polyethylene composites: A molecular dynamics simulation study

polyethylene composites: A molecular dynamics simulation study

Accepted Manuscript Title: Interfacial properties of carboxylic acid functionalized CNT/Polyethylene composites: A molecular dynamics simulation study...

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Accepted Manuscript Title: Interfacial properties of carboxylic acid functionalized CNT/Polyethylene composites: A molecular dynamics simulation study Author: Zeshuai Yuan Zixing Lu Mingyang Chen Zhenyu Yang Fan Xie PII: DOI: Reference:

S0169-4332(15)01373-2 http://dx.doi.org/doi:10.1016/j.apsusc.2015.06.039 APSUSC 30558

To appear in:

APSUSC

Received date: Revised date: Accepted date:

7-4-2015 28-5-2015 7-6-2015

Please cite this article as: Z. Yuan, Z. Lu, M. Chen, Z. Yang, F. Xie, Interfacial properties of carboxylic acid functionalized CNT/Polyethylene composites: A molecular dynamics simulation study, Applied Surface Science (2015), http://dx.doi.org/10.1016/j.apsusc.2015.06.039 This is a PDF file of an unedited manuscript that has been accepted for publication. As a service to our customers we are providing this early version of the manuscript. The manuscript will undergo copyediting, typesetting, and review of the resulting proof before it is published in its final form. Please note that during the production process errors may be discovered which could affect the content, and all legal disclaimers that apply to the journal pertain.

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A periodic molecular dynamics model is proposed to eliminate end effect of CNT. Load transfer mechanism in the interphase of functionalized SWNT reinforced

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polymer. The effect of functionalization and sliding velocity on interfacial shear strength.

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A criterion is proposed to characterize the strength of the interface.

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Interfacial properties of carboxylic acid functionalized CNT/Polyethylene composites: A molecular dynamics simulation study

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Zeshuai Yuan, Zixing Lu *, Mingyang Chen, Zhenyu Yang, Fan Xie Institute of Solid Mechanics, Beihang University, Beijing, 100191, China

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E-mail: [email protected]

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TEL: +86 10 82315707; FAX: +86 10 82328501

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* Corresponding author

Abstract

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A periodic molecular dynamics (MD) model is proposed to investigate the

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mechanical properties of the interface between a functionalized single-walled carbon

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nanotube (SWNT) and matrix, with “end effect” eliminated. The load transfer

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mechanism in the layer of interphase surrounding SWNT is investigated as the SWNT is sliding in the polymer. It is indicated that the deformation of the interphase is mainly driven by the functional groups, which determines the interfacial properties that is found to be sensitive to the sliding velocity. The effective interfacial shear strengths in different sliding stages and variable sliding velocities are evaluated, and an empirical model is proposed to describe the effect of the sliding velocity and the amount of functionalization on the interfacial strength. Based on the calculation of shear properties of polyethylene (PE) bulk and an equivalent shear load transfer model, we did an original investigation of the interfacial properties determined by the

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amount of functionalization of SWNT and the sliding velocity. In addition, a criterion is proposed to characterize the strength of the interface. The results show that the

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assumption of perfect bonding is reasonable for the modeling of these functionalized SWNT/PE composites at a higher scale.

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properties of interface; Molecular dynamics simulation.

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Keywords: Functionalized carbon nanotube; Polymer composites; Mechanical

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1.Introduction

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Discovered in 1991 [1], carbon nanotubes (CNTs) have stimulated huge interests in both academics and industry due to their unprecedented mechanical, thermal and

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electrical properties. These excellent properties, especially the impressive mechanical

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behavior with Young’s modulus as high as 1TPa and strength higher than 1GPa, give

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CNTs the potential to serve as ideal fillers in polymer-matrix composites [2]. Generally, the effective properties of the composites are determined by the CNTs, the polymer matrix and the interface between them. Among these, the interfacial bonding between the CNTs and the polymer matrix is an important aspect, as it is crucial for the load transfer between the CNTs and the polymer matrix [3,4]. Since CNTs usually agglomerate due to Van der Waals force, a significant challenge in developing high performance CNT/polymer composite is to introduce the individual CNTs in a polymer matrix in order to achieve better dispersion and strong interfacial interactions [5]. In this regard, the surface functionalization of CNTs is an

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effective way to prevent agglomeration, which helps to better disperse and stabilize the CNTs within a polymer [6]. Up to now, several approaches have been proposed to

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functionalize the CNT surface, including defect functionalization, non-covalent functionalization and covalent functionalization [7]. Among them, adding carboxylic

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acid functional groups, -COOH, is more convenient than other approaches, and can be

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readily used for further covalent and non-covalent functionalization of CNT [5]. Thus carboxylic acid functionalization is very attractive and has been widely employed for

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the preparation of CNT/polymer composites [8]. Kanagaraj et al. [8] studied the

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mechanical and tribological properties of high density polyethylene (HDPE) reinforced with acid treated CNTs. A considerable improvement on mechanical

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properties of the material was observed when the volume fraction of CNT was

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increased, which showed a good load transfer effect and interface link between the

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functionalized CNT and HDPE.

