INFLUENCE OF QUADRUPOLE PAIRING ON BACKBENDING t M . WAKAI't Institut Jtir Kernphysik der Kernforschungsanlage Nilich, D-51701G1rch, West Germany and AMAND FAESSLER ttt Physics Department, State University of Nen~ York, Stony Brook, NY 1179, US.9 Received 1 July 1977 Abstract : The influence of the difFerent quadrupole pairing forces oc Y~ (m = 0, 1, 2) and the spindependent particlo-hok force on backbending (BB) is studied . A cranked Hartree-Fock-Bogoliubov approach with particle number projection before the variation of the important degrees of frcedom is used . To discuss the numerical results qualitatively perturbative formulas for the moment of inertia and the gap parameters are given . The results are the following : (i) The quadrupole pairing Y=, is not affecting the backbending . (ü) The' Y2° pairing is reducing the moment of inertia at low angular moments by about 20 ~ . This just cancels the increase of the moment of inertia by Yz , pairing at low angular moments . (iii) The Y~, and Yz° pairing together shift the backbending point to higher angular moments and better agreement with the experimental data. (iv) A spindependent ph force does not affect the moment of inertia at low angular momentum . But above backbending it reduces the moment of inertia by about 13 ~ to the correct experimental value if a strength parameter adapted in ~°sPb is used .
I. Introducdon The anomaly of the moment of inertia called backbending has been described in the literature as due to the Coriolis antipairing t - s) (CAP) or the rotational alignment effect (RAL). In the meantime it seems that cranked Hartree-Fock-Bogoliubov theories with particle number projection before the minimization of the important degrees e " t ~ of freedom are so reliable that they can decide between the two effects as the real cause for backbending : They seem to indicate that the important push for backbending is due to RAL. But one also has a strong CAP effect . If one freezes the pairing correlations to a constant value, RAL can only produce upbending but no backbending. In spite ofthe large progress in the description of backbending, a truly quantitative method is not yet available. One deficiency which troubles all microscopic theories t Work partially supportoll by USERDA contract E(11-1}3001 . tt Permanent address : Department of Physics, Osaka University, Toyonaka, Japan . m Permanent address : Institut für Kernphysik der Kernforschungsanlage Jûlich, D-5(70 Jülich, West Germany . 86
87
BACKBENDING
is the fact that the backhanding starts at a too small total angular momentum . One possible reason for this may be that practically all theoretical methods use the monopole pairing force only . [Goodman uses a realistic interaction and includes therefore also higher multipole pairing. But since he does not renormalize the force for the small single-particle space used, he finds that nuclei backbend at even smaller rotational frequencies.] This means that a pair feels no further resistance to alignment ifit is bent from the antiparallel situation in monopole pairing to an angular momentum two pair. This changes ifone includes quadrupole pairing. Then one expects that the alignment is retarded and baCkbending sets in a higher total angular momentum . This effect is influenced by all parts of the quadrupole pairing and not only the term proportional to YZt , (defined in the intrinsic frame) which has been mainly considered till now in deformed nuclei "-' 3). An additional motivation for considering quadrupole pairing in the backhanding region lies in the fact that the modification of the pairing correlations is described in lowest order (second order in the cranking term) by quadrupole pairing proportional to Yzti . This has first been pointed out by Migdal ") . Consequently, the correction to the moment of inertia (which increases its value) is called the Migdal term . This term should not be mixed up with the CAP effect ' - s) which represents (in fourth order in the cranking term) an interplay between rotation and primarily the monopole pairing correlations . Moments of inertia have been extensively calculated ' a.'s) using the lowest order expression by Belisev ' They turn out to be too small by about an average of 20 ~ if gap parameters from odd-even mass differences are used. This could be corrected by the Migdal term which increases the moment of inertia on average just by the missing 20 %. But in addition to the Migdal particle-particle term there exists also a ph contribution to the moment of inertia derived also by Migdal "). This term has been calculated by Birbrair and Nikolaev "), and by Kammuri and Kusuno ' Birbrair and Nikolaev ") used the Migdal interaction and found a negative contribution of about 15 ~ canceling by a large part the contribution of the pp Migdal term. Kammuri and Kusuno' ) adjusted the ph force so that the ph Migdal term gives all the corrections needed to bringthe Belisev formula in agreement type opposite with experiment . They need an attractive ph interaction of the to the information about this part of the force from other data Speth and coworkers' ) calculated with the Migdal force the pp and the ph Migdal contribution to the moment of inertia and found that the pp part contributes x 15~ and the ph part -15 %, so that their net effect is negligible . The purpose of this paper is not so much to produce numbers to be compared with experimental data. Its main aim is to study the influence of quadrupole pairing and the spin-dependent ph force (due to the symmetries of the cranking term only the part proportional to v of the ph force can effect the moment of inertia in the lowest order) on the backhanding (BB) behaviour. This will be done in three steps (i) In sect. 2 we extend the cranked Hartree-Fock-Bogoliubov theory with particle 9)
6 ).
