.5 1.08 STC Brainste 2.51 0.0% 51.0 51.4 1.11 m STC 3 PF 2.61 14.8% 54.1 54.1 1.10 Target Brainste 3.91 80.6% 45.1 48.0 1.17 m Brainste 4.01 96.5% 52.5 55.7 1.17 m STC PF 2.34 3.1% 54.8 54.8 1.10 Target Brainste 3.17 43.8% 52.7 54.9 1.14 m Brainste 2.75 1.9% 54.7 55.8 1.12 m STC Cerebell 2.24 0.0% 55.0 54.8 1.09 um STC PF 2.24 0.9% 54.4 54.4 1.10 Target

Mean RBE (CARAB E)

54.7

1.18

55.5

1.21

55.0

1.18

56.8

1.25

56.4

1.23

54.9

1.18

53.9

1.15

55.2

1.19

59.0

1.20

53.5

1.31

62.1

1.30

58.7

1.18

59.3

1.24

60.1

1.21

58.6

1.17

57.9

1.17 5

ACCEPTED MANUSCRIPT Brainste m Cervical Spine STC

2.47

2.1%

54.3

54.9

1.11

58.6

1.19

2.80

0.0%

38.5

40.5

1.16

43.1

1.23

1.10

58.9

1.20

9

10

11

12

13

54.1

54.1

3.32

51.4%

52.6

54.2

2.20

0.0%

55.1

54.1

2.39

3.6%

54.3

54.3

2.94

33.2%

53.9

55.3

2.14

0.0%

54.6

2.58

6.9%

54.0

3.64

70.0%

47.6

2.35

0.0%

2.34

2.9%

2.65

8.3%

1.99

0.0%

2.56

PF Target Brainste m PF Target Brainste m PF Target Brainste

59.8

1.25

1.08

58.5

1.17

1.10

58.4

1.18

1.13

59.9

1.22

53.9

1.09

57.7

1.16

54.0

1.10

58.7

1.20

50.0

1.16

55.3

1.28

53.9

53.4

1.09

57.8

1.18

54.6

54.6

1.10

58.4

1.18

54.5

55.3

1.12

59.5

1.20

54.7

53.8

1.08

57.3

1.15

SC

1.13

M AN U

8

12.4%

TE D

7

2.63

11.1%

53.4

53.4

1.10

58.0

1.20

71.8%

47.1

49.5

1.16

54.8

1.28

0.0%

53.0

53.0

1.10

57.6

1.19

2.21

0.4%

56.6

56.6

1.10

60.1

1.17

2.68

14.6%

56.0

57.3

1.13

61.2

1.20

1.10

59.0

1.17

3.61 2.55

EP

6

PF Target Brainste m NSTC PF Target Brainste m NSTC PF Target Brainste m NSTC PF Target Brainste m NSTC PF Target Brainste m NSTC PF Target Brainste m NSTC

2.18

AC C

5

RI PT

Non-Symptomatic Treatment Change

0.0% 55.6 55.5 No reported Treatment Change

2.68

11.3%

53.7

53.7

1.10

58.8

1.20

3.73

73.7%

48.1

50.4

1.15

56.2

1.29

2.48

0.0%

55.0

55.0

1.10

59.4

1.19

2.90

39.1%

50.2

51.5

1.13

55.9

1.22

2.54

12.4%

54.9

54.9

1.10

59.5

1.19

3.27

65.1%

47.1

49.1

1.15

53.9

1.26 6

ACCEPTED MANUSCRIPT

15

15

2.32

0.1%

54.0

54.0

1.10

57.8

1.18

3.22

66.5%

41.9

44.5

1.17

48.1

1.26

2.45

2.1%

53.7

53.9

53.7

1.10

57.9

2.85

28.7%

53.2

53.6

54.2

1.12

58.8

2.48

1.4%

53.9

53.9

1.10

58.2

1.19

3.05

40.8%

50.7

52.1

1.13

56.8

1.23

15

RI PT

14

m PF Target Brainste m PF Target Brainste m PF Target Brainste m

AC C

EP

TE D

M AN U

SC

PF: Posterior fossa; STC: symptomatic treatment change; NSTC: non-symptomatic treatment change

7

AC C

EP

TE D

M AN U

SC

RI PT

ACCEPTED MANUSCRIPT

AC C

EP

TE D

M AN U

SC

RI PT

ACCEPTED MANUSCRIPT

ACCEPTED MANUSCRIPT

Median   FU  

Christopherson   1968-­‐ et  al  (2014)   2008  

Merchant  et  al   1997-­‐ (2009)   2007  

Medulloblastoma,   PNET  

Ependymoma  

-­‐-­‐  

24  years   (5.6-­‐ 44.4)  

1/236  

4.8  months   (to  imaging),   6.0  months   (for   symptoms)  

52   months   (4-­‐163)  