Several researchers have investigated the interaction between CNTs and polymer

matrix through pull-out experiments[9-11]. Wagner et al. [9] reported that the stress transfer ability of MWNT-polymer (urethane/diacrylate oligomer EBECRYL 4858) interfaces is of the order of 500 MPa under compression and tension. Cooper et al. [10] measured the interfacial strength by pulling out individual single walled carbon nanotube (SWNT) ropes and MWNTs from an epoxy matrix using a scanning probe microscope tip, and evaluated the interfacial strength in the range of 35-376 MPa. It is remarkable that most of the SWNT ropes were fractured instead of being pulled-out,

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which implied that substantial adhesion exists between the CNTs and the epoxy resin matrix in some of their specimen. Barber et al. [11] have shown that the average

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interfacial stress required to remove a MWNT from the polyethylene-butene matrix is 47 MPa by performing reproducible nanopullout experiments using atomic force

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microscopy. The scattered results demonstrate that the interaction mechanism between

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CNTs and polymer matrix is complex on the nanoscale. However, nano-experiments [12] are expensive and can only evaluate the performance of a fabricated

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CNT/polymer composite, rather than revealing the mechanisms of reinforcement or

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providing a way to optimize the mechanical properties.

Molecular dynamics (MD) simulations can provide alternative methods to obtain

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detailed information of the interfacial interaction and sliding at the molecular level

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[13,14], especially the interaction between CNTs and the surrounding polymer matrix

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[15,16]. Frankland et al. [17] studied the influence of chemical cross-links between a SWNT and a polyethylene (PE) matrix on the interfacial strength by using MD simulation. The simulation predicted that the strength can be enhanced by over an order of magnitude with the formation of cross-links involving less than 1% of the CNT atoms. Gou et al. [4] simulated the pull-out process of a CNT from a cured epoxy resin by MD method. By estimating the interaction energy, Gou et al. were able to determine that the interfacial strength between the CNT and the epoxy resin was 75 MPa. Zheng et al. [18] investigated the interfacial bonding characteristics between the SWNT, on which –COOH, –CONH2, –C6H11, or –C6H5 groups have been chemically

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attached, and the PE matrix by performing pullout simulations. The results showed that appropriate functionalization of nanotubes at low densities of functionalized

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carbon atoms drastically increase their interfacial bonding and shear stress between the nanotubes and the polymer matrix. Recently, Haghighatpanah et al. [19] employed

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MD and molecular mechanics (MM) methods to investigate the interfacial properties

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of SWNT/polyethylene and SWNT/polyacrylonitrile composites using pull-out simulations. They investigated how the percentage and the location of –COOH groups

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functionalized carbon atoms have influenced the interfacial strength.

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A great majority of literatures on this topic investigated the interaction between CNT and surrounding polymer matrix through a pull-out simulation. However, Li and

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his co-workers [20] found that the interfacial shear stress (ISS) between CNT and

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polymer matrix distributes at each end of the embedded CNT within the range of 1nm

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during the pull-out process. By molecular mechanics simulation, they also found that a capped CNT presents a higher pull-out force than that of the corresponding open-ended CNT [21]. As the MD simulation is mostly limited to systems with several nanometers and tens of particles [22,23], a large proportion of atoms, whether CNT atoms or polymer ones, have to be located in the region where the “end effect” is intense. Thus the results of the pull-out simulation are sensitive to the CNT “end effect” because in the pull-out process the periodic boundary condition is difficult to be applied in the axial direction of the CNT. Nevertheless, CNTs with several micrometers in length are widely produced by catalytic chemical vapour deposition

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(CCVD), and are dispersed in the nanocomposite as reinforcements [24]. Considering the large aspect ratio of CNTs, the “end effect” were usually ignored when modeling

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and analyzing the CNT/polymer composites [25-27]. Therefore, it is important to investigate the mechanism of the “pure interfacial shear” between CNTs and the

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surrounding polymer matrix through a molecular-level model that ignores the “end

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effect”. However, few literatures reports relevant works. Based on the authors’ knowledge, among the many literatures, only Zhang et al. [28] simulated the sliding

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process of a non-functionalized SWNT in PE matrix by using a periodic MD model.

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Their simulation indicated that the curve of the ISS as a function of CNT sliding displacement is shaped like that of sliding friction.