8).
8
Q
~
Q
2 °) .
9
Z°)
~
Q
8R
M . WAKAI
AND
A. FAESSLER
number projection e) so that quadrupole pairing can be included . (A ph force proportional to does not modify the formulas . Their matrix elements are exactly ofthe same type as the ones of the quadruple-quadrupole force.) (ü) For the purpose of qualitative discussions we derive perturbative formulas for the influence of the different quadruple pairing forces (proportional to Yz~~~) and the ph force on the moment of inertia and the pairing gaps . The perturbation approach is arranged so that one starts from quasi-particles which diagonalize the self-consistent deformed potential and monopole pairing but not cranking, quadrupgle miring and the ph force. This perturbational approach solves the HFH equations in a similar way as in ref. 's) but gives the formulas also for other than the Yz, quadruple pairing. (iii) In sect . 4 we shall present numerical results for the cranked HFB method with particle number projection given in sect. 2. We shall discuss the influence of the different quadruple pairing forces and the a ph force separately. Finally, we shall summarize the main conclusions in sect . 5. Q
Q
~
~
Q
Q
Q
~
Q
~ Q
2. Theory The detailed theoretical method is described in ref. e). Here we shall only give a short outline. We describe the rotational states with the help of the HFB theory using the following cranking Hamiltonian .;~° : H-
Lr ( E. - ~)Ca a
Ca + 2 ~
vabedCa Cb
CdCn
where C;, Cb are the creation and annihilation operators of spherical single-particle states ~a), fib) . . . characterized by ~a) _ ~tnljS2~~
(3)
We choose for the interaction the monopole-quadrupole pairing-plus-quadruple force Hamiltonian iV = -â ~
The operators boo, ßiß ~z~ are defined as follows : pôo(T) _ ~Ca Ca aT. .o
XfX}¢i~(i~z~(T).
BACKBENDING
89
where the state ~~i denotes the time-reversed state of ~a~(~â) _ ( - ~°+~°-~"~sn1j- fa~a). The constants G~ °~ and G~z~ are the strength constants of the monopole and quadrupole pairing forces. The quadrupole force constant X~X~ is defined as X a~aT, [ref. z')], where
a~
_
(2Z/A)}
for protons
- {(2N/A)}
for neutrons.
It is notable that the contribution from the radial part 1(r) in the matrix elements zz)] .
The creation operators of quasi-particles aâ are given by the transformation
The coefficients A and B are determined by minimizing the energy
The Fermi energy ~ is introduced to conserve the number of nucleons on the average, <10r >
=
(10)
NL
Minimization (9) leads to the following HFB equations (1l) The quantities
r
and d are defined by rah = (Ea - ZNab +(,, ( Varbd -
~, a
VacJ6)~Cc Cd~+
da6 = ~ Vabcd~CJCc~~ ~, r
(12)
If we neglect the contributions of the pairing Hamiltonian to r and of the quadrupole force to d, these quantities are given by the following expressions : raa-(Ea-~Nab-ai~tcuo~a~rz[Yzoß~sY+Ji(Yzz+YZ-z)ßsinY~~bi,
(13a)
M . WAKAI AND A. FAESSLER
90
where dcob.o~ _ ~ d~o .o~(T~a, 6S r, r,, a, r
dcz .~~ _ ~d cz, ~~(T)
(14)
Here the constants ß, y, d~°" °~(s) and d~ z, ~~(r') satisfy the self-consistency conditions r
d~o.o~(T ) d~z .~i( T ) =
42
r _ iGio~( T - 2 )~
Gcz~(T ) ~ ~äLÏ(r)Yz~I6XCbCaibr u. i,
(16a)
~Co C-)J c r. r,' . tar.ry~
(16b)
We can see easily that the ~rameters ß and y are identical to the usual quadrupole deformation parameters z3) and T is the deformed Nilsson single-particle Hamiltonian z`). The parameters d~°" °~ coincide with the energy gap din the theory of BCS zs). The quadrupole pairing leads us to introduce new parameters d~z" ~~, the quadrupole pairing gaps, which tell us how strongly a pair of particles in a nucleus is coupled to J = 2 states . In driving eq. (15), we can assume matrix elements of related quantities are real by choosing appropriate phases . As was discussed formerly in refs. s, ze), the HFB state should be invariant under the rotation Rx(n) = exp (in lx) through an angle n around the intrinsic x-axis . Using this symmetry, one can verify the following relation (17) This symmetry allows us a reduction of the HFB problem . We now introduce new single-particle states laj, Ib> . . . and their conjugate states I-a~, I-b> . . ., which are eigenfunctions of Rx(n)
with e This symmetrization has been used in Jûlich for several years (see ref. )). Indepenze) . . dently it has been found and published by Goodman
91
BACKBENDING
We have in this basis the following relations : (r-wjxh-a = (r-~j~-~ =
0.