7-­‐year  CI   1.6%  

1/153  

9  and  12   months  

5.3   years   (0.4-­‐ 10.4)  

All  toxicity:   2-­‐year  CI   3.8%   Grade  3+   toxicity:  2.-­‐ year  CI  2.1%  

1/313  

3  months  

2  years  

28.8  CSI   54  Boost  

236  

CSI  23.4-­‐ 39.6   PF  Boost   0-­‐36   IF  Boost   55.8-­‐ 59.4  

8/2362   (3.4%)    

All  tumors:   5-­‐year  CI   3.7%   Infratentorial   tumors:  5-­‐ year  CI  4.4%  

153  

59.4  or   54  

2/1533   (1.3%)    

-­‐-­‐  

SC

M AN U

1996-­‐ 2009  

3/53   1(5.6%)  

1/53  

53  

TE D

Murphy  et  al   (2012)  

Medulloblastoma  

RI PT

Appendix  Table1:    Incidence  of  radionecrosis  after  photon  and  proton  RT  in  pediatric  patients   Median   Crude   Cumulative   Median  time   dose     incidence  of   incidence  of   Deaths  from   to  necrosis   #  of   First  Author   Year   Malignancy   (range)   patients   (Gy  or   symptomatic   symptomatic   radionecrosis   Gy[RBE])   necrosis   necrosis   (months)   PHOTON  RT  

313  

AC C

Ependymoma,   craniopharyngioma,   2007-­‐ low-­‐grade  glioma,   Indelicato  et  al   2013   medulloblastoma/   PNET,   rhabdomyosarcoma  

EP

PROTON  RT  

54  

11/313   (3.5%)  

                                                                                                                1  One  of  these  cases  is  osteoradionecrosis  of  the  auditory  canal   2  One  of  these  patients  was  not  symptomatic.     3  This  refers  to  the  incidence  of  brainstem  necrosis,  not  overall  RT  necrosis.    

MacDonald  et   al  

2000-­‐ 2011  

Ependymoma  

70  

55.8  

0/70  

0%  

N/A  

N/A  

This  series  

2002-­‐ 2011  

Medulloblastoma  

111  

CSI  23.4   PF  30.6   IF  54.0  

4/111  (4%)    

RI PT

ACCEPTED MANUSCRIPT

0/111  

-­‐-­‐  

SC

5-­‐year  CI   (4%)  

AC C

EP

TE D

M AN U

     

46   months   (1-­‐11.7   years)   4.2   years   (0.9-­‐ 10.9   years)  

ACCEPTED MANUSCRIPT

AC C

EP

TE D

M AN U

SC

RI PT

Appendix  Table  2:  Nervous  system  disorders     Grade   Adverse  Event   1   2   3   4   Central  nervous   Mild   Moderate  symptoms;  limiting   Sever  symptoms;   Life-­‐threatening  consequences;   system  necrosis   symptoms   instrumental  ADL   limiting  self  care  ADL   urgent  intervention  indicated   Definition:  A  disorder  characterized  by  a  necrotic  process  occurring  in  the  brain  and/or  spinal  cord.    

5   Death  

ACCEPTED MANUSCRIPT

AC C

EP

TE D

M AN U

SC

RI PT

Appendix  Figure  1:      

  Figure  1:  LET  volume  histograms  for  brainstem.     No  observable  difference  among  the  patient  populations  for  LET  distributions.  If  anything,  the  LET  seems  to  be  higher  for  the  patients   without  TCAs,  consistent  with  lower  brainstem  doses  (Figure  2),  implying  that  dose  distributions  are  more  important  than  LET  in  these   cases.  

ACCEPTED MANUSCRIPT

AC C

EP

TE D

M AN U

SC

RI PT

Appendix  Figure  2:    

Figure  2:  Constant  RBE  (=1.1)  based  DVHs  for  brainstem  structure.    

 

ACCEPTED MANUSCRIPT

AC C

EP

TE D

M AN U

SC

RI PT

Appendix  Figure  3:    

Figure  3:  Variable  RBE  (CARABE)  based  DVHs  for  brainstem  structure.   No  correlation  was  observed  between  elevated  LET  distributions  in  brainstem  and  increased  risk  of  radiation  injury.    

 

AC C

EP

TE D

M AN U

SC

  Comparing  LET  distributions  between  Target  and  treatment  change  areas:     Appendix  Figure  4:  

RI PT

ACCEPTED MANUSCRIPT

Figure  4:  LET  distributions  for  symptomatic  treatment  change  were  somewhat  higher  on  average  compared  to  the  target  LET  

 

ACCEPTED MANUSCRIPT

AC C

EP

TE D

M AN U

SC

RI PT

Appendix  Figure  5:    

Figure  5:  LET  distributions  for  asymptomatic  treatment  change  were  lower  on  average  compared  to  the  target  LET