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In addition, according to the observation of the densification and crystallization

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from MD simulation [29,30] and experimental characterization [31], the structural

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arrangement of matrix polymer in the vicinity of the CNTs is altered as a layer of interphase by the interaction with the CNTs. Several researchers have tried to introduce the effect of the interphase on the properties of non-functionalized CNT/polymer composites in finite element model [32], MD model [33] or multi-scale model [34]. These modeling works indicated that ignoring the interphase could bring about misleading results for the effective properties of the composite. Thus, it is important to investigate the load transfer mechanism of the interphase, as it will have a great influence on the mechanical properties of CNTs/matrix interface. In this work, a periodic MD model has been constructed to investigate the

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interfacial properties of functionalized SWNT/polymer composite, which avoids the “end effect” of SWNTs and is more convenient to obtain the load transfer mechanism.

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The SWNT is randomly coated with carboxylic acid functional groups –COOH and then is embedded into PE matrix. The emphasis of our study was laid on the load

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transfer mechanism of the interphase. Moreover, the effective interfacial shear

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strengths in different sliding stages and variable sliding velocities are evaluated. Based on the calculation of shear properties of PE bulk and an equivalent shear load

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transfer model, we investigated the effect of the amount of functionalization of SWNT

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and the sliding velocity on the interfacial properties. In conclusion, a criterion was proposed to distinguish the strong interface and the weak one.

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2.1 Atomistic models

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2. Method

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In MD simulation, an armchair type SWNT with a chiral vector of (10, 10) is chosen as reinforcement, and an amorphous linear PE is used as polymer matrix. A single chain of the amorphous PE consists of 200 –CH2–CH2– unit monomers, since

in chains longer than that, the variation of the interfacial properties can be neglected [28]. The number of PE chains in the model varies according to the size of the unit cell. Although the SWNT chirality may affect the SWNT-polymer interaction [17], the influences are expected to be minor compared to the effect of the functionalization we force on here [19]. Thus the trends obtained with carboxylic acid functionalization of the (10, 10) SWNT are expected to be valid for all chiralities. In total, three kinds of

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atomistic models are constructed for the investigation and comparison, including functionalized SWNT-polymer systems, a non-functionalized SWNT-polymer system

procedures, we only detail the first one in details here.

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and a pure polymer bulk. As the three kinds of models have similar constructing





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Firstly, periodic unit cells are constructed with sufficiently large dimensions of 

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49.19 A 70.00 A 70.00 A in order to prevent interaction between atoms and their

periodic images during the whole MD simulation. The SWNT functionalized with

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carboxylic acid groups, which are randomly distributed on the SWNT carbon atoms,

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is added at the center of the unit cell aligned to the X direction as is depicted in Fig. 1(a). After that, random-walk PE chains are generated around the SWNT to fill the

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unit cell at a target density of 0.7 g/cm3 by using Accelyrs Amorphous Cell package,

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which is based on the method proposed by Meirovitch [35] and Theodorou and Suter

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[36]. Then, the total potential energy of the unit cell is minimized by the conjugate gradient method with a target convergence threshold for the specified maximum energy change of 0.001 kcal/mol [27,34] (Fig. 1(b)). All the cell construction and the subsequent energy minimization processes are performed using a commercial molecular dynamics simulation package Material Studio 7.0 [37], with the polymer consistent force field (PCFF) [38,39] to describe inter- and intra-atomic interactions. For non-bond calculations, an atom-based cutoff of 11 Å was used in the van der Waals (vdW) interaction, and the Ewald summation method was used to treat the long-range characteristics of the Coulomb interaction [40].

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When initial structures are sufficiently minimized, they are then inserted into the MD code where an equilibration sequence with four different steps will be performed

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to relax any high energy configurations that are artificially created. Initially, the unit cells are equilibrated for 50 ps with a time step of 1fs under the NVT ensemble at the

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temperature of 500 K followed by a relaxation for 150 ps with a time step of 0.5 fs

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under the NPT ensemble at the temperature of 500 K and the pressure of 1 atm. The next relaxation cooled the structure down to the desired temperature with a step of 1

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K for every 1 ps, followed by a further relaxation of 300 ps at the desired temperature.

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The latter two equilibrium processes are both performed under the NPT ensemble at the pressure of 1 atm with a time step of 0.5 fs. The target temperature is set to 100 K,

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where the PE molecules can be regarded as a glassy and rigid polymer [41,42]. A

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parallel MD code, LAMMPS [43], has been used to perform the equilibration and the

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following simulations using the same force field (PCFF) mentioned above. The system temperature and pressure are regulated by the Nosé-Hoover methods[44-46]. Similar procedures are performed to construct the atomic models for the

non-functionalized SWNT-polymer system and the pure polymer bulk (Fig. 1(c)). The equilibration sequence relaxes the pure PE bulk to a final density of 0.90 g/cm3, which

is within the range of experimental values 0.89-0.925 g/cm3 for linear low-density PE [47]. The densities of the stable SWNT-PE systems are in the range of 0.93-0.97 g/cm3, which is also in agreement with the experimentally determined densities for the system [47].