d~=0 .
By using these relations, we can reduce the dimension of the HFB eq. (11), so as discussed in detail in ref. s). The solution of eq . (11) is a function of the parameters c~ ß, y, d ~° " °'(z), d "~~(a). Values of the parameters are determined by the self-consistency conditions (15) and (16), or by minimizing the total energy as a function of these parameters . In our treatment, the solution of eq . (11) serves, however, as a trial function . From this we project out a state with good numbers of protons and neutrons, by which we describe the rotational states e). The cranking frequency co is determined by the condition I Js~p~nl I~p4 n I
~ =
(20)
J(J+1),
where ¢p and ~n are the particle number projection operators onto good proton and neutron number, respectively. Using condition (20) to determine the average angular momentum, one has to proceed carefully. If one employs co as the independent variable, < Js) is a multivalued function in the backhanding region . Thus we use
.o>~d(2 .w)) _ ~ IH~ P~ o I ~ = I1:p~nl
minimum.
(21)
We express the HFB state in a BCS type form according to the Bloch-Messia theorem [ref. sa)]
It makes the calculations of eqs. (20) and (21) very easy . In our case, the canonical basis h~, I - i~ is given as follows a)
92
M . WAKAI AND A . FAESSLER
The numerator < IH¢p~I ~ and the denominator < I~p¢o l sion (21) can be written -
The quantities P~(N), Pt~(N) i, j in eq. (26), respectively .
ST~T~
sin
~z zz} - zN~P ~ coscp+uk/c'k J
(26)
can be obtained by dropping the terms with i and
3. Perturbatianal ap~oach In this section, we discuss the effect of the quadrupole pairing force on rotational states, qualitatively. For this purpose, we apply a perturbational approach to solving the HFB equation without the number projection. The effect of the other type of force, the Q ~ Q type interaction, is also discussed at the last part of this section. Only one kind of nucleon is considered . The extension to a system consisting of protons and neutrons is straightforward. One could solve eq. (11) perturbationally along the linés of ref. z9). But this method is complicated in our case due to the presence ofquadrupole pairing and we take another procedure ' z ~ ") in this section. When we neglect the contributions of cross terms (i.e. pairing contributions for the self-consistent potential and contributions from the quadrupole force to the pairing potential), eq. (9) leads to the following relation : ~(Ea -~b
Lr ( `Ca
Ca
~a~CâCa~ + ~ C~o~IS~Ca
Ca ~)
-âGlz> .4n~(~~z~is~~z~i+~~z~iS~ßz~i)-wS
(27)
It is convenient to expand the single-particle states lad into the eigenstetes la> of
BACKBENDING
93
the self-consistently determined deformed Hamiltonian T (eq. (13a)),
By using the conditions (1~ which define the parameters d ~° "°~ and d ~Z " ~~, we obtain the following variational equation,
-Z
~ d~2
~. =a
.~,~(<«IJ(r)Yi~,l~a
We now introduce new quasi-particles and a vacuum state. They are so defined that they diagonalize the self-consistent deformed potential and monopole pairing but not the cranking term and quadrupole pairing, gz = U=d= - V,d=, g= IBCS)
= 0.