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2.2 MD simulation for SWNT sliding and PE bulk shear After the equilibration, production runs are performed to obtain the ISS of the

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SWNT-PE systems and the shear stress-strain curve of the pure PE bulk. For the former case, the PE atoms outside the interphase are fixed to prevent the

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rigid body motion of the PE matrix, shown as the green region in Fig. 2. Uniform

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velocities ranging from 1m/s to 100m/s are applied to the carbon atoms of the SWNT, to simulate the sliding process. In the simulations, periodic boundary conditions are

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applied in three directions, and hence the “end effect” of SWNTs can be avoided. As

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shown in Fig. 2, the interphase for load transferring is defined as a concentric cylinder within the yellow circle with a radius of R1 while beyond the white circle which

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represents the radius of the SWNT R0 . The conventional definition of the interphase

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is a layer of dense polymer atoms surrounding the CNT. The local density change is

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used as a criterion to determine the boundary of the interphase region and the bulk matrix [33]. Different from that, in this work, we define the interphase as a layer of atoms for load transferring from the bulk matrix to the CNT. The thickness of the interphase T should be big enough to eliminate the direct interaction between the CNT and the bulk matrix outside. At the same time, it needs to be small to improve computational efficiency. Obviously, the interphase defined here will cover the conventional one. Based on detailed discussions of the density change and the effective interfacial shear strength, we will determine the thickness of the interphase in the following section.

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As a reference for studying the interfacial shear strength, the shear stress-strain curves of the pure PE bulk are obtained under different strain rates, by applying a

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continuous external shear strain to the unit cell as shown in Fig. 3. Based on the stress-strain curves, a 1-D constitutive model is established to determine the critical

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strength of the interface under the theoretical framework of continuum mechanics.

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The corresponding load transfer model and the comparison will be discussed in details

3. Results and discussion

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3.1 The interphase for load transferring

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in Section 3.4.

The radius density distribution (RRD), which has been widely used in

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CNT/polymer systems [27,48], of the PE matrix has been calculated to reflect the

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effect of SWNT on the surrounding PE matrix. The local density at different radius R

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is determined by dividing the atomic mass of cylindrical shell by the corresponding volume. Specifically, the inner boundary is defined as the (10,10) SWNT radius R0=6.78 Å, and the thickness of the shell is set to 0.3 Å. The RRDs of non-, 1%, and

5% functionalized SWNT composites are respectively shown in Fig. 4 with the reference density of pure PE bulk. It can be seen from Fig. 4 that whether the SWNT is functionalized or not, the RRD oscillates around the mean value of PE bulk density, which can be attributed to the fact that the linear PE chains are easy to form regular lamellar-type structures on the SWNT surface [49]. In contrast, the fluctuation of the RRD of the pure PE, corresponding to an amorphous structure, is much smaller.

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Furthermore, for the functionalized SWNTs, the variations of the RRDs are relatively slight, and all have a peak value at around T=4 Å. On the other hand, the amplitude of

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the RRD decreases as T increases, until the density is almost equal to the PE bulk at around 17 Å. However, as the amount of functionalization goes up, the amplitude of

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the RRD shows a distinct drop, which may be attributed to the fact that the regular

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structure of the surrounding PE chains are disturbed by the –COOH groups.

To give a precise evaluation of the thickness of the interphase for load

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transferring analysis, eight simulations with different thickness of interphase T have

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been performed for 1% and 5% functionalized SWNT composites respectively. Similar to the definition in Ref. [28], two key parameters for the ISS of the sliding

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process have been calculated, i.e. the critical interfacial shear stress (CISS) and the

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steady sliding interfacial shear stress (SISS), which respectively refer to the peak

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value and the mean value of the steady sliding stage, as shown in Sub-figure 5(b). The details of these parameters and the sliding process will be further discussed in the following section.

Then, the CISS and the SISS are calculated for the 1% and 5% functionalized

cases as the thickness of the interphase T increases. As shown in Fig. 5(a), both CISS and SISS decrease as the thickness of the interphase increases and tend to converge to constant values when the interphase reaches a sufficient thickness. This means that the influence of the SWNT on the PE atoms can be neglected at a distance large enough. To determine the appropriate value for the thickness, the relative error between the

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neighboring data points in Fig. 5(a) is evaluated. We find that the relative error of the CISS and SISS between models with the thickness of 17 Å and 19 Å is smaller than

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5% in both cases. This means that the influence of the SWNT is small enough on the PE atoms at the distance of 17 Å from the SWNT surface, hence an interphase

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thickness of 17 Å will be used in all following simulations.

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3.2 Sliding process of CNT

The ISS is studied by examining the energy changes during the sliding of the

Fi 2R0 L

(1),

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

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SWNT embedded in the PE matrix, which is calculated as

where Fi is the axial component (x-direction) of the total force on the SWNT

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imposed by PE molecules, R0 is the SWNT radius, and L is the embedded length of SWNT. In the calculation the resultant force on the SWNT is evaluated by

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summing the force interaction between the group of PE molecules and that of atoms of SWNT which consists the atoms of the pristine SWNT and the –COOH groups. Fig. 6 shows the typical ISS as a function of SWNT sliding displacement d CNT for different amounts of functionalization under the sliding velocity of 100 m/s. Similar to the ISS of pristine SWNT sliding [28], three distinct stages can be observed during the sliding process for the functionalized SWNTs, including (1) a linear increase before a critical stress point, (2) a linear decrease, and (3) a steady sliding stage. The peak value after the first stage is defined as the CISS  c . During the steady sliding stage, the ISS oscillates irregularly because of the random distribution of functional

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groups, which is different from the periodic oscillation of the pristine SWNTs [28]. The steady sliding interfacial shear stress (SISS)  s is defined by averaging the ISS

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over the whole steady sliding time steps. As shown in Fig. 6, the shape of the ISS curve is similar to the curve of sliding friction, and the SWNT sliding becomes easier

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in the steady sliding stage (as kinetic friction) after reaching the CISS (as static

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friction). Furthermore, Fig. 6 indicates that both the CISS and the SISS go up as the amount of the functionalization increases, while the corresponding sliding

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displacement for CISS is around 4 Å for all cases.

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The CISS and SISS are calculated respectively for the nanocomposite with the amount of SWNT functionalization from 0.5% to 5.0% based on the results of MD

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simulations. Table 1 shows a comparison of the CISS/SISS between the

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functionalized and non-functionalized SWNT under the sliding velocity of 100 m/s.

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It is obvious that when –COOH groups are added to the SWNT surface, CISS and SISS increase dramatically. As the present periodic model avoids the “end effect”, the values of CISS and SISS for the non-functionalized SWNT-PE system are much smaller than those calculated by the pull-out simulation, but have the same order of magnitude as those for Ref. [28] (~8MPa of CISS and ~1.5MPa of SISS in corresponding PE chain length and sliding velocity). The differences of our results from those of Ref. [28] may be attributed to the temperature difference and the united-atom model in their simulation. Table 1 also shows the values of ISS reported in Ref. [19], in which a SWNT pull-out simulation was implemented. In order to

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avoid the “end effect” for a valid comparison with our results, the enhancements of the ISS for the functionalized SWNT cases are calculated as presented in Table 1. It

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shows that enhancement values of the SISS in our work are very close to those of the ISS in the pull-out simulation, which indicates that the “end effect” has a minor

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influence on the reinforcement of the functionalization. In other word, the –COOH

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groups may mainly enhance the sliding resistance between the SWNT and the surrounding polymer matrix; this mechanism will be discussed in detail. Meanwhile,

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the comparison also verifies the validity of our model for reflecting the effects of the

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–COOH groups.

In order to analyze the loading transfer mechanism, the detailed deformations of

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the interphase region in the cross-section perpendicular to the y-direction and

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through the axis of the SWNT are presented in Fig. 7, demonstrating the SWNT with

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the amount of functionalization f  5% under the sliding velocity of 100 m/s, corresponding to the case of black point in Fig. 6. In Fig. 7(a), the atoms are colored according to their molecule ID; a typical –COOH group in the yellow circle marks the sliding of the SWNT. Initially, the –COOH group lies on the left side of the red PE chain. When the SWNT moves to dCNT=6 Å, PE chains undergo an obvious

deformation along with the SWNT translational motion, but the distance between the marked –COOH group and the red chain remains almost unchanged, which indicates that little relative slide happens between the SWNT and the surrounding PE chains. This phenomenon occurs at the end of the first sliding stage, where the ISS reaches

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approximately the CISS. When dCNT=12 Å, the overlap of the –COOH group and the red PE chain can be observed, apart from the further deformation of the PE matrix.

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This indicates the existence of distinct sliding displacement between the SWNT and the PE matrix. When dCNT=24 Å, the –COOH group moves to the right side of the

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red chain and no further deformation of the PE chains is observed comparing to the

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case of when dCNT=12 Å. This process corresponds to the steady sliding stage indicated in Fig. 6.