(31) (32)
The coefficiencies u= and va are defined in the same manner as that of the usual BCS theory 2s), U=
=
e Cl + J2
E_
~~ , (33)
The creation and annihilation operators a; , a, of the basis states can be expanded into the quasi-particles g; and g,. This fact makes it possible to express the HFB state I ) which includes cranking and quadrupole pairing as follows : U --- exp (EJ~gz gâ ) . =p
(35)
The coefficients Jap should be determined by the variational eq . (2~. It is very convenient to introduce matrices F and M, (~7~p -- J~p = -Jp=, (M)=p - ( - Fz)~
(36)
M. WAKAI AND A. FAESSLER
94
which give short expressions for
(37)
(1 + M Fl ~ _
M
~d' da) - (1 +M)aa By using eqs . (2~ and (3T,, we get the following equation where X =_ -(FE+EF)+~d~z .~~{A~z~i+~z .~~+F(A~z.~~+B~z .~.i)F-Cz.~~F_FCtz .~~}
The elements of matrices A, B, C, K~ -~ and K~ °~ are defined as follows : (~~.~~) = (,g o. ~)Qa = <ßlf(r)Y,~I~)uzUp, C~II(r)Y~~Ia)Va~a' za (c u.~~) = 2, (K~ =
x
a
sa
a
We define the matrices A, B, C for l = 0 by substituting the constant 1 for f(r) in eq. (40). Since the matrix 8F is antisymmetric, X should satisfy the following equation, X -XT = 0,
(41)
where the symbol T signifies the transpose of the matrix X. We introduce new matrices to get a simpler expression of eq. (41), ~c4. ~ _ ~(Cci . mi + Co. ~~T~ (42) ~~o~ _ ~K~o~+K~oFr)~
The eq. (41) is written as +co(- .3(~co~F_F.9('c°~+F.9fr~-~F).
(43)
95
BACKBENDING
The self-consistency conditions (16)are expressed with the matrices defined in eq. (40) as 2 um Gclid ~
=
Tr rt A um ~ F(1+M) - r +B'~Iw'(1+M) - 1 F+C~ IW " M(1+M) - 1_1
In~n
1=0 4n,
1=2.
The expression of the moment of inertia 9 is 9 = (J~)/co = Tr iK'°'M(1+M)- ' +K'-'F(1+M)- ' ;/cu . (45) When the values of matrix elements of dca .n~lYz~ and cojz are small, we can get the solution F by an iterative procedure expandingf=a as a power series of d~a . .~ and m, taking into consideration relation (17), f=ß =
~
r
( ~ (d~z . ol~~(dlz . r 1)n~(dlz . zl~= .1,~(l, n o , n,, n,).
Ln.n~.nz2_0
(46)
The quadrupole pairing force consists of three parts, corresponding to Iml = 0, 1, 2, and their respective effects on rotational states are quite different. It is interesting to take account of each part separately to investigate their actual effects within the limit of the lowest order of each parameter . In the following parts ofthis section, we will give the expressions for the monopole and quadrupole gaps and the moment of inertia to investigate the effects of each part of the quadrupole force on rotational states . 3 .1 . THE QUADRUPOLE PAIRING Yzo
3.11. Monopole pairing gap d~°" °~. We can get an equation for d~° " °~ by the use of eq. (44) as follows : É_
=
Go
- 2dlo .ôi~ ~_ (aLÎ~(r)Yzo la)+O(co )
(47)
The term d ~a " °~/2dß°' °' on the right-hand side shows that the quadrupole pairing gap changes the effective strength of the monopole pairing interaction "~ aa) and it may have a rather severe effect not only on the excited rotational states but also on the ground state. The term proportional to Wa is identical to that given in ref. a9) . It represents the Coriolis antipairing effect (CAP). 3.1 .2. Qr~upole pairing gap dca, °~. The following equation gives the quadrupole pairing gap d~a" o~ : nG m°, =
The above equation shows that d~z " °~ is approximately proportional to d~°" °~ . The value of d~z " °~/G~z~ is not zero with no zero monopole pairing gap and it becomes larger by the introduction of the quadrupole pairing force G~z~ . 3 .1 .3. Moment o~ inertia 8. The moment of inertia is given by 8... 9o+d~z .o~e,~ where
(49)
2 ~
(U~U ;:+VpV..)(UÏV,-V-U,) - (UPU -VaVxU.,U=+V V=)~ . E
P +E Ï
E= +E Ï
The term 9o is the usual expression of the moment of inertia derived by Belyaev' 6) and the second term B' gives the .shift of the moment of inertia due to the quadrupole pairing gap. In conclusion, the m = 0 part influences rotational states through the variation of d~°" °~ and the addition of a new d~ z " °~ proportional term to the moment of inertia. 3.2 . THE QUADRUPOLE PAIRING Y=, 3.2 .1 . Monopole pairing gap d~°" °~ . The gap equation is
~a) 1 2~
(~)
As it will be mentioned later, the value of d~z " ' ~ is small. This fact suggests that the influence of d ~z " ' ~ on the monopole pairing gap is small. 3.2 .1 . Quadrupole pairing gap d cz " '~. The quadrupole pairing gap d ~z " ' ~ is given by 1 d ~z .i~ ~ w~
~ {2nG~z~ - ~. e