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The SWNT axial displacement of each PE atom is presented in Fig. 7(b) for

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these four cases. It is indicated that the atomic displacement significantly goes up as dCNT increases from 0 Å to 12 Å, but the variation of the atomic displacement can be

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neglected for a bigger dCNT. Fig. 7(b) more obviously reflected the deformation of the

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PE chains surrounding the SWNT. Similar to the analysis above, the primary load

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transfer mechanism of the interphase is the deformation of the PE chains at the first stage of the SWNT sliding and, in contrast, the relative sliding between the SWNT and the PE chains in the steady sliding stage. Furthermore, the atomic displacement follows a similar distribution along the SWNT radial direction for each case, i.e. the closer the PE atom is to SWNT, the bigger the atomic displacement is, which implies a shear deformation in the interphase for load transferring. Fig. 8 shows a clearer variation of the atomic deformation as a function of the radial thickness and the SWNT displacement. The value of the atomic deformation is the average value for atoms in a specific radius. The saddle-shaped surface obviously indicates the shear

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deformation in the interphase. As the SWNT slides, the interphase undergoes a large deformation at first, and then stays steady. On the other hand, the PE molecules closer

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to the SWNT undergo larger deformation as discussed above. To investigate the effect of the amount of the functionalization of SWNT on the

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load transferring in the interphase, a comparison is presented in Fig. 9 between the

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cases of f  5% and f  1% . An obvious difference of the atomic displacement distribution is indicated between the two cases in Fig. 9(a). When f  5% , the

in contrast,

only the PE atoms below the SWNT clearly move, and the

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f  1% ,

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atomic displacement distribution is near symmetrical between the SWNT axis. When

atoms above have small movement, where no –COOH group exists. Fig. 9(b) shows a

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comparison of the averaged atomic displacements as a function of the radial thickness.

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The curves of the 1% case are obviously lower than those of the 5% one. This implies

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that the shear deformation of the interphase mainly depends on the functional groups on the SWNT surface, regardless of the position and the amount. Fig. 9(b) also shows that the variation of the atomic displacement can be neglected when the radial thickness reaches around 15 Å, which means the interphase thickness of 17 Å is big enough.

3.3 The interfacial shear strength and criterion As the inertia effect and the viscosity should be cautiously considered in the polymer system [50], we employ an extrapolation to infer the properties of the interface and the matrix in quasi-static. A power-law model has been employed to

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approximately describe the variation of CISS and SISS respectively, with the amount of functional groups f and the SWNT sliding velocity u CNT as follows: nc ncf   u CNT    f 0  c   c      f  u    0   CNT 0   nsu nsf   u CNT  0 f    s   s     f u  0 CNT    0 

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u

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(2),

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where  c0 ,  s0 , ncf , ncu , nsf , and nsu are the constants determined by fitting with the MD results, presented in Table 2.  c0 and  s0 are reference stress; f 0 and

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u CNT 0 are respectively the reference amount of functional groups and the SWNT

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sliding velocity, which we set to f 0  1% and u CNT 0  1m / s in the present work. It is indicated that the exponents ncf and nsf are both approximate to 1.0, in other

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words, the relationship of the interfacial shear strength and the amount of

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functionalization is approximately linear, and the load transferring in the interphase

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mainly depends on the interaction between the functional groups and the surrounding PE chains.

The MD results and the fitting curves are presented in Fig. 10 for the CISS and

SISS as a function of the SWNT sliding velocity. As the sliding velocity increases, both CISS and SISS increase obviously for each amount of functionalization. As the analysis in Section 3.2 has shown, the value of ISS depends on the shear deformation of PE chains in the interphase, which is mainly driven by the –COOH groups. Since the mechanical properties of PE is sensitive to the strain rate [41], a higher value of ISS can be obtained for a faster SWNT sliding which corresponds to a higher strain

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rate of the interphase. In the following, we attempt to establish a criterion to determine whether the

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interface is a strong one or a weak one under the theoretical framework of continuum mechanics. As a reference, the shear strain-stress relationship of the pure PE has been

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obtained by MD simulation. The stress-strain curves under different strain rates are

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shown in Fig. 11(a). It shows that a 1-D elastic-perfectly plastic model is able to describe the stress-strain response at a certain strain rate. The two material parameters,

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elastic modulus G and yield strength  Y , are assumed as functions of the strain rate

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 , which can be obtained by fitting with the MD results. As shown in Fig. 11(b), a power-law model is used to express the relationship

(3),

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te

d

nG     G  G0     0   n      Y   Y0    0  

where we set to 0  1s 1 in the present paper; nG and n are respectively the stiffness relation exponent and the strength relation exponent. Next, an equivalent shear load transfer model, detailed in Appendix A, is

employed. Fig. 12 shows a sketch for the load transferring in the interphase based on the shear deformation with an assumption that the PE interphase matrix is perfectly bonded to the SWNT. Under this assumption, the critical interfacial yield strength is determined by the equivalent yield strength of the surrounding interphase matrix layer, which is given by Eq. (A7). Combining Eq. (2) and Eq. (A7), a relationship of the

Page 20 of 47

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amount of functional groups and the sliding velocity can be obtained to distinguish

(4),

us

cr

1  n nsf    u u   c  nG 1  f upper  f 0  Y00   0  n u 0 ns u n  ns      s  R0        1 n  ncf   n 1  ncu n  ncu   n   Y0  c  G  f lower  f 0  0   0 u 0 u   c  R0      

ip t

the strong interface and the weak one, i.e.

which is presented in Fig. 13. The upper and the lower bounds are calculated from the

an

SISS and the CISS, respectively. When the value of f is higher than the upper

M

bound, the interfacial strength stays bigger than the interphase matrix layer, whichever stage the sliding process lies on. This interface can be defined as a strong one,

d

because the yield occurs earlier in the interphase matrix. In contrast, a value of f

Ac ce p

than that of the matrix.

te

lower than the red dash line means a weak interface of which strength stays smaller

Different from the absolute boundary between the strong and weak interface, Fig.

13 shows that a translation state exists between the upper and the lower bounds. As we have discussed above, the ISS curve of the SWNT sliding has a shape like that of the conventional sliding friction, in other words, the value of CISS is generally higher than SISS. It means that a bigger load is required to activate the motion of the SWNT from a static state, but a smaller load is enough to maintain the steady sliding state. Therefore, if a load smaller than CISS but bigger than SISS is applied, the SWNT can not begin to slide from a static state. However, this load could keep the SWNT sliding

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once the motion of the SWNT is activated by, say, an impact. The existence of the translation state between the strong and weak interface may bring a more notable

ip t

influence on the dynamical properties of the composite rather than the quasi-static nanotube pulling-out behavior. Moreover, even in the quasi-static experiments for

cr

testing the macro-properties of the nanocomposite, the local disturbance can not be

us

ignored, hence it is meaningful to discuss the interface condition by considering the existence of the translation state between the strong and weak interface.

an

Furthermore, it is worth noting that the values of the two bounds decrease

M

nonlinearly as the sliding velocity slows down. When the sliding velocity is around 10-8 m/s, corresponding to the pull-out rate in experiment [51], the value of the upper

d

bound is 0.62%, which can be easily reached for functionalized CNTs [5]. Therefore,

te

it is reasonable to assume a perfect bonding between the functionalized CNT and the

Ac ce p

PE matrix in most cases of modeling at a higher scale. 4. Conclusion

In this paper, a periodic MD model is constructed to investigate the mechanical

properties of the interface between the functionalized SWNT and the polymer matrix. The present model avoids the “end effect” of SWNTs and is more convenient to obtain the load transfer mechanism. Carboxylic acid groups are randomly coated onto the SWNT to study the effect of functionalization, and an amorphous linear PE is used as polymer matrix. Based on the analysis of the RRD and the interfacial strength, an effective interfacial thickness of 17 Å is obtained. During the sliding process of the

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SWNT, the shear deformation occurs in the layer of interphase to transfer the load from the matrix to the SWNT. The deformation behavior is similar to an

ip t

“elastic-plastic” solid as the SWNT moves, which increases initially and then stays steady thereafter. In addition, the shear deformation is mainly driven by the functional

cr

groups.

us

The ISS is calculated as a function of the SWNT sliding displacement, which shows a similar shape of the curve of sliding friction, i.e. a lower steady sliding stage

an

(SISS) exists following a peak value (CISS). A power-law model is employed to

M

describe the variation of CISS and SISS respectively, with considering the effects of the amount of functionalization and the sliding velocity. Finally, we propose an

d

interfacial strength criterion by considering the amount of functionalization of SWNT

te

and the sliding velocity. The results imply that an assumption of perfect bonding

Ac ce p

between the functionalized SWNT and the PE matrix is reasonable for the modeling at a higher scale under the experimental velocity. It may be noted that the load transfer ability of the interface with more

functionalization, such as 2%, is much higher than the yield strength of the matrix. However, the excessive load can still be transferred to the SWNT because of the interaction between the functional groups and the chains in the interphase whose properties have been modified by the SWNT and the functional groups. The existence of the interphase may further improve the overall properties of the nanocomposite.

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Acknowledgments The authors thank the support from the National Natural Science Foundation of

ip t

China (11472025, 11272030 and 11272300).

cr

Appendix A. Equivalent shear load transfer model

us

By assuming a perfect interfacial bonding and the decoupling of tensile and shear deformations, the shear strain in the interphase layer can be written as:

  G

 0 R0

an



nG

   G0   R  0 

(A1),

M

where  0 is the shear stress at the interface, R0 is the radius of the SWNT.

d

In the elastic stage, the deformation of the surrounding matrix layer satisfies the

te

superposition principle, thus   0. The shear strain rate can be expressed by taking

Ac ce p

the derivative of Eq. (A1) with respect to time as follows:   R  nG    0 0 0  G0 R

1

 nG 1   

(A2).

Then the SWNT sliding velocity u CNT can be expressed as:

u CNT

 1   dR  1  R0  nG R1

 0 R00 nG    G0

1

nG  nG 1  nG   nG 1  R nG 1  R  1 0    

(A3).

Therefore, 0 can be written as a function of the sliding velocity,

G u  G 0  c 0 CNTnG R00

n 1

where c 

1  1 1  n G 

nG   nG  R1 nG 1  R0 nG 1   

nG 1

(A4),

.

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Further,  0 is evaluated based on the time integral for Eq. (A4), G 0  c 0 R0

 u CNT   0

nG

  d CNT 

(A5).

ip t

The strain rate at the interface can be also obtained, 1

(A6).

cr

 c  nG 1  ( R  R0 )    u CNT  R0 

us

Moreover, the yield occurs at the position near the CNT, and hence the equivalent yield strength of the surrounding matrix layer can be evaluated by

an

introducing Eq. (A6) into the second term of Eq. (3), n

  

n

(A7).

d

M

 c  nG 1  u  Y   Y0    CNT  R0   0

te

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Ac ce p

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ip t

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cr

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us

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an

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d

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te

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Ac ce p

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ip t

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te

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cr

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te

d

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Applied Materials & Interfaces, 3(2011) 129-134.

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Figure captions Fig. 1. The unit cells constructed before equilibration: (a) the functionalized SWNT;

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(b) the functionalized SWNT/PE system; (c) the pure PE bulk. Fig. 2. Atomic model for the SWNT/PE composite.

cr

Fig. 3. Pure shear simulation of the PE bulk.

us

Fig. 4. The variation of the local density in the matrix with the radial thickness of the matrix, the X-axis is the interphase thickness T=R1-R0.

an

Fig. 5. The variation of the CISS/SISS with the interphase thickness.

M

Fig. 6. The typical curve of ISS as a function of the SWNT sliding displacement under the sliding velocity of 100m/s.

d

Fig. 7. The specific distribution of the movement of PE atoms with the SWNT sliding.

te

The SWNT atoms are indicated by pink color.

Ac ce p

Fig. 8. The atomic displacement of the surrounding PE chains as a function of SWNT sliding displacement and radial thickness. Fig. 9. A comparison of the deformation in the interphase between the functionalization of 5% and 1%. Fig. 10. The effect of the SWNT sliding velocity on (a) CISS and (b) SISS. Fig. 11. Shear deformation of the pure PE bulk: (a) the stress-strain curves obtained by MD simulation; (b) the power-law model expressing the effect of strain rate on the elastic modulus and yield strength. Fig. 12. The interphase transferring the load from the matrix to the SWNT through

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shear deformation. Fig. 13. The interfacial condition determined by the amount of functionalization and

Ac ce p

te

d

M

an

us

cr

ip t

the sliding velocity.

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Functionalization

0.0%

0.5%

1.0%

1.5%

2.0%

5.0%

CISS (MPa)

6.35

47.45

137.29

202.66

262.84

415.83

Enhancement (MPa)

-

41.1

130.9

196.3

256.5

409.5

SISS (MPa)

3.48

34.83

75.27

106.79

142.29

290.72

Enhancement (MPa)

-

31.3

71.8

103.3

ip t

Table 1 Comparison of ISS with respect to the amount of functionalization

Corresponding results of the pull-out simulation in Ref. [18] 150

-

230

-

Enhancement (MPa)

-

-

80

-

287.2

-

450

-

300

us

cr

ISS (MPa)

138.8

Table 2 Summary of the constants in Eq. (2) by fitting with the MD results

 c0 (MPa) 73.10

 s0 (MPa)

0.12

nsf

nsu

0.99

0.13

Ac ce p

te

d

38.81

ncu

1.10

M

SISS

ncf

an

CISS

Page 31 of 47

Ac ce p

te

d

M

an

us

cr

ip t

Figure 1

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Ac

ce

pt

ed

M

an

us

cr

i

Figure 2

Page 33 of 47

Ac ce p

te

d

M

an

us

cr

ip t

Figure 3

Page 34 of 47

Ac

ce

pt

ed

M

an

us

cr

i

Figure 4

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Ac

ce

pt

ed

M

an

us

cr

i

Figure 5

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Ac

ce

pt

ed

M

an

us

cr

i

Figure 6

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Ac

ce

pt

ed

M

an

us

cr

i

Figure 7

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Ac

ce

pt

ed

M

an

us

cr

i

Figure 8

Page 39 of 47

Ac ce p

te

d

M

an

us

cr

ip t

Figure 9(a)

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Ac

ce

pt

ed

M

an

us

cr

i

Figure 9(b)

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Ac

ce

pt

ed

M

an

us

cr

i

Figure 10(a)

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Ac

ce

pt

ed

M

an

us

cr

i

Figure 10(b)

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Ac

ce

pt

ed

M

an

us

cr

i

Figure 11(a)

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Ac

ce

pt

ed

M

an

us

cr

i

Figure 11(b)

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Ac

ce

pt

ed

M

an

us

cr

i

Figure 12

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Ac

ce

pt

ed

M

an

us

cr

i

Figure 13

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